Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THE HOWARD JOHNSON FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)P O BOX 1802
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PROVIDENCE, RI029011802
A Employer identification number

04-6060965
B Telephone number (see instructions)

(888) 866-3275
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ...
bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$6,584,845
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 85,912 85,912  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 141,856
b Gross sales price for all assets on line 6a 1,550,860
7 Capital gain net income (from Part IV, line 2)... 141,856
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... 1,287 1,287  
12 Total. Add lines 1 through 11........ 229,055 229,055  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 32,197 19,318   12,879
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... 3,700 2,220 0 1,480
c Other professional fees (attach schedule).... 15,331 14   15,317
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... 5,106     0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... 70     70
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 56,404 21,552 0 29,746
25 Contributions, gifts, grants paid....... 252,000 252,000
26 Total expenses and disbursements. Add lines 24 and 25 308,404 21,552 0 281,746
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -79,349
b Net investment income (if negative, enter -0-) 207,503
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 88,704 119,110 119,110
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 113,026 Click to see attachment114,313 122,313
b Investments—corporate stock (attach schedule)....... 2,896,547 Click to see attachment2,879,627 5,877,855
c Investments—corporate bonds (attach schedule)....... 548,293 Click to see attachment455,106 465,567
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 3,646,570 3,568,156 6,584,845
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 3,646,570 3,568,156
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 3,646,570 3,568,156
30 Total liabilities and net assets/fund balances (see instructions). 3,646,570 3,568,156
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
3,646,570
2
Enter amount from Part I, line 27a .....................
2
-79,349
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
935
4
Add lines 1, 2, and 3 ..........................
4
3,568,156
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
3,568,156
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a 50. ADOBE SYS INC   2014-01-14 2020-02-19
b 50. ADOBE SYS INC   2014-01-14 2020-03-04
c 5. AMAZON COM INC   2013-10-15 2020-01-27
d 5. AMAZON COM INC   2013-10-15 2020-10-06
e 10. AMAZON COM INC   2013-10-15 2020-11-30
50. APPLE INC COM   2008-01-22 2020-01-27
200. BP AMOCO P L C SPONSORED ADR   2018-04-27 2020-02-12
100. BP AMOCO P L C SPONSORED ADR   2018-04-27 2020-02-19
100. BP AMOCO P L C SPONSORED ADR   2018-05-14 2020-02-19
100. BP AMOCO P L C SPONSORED ADR   2018-05-14 2020-03-18
200. BP AMOCO P L C SPONSORED ADR   2018-06-06 2020-03-18
200. BP AMOCO P L C SPONSORED ADR   2018-07-24 2020-03-18
200. BP AMOCO P L C SPONSORED ADR   2018-10-15 2020-03-18
100. BP AMOCO P L C SPONSORED ADR   2018-10-19 2020-03-18
300. CVS CAREMARK CORP COM   2019-01-15 2020-10-14
100. CISCO SYSTEMS INCORPORATED   2016-11-30 2020-02-19
100. CITIGROUP INC NEW COM   2014-12-29 2020-03-18
100. CITIGROUP INC NEW COM   2015-08-10 2020-03-18
300. CITIGROUP INC NEW COM   2016-08-31 2020-03-18
200. CITIGROUP INC NEW COM   2016-11-15 2020-03-25
100. CITIGROUP INC NEW COM   2016-11-15 2020-11-30
11037.528 CMG ULTRA SHORT TERM BOND FUND   2020-05-13 2020-11-13
5518.764 CMG ULTRA SHORT TERM BOND FUND   2020-05-13 2020-11-25
15452.539 CMG ULTRA SHORT TERM BOND FUND   2020-05-13 2020-11-30
1398.741 CMG ULTRA SHORT TERM BOND FUND   2020-05-13 2020-12-08
4120.023 CMG ULTRA SHORT TERM BOND FUND   2020-06-23 2020-12-08
100. DANAHER CORPORATION   2010-03-16 2020-11-30
1295.337 EATON VANCE ATLANTA CAP SMID-CAP FUND CL I   2012-01-06 2020-02-19
1250. EATON VANCE ATLANTA CAP SMID-CAP FUND CL I   2012-01-06 2020-06-19
100. EXXON MOBIL CORPORATION   2002-04-29 2020-03-04
100. EXXON MOBIL CORPORATION   2002-11-13 2020-03-04
200. EXXON MOBIL CORPORATION   2014-05-07 2020-03-24
100. FORTIVE CORP COM   2010-03-16 2020-03-18
100. FORTIVE CORP COM   2010-05-12 2020-03-18
100. FORTIVE CORP COM   2010-06-16 2020-03-18
200. FORTIVE CORP COM   2018-07-24 2020-03-18
100000. GOLDMAN SACHS GROUP INC SR UNSECD NT CALL 08/15/20 @100   2017-06-14 2020-08-15
50000. GOLDMAN SACHS GROUP INC SR UNSECD NT CALL 08/15/20 @100   2019-08-13 2020-08-15
50000. GOLDMAN SACHS GROUP INC SR UNSECD NT CALL 08/15/20 @100   2019-10-31 2020-08-15
100000. HSBC USA INC NEW UNSECD SR NT   2018-03-13 2020-03-05
900. HEXCEL CORP NEW   2015-02-06 2020-03-18
400. INTEL CORPORATION   2009-05-19 2020-11-30
200. INTEL CORPORATION   2009-06-01 2020-11-30
200. ISHR MSCI EMU ETF   2017-03-28 2020-03-16
2000. ISHR MSCI EMU ETF   2017-05-05 2020-03-16
400. ISHR MSCI EMU ETF   2017-05-15 2020-03-16
600. ISHR MSCI EMU ETF   2017-10-04 2020-03-16
1800. ISHR MSCI EMU ETF   2019-03-20 2020-03-16
1000. ISHR MSCI EMU ETF   2019-10-28 2020-03-16
300. ISHR MSCI EMU ETF   2019-11-27 2020-03-16
700. ISHR MSCI EMU ETF   2019-12-02 2020-03-16
100. MICROSOFT CORPORATION   2011-11-08 2020-02-12
50. SERVICENOW INC COM   2014-02-06 2020-02-19
50. SERVICENOW INC COM   2014-02-06 2020-06-19
30. SERVICENOW INC COM   2014-02-06 2020-11-30
400. VANGUARD SMALL-CAP ETF   2016-12-19 2020-03-18
100. VANGUARD SMALL-CAP ETF   2017-03-08 2020-03-18
200. VANGUARD SMALL-CAP ETF   2017-10-04 2020-03-18
200. VANGUARD SMALL-CAP ETF   2017-10-04 2020-03-24
100. VANGUARD SMALL-CAP ETF   2018-04-05 2020-03-24
100. VANGUARD SMALL-CAP ETF   2018-04-05 2020-03-25
200. VANGUARD SMALL-CAP ETF   2018-04-27 2020-03-25
100. XYLEM INC COM   2012-09-06 2020-02-12
200. XYLEM INC COM   2012-09-06 2020-05-13
100. XYLEM INC COM   2012-09-06 2020-11-30
100. CHUBB LTD COM   2012-04-24 2020-01-27
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
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CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a 19,193   3,005 16,188
b 17,992   3,005 14,987
c 9,187   1,547 7,640
d 15,652   1,547 14,105
e 31,525   3,095 28,430
15,508   1,131 14,377
7,418   8,826 -1,408
3,614   4,413 -799
3,614   4,643 -1,029
1,760   4,643 -2,883
3,520   9,285 -5,765
3,520   8,969 -5,449
3,520   8,909 -5,389
1,760   4,424 -2,664
17,761   19,233 -1,472
4,599   2,993 1,606
3,735   5,491 -1,756
3,735   5,881 -2,146
11,206   14,256 -3,050
8,176   10,982 -2,806
5,560   5,491 69
100,000   99,117 883
50,000   49,559 441
140,000   138,764 1,236
12,673   12,561 112
37,327   37,245 82
22,034   2,971 19,063
50,000   20,894 29,106
42,000   20,163 21,837
5,148   4,019 1,129
5,148   3,336 1,812
6,853   20,642 -13,789
4,698   1,849 2,849
4,698   2,073 2,625
4,698   1,933 2,765
9,395   15,477 -6,082
100,000   101,337 -1,337
50,000   50,230 -230
50,000   50,349 -349
100,000   98,851 1,149
31,976   40,931 -8,955
19,070   6,333 12,737
9,535   3,245 6,290
5,489   7,560 -2,071
54,889   81,689 -26,800
10,978   16,358 -5,380
16,467   25,878 -9,411
49,400   71,387 -21,987
27,444   40,425 -12,981
8,233   12,294 -4,061
19,211   28,271 -9,060
18,391   2,714 15,677
18,047   3,117 14,930
20,028   3,117 16,911
15,773   1,870 13,903
42,241   52,454 -10,213
10,560   13,294 -2,734
21,121   28,531 -7,410
21,072   28,531 -7,459
10,536   14,750 -4,214
10,863   14,750 -3,887
21,726   29,790 -8,064
8,874   2,479 6,395
11,757   4,958 6,799
9,597   2,479 7,118
15,169   7,511 7,658
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
      55,186
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a       16,188
b       14,987
c       7,640
d       14,105
e       28,430
      14,377
      -1,408
      -799
      -1,029
      -2,883
      -5,765
      -5,449
      -5,389
      -2,664
      -1,472
      1,606
      -1,756
      -2,146
      -3,050
      -2,806
      69
      883
      441
      1,236
      112
      82
      19,063
      29,106
      21,837
      1,129
      1,812
      -13,789
      2,849
      2,625
      2,765
      -6,082
      -1,337
      -230
      -349
      1,149
      -8,955
      12,737
      6,290
      -2,071
      -26,800
      -5,380
      -9,411
      -21,987
      -12,981
      -4,061
      -9,060
      15,677
      14,930
      16,911
      13,903
      -10,213
      -2,734
      -7,410
      -7,459
      -4,214
      -3,887
      -8,064
      6,395
      6,799
      7,118
      7,658
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 141,856
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ...................
Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved
(b)
Reserved
(c)
Reserved
(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 2,884
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 2,884
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 2,884
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 5,420
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 5,420
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 2,536
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet2,536 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletBANK OF AMERICA NA Telephone no.bullet (888) 866-3275

    Located atbulletPO BOX 1802PROVIDENCERI ZIP+4bullet029011802
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    HOWARD BRENNAN JOHNSON TRUSTEE
    1
    0    
    ONE BRYANT PARK
    NEW YORK,NY10036
    DOROTHY J HENRY TRUSTEE
    1
    0    
    ONE BRYANT PARK
    NEW YORK,NY10036
    MARISSA J BROCK TRUSTEE
    1
    0    
    ONE BRYANT PARK
    NEW YORK,NY10036
    HOWARD BATES JOHNSON TRUSTEE
    1
    0    
    ONE BRYANT PARK
    NEW YORK,NY10036
    PATRICIA B CRAWFORD TRUSTEE
    1
    0    
    ONE BRYANT PARK
    NEW YORK,NY10036
    JOSHUA J WEEKS TRUSTEE
    1
    0    
    ONE BRYANT PARK
    NEW YORK,NY10036
    WILLIAM H WEEKS TRUSTEE
    1
    0    
    ONE BRYANT PARK
    NEW YORK,NY10036
    BANK OF AMERICA N A AGENT FOR FIDUCIARY
    1
    32,197    
    114 W 47TH ST
    NEW YORK,NY10036
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    5,805,063
    b
    Average of monthly cash balances.......................
    1b
    226,857
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    6,031,920
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    6,031,920
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    90,479
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    5,941,441
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    297,072
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    297,072
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    2,884
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    2,884
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    294,188
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    294,188
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    294,188
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    281,746
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    281,746
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    281,746
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2019
    (c)
    2019
    (d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 294,188
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 243,005
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 0
    b From 2016...... 0
    c From 2017...... 0
    d From 2018...... 0
    e From 2019...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 281,746
    a Applied to 2019, but not more than line 2a 243,005
    b Applied to undistributed income of prior years
    (Election required—see instructions).....
    0
    c Treated as distributions out of corpus (Election
    required—see instructions)........
    0
    d Applied to 2020 distributable amount..... 38,741
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........
    255,447
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......
    0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...
    0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......
    0
    10 Analysis of line 9:
    a Excess from 2016.... 0
    b Excess from 2017.... 0
    c Excess from 2018.... 0
    d Excess from 2019.... 0
    e Excess from 2020.... 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    HOWARD BRENNAN JOHNSON HOWARD BATE
    JOHNSONPATRICIA CRAWFORDJOSHUA W
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    MARTHA'S VINEYARD
    PRESERVATION TRUST
    PO BOX 5277
    EDGARTOWN,MA02539
    N/A PC UNRESTRICTED GENERAL 1,000
    MARTHA'S VINEYARD
    HOSPITAL INC
    PO BOX 1477
    OAK BLUFFS,MA02557
    N/A PC UNRESTRICTED GENERAL 2,500
    HARVARD COLLEGE FUND
    124 MT AUBURN ST
    CAMBRIDGE,MA02138
    N/A PC HOWARD JOHNSON SCHOLARSHIP 7,500
    TABOR ACADEMY
    66 SPRING ST
    MARION,MA02738
    N/A PC ANNUAL FUND 1,000
    FRESH AIR FUND
    633 THIRD AVE 14TH FLOOR
    NEW YORK,NY10017
    N/A PC UNRESTRICTED GENERAL 10,000
    DANBURY HOSPITAL
    24 HOSPITAL AVENUE
    DANBURY,CT06810
    N/A PC DEVELOPMENT FUND 38,000
    FOXCROFT SCHOOL
    PO BOX 5555
    MIDDLEBURG,VA201185555
    N/A PC ANNUAL FUND 3,000
    GREENS FARMS ACADEMY
    PO BOX 998
    GREENS FARMS,CT06838
    N/A PC ANNUAL FUND 1,000
    ROLLINS COLLEGE
    1000 HOLT AVENUE
    WINTER PARK,FL32789
    N/A PC UNRESTRICTED GENERAL 1,000
    WESTPORT EMERGENCY
    MEDICAL SERVICES
    50 JESUP RD
    WESTPORT,CT06880
    N/A PC UNRESTRICTED GENERAL 1,000
    LAKE FOREST COLLEGE
    555 NORTH SHERIDAN RD
    LAKE FOREST,IL60045
    N/A PC ANNUAL FUND 1,000
    DANA FARBER CANCER
    INSTITUTE
    450 BROOKLINE AVE
    BOSTON,MA02115
    N/A PC LEUKEMIA RESEARCH 3,000
    JUPITER MEDICAL CENTER
    1210 SOUTH OLD DIXIE HIGHWAY
    JUPITER,FL334587205
    N/A PC UNRESTRICTED GENERAL 32,000
    NEW YORK & PRESB
    HOSPITAL
    525 EAST 68TH ST
    NEW YORK,NY10065
    N/A PC DEPT OF NEUROLOGY & 20,000
    ASPCA
    424 EAST 92ND STREET
    NEW YORK,NY10128
    N/A PC UNRESTRICTED GENERAL 7,000
    ISLAND AUTISM GROUP
    PO BOX 2786
    EDGARTOWN,MA025392786
    N/A PC PROJECT HEADWAY 2,000
    BOSTON UNIVERSITY
    595 COMMONWEALTH AVE
    BOSTON,MA02215
    N/A PC ANNUAL FUND 23,000
    BOSTON BRUINS FDN
    100 LEGENDS WAY
    BOSTON,MA02114
    N/A PC UNRESTRICTED GENERAL 5,000
    ANIMAL MEDICAL CENTER
    510 EAST 62ND ST
    NEW YORK,NY100218302
    N/A PC UNRESTRICTED GENERAL 10,000
    MISSION K9 RESCUE
    PO BOX 200754
    SAN ANTONIO,TX78220
    N/A PC UNRESTRICTED GENERAL 10,000
    WARRIOR DOGS FOUNDATION
    5930 ROYAL LANE
    DALLAS,TX752303849
    N/A PC UNRESTRICTED GENERAL 10,000
    MARTHA'S VINEYARD MUSEUM
    PO BOX 1310
    EDGARTOWN,MA02539
    N/A PC UNRESTRICTED GENERAL 1,500
    COLLEGE OF THE ATLANTIC
    105 EDEN STREET
    BAR HARBOR,ME04609
    N/A PC UNRESTRICTED GENERAL 1,000
    FRIENDS OF ACADIA
    PO BOX 45
    BAR HARBOR,ME046090045
    N/A PC UNRESTRICTED GENERAL 2,000
    MAINE COAST HERITAGE
    1 BOWDOIN MILL ISLAND ST
    TOPSHAM,ME040861265
    N/A PC UNRESTRICTED GENERAL 1,000
    MOUNT DESERT LAND AND
    GARDEN PRESERVE
    92 COOKSEY DR
    SEAL HARBOR,ME04675
    N/A PC UNRESTRICTED GENERAL 1,000
    MOUNT DESERT NURSING ASSOC
    PO BOX 397
    NE HARBOR,ME046620397
    N/A PC UNRESTRICTED GENERAL 1,000
    NEIGHBORHOOD HOUSE CLUB
    PO BOX 332
    NE HARBOR,ME046620332
    N/A PC UNRESTRICTED GENERAL 1,000
    NORTHEAST HARBOR LIBRARY
    PO BOX 279
    NORTHEASE HARBOR,ME04662
    N/A PC UNRESTRICTED GENERAL 1,000
    MOREHOUSE COLLEGE
    830 WESTVIEW DR SW
    ATLANTA,GA303143773
    N/A PC DR LOUIS SULLIVAN ENDOWMENT 7,500
    MOUNT DESERT ISLAND HOSPITAL
    10 WAYMAN LANE
    BAR HARBOR,ME04609
    N/A PC UNRESTRICTED GENERAL 1,000
    OPEN TABLE
    PO BOX 451
    BAR HARBOR,ME04609
    N/A PC UNRESTRICTED GENERAL 500
    SPELMAN COLLEGE
    350 SPELMAN LANE SW
    ATLANTA,GA30314
    N/A PC MARION WRIGHT EDELMAN 7,500
    NATURE CONSERVANCY
    4245 NORTH FAIRFAX DR
    ARLINGTON,VA222031637
    N/A PC UNRESTRICTED GENERAL 2,000
    HOBE SOUND NATURE CENTER
    PO BOX 214
    HOBE SOUND,FL334750217
    N/A PC UNRESTRICTED GENERAL 10,000
    FOUNDATION FOR THE CAROLINAS
    220 NORTH TRYON ST
    CHARLOTTE,NC282023201
    N/A PC BRAVE OF HEART FUND 25,000
    Total .................................bullet 3a 252,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........
             
    4 Dividends and interest from securities....     14 85,912  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............
        18 141,856  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aOID INCOME ON USGI
        1 1,287  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   229,055  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    229,055
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    Firm's EIN SmallBullet
    Firm's address SmallBullet


    Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    THE HOWARD JOHNSON FOUNDATION
    EIN:
    04-6060965
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE - BOA 3,700 2,220   1,480

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    THE HOWARD JOHNSON FOUNDATION
    EIN:
    04-6060965
    Name of Bond End of Year Book Value End of Year Fair Market Value
    166764AE0 CHEVRON CORP NEW SR    
    36962G6W9 GENERAL ELEC CAP COR    
    084670BH0 BERKSHIRE HATHAWAY I    
    48125LRG9 JP MORGAN CHASE BK N    
    69353REM6 PNC BK N A PITTSBURG    
    69353RER5 PNC BK N A PITTSBURG    
    94974BFU9 WELLS FARGO & CO NEW    
    172967KV2 CITIGROUP INC SR UNS 99,105 101,165
    38141GVP6 GOLDMAN SACHS GROUP    
    00440EAU1 ACE INA HLDGS INC SR 49,064 52,121
    40428HPR7 HSBC USA INC NEW UNS    
    46625HJE1 JPMORGAN CHASE & CO 99,357 105,171
    38141GWJ9 GOLDMAN SACHS GROUP 207,580 207,110

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    THE HOWARD JOHNSON FOUNDATION
    EIN:
    04-6060965
    Name of Stock End of Year Book Value End of Year Fair Market Value
    30231G102 EXXON MOBIL CORP COM    
    806857108 SCHLUMBERGER LTD COM    
    969457100 WILLIAMS COS INC DEL    
    235851102 DANAHER CORP DEL COM 54,187 199,926
    452308109 ILLINOIS TOOL WKS IN 43,084 101,940
    666807102 NORTHROP GRUMMAN COR 20,859 106,652
    88579Y101 3M CO COM    
    98419M100 XYLEM INC COM 38,648 152,685
    254687106 DISNEY WALT CO COM D    
    03524A108 ANHEUSER BUSCH INBEV    
    405217100 HAIN CELESTIAL GROUP    
    609207105 MONDELEZ INTL INC CO 62,123 128,634
    742718109 PROCTER & GAMBLE CO 27,599 111,312
    015351109 ALEXION PHARMACEUTIC 32,599 54,684
    58933Y105 MERCK & CO INC NEW C 47,044 81,800
    717081103 PFIZER INC COM 29,897 55,215
    75886F107 REGENERON PHARMACEUT    
    46625H100 J P MORGAN CHASE & C 51,463 101,656
    037833100 APPLE INC COM 12,439 291,918
    458140100 INTEL CORP COM    
    594918104 MICROSOFT CORP COM 39,960 244,662
    277902698 EATON VANCE ATLANTA    
    023135106 AMAZON COM INC COM 26,185 260,554
    741503403 PRICELINE GROUP INC    
    872540109 TJX COS INC NEW COM 64,485 136,580
    00287Y109 ABBVIE INC COM    
    026874784 AMERICAN INTL GROUP    
    38141G104 GOLDMAN SACHS GROUP    
    693475857 PNC FINL SVCS GROUP 79,351 80,340
    81211K100 SEALED AIR CORP NEW    
    172967424 CITIGROUP INC NEW CO 48,292 43,162
    617446448 MORGAN STANLEY COM 74,047 143,913
    00724F101 ADOBE INC COM 30,053 250,060
    81762P102 SERVICENOW INC COM 35,176 258,702
    48127X542 JPMORGAN CHASE & CO 74,528 77,250
    464286608 ISHARES MSCI EURZONE    
    03027X100 AMERICAN TOWER CORP 68,292 157,122
    428291108 HEXCEL CORP NEW COM    
    02079K107 ALPHABET INC CL C CO    
    02079K305 ALPHABET INC CL A CO 25,238 175,264
    808513600 SCHWAB CHARLES CORP 62,072 65,100
    922908751 VANGUARD SMALL-CAP E 230,797 272,552
    34959J108 FORTIVE CORP COM 101,403 113,312
    548661107 LOWES COS INC COM 61,193 128,408
    60871R209 MOLSON COORS BREWING    
    H1467J104 CHUBB LTD COM 64,955 123,136
    17275R102 CISCO SYS INC COM 41,907 62,650
    92826C839 VISA INC CL A COM 55,838 153,111
    26078J100 DOWDUPONT INC COM    
    61174X109 MONSTER BEVERAGE COR    
    68380L605 OPPENHEIMER INT GROW    
    055622104 BP P L C SPONSORED A    
    09857L108 BOOKING HLDGS INC CO 38,143 89,091
    191216100 COCA COLA CO COM 51,587 60,324
    002824100 ABBOTT LABS COM 54,870 87,592
    45167R104 IDEX CORP COM 73,685 119,520
    01609W102 ALIBABA GROUP HLDG L 75,997 102,401
    126650100 CVS HEALTH CORP COM 45,988 47,810
    98978V103 ZOETIS INC CL A COM 75,767 148,950
    00900W621 INVESCO OPPENHEIMER 150,885 188,535
    78463V107 SPDR GOLD TR GOLD SH 71,698 71,344
    502431109 L3HARRIS TECHNOLOGIE 88,284 75,608
    928881101 VONTIER CORP COM 16,352 20,040
    45168D104 IDEXX LABS INC COM 73,908 124,968
    92556V106 VIATRIS INC COM   3,488
    65339F101 NEXTERA ENERGY INC C 110,790 115,725
    277902235 EATON VANCE ATLANTA 135,204 277,376
    19765E823 CMG ULTRA SHORT TERM 212,755 212,783

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    THE HOWARD JOHNSON FOUNDATION
    EIN:
    04-6060965
    US Government Securities - End of Year Book Value:

    114,313
    US Government Securities - End of Year Fair Market Value:

    122,313
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2020 OtherExpensesSchedule
    Name:
    THE HOWARD JOHNSON FOUNDATION
    EIN:
    04-6060965
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    STATE FILING FEE 70 0   70


    TY 2020 OtherIncomeSchedule2
    Name:
    THE HOWARD JOHNSON FOUNDATION
    EIN:
    04-6060965
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OID INCOME ON USGI 1,287 1,287  


    TY 2020 OtherIncreasesSchedule
    Name:
    THE HOWARD JOHNSON FOUNDATION
    EIN:
    04-6060965
    Description Amount
    INCOME ADJUSTMENT 935


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE HOWARD JOHNSON FOUNDATION
    EIN:
    04-6060965
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    GRANTMAKING FEES - BOA 15,317     15,317
    INVESTMENT ADVISORY FEES 14 14    


    TY 2020 TaxesSchedule
    Name:
    THE HOWARD JOHNSON FOUNDATION
    EIN:
    04-6060965
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXCISE TAX ESTIMATES 5,106 0   0