| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| SMOLIN, CALBO, DAVIDSON AND ASSOCIATES LLC. | 4,800 | 4,800 | 0 |
| Category | Amount |
|---|---|
| NONE | 0 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| AMER EXPRESS CO NTS B/E RATE 04.200% MATURES 11/06/25 | 2,030 | 2,322 |
| BERKSHIRE HATHAWAY INC CALL@MW+20BP RATE 02.750% MATURES 03/15/23 | 1,951 | 2,100 |
| DISCOVER CARD EXECUTION NT TR SER 2017-2 CL A2 RATE 02.3900% MATURES 07/15/2 | 3,027 | 3,068 |
| DISCOVER CARD EXECUTION NT TR SER 2017-4 CL A RATE 02.5300% MATURES 10/15/26 | 992 | 1,069 |
| EXXON MOBIL CORP NTS B/E RATE 1.571% MATURES 04/15/23 | 2,010 | 2,057 |
| FLORIDA POWER & LIGHT CALL@MW+10BP RATE 03.250% MATURES 06/01/24 | 2,047 | 2,153 |
| INVESCO OPPENHEIMER INTL GROWTH FUND | 57,571 | 76,004 |
| METLIFE INC B/E RATE 03.048% MATURES 12/15/22 | 1,006 | 1,052 |
| METLIFE INC B/E RATE 04.368% MATURES 09/15/23 | 2,090 | 2,216 |
| NATL RURAL UTILS COOP CALL@MW+15BP RATE 03.400% MATURES 11/15/23 | 2,071 | 2,157 |
| PRUDENTIAL FINANCIAL INC CALL@MW+15BP RATE 03.500% MATURES 05/15/24 | 1,990 | 2,201 |
| SUNTRUST BANK ATLANTA B/E RATE 03.300% MATURES 05/15/26 | 1,883 | 2,236 |
| UNITED PARCEL SERVICE CALL@MW+15BP RATE 03.400% MATURES 03/15/29 | 2,034 | 2,330 |
| UNITED TECHNOLOGIES CORP +15BPS RATE 04.500% MATURES 04/15/20 | 1,040 | 1,078 |
| WALT DISNEY COMPANY RATE 1.850% MATURES 7/30/26 | 1,753 | 2,101 |
| US BANCORP MED TERM NTC FACTOR 1.0 RATE 03.35% MATURES 02/05/24 | 2,128 | 2,177 |
| DUKE ENERGY CAROLINAS CALL@MW+15BP RATE 2.950% MATURES 12/01/26 | 2,231 | 2,241 |
| ONCOR ELEC DELIVERY CO CALL@MW+12.5BP RATE 3.700% | 2,230 | 2,351 |
| NORTHERN TRUST CORP NTS B/E RATE 3.150% MATURES 5/3/29 | 994 | 1,132 |
| STATE STREET CORP B/E RATE 2.400% MATURES 1/24/30 | 931 | 1,093 |
| COCA-COLA CO/THE B/E CALL@MW+40BP RATE 3.450% MATURES 3/25/30 | 2,120 | 2,357 |
| KIMBERLY CLARK CORP B/E 5BP RATE 3.100% MATURES 3/26/30 | 2,136 | 2,303 |
| MASTERCARD INC B/E CALL@MW+40BP RATE 3.350% MATURES 3/26/30 | 1,096 | 1,163 |
| 3M CO B/E CALL@MW+35BP RATE 3.050% MATURES 4/15/30 | 1,017 | 1,137 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| UBS #273 COMMON STOCK | 169,638 | 201,688 |
| UBS #613 COMMON STOCK | 108,433 | 244,312 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| FNMA PL AK 7766 RATE 2.5000% MATURES 3/1/27 | AT COST | 1,473 | 1,508 |
| FNMA PL MA3764 RATE 2.5000% MATURES 9/1/34 | AT COST | 556 | 572 |
| FNMA PL MA4042 RATE 2.0% MATURES 6/1/35 | AT COST | 3,723 | 3,776 |
| FNMA PL MA4074 RATE 2.0% MATURES 7/1/35 | AT COST | 1,919 | 1,942 |
| Description | Amount |
|---|---|
| ADJUSTMENT FOR 2019 CHECKS CLEARED IN 2020 | 7,750 |
| DIFFERENCE BETWEEN FMV & TAX BASIS OF STOCK SOLD | 8,700 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| UBS FEE | 25 | 25 | 0 | |
| STATE OF CT REGISTRATION | 50 | 50 | 0 | |
| INVESTMENT EXP - UBS# 16273 | 1,637 | 1,637 | 0 | |
| INVESTMENT EXP - UBS# 33557 | 175 | 175 | 0 | |
| INVESTMENT EXP - UBS# 69613 | 1,918 | 1,918 | 0 | |
| INVESTMENT EXP - UBS# 16272 | 852 | 852 | 0 |
| Description | Amount |
|---|---|
| ADJUSTMENT FOR 2020 CHECKS CLEARED IN 2021 | 1,500 |
| UBS #272 ACCRUED INTEREST | 424 |
| PRIOR PERIOD ADJUSTMENT | 2,339 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAX PAID - UBS #16273 | 94 | 94 | 0 | |
| 2020 IRS TAX PAYMENT | 653 | 0 | 0 | |
| 2021 IRS TAX PAYMENT | 1,200 | 0 | 0 |