Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
GRACE F LAMB TRUST A
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 185
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH, PA152300185
A Employer identification number

13-6210809
B Telephone number (see instructions)

(212) 922-8036
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ...
bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$11,221,431
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 179,012 172,971  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 203,722
b Gross sales price for all assets on line 6a 1,908,899
7 Capital gain net income (from Part IV, line 2)... 203,722
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... 1,140    
12 Total. Add lines 1 through 11........ 383,874 376,693  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 60,174 35,566   24,070
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... 7,614 5,227   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... 750     750
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 68,538 40,793 0 24,820
25 Contributions, gifts, grants paid....... 180,430 180,430
26 Total expenses and disbursements. Add lines 24 and 25 248,968 40,793 0 205,250
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 134,906
b Net investment income (if negative, enter -0-) 335,900
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 675,780 982,838 982,838
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 7,377,981 Click to see attachment7,207,040 10,238,593
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 8,053,761 8,189,878 11,221,431
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 8,053,761 8,189,878
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 8,053,761 8,189,878
30 Total liabilities and net assets/fund balances (see instructions). 8,053,761 8,189,878
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
8,053,761
2
Enter amount from Part I, line 27a .....................
2
134,906
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
2,494
4
Add lines 1, 2, and 3 ..........................
4
8,191,161
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
1,283
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
8,189,878
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a .4 TRUIST FINL CORP   2019-11-06 2020-01-02
b 210. CISCO SYS INC   2018-10-22 2020-01-09
c 370. MARVELL TECHNOLOGY GROUP LTD 0.002   2019-03-25 2020-01-09
d 29.333 DUPONT DE NEMOURS INC   2019-06-10 2020-01-10
e 166.667 DUPONT DE NEMOURS INC   2014-10-07 2020-01-10
150. DOLLAR TREE INC   2019-03-06 2020-01-13
50. TAIWAN SEMICONDUCTOR ADR   2019-04-29 2020-01-15
120. TAIWAN SEMICONDUCTOR ADR   2019-10-21 2020-01-15
7000. CAMPBELL SOUP CO 3.659% 3/15/23   2018-05-04 2020-01-22
25000. ABBVIE INC 2.3% 5/14/21   2017-04-10 2020-01-23
64. ALIGN TECHNOLOGY INC   2017-06-16 2020-01-23
160. BOSTON SCIENTIFIC CORP COM   2018-10-18 2020-01-23
70. CVS CORP   2018-09-18 2020-01-23
170. TAIWAN SEMICONDUCTOR ADR   2019-04-04 2020-01-23
32. UNITED HEALTH GROUP INC   2019-11-18 2020-01-23
90. DOLLAR TREE INC   2019-01-29 2020-01-24
90. CVS CORP   2018-10-19 2020-01-31
280. EXELON CORP   2019-08-27 2020-01-31
140. EXELON CORP   2018-10-30 2020-01-31
29. VERTEX PHARMACEUTICALS INC   2019-06-05 2020-01-31
610. AT&T INC   2019-09-11 2020-02-03
150. COMCAST CORP NEW CL A   2012-04-16 2020-02-03
30. MARVELL TECHNOLOGY GROUP LTD 0.002   2019-03-25 2020-02-03
480. MARVELL TECHNOLOGY GROUP LTD 0.002   2018-09-20 2020-02-03
108. DOLLAR TREE INC   2019-01-29 2020-02-10
220. AT&T INC   2019-08-27 2020-02-12
39. AMGEN INC   2019-08-16 2020-02-14
340. CISCO SYS INC   2018-10-22 2020-02-19
54. KLA TENCOR CORP   2019-10-28 2020-02-24
100. ABBOTT LABORATORIES   2020-01-23 2020-02-28
111. NXP SEMICONDUCTORS N V   2019-09-11 2020-02-28
240. COMCAST CORP NEW CL A   2012-04-16 2020-03-03
410. MGM MIRAGE   2018-04-23 2020-03-04
.5504 INGERSOLL RAND INC   2012-02-16 2020-03-09
28. S & P GLOBAL INC   2019-06-19 2020-03-09
43. ACCENTURE PLC IRELAND SHS CL A   2019-05-09 2020-03-09
17. ACCENTURE PLC IRELAND SHS CL A   2019-05-09 2020-03-11
19. KLA TENCOR CORP   2019-10-28 2020-03-12
140. NIKE INC CL B   2018-02-14 2020-03-13
129. EXACT SCIENCES CORP   2018-01-12 2020-03-17
30. MEDTRONIC PLC   2020-01-23 2020-03-17
730. MGM MIRAGE   2018-04-26 2020-03-19
260. MGM MIRAGE   2019-11-06 2020-03-19
90. PHILIP MORRIS INTERNATIONAL   2018-04-17 2020-03-19
60. PHILIP MORRIS INTERNATIONAL   2019-04-30 2020-03-19
75. HOME DEPOT INC USD 0.05   2020-01-13 2020-03-20
210. SYNCHRONY FINANCIAL   2016-10-06 2020-03-24
170. SYNCHRONY FINANCIAL   2019-11-08 2020-03-24
38. VISA INC   2015-10-20 2020-03-24
99.3333 DOW INC.   2019-04-12 2020-03-25
166.6667 DOW INC.   2014-10-07 2020-03-25
80. DISNEY (WALT) COMPANY HOLDING CO.   2009-11-24 2020-03-30
180. EXXON MOBIL CORP   2019-05-09 2020-03-30
220. AT&T INC   2019-08-27 2020-04-03
50. CONSTELLATION BRANDS INC   2015-08-13 2020-04-03
191. CARRIER GLOBAL CORP   2019-10-21 2020-04-08
393. INGERSOLL RAND INC   2012-02-16 2020-04-08
130. EXELON CORP   2015-08-21 2020-04-15
19. NEXTERA ENERGY INC   2018-06-27 2020-04-15
38. SEMPRA ENERGY   2020-01-31 2020-04-15
30000. ORACLE CORP 2.5% 5/15/22   2015-04-28 2020-04-20
.5 OTIS WORLDWIDE CORP   2019-10-21 2020-04-22
6. AMAZON COM INC   2020-02-10 2020-04-24
4. AMAZON COM INC   2020-01-13 2020-04-29
15000. INTERCONTINENTALEXCHA 2.75% 12/01/20   2015-11-20 2020-04-30
190. MERCK & CO INC   2014-01-24 2020-05-04
25000. WELLS FARGO & CO   2018-11-28 2020-05-05
40. MERCK & CO INC   2014-01-24 2020-05-06
13. THERMO ELECTRON CORP   2019-03-21 2020-05-06
2698.313 BNYM OPPORT SM CAP-Y   2011-12-08 2020-05-08
5312.967 BNYM DIV EMG MKTS-Y   2014-02-04 2020-05-08
43. SALESFORCE COM INC   2011-05-09 2020-05-14
160. TAIWAN SEMICONDUCTOR ADR   2019-04-03 2020-05-19
12000. DISCOVERY COMMUNICATI 2.95% 3/20/23   2018-08-15 2020-05-20
200. TAIWAN SEMICONDUCTOR ADR   2019-04-03 2020-05-26
5000. INTERCONTINENTALEXCHA 2.75% 12/01/20   2015-11-20 2020-06-01
4. AMAZON COM INC   2020-03-13 2020-06-03
32. JOHNSON & JOHNSON COM   2017-08-11 2020-06-03
22. VERTEX PHARMACEUTICALS INC   2019-06-05 2020-06-03
9. ADOBE SYS INC COM   2020-02-28 2020-06-04
29. MICROSOFT CORP COM   2019-11-15 2020-06-04
43. ATLASSIAN CORP PLC-CLASS A   2018-03-02 2020-06-04
14. AMGEN INC   2019-08-16 2020-06-10
22. JOHNSON & JOHNSON COM   2017-08-10 2020-06-10
30. MERCK & CO INC   2014-01-24 2020-06-10
90. SQUARE INC - A   2019-04-11 2020-06-11
210. TRUIST FINL CORP   2019-11-06 2020-06-11
27. BIOGEN IDEC INC   2020-03-17 2020-06-16
30000. MARRIOTT INTERNATION 2.125% 10/03/22   2019-10-01 2020-06-19
150. CVS CORP   2018-10-19 2020-06-23
240. MERCK & CO INC   2014-01-24 2020-06-23
12. UNITED HEALTH GROUP INC   2019-11-18 2020-06-23
10000. INTERCONTINENTALEXCHA 2.75% 12/01/20   2015-11-20 2020-06-25
155. JOHNSON & JOHNSON COM   2017-08-10 2020-06-25
170. T-MOBILES US INC- RIGHTS 12/25/50   2020-06-26 2020-06-30
25000. FLORIDA ST HURRICANE 2.995% 7/01/20   2013-04-10 2020-07-01
230. AT&T INC   2019-08-27 2020-07-06
9250.694 BNY MELLON INTL EQUITY INCOME FUND   2017-03-28 2020-07-13
8633.684 BNY MELLON INTL EQTY-Y   2012-06-21 2020-07-13
15799.664 ASG MANAGED FUTURES STRAT-Y   2014-05-20 2020-07-13
63. SQUARE INC - A   2019-04-10 2020-07-13
39. CROWDSTRIKE HOLDINGS INC - A   2020-05-19 2020-07-15
13. PAYPAL HOLDINGS INC   2019-07-29 2020-07-15
47. PAYPAL HOLDINGS INC   2019-05-09 2020-07-15
10. TRADE DESK INC/THE   2020-03-09 2020-07-15
6. ADOBE SYS INC COM   2020-02-28 2020-07-16
13. ADOBE SYS INC COM   2013-02-04 2020-07-16
45. SALESFORCE COM INC   2011-05-09 2020-07-16
15000. CHICAGO IL TXBL 7.045% 1/01/29   2018-10-18 2020-07-17
17. UNITED HEALTH GROUP INC   2019-11-18 2020-07-17
11. VERTEX PHARMACEUTICALS INC   2019-06-05 2020-07-17
66. PROCTER & GAMBLE CO COM   2020-03-19 2020-07-27
130. ADVANCED MICRO DEVICES INC   2019-02-19 2020-08-03
130. EXELON CORP   2015-08-21 2020-08-03
18. NEXTERA ENERGY INC   2018-06-27 2020-08-03
74. PAYPAL HOLDINGS INC   2019-10-28 2020-08-03
30. PAYPAL HOLDINGS INC   2019-04-10 2020-08-03
30000. AT&T INC 3.4% 5/15/25   2019-11-25 2020-08-07
24. S & P GLOBAL INC   2019-06-05 2020-08-07
5000. SHIRE ACQ INV IRELAND 3.2% 9/23/26   2019-09-23 2020-08-11
20000. SHIRE ACQ INV IRELAND 3.2% 9/23/26   2017-10-18 2020-08-11
130. BIOMARIN PHARMACEUTICAL INC   2020-06-25 2020-08-24
20. ADVANCED MICRO DEVICES INC   2019-02-19 2020-09-01
2. ALPHABET INC/CA   2019-11-25 2020-09-01
9. KLA TENCOR CORP   2019-10-28 2020-09-01
9. PAYPAL HOLDINGS INC   2019-04-10 2020-09-01
11. SQUARE INC - A   2019-04-10 2020-09-01
85. CONSTELLATION BRANDS INC   2015-08-13 2020-09-02
21. NVIDIA CORP   2020-01-23 2020-09-04
4. ALPHABET INC/CA   2019-11-25 2020-09-09
15. CROWDSTRIKE HOLDINGS INC - A   2020-05-19 2020-09-09
30000. NBCUNIVERSAL MEDIA LLC   2016-08-09 2020-09-10
11. COSTCO WHSL CORP NEW   2004-03-17 2020-09-17
48. NIKE INC CL B   2018-02-14 2020-09-17
2. YUM BRANDS INC   2009-11-24 2020-09-29
90. YUM BRANDS INC   2020-06-03 2020-09-29
28. YUM BRANDS INC   2020-02-10 2020-09-29
340. EXXON MOBIL CORP   2019-05-09 2020-10-07
67. ELI LILLY & CO COM   2020-06-23 2020-10-28
60. VERTEX PHARMACEUTICALS INC   2019-06-05 2020-10-30
73. DISNEY (WALT) COMPANY HOLDING CO.   2009-11-24 2020-11-02
25. AMGEN INC   2020-06-25 2020-11-11
64. AMGEN INC   2019-08-16 2020-11-11
30. COSTCO WHSL CORP NEW   2004-03-17 2020-11-11
44. DOLLAR GENERAL CORP   2020-03-30 2020-11-11
52.1132 VIATRIS INC   2020-06-03 2020-11-20
46.4224 VIATRIS INC   2017-10-25 2020-11-20
38.4644 VIATRIS INC   2020-05-04 2020-11-20
.7276 VIATRIS INC   2017-10-30 2020-11-25
13000. DISCOVERY COMMUNICATI 2.95% 3/20/23   2018-08-15 2020-12-07
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(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a 22   22  
b 9,913   9,684 229
c 9,634   7,322 2,312
d 1,762   2,187 -425
e 10,013   12,008 -1,995
13,615   15,204 -1,589
2,917   2,190 727
7,002   6,012 990
7,364   6,951 413
25,117   24,792 325
17,355   9,391 7,964
6,940   6,006 934
5,100   5,416 -316
9,687   7,234 2,453
9,545   8,773 772
7,952   8,734 -782
6,110   6,793 -683
13,272   12,856 416
6,636   6,179 457
6,513   5,218 1,295
22,584   23,512 -928
6,432   4,859 1,573
727   594 133
11,630   9,029 2,601
9,394   10,349 -955
8,403   7,992 411
8,698   7,962 736
15,637   15,610 27
8,378   9,411 -1,033
7,605   9,065 -1,460
12,468   12,212 256
10,134   3,562 6,572
9,401   14,096 -4,695
13   5 8
6,865   6,420 445
7,082   7,450 -368
2,792   2,945 -153
2,518   3,311 -793
10,456   9,962 494
5,485   6,424 -939
2,329   3,612 -1,283
5,813   22,380 -16,567
2,070   7,898 -5,828
5,845   8,051 -2,206
3,897   5,102 -1,205
12,152   17,544 -5,392
3,053   5,787 -2,734
2,472   6,280 -3,808
5,739   2,903 2,836
2,979   5,751 -2,772
4,999   7,868 -2,869
7,788   8,766 -978
6,769   13,763 -6,994
6,052   7,654 -1,602
6,564   6,372 192
2,673   4,530 -1,857
9,794   3,218 6,576
4,820   4,307 513
4,509   3,193 1,316
4,614   6,085 -1,471
30,851   29,894 957
23   36 -13
14,418   12,094 2,324
9,438   7,590 1,848
15,127   15,062 65
14,552   10,596 3,956
25,628   23,985 1,643
3,107   2,079 1,028
4,376   3,520 856
60,226   64,015 -3,789
108,438   101,056 7,382
7,147   1,428 5,719
8,180   6,709 1,471
12,528   11,391 1,137
10,253   8,166 2,087
5,007   5,021 -14
9,874   6,848 3,026
4,731   4,371 360
6,093   3,817 2,276
3,469   3,035 434
5,331   4,340 991
7,403   2,282 5,121
3,169   2,858 311
3,236   2,942 294
2,437   1,559 878
7,808   6,806 1,002
7,941   11,533 -3,592
7,643   8,266 -623
29,850   29,938 -88
9,692   10,730 -1,038
18,539   12,475 6,064
3,575   3,290 285
10,084   10,041 43
21,618   20,694 924
29     29
25,000   25,000  
6,975   8,002 -1,027
100,000   122,387 -22,387
173,105   146,629 26,476
153,415   158,711 -5,296
7,897   4,728 3,169
3,946   3,077 869
2,212   1,455 757
7,998   5,105 2,893
4,273   2,222 2,051
2,532   2,023 509
5,486   497 4,989
8,248   1,495 6,753
16,100   15,895 205
5,232   4,661 571
3,223   1,909 1,314
8,346   7,608 738
10,142   3,166 6,976
4,945   4,300 645
5,001   3,025 1,976
14,557   7,994 6,563
5,901   3,243 2,658
33,566   31,394 2,172
8,269   5,353 2,916
5,613   5,159 454
22,451   19,692 2,759
9,502   16,069 -6,567
1,818   487 1,331
3,273   2,609 664
1,853   1,569 284
1,868   966 902
1,844   823 1,021
15,928   10,832 5,096
10,251   5,286 4,965
6,168   5,218 950
1,910   1,184 726
31,763   31,532 231
3,716   410 3,306
5,593   3,257 2,336
182   51 131
8,175   8,558 -383
2,543   2,866 -323
11,346   25,997 -14,651
8,873   10,757 -1,884
12,469   10,363 2,106
8,808   2,204 6,604
6,025   5,848 177
15,424   13,066 2,358
11,174   1,119 10,055
9,430   6,502 2,928
899   810 89
801   701 100
663   612 51
12   11 1
13,704   12,754 950
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
      118,528
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a        
b       229
c       2,312
d       -425
e       -1,995
      -1,589
      727
      990
      413
      325
      7,964
      934
      -316
      2,453
      772
      -782
      -683
      416
      457
      1,295
      -928
      1,573
      133
      2,601
      -955
      411
      736
      27
      -1,033
      -1,460
      256
      6,572
      -4,695
      8
      445
      -368
      -153
      -793
      494
      -939
      -1,283
      -16,567
      -5,828
      -2,206
      -1,205
      -5,392
      -2,734
      -3,808
      2,836
      -2,772
      -2,869
      -978
      -6,994
      -1,602
      192
      -1,857
      6,576
      513
      1,316
      -1,471
      957
      -13
      2,324
      1,848
      65
      3,956
      1,643
      1,028
      856
      -3,789
      7,382
      5,719
      1,471
      1,137
      2,087
      -14
      3,026
      360
      2,276
      434
      991
      5,121
      311
      294
      878
      1,002
      -3,592
      -623
      -88
      -1,038
      6,064
      285
      43
      924
      29
       
      -1,027
      -22,387
      26,476
      -5,296
      3,169
      869
      757
      2,893
      2,051
      509
      4,989
      6,753
      205
      571
      1,314
      738
      6,976
      645
      1,976
      6,563
      2,658
      2,172
      2,916
      454
      2,759
      -6,567
      1,331
      664
      284
      902
      1,021
      5,096
      4,965
      950
      726
      231
      3,306
      2,336
      131
      -383
      -323
      -14,651
      -1,884
      2,106
      6,604
      177
      2,358
      10,055
      2,928
      89
      100
      51
      1
      950
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 203,722
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ...................
Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved
(b)
Reserved
(c)
Reserved
(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 4,669
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 4,669
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 4,669
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 4,777
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 4,777
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 108
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet108 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletBNY MELLON NA Telephone no.bullet (212) 922-8036

    Located atbulletPO BOX 185PITTSBURGHPA ZIP+4bullet152300185
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
    5,708
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    BNY MELLON N A TRUSTEE
    0
    60,174    
    PO BOX 185
    PITTSBURGH,PA152300185
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    9,152,565
    b
    Average of monthly cash balances.......................
    1b
    751,117
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    9,903,682
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    9,903,682
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    148,555
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    9,755,127
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    487,756
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    487,756
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    4,669
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    4,669
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    483,087
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    483,087
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    483,087
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    205,250
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    205,250
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    205,250
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2019
    (c)
    2019
    (d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 483,087
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 0
    b From 2016...... 0
    c From 2017...... 0
    d From 2018...... 15,998
    e From 2019...... 23,243
    fTotal of lines 3a through e........ 39,241
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 205,250
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....
    0
    c Treated as distributions out of corpus (Election
    required—see instructions)........
    0
    d Applied to 2020 distributable amount..... 205,250
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 39,241 39,241
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........
    238,596
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......
    0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...
    0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......
    0
    10 Analysis of line 9:
    a Excess from 2016.... 0
    b Excess from 2017.... 0
    c Excess from 2018.... 0
    d Excess from 2019.... 0
    e Excess from 2020.... 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    VASCA NYC
    1430 BROADWAY 6TH FLOOR
    NEW YORK,NY10018
    NONE PC GENERAL OPERATING PURPOSES 15,036
    AMERICAN CANCER SOCIETY
    PO BOX 720366
    OKLAHOMA CITY,OK73162
    NONE PC GENERAL OPERATING PURPOSES 45,107
    ARTHRITIS FOUNDATION INC
    122 EAST 42ND ST 18TH FL
    NEW YORK,NY101681898
    NONE PC GENERAL OPERATING PURPOSES 60,143
    AMERICAN HEART ASSOCIATION INC
    122 EAST 42ND STREET 18TH FLOOR
    NEW YORK,NY10168
    NONE PC GENERAL OPERATING PURPOSES 30,072
    MARCH OF DIMES
    1275 MAMARONECK AVENUE
    WHITE PLAINS,NY10605
    NONE PC GENERAL OPERATING PURPOSES 15,036
    JOSEPHINE HERRICK PROJECT
    64 FULTON STREET SUTIE 905
    NEW YORK,NY10038
    NONE PC GENERAL OPERATING PURPOSES 15,036
    Total .................................bullet 3a 180,430
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........
             
    4 Dividends and interest from securities....     14 179,012  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............
        18 203,722  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aFEDERAL TAX REFUND
        1 1,140  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   383,874  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    383,874
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    Firm's EIN SmallBullet
    Firm's address SmallBullet


    Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 InvestmentsOtherSchedule2
    Name:
    GRACE F LAMB TRUST A
    EIN:
    13-6210809
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    30303M102 FACEBOOK INC AT COST 40,868 115,000
    37045XAL0 GENERAL MOTORS FINL AT COST 15,069 16,167
    404280BS7 HSBC HLDGS PLC AT COST 30,175 32,360
    64110L106 NETFLIX COM INC AT COST 21,283 28,118
    68389XBB0 ORACLE CORP      
    87165B103 SYNCHRONY FINANCIAL AT COST 39,713 54,842
    882508104 TEXAS INSTRUMENTS IN AT COST 46,429 64,339
    929089100 VOYA FINANCIAL INC AT COST 20,031 41,755
    G5876H105 MARVELL TECHNOLOGY G      
    00287YAU3 ABBVIE INC      
    05569M509 BNY MELLON MID CAP S AT COST 703,682 1,191,145
    105340AQ6 BRANDYWINE OPER PART AT COST 19,850 21,375
    20030N101 COMCAST CORP NEW CL AT COST 9,190 32,488
    254687106 DISNEY (WALT) COMPAN AT COST 6,824 40,947
    25470DAQ2 DISCOVERY COMMUNICAT      
    30161N101 EXELON CORP AT COST 14,596 20,688
    53944YAB9 LLOYDS BANKING GROUP AT COST 25,542 28,772
    278642AL7 EBAY INC AT COST 30,575 32,771
    345397XQ1 FORD MOTOR CREDIT CO AT COST 15,308 15,008
    46625HJY7 JPMORGAN CHASE & CO AT COST 31,161 33,594
    58933Y105 MERCK & CO INC      
    594918104 MICROSOFT CORP COM AT COST 94,975 226,868
    872590104 T -MOBILE US INC AT COST 10,760 22,925
    G47791101 INGERSOLL-RAND PLC      
    05569M731 BNY MELLON NATL S/T AT COST 490,120 493,157
    060505104 BANK AMER CORP AT COST 23,903 43,950
    110122108 BRISTOL MYERS SQUIBB AT COST 28,657 37,218
    166764100 CHEVRONTEXACO CORP AT COST 44,925 40,114
    172967LV1 CITIGROUP INC AT COST 34,363 35,990
    29444U700 EQUINIX INC AT COST 27,162 41,422
    38141GVR2 GOLDMAN SACHS GROUP AT COST 34,904 40,138
    438516106 HONEYWELL INTL INC AT COST 10,643 61,470
    780082AD5 ROYAL BANK OF CANADA AT COST 25,485 29,513
    91913Y100 VALERO ENERGY CORP N AT COST 3,557 13,747
    92826C839 VISA INC AT COST 47,127 104,990
    G06242104 ATLASSIAN CORP PLC-C AT COST 5,389 24,089
    02079K305 ALPHABET INC/CA AT COST 32,185 120,932
    05569M475 BNY MELLON FOCUSED E AT COST 120,000 183,536
    05569M871 BNY MELLON INTL FD C AT COST 419,533 548,463
    126408103 CSX CORP COM AT COST 23,207 54,450
    126650100 CVS CORP AT COST 19,474 21,856
    150870103 CELANESE CORP DEL AT COST 20,668 54,965
    87938WAT0 TELEFONICA EMISIONES AT COST 29,954 34,729
    G5960L103 MEDTRONIC PLC AT COST 40,884 51,893
    00724F101 ADOBE SYS INC COM AT COST 3,213 42,010
    17401QAQ4 CITIZENS BANK NA AT COST 19,976 21,387
    34074GDH4 FLORIDA ST HURRICANE      
    478160104 JOHNSON & JOHNSON CO      
    595112103 MICRON TECHNOLOGY AT COST 46,158 84,953
    609207105 MONDELEZ INTERNATION AT COST 31,856 44,437
    6174824M3 MORGAN STANLEY AT COST 29,894 32,325
    717081103 PFIZER INC COM AT COST 40,899 43,068
    82481LAD1 SHIRE ACQ INV IRELAN      
    91324P102 UNITED HEALTH GROUP AT COST 43,017 74,344
    921075297 VAN ECK CM COMMODITY AT COST 150,000 120,649
    21684AAA4 COOPERATIEVE CENTRAL AT COST 37,823 39,009
    225433AH4 CREDIT SUISSE GROUP AT COST 25,099 26,405
    452308109 ILLINOIS TOOL WORKS AT COST 22,132 51,989
    45866FAC8 INTERCONTINENTALEXCH      
    46625H100 J P MORGAN CHASE & C AT COST 62,564 79,165
    63946BAH3 NBCUNIVERSAL MEDIA L      
    016255101 ALIGN TECHNOLOGY INC      
    042735BD1 ARROW ELECTRONICS IN AT COST 25,081 25,722
    05569M384 BNY MELLON INTL EQUI AT COST 227,613 215,398
    05964HAE5 BANCO SANTANDER SA 3 AT COST 23,818 26,323
    17275R102 CISCO SYS INC      
    22160K105 COSTCO WHSL CORP NEW AT COST 2,873 29,012
    244199105 DEERE & COMPANY AT COST 29,800 62,420
    29717PAN7 ESSEX PORTFOLIO LP AT COST 31,152 32,996
    437076102 HOME DEPOT INC USD 0 AT COST 9,605 45,421
    552953101 MGM MIRAGE      
    92343VDD3 VERIZON COMMUNICATIO AT COST 31,050 38,352
    95000U2B8 WELLS FARGO & CO AT COST 4,797 5,176
    026874784 AMERICAN INTERNATION AT COST 56,185 54,140
    101137107 BOSTON SCIENTIFIC CO AT COST 43,983 43,500
    167486ZZ5 CHICAGO IL TXBL      
    21036P108 CONSTELLATION BRANDS      
    579780AM9 MCCORMICK & CO AT COST 25,508 27,102
    65339F101 NEXTERA ENERGY INC AT COST 20,038 38,884
    718172109 PHILIP MORRIS INTERN AT COST 32,496 43,216
    742718109 PROCTER & GAMBLE CO AT COST 38,229 55,795
    988498101 YUM BRANDS INC AT COST 6,718 28,551
    G29183103 EATON CORP PLC AT COST 22,933 51,420
    03027X100 AMERICAN TOWER CORP- AT COST 14,186 26,037
    037833100 APPLE COMPUTER INC C AT COST 70,391 283,957
    05569M855 BNY MELLON EMERGING AT COST 256,815 322,667
    134429BE8 CAMPBELL SOUP CO AT COST 2,979 3,203
    30063P105 EXACT SCIENCES CORP      
    458140AM2 INTEL CORP AT COST 34,785 36,656
    63872T729 ASG MANAGED FUTURES      
    654106103 NIKE INC CL B AT COST 23,605 60,549
    723787107 PIONEER NAT RES CO AT COST 21,463 17,197
    79466L302 SALESFORCE COM INC AT COST 2,956 19,805
    808513105 SCHWAB CHARLES CORP AT COST 16,567 27,581
    002824100 ABBOTT LABORATORIES AT COST 18,738 41,606
    023135106 AMAZON COM INC AT COST 22,809 188,902
    05569M301 BNY MELLON INCOME ST AT COST 170,314 235,183
    06051GFU8 BANK OF AMERICA CORP AT COST 25,201 29,139
    24422ETV1 JOHN DEERE AT COST 24,949 25,849
    25152R5F6 DEUTSCHE BANK AG AT COST 24,736 25,225
    461202103 INTUIT INC COM AT COST 19,664 26,210
    00287Y109 ABBVIE INC AT COST 47,184 62,147
    031162100 AMGEN INC      
    05587K857 BNYM INTL STCK-Y AT COST 144,244 262,715
    482480100 KLA TENCOR CORP AT COST 17,813 27,444
    00206R102 AT&T INC      
    00774MAG0 AERCAP AT COST 25,100 27,847
    78409V104 S & P GLOBAL INC AT COST 26,962 40,434
    256746108 DOLLAR TREE INC      
    482480AG5 K L A-TENCOR CORP AT COST 21,934 23,969
    00507VAK5 ACTIVISION BLIZZARD AT COST 25,994 28,435
    035240AQ3 ANHEUSER-BUSCH INBEV AT COST 26,198 30,873
    05565QCJ5 B P CAPITAL MARKETS AT COST 31,265 32,850
    05588D753 BNY MELLON INTL EQTY      
    05588E850 BNY MELLON HIGH YIEL AT COST 190,117 194,526
    05589K400 BNYM FLTNG RT INC-Y AT COST 200,097 184,036
    12572Q105 CME GROUP INC AT COST 43,080 43,328
    89832Q109 TRUIST FINL CORP AT COST 42,258 46,157
    007903107 ADVANCED MICRO DEVIC AT COST 11,142 47,689
    92532F100 VERTEX PHARMACEUTICA      
    05587K865 BNYM SELECT MGR S/C AT COST 172,247 273,432
    06738EBB0 BARCLAYS PLC AT COST 31,302 32,469
    260557103 DOW INC.      
    26078JAD2 DOWDUPONT INC AT COST 21,372 24,639
    05588F709 BNYM GLBL RL EST SEC AT COST 141,935 142,475
    852234103 SQUARE INC - A AT COST 18,086 55,716
    05587N737 BNYM OPPORT SM CAP-Y      
    191216100 COCA-COLA CO USD AT COST 55,684 57,582
    30231G102 EXXON MOBIL CORP      
    337738AU2 FISERV INC AT COST 31,581 34,256
    377372AL1 GLAXOSMITHKLINE CAPI AT COST 25,360 26,784
    05588D811 BNYM DIV EMG MKTS-Y      
    26614N102 DUPONT DE NEMOURS IN      
    49446RAR0 KIMCO RLTY CORP AT COST 24,839 26,389
    70450Y103 PAYPAL HOLDINGS INC AT COST 33,866 74,007
    05587K824 BNYM SEL MGR S/C VAL AT COST 125,967 158,808
    05587N505 BNYM DYN TTL RTRN-Y AT COST 151,967 184,385
    874039100 TAIWAN SEMICONDUCTOR      
    09661F701 BNYM INTL SMALL CAP- AT COST 221,210 229,870
    883556102 THERMO ELECTRON CORP AT COST 23,670 42,386
    913017109 UNITED TECHNOLOGIES      
    G1151C101 ACCENTURE PLC IRELAN      
    N6596X109 NXP SEMICONDUCTORS N      
    00206RCN0 AT&T INC      
    126650CX6 C V S HEALTH CORP AT COST 27,154 29,749
    571903BC6 MARRIOTT INTERNATION      
    254687FX9 WALT DISNEY COMPANY/ AT COST 32,221 32,889
    00206RHJ4 A T & T INC AT COST 35,826 35,780
    22788C105 CROWDSTRIKE HOLDINGS AT COST 10,567 28,808
    20030NCA7 COMCAST CORP AT COST 33,825 33,858
    874060AW6 TAKEDA PHARMACEUTICA AT COST 25,069 24,850
    15135B101 CENTENE CORP DEL AT COST 27,910 25,213
    88339J105 TRADE DESK INC/THE AT COST 8,799 32,841
    256677105 DOLLAR GENERAL CORP AT COST 13,099 19,558
    67103H107 O'REILLY AUTOMOTIVE AT COST 33,784 37,563
    75513E101 RAYTHEON TECHNOLOGIE AT COST 15,111 13,658
    68902V107 OTIS WORLDWIDE CORP AT COST 18,868 25,331
    11134LAR0 BROADCOM CRP / CAYM AT COST 21,496 22,044
    517834107 LAS VEGAS SANDS CORP AT COST 33,361 39,932
    302491303 F M C CORP COM NEW AT COST 19,397 20,802
    532457108 ELI LILLY & CO COM AT COST 30,195 32,248
    009158106 AIR PRODUCTS AND CHE AT COST 26,332 33,333
    25470DAR0 DISCOVERY COMMUNICAT AT COST 17,184 17,217
    G8994E103 TRANE TECHNOLOGIES P AT COST 11,028 64,741
    67066G104 NVIDIA CORP AT COST 40,810 87,207
    00287YBF5 ABBVIE INC AT COST 27,962 29,973
    816851109 SEMPRA ENERGY AT COST 26,741 21,277
    16119P108 CHARTER COMMUNICATIO AT COST 38,972 48,955
    713448EZ7 PEPSICO INC 1.625% 5 AT COST 19,999 20,527
    68389XBT1 ORACLE CORP AT COST 31,486 32,243
    83088M102 SKYWORKS SOLUTIONS I AT COST 19,986 23,085
    031162CT5 AMGEN INC AT COST 25,262 26,800
    55024U109 LUMENTUM HOLDINGS IN AT COST 25,278 30,336
    G46188101 HORIZON THERAPEUTICS AT COST 24,005 23,408

    TY 2020 OtherDecreasesSchedule
    Name:
    GRACE F LAMB TRUST A
    EIN:
    13-6210809
    Description Amount
    PY RETURN OF CAPITAL ADJ 909
    PURCHASE OF ACCRUED INTEREST CARRYOVER 309
    COST BASIS ADJUSTMENT 65


    TY 2020 OtherExpensesSchedule
    Name:
    GRACE F LAMB TRUST A
    EIN:
    13-6210809
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    STATE INCOME TAXES - INCOME 750 0   750


    TY 2020 OtherIncomeSchedule2
    Name:
    GRACE F LAMB TRUST A
    EIN:
    13-6210809
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    FEDERAL TAX REFUND 1,140 0  


    TY 2020 OtherIncreasesSchedule
    Name:
    GRACE F LAMB TRUST A
    EIN:
    13-6210809
    Description Amount
    PURCHASE OF ACCRUED INTEREST FROM PY 612
    TEMP ADVANCE 1,882


    TY 2020 TaxesSchedule
    Name:
    GRACE F LAMB TRUST A
    EIN:
    13-6210809
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 5,114 5,114   0
    FEDERAL ESTIMATES - INCOME 2,387 0   0
    FOREIGN TAXES ON NONQUALIFIED 113 113   0