TY 2020 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020

Name of foundation
HELEN A THRUSH SCHOLARSHIP FUND TA

Number and street (or P.O. box number if mail is not delivered to street address)FIRST CITIZENS BANK TRUSTEE P O BO
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
RALEIGH, NC27626

A Employer identification number

56-6670931

B Telephone number (see instructions)

(919) 716-7347

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$392,099J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	8,095		8,041
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		4,858
b	Gross sales price for all assets on line 6a 522,694
7	Capital gain net income (from Part IV, line 2)...			4,858
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	12,953		12,899
13	Compensation of officers, directors, trustees, etc.	6,705		6,705
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........					0
b	Accounting fees (attach schedule).......		450	450	0	0
c	Other professional fees (attach schedule)....					0
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...		147	147		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	7,302		7,302	0	0
25	Contributions, gifts, grants paid.......	18,737				18,737
26	Total expenses and disbursements. Add lines 24 and 25	26,039		7,302	0	18,737
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-13,086
b	Net investment income (if negative, enter -0-)			5,597
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............
	2	Savings and temporary cash investments.........	20,194	18,225	18,225
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......
	c	Investments—corporate bonds (attach schedule).......
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	334,938	320,673	373,874
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	355,132	338,898	392,099
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	355,132	338,898
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	355,132	338,898
	30	Total liabilities and net assets/fund balances (see instructions).	355,132	338,898

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

355,132

Enter amount from Part I, line 27a .....................

-13,086

Other increases not included in line 2 (itemize) bullet

200

Add lines 1, 2, and 3 ..........................

342,246

Decreases not included in line 2 (itemize) bullet

3,348

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

338,898

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	140.331 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804		2016-10-07	2020-01-06
b	25.328 FIDELITY MID CAP INDEX FUND INST PREMIUM #2352			2020-01-06
c	154.727 GLENMEDE LARGE CAP CORE PORTFOLIO - INST #5559			2020-01-06
d	571.703 GLENMEDE LARGE CAP CORE PORTFOLIO - INST #5559			2020-01-06
e	648.891 GOLDMAN SACHS ENHANCED INCOME FD CL I #1999		2018-04-03	2020-01-06
	117.478 OAKMARK FUND - INST #2876			2020-01-06
	41.154 OAKMARK FUND - INST #2876			2020-01-06
	76.464 WCM FOCUSED INTERNATIONAL GROWTH FUND #840		2018-07-02	2020-01-06
	56. ISHARES MSCI ACWI ETF		2019-11-29	2020-01-06
	64.217 LAZARD INTERNATIONAL EQUITY INST #632			2020-01-06
	21.2 MFS MID CAP VALUE R6 #4837			2020-01-06
	108.955 PEAR TREE POLARIS FOREIGN VALUE FUND CL R6 #8896		2018-07-02	2020-01-06
	91.468 PIMCO STOCKSPLUS INTERNATIONAL FUND U.S. DOLLAR-HEDGED INST #32		2017-10-03	2020-01-06
	5.379 T ROWE PRICE MID-CAP GROWTH FUND CLASS I #524			2020-01-06
	1.101 VANGUARD 500 INDEX FUND ADM #540		2016-10-07	2020-01-06
	20.922 361 GLOBAL LONG/SHORT EQUITY FUND CLASS Y #832			2020-03-02
	53.717 BALTER INVENOMIC FUND - INSTL			2020-03-02
	2.532 361 GLOBAL LONG/SHORT EQUITY FUND CLASS Y #832		2016-01-15	2020-03-13
	55.636 BALTER INVENOMIC FUND - INSTL		2019-06-07	2020-03-13
	32.949 KELLNER MERGER FUND		2018-04-03	2020-03-16
	290.313 AMERICAN BEACON GARCIA HAMILTON QUALITY BOND FUND CL R5 #4851		2018-07-02	2020-03-16
	405.254 BAIRD AGGREGATE BOND FUND INST #72			2020-03-16
	3.759 BLACKROCK HIGH YIELD BOND PORTFOLIO CLASS K #340			2020-03-16
	121.697 GOLDMAN SACHS ENHANCED INCOME FD CL I #1999		2018-04-03	2020-03-16
	1.202 HARTFORD EMERGING MARKETS LOCAL DEBT FUND CLASS Y #1025		2017-10-03	2020-03-16
	1.142 IVY HIGH INCOME FUND CLASS N #229		2016-01-15	2020-03-16
	31.267 PARTNER SELECT ALTERNATIVE STRATEGIES INSTL		2017-10-03	2020-03-16
	38.04 INFINTY Q DIVERSIFIED ALPHA FUND #2373		2018-10-03	2020-03-16
	317.748 WELLS FARGO CORE BOND FUND CLASS R6 #4657			2020-03-16
	40.398 VICTORY INTEGRITY DISCOVERY FUND CLASS Y		2019-01-10	2020-03-18
	1.068 VICTORY INTEGRITY DISCOVERY FUND CLASS Y			2020-03-18
	1936.82 AMERICAN BEACON GARCIA HAMILTON QUALITY BOND FUND CL R5 #4851		2018-07-02	2020-03-20
	423.43 ASHMORE EMERGING MARKETS ACTIVE EQUITY FUND - INST			2020-03-20
	218.182 BALLIE GIFFORD EMERGING MARKETS EQUITIES FUND CLASS K			2020-03-20
	264.978 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804			2020-03-20
	138.421 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804		2016-10-07	2020-03-20
	643.962 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804			2020-03-20
	78.992 COLUMBIA SMALL CAP INDEX FUND INTL #444			2020-03-20
	433.656 COLUMBIA CONTRARIAN CORE FUND INSTL #6262			2020-03-20
	41.546 COLUMBIA CONTRARIAN CORE FUND INSTL #6262		2016-05-27	2020-03-20
	269.675 DFA INTERNATIONAL REAL ESTATE SECURITIES FUND		2016-01-15	2020-03-20
	125.69 FEDERATED HERMES MDT SMALL CAP CORE FUND			2020-03-20
	710.149 FIDELITY MID CAP INDEX FUND INST PREMIUM #2352			2020-03-20
	222.488 GOLDMAN SACHS EMERGING MARKETS EQUITY INSIGHTS FUND CLASS R6 #		2017-04-24	2020-03-20
	31.232 GOLDMAN SACHS EMERGING MARKETS EQUITY INSIGHTS FUND CLASS R6 #4		2017-04-24	2020-03-20
	177.754 WCM FOCUSED INTERNATIONAL GROWTH FUND #840		2019-04-02	2020-03-20
	1011.43 JOHNSON ENHANCED RETURN FUND		2020-01-06	2020-03-20
	50.696 LAZARD INTERNATIONAL EQUITY INST #632		2019-04-02	2020-03-20
	253.819 LAZARD INTERNATIONAL EQUITY INST #632			2020-03-20
	83.354 MFS MID CAP VALUE R6 #4837			2020-03-20
	433.405 MFS MID CAP VALUE R6 #4837			2020-03-20
	543.684 PEAR TREE POLARIS FOREIGN VALUE FUND CL R6 #8896			2020-03-20
	205.702 PEAR TREE POLARIS FOREIGN VALUE FUND CL R6 #8896		2018-07-02	2020-03-20
	124.461 PEAR TREE POLARIS FOREIGN VALUE FUND CL R6 #8896			2020-03-20
	537.292 PIMCO STOCKSPLUS INTERNATIONAL FUND U.S. DOLLAR-HEDGED INST #3			2020-03-20
	183.14 PIMCO STOCKSPLUS INTERNATIONAL FUND U.S. DOLLAR-HEDGED INST #32			2020-03-20
	73.513 PIMCO STOCKSPLUS SMALL FUND - INST #1885		2019-01-10	2020-03-20
	162.818 PIMCO STOCKSPLUS SMALL FUND - INST #1885		2019-01-10	2020-03-20
	58.292 T ROWE PRICE MID-CAP GROWTH FUND CLASS I #524			2020-03-20
	61.235 T ROWE PRICE MID-CAP GROWTH FUND CLASS I #524			2020-03-20
	618.395 T ROWE PRICE US EQUITY RESEARCH FUND CL I #358		2020-01-06	2020-03-20
	53.78 VANGUARD 500 INDEX FUND ADM #540			2020-03-20
	2.005 COLUMBIA SMALL CAP INDEX FUND INTL #444		2020-01-06	2020-03-23
	.169 COLUMBIA SMALL CAP INDEX FUND INTL #444			2020-03-23
	2.471 FEDERATED HERMES MDT SMALL CAP CORE FUND		2020-03-18	2020-03-23
	.106 FEDERATED HERMES MDT SMALL CAP CORE FUND			2020-03-23
	6.312 GOLDMAN SACHS ENHANCED INCOME FD CL I #1999		2018-04-03	2020-03-23
	1.101 HARTFORD EMERGING MARKETS LOCAL DEBT FUND CLASS Y #1025		2017-10-03	2020-03-23
	17.603 MFS MID CAP VALUE R6 #4837		2019-01-10	2020-03-23
	.154 PIMCO STOCKSPLUS SMALL FUND - INST #1885		2019-01-10	2020-03-23
	6.108 PIMCO STOCKSPLUS SMALL FUND - INST #1885		2020-01-06	2020-03-23
	.016 T ROWE PRICE MID-CAP GROWTH FUND CLASS I #524			2020-03-23
	.028 T ROWE PRICE MID-CAP GROWTH FUND CLASS I #524			2020-03-23
	9.315 INFINTY Q DIVERSIFIED ALPHA FUND #2373		2018-10-03	2020-03-23
	1.196 EATON VANCE GLBL MACRO ABS RET ADVTG R6		2018-04-03	2020-03-24
	2. VANGUARD MID-CAP INDEX FUND - ADM #5859		2020-03-20	2020-03-24
	21.408 KELLNER MERGER FUND		2018-04-03	2020-03-25
	2.129 ARTISAN INTERNATIONAL SMALL-MID FUND INSTL #2467		2019-07-03	2020-03-25
	192.238 BAIRD AGGREGATE BOND FUND INST #72		2017-01-13	2020-03-25
	5.795 FIDELITY INTERNATIONAL INDEX FUND #2363			2020-03-25
	2. FIRST TRUST LONG/SHORT EQUITY ETF		2020-03-02	2020-03-25
	83.603 PIMCO STOCKSPLUS INTERNATIONAL FUND UNHEDGED INST #321		2020-03-20	2020-03-25
	2.69 INFINTY Q DIVERSIFIED ALPHA FUND #2373		2018-10-03	2020-03-25
	33.363 VANGUARD TOTAL BOND MARKET INDEX FD ADM #584		2020-03-20	2020-03-25
	50.769 VANGUARD DEVELOPED MARKETS INDEX FUND - ADM #127			2020-03-25
	166.718 WELLS FARGO CORE BOND FUND CLASS R6 #4657			2020-03-25
	24.262 VICTORY INTEGRITY DISCOVERY FUND CLASS Y			2020-03-27
	.129 DFA INTERNATIONAL REAL ESTATE SECURITIES FUND		2016-01-15	2020-04-06
	4.855 DFA INTERNATIONAL REAL ESTATE SECURITIES FUND		2020-03-16	2020-04-06
	8.506 EATON VANCE GLBL MACRO ABS RET ADVTG R6		2018-04-03	2020-04-06
	101.171 FIDELITY EMERGING MARKETS INDEX FUND #2344			2020-04-06
	1.649 GLENMEDE SECURED OPTIONS PORTFOLIO		2018-10-03	2020-04-06
	21.52 GOLDMAN SACHS INTERNATIONAL SMALL CAP INSIGHTS FUND CLASS R6 #46		2016-01-15	2020-04-06
	3.429 T ROWE PRICE INSTITUTIONAL EMERGING MARKETS BOND FUND #163		2018-10-03	2020-04-06
	.95 PRINCIPAL REAL ESTATE SECURITIES FUND - R6 #4269			2020-04-06
	1.625 T ROWE PRICE EMERGING MARKETS STOCK FUND CLASS I #531		2017-04-24	2020-04-06
	6.398 T ROWE PRICE EMERGING MARKETS STOCK FUND CLASS I #531		2018-10-03	2020-04-06
	36.009 TIAA-CREF EMERGING MARKETS EQUITY INDEX FUND INST #2245			2020-04-06
	120.158 VANGUARD TOTAL BOND MARKET INDEX FD ADM #584		2020-03-20	2020-04-06
	176.902 VANGUARD DEVELOPED MARKETS INDEX FUND - ADM #127		2020-03-20	2020-04-06
	194.217 FIDELITY TOTAL MARKET INDEX FUND INSTL PREMIUM CLASS #2361			2020-04-14
	30.64 VANGUARD 500 INDEX FUND ADM #540			2020-04-14
	1.437 BLACKROCK HIGH YIELD BOND PORTFOLIO CLASS K #340		2016-01-15	2020-04-20
	2.913 COHEN & STEERS REAL ESTATE SECURITIES FUND CLASS I #1260		2018-07-02	2020-04-20
	429.674 FIDELITY INTERNATIONAL INDEX FUND #2363			2020-04-20
	386.82 FIDELITY SMALL CAP INDEX INSTITUTIONAL PREMIUM FUND #2358			2020-04-20
	996.605 FIDELITY EMERGING MARKETS INDEX FUND #2344			2020-04-20
	6.326 GOLDMAN SACHS INTERNATIONAL SMALL CAP INSIGHTS FUND CLASS R6 #46		2016-01-15	2020-04-20
	6.318 PRINCIPAL REAL ESTATE SECURITIES FUND - R6 #4269		2016-01-15	2020-04-20
	.86 PRINCIPAL REAL ESTATE SECURITIES FUND - R6 #4269		2018-12-19	2020-04-20
	10.904 VANGUARD REAL ESTATE INDEX FUND ADM #5123			2020-04-20
	1526.243 VANGUARD TOTAL BOND MARKET INDEX FD ADM #584		2020-03-20	2020-04-20
	814.186 VANGUARD DEVELOPED MARKETS INDEX FUND - ADM #127			2020-04-20
	202.78 VANGUARD MID-CAP INDEX FUND - ADM #5859			2020-04-20
	4.509 VANGUARD 500 INDEX FUND ADM #540		2016-10-07	2020-04-20
	112.619 AMERICAN BEACON GARCIA HAMILTON QUALITY BOND FUND CL R5 #4851		2020-04-20	2020-04-21
	.092 AMERICAN BEACON GARCIA HAMILTON QUALITY BOND FUND CL R5 #4851		2018-07-02	2020-04-21
	1.806 GLENMEDE SECURED OPTIONS PORTFOLIO		2018-10-03	2020-04-21
	9.813 PARTNER SELECT ALTERNATIVE STRATEGIES INSTL		2017-10-03	2020-04-21
	54.783 PIMCO STOCKSPLUS INTERNATIONAL FUND UNHEDGED INST #321		2020-04-06	2020-04-21
	10.608 TIAA-CREF EMERGING MARKETS EQUITY INDEX FUND INST #2245		2017-01-13	2020-04-21
	.071 COLUMBIA CONTRARIAN CORE FUND INSTL #6262			2020-05-15
	.035 COLUMBIA CONTRARIAN CORE FUND INSTL #6262			2020-05-15
	17.896 COLUMBIA CONTRARIAN CORE FUND INSTL #6262			2020-05-15
	2.84 COLUMBIA CONTRARIAN CORE FUND INSTL #6262		2020-04-20	2020-05-15
	68.7 JOHNSON ENHANCED RETURN FUND		2020-04-20	2020-05-15
	36.865 T ROWE PRICE US EQUITY RESEARCH FUND CL I #358		2020-04-20	2020-05-15
	25.368 VANGUARD 500 INDEX FUND ADM #540		2016-10-07	2020-05-15
	164.207 AMERICAN BEACON GARCIA HAMILTON QUALITY BOND FUND CL R5 #4851		2019-07-03	2020-07-13
	949.968 AMERICAN BEACON GARCIA HAMILTON QUALITY BOND FUND CL R5 #4851		2020-04-20	2020-07-13
	128.891 ASHMORE EMERGING MARKETS ACTIVE EQUITY FUND - INST		2020-04-20	2020-07-13
	74.28 BALLIE GIFFORD EMERGING MARKETS EQUITIES FUND CLASS K		2020-04-20	2020-07-13
	469.958 BAIRD AGGREGATE BOND FUND INST #72			2020-07-13
	.04 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804			2020-07-13
	167.13 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804			2020-07-13
	23.689 COLUMBIA SMALL CAP INDEX FUND INTL #444			2020-07-13
	40.808 COLUMBIA SMALL CAP INDEX FUND INTL #444			2020-07-13
	35.375 FEDERATED HERMES MDT SMALL CAP CORE FUND		2020-04-23	2020-07-13
	100.329 FIDELITY MID CAP INDEX FUND INST PREMIUM #2352			2020-07-13
	1139.561 GOLDMAN SACHS ENHANCED INCOME FD CL I #1999			2020-07-13
	29.387 GOLDMAN SACHS ENHANCED INCOME FD CL I #1999		2019-11-22	2020-07-13
	117.047 GOLDMAN SACHS EMERGING MARKETS EQUITY INSIGHTS FUND CLASS R6 #			2020-07-13
	.054 GOLDMAN SACHS EMERGING MARKETS EQUITY INSIGHTS FUND CLASS R6 #465		2017-04-24	2020-07-13
	94.138 WCM FOCUSED INTERNATIONAL GROWTH FUND #840			2020-07-13
	76.324 LAZARD INTERNATIONAL EQUITY INST #632			2020-07-13
	22.231 MFS MID CAP VALUE R6 #4837			2020-07-13
	114.067 MFS MID CAP VALUE R6 #4837			2020-07-13
	.165 PEAR TREE POLARIS FOREIGN VALUE FUND CL R6 #8896			2020-07-13
	177.445 PEAR TREE POLARIS FOREIGN VALUE FUND CL R6 #8896			2020-07-13
	247.723 PIMCO STOCKSPLUS INTERNATIONAL FUND UNHEDGED INST #321		2020-04-06	2020-07-13
	128.696 PIMCO STOCKSPLUS SMALL FUND - INST #1885			2020-07-13
	33.472 T ROWE PRICE MID-CAP GROWTH FUND CLASS I #524		2020-04-23	2020-07-13
	29.597 T ROWE PRICE EMERGING MARKETS STOCK FUND CLASS I #531		2017-04-24	2020-07-13
	159.821 TIAA-CREF EMERGING MARKETS EQUITY INDEX FUND INST #2245		2017-01-13	2020-07-13
	4.493 VANGUARD 500 INDEX FUND ADM #540			2020-07-13
	384.094 WELLS FARGO CORE BOND FUND CLASS R6 #4657			2020-07-13
	26.786 GOLDMAN SACHS INTERNATIONAL SMALL CAP INSIGHTS FUND CLASS R6 #4		2019-07-03	2020-07-14
	5.587 HARTFORD EMERGING MARKETS LOCAL DEBT FUND CLASS Y #1025		2017-10-03	2020-07-14
	257. ISHARES RUSSELL 3000 ETF			2020-07-14
	5.061 PEAR TREE POLARIS FGN VAL SM CAP R6 #1046		2018-04-03	2020-07-14
	1. FIRST TRUST LONG/SHORT EQUITY ETF		2020-07-14	2020-07-15
	1.242 ARTISAN INTERNATIONAL SMALL-MID FUND INSTL #2467		2019-07-03	2020-07-24
	6.586 BLACKROCK HIGH YIELD BOND PORTFOLIO CLASS K #340		2019-07-03	2020-07-24
	1.201 FEDERATED HERMES MDT SMALL CAP CORE FUND		2020-07-15	2020-07-24
	4.027 FIDELITY ADVISIOR INTERNATIONAL REAL ESTATE FUND		2018-07-02	2020-07-24
	1.996 HARTFORD EMERGING MARKETS LOCAL DEBT FUND CLASS Y #1025		2017-10-03	2020-07-24
	5.245 WCM FOCUSED INTERNATIONAL GROWTH FUND #840		2018-07-02	2020-07-24
	22. ISHARES RUS TOP 200 ETF		2020-07-13	2020-07-24
	2.157 NUVEEN GLOBAL INFRASTRUCTURE FUND CLASS I #6726		2020-07-15	2020-07-24
	5.184 PEAR TREE POLARIS FGN VAL SM CAP R6 #1046		2018-04-03	2020-07-24
	17.986 PIMCO STOCKSPLUS INTERNATIONAL FUND UNHEDGED INST #321		2020-07-15	2020-07-24
	2.969 PRINCIPAL REAL ESTATE SECURITIES FUND - R6 #4269		2016-01-15	2020-07-24
	2. PROSHARES TR DJ BROOKFIELD GLOBAL INFRASTRUCTURE ETF		2020-07-15	2020-07-24
	1.637 T ROWE PRICE MID-CAP GROWTH FUND CLASS I #524		2020-07-15	2020-07-24
	5.738 T ROWE PRICE EMERGING MARKETS STOCK FUND CLASS I #531		2017-04-24	2020-07-24
	20.538 TIAA-CREF EMERGING MARKETS EQUITY INDEX FUND INST #2245		2017-01-13	2020-07-24
	48.392 T ROWE PRICE US EQUITY RESEARCH FUND CL I #358		2020-07-15	2020-07-24
	12.68 T ROWE PRICE US EQUITY RESEARCH FUND CL I #358		2020-07-15	2020-07-24
	19.154 INFINTY Q DIVERSIFIED ALPHA FUND #2373		2018-10-03	2020-07-24
	167.682 WELLS FARGO CORE BOND FUND CLASS R6 #4657		2017-09-27	2020-07-24
	1. VANGUARD SCOTTSDALE FDS VNG RUS2000IDX		2020-07-13	2020-08-13
	208.406 KELLNER MERGER FUND			2020-10-08
	225.257 KELLNER MERGER FUND		2018-04-03	2020-10-08
	140.866 BLACKROCK HIGH YIELD BOND PORTFOLIO CLASS K #340			2020-10-08
	35.022 BLACKROCK HIGH YIELD BOND PORTFOLIO CLASS K #340			2020-10-08
	117.101 COLUMBIA SMALL CAP INDEX FUND INTL #444			2020-10-08
	386.876 DFA INTERNATIONAL REAL ESTATE SECURITIES FUND			2020-10-08
	180.062 EATON VANCE GLBL MACRO ABS RET ADVTG R6		2018-04-03	2020-10-08
	13.571 EATON VANCE GLBL MACRO ABS RET ADVTG R6		2020-07-24	2020-10-08
	64.406 FEDERATED HERMES MDT SMALL CAP CORE FUND			2020-10-08
	7.484 FIDELITY ADVISIOR INTERNATIONAL REAL ESTATE FUND			2020-10-08
	49.592 FIDELITY ADVISIOR INTERNATIONAL REAL ESTATE FUND			2020-10-08
	29. FIRST TRUST LONG/SHORT EQUITY ETF			2020-10-08
	104.93 GLENMEDE SECURED OPTIONS PORTFOLIO			2020-10-08
	47.315 GLENMEDE SECURED OPTIONS PORTFOLIO			2020-10-08
	159.331 HARTFORD EMERGING MARKETS LOCAL DEBT FUND CLASS Y #1025			2020-10-08
	25.487 HARTFORD EMERGING MARKETS LOCAL DEBT FUND CLASS Y #1025			2020-10-08
	36.573 WCM FOCUSED INTERNATIONAL GROWTH FUND #840			2020-10-08
	7.135 WCM FOCUSED INTERNATIONAL GROWTH FUND #840		2020-07-15	2020-10-08
	18.246 361 GLOBAL LONG/SHORT EQUITY FUND CLASS Y #832			2020-10-08
	97.287 361 GLOBAL LONG/SHORT EQUITY FUND CLASS Y #832		2016-01-15	2020-10-08
	105.325 IVY HIGH INCOME FUND CLASS N #229			2020-10-08
	22.915 IVY HIGH INCOME FUND CLASS N #229			2020-10-08
	233.803 PARTNER SELECT ALTERNATIVE STRATEGIES INSTL			2020-10-08
	181.194 PARTNER SELECT ALTERNATIVE STRATEGIES INSTL			2020-10-08
	124.957 PIMCO STOCKSPLUS INTERNATIONAL FUND UNHEDGED INST #321		2020-07-15	2020-10-08
	106.074 PIMCO STOCKSPLUS SMALL FUND - INST #1885			2020-10-08
	24.629 T ROWE PRICE INSTITUTIONAL EMERGING MARKETS BOND FUND #163			2020-10-08
	114.872 T ROWE PRICE INSTITUTIONAL EMERGING MARKETS BOND FUND #163		2018-10-03	2020-10-08
	81.263 T ROWE PRICE MID-CAP GROWTH FUND CLASS I #524			2020-10-08
	152.266 INFINTY Q DIVERSIFIED ALPHA FUND #2373			2020-10-08
	79.374 INFINTY Q DIVERSIFIED ALPHA FUND #2373			2020-10-08
	48.848 VANGUARD 500 INDEX FUND ADM #540		2016-10-07	2020-10-08
	13.404 VANGUARD 500 INDEX FUND ADM #540			2020-10-08
	38.389 ASHMORE EMERGING MARKETS ACTIVE EQUITY FUND - INST		2020-10-08	2020-12-10
	20.878 BALLIE GIFFORD EMERGING MARKETS EQUITIES FUND CLASS K		2020-10-08	2020-12-10
	58.525 ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K #1804			2020-12-10
	7.504 BLACKROCK MID-CAP GROWTH EQUITY PORTFOLIO CLASS K #1943		2020-10-08	2020-12-10
	5.18 COLUMBIA CONTRARIAN CORE FUND INSTL #6262		2020-10-08	2020-12-10
	11.51 FEDERATED HERMES MDT SMALL CAP CORE FUND		2020-04-23	2020-12-10
	88.609 FIDELITY MID CAP INDEX FUND INST PREMIUM #2352			2020-12-10
	23.36 GOLDMAN SACHS EMERGING MARKETS EQUITY INSIGHTS FUND CLASS R6 #46		2020-10-08	2020-12-10
	17.866 WCM FOCUSED INTERNATIONAL GROWTH FUND #840		2019-11-22	2020-12-10
	35. ISHARES RUS TOP 200 ETF		2020-10-08	2020-12-10
	30.072 JOHNSON ENHANCED RETURN FUND			2020-12-10
	4.683 LAZARD INTERNATIONAL EQUITY INST #632		2020-10-08	2020-12-10
	19.464 LAZARD INTERNATIONAL EQUITY INST #632			2020-12-10
	32.777 MFS MID CAP VALUE R6 #4837		2020-10-08	2020-12-10
	1.135 PEAR TREE POLARIS FGN VAL SM CAP R6 #1046		2018-04-03	2020-12-10
	89.483 PEAR TREE POLARIS FOREIGN VALUE FUND CL R6 #8896			2020-12-10
	91.745 PIMCO STOCKSPLUS INTERNATIONAL FUND UNHEDGED INST #321			2020-12-10
	26.551 PIMCO STOCKSPLUS SMALL FUND - INST #1885		2020-04-23	2020-12-10
	6.754 T ROWE PRICE EMERGING MARKETS STOCK FUND CLASS I #531		2019-11-22	2020-12-10
	34.769 TIAA-CREF EMERGING MARKETS EQUITY INDEX FUND INST #2245		2019-11-22	2020-12-10
	17.999 T ROWE PRICE US EQUITY RESEARCH FUND CL I #358		2020-07-15	2020-12-10
	2. VANGUARD SCOTTSDALE FDS VNG RUS2000IDX		2020-10-08	2020-12-10
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	1,952	1,684	268
b	599	595	4
c	4,257	4,113	144
d	15,728	13,852	1,876
e	6,145	6,100	45
	9,426	10,358	-932
	3,302	3,126	176
	1,449	1,222	227
	4,439	4,354	85
	1,197	1,105	92
	537	443	94
	1,241	1,247	-6
	729	767	-38
	514	429	85
	330	219	111
	227	221	6
	542	595	-53
	26	27	-1
	540	610	-70
	314	352	-38
	2,877	2,874	3
	4,628	4,363	265
	25	26	-1
	1,133	1,144	-11
	6	9	-3
	7	8	-1
	338	365	-27
	493	441	52
	4,261	4,178	83
	755	1,389	-634
	20	40	-20
	18,439	19,175	-736
	3,324	4,451	-1,127
	3,201	4,457	-1,256
	2,504	3,069	-565
	1,308	1,661	-353
	6,085	7,719	-1,634
	1,107	1,771	-664
	8,673	10,309	-1,636
	831	922	-91
	771	1,251	-480
	1,493	2,282	-789
	10,745	15,969	-5,224
	1,513	2,040	-527
	212	286	-74
	2,499	2,835	-336
	11,894	17,255	-5,361
	636	883	-247
	3,183	4,234	-1,051
	1,286	2,067	-781
	6,687	10,141	-3,454
	3,713	5,260	-1,547
	1,405	2,355	-950
	850	1,421	-571
	2,869	4,456	-1,587
	978	1,065	-87
	402	652	-250
	891	1,445	-554
	3,791	5,293	-1,502
	3,982	5,665	-1,683
	13,617	19,263	-5,646
	11,436	15,352	-3,916
	28	47	-19
	2	4	-2
	29	28	1
	1	2	-1
	57	59	-2
	5	8	-3
	260	368	-108
	1	1
	33	60	-27
	1	1
	2	2
	117	108	9
	11	12	-1
	309	287	22
	219	229	-10
	25	30	-5
	2,130	2,067	63
	187	172	15
	74	82	-8
	362	329	33
	34	31	3
	372	368	4
	528	481	47
	2,184	2,153	31
	526	564	-38
		1	-1
	16	16
	82	89	-7
	864	812	52
	17	22	-5
	184	205	-21
	24	29	-5
	20	21	-1
	60	59	1
	235	257	-22
	323	371	-48
	1,365	1,324	41
	1,907	1,672	235
	15,254	12,453	2,801
	8,056	6,522	1,534
	10	10
	40	45	-5
	14,686	12,632	2,054
	5,942	5,084	858
	8,810	7,734	1,076
	57	60	-3
	140	133	7
	19	19
	1,132	948	184
	17,582	16,819	763
	9,062	7,694	1,368
	36,210	29,443	6,767
	1,176	897	279
	1,134	1,134
	1	1
	19	24	-5
	105	115	-10
	252	244	8
	96	99	-3
	2	2
	1	1
	451	480	-29
	72	70	2
	1,036	1,019	17
	1,016	999	17
	6,722	5,048	1,674
	1,691	1,640	51
	9,785	9,566	219
	1,383	1,172	211
	1,574	1,261	313
	5,569	5,050	519
	1		1
	2,103	1,842	261
	440	539	-99
	759	784	-25
	595	507	88
	2,136	1,887	249
	10,849	10,723	126
	280	278	2
	1,122	1,103	19
	1	1
	1,895	1,504	391
	1,283	1,259	24
	465	465
	2,385	2,123	262
	2	2
	1,648	1,425	223
	1,360	1,105	255
	1,036	994	42
	3,132	2,696	436
	1,323	1,077	246
	1,782	1,485	297
	1,309	894	415
	5,385	4,980	405
	285	314	-29
	30	43	-13
	47,264	41,854	5,410
	46	60	-14
	42	41	1
	20	18	2
	49	50	-1
	21	21
	47	46	1
	11	15	-4
	109	84	25
	1,693	1,716	-23
	22	22
	48	61	-13
	100	100
	71	63	8
	81	80	1
	159	159
	260	209	51
	229	191	38
	1,508	1,509	-1
	395	395
	249	222	27
	2,366	2,165	201
	127	115	12
	2,205	2,290	-85
	2,383	2,408	-25
	1,059	1,021	38
	263	262	1
	2,488	1,881	607
	1,551	1,350	201
	1,921	1,880	41
	145	141	4
	1,225	1,039	186
	91	76	15
	606	572	34
	1,253	1,148	105
	1,273	1,365	-92
	574	549	25
	857	1,114	-257
	137	128	9
	811	559	252
	158	147	11
	213	202	11
	1,136	1,025	111
	704	732	-28
	153	153
	2,700	2,719	-19
	2,093	2,067	26
	721	695	26
	978	798	180
	200	194	6
	932	958	-26
	8,604	6,867	1,737
	1,973	1,764	209
	1,029	996	33
	15,544	9,721	5,823
	4,265	3,334	931
	491	433	58
	571	486	85
	841	774	67
	313	289	24
	157	156	1
	263	165	98
	2,388	2,119	269
	267	239	28
	427	320	107
	3,094	2,901	193
	587	529	58
	92	84	8
	382	302	80
	844	772	72
	12	13	-1
	987	881	106
	589	505	84
	291	184	107
	367	300	67
	460	387	73
	653	561	92
	307	261	46
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551
			2,551

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			268
b			4
c			144
d			1,876
e			45
			-932
			176
			227
			85
			92
			94
			-6
			-38
			85
			111
			6
			-53
			-1
			-70
			-38
			3
			265
			-1
			-11
			-3
			-1
			-27
			52
			83
			-634
			-20
			-736
			-1,127
			-1,256
			-565
			-353
			-1,634
			-664
			-1,636
			-91
			-480
			-789
			-5,224
			-527
			-74
			-336
			-5,361
			-247
			-1,051
			-781
			-3,454
			-1,547
			-950
			-571
			-1,587
			-87
			-250
			-554
			-1,502
			-1,683
			-5,646
			-3,916
			-19
			-2
			1
			-1
			-2
			-3
			-108

			-27


			9
			-1
			22
			-10
			-5
			63
			15
			-8
			33
			3
			4
			47
			31
			-38
			-1

			-7
			52
			-5
			-21
			-5
			-1
			1
			-22
			-48
			41
			235
			2,801
			1,534

			-5
			2,054
			858
			1,076
			-3
			7

			184
			763
			1,368
			6,767
			279


			-5
			-10
			8
			-3


			-29
			2
			17
			17
			1,674
			51
			219
			211
			313
			519
			1
			261
			-99
			-25
			88
			249
			126
			2
			19

			391
			24

			262

			223
			255
			42
			436
			246
			297
			415
			405
			-29
			-13
			5,410
			-14
			1
			2
			-1

			1
			-4
			25
			-23

			-13

			8
			1

			51
			38
			-1

			27
			201
			12
			-85
			-25
			38
			1
			607
			201
			41
			4
			186
			15
			34
			105
			-92
			25
			-257
			9
			252
			11
			11
			111
			-28

			-19
			26
			26
			180
			6
			-26
			1,737
			209
			33
			5,823
			931
			58
			85
			67
			24
			1
			98
			269
			28
			107
			193
			58
			8
			80
			72
			-1
			106
			84
			107
			67
			73
			92
			46

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	4,858
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	78
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	78
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	78
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a	131
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	131
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	53
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax53	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

The books are in care of bullet

FIRST CITIZENS BANK Telephone no. bullet

(919) 716-7347

Located at bullet

PO BOX 29522RALEIGHNC ZIP+4 bullet

27626

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
FIRST CITIZENS BANK	TRUSTEE 40	6,705
P O BOX 29522 RALEIGH,NC27626	TRUSTEE 40	6,705

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

345,029

Average of monthly cash balances.......................

24,077

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

369,106

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

369,106

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

5,537

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

363,569

Minimum investment return. Enter 5% of line 5..................

18,178

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

18,178

Tax on investment income for 2020 from Part VI, line 5......

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

Distributable amount before adjustments. Subtract line 2c from line 1............

18,100

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

18,100

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

18,100

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

18,737

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

18,737

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

18,737

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2019	(c) 2019	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7					18,100
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2020:
a From 2015......	1,958
b From 2016......	3,423
c From 2017......	100
d From 2018......	997
e From 2019......	1,331
fTotal of lines 3a through e........		7,809
4Qualifying distributions for 2020 from Part
XII, line 4: $ 18,737
a Applied to 2019, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2020 distributable amount.....					18,100
e Remaining amount distributed out of corpus		637
5 Excess distributions carryover applied to 2020.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		8,446
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...		1,958
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......		6,488
10 Analysis of line 9:
a Excess from 2016....	3,423
b Excess from 2017....	100
c Excess from 2018....	997
d Excess from 2019....	1,331
e Excess from 2020....	637

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
UNIVERSITY OF NC AT GREENSBORO ATTN DAVID LANDERS JR PO BOX 26170 GREENSBORO,NC274026170	NONE	PC	SCHOLARSHIPS	18,737
Total ................................. 3a				18,737

bApproved for future payment

Total ................................. 3b

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	8,095
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	4,858
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				12,953

13Total. Add line 12, columns (b), (d), and (e)..................

12,953

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
PIMCO STOCKSPLUS INTL (USD-HED	AT COST	3,953	6,395
BAIRD AGGREGATE BD FD	AT COST	38,182	40,937
LITMAN GREGORY MASTERS ALTERNA
COLUMBIA CONTRARIAN CORE	AT COST	11,430	13,661
DFA INTL REAL ESTATE SECURITIE
GLENMEDE LRG CAP CORE
GOLDMAN SACHS INTL SMALL CAP I	AT COST	1,823	2,395
LAZARD INTL EQUITY	AT COST	5,182	6,755
PEAR TREE POLARIS FOREIGN VALU	AT COST	1,511	1,815
PRINCIPAL REAL ESTATE SECURITI	AT COST	1,766	2,017
T ROWE PRICE MID-CAP GROWTH
TIAA-CREF EMERGING MKTS EQUITY	AT COST	4,336	5,395
VANGUARD 500 INDEX
BLACKROCK HIGH YIELD BD	AT COST	7,691	8,805
IVY HIGH INCOME
HARTFORD EMERGING MKTS LOCAL D
361 GLOBAL LONG/SHORT EQUITY
ISHARES MSCI EAFE INTL INDEX	AT COST	7,796	10,157
GOLDMAN SACHS EMERGING MKT EQU	AT COST	2,546	3,513
MFS MID CAP VALUE	AT COST	6,630	9,103
T ROWE PRICE EMERGING MKTS STO	AT COST	3,117	3,908
COHEN & STEERS REAL ESTATE SEC	AT COST	1,322	1,422
FIDELITY ADVISOR INTERNATIONAL
OAKMARK FUND
WCM FOCUSED INTERNATIONAL GROW	AT COST	6,075	8,226
PEAR TREE POLARIS FOREIGN VALU	AT COST	6,012	8,435
INFINITY Q DIVERSIFIED ALPHA F
AMERICAN BEACON GARCIA HAMILTO	AT COST	21,000	21,069
GOLDMAN SACHS ENHANCED INCOME
T ROWE PRICE INSTITUTIONAL EME
KELLNER MERGER FUND
EATON VANCE GLOBAL MACRO ABSOL
GLENMEDE SECURED OPTIONS PORTF
BALTER L/S SMALL CAP EQUITY FU
ARTISAN INTERNATIONAL SMALL-MI	AT COST	1,320	1,975
ASHMORE EMERGING MARKETS ACTIV	AT COST	3,336	4,599
BALLIE GIFFORD EMERGING MARKET	AT COST	2,832	4,364
COLUMBIA SMALL CAP CORE FUND I
FEDERATED MDT SMALL CAP CORE F
FIDELITY MID CAP INDEX FUND	AT COST	18,821	26,241
ISHARES MSCI ACWI ETF
BALTER INVENOMIC FUND
PIMCO STOCKSPLUS SMALL FUND	AT COST	1,257	2,350
VICTORY INTEGRITY DISCOVERY FU
WELLS FARGO CORE BOND FUND	AT COST	35,961	36,698
FEDERATED HERMES MDT SC CORE	AT COST	1,091	1,847
ISHARES RUS TOP 200	AT COST	54,405	63,384
JOHNSON ENHANCED RETURN	AT COST	11,260	13,738
MAINSTAY CBRE GLOBAL	AT COST	1,266	1,367
NUVEEN GLOBAL INFR	AT COST	1,305	1,420
PROSHARES TR DJ BROOKFIELD	AT COST	674	698
T ROWE PRICE US EQUITY RESEARC	AT COST	12,140	15,703
VANGUARD SCOTTSDALE	AT COST	2,566	3,482
VANGUARD SHORT TERM	AT COST	42,067	42,000

Description	Amount
ROUNDING	1
2020 TRANS POSTED IN 2021	139
WASH SALE ADJUSTMENT	3,208

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
FOREIGN TAXES ON QUALIFIED FOR	135	135		0
FOREIGN TAXES ON NONQUALIFIED	12	12		0