Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THE MADDEN FAMILY FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)111 E WISCONSIN AVE STE 1800
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MILWAUKEE, WI53202
A Employer identification number

02-0588501
B Telephone number (see instructions)

(414) 276-3400
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,685,494J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 22 22  
4 Dividends and interest from securities... 41,909 41,909  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 427,432
b Gross sales price for all assets on line 6a 1,110,091
7 Capital gain net income (from Part IV, line 2)... 427,432
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 469,363 469,363  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 4,800      
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 550 550    
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 2,300 2,290    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 13,214 12,914    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 20,864 15,754   0
25 Contributions, gifts, grants paid....... 76,765 76,765
26 Total expenses and disbursements. Add lines 24 and 25 97,629 15,754   76,765
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 371,734
b Net investment income (if negative, enter -0-) 453,609
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 31,499 36,707 36,707
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 907,285 Click to see attachment720,673 1,081,175
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........   Click to see attachment553,138 567,612
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 938,784 1,310,518 1,685,494
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds 938,784 1,310,518
29 Total net assets or fund balances (see instructions)..... 938,784 1,310,518
30 Total liabilities and net assets/fund balances (see instructions). 938,784 1,310,518
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
938,784
2
Enter amount from Part I, line 27a .....................
2
371,734
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
1,310,518
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
1,310,518
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a APPLE INC P 2018-11-29 2020-10-07
b AXA-ADR P 2016-12-02 2020-12-14
c BRITISH AMERN TOB PLC P 2019-03-22 2020-12-14
d CLOROX COMPANY P 2011-06-16 2020-12-14
e CHEVRON CORPORATION P 2011-06-16 2020-12-14
EATON VANCE CORP NON VTG P 2011-06-16 2020-12-14
ILL TOOL WORKS INC P 2011-06-16 2020-12-14
L3HARRIS TECHNOLOGIES P 2011-06-16 2020-10-07
MERCK & CO INC NEW P 2014-07-16 2020-12-14
NESTLE S A REG ADR P 2020-12-08 2020-12-14
PEPSICO INCORPORATED P 2011-06-16 2020-12-14
PHILIP MORRIS INTL INC P 2018-06-13 2020-12-14
RPM INTERNATIONAL INC P 2019-08-06 2020-12-14
SNAP-ON INC P 2018-06-13 2020-12-14
TARGET CORP P 2011-06-16 2020-10-07
UNILEVER PLC SPONS ADR F P 2020-06-03 2020-12-14
WALMART INC P 2010-10-05 2020-07-14
AMERN S/C VLU FD CL I P 2017-12-13 2020-12-08
AMERN S/C VLU FD CL I P 2019-12-23 2020-12-08
BLACKROCK FDS II P 2019-08-01 2020-12-08
BLACKROCK HIGH INCOME I P 2020-10-09 2020-12-08
WELLS FARGO EMGNG CL I P 2018-09-25 2020-12-08
WELLS FARGO EMGNG CL I P 2020-05-26 2020-12-08
AIG FOCUSED DIV STRAT W P 2017-06-29 2020-07-10
AIG FOCUSED DIV STRAT W P 2019-12-11 2020-07-10
FIDELITY ADV STRT INCM I P 2017-07-27 2020-07-10
FIDELITY ADV STRT INCM I P 2018-02-01 2020-12-08
FIDELITY ADV STRT INCM I P 2019-03-01 2020-12-08
FIDELITY ADV STRT INCM I P 2020-01-10 2020-12-08
GUGGENHM LTD DURATION IN P 2018-04-20 2020-12-08
GUGGENHM LTD DURATION IN P 2019-04-17 2020-12-08
GUGGENHM LTD DURATION IN P 2020-06-01 2020-12-08
GUGG MACRO OPPTYS INSTL P 2020-10-01 2020-12-08
GUGGENHEIM FDS TR P 2019-09-03 2020-12-08
HARTFORD MIDCAP I P 2019-12-11 2020-12-08
HARTFORD WORLD BD FD I P 2019-12-18 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2019-04-01 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2020-05-01 2020-12-08
JANUS HENDERSON GLOBAL I P 2019-10-01 2020-12-08
LAZARD INTL STRT EQ CL I P 2017-12-22 2020-10-09
ALPS/RED ROCKS GLOBAL I P 2019-12-12 2020-12-08
LORD ABBETT TOTAL RTRN I P 2018-03-01 2020-10-09
LORD ABBETT TOTAL RTRN I P 2019-04-01 2020-12-08
LORD ABBETT TOTAL RTRN I P 2020-05-01 2020-12-08
MFS INTL DVRSFCTN FD I P 2019-12-27 2020-12-08
MFS GROWTH I P 2018-07-02 2020-12-08
OAKMARK FUNDS ADVISOR CL P 2018-12-14 2020-01-10
INVSC OPPNHMR DEV MKTS Y P 2017-10-18 2020-07-10
PGIM TOTAL RETURN P 2017-09-01 2020-12-08
PGIM TOTAL RETURN P 2018-10-01 2020-12-08
PGIM TOTAL RETURN P 2019-11-01 2020-12-08
PGIM TOTAL RETURN P 2020-10-01 2020-12-08
PRINCIPAL FDS INC P 2016-11-01 2020-10-09
PRINCIPAL FDS INC P 2017-11-28 2020-12-08
PRINCIPAL FDS INC P 2019-01-29 2020-12-08
PRINCIPAL FDS INC P 2020-03-27 2020-12-08
ROWE T PRICE DIV GROWTH P 2020-07-10 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2019-03-01 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2020-05-01 2020-12-08
TRANSAMER INTL EQUITY I P 2018-07-17 2020-12-08
WELLS FARGO SPL M/C VL I P 2017-10-18 2020-07-14
BANK OF AMERICA CORP P 2018-11-20 2020-10-12
DEUTSCHE POST AG ADR P 2019-12-06 2020-10-12
JAPAN TOBACCO INC ADR P 2017-04-06 2020-01-31
NTT DOCOMO INC ADR P 2016-05-23 2020-10-08
RECKITT BENCKSR SPON ADR P 2014-07-16 2020-06-03
AT & T INC P 2016-05-20 2020-11-12
VERIZON COMMUNICATIONS P 2018-08-22 2020-03-05
APPLE INC P 2018-11-29 2020-12-14
AXA-ADR P 2016-12-05 2020-12-14
BRITISH AMERN TOB PLC P 2019-12-05 2020-12-14
COMCAST CORP NEW CL A P 2019-03-22 2020-12-14
CHEVRON CORPORATION P 2012-08-02 2020-12-14
FACTSET RESEARCH SYS INC P 2011-06-16 2020-07-14
ORIX CORP P 2020-06-04 2020-12-14
L3HARRIS TECHNOLOGIES P 2011-06-16 2020-12-14
MERCK & CO INC NEW P 2014-09-04 2020-12-14
NOVARTIS AG P 2011-06-16 2020-12-14
PROCTER & GAMBLE CO P 2011-06-16 2020-07-14
PHILLIPS 66 P 2010-12-17 2020-12-14
RPM INTERNATIONAL INC P 2019-08-07 2020-12-14
SNAP-ON INC P 2018-10-25 2020-12-14
TARGET CORP P 2011-06-16 2020-12-14
UNITEDHEALTH GROUP P 2020-03-25 2020-12-14
WALMART INC P 2010-10-05 2020-12-14
AMERN S/C VLU FD CL I P 2017-12-13 2020-12-08
AMERN S/C VLU FD CL I P 2019-12-23 2020-12-08
BLACKROCK FDS II P 2019-09-03 2020-12-08
BLACKROCK HIGH INCOME I P 2020-11-02 2020-12-08
WELLS FARGO EMGNG CL I P 2018-10-26 2020-12-08
WELLS FARGO EMGNG CL I P 2020-06-25 2020-12-08
AIG FOCUSED DIV STRAT W P 2017-09-28 2020-07-10
AIG FOCUSED DIV STRAT W P 2020-03-26 2020-07-10
FIDELITY ADV STRT INCM I P 2017-07-27 2020-07-14
FIDELITY ADV STRT INCM I P 2018-02-20 2020-12-08
FIDELITY ADV STRT INCM I P 2019-04-01 2020-12-08
FIDELITY ADV STRT INCM I P 2020-02-03 2020-12-08
GUGGENHM LTD DURATION IN P 2018-05-01 2020-12-08
GUGGENHM LTD DURATION IN P 2019-05-01 2020-12-08
GUGGENHM LTD DURATION IN P 2020-07-01 2020-12-08
GUGG MACRO OPPTYS INSTL P 2020-10-09 2020-12-08
GUGGENHEIM FDS TR P 2019-10-01 2020-12-08
HARTFORD MIDCAP I P 2020-10-09 2020-12-08
HARTFORD WORLD BD FD I P 2019-12-30 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2019-04-17 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2020-06-01 2020-12-08
JANUS HENDERSON GLOBAL I P 2019-12-20 2020-12-08
LAZARD INTL STRT EQ CL I P 2018-08-22 2020-10-09
ALPS/RED ROCKS GLOBAL I P 2020-07-10 2020-12-08
LORD ABBETT TOTAL RTRN I P 2018-04-02 2020-10-09
LORD ABBETT TOTAL RTRN I P 2019-04-17 2020-12-08
LORD ABBETT TOTAL RTRN I P 2020-06-01 2020-12-08
MFS INTL DVRSFCTN FD I P 2019-12-27 2020-12-08
MFS GROWTH I P 2018-07-02 2020-12-08
OAKMARK FUNDS ADVISOR CL P 2019-01-24 2020-01-10
INVSC OPPNHMR DEV MKTS Y P 2017-10-18 2020-07-14
PGIM TOTAL RETURN P 2017-10-02 2020-12-08
PGIM TOTAL RETURN P 2018-11-01 2020-12-08
PGIM TOTAL RETURN P 2019-12-02 2020-12-08
PGIM TOTAL RETURN P 2020-10-09 2020-12-08
PRINCIPAL FDS INC P 2016-12-01 2020-10-09
PRINCIPAL FDS INC P 2017-12-28 2020-12-08
PRINCIPAL FDS INC P 2019-02-26 2020-12-08
PRINCIPAL FDS INC P 2020-04-28 2020-12-08
ROWE T PRICE DIV GROWTH P 2020-09-29 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2019-04-01 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2020-06-01 2020-12-08
TRANSAMER INTL EQUITY I P 2018-10-10 2020-12-08
WELLS FARGO SPL M/C VL I P 2017-12-14 2020-07-14
BASF SE SPONSORED ADR P 2014-07-16 2020-10-12
FERGUSON PLC SPON ADR P 2016-05-20 2020-09-18
JPMORGAN CHASE & CO P 2016-05-20 2020-03-05
NTT DOCOMO INC ADR P 2017-04-05 2020-10-08
RECKITT BENCKSR SPON ADR P 2014-07-16 2020-06-04
AT & T INC P 2017-09-26 2020-11-12
WILLIAMS COMPANIES P 2019-10-29 2020-10-12
ABBOTT LABORATORIES P 2015-07-21 2020-07-14
AXA-ADR P 2017-06-30 2020-12-14
CARRIER GLOBAL CORP P 2011-06-16 2020-04-08
COMCAST CORP NEW CL A P 2019-06-13 2020-12-14
DEUTSCHE BOERSE AG-UNSPO P 2020-04-22 2020-12-14
FACTSET RESEARCH SYS INC P 2011-06-16 2020-12-14
JOHNSON & JOHNSON P 2011-06-16 2020-07-14
LINDE PLC P 2011-06-16 2020-07-14
MERCK & CO INC NEW P 2020-03-06 2020-12-14
NOVARTIS AG P 2013-06-24 2020-12-14
PROCTER & GAMBLE CO P 2011-06-16 2020-12-14
PHILLIPS 66 P 2011-06-16 2020-12-14
RPM INTERNATIONAL INC P 2019-08-08 2020-12-14
SNAP-ON INC P 2019-08-06 2020-12-14
TOKYO ELECTRON LTD-UNSPN P 2020-09-18 2020-12-14
UNION PACIFIC CORP P 2020-11-12 2020-12-14
WALMART INC P 2010-12-17 2020-12-14
AMERN S/C VLU FD CL I P 2017-12-27 2020-12-08
AMERN S/C VLU FD CL I P 2020-01-13 2020-12-08
BLACKROCK FDS II P 2019-10-01 2020-12-08
BLACKROCK HIGH INCOME I P 2020-12-01 2020-12-08
WELLS FARGO EMGNG CL I P 2018-12-28 2020-12-08
WELLS FARGO EMGNG CL I P 2020-07-10 2020-12-08
AIG FOCUSED DIV STRAT W P 2017-12-15 2020-07-10
AIG FOCUSED DIV STRAT W P 2020-06-18 2020-07-10
FIDELITY ADV STRT INCM I P 2017-07-27 2020-10-09
FIDELITY ADV STRT INCM I P 2018-03-01 2020-12-08
FIDELITY ADV STRT INCM I P 2019-04-17 2020-12-08
FIDELITY ADV STRT INCM I P 2020-02-10 2020-12-08
GUGGENHM LTD DURATION IN P 2018-06-01 2020-12-08
GUGGENHM LTD DURATION IN P 2019-06-03 2020-12-08
GUGGENHM LTD DURATION IN P 2020-08-03 2020-12-08
GUGG MACRO OPPTYS INSTL P 2020-11-02 2020-12-08
GUGGENHEIM FDS TR P 2019-11-01 2020-12-08
HARTFORD EQUITY IN CL I P 2020-07-10 2020-07-14
HARTFORD WORLD BD FD I P 2020-01-10 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2019-05-01 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2020-07-01 2020-12-08
JANUS HENDERSON GLOBAL I P 2019-12-20 2020-12-08
LAZARD INTL STRT EQ CL I P 2018-10-10 2020-10-09
LORD ABBETT TOTAL RTRN I P 2017-07-26 2020-04-09
LORD ABBETT TOTAL RTRN I P 2018-04-20 2020-10-09
LORD ABBETT TOTAL RTRN I P 2019-05-01 2020-12-08
LORD ABBETT TOTAL RTRN I P 2020-07-01 2020-12-08
MFS INTL DVRSFCTN FD I P 2019-12-27 2020-12-08
MFS GROWTH I P 2018-10-11 2020-12-08
OAKMARK FUNDS ADVISOR CL P 2019-12-13 2020-01-10
PIMCO CMMDTYRLRTRN INSTL P 2018-04-20 2020-07-14
PGIM TOTAL RETURN P 2017-10-18 2020-12-08
PGIM TOTAL RETURN P 2018-12-03 2020-12-08
PGIM TOTAL RETURN P 2019-12-19 2020-12-08
PGIM TOTAL RETURN BOND Z P 2020-11-02 2020-12-08
PRINCIPAL FDS INC P 2016-12-29 2020-10-09
PRINCIPAL FDS INC P 2018-01-10 2020-12-08
PRINCIPAL FDS INC P 2019-03-27 2020-12-08
PRINCIPAL FDS INC P 2020-05-27 2020-12-08
ROWE T PRICE DIV GROWTH P 2020-10-09 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2019-04-17 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2020-07-01 2020-12-08
TRANSAMER INTL EQUITY I P 2018-12-20 2020-12-08
WELLS FARGO SPL M/C VL I P 2017-12-14 2020-10-09
BANK NOVA SCOTIA HALIFAX P 2014-07-16 2020-10-12
FERGUSON PLC SPON ADR P 2016-06-13 2020-09-18
COCA COLA COMPANY P 2019-03-04 2020-10-12
NTT DOCOMO INC ADR P 2017-09-26 2020-10-08
RECKITT BENCKSR SPON ADR P 2019-03-22 2020-06-04
AT & T INC P 2017-12-13 2020-11-12
EXXON MOBIL CORP P 2015-06-19 2020-01-30
ABBOTT LABORATORIES P 2015-07-21 2020-12-14
AXA-ADR P 2017-09-26 2020-12-14
CARRIER GLOBAL CORP P 2013-06-24 2020-04-08
COMCAST CORP NEW CL A P 2019-08-07 2020-12-14
DEUTSCHE BOERSE AG-UNSPO P 2020-10-12 2020-12-14
GENL DYNAMICS CORP COM P 2011-06-16 2020-12-14
JOHNSON & JOHNSON P 2011-06-16 2020-12-14
LINDE PLC P 2011-06-16 2020-12-14
MICROSOFT CORP P 2012-02-07 2020-07-14
NOVARTIS AG P 2014-07-16 2020-12-14
PROCTER & GAMBLE CO P 2013-06-24 2020-12-14
PHILLIPS 66 P 2012-08-03 2020-12-14
RPM INTERNATIONAL INC P 2020-03-05 2020-12-14
SNAP-ON INC P 2019-12-05 2020-12-14
TOTAL SE ADR P 2014-07-16 2020-12-14
US BANCORP NEW P 2017-02-01 2020-12-14
WALMART INC P 2011-06-16 2020-12-14
AMERN S/C VLU FD CL I P 2018-01-10 2020-12-08
AMERN S/C VLU FD CL I P 2020-06-17 2020-12-08
BLACKROCK FDS II P 2019-11-01 2020-12-08
WELLS FARGO EMGNG CL I P 2017-10-18 2020-07-14
WELLS FARGO EMGNG CL I P 2019-02-25 2020-12-08
WELLS FARGO EMGNG CL I P 2020-07-28 2020-12-08
AIG FOCUSED DIV STRAT W P 2017-12-15 2020-07-10
FIDELITY ADV REAL EST I P 2019-07-17 2020-07-14
FIDELITY ADV STRT INCM I P 2017-07-27 2020-10-20
FIDELITY ADV STRT INCM I P 2018-04-02 2020-12-08
FIDELITY ADV STRT INCM I P 2019-05-01 2020-12-08
FIDELITY ADV STRT INCM I P 2020-03-02 2020-12-08
GUGGENHM LTD DURATION IN P 2018-07-02 2020-12-08
GUGGENHM LTD DURATION IN P 2019-07-01 2020-12-08
GUGGENHM LTD DURATION IN P 2020-09-01 2020-12-08
GUGG MACRO OPPTYS INSTL P 2020-12-01 2020-12-08
GUGGENHEIM FDS TR P 2019-12-02 2020-12-08
HARTFORD EQUITY IN CL I P 2020-07-10 2020-10-09
HARTFORD WORLD BD FD I P 2020-03-30 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2019-06-03 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2020-08-03 2020-12-08
JANUS HENDERSON GLOBAL I P 2020-04-01 2020-12-08
LAZARD INTL STRT EQ CL I P 2018-12-24 2020-10-09
LORD ABBETT TOTAL RTRN I P 2017-07-26 2020-07-10
LORD ABBETT TOTAL RTRN I P 2018-04-20 2020-12-08
LORD ABBETT TOTAL RTRN I P 2019-06-03 2020-12-08
LORD ABBETT TOTAL RTRN I P 2020-08-03 2020-12-08
MFS GROWTH I P 2015-07-01 2020-01-10
MFS GROWTH I P 2018-12-19 2020-12-08
OAKMARK FUNDS ADVISOR CL P 2019-12-13 2020-01-10
PIMCO CMMDTYRLRTRN INSTL P 2018-04-20 2020-10-09
PGIM TOTAL RETURN P 2017-11-01 2020-12-08
PGIM TOTAL RETURN P 2018-12-24 2020-12-08
PGIM TOTAL RETURN P 2019-12-19 2020-12-08
PGIM TOTAL RETURN BOND Z P 2020-12-01 2020-12-08
PRINCIPAL FDS INC P 2017-01-27 2020-10-09
PRINCIPAL FDS INC P 2018-01-29 2020-12-08
PRINCIPAL FDS INC P 2019-04-17 2020-12-08
PRINCIPAL FDS INC P 2020-06-26 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2018-07-17 2020-01-13
PUTNAM ULTRA SHRT DUR Y P 2019-05-01 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2020-07-13 2020-12-08
TRANSAMER INTL EQUITY I P 2018-12-20 2020-12-08
WELLS FARGO SPL M/C VL I P 2017-12-14 2020-10-09
BANK NOVA SCOTIA HALIFAX P 2014-07-16 2020-11-12
FERGUSON PLC SPON ADR P 2016-12-02 2020-09-18
LOWES COMPANIES INC P 2019-06-13 2020-06-03
NTT DOCOMO INC ADR P 2020-01-31 2020-10-08
RECKITT BENCKSR SPON ADR P 2019-03-25 2020-06-04
AT & T INC P 2020-10-12 2020-11-12
EXXON MOBIL CORP P 2015-09-01 2020-01-30
ACCENTURE PLC IRELAND P 2017-11-01 2020-12-14
BANK OF AMERICA CORP P 2018-11-20 2020-12-14
CARRIER GLOBAL CORP P 2016-03-08 2020-04-08
COMCAST CORP NEW CL A P 2019-12-12 2020-12-14
DEUTSCHE BOERSE AG-UNSPO P 2020-11-12 2020-12-14
GOLDMAN SACHS GROUP INC P 2020-11-12 2020-12-14
JOHNSON & JOHNSON P 2013-06-24 2020-12-14
LOCKHEED MARTIN CORP P 2014-07-16 2020-12-14
MICROSOFT CORP P 2012-02-07 2020-10-07
OTIS WORLDWIDE CORP P 2011-06-16 2020-04-03
KONINKLIJKE PHILIPS P 2014-07-16 2020-12-14
PHILLIPS 66 P 2013-06-24 2020-12-14
RPM INTERNATIONAL INC P 2020-10-12 2020-12-14
SMITH & NEPHEW PLC ADR P 2020-09-17 2020-12-14
TOTAL SE ADR P 2015-02-20 2020-12-14
VF CORPORATION P 2011-07-08 2020-07-14
EXXON MOBIL CORP P 2010-09-07 2020-10-07
AMERN S/C VLU FD CL I P 2018-06-20 2020-12-08
AMERN S/C VLU FD CL I P 2020-07-10 2020-12-08
BLACKROCK FDS II P 2019-12-02 2020-12-08
WELLS FARGO EMGNG CL I P 2017-10-18 2020-12-08
WELLS FARGO EMGNG CL I P 2019-03-26 2020-12-08
WELLS FARGO EMGNG CL I P 2020-08-26 2020-12-08
AIG FOCUSED DIV STRAT W P 2017-12-15 2020-07-10
FIDELITY ADV REAL EST I P 2019-07-17 2020-12-08
FIDELITY ADV STRT INCM I P 2017-07-27 2020-12-08
FIDELITY ADV STRT INCM I P 2018-05-01 2020-12-08
FIDELITY ADV STRT INCM I P 2019-06-03 2020-12-08
FIDELITY ADV STRT INCM I P 2020-04-01 2020-12-08
GUGGENHM LTD DURATION IN P 2018-08-01 2020-12-08
GUGGENHM LTD DURATION IN P 2019-08-01 2020-12-08
GUGGENHM LTD DURATION IN P 2020-10-01 2020-12-08
GUGGENHEIM FDS TR P 2019-01-24 2020-07-10
GUGGENHEIM FDS TR P 2020-01-02 2020-12-08
HARTFORD EQUITY IN CL I P 2020-07-10 2020-12-08
HARTFORD WORLD BD FD I P 2020-06-29 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2019-07-01 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2020-09-01 2020-12-08
JANUS HENDERSON GLOBAL I P 2020-07-01 2020-12-08
LAZARD INTL STRT EQ CL I P 2018-12-24 2020-10-09
LORD ABBETT TOTAL RTRN I P 2017-07-26 2020-07-14
LORD ABBETT TOTAL RTRN I P 2018-05-01 2020-12-08
LORD ABBETT TOTAL RTRN I P 2019-07-01 2020-12-08
LORD ABBETT TOTAL RTRN I P 2020-09-01 2020-12-08
MFS GROWTH I P 2015-12-18 2020-01-10
MFS GROWTH I P 2019-07-01 2020-12-08
INVESCO DEVELOPING Y P 2017-10-18 2020-12-08
PIMCO CMMDTYRLRTRN INSTL P 2018-04-20 2020-10-20
PGIM TOTAL RETURN P 2017-12-01 2020-12-08
PGIM TOTAL RETURN P 2019-01-02 2020-12-08
PGIM TOTAL RETURN P 2019-12-24 2020-12-08
PRINCIPAL FDS INC P 2015-12-29 2020-07-14
PRINCIPAL FDS INC P 2017-02-24 2020-10-09
PRINCIPAL FDS INC P 2018-02-26 2020-12-08
PRINCIPAL FDS INC P 2019-04-26 2020-12-08
PRINCIPAL FDS INC P 2020-07-10 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2018-07-17 2020-07-14
PUTNAM ULTRA SHRT DUR Y P 2019-06-03 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2020-08-03 2020-12-08
TRANSAMER INTL EQUITY I P 2019-12-20 2020-12-08
WELLS FARGO SPL M/C VL I P 2017-12-18 2020-10-09
BANK NOVA SCOTIA HALIFAX P 2018-01-26 2020-11-12
FERGUSON PLC SPON ADR P 2017-06-30 2020-09-18
LOWES COMPANIES INC P 2019-06-14 2020-06-03
NOVARTIS AG P 2014-07-16 2020-10-12
ROYAL DUTCH SHL ADR CL A P 2014-07-16 2020-03-17
VEOLIA ENVIRONNEMENT P 2016-10-10 2020-03-06
EXXON MOBIL CORP P 2017-09-01 2020-01-30
ANALOG DEVICES INC P 2011-06-16 2020-10-07
BANK OF AMERICA CORP P 2019-01-11 2020-12-14
CHUBB LTD P 2016-01-15 2020-12-14
CISCO SYSTEM INC P 2014-07-16 2020-12-14
DEUTSCHE POST AG ADR P 2019-12-06 2020-12-14
GOLDMAN SACHS GROUP INC P 2020-12-07 2020-12-14
JOHNSON & JOHNSON P 2014-02-10 2020-12-14
LOCKHEED MARTIN CORP P 2020-12-07 2020-12-14
MICROSOFT CORP P 2012-02-07 2020-12-14
OTIS WORLDWIDE CORP P 2013-06-24 2020-04-03
KONINKLIJKE PHILIPS P 2014-09-04 2020-12-14
PHILLIPS 66 P 2015-02-04 2020-12-14
RAYTHEON TECHNOLOGIES P 2011-06-16 2020-12-14
SMITH & NEPHEW PLC ADR P 2020-09-18 2020-12-14
TOTAL SE ADR P 2019-06-13 2020-12-14
VF CORPORATION P 2011-07-08 2020-12-14
EXXON MOBIL CORP P 2010-12-17 2020-10-07
AMERN S/C VLU FD CL I P 2018-07-17 2020-12-08
AMERN S/C VLU FD CL I P 2020-09-23 2020-12-08
BLACKROCK FDS II P 2020-01-02 2020-12-08
WELLS FARGO EMGNG CL I P 2017-10-26 2020-12-08
WELLS FARGO EMGNG CL I P 2019-04-17 2020-12-08
WELLS FARGO EMGNG CL I P 2020-09-25 2020-12-08
AIG FOCUSED DIV STRAT W P 2018-03-23 2020-07-10
FIDELITY ADV REAL EST I P 2019-07-18 2020-12-08
FIDELITY ADV STRT INCM I P 2017-08-01 2020-12-08
FIDELITY ADV STRT INCM I P 2018-06-01 2020-12-08
FIDELITY ADV STRT INCM I P 2019-07-01 2020-12-08
FIDELITY ADV STRT INCM I P 2020-05-01 2020-12-08
GUGGENHM LTD DURATION IN P 2018-09-04 2020-12-08
GUGGENHM LTD DURATION IN P 2019-09-03 2020-12-08
GUGGENHM LTD DURATION IN P 2020-10-09 2020-12-08
GUGGENHEIM FDS TR P 2019-01-24 2020-07-14
GUGGENHEIM FDS TR P 2020-01-13 2020-12-08
HARTFORD EQUITY IN CL I P 2020-07-13 2020-12-08
HARTFORD WORLD BD FD I P 2020-07-10 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2019-08-01 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2020-10-01 2020-12-08
JANUS HENDERSON GLOBAL I P 2020-10-01 2020-12-08
LAZARD INTL STRT EQ CL I P 2019-08-22 2020-10-09
LORD ABBETT TOTAL RTRN I P 2017-08-01 2020-07-14
LORD ABBETT TOTAL RTRN I P 2018-06-01 2020-12-08
LORD ABBETT TOTAL RTRN I P 2019-08-01 2020-12-08
LORD ABBETT TOTAL RTRN I P 2020-10-01 2020-12-08
MFS GROWTH I P 2015-12-18 2020-07-10
MFS GROWTH I P 2019-12-18 2020-12-08
INVESCO DEVELOPING Y P 2017-12-05 2020-12-08
PIMCO CMMDTYRLRTRN INSTL P 2018-04-20 2020-12-08
PGIM TOTAL RETURN P 2018-01-02 2020-12-08
PGIM TOTAL RETURN P 2019-02-01 2020-12-08
PGIM TOTAL RETURN P 2020-01-02 2020-12-08
PRINCIPAL FDS INC P 2016-02-01 2020-07-14
PRINCIPAL FDS INC P 2017-03-29 2020-10-09
PRINCIPAL FDS INC P 2018-03-27 2020-12-08
PRINCIPAL FDS INC P 2019-05-30 2020-12-08
PRINCIPAL FDS INC P 2020-07-29 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2018-07-17 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2019-07-01 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2020-09-01 2020-12-08
WILLIAM BLAIR S/C GRW I P 2018-04-20 2020-07-10
WELLS FARGO SPL M/C VL I P 2017-12-18 2020-12-08
BRITISH AMERN TOB PLC P 2014-07-16 2020-03-17
GILEAD SCIENCES INC P 2018-09-25 2020-03-05
LVMH MOET HENNESSY P 2014-09-05 2020-10-12
PUB SVC ENTERPRISE P 2014-07-16 2020-10-12
ROYAL DUTCH SHL ADR CL A P 2014-12-19 2020-03-17
VEOLIA ENVIRONNEMENT P 2016-10-11 2020-03-06
ANALOG DEVICES INC P 2011-06-16 2020-12-14
BASF SE SPONSORED ADR P 2014-07-16 2020-12-14
CHUBB LTD P 2016-01-20 2020-12-14
CISCO SYSTEM INC P 2014-11-14 2020-12-14
DEUTSCHE POST AG ADR P 2019-12-09 2020-12-14
GLAXOSMITHKLINE PLC-ADR P 2020-09-18 2020-12-14
JPMORGAN CHASE & CO P 2017-10-25 2020-07-14
LOWES COMPANIES INC P 2013-02-05 2020-07-14
MOTOROLA SOLUTIONS INC P 2020-04-06 2020-12-14
OTIS WORLDWIDE CORP P 2016-03-08 2020-04-03
KONINKLIJKE PHILIPS P 2014-12-19 2020-12-14
QUALCOMM INC P 2016-12-20 2020-12-14
RAYTHEON TECHNOLOGIES P 2013-06-24 2020-12-14
SANOFI ADR P 2014-07-16 2020-12-14
TOTAL SE ADR P 2019-06-14 2020-12-14
VERIZON COMMUNICATIONS P 2018-08-22 2020-12-14
EXXON MOBIL CORP P 2011-02-18 2020-10-07
AMERN S/C VLU FD CL I P 2018-09-19 2020-12-08
BLACKROCK FDS II P 2019-01-24 2020-07-14
BLACKROCK FDS II P 2020-02-03 2020-12-08
WELLS FARGO EMGNG CL I P 2017-11-27 2020-12-08
WELLS FARGO EMGNG CL I P 2019-04-25 2020-12-08
WELLS FARGO EMGNG CL I P 2020-10-09 2020-12-08
AIG FOCUSED DIV STRAT W P 2018-06-28 2020-07-10
FIDELITY ADV REAL EST I P 2019-09-09 2020-12-08
FIDELITY ADV STRT INCM I P 2017-09-01 2020-12-08
FIDELITY ADV STRT INCM I P 2018-07-02 2020-12-08
FIDELITY ADV STRT INCM I P 2019-08-01 2020-12-08
FIDELITY ADV STRT INCM I P 2020-06-01 2020-12-08
GUGGENHM LTD DURATION IN P 2018-10-01 2020-12-08
GUGGENHM LTD DURATION IN P 2019-10-01 2020-12-08
GUGGENHM LTD DURATION IN P 2020-11-02 2020-12-08
GUGGENHEIM FDS TR P 2019-01-24 2020-12-08
GUGGENHEIM FDS TR P 2020-02-03 2020-12-08
HARTFORD EQUITY IN CL I P 2020-09-29 2020-12-08
HARTFORD WORLD BD FD I P 2020-10-09 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2019-09-06 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2020-11-02 2020-12-08
LAZARD INTL STRT EQ CL I P 2014-07-15 2020-07-10
LAZARD INTL STRT EQ CL I P 2019-12-23 2020-10-09
LORD ABBETT TOTAL RTRN I P 2017-09-01 2020-07-14
LORD ABBETT TOTAL RTRN I P 2018-07-02 2020-12-08
LORD ABBETT TOTAL RTRN I P 2019-09-03 2020-12-08
LORD ABBETT TOTAL RTRN I P 2020-11-02 2020-12-08
MFS GROWTH I P 2015-12-18 2020-07-14
MFS GROWTH I P 2020-07-01 2020-12-08
INVESCO DEVELOPING Y P 2018-01-10 2020-12-08
PIMCO CMMDTYRLRTRN INSTL P 2018-07-17 2020-12-08
PGIM TOTAL RETURN P 2018-01-10 2020-12-08
PGIM TOTAL RETURN P 2019-03-01 2020-12-08
PGIM TOTAL RETURN P 2020-01-13 2020-12-08
PRINCIPAL FDS INC P 2016-02-01 2020-10-09
PRINCIPAL FDS INC P 2017-04-26 2020-10-09
PRINCIPAL FDS INC P 2018-04-26 2020-12-08
PRINCIPAL FDS INC P 2019-06-26 2020-12-08
PRINCIPL GLBL DIV INCM I P 2020-08-27 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2018-08-01 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2019-08-01 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2020-10-01 2020-12-08
WILLIAM BLAIR S/C GRW I P 2018-04-20 2020-07-14
WELLS FARGO SPL M/C VL I P 2018-01-10 2020-12-08
ANHEUSER BUSCH INBEV ADR P 2018-02-21 2020-04-06
GILEAD SCIENCES INC P 2018-09-25 2020-04-06
LVMH MOET HENNESSY P 2014-09-05 2020-12-08
PFIZER INCORPORATED P 2014-07-16 2020-10-12
ROYAL DUTCH SHL ADR CL A P 2015-02-20 2020-03-17
VEOLIA ENVIRONNEMENT P 2016-10-11 2020-06-03
AUTOMATIC DATA PROCESSIN P 2011-06-16 2020-10-07
BASF SE SPONSORED ADR P 2016-06-28 2020-12-14
COCA-COLA EUROPEAN P 2016-08-05 2020-12-14
CISCO SYSTEM INC P 2016-02-18 2020-12-14
DUKE ENERGY CORP P 2014-07-16 2020-12-14
HASBRO INC P 2017-12-13 2020-12-14
JPMORGAN CHASE & CO P 2016-05-20 2020-12-14
LOWES COMPANIES INC P 2013-02-05 2020-10-07
NEXTERA ENERGY INC P 2010-10-05 2020-07-14
OTIS WORLDWIDE CORP P 2011-06-16 2020-04-08
KONINKLIJKE PHILIPS P 2016-06-17 2020-12-14
QUALCOMM INC P 2019-06-13 2020-12-14
SIEMENS A G - ADR P 2014-09-05 2020-12-14
SANOFI ADR P 2014-09-04 2020-12-14
TC ENERGY CORP P 2017-04-05 2020-12-14
VERIZON COMMUNICATIONS P 2018-08-23 2020-12-14
EXXON MOBIL CORP P 2011-03-18 2020-10-07
AMERN S/C VLU FD CL I P 2018-10-10 2020-12-08
BLACKROCK FDS II P 2019-01-24 2020-12-08
BLACKROCK FDS II P 2020-03-02 2020-12-08
WELLS FARGO EMGNG CL I P 2017-12-29 2020-12-08
WELLS FARGO EMGNG CL I P 2019-05-28 2020-12-08
WELLS FARGO EMGNG CL I P 2020-10-27 2020-12-08
AIG FOCUSED DIV STRAT W P 2018-09-27 2020-07-10
FIDELITY ADV REAL EST I P 2019-09-09 2020-12-08
FIDELITY ADV STRT INCM I P 2017-10-02 2020-12-08
FIDELITY ADV STRT INCM I P 2018-08-01 2020-12-08
FIDELITY ADV STRT INCM I P 2019-09-03 2020-12-08
FIDELITY ADV STRT INCM I P 2020-07-01 2020-12-08
GUGGENHM LTD DURATION IN P 2018-11-01 2020-12-08
GUGGENHM LTD DURATION IN P 2019-11-01 2020-12-08
GUGGENHM LTD DURATION IN P 2020-12-01 2020-12-08
GUGGENHEIM FDS TR P 2019-02-01 2020-12-08
GOLDMAN SACHS GQG INSTL P 2020-10-09 2020-12-08
HARTFORD WORLD BD FD I P 2019-01-24 2020-07-14
PGIM SHRT DUR HGH YLD Z P 2018-10-10 2020-07-14
PGIM SHRT DUR HGH YLD Z P 2019-10-01 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2020-11-30 2020-12-08
LAZARD INTL STRT EQ CL I P 2014-08-12 2020-07-10
LAZARD INTL STRT EQ CL I P 2020-08-21 2020-10-09
LORD ABBETT TOTAL RTRN I P 2017-10-02 2020-07-14
LORD ABBETT TOTAL RTRN I P 2018-08-01 2020-12-08
LORD ABBETT TOTAL RTRN I P 2019-10-01 2020-12-08
LORD ABBETT TOTAL RTRN I P 2020-12-01 2020-12-08
MFS GROWTH I P 2015-12-18 2020-10-09
OAKMARK FUNDS ADVISOR CL P 2014-12-19 2020-01-10
INVESCO DEVELOPING Y P 2018-07-17 2020-12-08
PIMCO CMMDTYRLRTRN INSTL P 2019-01-24 2020-12-08
PGIM TOTAL RETURN P 2018-02-01 2020-12-08
PGIM TOTAL RETURN P 2019-04-01 2020-12-08
PGIM TOTAL RETURN P 2020-02-03 2020-12-08
PRINCIPAL FDS INC P 2016-03-01 2020-10-09
PRINCIPAL FDS INC P 2017-05-26 2020-10-09
PRINCIPAL FDS INC P 2018-05-30 2020-12-08
PRINCIPAL FDS INC P 2019-07-29 2020-12-08
PRINCIPL GLBL DIV INCM I P 2020-09-28 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2018-09-04 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2019-09-03 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2020-10-09 2020-12-08
WILLIAM BLAIR S/C GRW I P 2018-04-20 2020-12-08
WELLS FARGO SPL M/C VL I P 2018-04-20 2020-12-08
ANHEUSER BUSCH INBEV ADR P 2018-06-13 2020-04-06
GILEAD SCIENCES INC P 2018-09-25 2020-04-22
LVMH MOET HENNESSY P 2016-08-05 2020-12-08
PFIZER INCORPORATED P 2014-07-16 2020-12-07
ROYAL DUTCH SHL ADR CL A P 2020-01-31 2020-03-17
VEOLIA ENVIRONNEMENT P 2017-03-10 2020-06-03
AUTOMATIC DATA PROCESSIN P 2011-06-16 2020-12-14
BASF SE SPONSORED ADR P 2017-09-26 2020-12-14
COCA-COLA EUROPEAN P 2016-10-07 2020-12-14
CISCO SYSTEM INC P 2016-06-13 2020-12-14
DUKE ENERGY CORP P 2016-06-28 2020-12-14
HASBRO INC P 2018-06-13 2020-12-14
JPMORGAN CHASE & CO P 2016-06-28 2020-12-14
LOWES COMPANIES INC P 2013-02-05 2020-12-14
NEXTERA ENERGY INC P 2011-06-16 2020-07-14
OTIS WORLDWIDE CORP P 2013-06-24 2020-04-08
KONINKLIJKE PHILIPS P 2017-06-15 2020-12-14
QUALCOMM INC P 2019-06-14 2020-12-14
SIEMENS A G - ADR P 2015-11-04 2020-12-14
SANOFI ADR P 2020-10-12 2020-12-14
TC ENERGY CORP P 2017-04-06 2020-12-14
VERIZON COMMUNICATIONS P 2018-11-20 2020-12-14
EXXON MOBIL CORP P 2011-06-16 2020-10-07
AMERN S/C VLU FD CL I P 2018-12-12 2020-12-08
BLACKROCK FDS II P 2019-02-01 2020-12-08
BLACKROCK FDS II P 2020-04-01 2020-12-08
WELLS FARGO EMGNG CL I P 2018-03-26 2020-12-08
WELLS FARGO EMGNG CL I P 2019-06-25 2020-12-08
WELLS FARGO EMGNG CL I P 2020-11-24 2020-12-08
AIG FOCUSED DIV STRAT W P 2018-12-12 2020-07-10
FIDELITY ADV REAL EST I P 2019-12-23 2020-12-08
FIDELITY ADV STRT INCM I P 2017-10-18 2020-12-08
FIDELITY ADV STRT INCM I P 2018-09-04 2020-12-08
FIDELITY ADV STRT INCM I P 2019-10-01 2020-12-08
FIDELITY ADV STRT INCM I P 2020-08-03 2020-12-08
GUGGENHM LTD DURATION IN P 2018-12-03 2020-12-08
GUGGENHM LTD DURATION IN P 2019-12-02 2020-12-08
GUGG MACRO OPPTYS INSTL P 2020-03-02 2020-12-08
GUGGENHEIM FDS TR P 2019-03-01 2020-12-08
GOLDMAN SACHS GQG INSTL P 2020-10-12 2020-12-08
HARTFORD WORLD BD FD I P 2019-01-24 2020-10-20
PGIM SHRT DUR HGH YLD Z P 2018-10-10 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2019-11-01 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2020-12-01 2020-12-08
LAZARD INTL STRT EQ CL I P 2014-12-23 2020-07-10
ALPS/RED ROCKS GLOBAL I P 2018-01-10 2020-07-14
LORD ABBETT TOTAL RTRN I P 2017-10-18 2020-07-14
LORD ABBETT TOTAL RTRN I P 2018-09-04 2020-12-08
LORD ABBETT TOTAL RTRN I P 2019-11-01 2020-12-08
MFS INTL DVRSFCTN FD I P 2017-07-26 2020-07-10
MFS GROWTH I P 2015-12-18 2020-10-20
OAKMARK FUNDS ADVISOR CL P 2015-12-18 2020-01-10
INVESCO DEVELOPING Y P 2018-10-10 2020-12-08
PIMCO CMMDTYRLRTRN INSTL P 2019-04-17 2020-12-08
PGIM TOTAL RETURN P 2018-03-01 2020-12-08
PGIM TOTAL RETURN P 2019-04-17 2020-12-08
PGIM TOTAL RETURN P 2020-03-02 2020-12-08
PRINCIPAL FDS INC P 2016-04-01 2020-10-09
PRINCIPAL FDS INC P 2017-06-28 2020-10-09
PRINCIPAL FDS INC P 2018-06-27 2020-12-08
PRINCIPAL FDS INC P 2019-08-28 2020-12-08
PRINCIPL GLBL DIV INCM I P 2020-10-28 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2018-10-01 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2019-10-01 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2020-11-02 2020-12-08
WILLIAM BLAIR S/C GRW I P 2018-04-23 2020-12-08
WELLS FARGO SPL M/C VL I P 2018-12-11 2020-12-08
ANHEUSER BUSCH INBEV ADR P 2020-01-31 2020-04-06
GILEAD SCIENCES INC P 2018-09-25 2020-06-03
MONDELEZ INTL P 2018-04-04 2020-10-12
PFIZER INCORPORATED P 2014-11-14 2020-12-07
ROCHE HOLDINGS LTD ADR P 2014-07-16 2020-06-03
VEOLIA ENVIRONNEMENT P 2018-08-23 2020-06-03
AFLAC INC P 2011-06-16 2020-12-14
BECTON DICKINSON & CO P 2011-06-16 2020-07-14
COCA-COLA EUROPEAN P 2018-02-21 2020-12-14
CISCO SYSTEM INC P 2017-09-01 2020-12-14
DUKE ENERGY CORP P 2017-03-10 2020-12-14
HASBRO INC P 2019-10-28 2020-12-14
JPMORGAN CHASE & CO P 2017-10-25 2020-12-14
LVMH MOET HENNESSY P 2016-08-05 2020-12-14
NEXTERA ENERGY INC P 2011-06-16 2020-12-14
OTIS WORLDWIDE CORP P 2016-03-08 2020-04-08
KONINKLIJKE PHILIPS P 2018-06-06 2020-12-14
RESTAURANT BRANDS P 2020-01-31 2020-12-14
SIEMENS A G - ADR P 2016-02-18 2020-12-14
SYSCO CORPORATION P 2011-06-16 2020-06-05
TC ENERGY CORP P 2017-09-26 2020-12-14
VERIZON COMMUNICATIONS P 2020-10-12 2020-12-14
EXXON MOBIL CORP P 2012-04-24 2020-10-07
AMERN S/C VLU FD CL I P 2018-12-12 2020-12-08
BLACKROCK FDS II P 2019-03-01 2020-12-08
BLACKROCK FDS II P 2020-05-01 2020-12-08
WELLS FARGO EMGNG CL I P 2018-04-25 2020-12-08
WELLS FARGO EMGNG CL I P 2019-07-26 2020-12-08
AIG FOCUSED DIV STRAT W P 2016-06-29 2020-07-10
AIG FOCUSED DIV STRAT W P 2018-12-12 2020-07-10
FIDELITY ADV REAL EST I P 2019-12-23 2020-12-08
FIDELITY ADV STRT INCM I P 2017-11-01 2020-12-08
FIDELITY ADV STRT INCM I P 2018-10-01 2020-12-08
FIDELITY ADV STRT INCM I P 2019-11-01 2020-12-08
FIDELITY ADV STRT INCM I P 2020-09-01 2020-12-08
GUGGENHM LTD DURATION IN P 2018-12-21 2020-12-08
GUGGENHM LTD DURATION IN P 2020-01-02 2020-12-08
GUGG MACRO OPPTYS INSTL P 2020-04-01 2020-12-08
GUGGENHEIM FDS TR P 2019-04-01 2020-12-08
HARTFORD MIDCAP I P 2018-07-17 2020-07-14
HARTFORD WORLD BD FD I P 2019-01-24 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2018-11-01 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2019-12-02 2020-12-08
JANUS HENDERSON GLOBAL I P 2018-07-17 2020-12-08
LAZARD INTL STRT EQ CL I P 2014-12-23 2020-07-14
ALPS/RED ROCKS GLOBAL I P 2018-01-10 2020-10-20
LORD ABBETT TOTAL RTRN I P 2017-10-18 2020-10-09
LORD ABBETT TOTAL RTRN I P 2018-10-01 2020-12-08
LORD ABBETT TOTAL RTRN I P 2019-12-02 2020-12-08
MFS INTL DVRSFCTN FD I P 2017-07-26 2020-07-14
MFS GROWTH I P 2015-12-18 2020-12-08
OAKMARK FUNDS ADVISOR CL P 2015-12-18 2020-01-10
INVESCO DEVELOPING Y P 2018-12-04 2020-12-08
PIMCO CMMDTYRLRTRN INSTL P 2019-07-17 2020-12-08
PGIM TOTAL RETURN P 2018-04-02 2020-12-08
PGIM TOTAL RETURN P 2019-05-01 2020-12-08
PGIM TOTAL RETURN P 2020-04-01 2020-12-08
PRINCIPAL FDS INC P 2016-05-02 2020-10-09
PRINCIPAL FDS INC P 2017-06-28 2020-12-08
PRINCIPAL FDS INC P 2018-07-27 2020-12-08
PRINCIPAL FDS INC P 2019-09-26 2020-12-08
PRINCIPL GLBL DIV INCM I P 2020-11-25 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2018-11-01 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2019-11-01 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2020-12-01 2020-12-08
WILLIAM BLAIR S/C GRW I P 2018-12-14 2020-12-08
WELLS FARGO SPL M/C VL I P 2018-12-17 2020-12-08
COCA-COLA EUROPEAN P 2016-08-05 2020-10-12
GILEAD SCIENCES INC P 2018-11-19 2020-06-03
MEDTRONIC PLC P 2020-03-17 2020-10-12
PFIZER INCORPORATED P 2016-06-13 2020-12-07
SUMITOMO MITSUI FINL SA P 2018-05-16 2020-10-12
VIATRIS INC P 2014-07-16 2020-11-17
AMGEN INC P 2015-11-24 2020-07-14
BECTON DICKINSON & CO P 2011-06-16 2020-12-14
COCA-COLA EUROPEAN P 2018-06-13 2020-12-14
CVS HEALTH CORP P 2016-12-02 2020-12-14
DUKE ENERGY CORP P 2018-11-19 2020-12-14
HASBRO INC P 2020-10-12 2020-12-14
JPMORGAN CHASE & CO P 2017-12-13 2020-12-14
MCDONALDS CORP P 2011-06-16 2020-12-14
NIKE INC CLASS B P 2016-01-20 2020-10-07
PAYCHEX INC P 2011-06-16 2020-10-07
KONINKLIJKE PHILIPS P 2018-06-06 2020-12-17
RESTAURANT BRANDS P 2020-03-17 2020-12-14
SIEMENS A G - ADR P 2020-10-08 2020-12-14
SYSCO CORPORATION P 2013-06-24 2020-06-05
TC ENERGY CORP P 2018-11-20 2020-12-14
WEC ENERGY GROUP INC P 2012-06-26 2020-10-07
EXXON MOBIL CORP P 2013-06-24 2020-10-07
AMERN S/C VLU FD CL I P 2018-12-21 2020-12-08
BLACKROCK FDS II P 2019-04-01 2020-12-08
BLACKROCK HIGH INCOME I P 2020-06-01 2020-12-08
WELLS FARGO EMGNG CL I P 2018-05-25 2020-12-08
WELLS FARGO EMGNG CL I P 2019-08-27 2020-12-08
AIG FOCUSED DIV STRAT W P 2016-09-29 2020-07-10
AIG FOCUSED DIV STRAT W P 2019-01-24 2020-07-10
FIDELITY ADV REAL EST I P 2019-12-23 2020-12-08
FIDELITY ADV STRT INCM I P 2017-12-01 2020-12-08
FIDELITY ADV STRT INCM I P 2018-11-01 2020-12-08
FIDELITY ADV STRT INCM I P 2019-12-02 2020-12-08
FIDELITY ADV STRT INCM I P 2020-10-01 2020-12-08
GUGGENHM LTD DURATION IN P 2018-12-21 2020-12-08
GUGGENHM LTD DURATION IN P 2020-01-13 2020-12-08
GUGG MACRO OPPTYS INSTL P 2020-05-01 2020-12-08
GUGGENHEIM FDS TR P 2019-04-17 2020-12-08
HARTFORD MIDCAP I P 2018-07-17 2020-12-08
HARTFORD WORLD BD FD I P 2019-01-25 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2018-12-03 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2019-12-02 2020-12-08
JANUS HENDERSON GLOBAL I P 2018-10-01 2020-12-08
LAZARD INTL STRT EQ CL I P 2014-12-23 2020-10-09
ALPS/RED ROCKS GLOBAL I P 2018-01-10 2020-12-08
LORD ABBETT TOTAL RTRN I P 2017-11-01 2020-10-09
LORD ABBETT TOTAL RTRN I P 2018-11-01 2020-12-08
LORD ABBETT TOTAL RTRN I P 2020-01-02 2020-12-08
MFS INTL DVRSFCTN FD I P 2017-07-26 2020-12-08
MFS GROWTH I P 2016-07-01 2020-12-08
OAKMARK FUNDS ADVISOR CL P 2016-11-29 2020-01-10
INVESCO DEVELOPING Y P 2019-12-16 2020-12-08
PIMCO CMMDTYRLRTRN INSTL P 2020-07-10 2020-12-08
PGIM TOTAL RETURN P 2018-05-01 2020-12-08
PGIM TOTAL RETURN P 2019-06-03 2020-12-08
PGIM TOTAL RETURN P 2020-05-01 2020-12-08
PRINCIPAL FDS INC P 2016-06-01 2020-10-09
PRINCIPAL FDS INC P 2017-07-27 2020-12-08
PRINCIPAL FDS INC P 2018-08-29 2020-12-08
PRINCIPAL FDS INC P 2019-10-29 2020-12-08
ROWE T PRICE DIV GROWTH P 2020-01-10 2020-07-14
PUTNAM ULTRA SHRT DUR Y P 2018-12-03 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2019-12-02 2020-12-08
TRANSAMER INTL EQUITY I P 2017-07-26 2020-07-10
WILLIAM BLAIR S/C GRW I P 2018-12-14 2020-12-08
WELLS FARGO SPL M/C VL I P 2019-12-11 2020-12-08
COMCAST CORP NEW CL A P 2019-03-22 2020-10-12
ING GROEP N V SPON ADR P 2017-04-05 2020-11-12
MICROSOFT CORP P 2014-07-16 2020-09-17
KONINKLIJKE PHILIPS P 2014-07-16 2020-10-12
SNAP-ON INC P 2018-06-13 2020-10-12
VIATRIS INC P 2014-11-14 2020-11-17
AMGEN INC P 2015-11-24 2020-12-14
BLACKROCK INC P 2015-10-30 2020-10-07
COCA-COLA EUROPEAN P 2020-06-04 2020-12-14
CVS HEALTH CORP P 2017-03-10 2020-12-14
EMERSON ELECTRIC CO P 2011-06-16 2020-12-14
HONEYWELL INTERNATIONAL P 2019-12-05 2020-12-14
JPMORGAN CHASE & CO P 2018-10-17 2020-12-14
MONDELEZ INTL P 2018-04-04 2020-12-14
NIKE INC CLASS B P 2016-01-20 2020-12-14
PAYCHEX INC P 2011-06-16 2020-12-14
KONINKLIJKE PHILIPS P 2019-06-14 2020-12-17
RESTAURANT BRANDS P 2020-10-12 2020-12-14
SUMITOMO MITSUI FINL SA P 2018-05-16 2020-12-14
TAKEDA PHARM CO LTD ADR P 2020-06-04 2020-12-14
TC ENERGY CORP P 2020-06-03 2020-12-14
WEC ENERGY GROUP INC P 2012-06-26 2020-12-14
AMERN S/C VLU FD CL I P 2017-07-26 2020-07-14
AMERN S/C VLU FD CL I P 2019-01-24 2020-12-08
BLACKROCK FDS II P 2019-04-17 2020-12-08
BLACKROCK HIGH INCOME I P 2020-07-01 2020-12-08
WELLS FARGO EMGNG CL I P 2018-06-26 2020-12-08
WELLS FARGO EMGNG CL I P 2019-10-28 2020-12-08
AIG FOCUSED DIV STRAT W P 2016-12-14 2020-07-10
AIG FOCUSED DIV STRAT W P 2019-03-21 2020-07-10
FIDELITY ADV REAL EST I P 2020-03-09 2020-12-08
FIDELITY ADV STRT INCM I P 2017-12-27 2020-12-08
FIDELITY ADV STRT INCM I P 2018-12-03 2020-12-08
FIDELITY ADV STRT INCM I P 2019-12-23 2020-12-08
FIDELITY ADV STRT INCM I P 2020-11-02 2020-12-08
GUGGENHM LTD DURATION IN P 2019-01-02 2020-12-08
GUGGENHM LTD DURATION IN P 2020-02-03 2020-12-08
GUGG MACRO OPPTYS INSTL P 2020-06-01 2020-12-08
GUGGENHEIM FDS TR P 2019-05-01 2020-12-08
HARTFORD MIDCAP I P 2018-07-18 2020-12-08
HARTFORD WORLD BD FD I P 2019-03-29 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2019-01-02 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2020-01-02 2020-12-08
JANUS HENDERSON GLOBAL I P 2018-12-21 2020-12-08
LAZARD INTL STRT EQ CL I P 2014-12-23 2020-10-09
ALPS/RED ROCKS GLOBAL I P 2018-12-13 2020-12-08
LORD ABBETT TOTAL RTRN I P 2017-12-01 2020-10-09
LORD ABBETT TOTAL RTRN I P 2018-12-03 2020-12-08
LORD ABBETT TOTAL RTRN I P 2020-01-10 2020-12-08
MFS INTL DVRSFCTN FD I P 2017-12-28 2020-12-08
MFS GROWTH I P 2016-07-01 2020-12-08
OAKMARK FUNDS ADVISOR CL P 2016-11-29 2020-01-10
INVESCO DEVELOPING Y P 2019-12-16 2020-12-08
PGIM TOTAL RETURN P 2017-07-26 2020-07-10
PGIM TOTAL RETURN P 2018-06-01 2020-12-08
PGIM TOTAL RETURN P 2019-07-01 2020-12-08
PGIM TOTAL RETURN P 2020-06-01 2020-12-08
PRINCIPAL FDS INC P 2016-07-01 2020-10-09
PRINCIPAL FDS INC P 2017-08-29 2020-12-08
PRINCIPAL FDS INC P 2018-09-26 2020-12-08
PRINCIPAL FDS INC P 2019-11-26 2020-12-08
ROWE T PRICE DIV GROWTH P 2020-01-10 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2018-12-28 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2020-01-02 2020-12-08
TRANSAMER INTL EQUITY I P 2017-07-26 2020-07-14
WILLIAM BLAIR S/C GRW I P 2019-01-24 2020-12-08
WELLS FARGO SPL M/C VL I P 2019-12-11 2020-12-08
COMPASS GROUP PLC ADR P 2015-02-23 2020-01-31
ING GROEP N V SPON ADR P 2018-09-25 2020-11-12
MICROSOFT CORP P 2014-07-16 2020-10-12
PHILIP MORRIS INTL INC P 2014-07-16 2020-10-12
SNAP-ON INC P 2018-06-13 2020-11-12
VIATRIS INC P 2016-06-13 2020-11-17
AMERICAN TOWER CORP REIT P 2020-04-09 2020-12-14
BLACKROCK INC P 2015-10-30 2020-12-14
COLGATE PALMOLIVE CO P 2011-06-16 2020-10-07
CVS HEALTH CORP P 2019-03-22 2020-12-14
EMERSON ELECTRIC CO P 2013-06-24 2020-12-14
HONEYWELL INTERNATIONAL P 2020-10-08 2020-12-14
COCA COLA COMPANY P 2019-03-04 2020-12-14
MONDELEZ INTL P 2018-06-13 2020-12-14
NORFOLK SOUTHERN CORP P 2011-06-16 2020-12-14
PUB SVC ENTERPRISE P 2014-07-16 2020-12-14
POLARIS INC P 2011-06-16 2020-04-07
ROCHE HOLDINGS LTD ADR P 2014-07-16 2020-12-14
SUMITOMO MITSUI FINL SA P 2018-05-17 2020-12-14
TAKEDA PHARM CO LTD ADR P 2020-10-08 2020-12-14
TC ENERGY CORP P 2020-09-17 2020-12-14
WEC ENERGY GROUP INC P 2013-06-24 2020-12-14
AMERN S/C VLU FD CL I P 2017-07-26 2020-10-09
AMERN S/C VLU FD CL I P 2019-06-19 2020-12-08
BLACKROCK FDS II P 2019-05-01 2020-12-08
BLACKROCK HIGH INCOME I P 2020-08-03 2020-12-08
WELLS FARGO EMGNG CL I P 2018-07-17 2020-12-08
WELLS FARGO EMGNG CL I P 2019-11-25 2020-12-08
AIG FOCUSED DIV STRAT W P 2016-12-14 2020-07-10
AIG FOCUSED DIV STRAT W P 2019-06-20 2020-07-10
FIDELITY ADV REAL EST I P 2020-06-08 2020-12-08
FIDELITY ADV STRT INCM I P 2017-12-27 2020-12-08
FIDELITY ADV STRT INCM I P 2018-12-28 2020-12-08
FIDELITY ADV STRT INCM I P 2019-12-23 2020-12-08
FIDELITY ADV STRT INCM I P 2020-12-01 2020-12-08
GUGGENHM LTD DURATION IN P 2019-02-01 2020-12-08
GUGGENHM LTD DURATION IN P 2020-03-02 2020-12-08
GUGG MACRO OPPTYS INSTL P 2020-07-01 2020-12-08
GUGGENHEIM FDS TR P 2019-06-03 2020-12-08
HARTFORD MIDCAP I P 2018-10-10 2020-12-08
HARTFORD WORLD BD FD I P 2019-04-17 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2019-01-24 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2020-02-03 2020-12-08
JANUS HENDERSON GLOBAL I P 2018-12-21 2020-12-08
LAZARD INTL STRT EQ CL I P 2015-12-22 2020-10-09
ALPS/RED ROCKS GLOBAL I P 2018-12-13 2020-12-08
LORD ABBETT TOTAL RTRN I P 2018-01-02 2020-10-09
LORD ABBETT TOTAL RTRN I P 2019-01-02 2020-12-08
LORD ABBETT TOTAL RTRN I P 2020-02-03 2020-12-08
MFS INTL DVRSFCTN FD I P 2018-10-10 2020-12-08
MFS GROWTH I P 2016-12-21 2020-12-08
OAKMARK FUNDS ADVISOR CL P 2017-12-15 2020-01-10
INVESCO DEVELOPING Y P 2019-12-16 2020-12-08
PGIM TOTAL RETURN P 2017-07-26 2020-07-14
PGIM TOTAL RETURN P 2018-07-02 2020-12-08
PGIM TOTAL RETURN P 2019-08-01 2020-12-08
PGIM TOTAL RETURN P 2020-07-01 2020-12-08
PRINCIPAL FDS INC P 2016-08-01 2020-10-09
PRINCIPAL FDS INC P 2017-09-27 2020-12-08
PRINCIPAL FDS INC P 2018-10-29 2020-12-08
PRINCIPAL FDS INC P 2019-12-30 2020-12-08
ROWE T PRICE DIV GROWTH P 2020-01-13 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2018-12-28 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2020-02-03 2020-12-08
TRANSAMER INTL EQUITY I P 2017-07-26 2020-12-08
WILLIAM BLAIR S/C GRW I P 2019-12-13 2020-12-08
WELLS FARGO SPL M/C VL I P 2019-12-18 2020-12-08
COMPASS GROUP PLC ADR P 2016-02-18 2020-01-31
ING GROEP N V SPON ADR P 2020-10-12 2020-11-12
MOTOROLA SOLUTIONS INC P 2020-04-06 2020-10-12
QUALCOMM INC P 2016-12-20 2020-01-30
AT & T INC P 2015-09-01 2020-09-17
VIATRIS INC P 2014-07-16 2020-11-19
AIR PRODUCTS & CHEMICALS P 2011-06-16 2020-07-14
BRITISH AMERN TOB PLC P 2014-07-16 2020-12-14
COLGATE PALMOLIVE CO P 2011-06-16 2020-12-14
CVS HEALTH CORP P 2019-08-07 2020-12-14
EVERSOURCE ENERGY P 2011-06-16 2020-10-07
INTL FLAVOR & FRAGRANCE P 2020-11-12 2020-12-14
COCA COLA COMPANY P 2019-05-02 2020-12-14
MEDTRONIC PLC P 2015-01-27 2020-12-14
NESTLE S A REG ADR P 2014-07-16 2020-12-14
PUB SVC ENTERPRISE P 2017-09-26 2020-12-14
POLARIS INC P 2013-06-24 2020-04-07
ROCHE HOLDINGS LTD ADR P 2016-06-13 2020-12-14
SUMITOMO MITSUI FINL SA P 2019-08-06 2020-12-14
TAKEDA PHARM CO LTD ADR P 2020-10-12 2020-12-14
TC ENERGY CORP P 2020-10-12 2020-12-14
WILLIAMS COMPANIES P 2019-10-29 2020-12-14
AMERN S/C VLU FD CL I P 2017-09-20 2020-10-09
AMERN S/C VLU FD CL I P 2019-09-18 2020-12-08
BLACKROCK FDS II P 2019-06-03 2020-12-08
BLACKROCK HIGH INCOME I P 2020-09-01 2020-12-08
WELLS FARGO EMGNG CL I P 2018-07-26 2020-12-08
WELLS FARGO EMGNG CL I P 2019-12-24 2020-12-08
AIG FOCUSED DIV STRAT W P 2017-01-10 2020-07-10
AIG FOCUSED DIV STRAT W P 2019-09-26 2020-07-10
FIDELITY ADV REAL EST I P 2020-07-10 2020-12-08
FIDELITY ADV STRT INCM I P 2017-12-28 2020-12-08
FIDELITY ADV STRT INCM I P 2019-01-02 2020-12-08
FIDELITY ADV STRT INCM I P 2019-12-27 2020-12-08
GUGGENHM LTD DURATION IN P 2018-04-20 2020-07-10
GUGGENHM LTD DURATION IN P 2019-03-01 2020-12-08
GUGGENHM LTD DURATION IN P 2020-04-01 2020-12-08
GUGG MACRO OPPTYS INSTL P 2020-08-03 2020-12-08
GUGGENHEIM FDS TR P 2019-07-01 2020-12-08
HARTFORD MIDCAP I P 2018-12-18 2020-12-08
HARTFORD WORLD BD FD I P 2019-06-28 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2019-02-01 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2020-03-02 2020-12-08
JANUS HENDERSON GLOBAL I P 2019-04-01 2020-12-08
LAZARD INTL STRT EQ CL I P 2015-12-22 2020-10-09
ALPS/RED ROCKS GLOBAL I P 2019-07-26 2020-12-08
LORD ABBETT TOTAL RTRN I P 2018-01-10 2020-10-09
LORD ABBETT TOTAL RTRN I P 2019-02-01 2020-12-08
LORD ABBETT TOTAL RTRN I P 2020-03-02 2020-12-08
MFS INTL DVRSFCTN FD I P 2018-12-28 2020-12-08
MFS GROWTH I P 2017-12-20 2020-12-08
OAKMARK FUNDS ADVISOR CL P 2017-12-15 2020-01-10
INVESCO DEVELOPING Y P 2020-10-09 2020-12-08
PGIM TOTAL RETURN P 2017-07-26 2020-12-08
PGIM TOTAL RETURN P 2018-08-01 2020-12-08
PGIM TOTAL RETURN P 2019-09-03 2020-12-08
PGIM TOTAL RETURN P 2020-08-03 2020-12-08
PRINCIPAL FDS INC P 2016-09-02 2020-10-09
PRINCIPAL FDS INC P 2017-10-18 2020-12-08
PRINCIPAL FDS INC P 2018-11-28 2020-12-08
PRINCIPAL FDS INC P 2020-01-29 2020-12-08
ROWE T PRICE DIV GROWTH P 2020-03-30 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2019-01-02 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2020-03-02 2020-12-08
TRANSAMER INTL EQUITY I P 2017-10-18 2020-12-08
WILLIAM BLAIR S/C GRW I P 2020-10-09 2020-12-08
WELLS FARGO SPL M/C VL I P 2020-07-10 2020-12-08
COMPASS GROUP PLC ADR P 2016-12-02 2020-01-31
ORIX CORP P 2020-06-04 2020-10-12
NEXTERA ENERGY INC P 2015-04-16 2020-01-30
QUALCOMM INC P 2016-12-20 2020-10-12
AT & T INC P 2016-02-18 2020-09-17
VIATRIS INC P 2014-11-14 2020-11-19
AIR PRODUCTS & CHEMICALS P 2011-06-16 2020-12-14
BRITISH AMERN TOB PLC P 2018-01-26 2020-12-14
CLOROX COMPANY P 2011-06-16 2020-03-25
CVS HEALTH CORP P 2020-03-05 2020-12-14
EVERSOURCE ENERGY P 2011-06-16 2020-12-14
INTL FLAVOR & FRAGRANCE P 2020-12-07 2020-12-14
COCA COLA COMPANY P 2020-03-17 2020-12-14
3M CO P 2011-06-16 2020-12-14
NESTLE S A REG ADR P 2016-06-13 2020-12-14
PEPSICO INCORPORATED P 2011-06-16 2020-07-14
PHILIP MORRIS INTL INC P 2014-07-16 2020-12-14
ROCHE HOLDINGS LTD ADR P 2017-03-10 2020-12-14
SUMITOMO MITSUI FINL SA P 2019-10-29 2020-12-14
AT & T INC P 2011-06-16 2020-12-14
UNILEVER PLC SPONS ADR F P 2014-07-16 2020-12-14
WILLIAMS COMPANIES P 2020-01-30 2020-12-14
AMERN S/C VLU FD CL I P 2017-12-13 2020-10-09
AMERN S/C VLU FD CL I P 2019-12-23 2020-12-08
BLACKROCK FDS II P 2019-07-01 2020-12-08
BLACKROCK HIGH INCOME I P 2020-10-01 2020-12-08
WELLS FARGO EMGNG CL I P 2018-08-28 2020-12-08
WELLS FARGO EMGNG CL I P 2020-02-25 2020-12-08
AIG FOCUSED DIV STRAT W P 2017-03-30 2020-07-10
AIG FOCUSED DIV STRAT W P 2019-12-11 2020-07-10
FIDELITY ADV REAL EST I P 2020-09-08 2020-12-08
FIDELITY ADV STRT INCM I P 2018-01-02 2020-12-08
FIDELITY ADV STRT INCM I P 2019-02-01 2020-12-08
FIDELITY ADV STRT INCM I P 2020-01-02 2020-12-08
GUGGENHM LTD DURATION IN P 2018-04-20 2020-07-14
GUGGENHM LTD DURATION IN P 2019-04-01 2020-12-08
GUGGENHM LTD DURATION IN P 2020-05-01 2020-12-08
GUGG MACRO OPPTYS INSTL P 2020-09-01 2020-12-08
GUGGENHEIM FDS TR P 2019-08-01 2020-12-08
HARTFORD MIDCAP I P 2018-12-18 2020-12-08
HARTFORD WORLD BD FD I P 2019-09-30 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2019-03-01 2020-12-08
PGIM SHRT DUR HGH YLD Z P 2020-04-01 2020-12-08
JANUS HENDERSON GLOBAL I P 2019-07-01 2020-12-08
LAZARD INTL STRT EQ CL I P 2016-12-23 2020-10-09
ALPS/RED ROCKS GLOBAL I P 2019-12-12 2020-12-08
LORD ABBETT TOTAL RTRN I P 2018-02-01 2020-10-09
LORD ABBETT TOTAL RTRN I P 2019-03-01 2020-12-08
LORD ABBETT TOTAL RTRN I P 2020-04-01 2020-12-08
MFS INTL DVRSFCTN FD I P 2018-12-28 2020-12-08
MFS GROWTH I P 2018-07-02 2020-12-08
OAKMARK FUNDS ADVISOR CL P 2018-12-14 2020-01-10
INVSC OPPNHMR DEV MKTS Y P 2017-10-18 2020-01-10
PGIM TOTAL RETURN P 2017-08-01 2020-12-08
PGIM TOTAL RETURN P 2018-09-04 2020-12-08
PGIM TOTAL RETURN P 2019-10-01 2020-12-08
PGIM TOTAL RETURN P 2020-09-01 2020-12-08
PRINCIPAL FDS INC P 2016-10-03 2020-10-09
PRINCIPAL FDS INC P 2017-10-27 2020-12-08
PRINCIPAL FDS INC P 2018-12-28 2020-12-08
PRINCIPAL FDS INC P 2020-02-26 2020-12-08
ROWE T PRICE DIV GROWTH P 2020-06-29 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2019-02-01 2020-12-08
PUTNAM ULTRA SHRT DUR Y P 2020-04-01 2020-12-08
TRANSAMER INTL EQUITY I P 2017-12-21 2020-12-08
WELLS FARGO SPL M/C VL I P 2017-07-26 2020-07-14
ANALOG DEVICES INC P 2017-09-01 2020-10-12
CVS HEALTH CORP P 2016-12-02 2020-12-07
JAPAN TOBACCO INC ADR P 2017-03-10 2020-01-31
NTT DOCOMO INC ADR P 2016-05-23 2020-04-22
QUALCOMM INC P 2016-12-20 2020-12-07
AT & T INC P 2016-02-18 2020-11-12
VIATRIS INC P 2016-06-13 2020-11-19
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 3,201   1,258 1,943
b 96   93 3
c 1,200   1,263 -63
d 8,901   2,941 5,960
e 6,143   6,767 -624
7,612   3,483 4,129
15,252   4,104 11,148
1,063   268 795
3,945   2,785 1,160
2,245   2,229 16
11,836   5,593 6,243
1,111   1,042 69
780   601 179
1,442   1,269 173
2,577   746 1,831
2,581   2,343 238
1,431   595 836
171   176 -5
5   5  
13   13  
30   28 2
8   7 1
2   2  
71   90 -19
47   56 -9
157   161 -4
15   15  
15   14 1
35   34 1
405   390 15
112   107 5
1   1  
4   4  
6   6  
134   109 25
6   6  
7   7  
3   3  
4   4  
30   31 -1
95   87 8
11   10 1
14   13 1
6   6  
11   10 1
10   7 3
38   34 4
52   50 2
7   7  
4   4  
4   4  
1   1  
39   41 -2
20   21 -1
11   11  
7   5 2
337   289 48
3   3  
1   1  
49   49  
22   25 -3
51   55 -4
49   38 11
833   1,318 -485
146   98 48
162   153 9
1,587   2,160 -573
1,540   1,462 78
23,989   8,764 15,225
2,653   2,695 -42
1,858   1,871 -13
4,398   3,402 996
1,265   1,527 -262
1,721   486 1,235
2,695   2,368 327
13,715   3,166 10,549
1,644   1,203 441
10,287   5,973 4,314
1,244   643 601
751   333 418
3,293   2,573 720
1,262   1,051 211
11,836   3,217 8,619
13,681   9,649 4,032
3,241   1,189 2,052
143   148 -5
2   2  
14   14  
6   6  
11   9 2
6   5 1
66   88 -22
25   21 4
173   177 -4
6   5 1
17   16 1
5   5  
1   1  
3   3  
1   1  
342   333 9
6   6  
667   591 76
23   23  
49   49  
3   3  
8   8  
       
55   45 10
12   11 1
216   201 15
5   5  
8   7 1
4   3 1
128   117 11
129   125 4
8   8  
5   5  
4   4  
365   361 4
40   42 -2
16   17 -1
12   12  
6   5 1
7   6 1
3   3  
1   1  
42   41 1
52   58 -6
32   57 -25
1,067   678 389
1,473   832 641
1,311   858 453
2,328   2,238 90
793   1,092 -299
58   65 -7
650   350 300
980   1,136 -156
1,218   1,357 -139
1,483   1,206 277
3,198   2,796 402
14,178   3,890 10,288
878   398 480
2,057   1,471 586
1,233   1,203 30
3,950   2,593 1,357
14,311   6,683 7,628
1,203   590 613
1,213   969 244
1,262   1,059 203
3,597   2,569 1,028
2,633   2,597 36
2,946   1,093 1,853
5   5  
21   20 1
14   14  
6   6  
8   6 2
76   65 11
323   421 -98
19   19  
560   557 3
13   12 1
199   188 11
2   2  
3   3  
4   4  
1   1  
6   5 1
7   7  
171   168 3
33   32 1
7   7  
3   3  
3   3  
69   69  
69   69  
802   748 54
14   13 1
5   5  
       
122   78 44
331   323 8
131   188 -57
52   50 2
5   5  
12   12  
2   2  
74   78 -4
37   40 -3
13   13  
6   5 1
296   278 18
98   98  
       
78   64 14
9   9  
87   136 -49
165   91 74
257   228 29
1,274   817 457
388   377 11
1,105   1,477 -372
1,596   2,132 -536
16,248   7,442 8,806
1,004   1,226 -222
411   499 -88
1,278   1,030 248
17   17  
10,335   4,797 5,538
14,814   6,428 8,386
13,279   8,663 4,616
613   91 522
92   79 13
3,165   1,774 1,391
4,246   2,490 1,756
1,127   878 249
1,442   1,297 145
1,375   2,139 -764
7,414   8,681 -1,267
7,071   2,537 4,534
47   50 -3
5   4 1
14   14  
91   104 -13
4   4  
11   9 2
72   94 -22
94   109 -15
13   13  
17   16 1
14   14  
5   5  
4   4  
3   3  
1   1  
5   5  
5   5  
41   37 4
3   3  
8   8  
3   3  
1     1
170   143 27
160   155 5
57   52 5
14   13 1
4   4  
50   28 22
297   171 126
40   39 1
43   55 -12
7   7  
9   9  
12   11 1
2   2  
26   28 -2
11   12 -1
72   74 -2
6   5 1
66   66  
3   3  
27   27  
52   43 9
39   38 1
2,450   3,614 -1,164
1,536   1,000 536
1,974   1,476 498
2,221   1,745 476
1,341   1,290 51
28   28  
511   579 -68
16,904   9,689 7,215
2,962   2,851 111
566   725 -159
14,420   12,091 2,329
2,222   2,071 151
4,533   4,063 470
4,276   2,387 1,889
5,822   2,584 3,238
2,277   335 1,942
13   12 1
1,143   676 467
1,348   1,155 193
87   89 -2
205   201 4
842   991 -149
549   238 311
67   121 -54
10   11 -1
358   255 103
12   12  
836   819 17
4   4  
4   3 1
27   36 -9
1,010   1,050 -40
578   559 19
16   15 1
13   12 1
6   5 1
4   4  
3   3  
1   1  
76   78 -2
4   4  
1,831   1,553 278
2   2  
7   7  
3   3  
1   1  
36   30 6
105   102 3
14   13 1
13   13  
4   4  
25   14 11
31   22 9
595   486 109
39   49 -10
8   7 1
5   4 1
2   2  
79   85 -6
26   28 -2
11   12 -1
13   13  
67   61 6
52   52  
4   4  
       
29   28 1
30   29 1
231   332 -101
1,609   1,087 522
132   99 33
177   158 19
255   830 -575
402   285 117
1,532   1,834 -302
1,990   629 1,361
1,367   1,247 120
11,260   8,104 3,156
2,824   1,638 1,186
2,010   1,581 429
1,432   1,434 -2
4,582   2,717 1,865
1,455   1,448 7
47,941   6,781 41,160
4   5 -1
1,445   827 618
2,898   3,184 -286
6,197   4,007 2,190
2,422   2,358 64
310   372 -62
11,382   3,487 7,895
1,005   2,165 -1,160
52   57 -5
4   3 1
10   10  
7   7  
31   30 1
3   2 1
40   49 -9
127   132 -5
5   5  
16   15 1
11   11  
5   5  
4   4  
3   3  
36   35 1
74   76 -2
23   21 2
242   206 36
543   538 5
7   7  
3   2 1
1   1  
4   3 1
3   3  
16   14 2
12   11 1
4   4  
475   239 236
38   29 9
53   43 10
908   1,132 -224
5   5  
5   4 1
3   3  
23   24 -1
26   28 -2
11   12 -1
13   13  
5   5  
416   414 2
3   3  
       
30   32 -2
1   1  
930   1,680 -750
1,518   1,504 14
197   71 126
58   38 20
639   1,682 -1,043
927   655 272
22,204   5,737 16,467
2,019   2,987 -968
2,005   1,429 576
1,704   981 723
2,058   1,626 432
2,438   2,558 -120
1,185   1,212 -27
1,102   307 795
5,246   4,355 891
6   7 -1
1,659   896 763
1,442   657 785
288   203 85
1,799   1,973 -174
1,552   1,861 -309
1,459   1,300 159
335   839 -504
5   6 -1
86   87 -1
6   6  
5   5  
4   4  
44   38 6
37   47 -10
33   35 -2
30   29 1
16   15 1
11   11  
5   5  
4   3 1
3   3  
1   1  
710   677 33
3   3  
9   8 1
118   118  
7   7  
3   3  
192   209 -17
17   17  
17   16 1
15   14 1
10   10  
2   2  
126   64 62
7   6 1
768   658 110
240   272 -32
50   49 1
4   4  
14   14  
16   16  
26   28 -2
12   12  
13   13  
5   5  
2   2  
3   3  
       
64   68 -4
894   819 75
1,958   4,635 -2,677
459   451 8
956   284 672
111   93 18
460   1,174 -714
169   153 16
2,289   724 1,565
1,009   952 57
658   517 141
1,659   979 680
931   723 208
2,437   2,573 -136
359   192 167
508   115 393
1,040   217 823
1,848   1,886 -38
253   105 148
2,307   1,119 1,188
69   64 5
947   1,113 -166
136   140 -4
3,405   3,043 362
335   819 -484
70   72 -2
330   309 21
6   6  
6   6  
4   3 1
1   1  
31   40 -9
23   24 -1
29   28 1
16   15 1
11   11  
5   5  
3   3  
3   3  
1   1  
2   2  
901   889 12
147   146 1
68   71 -3
6   6  
       
85   88 -3
1   1  
16   15 1
15   14 1
12   12  
1   1  
49   23 26
57   46 11
66   54 12
145   152 -7
4   4  
5   4 1
2   2  
40   40  
26   28 -2
12   12  
11   11  
5   5  
3   3  
3   3  
42   42  
498   384 114
61   54 7
668   1,469 -801
2,070   1,955 115
956   272 684
4,057   2,896 1,161
1,456   3,007 -1,551
1,205   862 343
16,125   4,165 11,960
1,009   1,361 -352
1,269   1,049 220
269   174 95
1,583   1,422 161
993   1,000 -7
1,198   587 611
28,298   6,714 21,584
520   112 408
623   693 -70
6   4 2
2,018   955 1,063
1,919   1,417 502
189   205 -16
1,178   1,216 -38
973   981 -8
1,039   2,459 -1,420
338   260 78
2   2  
8   6 2
5   5  
14   13 1
2   2  
193   223 -30
24   25 -1
178   173 5
16   15 1
11   10 1
5   5  
3   3  
3   3  
2   2  
5   5  
68   68  
17   17  
418   415 3
7   7  
3   3  
16   16  
53   61 -8
7   7  
16   14 2
10   10  
28   26 2
20   9 11
278   217 61
484   352 132
67   73 -6
4   4  
59   56 3
2   2  
39   40 -1
19   21 -2
12   12  
11   11  
2   2  
3   3  
3   3  
       
277   213 64
73   59 14
846   1,439 -593
886   902 -16
176   127 49
1,311   924 387
2,810   2,364 446
1,012   886 126
12,258   6,142 6,116
1,820   595 1,225
1,786   1,438 348
15,780   11,348 4,432
1,211   1,046 165
1,805   1,929 -124
14,859   12,529 2,330
3,595   986 2,609
25,418   4,756 20,662
859   1,007 -148
5   3 2
3,966   3,903 63
1,234   851 383
15,021   7,394 7,627
770   850 -80
61   60 1
1,743   4,480 -2,737
179   138 41
11   11  
6   5 1
9   9  
17   16 1
94   106 -12
36   42 -6
6   6  
31   30 1
16   15 1
11   10 1
4   4  
1   1  
2   2  
3   3  
6   6  
79   91 -12
616   606 10
4   4  
6   6  
285   258 27
54   54  
11   12 -1
164   158 6
15   14 1
10   9 1
51   46 5
1,130   509 621
139   108 31
36   27 9
38   41 -3
5   4 1
4   4  
2   2  
39   41 -2
6   6  
11   12 -1
11   11  
3   3  
3   3  
3   3  
       
291   193 98
40   31 9
122   111 11
1,402   1,291 111
109   80 29
205   165 40
57   84 -27
10   8 2
988   649 339
13,556   4,672 8,884
1,081   908 173
285   310 -25
1,117   1,050 67
90   88 2
1,558   1,383 175
8,548   3,269 5,279
2,720   1,223 1,497
1,377   502 875
1   1  
1,859   996 863
1,165   1,213 -48
5,132   2,783 2,349
1,314   1,167 147
794   312 482
1,106   2,941 -1,835
8   6 2
11   11  
7   6 1
5   5  
15   12 3
99   118 -19
97   111 -14
       
30   29 1
17   16 1
10   10  
4   4  
       
17   16 1
4   3 1
149   142 7
317   287 30
382   376 6
7   7  
1   1  
4   4  
73   68 5
358   346 12
17   17  
16   14 2
7   7  
554   437 117
14   6 8
327   286 41
92   79 13
226   198 28
4   4  
5   5  
2   2  
39   41 -2
26   27 -1
12   12  
11   11  
180   188 -8
3   3  
3   3  
262   309 -47
35   23 12
80   78 2
137   119 18
1,638   2,877 -1,239
1,010   220 790
195   124 71
159   159  
3   3  
13,656   9,567 4,089
4,126   2,467 1,659
987   846 141
712   807 -95
10,455   6,720 3,735
3,237   2,610 627
120   109 11
3,348   2,448 900
9,547   4,017 5,530
13,939   4,431 9,508
6   4 2
186   179 7
445   620 -175
2,439   2,384 55
952   967 -15
6,645   2,769 3,876
121   188 -67
76   62 14
784   773 11
8   7 1
18   16 2
6   5 1
112   140 -28
28   34 -6
1   1  
29   28 1
16   15 1
14   14  
4   4  
2   2  
1   1  
4   3 1
7   7  
129   118 11
9   9  
7   6 1
5   5  
20   17 3
92   86 6
59   47 12
15   15  
16   15 1
53   51 2
31   26 5
9   4 5
229   200 29
27   23 4
76   74 2
5   4 1
4   4  
2   2  
39   41 -2
21   22 -1
12   12  
11   11  
2,083   1,889 194
       
2   2  
56   65 -9
103   69 34
24   24  
853   642 211
1,049   1,677 -628
220   44 176
79   85 -6
1,501   1,428 73
       
8,145   9,474 -1,329
10,379   5,286 5,093
625   345 280
2,562   2,028 534
82   54 28
2,374   1,893 481
5,204   4,422 782
2,078   1,447 631
15,780   4,814 10,966
1,661   1,089 572
4,241   4,315 -74
3,138   2,697 441
1,960   2,830 -870
2,229   2,070 159
1,495   1,500 -5
2,433   1,040 1,393
76   102 -26
9   8 1
13   13  
6   6  
271   247 24
11   10 1
22   28 -6
34   41 -7
11   10 1
25   24 1
12   11 1
7   7  
3   3  
3   3  
1   1  
4   4  
7   7  
219   182 37
166   165 1
41   40 1
3   3  
14   12 2
66   58 8
20   16 4
11   11  
15   14 1
5   5  
32   25 7
417   193 224
215   221 -6
9   7 2
49   48 1
5   5  
4   4  
2   2  
38   41 -3
18   20 -2
12   12  
9   9  
22   20 2
       
1   1  
350   354 -4
60   44 16
12   12  
1,422   1,071 351
43   39 4
168   140 28
1,125   855 270
844   944 -100
193   151 42
3,860   1,165 2,695
1,548   2,400 -852
7,484   3,798 3,686
1,566   1,252 314
3,286   1,232 2,054
2,678   2,625 53
1,341   1,212 129
19,718   13,167 6,551
2,133   1,460 673
1,432   1,161 271
1,381   2,608 -1,227
301   222 79
908   1,042 -134
19   18 1
91   86 5
3,421   3,411 10
1   1  
8   7 1
16   15 1
5   5  
14   13 1
2   2  
330   397 -67
32   38 -6
112   100 12
15   15  
17   15 2
15   14 1
79   77 2
3   3  
1   1  
4   4  
6   6  
331   222 109
9   9  
7   7  
3   3  
3   3  
7   6 1
1   1  
134   128 6
13   12 1
5   5  
47   33 14
237   139 98
38   39 -1
29   26 3
244   236 8
4   4  
4   4  
2   2  
39   42 -3
37   40 -3
12   12  
5   5  
8   5 3
3   3  
1   1  
34   35 -1
628   539 89
243   193 50
1,778   1,276 502
66   68 -2
1,882   725 1,157
253   131 122
465   588 -123
62   48 14
8,819   2,747 6,072
39   70 -31
4,808   1,938 2,870
925   833 92
7,848   3,080 4,768
1,339   1,391 -52
1,073   945 128
8,077   4,223 3,854
674   440 234
1,090   552 538
2,478   2,452 26
1,333   992 341
908   1,085 -177
5,635   5,493 142
3,344   2,447 897
1,882   1,713 169
51   63 -12
22   21 1
16   16  
7   6 1
11   10 1
2   1 1
72   90 -18
142   169 -27
14   13 1
20   19 1
17   16 1
8   8  
49   48 1
3   3  
1   1  
4   4  
7   7  
26   17 9
8   8  
6   6  
3   3  
4   4  
80   66 14
130   120 10
10   10  
12   11 1
6   5 1
13   9 4
15   10 5
298   264 34
93   84 9
1   1  
5   5  
4   4  
2   1 1
39   42 -3
18   20 -2
18   18  
5   5  
8   6 2
3   3  
1   1  
70   72 -2
42   46 -4
125   84 41
2,421   2,554 -133
1,529   2,384 -855
788   635 153
2,988   1,249 1,739
453   588 -135
10   9 1
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       1,943
b       3
c       -63
d       5,960
e       -624
      4,129
      11,148
      795
      1,160
      16
      6,243
      69
      179
      173
      1,831
      238
      836
      -5
       
       
      2
      1
       
      -19
      -9
      -4
       
      1
      1
      15
      5
       
       
       
      25
       
       
       
       
      -1
      8
      1
      1
       
      1
      3
      4
      2
       
       
       
       
      -2
      -1
       
      2
      48
       
       
       
      -3
      -4
      11
      -485
      48
      9
      -573
      78
      15,225
      -42
      -13
      996
      -262
      1,235
      327
      10,549
      441
      4,314
      601
      418
      720
      211
      8,619
      4,032
      2,052
      -5
       
       
       
      2
      1
      -22
      4
      -4
      1
      1
       
       
       
       
      9
       
      76
       
       
       
       
       
      10
      1
      15
       
      1
      1
      11
      4
       
       
       
      4
      -2
      -1
       
      1
      1
       
       
      1
      -6
      -25
      389
      641
      453
      90
      -299
      -7
      300
      -156
      -139
      277
      402
      10,288
      480
      586
      30
      1,357
      7,628
      613
      244
      203
      1,028
      36
      1,853
       
      1
       
       
      2
      11
      -98
       
      3
      1
      11
       
       
       
       
      1
       
      3
      1
       
       
       
       
       
      54
      1
       
       
      44
      8
      -57
      2
       
       
       
      -4
      -3
       
      1
      18
       
       
      14
       
      -49
      74
      29
      457
      11
      -372
      -536
      8,806
      -222
      -88
      248
       
      5,538
      8,386
      4,616
      522
      13
      1,391
      1,756
      249
      145
      -764
      -1,267
      4,534
      -3
      1
       
      -13
       
      2
      -22
      -15
       
      1
       
       
       
       
       
       
       
      4
       
       
       
      1
      27
      5
      5
      1
       
      22
      126
      1
      -12
       
       
      1
       
      -2
      -1
      -2
      1
       
       
       
      9
      1
      -1,164
      536
      498
      476
      51
       
      -68
      7,215
      111
      -159
      2,329
      151
      470
      1,889
      3,238
      1,942
      1
      467
      193
      -2
      4
      -149
      311
      -54
      -1
      103
       
      17
       
      1
      -9
      -40
      19
      1
      1
      1
       
       
       
      -2
       
      278
       
       
       
       
      6
      3
      1
       
       
      11
      9
      109
      -10
      1
      1
       
      -6
      -2
      -1
       
      6
       
       
       
      1
      1
      -101
      522
      33
      19
      -575
      117
      -302
      1,361
      120
      3,156
      1,186
      429
      -2
      1,865
      7
      41,160
      -1
      618
      -286
      2,190
      64
      -62
      7,895
      -1,160
      -5
      1
       
       
      1
      1
      -9
      -5
       
      1
       
       
       
       
      1
      -2
      2
      36
      5
       
      1
       
      1
       
      2
      1
       
      236
      9
      10
      -224
       
      1
       
      -1
      -2
      -1
       
       
      2
       
       
      -2
       
      -750
      14
      126
      20
      -1,043
      272
      16,467
      -968
      576
      723
      432
      -120
      -27
      795
      891
      -1
      763
      785
      85
      -174
      -309
      159
      -504
      -1
      -1
       
       
       
      6
      -10
      -2
      1
      1
       
       
      1
       
       
      33
       
      1
       
       
       
      -17
       
      1
      1
       
       
      62
      1
      110
      -32
      1
       
       
       
      -2
       
       
       
       
       
       
      -4
      75
      -2,677
      8
      672
      18
      -714
      16
      1,565
      57
      141
      680
      208
      -136
      167
      393
      823
      -38
      148
      1,188
      5
      -166
      -4
      362
      -484
      -2
      21
       
       
      1
       
      -9
      -1
      1
      1
       
       
       
       
       
       
      12
      1
      -3
       
       
      -3
       
      1
      1
       
       
      26
      11
      12
      -7
       
      1
       
       
      -2
       
       
       
       
       
       
      114
      7
      -801
      115
      684
      1,161
      -1,551
      343
      11,960
      -352
      220
      95
      161
      -7
      611
      21,584
      408
      -70
      2
      1,063
      502
      -16
      -38
      -8
      -1,420
      78
       
      2
       
      1
       
      -30
      -1
      5
      1
      1
       
       
       
       
       
       
       
      3
       
       
       
      -8
       
      2
       
      2
      11
      61
      132
      -6
       
      3
       
      -1
      -2
       
       
       
       
       
       
      64
      14
      -593
      -16
      49
      387
      446
      126
      6,116
      1,225
      348
      4,432
      165
      -124
      2,330
      2,609
      20,662
      -148
      2
      63
      383
      7,627
      -80
      1
      -2,737
      41
       
      1
       
      1
      -12
      -6
       
      1
      1
      1
       
       
       
       
       
      -12
      10
       
       
      27
       
      -1
      6
      1
      1
      5
      621
      31
      9
      -3
      1
       
       
      -2
       
      -1
       
       
       
       
       
      98
      9
      11
      111
      29
      40
      -27
      2
      339
      8,884
      173
      -25
      67
      2
      175
      5,279
      1,497
      875
       
      863
      -48
      2,349
      147
      482
      -1,835
      2
       
      1
       
      3
      -19
      -14
       
      1
      1
       
       
       
      1
      1
      7
      30
      6
       
       
       
      5
      12
       
      2
       
      117
      8
      41
      13
      28
       
       
       
      -2
      -1
       
       
      -8
       
       
      -47
      12
      2
      18
      -1,239
      790
      71
       
       
      4,089
      1,659
      141
      -95
      3,735
      627
      11
      900
      5,530
      9,508
      2
      7
      -175
      55
      -15
      3,876
      -67
      14
      11
      1
      2
      1
      -28
      -6
       
      1
      1
       
       
       
       
      1
       
      11
       
      1
       
      3
      6
      12
       
      1
      2
      5
      5
      29
      4
      2
      1
       
       
      -2
      -1
       
       
      194
       
       
      -9
      34
       
      211
      -628
      176
      -6
      73
       
      -1,329
      5,093
      280
      534
      28
      481
      782
      631
      10,966
      572
      -74
      441
      -870
      159
      -5
      1,393
      -26
      1
       
       
      24
      1
      -6
      -7
      1
      1
      1
       
       
       
       
       
       
      37
      1
      1
       
      2
      8
      4
       
      1
       
      7
      224
      -6
      2
      1
       
       
       
      -3
      -2
       
       
      2
       
       
      -4
      16
       
      351
      4
      28
      270
      -100
      42
      2,695
      -852
      3,686
      314
      2,054
      53
      129
      6,551
      673
      271
      -1,227
      79
      -134
      1
      5
      10
       
      1
      1
       
      1
       
      -67
      -6
      12
       
      2
      1
      2
       
       
       
       
      109
       
       
       
       
      1
       
      6
      1
       
      14
      98
      -1
      3
      8
       
       
       
      -3
      -3
       
       
      3
       
       
      -1
      89
      50
      502
      -2
      1,157
      122
      -123
      14
      6,072
      -31
      2,870
      92
      4,768
      -52
      128
      3,854
      234
      538
      26
      341
      -177
      142
      897
      169
      -12
      1
       
      1
      1
      1
      -18
      -27
      1
      1
      1
       
      1
       
       
       
       
      9
       
       
       
       
      14
      10
       
      1
      1
      4
      5
      34
      9
       
       
       
      1
      -3
      -2
       
       
      2
       
       
      -2
      -4
      41
      -133
      -855
      153
      1,739
      -135
      1
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 427,432
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 8,610
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 6,305
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 6,305
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 6,305
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 750
b Exempt foreign organizations—tax withheld at source...... 6b  
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 750
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 5,555
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletWI
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletATTY WILLARD G NEARY Telephone no.bullet (414) 276-3400

    Located atbullet111 E WISCONSIN AVE STE 1800MILWAUKEEWI ZIP+4bullet53202
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JANE MADDEN PRESIDENT/DI
    1.00     		2,400 0 0
    111 E WISCONSIN AVE SUITE 1800
    MILWAUKEE,WI53202
    JOSEPH BREINER VICE PRES/DI
    1.00     		1,800 0 0
    111 E WISCONSIN AVE SUITE 1800
    MILWAUKEE,WI53202
    MAUREEN BREINER SECRETARY/DI
    1.00     		0 0 0
    111 E WISCONSIN AVE SUITE 1800
    MILWAUKEE,WI53202
    JOHN MADDEN DIRECTOR
    1.00     		600 0 0
    111 E WISCONSIN AVE SUITE 1800
    MILWAUKEE,WI53202
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,491,214
    b
    Average of monthly cash balances.......................
    1b
    41,466
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,532,680
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    1,532,680
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    22,990
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,509,690
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    75,485
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    75,485
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    6,305
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    6,305
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    69,180
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    69,180
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    69,180
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    76,765
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    76,765
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    76,765
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 69,180
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 472
    b From 2016...... 1,338
    c From 2017...... 1,701
    d From 2018...... 3,354
    e From 2019...... 2,306
    fTotal of lines 3a through e........ 9,171
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 76,765
    a Applied to 2019, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2020 distributable amount..... 69,180
    e Remaining amount distributed out of corpus 7,585
    5 Excess distributions carryover applied to 2020.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 16,756
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		472
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		16,284
    10 Analysis of line 9:
    a Excess from 2016.... 1,338
    b Excess from 2017.... 1,701
    c Excess from 2018.... 3,354
    d Excess from 2019.... 2,306
    e Excess from 2020.... 7,585
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN CANCER SOCIETY
    N19 W24350 RIVERWOOD DR
    WAUKESHA,WI53188     		  PUBLIC RESEARCH 19,191
    AMERICAN HEART ASSOCIATION
    660 E MASON ST
    MILWAUKEE,WI532023830     		  PUBLIC RESEARCH 19,191
    CATHOLIC RELIEF SERVICES
    PO BOX 17152
    BALTIMORE,MD212988452     		  PUBLIC GENERAL 7,676
    MARQUETTE UNIVERSITY HS
    3401 W WISCONSIN AVE
    MILWAUKEE,WI53209     		  PUBLIC GENERAL 14,177
    NATURE CONSERVANCY
    4245 N FAIRFAX DRIVE
    ARLINGTON,VA22203     		  PUBLIC GENERAL 7,676
    SISTERS OF ST JOSEPH
    PO BOX 305
    STEVENS POINT,WI54481     		  PUBLIC GENERAL 1,178
    WORLD WILDLIFE FUND
    1250 TWENTY-FOURTH ST NW
    WASHINGTON,DC20037     		  PUBLIC GENERAL 7,676
    Total .................................bullet 3a 76,765
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 22  
    4 Dividends and interest from securities....     14 41,909  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		        427,432
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   41,931 427,432
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    469,363
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    THE MADDEN FAMILY FOUNDATION INC
    EIN:
    02-0588501
    Name of Stock End of Year Book Value End of Year Fair Market Value
    WELLS FARGO STOCKS 2954    
    WELLS FARGO STOCKS 9891 720,673 1,081,175
    WELLS FARGO - MUT FUNDS 0284    

    TY 2020 InvestmentsOtherSchedule2
    Name:
    THE MADDEN FAMILY FOUNDATION INC
    EIN:
    02-0588501
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    MUTUAL FUNDS   553,138 567,612

    TY 2020 LegalFeesSchedule
    Name:
    THE MADDEN FAMILY FOUNDATION INC
    EIN:
    02-0588501
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LICHTSINN & HAENSEL, S.C. 550 550    


    TY 2020 OtherExpensesSchedule
    Name:
    THE MADDEN FAMILY FOUNDATION INC
    EIN:
    02-0588501
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    WELLS FARGO INVESTMENT FEES 9 10,893 10,593    
    WELLS FARGO INVESTMENT FEES 2 2,043 2,043    
    WELLS FARGO INVESTMENT FEES 0 278 278    


    TY 2020 TaxesSchedule
    Name:
    THE MADDEN FAMILY FOUNDATION INC
    EIN:
    02-0588501
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES PAID 0284 4 4    
    FOREIGN TAXES PAID 9891 353 353    
    FOREIGN TAXES PAID 2954 616 616    
    WI DFI ANNUAL REPORT 10      
    ESTIMATED TAX PAYMENT 2020 750 750    
    BALANCE DUE ON 2019 990 PF 567 567