TY 2019 Form 990

- TIN:

Form990

Department of the TreasuryInternal Revenue Service

Return of Organization Exempt From Income Tax

Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)

Do not enter social security numbers on this form as it may be made public.

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

A For the 2019 calendar year, or tax year beginning 07-01-2019 , and ending 06-30-2020

BCheck if applicable: Address change Name change Initial return Final return/terminated Amended return Application pending

CName of organization
CARNEGIE MELLON UNIVERSITY

Doing business as

Number and street (or P.O. box if mail is not delivered to street address)
5000 FORBES AVENUE

Room/suite

City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH, PA15213

D Employer identification number

25-0969449

E Telephone number

G Gross receipts $ 3,836,646,684

F Name and address of principal officer:
FARNAM JAHANIAN
5000 FORBES AVENUE
PITTSBURGH,PA15213

Tax-exempt status: 501(c)(3) 501(c) ( ) LeftBullet

(insert no.) 4947(a)(1) or 527

Website:

WWW.CMU.EDU

H(a)

Is this a group return for
subordinates? Yes No

H(b)

Are all subordinates
included?

Yes No

If "No," attach a list. (see instructions)

H(c)

Group exemption number MediumBullet

K Form of organization: Corporation Trust Association Other MediumBullet

L Year of formation: 1900

M State of legal domicile: PA

Part I

Summary

1	Briefly describe the organization’s mission or most significant activities: HIGHER EDUCATION AND RESEARCH.
2	Check this box
3	Number of voting members of the governing body (Part VI, line 1a) ........	3	46
4	Number of independent voting members of the governing body (Part VI, line 1b) .....	4	41
5	Total number of individuals employed in calendar year 2019 (Part V, line 2a) ......	5	15,291
6	Total number of volunteers (estimate if necessary) .............	6	44
7a	Total unrelated business revenue from Part VIII, column (C), line 12 ........	7a	2,104,166
b	Net unrelated business taxable income from Form 990-T, line 39 .........	7b	0

		Prior Year	Current Year
8	Contributions and grants (Part VIII, line 1h) .........	551,949,360	615,553,392
9	Program service revenue (Part VIII, line 2g) .........	865,464,328	875,395,346
10	Investment income (Part VIII, column (A), lines 3, 4, and 7d ) ....	212,301,645	347,888,541
11	Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)	13,647,979	11,294,282
12	Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)	1,643,363,312	1,850,131,561
13	Grants and similar amounts paid (Part IX, column (A), lines 1–3 )...	198,602,320	219,013,954
14	Benefits paid to or for members (Part IX, column (A), line 4).....	0	0
15	Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)	817,571,321	858,436,760
16a	Professional fundraising fees (Part IX, column (A), line 11e) .....	833,648	657,729
b	Total fundraising expenses (Part IX, column (D), line 25) 33,432,044
17	Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)....	376,865,279	360,380,521
18	Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)	1,393,872,568	1,438,488,964
19	Revenue less expenses. Subtract line 18 from line 12.......	249,490,744	411,642,597
		Beginning of Current Year	End of Year
20	Total assets (Part X, line 16).............	4,402,305,882	4,726,328,922
21	Total liabilities (Part X, line 26).............	1,004,249,252	1,134,442,763
22	Net assets or fund balances. Subtract line 21 from line 20.....	3,398,056,630	3,591,886,159

Part II

Signature Block

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.

Sign Here

	Signature of officer	Date

	Type or print name and title

Paid Preparer Use Only

Print/Type preparer's name

Preparer's signature

Date

Check if
self-employed

PTIN

Firm's name MediumBullet

Firm's EIN MediumBullet

Firm's address MediumBullet

Phone no.

May the IRS discuss this return with the preparer shown above? (see instructions) ..........YesNo

For Paperwork Reduction Act Notice, see the separate instructions.

Cat. No. 11282Y Form 990 (2019)

Form 990 (2019)

Page 2

Part III

Statement of Program Service Accomplishments

Check if Schedule O contains a response or note to any line in this Part III..............

Briefly describe the organization’s mission: TO CREATE A TRANSFORMATIVE EDUCATIONAL EXPERIENCE FOR STUDENTS FOCUSED ON DEEP DISCIPLINARY KNOWLEDGE; PROBLEM SOLVING; LEADERSHIP, COMMUNICATION, AND INTERPERSONAL SKILLS; AND PERSONAL HEALTH AND WELL-BEING.TO CULTIVATE A TRANSFORMATIVE UNIVERSITY COMMUNITY COMMITTED TO (A) ATTRACTING AND RETAINING DIVERSE, WORLD-CLASS TALENT; (B) CREATING A COLLABORATIVE ENVIRONMENT OPEN TO THE FREE EXCHANGE OF IDEAS, WHERE RESEARCH, CREATIVITY, INNOVATION, AND ENTREPRENEURSHIP CAN FLOURISH; AND (C) ENSURING INDIVIDUALS CAN ACHIEVE THEIR FULL POTENTIAL.TO IMPACT SOCIETY IN A TRANSFORMATIVE WAY - REGIONALLY, NATIONALLY, AND GLOBALLY - BY ENGAGING WITH PARTNERS OUTSIDE THE TRADITIONAL BORDERS OF THE UNIVERSITY CAMPUS.

Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ..................... Yes No

If "Yes," describe these new services on Schedule O.

Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ........................... Yes No

If "Yes," describe these changes on Schedule O.

Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.


4a	(Code: ) (Expenses $ 737,793,689 including grants of $ 185,094,620 ) (Revenue $ 809,500,958 )
	INSTRUCTION:CARNEGIE MELLON IS A HYBRID OF A TECHNICAL INSTITUTE, FINE-ARTS CONSERVATORY AND TRADITIONAL RESEARCH UNIVERSITY, HAVING EVOLVED IN RESPONSE TO EMERGING SOCIAL NEEDS AND INTELLECTUAL DEVELOPMENT OF THE PAST CENTURY. UNITING TECHNOLOGY AND ARTS, FUSING THE PRACTICAL WITH THE IMAGINATIVE, MAINTAINING ITS EDUCATIONAL EMPHASIS ON DEVELOPING SKILLS TO SOLVE PROBLEMS.INCLUDES 7 COLLEGES AND SCHOOLS OFFERING DEGREE PROGRAMS AND MORE THAN 100 MAJORS AND MINORS TO APPROXIMATELY 14,800 UNDERGRADUATES, GRADUATES AND DOCTORAL STUDENTS. INSTRUCTION INCLUDES ACADEMIC SUPPORT AND STUDENT SERVICES.CARNEGIE MELLON HAS ITS MAIN CAMPUS IN PITTSBURGH, SATELLITE CAMPUSES IN SILICON VALLEY AND DOHA, QATAR, AND DEGREE-GRANTING PROGRAMS IN COORDINATION WITH GLOBAL PROGRAMS INCLUDING AUSTRALIA, JAPAN, PORTUGAL, RWANDA, SINGAPORE AND THAILAND.NATIONALLY AND GLOBALLY, CARNEGIE MELLON HAS BECOME A MAJOR VOICE OF CONNECTIVITY IN TECHNOLOGY, EXPANSION OF EDUCATIONAL OPPORTUNITY AND ECONOMIC DEVELOPMENT.

4b	(Code: ) (Expenses $ 403,961,103 including grants of $ 33,919,334 ) (Revenue $ 0 )
	RESEARCH:CARNEGIE MELLON HOLDS A PROUD VISION OF ITSELF AS A DISTINCTIVE AND DIFFERENT KIND OF RESEARCH UNIVERSITY WHERE NATIONALLY RECOGNIZED PROGRAMS FROM ACROSS THE LEADING DISCIPLINES, FROM COMPUTING AND ENGINEERING TO FINE ARTS, INTERSECT. IT IS A DECENTRALIZED COMMUNITY OF SCIENTISTS AND INTELLECTUALS, ARTISTS AND POLICYMAKERS, BUSINESS EXPERTS AND POETS. THE DIVERSE AND DECENTRALIZED COMMUNITY THAT CHARACTERIZES CARNEGIE MELLON CULTURE RESTS ON A SET OF CORE UNDERPINNINGS AND A STRONG COMMITMENT TO REAL-WORLD PROBLEM SOLVING, INTERDISCIPLINARY COLLABORATION AND HARD WORK, COMBINED WITH JOIE DE VIVRE.EACH OF THESE REQUIRES CONNECTIONS AMONG ENGINEERING, SCIENCE, POLICY AND MANAGEMENT, AND THE ARTS. BASIC RESEARCH IS PERFORMED IN ALL 7 COLLEGES AND SCHOOLS AND THE SOFTWARE ENGINEERING INSTITUTE. CARNEGIE MELLON IS ALSO THE HOME OF NUMEROUS RESEARCH INSTITUTES AND CENTERS FOCUSING ON SOME OF THE WORLD'S GREATEST CHALLENGES.CARNEGIE MELLON'S RESEARCH-INTENSIVE ENVIRONMENT PROVIDES A RICH SETTING FOR THE UNIVERSITY'S EDUCATIONAL OFFERINGS AND ASPIRATIONS. THE SEARCH FOR NEW KNOWLEDGE AND A SPIRIT OF ONGOING CRITICAL INQUIRY ARE THE IDEALS THAT PERMEATE ITS APPROACH TO TEACHING AND ITS EXPECTATIONS FOR WHAT STUDENTS WILL ACHIEVE.

4c	(Code: ) (Expenses $ 116,149,221 including grants of $ 0 ) (Revenue $ 53,358,176 )
	AUXILIARY SERVICES:SERVICES TO SUPPORT THE INSTRUCTION AND RESEARCH FUNCTIONS OF THE UNIVERSITY. THESE SERVICES INCLUDE BUT ARE NOT LIMITED TO HOUSING, DINING SERVICES, PARKING, BOOKSTORE, PRINTING, TELECOMMUNICATIONS, AND OTHER SERVICES RELATED TO THE DELIVERY OF EDUCATION.

	(Code: ) (Expenses $ 22,818,360 including grants of $ 0 ) (Revenue $ 12,536,212 )
	OTHER PROGRAM SERVICES:OTHER FEES AND MEMBERSHIPS, EXTERNAL SUPPORT AND SERVICES AND OTHER MISCELLANEOUS PROGRAM SERVICE REVENUE THAT SUPPORTS THE INSTRUCTION, RESEARCH, AND AUXILIARY FUNCTIONS OF THE UNIVERSITY.

4d	Other program services (Describe in Schedule O.)
	(Expenses $ 22,818,360 including grants of $ 0 ) (Revenue $ 12,536,212 )
4e	Total program service expenses1,280,722,373

Form 990 (2019)

Page 3

Part IV

Checklist of Required Schedules

Yes

Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule A Click to see attachment

.....................

Yes

Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment

...

Yes

Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I Click to see attachment

.............

Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part II Click to see attachment

.........

Yes

Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part III Click to see attachment

Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part I Click to see attachment

.........................

Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II Click to see attachment

....

Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D, Part III Click to see attachment

..............

Yes

Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IV Click to see attachment

..............

Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part V......

Yes

If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.

Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D, Part VI. Click to see attachment

...................

11a

Yes

Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VII Click to see attachment

.......

11b

Yes

Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII Click to see attachment

.......

11c

Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IX Click to see attachment

............

11d

Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part X Click to see attachment

11e

Yes

Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part X Click to see attachment

11f

Yes

12a

Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XII Click to see attachment

......................

12a

Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment

12b

Yes

Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E Click to see attachment

Yes

14a

Did the organization maintain an office, employees, or agents outside of the United States? .....

14a

Yes

Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV......... Click to see attachment

14b

Yes

Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV..... Click to see attachment

Yes

Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment

Yes

Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I(see instructions) .... Click to see attachment

Yes

Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment

Yes

Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III................... Click to see attachment

20a

Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....

20a

If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?

20b

Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II..... Click to see attachment

Yes

Form 990 (2019)

Page 4

Part IV

Checklist of Required Schedules (continued)

Yes

Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment

Yes

Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment

Yes

24a

Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a............... Click to see list of attachments

24a

Yes

Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...

24b

Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............

24c

Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...

24d

25a

Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I .... Click to see attachment

25a

Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I....................... Click to see attachment

25b

Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part II Click to see attachment

...........

Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?

If "Yes," complete

Schedule L, Part III Click to see attachment

.........................

Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):

A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV...................... Click to see attachment

28a

A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV..... Click to see attachment

28b

Yes

A 35% controlled entity of one or more individuals and/or organizations described in lines 28a or 28b? If "Yes," complete Schedule L, Part IV.....................

28c

Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M.. Click to see attachment

Yes

Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M ................. Click to see attachment

Yes

Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I

Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................

Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............ Click to see attachment

Yes

Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1......................... Click to see attachment

Yes

35a

Did the organization have a controlled entity within the meaning of section 512(b)(13)?

35a

Yes

If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ... Click to see attachment

35b

Yes

Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment

Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI Click to see attachment

Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............

Yes

Part V

Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........

Yes

Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable ..

20,691

Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .

Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................

Yes

Form 990 (2019)

Page 5

Part V

Statements Regarding Other IRS Filings and Tax Compliance (continued)

Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................

15,291

If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)

Yes

Did the organization have unrelated business gross income of $1,000 or more during the year?...

Yes

If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...

Yes

At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..

Yes

If "Yes," enter the name of the foreign country: MediumBullet

AS , QA , RW
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).

Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..

Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?

If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............

Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...

If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................

Organizations that may receive deductible contributions under section 170(c).

Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................

Yes

If "Yes," did the organization notify the donor of the value of the goods or services provided? .....

Yes

Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................

If "Yes," indicate the number of Forms 8282 filed during the year ....

Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?

Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..

If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................

If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................

Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........

Sponsoring organizations maintaining donor advised funds.

Did the sponsoring organization make any taxable distributions under section 4966?........

Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...

Section 501(c)(7) organizations. Enter:

Initiation fees and capital contributions included on Part VIII, line 12 ...

10a

Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities

10b

Section 501(c)(12) organizations. Enter:

Gross income from members or shareholders .........

11a

Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........

11b

12a

Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?

12a

If "Yes," enter the amount of tax-exempt interest received or accrued during the year.

12b

Section 501(c)(29) qualified nonprofit health insurance issuers.

Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.

13a

Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....

13b

Enter the amount of reserves on hand ............

13c

14a

Did the organization receive any payments for indoor tanning services during the tax year?.....

14a

If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..

14b

Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see instructions and file Form 4720, Schedule N.

Yes

Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.

Form 990 (2019)

Page 6

Part VI

Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.

Check if Schedule O contains a response or note to any line in this Part VI..............

Section A. Governing Body and Management

Yes

Enter the number of voting members of the governing body at the end of the tax year

If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.

Enter the number of voting members included in line 1a, above, who are independent

Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................

Yes

Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .

Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .

Did the organization become aware during the year of a significant diversion of the organization’s assets? .

Did the organization have members or stockholders? ................

Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................

Yes

Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................

Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:

The governing body? .......................

Yes

Each committee with authority to act on behalf of the governing body? ............

Yes

Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......

Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)

Yes

10a

Did the organization have local chapters, branches, or affiliates? ............

10a

If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?

10b

11a

Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................

11a

Yes

Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....

12a

Did the organization have a written conflict of interest policy? If "No," go to line 13.......

12a

Yes

Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................

12b

Yes

Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done...................

12c

Yes

Did the organization have a written whistleblower policy? ...............

Yes

Did the organization have a written document retention and destruction policy? .........

Yes

Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?

The organization’s CEO, Executive Director, or top management official ...........

15a

Yes

Other officers or key employees of the organization ................

15b

Yes

If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).

16a

Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................

16a

Yes

If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............

16b

Yes

Section C. Disclosure

List the states with which a copy of this Form 990 is required to be filed MediumBullet

Section 6104 requires an organization to make its Form 1023 (or 1024-A if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.

Own website Another's website Upon request Other (explain in Schedule O)

Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.

State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBullet

CARRIE NELSON5000 FORBES AVENUE PITTSBURGH,PA15213 (412) 268-1358

Form 990 (2019)

Page 7

Part VII

Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors

Check if Schedule O contains a response or note to any line in this Part VII..............

Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees

1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet

List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

List all of the organization’s current key employees, if any. See instructions for definition of "key employee."

List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See instructions for the order in which to list the persons above.

Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.

(A) Name and title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)					(D) Reportable compensation from the organization (W-2/1099-MISC)	(E) Reportable compensation from related organizations (W-2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(A) Name and title
(1) EDWARD GREFENSTETTE...................................................................... VOTING TRUSTEE	1.00 ................. 50.00	X					0	1,298,587	1,016,454
(2) CHARLES A KENNEDY...................................................................... CHIEF INVESTMENT OFFICER	50.00 ................. 1.00		X				938,922	0	544,339
(3) FARNAM JAHANIAN...................................................................... PRESIDENT/EX-OFFICIO TRUSTEE	50.00 ................. 3.00	X	X				1,314,892	15,000	72,640
(4) RODNEY MCCLENDON...................................................................... V.P. FOR OPERATIONS (EXITED 6/20)	50.00 ................. 0.00		X				483,629	0	758,049
(5) MICHAEL TRICK...................................................................... DEAN, QATAR CAMPUS	50.00 ................. 0.00				X		996,441	0	64,492
(6) SCOTT MORY VP FOR UNIV ADV...................................................................... INT VP FOR MARKET & COMM(AS OF 6/20)	50.00 ................. 0.00		X				723,124	0	179,079
(7) VIJAYAKUMAR BHAGAVATULA...................................................................... DIRECTOR, CMU-AFRICA	50.00 ................. 0.00				X		666,060	0	52,642
(8) RAMAMOORTHI RAVI...................................................................... ZOLTNERS PROF. OF OPERAT. RESEARCH	50.00 ................. 0.00				X		671,043	0	40,453
(9) ROBERT DAMMON...................................................................... DEAN, PROFESSOR OF FINANCE	50.00 ................. 0.00				X		660,709	0	39,897
(10) JAMES H GARRETT...................................................................... PROVOST & CAO	50.00 ................. 0.50		X				659,795	0	38,432
(11) PAUL D NIELSEN...................................................................... DIRECTOR, SEI	50.00 ................. 0.00			X			660,670	0	28,437
(12) KRZYSZTOF MATYJASZEWSKI...................................................................... JC WARNER UNIV. PROF. OF NAT. SCI.	50.00 ................. 0.00				X		635,559	0	39,826
(13) J MICHAEL MCQUADE...................................................................... V.P. FOR RESEARCH	50.00 ................. 0.00		X				592,559	0	41,379
(14) MARY JO DIVELY...................................................................... VP/GENERAL COUNSEL	50.00 ................. 0.20		X				577,316	0	43,076
(15) SUBRA SURESH...................................................................... FORMER OFFICER/FORMER TRUSTEE	0.00 ................. 0.00					X	552,003	0	0
(16) ANGELA BLANTON...................................................................... VP OF FINANCE & CFO	50.00 ................. 0.10		X				431,544	0	34,368
(17) MARTIAL HEBERT PROF DEAN...................................................................... SCHOOL OF COMP. SCI. (ENTERED 8/19)	50.00 ................. 0.00			X			406,854	0	54,101

Form 990 (2019)

Page 8

Part VII

Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)

(A) Name and title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)				(D) Reportable compensation from the organization (W-2/1099-MISC)	(E) Reportable compensation from related organizations (W-2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(A) Name and title
(18) TOM MITCHELL FOUNDERS........................................................................ UNIV. PROFESSOR (EXITED 8/19)	50.00 .......................0.00			X		403,550	0	40,894
(19) JONATHAN CAGAN PROFESSOR OF........................................................................ MECHANICAL ENGINEERING (EXITED 1/20)	50.00 .......................0.00			X		309,541	0	130,924
(20) PAMELA EAGER........................................................................ FORMER OFFICER/SR. ASSOC. FOR DEV.	50.00 .......................0.50				X	344,606	0	79,747
(21) DARYL WEINERT CHIEF OF STAFF........................................................................ V.P. FOR STRAT. INIT.	50.00 .......................0.00		X			366,041	0	56,230
(22) LAURIE WEINGART........................................................................ FORMER OFFICER/PROFESSOR	50.00 .......................0.00				X	360,304	0	41,125
(23) JOHN LEHOCZKY........................................................................ FORMER OFFICER/PROFESSOR	50.00 .......................0.25				X	340,076	0	44,751
(24) GINA CASALEGNO VP FOR........................................................................ STUDENT AFFAIRS & DEAN OF STUDENTS	50.00 .......................0.00		X			325,827	0	50,504
(25) KEY NUTTALL VP FOR MARKETING........................................................................ & COMMUNICATIONS (EXITED 6/20)	50.00 .......................0.00		X			276,686	0	89,320
(26) RANDAL E BRYANT........................................................................ EX-OFFICIO TRUSTEE/PROFESSOR	50.00 .......................0.00	X				321,115	0	42,282
(27) CATHY A LIGHT SEC OF THE........................................................................ CORP. & ADVISOR TO THE PRESIDENT	50.00 .......................0.00		X			309,548	0	47,513
(28) CARRIE NELSON........................................................................ ASSISTANT TREASURER	50.00 .......................1.10		X			268,157	0	26,195
(29) JOHN DOLAN........................................................................ TREASURER	50.00 .......................0.00		X			221,794	0	37,048
(30) STEVE KLOEHN........................................................................ FORMER OFFICER	0.00 .......................0.00				X	245,158	0	0
(31) JAMES E ROHR........................................................................ CHAIRMAN/VOTING TRUSTEE	5.00 .......................0.00	X	X			0	15,000	0
(32) PAULA KAUFFMAN WAGNER........................................................................ VOTING TRUSTEE/ADJUNCT INSTRUCTOR	1.00 .......................0.00	X				3,000	0	0
(33) EDWARD H FRANK........................................................................ VICE CHAIRMAN/VOTING TRUSTEE	4.00 .......................0.00	X	X			0	0	0
(34) TOD S JOHNSON........................................................................ VICE CHAIRMAN/VOTING TRUSTEE	2.00 .......................0.00	X	X			0	0	0
(35) JOEL P ADAMS........................................................................ VOTING TRUSTEE	5.00 .......................0.00	X				0	0	0
(36) LANE M BESS........................................................................ VOTING TRUSTEE	1.00 .......................0.00	X				0	0	0
(37) RONALD BIANCHINI JR........................................................................ VOTING TRUSTEE	1.00 .......................0.00	X				0	0	0
(38) KEITH BLOCK........................................................................ VOTING TRUSTEE	1.25 .......................0.25	X				0	0	0
(39) FRANK BRUNCKHORST........................................................................ VOTING TRUSTEE	2.00 .......................0.00	X				0	0	0
(40) ERIC COOPER........................................................................ VOTING TRUSTEE	0.10 .......................0.00	X				0	0	0
(41) DAVID COULTER........................................................................ VOTING TRUSTEE	3.75 .......................0.00	X				0	0	0
(42) RUSSELL CROCKETT........................................................................ VOTING TRUSTEE	3.00 .......................3.00	X				0	0	0
(43) JEANNE CUNICELLI........................................................................ VOTING TRUSTEE	1.15 .......................0.00	X				0	0	0
(44) ERROLL B DAVIS JR........................................................................ VOTING TRUSTEE	1.00 .......................0.00	X				0	0	0
(45) SHRINIVAS V DEMPO........................................................................ VOTING TRUSTEE	0.36 .......................0.36	X				0	0	0
(46) GLEN DE VRIES........................................................................ VOTING TRUSTEE	1.00 .......................0.00	X				0	0	0
(47) LINDA A DICKERSON........................................................................ VOTING TRUSTEE	2.00 .......................0.00	X				0	0	0
(48) ALEX DICLAUDIO........................................................................ EX-OFFICIO TRUSTEE	1.00 .......................0.00	X				0	0	0
(49) FRANCISCO B D'SOUZA........................................................................ VOTING TRUSTEE	3.00 .......................0.00	X				0	0	0
(50) HOWARD L ELLIN........................................................................ VOTING TRUSTEE	5.00 .......................5.00	X				0	0	0
(51) YOSHIAKI FUJIMORI........................................................................ VOTING TRUSTEE	0.40 .......................0.00	X				0	0	0
(52) ERIC GILER........................................................................ VOTING TRUSTEE	1.50 .......................0.00	X				0	0	0
(53) IRA J GUMBERG........................................................................ VOTING TRUSTEE	1.00 .......................0.00	X				0	0	0
(54) JEFFREY HOUSENBOLD........................................................................ VOTING TRUSTEE	2.00 .......................0.00	X				0	0	0
(55) TORRENCE M HUNT JR........................................................................ VOTING TRUSTEE	1.50 .......................0.00	X				0	0	0
(56) LARRY E JENNINGS JR........................................................................ VOTING TRUSTEE	5.00 .......................0.00	X				0	0	0
(57) THERESA KAIL-SMITH........................................................................ EX-OFFICIO TRUSTEE (ENTERED 1/20)	0.00 .......................0.00	X				0	0	0
(58) BRUCE KRAUS........................................................................ EX-OFFICIO TRUSTEE (EXITED 12/19)	1.00 .......................0.00	X				0	0	0
(59) BRYON KRUG........................................................................ EX-OFFICIO TRUSTEE	2.00 .......................0.00	X				0	0	0
(60) RAYMOND J LANE........................................................................ VOTING TRUSTEE	1.20 .......................0.50	X				0	0	0
(61) BRUCE M MCWILLIAMS........................................................................ VOTING TRUSTEE	1.00 .......................0.00	X				0	0	0
(62) ANNE M MOLLOY........................................................................ VOTING TRUSTEE	2.80 .......................0.00	X				0	0	0
(63) MAYOR WILLIAM PEDUTO........................................................................ EX-OFFICIO TRUSTEE	0.50 .......................0.00	X				0	0	0
(64) DAVID L PORGES........................................................................ VOTING TRUSTEE	3.00 .......................0.00	X				0	0	0
(65) JONATHAN M ROTHBERG........................................................................ VOTING TRUSTEE	0.50 .......................0.00	X				0	0	0
(66) AJIT SHETTY........................................................................ VOTING TRUSTEE	2.00 .......................0.00	X				0	0	0
(67) J LEA HILLMAN SIMONDS........................................................................ VOTING TRUSTEE	1.00 .......................0.00	X				0	0	0
(68) MANOJ P SINGH........................................................................ VOTING TRUSTEE	3.00 .......................0.00	X				0	0	0
(69) LUKE SKURMAN........................................................................ VOTING TRUSTEE	2.00 .......................0.00	X				0	0	0
(70) LIP-BU TAN........................................................................ VOTING TRUSTEE	5.00 .......................0.00	X				0	0	0
(71) DAVID A TEPPER........................................................................ VOTING TRUSTEE	4.00 .......................4.00	X				0	0	0
(72) THOMAS TULL........................................................................ VOTING TRUSTEE	2.00 .......................0.00	X				0	0	0
(73) MARY ANN ULISHNEY........................................................................ VOTING TRUSTEE	1.40 .......................0.00	X				0	0	0
(74) MICHAEL ZAMAGIAS........................................................................ VOTING TRUSTEE	1.00 .......................1.00	X				0	0	0

1b	Sub-Total................
c	Total from continuation sheets to Part VII, Section A....
d	Total (add lines 1b and 1c)...........	15,066,523	1,328,587	3,734,197

Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet

1,764

Yes

Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............

Yes

For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual...........................

Yes

Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........

Section B. Independent Contractors

Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.

(A) Name and business address	(B) Description of services	(C) Compensation
MOSITES CONSTRUCTION 4839 CAMPBELLS RUN ROAD PITTSBURGH,PA15205	CONSTRUCTION	23,458,301
PJ DICK INC 225 NORTH SHORE DRIVE PITTSBURGH,PA15212	CONSTRUCTION	21,969,534
MASCARO CONSTRUCTION CO LP 1720 METROPOLITAN STREET PITTSBURGH,PA15233	CONSTRUCTION	19,390,337
JENDOCO CONSTRUCTION CORP 2000 LINCOLN ROAD PITTSBURGH,PA15235	CONSTRUCTION	12,572,986
ARAMARK CORP 5001 GREAT AMERICA PKWY SANTA CLARA,CA95054	CLEANING SERVICES	11,637,459
2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization 182

Form 990 (2019)

Page 9

Part VIII

Statement of Revenue

Check if Schedule O contains a response or note to any line in this Part VIII.............

(A)
Total revenue

(B)
Related or
exempt
function
revenue

(D)
Revenue
excluded from
tax under sections
512 - 514

1a	Federated campaigns..		1a
b	Membership dues..		1b
c	Fundraising events..		1c	4,470
d	Related organizations		1d	20,308,591
e	Government grants (contributions)		1e	372,001,410

f	All other contributions, gifts, grants, and similar amounts not included above		1f	223,238,921

g	Noncash contributions included in lines 1a - 1f:$		1g	18,853,164

h Total. Add lines 1a-1f.......		615,553,392

		Business Code
2a	TUITION	900099	809,500,958	809,500,958
b	AUXILIARY SERVICES	611710	53,358,176	52,895,334	462,842
c	OTHER PROGRAM SERVICES	900099	12,536,212	12,536,212
d
e
f	All other program service revenue.
g	Total. Add lines 2a–2f .....		875,395,346

3 Investment income (including dividends, interest, and othersimilar amounts) ......			38,633,906		1,589,183	37,044,723
4 Income from investment of tax-exempt bond proceeds
5 Royalties...........			6,514,096			6,514,096
		(ii) Personal	(i) Real
6a	Gross rents	45,484	2,504,253	6a
b	Less: rental expenses	0	552,186	6b
c	Rental income or (loss)	45,484	1,952,067	6c
d	Net rental income or (loss).......			1,997,551		52,141	1,945,410
		(ii) Other	(i) Securities
7a	Gross amount from sales of assets other than inventory		2,292,913,662	7a
b	Less: cost or other basis and sales expenses	2,300,817	1,981,358,210	7b
c	Gain or (loss)	-2,300,817	311,555,452	7c
d	Net gain or (loss).........			309,254,635			309,254,635
8a	Gross income from fundraising events (not including $ 4,470of contributions reported on line 1c). See Part IV, line 18 ....
			8a	18,253
b	Less: direct expenses ...		8b	31,050
c	Net income or (loss) from fundraising events..			-12,797			-12,797
9a	Gross income from gaming activities. See Part IV, line 19 ...
			9a
b	Less: direct expenses ...		9b
c	Net income or (loss) from gaming activities..
10a	Gross sales of inventory, less returns and allowances ..
			10a	5,068,292
b	Less: cost of goods sold ..		10b	2,272,860
c	Net income or (loss) from sales of inventory..			2,795,432			2,795,432
Business Code			Miscellaneous Revenue
11a
b
c
d	All other revenue ....
e	Total. Add lines 11a–11d ......
12	Total revenue. See instructions.....			1,850,131,561	874,932,504	2,104,166	357,541,499

Form 990 (2019)

Page 10

Part IX

Statement of Functional Expenses

Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............

Do not include amounts reported on lines 6b, 7b, 8b, 9b, and 10b of Part VIII.		(A) Total expenses	(B) Program service expenses	(C) Management and general expenses	(D) Fundraising expenses

1	Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 ....	33,919,334	33,919,334
2	Grants and other assistance to domestic individuals. See Part IV, line 22 ...........	171,283,398	171,283,398
3	Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. .............	13,811,222	13,811,222
4	Benefits paid to or for members .......
5	Compensation of current officers, directors, trustees, and key employees ...........	10,456,036	2,239,733	6,707,167	1,509,136
6	Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .........	1,377,437	499,059	533,652	344,726
7	Other salaries and wages........	698,174,170	631,904,428	48,314,810	17,954,932
8	Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) ....	37,357,629	33,001,305	3,036,570	1,319,754
9	Other employee benefits .......	73,561,174	68,275,484	2,499,603	2,786,087
10	Payroll taxes ...........	37,510,314	32,817,716	3,317,070	1,375,528
11	Fees for services (non-employees):
a	Management ......
b	Legal .........	6,564,182	4,529,640	2,028,542	6,000
c	Accounting ...........	2,170,601	82,302	2,088,299
d	Lobbying ...........	485,004	485,004
e	Professional fundraising services. See Part IV, line 17	657,729			657,729
f	Investment management fees ......	7,236,153		7,236,153
g	Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O)	26,574,798	15,219,142	8,988,160	2,367,496
12	Advertising and promotion ....	2,979,369	1,902,866	1,065,841	10,662
13	Office expenses .......	12,664,259	8,445,370	3,014,283	1,204,606
14	Information technology ......	28,776,803	23,923,968	3,351,755	1,501,080
15	Royalties ..	2,276,859	2,276,859
16	Occupancy ...........	63,793,842	55,811,286	7,978,749	3,807
17	Travel ............	25,766,354	20,578,768	4,075,550	1,112,036
18	Payments of travel or entertainment expenses for any federal, state, or local public officials .	2,215	2,215
19	Conferences, conventions, and meetings ....	12,586,504	10,433,159	1,315,386	837,959
20	Interest ...........	12,371,623	11,755,667	615,956
21	Payments to affiliates .......
22	Depreciation, depletion, and amortization ..	75,812,439	71,034,977	4,777,462
23	Insurance ...	3,218,964	2,803,552	413,679	1,733
24	Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a	FOOD SERVICE OPERATIONS	16,202,341	15,966,501	235,840
b	INFORMATION RESOURCES	10,272,561	10,057,658	145,862	69,041
c	NON-CAPITAL EQUIPMENT	6,262,080	3,982,707	2,239,804	39,569
d	FABRICATED EQUIPMENT	5,921,605	5,911,884	9,721
e	All other expenses	38,441,965	27,767,169	10,344,633	330,163
25	Total functional expenses. Add lines 1 through 24e	1,438,488,964	1,280,722,373	124,334,547	33,432,044
26	Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC 958-720).

Form 990 (2019)

Page 11

Part X

Balance Sheet

Check if Schedule O contains a response or note to any line in this Part IX..............

				(A) Beginning of year		(B) End of year

1	Cash–non-interest-bearing ........			53,806	1	78,131
2	Savings and temporary cash investments .........			501,914,428	2	609,429,131
3	Pledges and grants receivable, net ......			138,771,032	3	182,987,869
4	Accounts receivable, net .............			35,354,437	4	29,365,198
5	Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
					5
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
					6
7	Notes and loans receivable, net ...........			60,000	7	60,000
8	Inventories for sale or use ............			1,486,580	8	1,862,136
9	Prepaid expenses and deferred charges ......			15,513,517	9	13,197,785
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	2,143,946,534
b	Less: accumulated depreciation	10b	1,021,101,147	1,066,513,926	10c	1,122,845,387
11	Investments—publicly traded securities .			1,352,553,301	11	1,297,495,773
12	Investments—other securities. See Part IV, line 11 .....			1,162,045,026	12	1,280,378,268
13	Investments—program-related. See Part IV, line 11 ..				13
14	Intangible assets ...............				14
15	Other assets. See Part IV, line 11 ...........			128,039,829	15	188,629,244
16	Total assets. Add lines 1 through 15 (must equal line 33)...			4,402,305,882	16	4,726,328,922

17	Accounts payable and accrued expenses .....	178,447,313	17	167,434,150
18	Grants payable ...		18
19	Deferred revenue .........	140,933,806	19	146,312,728
20	Tax-exempt bond liabilities .........	456,041,781	20	512,166,153
21	Escrow or custodial account liability. Complete Part IV of Schedule D		21
22	Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
			22
23	Secured mortgages and notes payable to unrelated third parties ..		23
24	Unsecured notes and loans payable to unrelated third parties ..	84,776,245	24	153,569,248
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D	144,050,107	25	154,960,484
26	Total liabilities. Add lines 17 through 25..	1,004,249,252	26	1,134,442,763

	Organizations that follow FASB ASC 958, check here and complete lines 27, 28, 32, and 33.
27	Net assets without donor restrictions ..........	1,565,774,052	27	1,624,741,418
28	Net assets with donor restrictions ...........	1,832,282,578	28	1,967,144,741
	Organizations that do not follow FASB ASC 958, check here and complete lines 29 through 33.
29	Capital stock or trust principal, or current funds .....		29
30	Paid-in or capital surplus, or land, building or equipment fund ...		30
31	Retained earnings, endowment, accumulated income, or other funds		31
32	Total net assets or fund balances ...........	3,398,056,630	32	3,591,886,159
33	Total liabilities and net assets/fund balances ........	4,402,305,882	33	4,726,328,922

Form 990 (2019)

Page 12

Part XI

Reconcilliation of Net Assets

Check if Schedule O contains a response or note to any line in this Part XI..............

Total revenue (must equal Part VIII, column (A), line 12) ............

1,850,131,561

Total expenses (must equal Part IX, column (A), line 25) ............

1,438,488,964

Revenue less expenses. Subtract line 2 from line 1 ..............

411,642,597

Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..

3,398,056,630

Net unrealized gains (losses) on investments ...............

-202,578,299

Donated services and use of facilities .................

Investment expenses .....................

Prior period adjustments .....................

Other changes in net assets or fund balances (explain in Schedule O) ........

-15,234,769

Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))

3,591,886,159

Part XII

Financial Statements and Reporting

Check if Schedule O contains a response or note to any line in this Part XII.............

Yes

Accounting method used to prepare the Form 990: Cash Accrual Other
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.

Were the organization’s financial statements compiled or reviewed by an independent accountant?

If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:

Separate basis Consolidated basis Both consolidated and separate basis

Were the organization’s financial statements audited by an independent accountant?

Yes

If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:

Separate basis Consolidated basis Both consolidated and separate basis

If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?

Yes

If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.

As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?

Yes

If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.

Yes

Form 990 (2019)

Additional Data

Software ID:
Software Version:

Form 990, Special Condition Description:

Special Condition Description

- TIN:

SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service

Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow

Attach to Form 990 or Form 990-EZ.
right arrow

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization

CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Part I

Reason for Public Charity Status (All organizations must complete this part.) See instructions.

The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)

A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).

A school described in section 170(b)(1)(A)(ii). (Attach Schedule E (Form 990 or 990-EZ).)

A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).

A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state:

An organization operated for the benefit of a college or university owned or operated by a governmental unit described in section 170(b)(1)(A)(iv). (Complete Part II.)

A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).

An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in section 170(b)(1)(A)(vi). (Complete Part II.)

A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.)

An agricultural research organization described in 170(b)(1)(A)(ix) operated in conjunction with a land-grant college or university or a non-land grant college of agriculture. See instructions. Enter the name, city, and state of the college or university:

An organization that normally receives: (1) more than 331/3% of its support from contributions, membership fees, and gross receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)

An organization organized and operated exclusively to test for public safety. See section 509(a)(4).

An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box in lines 12a through 12d that describes the type of supporting organization and complete lines 12e, 12f, and 12g.

Type I. A supporting organization operated, supervised, or controlled by its supported organization(s), typically by giving the supported organization(s) the power to regularly appoint or elect a majority of the directors or trustees of the supporting organization. You must complete Part IV, Sections A and B.

Type II. A supporting organization supervised or controlled in connection with its supported organization(s), by having control or management of the supporting organization vested in the same persons that control or manage the supported organization(s). You must complete Part IV, Sections A and C.

Type III functionally integrated. A supporting organization operated in connection with, and functionally integrated with, its supported organization(s) (see instructions). You must complete Part IV, Sections A, D, and E.

Type III non-functionally integrated. A supporting organization operated in connection with its supported organization(s) that is not functionally integrated. The organization generally must satisfy a distribution requirement and an attentiveness requirement (see instructions). You must complete Part IV, Sections A and D, and Part V.

Check this box if the organization received a written determination from the IRS that it is a Type I, Type II, Type III functionally integrated, or Type III non-functionally integrated supporting organization.

Enter the number of supported organizations ...............................

Provide the following information about the supported organization(s).

(i) Name of supported organization	(ii) EIN	(iv) Is the organization listed in your governing document?		(v) Amount of monetary support (see instructions)	(vi) Amount of other support (see instructions)
(i) Name of supported organization	(ii) EIN	Yes	No	(v) Amount of monetary support (see instructions)	(vi) Amount of other support (see instructions)


Total

For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.

Cat. No. 11285F

Schedule A (Form 990 or 990-EZ) 2019

Page 2

Part II

Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") ..	576,147,639	510,891,368	529,488,222	535,341,387	612,326,605	2,764,195,221
2	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....
3	The value of services or facilities furnished by a governmental unit to the organization without charge..
4	Total. Add lines 1 through 3	576,147,639	510,891,368	529,488,222	535,341,387	612,326,605	2,764,195,221
5	The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..
6	Public support. Subtract line 5 from line 4.						2,764,195,221

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
7	Amounts from line 4..	576,147,639	510,891,368	529,488,222	535,341,387	612,326,605	2,764,195,221
8	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...	34,961,586	35,331,914	47,890,815	58,028,833	47,697,739	223,910,887
9	Net income from unrelated business activities, whether or not the business is regularly carried on..
10	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..
11	Total support. Add lines 7 through 10						2,988,106,108

Gross receipts from related activities, etc. (see instructions) ..................

4,138,657,527

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................ right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2019 (line 6, column (f) divided by line 11, column (f)) .........

92.510 %

Public support percentage for 2018 Schedule A, Part II, line 14 ...............

92.730 %

16a

33 1/3% support test—2019. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization ....................... right arrow

33 1/3% support test—2018. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization ..................... right arrow

17a

10%-facts-and-circumstances test—2019. If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization ..................................................... right arrow

10%-facts-and-circumstances test—2018. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly
supported organization ................................................ right arrow

Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow

Schedule A (Form 990 or 990-EZ) 2019

Page 3

Part III

Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2	Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose
3	Gross receipts from activities that are not an unrelated trade or business under section 513 .....
4	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5	The value of services or facilities furnished by a governmental unit to the organization without charge
6	Total. Add lines 1 through 5
7a	Amounts included on lines 1, 2, and 3 received from disqualified persons
b	Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c	Add lines 7a and 7b..
8	Public support. (Subtract line 7c from line 6.)

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
9	Amounts from line 6...
10a	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b	Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c	Add lines 10a and 10b.
11	Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..
13	Total support. (Add lines 9, 10c, 11, and 12.)..

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization,
check this box and stop here............................................. right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2019 (line 8, column (f) divided by line 13, column (f)) .........

Public support percentage from 2018 Schedule A, Part III, line 15 ...............

Section D. Computation of Investment Income Percentage

Investment income percentage for 2019 (line 10c, column (f) divided by line 13, column (f)) ......

Investment income percentage from 2018 Schedule A, Part III, line 17 .............

19a

331/3% support tests—2019. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ....... right arrow

33 1/3% support tests—2018. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization .... right arrow

Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions .... right arrow

Schedule A (Form 990 or 990-EZ) 2019

Page 4

Part IV

Supporting Organizations

(Complete only if you checked a box on line 12 of Part I. If you checked 12a of Part I, complete Sections A and B. If you checked 12b of Part I, complete Sections A and C. If you checked 12c of Part I, complete Sections A, D, and E. If you checked 12d of Part I, complete Sections A and D, and complete Part V.)

Section A. All Supporting Organizations

Yes

Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.

Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).

Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer (b) and (c) below.

Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.

Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.

Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked 12a or 12b in Part I, answer (b) and (c) below.

Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.

Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.

Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer (b) and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).

Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?

Substitutions only. Was the substitution the result of an event beyond the organization's control?

Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.

Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .

Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).

Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.

Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.

Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.

10a

Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.

10a

Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).

10b

Schedule A (Form 990 or 990-EZ) 2019

Page 5

Part IV

Supporting Organizations (continued)

Yes

Has the organization accepted a gift or contribution from any of the following persons?

A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization?

11a

A family member of a person described in (a) above?

11b

A 35% controlled entity of a person described in (a) or (b) above? If “Yes” to a, b, or c, provide detail in Part VI.

11c

Section B. Type I Supporting Organizations

Yes

Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.

Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.

Section C. Type II Supporting Organizations

Yes

Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).

Section D. All Type III Supporting Organizations

Yes

Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?

Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).

By reason of the relationship described in (2), did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.

Section E. Type III Functionally-Integrated Supporting Organizations

Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):

The organization satisfied the Activities Test. Complete line 2 below.

The organization is the parent of each of its supported organizations. Complete line 3 below.

The organization supported a governmental entity. Describe in Part VI how you supported a government entity (see instructions)

Activities Test. Answer (a) and (b) below.

Yes

Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.

Did the activities described in (a) constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.

Parent of Supported Organizations. Answer (a) and (b) below.

Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI.

Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.

Schedule A (Form 990 or 990-EZ) 2019

Page 6

Part V

Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations

Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov. 20, 1970 (explain in Part VI). See instructions. All other Type III non-functionally integrated supporting organizations must complete Sections A through E.

	Section A - Adjusted Net Income		(A) Prior Year	(B) Current Year (optional)
1	Net short-term capital gain	1
2	Recoveries of prior-year distributions	2
3	Other gross income (see instructions)	3
4	Add lines 1 through 3	4
5	Depreciation and depletion	5
6	Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions)	6
7	Other expenses (see instructions)	7
8	Adjusted Net Income (subtract lines 5, 6 and 7 from line 4)	8

	Section B - Minimum Asset Amount		(A) Prior Year	(B) Current Year (optional)
1	Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year):	1
a	Average monthly value of securities	1a
b	Average monthly cash balances	1b
c	Fair market value of other non-exempt-use assets	1c
d	Total (add lines 1a, 1b, and 1c)	1d
e	Discount claimed for blockage or other factors (explain in detail in Part VI):
2	Acquisition indebtedness applicable to non-exempt use assets	2
3	Subtract line 2 from line 1d	3
4	Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount, see instructions).	4
5	Net value of non-exempt-use assets (subtract line 4 from line 3)	5
6	Multiply line 5 by .035	6
7	Recoveries of prior-year distributions	7
8	Minimum Asset Amount (add line 7 to line 6)	8

	Section C - Distributable Amount		Current Year
1	Adjusted net income for prior year (from Section A, line 8, Column A)	1
2	Enter 85% of line 1	2
3	Minimum asset amount for prior year (from Section B, line 8, Column A)	3
4	Enter greater of line 2 or line 3	4
5	Income tax imposed in prior year	5
6	Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions)	6

Check here if the current year is the organization's first as a non-functionally-integrated Type III supporting organization (see instructions)

Schedule A (Form 990 or 990-EZ) 2019

Page 7

Part V

Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)

Section D - Distributions		Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in excess of income from activity
3 Administrative expenses paid to accomplish exempt purposes of supported organizations
4 Amounts paid to acquire exempt-use assets
5 Qualified set-aside amounts (prior IRS approval required)
6 Other distributions (describe in Part VI). See instructions
7Total annual distributions. Add lines 1 through 6.
8 Distributions to attentive supported organizations to which the organization is responsive (provide details in Part VI). See instructions
9 Distributable amount for 2019 from Section C, line 6
10 Line 8 amount divided by Line 9 amount

Section E - Distribution Allocations (see instructions)		(i) Excess Distributions	(ii) Underdistributions Pre-2019	(iii) Distributable Amount for 2019
1 Distributable amount for 2019 from Section C, line 6
2 Underdistributions, if any, for years prior to 2019 (reasonable cause required-- explain in Part VI). See instructions.
3 Excess distributions carryover, if any, to 2019:
a From 2014.......
b From 2015.......
c From 2016.......
d From 2017.......
e From 2018.......
fTotal of lines 3a through e
g Applied to underdistributions of prior years
h Applied to 2019 distributable amount
i Carryover from 2014 not applied (see instructions)
j Remainder. Subtract lines 3g, 3h, and 3i from 3f.
4Distributions for 2019 from Section D, line 7:
$
a Applied to underdistributions of prior years
b Applied to 2019 distributable amount
c Remainder. Subtract lines 4a and 4b from 4.
5 Remaining underdistributions for years prior to 2019, if any. Subtract lines 3g and 4a from line 2. If the amount is greater than zero, explain in Part VI. See instructions.
6 Remaining underdistributions for 2019. Subtract lines 3h and 4b from line 1. If the amount is greater than zero, explain in Part VI. See instructions.
7 Excess distributions carryover to 2020. Add lines 3j and 4c.
8 Breakdown of line 7:
a Excess from 2015.....
b Excess from 2016.....
c Excess from 2017.....
d Excess from 2018.....
e Excess from 2019.....

Schedule A (Form 990 or 990-EZ) (2019)

Schedule A (Form 990 or 990-EZ) 2019

Page 8

Part VI

Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).

Facts And Circumstances Test

Return Reference	Explanation

Schedule A (Form 990 or 990-EZ) 2019

Additional Data

Software ID:
Software Version:

- TIN:

Schedule B
(Form 990, 990-EZ,
or 990-PF)

Department of the Treasury
Internal Revenue Service

Schedule of Contributors

Attach to Form 990, 990-EZ, or 990-PF.

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Name of the organization

CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Organization type (check one):

Filers of:

Section:

Form 990 or 990-EZ

501(c)( ) (enter number) organization

4947(a)(1) nonexempt charitable trust not treated as a private foundation

527 political organization

Form 990-PF

501(c)(3) exempt private foundation

4947(a)(1) nonexempt charitable trust treated as a private foundation

501(c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule.
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.

General Rule

For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, contributions totaling $5,000 or more (in money or other property) from any one contributor. Complete Parts I and II. See instructions for determining a contributor's total contributions.

Special Rules

For an organization described in section 501(c)(3) filing Form 990 or 990-EZ that met the 33¹/3% support test of the regulations
under sections 509(a)(1) and 170(b)(1)(A)(vi), that checked Schedule A (Form 990 or 990-EZ), Part II, line 13, 16a, or 16b, and that received from any one contributor, during the year, total contributions of the greater of (1) $5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, total contributions of more than $1,000 exclusively for religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals. Complete Parts I, II, and III.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, contributions exclusively for religious, charitable, etc., purposes, but no such contributions totaled more than $1,000. If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Don't complete any of the parts unless the General Rule applies to this organization because it received nonexclusively religious, charitable, etc., contributions totaling $5,000 or more during the year ......... Arrow Bullet

Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).

For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.

Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2019)

Schedule B (Form 990, 990-EZ, or 990-PF) (2019) Page 2

Name of organization CARNEGIE MELLON UNIVERSITY

Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
RESTRICTED	,	$ RESTRICTED	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Page 3

Name of organization CARNEGIE MELLON UNIVERSITY		Employer identification number 25-0969449

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Page 4


Name of organization CARNEGIE MELLON UNIVERSITY			Employer identification number 25-0969449
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet

Complete if the organization is described below. SchCMd Bullet

Attach to Form 990 or Form 990-EZ.
SchCMd Bullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet

Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet

Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet

Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet

Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet

Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet

Section 501(c)(4), (5), or (6) organizations: Complete Part III.

Name of the organization

CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Part I-A

Complete if the organization is exempt under section 501(c) or is a section 527 organization.

Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

Political campaign activity expenditures (see instructions) .................................................................... SchCMd Bullet

Volunteer hours for political campaign activities (see instructions) ..................................................................

Part I-B

Complete if the organization is exempt under section 501(c)(3).

Enter the amount of any excise tax incurred by the organization under section 4955 ................................ SchCMd Bullet

Enter the amount of any excise tax incurred by organization managers under section 4955 ....................... SchCMd Bullet

If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................

Yes No

Was a correction made? ......................................................................................................................

Yes No

If "Yes," describe in Part IV.

Part I-C

Complete if the organization is exempt under section 501(c), except section 501(c)(3).

Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet

Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................ SchCMd Bullet

Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b........... SchCMd Bullet

Did the filing organization file Form 1120-POL for this year? ...................................................................

Yes No

Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.

(a) Name	(b) Address	(c) EIN	(d) Amount paid from filing organization's funds. If none, enter -0-.	(e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6

For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.

Cat. No. 50084S

Schedule C (Form 990 or 990-EZ) 2019

Page 2

Part II-A

Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).

A Check SchCMd Bullet

if the filing organization belongs to an affiliated group (and list in Part IV each affiliated group member's name, address, EIN, expenses, and share of excess lobbying expenditures). Click to see attachment

B Check SchCMd Bullet

if the filing organization checked box A and "limited control" provisions apply.

Limits on Lobbying Expenditures (The term "expenditures" means amounts paid or incurred.)		(a) Filing organization's totals	(b) Affiliated group totals
1a	Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................
b	Total lobbying expenditures to influence a legislative body (direct lobbying) ........................	485,004	485,004
c	Total lobbying expenditures (add lines 1a and 1b) ............................................................	485,004	485,004
d	Other exempt purpose expenditures ...............................................................................	1,440,189,530	1,441,838,648
e	Total exempt purpose expenditures (add lines 1c and 1d) ..................................................	1,440,674,534	1,442,323,652
f	Lobbying nontaxable amount. Enter the amount from the following table in both columns.	1,000,000	1,000,000
	If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
	Not over $500,00020% of the amount on line 1e.
	Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
	Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
	Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
	Over $17,000,000$1,000,000.

g	Grassroots nontaxable amount (enter 25% of line 1f) .................................................	250,000	250,000
h	Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................	0	0
i	Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................	0	0
j	If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting section 4911 tax for this year? ...................................................................................................................		Yes No

4-Year Averaging Period Under Section 501(h) (Some organizations that made a section 501(h) election do not have to complete all of the five columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
	Calendar year (or fiscal year beginning in)	(a) 2016	(b) 2017	(c) 2018	(d) 2019	(e) Total

2a	Lobbying nontaxable amount	1,000,000	1,000,000	1,000,000	1,000,000	4,000,000

b	Lobbying ceiling amount (150% of line 2a, column(e))					6,000,000

c	Total lobbying expenditures	493,109	512,907	501,696	485,004	1,992,716

d	Grassroots nontaxable amount	250,000	250,000	250,000	250,000	1,000,000

e	Grassroots ceiling amount (150% of line 2d, column (e))					1,500,000

f	Grassroots lobbying expenditures

Schedule C (Form 990 or 990-EZ) 2019

Page 3

Part II-B

Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).

For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.

(a)

Yes|No

(b)

Amount

During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:

Volunteers? ...........................................................................................................

Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........

Media advertisements? ...................................................................................................

Mailings to members, legislators, or the public? .............................................................................

Publications, or published or broadcast statements? ...........................................................

Grants to other organizations for lobbying purposes? ..........................................................

Direct contact with legislators, their staffs, government officials, or a legislative body? .......................

Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................

Other activities? ...................................................................................................................

Total. Add lines 1c through 1i ....................................................................................................

Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....

If "Yes," enter the amount of any tax incurred under section 4912 ...........................................

If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................

If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................

Part III-A

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).

Yes

Were substantially all (90% or more) dues received nondeductible by members? ...............................................

Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................

Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................

Part III-B

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."

Dues, assessments and similar amounts from members ......................................................................

Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).

Current year .............................................................................................................................

Carryover from last year ............................................................................................................

Total ...........................................................................................................................................

Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .

If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................

Taxable amount of lobbying and political expenditures (see instructions) .........................................

Part IV

Supplemental Information

Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.

Return Reference	Explanation

Schedule C (Form 990 or 990EZ) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE D
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Financial Statements

Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet

Attach to Form 990.
SchDMd Bullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Part I

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.

		(a) Donor advised funds	(b) Funds and other accounts
1	Total number at end of year .........
2	Aggregate value of contributions to (during year)
3	Aggregate value of grants from (during year)
4	Aggregate value at end of year ........

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............

Yes No

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................

Yes No

Part II

Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education) Preservation of an historically important land area

Protection of natural habitat Preservation of a certified historic structure

Preservation of open space

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.


a	Total number of conservation easements ......................	2a
b	Total acreage restricted by conservation easements ....................	2b
c	Number of conservation easements on a certified historic structure included in (a) .....	2c
d	Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ...	2d

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet

Number of states where property subject to conservation easement is located SchDMd Bullet

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............

Yes No

Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................

Yes No

In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.

If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:

(i)

Revenue included on Form 990, Part VIII, line 1 ......................... SchDMd Bullet

$ 490,370

(ii)

Assets included in Form 990, Part X ............................... SchDMd Bullet

$ 5,359,039

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:

Revenue included on Form 990, Part VIII, line 1 .......................... SchDMd Bullet

Assets included in Form 990, Part X ............................... SchDMd Bullet

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 52283D

Schedule D (Form 990) 2019

Page 2

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):

Public exhibition

Loan or exchange programs

Scholarly research

Other

Preservation for future generations

Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.

During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...

Yes No

Part IV

Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................

Yes No


b	If "Yes," explain the arrangement in Part XIII and complete the following table:		Amount
c	Beginning balance .............................	1c
d	Additions during the year ............................	1d
e	Distributions during the year ..........................	1e
f	Ending balance ................................	1f

Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...

Yes No

If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....

Part V

Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.

		(a) Current year	(b) Prior year	(c) Two years back	(d) Three years back	(e) Four years back

1a	Beginning of year balance ....	2,000,803,747	1,885,377,148	1,718,307,698	1,304,489,016	1,336,871,754
b	Contributions ...	55,715,841	58,617,910	62,328,699	294,312,444	44,843,541
c	Net investment earnings, gains, and losses	102,387,595	142,695,818	185,715,245	187,094,434	-17,973,647
d	Grants or scholarships ...	19,689,081	18,523,816	17,218,702	16,158,853	14,655,109
e	Other expenditures for facilities and programs ...	66,445,609	62,487,829	59,313,091	48,286,429	42,662,204
f	Administrative expenses ....	5,415,325	4,875,484	4,442,701	3,142,904	1,935,320
g	End of year balance ......	2,067,357,168	2,000,803,747	1,885,377,148	1,718,307,698	1,304,489,015

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

Board designated or quasi-endowment SchDMd Bullet

20.520 %

Permanent endowment SchDMd Bullet

44.950 %

Term endowment SchDMd Bullet

34.530 %

The percentages on lines 2a, 2b, and 2c should equal 100%.

Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes

(i) Unrelated organizations .................

3a(i)

(ii) Related organizations .................

3a(ii)

Yes

If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........

Yes

Describe in Part XIII the intended uses of the organization's endowment funds.

Part VI

Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.

Description of property		(a) Cost or other basis (investment)	(b) Cost or other basis (other)	(c) Accumulated depreciation	(d) Book value

1a	Land .....	55,456,232		55,456,232
b	Buildings ....	1,514,197,052	701,030,940	813,166,112
c	Leasehold improvements	35,394,952	20,998,980	14,395,972
d	Equipment ....	320,525,133	226,906,945	93,618,188
e	Other .....	218,373,165	72,164,282	146,208,883
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..				1,122,845,387

Schedule D (Form 990) 2019

Page 3

Part VII

InvestmentsOther Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.

(a) Description of security or category (including name of security)	(b) Book value	(c) Method of valuation: Cost or end-of-year market value
(1) Financial derivatives.........
(2) Closely-held equity interests........
(3) Other (A) REAL ESTATE	110,998,172	F
(B) VENTURE CAP. & PRIV. EQ	677,760,444	F
(C) AGGRESSIVE, DISTRESSED & ARBITRAGE FIXED INCOME	27,753,954	F
(D) NATURAL RESOURCES	119,226,531	F
(E) HEDGE FUNDS	159,230,045	F
(F) LOCAL REGION	4,835,944	F
(G) EMERGING MARKET	180,573,178	F
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)	1,280,378,268

Part VIII

InvestmentsProgram Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.

(a) Description of investment	(b) Book value	(c) Method of valuation: Cost or end-of-year market value

(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)

Part IX

Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.

(a) Description				(b) Book value

(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........

Part X

Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.

1.(a) Description of liability	(b) Book value
(1) Federal income taxes
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)	154,960,484
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII

Schedule D (Form 990) 2019

Page 4

Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total revenue, gains, and other support per audited financial statements .......			1	1,488,070,027
2	Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a	Net unrealized gains (losses) on investments ....	2a	-202,578,299
b	Donated services and use of facilities .........	2b	14,930,170
c	Recoveries of prior year grants ...........	2c
d	Other (Describe in Part XIII.) ............	2d	5,216,036
e	Add lines 2a through 2d .....................			2e	-182,432,093
3	Subtract line 2e from line 1..................			3	1,670,502,120
4	Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b .	4a
b	Other (Describe in Part XIII.) ...........	4b	179,629,441
c	Add lines 4a and 4b....................			4c	179,629,441
5	Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ......			5	1,850,131,561

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total expenses and losses per audited financial statements ...........			1	1,293,573,851
2	Amounts included on line 1 but not on Form 990, Part IX, line 25:
a	Donated services and use of facilities .........	2a	14,930,170
b	Prior year adjustments ............	2b
c	Other losses ................	2c
d	Other (Describe in Part XIII.) ............	2d	19,619,337
e	Add lines 2a through 2d....................			2e	34,549,507
3	Subtract line 2e from line 1...................			3	1,259,024,344
4	Amounts included on Form 990, Part IX, line 25, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b ..	4a
b	Other (Describe in Part XIII.) ............	4b	179,464,620
c	Add lines 4a and 4b.....................			4c	179,464,620
5	Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ......			5	1,438,488,964

Part XIII

Supplemental Information

Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

Return Reference	Explanation
PART III, LINE 4:	CARNEGIE MELLON UNIVERSITY MAINTAINS VARIOUS COLLECTIONS INCLUDING COLLECTIONS OF ART, HISTORIC ARTIFACTS, AND OTHER SIMILAR ASSETS TO SUPPORT THE EDUCATION AND RESEARCH FUNCTIONS OF THE UNIVERSITY.
PART V, LINE 4:	THE CARNEGIE MELLON ENDOWMENT IS A COLLECTION OF INDIVIDUAL FUNDS PRIMARILY ESTABLISHED BY DONORS AND MANAGED BY THE UNIVERSITY AS A POOLED SET OF ASSETS. IN ACCORDANCE WITH THE PENNSYLVANIA ACT 141 AND DONOR INTENT, THE UNIVERSITY SPENDS A PREDETERMINED PORTION OF THE ENDOWMENT INCOME EACH YEAR ON FACULTY SUPPORT, STUDENT SUPPORT, AND GENERAL UNIVERSITY SUPPORT.
PART X, LINE 2:	CARNEGIE MELLON UNIVERSITY IS A NONPROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "CODE") AND IS GENERALLY EXEMPT FROM INCOME TAXES ON RELATED INCOME PURSUANT TO SECTION 501(A) OF THE CODE. THE UNIVERSITY ACCOUNTS FOR UNCERTAINTIES IN INCOME TAXES IN ACCORDANCE WITH AUTHORITATIVE GUIDANCE, WHICH PRESCRIBES A RECOGNITION THRESHOLD OF MORE-LIKELY-THAN-NOT TO BE SUSTAINED UPON EXAMINATION BY THE APPROPRIATE TAXING AUTHORITY. MEASUREMENT OF THE TAX UNCERTAINTY OCCURS IF THE RECOGNITION THRESHOLD HAS BEEN MET. MANAGEMENT DETERMINED THERE WERE NO TAX UNCERTAINTIES THAT MET THE RECOGNITION THRESHOLD AT JUNE 30, 2020 AND 2019. THE UNIVERSITY'S FEDERAL EXEMPT ORGANIZATION BUSINESS INCOME TAX RETURNS REMAIN SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE FOR THE YEARS SUBSEQUENT TO JUNE 30, 2016. THE UNIVERSITY'S POLICY IS TO RECOGNIZE INTEREST RELATED TO UNRECOGNIZED TAX BENEFITS IN INTEREST EXPENSE AND PENALTIES IN OPERATING EXPENSES.
PART XI, LINE 2D - OTHER ADJUSTMENTS:	COST OF GOODS SOLD 2,272,860. SUBSIDIARY REVENUE 17,520,491. RENTAL EXPENSE 552,186. CHANGE IN SWAP VALUE NET OF INTEREST EXP -12,014,158. TRANSLATION ADJUSTMENT & OTHER -165,266. LOSSES FROM ADJUSTMENTS OF PLEDGES RECEIVABLE -3,226,787. GAIN ON FORMER SUBSIDIARY 276,710.
PART XI, LINE 4B - OTHER ADJUSTMENTS:	FINANCIAL AID 172,367,273. INVESTMENT MANAGER FEES 7,236,153. GAIN ON SALE OF ASSETS -27,365. NET LOSS FROM FUNDRAISING EVENTS -12,797. LAMME DISTRIBUTION 66,177.
PART XII, LINE 2D - OTHER ADJUSTMENTS:	COST OF GOODS SOLD 2,272,860. SUBSIDIARY EXPENSE 16,794,291. RENTAL EXPENSE 552,186.
PART XII, LINE 4B - OTHER ADJUSTMENTS:	FINANCIAL AID 172,367,273. INVESTMENT MANAGER FEES 7,236,153. TRANSLATION ADJUSTMENT & OTHER 165,269. GAIN ON SALE OF ASSETS -27,365. GAIN ON FORMER SUBSIDIARY -276,710.
PART XII:	RECONCILIATION OF REVENUE PER AUDITED FINANCIAL STATEMENTS WITH REVENUE PER RETURN AND PART XIII - RECONCILIATION OF EXPENSES PER AUDITED FINANCIAL STATEMENTS WITH EXPENSES PER RETURN: LINE 1 OF EACH PART RESPECTIVELY CONSISTS OF CONSOLIDATED NUMBERS FROM THE AUDITED FINANCIAL STATEMENTS AND RECONCILES TO THE STAND-ALONE (SEPARATE BASIS) REVENUE AND EXPENSES AS REPORTED ON THE FORM 990, PART I, LINE 12.

Schedule D (Form 990) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE E(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Schools

Complete if the organization answered "Yes" on Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image

Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image

Go to www.irs.gov/Form990EZ for the latest information.

OMB No. 1545-0047 2019Open to Public Inspection

Name of the organization

CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Part I

YES

Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,

other governing instrument, or in a resolution of its governing body? . . . . . . . . . . . . . . . . . . .

Yes

Does the organization include a statement of its racially nondiscriminatory policy toward students in all its

brochures, catalogues, and other written communications with the public dealing with student admissions,

programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during

the period of solicitation for students, or during the registration period if it has no solicitation program, in a way

that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"

please explain. If you need more space use Part II. . . . . . . . . . . . . . . . . . . . . . . . .

Yes

Does the organization maintain the following?

Records indicating the racial composition of the student body, faculty, and administrative staff? . . . . . . . . .

Yes

Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory

basis? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

Copies of all catalogues, brochures, announcements, and other written communications to the public dealing

with student admissions, programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . .

Yes

Copies of all material used by the organization or on its behalf to solicit contributions? . . . . . . . . . . . .

Yes

If you answered "No" to any of the above, please explain. If you need more space, use Part II.

Does the organization discriminate by race in any way with respect to:

Students' rights or privileges? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Admissions policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Employment of faculty or administrative staff? . . . . . . . . . . . . . . . . . . . . . . . . .

Scholarships or other financial assistance? . . . . . . . . . . . . . . . . . . . . . . . . . .

Educational policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Use of facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.

Does the organization receive any financial aid or assistance from a governmental agency? . . . . . . . . . .

Yes

Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . . . . . . . .

If you answered "Yes" to either line 6a or line 6b, explain on Part II.

Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05

of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II. . . . . . . . .

Yes

Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.

Cat. No. 50085D

Schedule E (Form 990 or 990-EZ) (2019)

Schedule E (Form 990 or 990EZ) (2019)

Page 2

Part II

Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also provide
any other additional information. See instructions.

Return Reference	Explanation
SCHEDULE E, PART I, LINE 3	THE NON-DISCRIMINATORY POLICY AND STATEMENT OF ASSURANCE APPEARS ON PRINTED MATERIALS USED TO COMMUNICATE WITH PROSPECTIVE AND CURRENT STUDENTS AS WELL AS EMPLOYEES OF CARNEGIE MELLON UNIVERSITY. ADDITIONALLY, THE STATEMENT OF ASSURANCE CAN BE FOUND ON CMU'S WEBSITE.
SCHEDULE E, PART I, LINE 6	MONETARY GRANTS WERE RECEIVED FROM FEDERAL AND STATE AGENCIES TO PROVIDE ASSISTANCE TO STUDENTS ATTENDING CARNEGIE MELLON UNIVERSITY.

Schedule E (Form 990 or 990-EZ) (2019)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE F(Form 990)

Department of the Treasury
Internal Revenue Service

Statement of Activities Outside the United States

Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16. Right pointing arrow large image

Attach to Form 990. Right pointing arrow large image

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization
CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Part I

General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.

For grantmakers. Does the organization maintain records to substantiate the amount of its grants and

other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used

to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.

Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)

(a) Region		(b) Number of offices in the region	(c) Number of employees, agents, and independent contractors in the region	(d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region)	(e) If activity listed in (d) is a program service, describe specific type of service(s) in the region	(f) Total expenditures for and investments in the region
	EUROPE (INCLUDING ICELAND & GREENLAND)	0	0	GRANTS TO RECIPIENTS LOCATED IN REGION	INTERNATIONAL STUDIES	899,104
	MIDDLE EAST AND NORTH AFRICA	0	0	GRANTS TO RECIPIENTS LOCATED IN REGION	INTERNATIONAL STUDIES	7,107,008
	SUB-SAHARAN AFRICA	0	0	GRANTS TO RECIPIENTS LOCATED IN REGION	INTERNATIONAL STUDIES	4,708,949
	EAST ASIA AND THE PACIFIC	0	0	GRANTS TO RECIPIENTS LOCATED IN REGION	INTERNATIONAL STUDIES	767,595
	NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES	0	0	GRANTS TO RECIPIENTS LOCATED IN REGION	INTERNATIONAL STUDIES	306,836
	CENTRAL AMERICA AND THE CARIBBEAN	0	0	GRANTS TO RECIPIENTS LOCATED IN REGION	INTERNATIONAL STUDIES	21,730
	CENTRAL AMERICA AND THE CARIBBEAN	0	0	PROGRAM SERVICES	EDUCATION	21,537
	EAST ASIA AND THE PACIFIC	1	145	PROGRAM SERVICES	EDUCATION	6,018,191
	EUROPE (INCLUDING ICELAND & GREENLAND)	0	10	PROGRAM SERVICES	EDUCATION	2,538,785
	MIDDLE EAST AND NORTH AFRICA	1	373	PROGRAM SERVICES	EDUCATION	54,500,358
	NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES	0	0	PROGRAM SERVICES	EDUCATION	462,876
	RUSSIA & THE NEWLY INDEPENDENT STATES	0	0	PROGRAM SERVICES	EDUCATION	29,744
	SOUTH AMERICA	0	0	PROGRAM SERVICES	EDUCATION	146,328
	SOUTH ASIA	0	0	PROGRAM SERVICES	EDUCATION	228,222
	SUB-SAHARAN AFRICA	1	235	PROGRAM SERVICES	EDUCATION	8,449,815
	CENTRAL AMERICA AND THE CARIBBEAN	0	0	PORTFOLIO INVESTMENTS		572,627,441
	EUROPE (INCLUDING ICELAND & GREENLAND)	0	0	PORTFOLIO INVESTMENTS		92,722,866
	SUB-SAHARAN AFRICA	0	0	PORTFOLIO INVESTMENTS		18,000,447
	EAST ASIA AND THE PACIFIC	0	0	PORTFOLIO INVESTMENTS		20,144,313
	NORTH AMERICA	0	0	PORTFOLIO INVESTMENTS		6,876,241
3a	Sub-total ....	1	145			19,850,950
b	Total from continuation sheets to Part I ...	2	618			776,727,436
c	Totals (add lines 3a and 3b)	3	763			796,578,386

For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2019

Schedule F (Form 990) 2019

Page 2

Part II

Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.

(c) Region	(d) Purpose of grant	(e) Amount of cash grant	(f) Manner of cash disbursement	(h) Description of noncash assistance	(i) Method of valuation (book, FMV, appraisal, other)
EUROPE (INCLUDING ICELAND & GREENLAND)	SUBCONTRACTS	399,975	CASH; ELECTRONIC FUND TRANSFER	N/A	N/A
MIDDLE EAST AND NORTH AFRICA	SUBCONTRACTS	388,063	CASH; ELECTRONIC FUND TRANSFER	N/A	N/A
NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES	SUBCONTRACTS	251,249	CASH; ELECTRONIC FUND TRANSFER	N/A	N/A
EAST ASIA AND THE PACIFIC	SUBCONTRACTS	157,448	CASH; ELECTRONIC FUND TRANSFER	N/A	N/A

2	Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......	16
3	Enter total number of other organizations or entities .......................	4

Schedule F (Form 990) 2019

Schedule F (Form 990) 2019Page 3

Part III

Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.

Part III can be duplicated if additional space is needed.

	(b) Region	(c) Number of recipients	(d) Amount of cash grant	(e) Manner of cash disbursement	(f) Amount of noncash assistance	(g) Description of noncash assistance	(h) Method of valuation (book, FMV, appraisal, other)
STUDENT SCHOLARSHIPS	EAST ASIA AND THE PACIFIC	54	610,147	CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCOUNT		N/A	N/A
STUDENT SCHOLARSHIPS	MIDDLE EAST AND NORTH AFRICA	285	6,718,945	CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCOUNT		N/A	N/A
STUDENT SCHOLARSHIPS	SUB-SAHARAN AFRICA	388	4,705,805	CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCOUNT		N/A	N/A
STUDENT SCHOLARSHIPS	EUROPE	39	487,428	CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCOUNT		N/A	N/A
STUDENT SCHOLARSHIPS	NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES	61	55,587	CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCOUNT		N/A	N/A
STUDENT SCHOLARSHIPS	CENTRAL AMERICA AND THE CARIBBEAN	1	21,730	CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCOUNT	0	N/A	N/A

Schedule F (Form 990) 2019

Page 4

Part IV

Foreign Forms

Schedule F (Form 990) 2019

Page 5

Part V

Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.

ReturnReference	Explanation
PART I, LINE 2:	CMU DISTRIBUTES LIMITED FINANCIAL AID AND GRANT FUNDS TO STUDENTS AT ITS INTERNATIONAL LOCATIONS PURSUANT TO A STATISTICAL MODEL THAT TAKES INTO ACCOUNT A STUDENT'S INTENDED COLLEGE MAJOR, ACADEMIC AND ARTISTIC TALENTS, AS WELL AS FINANCIAL NEED. SUCH FUNDS ARE TYPICALLY APPLIED DIRECTLY TO THEIR INDIVIDUAL ACCOUNTS IN FURTHERANCE OF THEIR EDUCATION AT CMU. SPONSORED PROJECT FUNDS ARE PASSED THROUGH TO SUB-GRANTEE ORGANIZATIONS BY CARNEGIE MELLON WHEN SUCH SUB-GRANTEE ARRANGEMENTS ARE APPROVED BY THE PRIMARY GRANT SPONSOR. THESE FUNDS ARE MONITORED BY THE OFFICE OF SPONSORED PROJECTS AND SPONSORED PROJECTS ACCOUNTING.
PART III ACCOUNTING METHOD:

Schedule F (Form 990) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE G (Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information Regarding
Fundraising or Gaming Activities

Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrow

Attach to Form 990 or Form 990-EZ.
right arrow

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization
CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Part I

Fundraising Activities.Complete if the organization answered "Yes" on Form 990, Part IV, line 17.

Form 990-EZ filers are not required to complete this part.

Indicate whether the organization raised funds through any of the following activities. Check all that apply.

a	Mail solicitations	e	Solicitation of non-government grants
b	Internet and email solicitations	f	Solicitation of government grants
c	Phone solicitations	g	Special fundraising events
d	In-person solicitations

Did the organization have a written or oral agreement with any individual (including officers, directors, trustees

or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?

YesNo

If "Yes," list the 10 highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.

(i) Name and address of individual or entity (fundraiser)		(ii) Activity	(iii) Did fundraiser have custody or control of contributions?		(iv) Gross receipts from activity	(v) Amount paid to (or retained by) fundraiser listed in col. (i)	(vi) Amount paid to (or retained by) organization
			Yes	No
	RUFFALO NOEL LEVITZ 1025 KIRKWOOD PARKWAY SW CEDAR RAPIDS, IA52404	TELEMARKETING		No	569,915	369,348	200,567
	GGA 401 N MICHIGAN AVENUE CHICAGO, IL60611	CAMPAIGN CONSULTATION		No	0	172,410	-172,410
	OLOGIE LLC 447 EAST MAIN STREET COLUMBUS, OH43215	CAMPAIGN MARKETING		No	0	115,971	-115,971







Total . . . . . . . . . . . . . . . . . . . .					569,915	657,729	-87,814

List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.

AL, AK, AR, CO, CT, HI, MD, MA, MI, MS, NV, NH, PA, SC, UT, VA, WA

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 50083H

Schedule G (Form 990 or 990-EZ) 2019

Page 2

Part II

Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.

		(a) Event #1 FOOTBALL GOLF OUTING (event type)	(d) Total events (add col. (a) through col. (c))
1	Gross receipts . . . . .	22,723	22,723
2	Less: Contributions . . . .	4,470	4,470
3	Gross income (line 1 minus line 2) . . . . . .	18,253	18,253

4	Cash prizes . . . . .
5	Noncash prizes . . . .
6	Rent/facility costs . . . .	11,741	11,741
7	Food and beverages . . .	4,623	4,623
8	Entertainment . . . .
9	Other direct expenses . . .	14,686	14,686
10	Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . .		31,050
11	Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . .		-12,797

Part III

Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.

		(a) Bingo	(b) Pull tabs/Instant bingo/progressive bingo	(c) Other gaming	(d) Total gaming (add col.(a) through col.(c))
1	Gross revenue . . . . .

2	Cash prizes . . . . .
3	Noncash prizes . . . .
4	Rent/facility costs . . . .
5	Other direct expenses . . .

Volunteer labor . . . .

	Yes %
	No

	Yes %
	No

	Yes %
	No

Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow

Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow

Enter the state(s) in which the organization conducts gaming activities:

Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .

YesNo

If "No," explain:

10a

Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .

YesNo

If "Yes," explain:

Schedule G (Form 990 or 990-EZ) 2019

Page 3

Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .

YesNo

Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity

formed to administer charitable gaming? . . . . . . . . . . . . . . . . .

YesNo

Indicate the percentage of gaming activity conducted in:

The organization's facility . . . . . . . . . . . . . . . . . .

13a

An outside facility . . . . . . . . . . . . . . . . . . . .

13b

Enter the name and address of the person who prepares the organization's gaming/special events books and records:

Name

Address

15a

Does the organization have a contract with a third party from whom the organization receives gaming

revenue? . . . . . . . . . . . . . . . . . . . . . . . .

YesNo

If "Yes," enter the amount of gaming revenue received by the organization right arrow

$ and the

amount of gaming revenue retained by the third party right arrow

$ .

If "Yes," enter name and address of the third party:

Name

Address

Gaming manager information:

Name

Gaming manager compensation right arrow

Description of services provided right arrow

Director/officer Employee Independent contractor

Mandatory distributions:

Is the organization required under state law to make charitable distributions from the gaming proceeds to

retain the state gaming license? . . . . . . . . . . . . . . . . . . .

YesNo

Enter the amount of distributions required under state law distributed to other exempt organizations or spent

in the organization's own exempt activities during the tax year right arrow

Part IV

Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions.

Return Reference	Explanation

Schedule G (Form 990 or 990-EZ) 2019

Additional Data

Software ID:
Software Version:

- TIN:

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule I
(Form 990)

Department of the Treasury
Internal Revenue Service

Grants and Other Assistance to Organizations,
Governments and Individuals in the United States

Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet

Attach to Form 990.
lBullet

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization
CARNEGIE MELLON UNIVERSITY

Employer identification number
25-0969449

Part I

General Information on Grants and Assistance

Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................

Yes No

Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.

Part II

Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient

that received more than $5,000. Part II can be duplicated if additional space is needed.

(a) Name and address of organization or government	(b) EIN	(c) IRC section (if applicable)	(d) Amount of cash grant	(f) Method of valuation (book, FMV, appraisal, other)	(g) Description of noncash assistance	(h) Purpose of grant or assistance
(1) ADVANCED RESPIRATORY TECHNOLOGIES LLC 1105 WILLIAM PITT WAY PITTSBURGH,PA15238	47-3573079		123,140	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(2) ALIA MUSICA PITTSBURGH 5 CLAREDON PL PITTSBURGH,PA15206	26-4785955	501(C)(3)	10,000	N/A	N/A	PROGRAM SERVICE
(3) AMERICAN PRODUCTIVITY & QUALITY CENTER (APQC) CENTER APQC 123 N POST OAK LN STE 300 HOUSTON,TX770247797	74-2094629	501(C)(3)	240,278	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(4) ANITA BORG INSTITUTE FOR WOMEN & TECHNOLOGY 1501 PAGE MILL RD MS1105 PALO ALTO,CA94304	77-0480427	501(C)(3)	17,500	N/A	N/A	PROGRAM SERVICE
(5) APPLIGENT INC 22 E BALTIMORE AVE LANSDOWNE,PA190502202	23-2634973		106,023	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(6) ARIZONA STATE UNIVERSITY AWARD MANAGEMENT PO BOX 876011 TEMPE,AZ852876011	86-0196696		123,998	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(7) ASSOCIATION FOR COMPUTING MACHINERY 2 PENN PLAZA STE 701 NEW YORK,NY10121	13-1921358	501(C)(3)	11,000	N/A	N/A	PROGRAM SERVICE
(8) ASSOCIATION OF AMERICAN COLLEGES & UNIVERSITIES PO BOX 745732 ATLANTA,GA303764573	52-1945674	501(C)(3)	10,000	N/A	N/A	PROGRAM SERVICE
(9) BARNES GLOBAL ADVISORS LLC 526 COCHRAN ST SEWICKLEY,PA15143	82-1713034		34,719	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(10) BARNES GROUP TRAINING LLC 415 ORCHARD ST SEWICKLEY,PA15143	82-4165255		25,453	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(11) BLOOMFIELD ROBOTICS 6348 AURELIA ST PITTSBURGH,PA15206	83-0665736		11,500	N/A	N/A	PROGRAM SERVICE
(12) BLUE GLACIER MANAGEMENT GROUP INC 2359 S QUEEN ST ARLINGTON,VA22202	65-1207527		708,204	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(13) BOARD OF REGENTS NEVADA SYSTEM OF HIGHER EDUCATION 1664 N VIRGINIA ST MAILSTOP 0124 RENO,NV895570124	88-6000024	115	16,367	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(14) BOOZ ALLEN HAMILTON INC PO BOX 8500 S-2725 PHILADELPHIA,PA19178	36-2513626		113,523	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(15) BOSTON UNIVERSITY GRANTS RECEIVABLE PO BOX 28763 NEW YORK,NY100878763	04-2103547	501(C)(3)	122,226	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(16) BRIGHAM YOUNG UNIVERSITY GRANTS CONTRACTS ACCT A-261 ASB PROVO,UT846021128	87-0217280	501(C)(3)	415,028	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(17) BUCKNELL UNIVERSITY BURSAR SERVICES 1 DENT DR LEWISBURG,PA17837	24-0772407	501(C)(3)	16,371	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(18) CALIFORNIA INSTITUTE OF TECHNOLOGY 1200 CALIFORNIA BLVD M/C 153-84 PASADENA,CA91125	95-1643307	501(C)(3)	102,566	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(19) CALIFORNIA STATE UNIVERSITY DOMINGUEZ HILLS FNDN 1000 E VICTORIA ST SCC-202 CARSON,CA90747	95-2543028	501(C)(3)	30,668	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(20) CARLOW UNIVERSITY 3333 5TH AVE PITTSBURGH,PA15213	25-0965438	501(C)(3)	161,409	N/A	N/A	PROGRAM SERVICE
(21) CARNEGIE INSTITUTE 4400 FORBES AVENUE PITTSBURGH,PA15213	25-0965280	501(C)(3)	39,515	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(22) CARNEGIE LEARNING INC PO BOX 6001 HERMITAGE,PA16148	25-1805640		191,554	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(23) CASE WESTERN RESERVE UNIVERSITY 10900 EUCLID AVE CLEVELAND,OH441062119	34-1018992	501(C)(3)	44,767	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(24) CHILDRENS MUSEUM OF PITTSBURGH 10 CHILDRENS WAY PITTSBURGH,PA15212	25-1379704	501(C)(3)	5,689	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(25) CLARKSON UNIVERSITY PO BOX 5546 POTSDAM,NY136995546	15-0543659	501(C)(3)	83,553	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(26) COLORADO SCHOOL OF MINES RESEARCH ACCTG PO BOX 911911 DENVER,CO802911911	84-6000551		168,046	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(27) COLUMBIA UNIVERSITY SPONSORED PROJECTS FINANCE PO BOX 29789 GENERAL POST OFFICE NEW YORK,NY100879789	13-5598093	501(C)(3)	177,497	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(28) CONCENTRA CONFERENCE MANAGEMENT SVCS 9457 S UNIVERSITY BLVD 348 HIGHLANDS RANCH,CO80126	46-4491085		6,000	N/A	N/A	PROGRAM SERVICE
(29) CORNELL UNIVERSITY SPONSORED FUNDS ACCOUNTING PO BOX 22 ITHACA,NY148510022	15-0532082	501(C)(3)	132,920	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(30) CROWDAI INC 2300 JANE LN MOUNTAIN VIEW,CA94043	81-2645615		200,000	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(31) DALLAS CONTEMPORARY 161 GLASS STREET DALLAS,TX75207	75-1575687	501(C)(3)	10,000	N/A	N/A	PROGRAM SERVICE
(32) DELTA RISK LLC 106 S ST MARYS ST STE 428 SAN ANTONIO,TX78205	41-2253196		4,477,864	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(33) DEPENDABLE GLOBAL SOLUTIONS PO BOX 37514 BALTIMORE,MD212973514	20-1660971		246,485	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(34) DREXEL UNIVERSITY OFFICE OF RESEARCH GRAD STUDIES 3201 ARCH STREET SUITE 100 PHILADELPHIA,PA191951090	23-1352630	501(C)(3)	83,136	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(35) DUKE UNIVERSITY ACCTS RECEIVABLE LOCKBOX PO BOX 602651 CHARLOTTE,NC282602651	56-0532129	501(C)(3)	82,943	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(36) EDGE CASE RESEARCH INC 3485 BUTLER ST PITTSBURGH,PA15201	36-4907680		592,108	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(37) EDUCATION TRAINING AND RESEARCH ASSOCIATES 100 ENTERPRISE WAY STE G300 SCOTTS VALLEY,CA95066	94-2760764	501(C)(3)	291,892	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(38) FLORIDA STATE UNIVERSITY 874 TRADITIONS WAY SSB THIRD FL TALLAHASSEE,FL32306	59-1961248	115	28,254	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(39) FORTE FOUNDATION 6628 TASAJILLO TRAIL AUSTIN,TX78739	61-1457145	501(C)(3)	9,500	N/A	N/A	PROGRAM SERVICE
(40) GEORGE MASON UNIVERSITY 4400 UNIVERSITY DR FAIRFAX,VA22032	54-0836354		49,628	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(41) GEORGIA TECH RESEARCH CORP PO BOX 277004 ATLANTA,GA303847004	58-0603146	501(C)(3)	34,662	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(42) GINER INC 89 RUMFORD AVE NEWTON,MA024661311	04-2529800		250,425	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(43) GRANTMAKERS OF WESTERN PENNSYLVANIA 650 SMITHFIELD ST STE 210 PITTSBURGH,PA15222	25-1496312	501(C)(3)	8,000	N/A	N/A	PROGRAM SERVICE
(44) GRAY TIER TECHNOLOGIES LLC 2331 MILL RD SUITE 100 ALEXANDRIA,VA22314	47-2520527		410,204	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(45) GROW PITTSBURGH 6587 HAMILTON AVE 2W PITTSBURGH,PA15206	43-2112710	501(C)(3)	10,000	N/A	N/A	PROGRAM SERVICE
(46) HARVARD UNIVERSITY PRESIDENT FELLOWS OF HARVARD COLLEGE PO BOX 415649 BOSTON,MA022415649	04-2103580	501(C)(3)	55,025	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(47) INDIANA UNIVERSITY DEPT 78867 PO BOX 78000 DETROIT,MI482780867	35-6001673	115	76,355	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(48) INSTITUTE FOR ADVANCED STUDY - LOUIS BAMBERGER & MRS FELIX FULD FOUNDATION EINSTEIN DR PRINCETON,NJ08540	21-0634988	501(C)(3)	27,611	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(49) INTEC LLC 10306 EATON PL 520 FAIRFAX,VA22030	20-0926568		9,966	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(50) INTERNATIONAL COMPUTER SCIENCE INSTITUTE 1947 CENTER ST STE 600 BERKELEY,CA947041198	94-3024996	501(C)(3)	82,500	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(51) IOMAXIS LLC 10505 FURNACE RD SUITE 101 LORTON,VA22079	20-1538682		775,599	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(52) KANSAS STATE UNIVERSITY 2323 ANDERSON AVE SUITE 600 MANHATTAN,KS66502	48-0771751	115	229,661	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(53) KENT STATE UNIVERSITY BURSARS OFFICE PO BOX 5190 KENT,OH442420001	31-6402079	115	37,613	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(54) KENT STATE UNIVERSITY FOUNDATION INC PO BOX 5190 KENT,OH442420001	34-6576307	501(C)(3)	5,429	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(55) KNOWINNOVATION INC 7903 SEMINOLE BLVD SEMINOLE,FL33772	27-5248883		413,130	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(56) LEHIGH UNIVERSITY 306 S NEW STREET STE 461 BETHLEHEM,PA18015	24-0795445	501(C)(3)	90,721	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(57) LEIDOS INC 1710 SAIC DR MCLEAN,VA22102	95-3630868		71,441	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(58) LIFEWARE LABS LLC 201 NORTH BRADDOCK AVE SUITE 303 PITTSBURGH,PA15208	82-3047479		159,211	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(59) LOS ANGELES BIOMEDICAL RESEARCH INSTITUTE THE LUNDQUIST INSTITUTE 1124 WEST CARSON ST BLDG MRL TORRANCE,CA90502	95-2138184		195,115	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(60) MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVE CASHIERS OFFICE NE49-3077 CAMBRIDGE,MA02139	04-2103594	501(C)(3)	469,562	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(61) MAYO CLINIC ROCHESTER 200 FIRST ST SW ROCHESTER,MN55905	41-6011702	501(C)(3)	134,860	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(62) META MESH WIRELESS COMMUNITIES 744 E WARRINGTON AVE PITTSBURGH,PA15210	47-5465911	501(C)(3)	50,000	N/A	N/A	PROGRAM SERVICE
(63) MICHIGAN STATE UNIVERSITY CONTRACT GRANT ADMN 426 AUDITORIUM RD ROOM 2 EAST LANSING,MI48824	38-6005984	115	34,315	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(64) NEW YORK UNIVERSITY 105 EAST 17TH ST 3RD FL NEW YORK,NY10003	13-5562308	501(C)(3)	79,196	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(65) NORTH CAROLINA CENTRAL UNIVERSITY 1801 FAYETTEVILLE ST DURHAM,NC27707	56-6000730		57,582	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(66) NORTH CAROLINA STATE UNIVERSITY CAMPUS BOX 7214 OFFICE OF GRANTS AND CONTRACTS RALEIGH,NC276957214	56-6000756		250,442	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(67) NORTHWESTERN UNIVERSITY ACCT SVCS FOR RESEARCH SPON 633 CLARK ST RM G547 EVANSTON,IL60208	36-2167817	501(C)(3)	7,956	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(68) OAKLAND CATHOLIC HIGH SCHOOL INC 144 NORTH CRAIG STREET ADVANCEMENT OFFICE PITTSBURGH,PA15213	25-1604103	501(C)(3)	13,810	N/A	N/A	PROGRAM SERVICE
(69) OAKLAND TRANSPORTATION MGMT ASSN 235 ATWOOD ST 3RD FL REAR PITTSBURGH,PA15213	25-1701562	501(C)(3)	10,000	N/A	N/A	PROGRAM SERVICE
(70) OHIO STATE UNIVERSITY ACCOUNTING DEPT 4TH FL 1960 KENNY RD COLUMBUS,OH432101063	31-6025986	501(C)(1)	262,167	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(71) OPENARC LLC 109 VIP DR SUITE 200 WEXFORD,PA15090	27-2307449		11,999	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(72) OREGON STATE UNIVERSITY ACCOUNTS PAYABLE PO BOX 1086 CORVALLIS,OR973391086	93-6001786		194,711	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(73) PENN STATE UNIVERSITY RESEARCH ACCOUNTING 401 RIDER II BLDG 227 W BEAVER AVE STE 401 STATE COLLEGE,PA168014819	24-6000376	115	1,229,447	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(74) PITTSBURGH ARTS & LECTURES 301 S CRAIG ST STE 200 PITTSBURGH,PA15213	25-1657947	501(C)(3)	12,800	N/A	N/A	PROGRAM SERVICE
(75) PITTSBURGH CULTURAL TRUST 803 LIBERTY AVE PITTSBURGH,PA15222	25-1469002	501(C)(3)	7,525	N/A	N/A	PROGRAM SERVICE
(76) PITTSBURGH ROBOTICS NETWORK PO BOX 90128 PITTSBURGH,PA15224	82-4942845	501(C)(3)	25,000	N/A	N/A	PROGRAM SERVICE
(77) PITTSBURGH TECHNOLOGY COUNCIL 2000 TECHNOLOGY DR PITTSBURGH,PA152199902	25-1437854	501(C)(6)	10,000	N/A	N/A	PROGRAM SERVICE
(78) PITTSBURGH URBAN CHRISTIAN SCHOOL 809 CENTER ST PITTSBURGH,PA15221	25-1405301	501(C)(3)	20,518	N/A	N/A	PROGRAM SERVICE
(79) PITTSBURGH VENTURE CAPITAL 2580 N LIGHTWOOD AVE CHAPTER ADMINISTRATOR BETHEL PARK,PA15102	25-1566467	501(C)(6)	10,000	N/A	N/A	PROGRAM SERVICE
(80) PLANETARY SCIENCE INSTITUTE 1700 E FT LOWELL RD STE 106 TUCSON,AZ857192395	33-0175263	501(C)(3)	22,396	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(81) PRIME ACCESS CONSULTING INC 312 MONTIBELLO DR CARY,NC27513	46-1378546		39,236	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(82) PRINCETON UNIVERSITY THE TRUSTEES OF 701 CARNEGIE CENTER CENTER PRINCETON,NJ08540	21-0634501	501(C)(3)	29,807	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(83) PURDUE UNIVERSITY SPONSORED PROGRAM SERVICES 23510 NETWORK PLACE CHICAGO,IL606731235	35-6002041	115	96,041	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(84) RAND CORPORATION 1700 MAIN ST PO BOX 2138 SANTA MONICA,CA904072138	95-1958142	501(C)(3)	282,436	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(85) REGENTS OF THE UNIV OF CALIFORNIA UNIV OF CALIFORNIA SAN DIEGO 9500 GILMAN DR -OFC CONTRACT GRANT ADM LA JOLLA,CA92093	94-6002123	115	846,663	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(86) RESEARCH FOUNDATION FOR STATE UNIV OF NEW YORK PO BOX 9 ALBANY,NY122010009	14-1368361	501(C)(3)	872,130	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(87) RESEARCH INSTITUTE AT NATIONWIDE CHILDRENS HOSPITAL PO BOX 781653 DETROIT,MI482781653	31-6056230	115	77,604	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(88) ROBERT BOSCH NORTH AMERICA CORPORATION 2800 S 25TH AVE BROADVIEW,IL60155	20-8094708		167,574	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(89) ROBERT MORRIS UNIVERSITY 6001 UNIVERSITY BLVD MOON TWP,PA15108	25-1120678	501(C)(3)	60,698	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(90) ROBOTWITS LLC 1100 CRESCENT PL PITTSBURGH,PA15217	46-3695179		187,500	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(91) SACRED HEART ELEMENTARY SCHOOL 325 EMERSON ST PITTSBURGH,PA15206	25-2056201		5,100	N/A	N/A	PROGRAM SERVICE
(92) SERRA CATHOLIC HIGH SCHOOL INC 200 HERSHEY DR MCKEESPORT,PA15132	20-5696522	501(C)(3)	17,464	N/A	N/A	PROGRAM SERVICE
(93) SHALER AREA SCHOOL DISTRICT 1800 MOUNT ROYAL BLVD GLENSHAW,PA15116	25-1211807		53,372	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(94) SIEMENS CORPORATION SIEMENS SHARED SVCS PO BOX 371614 PITTSBURGH,PA152517614	13-2623356		112,724	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(95) SIRIUS DECISIONS INC 187 DANBURY RD WILTON,CT06897	06-1626189		10,000	N/A	N/A	PROGRAM SERVICE
(96) SOCIETY OF ASIAN SCIENTISTS AND ENGINEERS PO BOX 11179 DENVER,CO80211	26-1509658	501(C)(3)	10,000	N/A	N/A	PROGRAM SERVICE
(97) SPIRALGEN INC 201 S CRAIG ST STE 2E PITTSBURGH,PA15213	27-0171738		126,776	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(98) ST PHILIP PARISH 50 W CRAFTON AVE PITTSBURGH,PA15205	25-0966604		5,512	N/A	N/A	PROGRAM SERVICE
(99) STANFORD UNIVERSITY PO BOX 44253 SAN FRANCISCO,CA941444253	94-1279777	501(C)(3)	548,801	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(100) STEVENS INSTITUTE OF TECHNOLOGY CASTLE POINT ON HUDSON HOBOKEN,NJ070305991	22-1487354	501(C)(3)	48,985	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(101) STROUD WATER RESEARCH CENTER INC 970 SPENCER RD AVONDALE,PA193119514	52-2081073	501(C)(3)	23,661	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(102) SUNDANCE INSTITUTE 8530 WILSHIRE BLVD 3RD FL BEVERLY HILLS,CA90211	87-0361394	501(C)(3)	12,000	N/A	N/A	PROGRAM SERVICE
(103) SYRACUSE UNIVERSITY BURSAR OPERATIONS 102 ARCHBOLD N SYRACUSE,NY132441140	15-0532081	501(C)(3)	9,501	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(104) TEMPLE UNIVERSITY PO BOX 828799 PHILADELPHIA,PA191828799	23-1365971	501(C)(3)	27,366	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(105) TEXAS A AND M ENGINEERING EXPERIMENT STATION 400 HARVEY MITCHELL PKWY S STE 300 COLLEGE STATION,TX77845	74-1974733	115	84,397	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(106) TISSUE TESTING TECHNOLOGIES LLC 2231 TECHNICAL PKWY STE A N CHARLESTON,SC29406	47-2583753		10,538	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(107) TOYOTA TECHNOLOGICAL INSTITUTE AT CHICAGO 6045 S KENWOOD AVE CHICAGO,IL60637	36-4479457	501(C)(3)	56,778	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(108) TRUSTWAVE GOVERNMENT SOLUTIONS LLC 1800 ALEXANDER BELL DR STE P-100 RESTON,VA20191	36-4525966		136,349	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(109) TRYING TOGETHER 5604 SOLWAY ST PITTSBURGH,PA15217	25-6089906	501(C)(3)	21,317	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(110) TUFTS UNIVERSITY TRUSTEES OF TUFTS COLLEGE 136 HARRISON AVE OVPR POST-AWARD RESEAR BOSTON,MA02111	04-2103634	501(C)(3)	106,159	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(111) UNIVERSITY OF ALABAMA BOX 35487 TUSCALOOSA,AL35487	63-6001138	115	160,822	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(112) UNIVERSITY OF ALABAMA IN HUNTSVILLE THE 301 SPARKMAN DR HUNTSVILLE,AL35899	63-0520830		162,118	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(113) UNIVERSITY OF ARKANSAS AT LITTLE ROCK 2801 S UNIVERSITY AVE LITTLE ROCK,AR72204	71-0236904	115	97,087	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(114) UNIVERSITY OF CALIFORNIA BERKELEY UC REGENTS-BILLING PAYMENT SVCS 140 UNIVERSITY HALL BERKELEY,CA947201111	94-6002123	115	2,139,602	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(115) UNIVERSITY OF CALIFORNIA IRVINE UC REGENTS GLOBALS ADMN OFC BIO ENG DEPT-3120 NATURAL SC II IRVINE,CA926972715	95-2226406	115	13,160	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(116) UNIVERSITY OF CALIFORNIA LOS ANGELES PSC PO BOX 957089 1125 MURPHY HALL 405 HILGARD AVE LOS ANGELES,CA900959000	95-6006143	115	688,165	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(117) UNIVERSITY OF CALIFORNIA RIVERSIDE 900 UNIVERSITY AVE RIVERSIDE,CA92521	95-6006142	115	240,969	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(118) UNIVERSITY OF CALIFORNIA SANTA CRUZ CASHIERS OFFICE 1156 HIGH STREET SANTA CRUZ,CA950641077	94-1539563	115	51,430	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(119) UNIVERSITY OF COLORADO SPONSORED PROJECTS ACCTG PO BOX 910220 DENVER,CO802910220	84-6000555	115	13,164	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(120) UNIVERSITY OF FLORIDA ORAL HISTORY PROGRAM 241 PUGH HALL GAINESVILLE,FL32611	59-6002052	115	68,812	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(121) UNIVERSITY OF ILLINOIS GRANTS CONTRACTS 28392 NETWORK PL CHICAGO,IL606731283	37-6000511	115	80,128	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(122) UNIVERSITY OF MARYLAND BALTIMORE COUNTY (UMBC) 1000 HILL TOP CIR ADMIN BLDG RM 419 419 BALTIMORE,MD21250	52-6002033	115	271,086	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(123) UNIVERSITY OF MASSACHUSETTS AT AMHERST 408 GOODELL BLDG GRANTS CONTRACT ADMINISTRATION AMHERST,MA010033285	04-3167352	501(C)(1)	493,520	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(124) UNIVERSITY OF MEMPHIS PO BOX 1000 DEPT 313 MEMPHIS,TN381480313	62-0648618		261,403	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(125) UNIVERSITY OF MICHIGAN BOX 223131 PITTSBURGH,PA152512131	38-6005984	115	59,353	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(126) UNIVERSITY OF MINNESOTA NW 5957 PO BOX 1450 MINNEAPOLIS,MN554855957	41-6007513	115	364,728	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(127) UNIVERSITY OF MISSOURI UNIVERSITY OF MISSOURI AR PO BOX 807012 KANSAS CITY,MO641807012	43-6003859	115	727,431	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(128) UNIVERSITY OF NEW MEXICO THE C/O FINANCIAL SERVICES HSC 1 UNIV OF NEW MEXICO MSC09 5220 ALBUQUERQUE,NM87131	85-6000642	115	182,940	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(129) UNIVERSITY OF NORTH CAROLINA ADD HEALTH CAROLINA POPULATION CTR 206 WEST FRANKLIN ST CHAPEL HILL,NC27516	56-6001393	115	29,478	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(130) UNIVERSITY OF PENNSYLVANIA TRUSTEES OF THE UNIV OF PENNSYLVANI PO BOX 785541 PHILADELPHIA,PA191785541	23-1352685	501(C)(3)	128,031	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(131) UNIVERSITY OF PITTSBURGH PO BOX 371220 500 ROSS ST PITTSBURGH,PA152517220	25-0965591	501(C)(3)	3,302,327	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(132) UNIVERSITY OF ROCHESTER OFFICE OF THE BURSAR ROCHESTER,NY14627	16-0743209	501(C)(3)	44,821	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(133) UNIVERSITY OF SAN DIEGO 5998 ALCALA PARK SAN DIEGO,CA921102492	95-2544535	501(C)(3)	93,697	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(134) UNIVERSITY OF SOUTH CAROLINA 1600 HAMPTON ST RM 612 CONTRACT AND GRANT ACCOUNTING COLUMBIA,SC29208	57-6001153		78,230	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(135) UNIVERSITY OF SOUTH CAROLINA EDUCATIONAL FOUNDATION 1027 BARNWELL ST COLUMBIA,SC29208	57-6017985	501(C)(3)	79,732	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(136) UNIVERSITY OF SOUTH FLORIDA ATTN RESEARCH PROJECTS RECEIVABLES PO BOX 864568 ORLANDO,FL328864568	59-3102112	115	24,959	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(137) UNIVERSITY OF SOUTHERN CALIFORNIA SPONSERED PROJECTS ACCOUNTING FILE NO 52095 LOS ANGELES,CA900742095	95-1642394	501(C)(3)	892,541	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(138) UNIVERSITY OF TEXAS AT AUSTIN OFFICE OF ACCOUNTING PO BOX 7159 AUSTIN,TX787137159	74-6000203	115	321,702	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(139) UNIVERSITY OF TEXAS AT DALLAS 800 W CAMPELL RD RICHARDSON,TX750803021	75-1305566		8,879	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(140) UNIVERSITY OF TEXAS AT EL PASO CONTRACTS GRANTS ACCT RM200 ADM BLDG 500 W UNIVERSITY EL PASO,TX799680697	74-6000813	115	118,771	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(141) UNIVERSITY OF UTAH GRANTS CONTRACTS ACCOUNTING 201 S PRESIDENTS CIR RM 406 SALT LAKE CITY,UT841129020	87-6000525	115	42,076	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(142) UNIVERSITY OF VIRGINIA ATTN OFFICE OF SPONSORED PROGRAMS PO BOX 400195 CHARLOTTESVILLE,VA229044195	54-1682176	501(C)(3)	89,898	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(143) UNIVERSITY OF WASHINGTON GRANT AND CONTRACT ACCTG BOX 354966 354966 SEATTLE,WA981954966	91-6001537	115	1,365,508	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(144) UNIVERSITY OF WISCONSIN FOUNDATION 1848 UNIVERSITY AVE MADISON,WI537264090	39-0743975	501(C)(3)	331,033	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(145) UNIVERSITY OF WYOMING 1000 E UNIVERSITY AVE DEPT 3355 LARAMIE,WY82071	83-6000331	501(C)(1)	14,496	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(146) VERIS GROUP LLC 8229 BOONE BLVD SUITE 750 VIENNA,VA22182	20-2300601		877,437	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(147) VILLANOVA UNIVERSITY RESEARCH ACCOUNTING OFFICE 800 LANCASTER AVENUE VILLANOVA,PA19085	23-1352688	501(C)(3)	74,745	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(148) VIRGINIA COMMONWEALTH UNIVERSITY 327 W MAIN ST PO BOX 843039 RICHMOND,VA232843039	54-6001758	115	20,507	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(149) VIRGINIA POLYTECH INSTITUTE OFFICE OF SPONSORED PROGRAMS 1880 PRATT DR STE 2006 BLACKSBURG,VA240603580	54-6001805	115	172,875	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(150) VISIONQUEST SYSTEMS INC 3314 KEMPER RD ARLINGTON,VA22206	04-3692674		69,035	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(151) WASHINGTON STATE UNIVERSITY 240 FRENCH ADM BLDG POB 641025 PULLMAN,WA991641025	91-6001108	115	25,935	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(152) WAYNE STATE UNIVERSITY CASHIERS OFFICE PO BOX 02788 DETROIT,MI48202	38-3555142	501(C)(3)	18,520	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(153) WESLEYAN UNIVERSITY FINANCE/GRANTS ACCOUNTING 287 HIGH ST MIDDLETOWN,CT06459	06-0646959	501(C)(3)	43,202	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(154) WEST VIRGINIA UNIVERSITY RESEARCH CORP PO BOX 6002 MORGANTOWN,WV26506	55-0665758	501(C)(3)	55,233	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(155) WORCESTER POLYTECHNIC INSTITUTE 100 INSTITUTE RD WORCESTER,MA01609	04-2121659	501(C)(3)	55,050	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(156) YOUTH FOR UNDERSTANDING USA INC 6856 EASTERN AVE NW SUITE 310 WASHINGTON,DC20012	02-0557010	501(C)(3)	15,000	N/A	N/A	PROGRAM SERVICE

Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image

106

Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50055P

Schedule I (Form 990) 2019

Page 2

Part III

Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.

(a) Type of grant or assistance	(b) Number of recipients	(c) Amount of cash grant	(d) Amount of noncash assistance	(e) Method of valuation (book, FMV, appraisal, other)	(f) Description of noncash assistance

(1) CMU SCHOLARSHIPS	7817	151,962,458	N/A	N/A
(2) ENDOWED STUDENT SCHOLARSHIPS	2866	14,518,283	N/A	N/A
(3) FEDERAL GRANT	716	2,077,676	N/A	N/A
(4) EXTERNAL DONOR OR CORPORATE FUNDED SCHOLARSHIPS	308	2,724,981	N/A	N/A
(4)
(5)
(6)
(7)

Part IV

Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.

Return Reference

Explanation

PART I, LINE 2:

CMU DISTRIBUTES LIMITED FINANCIAL AID AND GRANT FUNDS TO INDIVIDUALS AND ORGANIZATIONS IN THE U.S. BASED ON A STATISTICAL MODEL THAT TAKES INTO ACCOUNT A STUDENT'S INTENDED COLLEGE MAJOR, ACADEMIC AND ARTISTIC TALENTS, AS WELL AS FINANCIAL NEED. FOR STUDENTS, SUCH FUNDS ARE TYPICALLY APPLIED DIRECTLY TO THEIR INDIVIDUAL ACCOUNTS IN FURTHERANCE OF THEIR EDUCATION AT CMU. OTHER TYPES OF GRANTS AND ASSISTANCE MIGHT INCLUDE, FOR EXAMPLE, RECIPIENTS OF PRIZES AND AWARDS WHO HAVE MET THE SPECIFIC CRITERIA FOR THE PARTICULAR PRIZE OR AWARD TO BE SELECTED. IN THE CASE OF SCHOLARSHIPS AND FELLOWSHIPS, THE RECIPIENT IS OFTEN REQUIRED TO UTILIZE THE FUNDS IN FURTHERANCE OF THEIR EDUCATION AND RESEARCH AT CMU. GRANTS ARE ALSO MADE IN THE CONTEXT OF ACADEMIC OR RESEARCH PROGRAMS AND RECIPIENTS SPEND THEIR GRANT FUNDS UNDER THE SUPERVISION OF THE PROGRAM FOR THE USE OF THE FUNDS. SPONSORED PROJECT FUNDS ARE PASSED THROUGH TO SUB-GRANTEE ORGANIZATIONS BY CARNEGIE MELLON WHEN SUCH SUB-GRANTEE ARRANGEMENTS ARE APPROVED BY THE PRIMARY GRANT SPONSOR. FUNDS ARE SPENT UNDER THE SUPERVISION OF THE PRINCIPAL INVESTIGATORS AND ARE ACCOUNTABLE TO FEDERAL AND SPONSOR TERMS AND CONDITIONS.

Schedule I (Form 990) 2019

Additional Data

Software ID:
Software Version:

- TIN:

Schedule J
(Form 990)

Department of the Treasury
Internal Revenue Service

Compensation Information

For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet

Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet

Attach to Form 990.
SchJMediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Part I

Questions Regarding Compensation

Yes

Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.

First-class or charter travel Housing allowance or residence for personal use

Travel for companions Payments for business use of personal residence

Tax idemnification and gross-up payments Health or social club dues or initiation fees

Discretionary spending account Personal services (e.g., maid, chauffeur, chef)

If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .........

Yes

Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ..

Yes

Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.

Compensation committee Written employment contract

Independent compensation consultant Compensation survey or study

Form 990 of other organizations Approval by the board or compensation committee

During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:

Receive a severance payment or change-of-control payment? .............

Yes

Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........

Yes

Participate in, or receive payment from, an equity-based compensation arrangement? .........

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.

Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:

The organization? ....................

Any related organization? .......................

If "Yes," on line 5a or 5b, describe in Part III.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:

The organization? ..................

Any related organization? ......................

If "Yes," on line 6a or 6b, describe in Part III.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............

Yes

Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................

If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50053T

Schedule J (Form 990) 2019

Page 2

Part II

Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.

For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.

(A) Name and Title		(B) Breakdown of W-2 and/or 1099-MISC compensation			(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation in column (B) reported as deferred on prior Form 990
(A) Name and Title		(i) Base compensation	(ii) Bonus & incentive compensation	(iii) Other reportable compensation	(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)
1EDWARD GREFENSTETTE VOTING TRUSTEE	(i) (ii)	0 ------------- 540,000	0 ------------- 636,000	0 ------------- 122,587	0 ------------- 983,638	0 ------------- 32,816	0 ------------- 2,315,041	0 ------------- 751,687
2CHARLES A KENNEDY CHIEF INVESTMENT OFFICER	(i) (ii)	584,994 ------------- 0	304,322 ------------- 0	49,606 ------------- 0	487,941 ------------- 0	56,398 ------------- 0	1,483,261 ------------- 0	174,019 ------------- 0
3FARNAM JAHANIAN PRESIDENT/EX-OFFICIO TRUSTEE	(i) (ii)	968,641 ------------- 15,000	200,000 ------------- 0	146,251 ------------- 0	22,400 ------------- 0	50,240 ------------- 0	1,387,532 ------------- 15,000	0 ------------- 0
4RODNEY MCCLENDON V.P. FOR OPERATIONS (EXITED 6/20)	(i) (ii)	463,636 ------------- 0	0 ------------- 0	19,993 ------------- 0	746,284 ------------- 0	11,765 ------------- 0	1,241,678 ------------- 0	0 ------------- 0
5MICHAEL TRICK DEAN, QATAR CAMPUS	(i) (ii)	422,915 ------------- 0	0 ------------- 0	573,526 ------------- 0	22,400 ------------- 0	42,092 ------------- 0	1,060,933 ------------- 0	0 ------------- 0
6SCOTT MORY VP FOR UNIV ADV INT VP FOR MARKET & COMM(AS OF 6/20)	(i) (ii)	532,302 ------------- 0	150,000 ------------- 0	40,822 ------------- 0	172,400 ------------- 0	6,679 ------------- 0	902,203 ------------- 0	0 ------------- 0
7VIJAYAKUMAR BHAGAVATULA DIRECTOR, CMU-AFRICA	(i) (ii)	315,572 ------------- 0	0 ------------- 0	350,488 ------------- 0	22,400 ------------- 0	30,242 ------------- 0	718,702 ------------- 0	0 ------------- 0
8RAMAMOORTHI RAVI ZOLTNERS PROF. OF OPERAT. RESEARCH	(i) (ii)	354,810 ------------- 0	0 ------------- 0	316,233 ------------- 0	27,384 ------------- 0	13,069 ------------- 0	711,496 ------------- 0	0 ------------- 0
9ROBERT DAMMON DEAN, PROFESSOR OF FINANCE	(i) (ii)	626,558 ------------- 0	0 ------------- 0	34,151 ------------- 0	22,400 ------------- 0	17,497 ------------- 0	700,606 ------------- 0	0 ------------- 0
10JAMES H GARRETT PROVOST & CAO	(i) (ii)	607,543 ------------- 0	0 ------------- 0	52,252 ------------- 0	22,400 ------------- 0	16,032 ------------- 0	698,227 ------------- 0	0 ------------- 0
11PAUL D NIELSEN DIRECTOR, SEI	(i) (ii)	581,674 ------------- 0	40,000 ------------- 0	38,996 ------------- 0	22,400 ------------- 0	6,037 ------------- 0	689,107 ------------- 0	0 ------------- 0
12KRZYSZTOF MATYJASZEWSKI JC WARNER UNIV. PROF. OF NAT. SCI.	(i) (ii)	589,843 ------------- 0	0 ------------- 0	45,716 ------------- 0	27,384 ------------- 0	12,442 ------------- 0	675,385 ------------- 0	0 ------------- 0
13J MICHAEL MCQUADE V.P. FOR RESEARCH	(i) (ii)	521,377 ------------- 0	0 ------------- 0	71,182 ------------- 0	22,400 ------------- 0	18,979 ------------- 0	633,938 ------------- 0	0 ------------- 0
14MARY JO DIVELY VP/GENERAL COUNSEL	(i) (ii)	528,577 ------------- 0	0 ------------- 0	48,739 ------------- 0	22,400 ------------- 0	20,676 ------------- 0	620,392 ------------- 0	0 ------------- 0
15SUBRA SURESH FORMER OFFICER/FORMER TRUSTEE	(i) (ii)	0 ------------- 0	0 ------------- 0	552,003 ------------- 0	0 ------------- 0	0 ------------- 0	552,003 ------------- 0	552,003 ------------- 0
16ANGELA BLANTON VP OF FINANCE & CFO	(i) (ii)	400,409 ------------- 0	0 ------------- 0	31,135 ------------- 0	22,400 ------------- 0	11,968 ------------- 0	465,912 ------------- 0	0 ------------- 0
17MARTIAL HEBERT PROF DEAN SCHOOL OF COMP. SCI. (ENTERED 8/19)	(i) (ii)	389,813 ------------- 0	0 ------------- 0	17,041 ------------- 0	27,384 ------------- 0	26,717 ------------- 0	460,955 ------------- 0	0 ------------- 0
18TOM MITCHELL FOUNDERS UNIV. PROFESSOR (EXITED 8/19)	(i) (ii)	377,651 ------------- 0	0 ------------- 0	25,899 ------------- 0	27,384 ------------- 0	13,510 ------------- 0	444,444 ------------- 0	0 ------------- 0
19JONATHAN CAGAN PROFESSOR OF MECHANICAL ENGINEERING (EXITED 1/20)	(i) (ii)	297,946 ------------- 0	0 ------------- 0	11,595 ------------- 0	23,193 ------------- 0	107,731 ------------- 0	440,465 ------------- 0	0 ------------- 0
20PAMELA EAGER FORMER OFFICER/SR. ASSOC. FOR DEV.	(i) (ii)	320,176 ------------- 0	5,000 ------------- 0	19,430 ------------- 0	22,400 ------------- 0	57,347 ------------- 0	424,353 ------------- 0	0 ------------- 0
21DARYL WEINERT CHIEF OF STAFF V.P. FOR STRAT. INIT.	(i) (ii)	331,124 ------------- 0	0 ------------- 0	34,917 ------------- 0	22,400 ------------- 0	33,830 ------------- 0	422,271 ------------- 0	0 ------------- 0
22LAURIE WEINGART FORMER OFFICER/PROFESSOR	(i) (ii)	320,607 ------------- 0	0 ------------- 0	39,697 ------------- 0	23,695 ------------- 0	17,430 ------------- 0	401,429 ------------- 0	0 ------------- 0
23JOHN LEHOCZKY FORMER OFFICER/PROFESSOR	(i) (ii)	290,444 ------------- 0	0 ------------- 0	49,632 ------------- 0	23,357 ------------- 0	21,394 ------------- 0	384,827 ------------- 0	0 ------------- 0
24GINA CASALEGNO VP FOR STUDENT AFFAIRS & DEAN OF STUDENTS	(i) (ii)	318,857 ------------- 0	0 ------------- 0	6,970 ------------- 0	22,400 ------------- 0	28,104 ------------- 0	376,331 ------------- 0	0 ------------- 0
25KEY NUTTALL VP FOR MARKETING & COMMUNICATIONS (EXITED 6/20)	(i) (ii)	242,584 ------------- 0	0 ------------- 0	34,102 ------------- 0	19,500 ------------- 0	69,820 ------------- 0	366,006 ------------- 0	0 ------------- 0
26RANDAL E BRYANT EX-OFFICIO TRUSTEE/PROFESSOR	(i) (ii)	316,294 ------------- 0	0 ------------- 0	4,821 ------------- 0	26,359 ------------- 0	15,923 ------------- 0	363,397 ------------- 0	0 ------------- 0
27CATHY A LIGHT SEC OF THE CORP. & ADVISOR TO THE PRESIDENT	(i) (ii)	302,232 ------------- 0	0 ------------- 0	7,316 ------------- 0	22,400 ------------- 0	25,113 ------------- 0	357,061 ------------- 0	0 ------------- 0
28CARRIE NELSON ASSISTANT TREASURER	(i) (ii)	263,897 ------------- 0	0 ------------- 0	4,260 ------------- 0	21,423 ------------- 0	4,772 ------------- 0	294,352 ------------- 0	0 ------------- 0
29JOHN DOLAN TREASURER	(i) (ii)	221,583 ------------- 0	0 ------------- 0	211 ------------- 0	18,581 ------------- 0	18,467 ------------- 0	258,842 ------------- 0	0 ------------- 0
30STEVE KLOEHN FORMER OFFICER	(i) (ii)	0 ------------- 0	0 ------------- 0	245,158 ------------- 0	0 ------------- 0	0 ------------- 0	245,158 ------------- 0	25,690 ------------- 0

Schedule J (Form 990) 2019

Page 3

Part III

Supplemental Information

Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.

Return Reference	Explanation
PART I, LINE 1A	ALL ITEMS CHECKED IN LINE 1A ARE PROVIDED TO OR FOR A PERSON LISTED IN FORM 990, PART VII TO FURTHER THE BUSINESS, EDUCATIONAL, AND RESEARCH MISSION OF THE UNIVERSITY PURSUANT TO FEDERAL TAX REGULATIONS, IRS ACCOUNTABLE PLAN RULES, AND THE UNIVERSITY'S POLICIES AND PROCEDURES. NONTAXABLE BENEFITS DISCLOSED IN COLUMN D INCLUDE, FOR EXAMPLE, CONTRIBUTIONS TO EMPLOYER HEALTH AND WELFARE PLANS AND QUALIFIED TUITION BENEFITS.
PART I, LINES 4A-B	FARNAM JAHANIAN PARTICIPATED IN A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN. THESE BENEFITS ARE REPORTED IN PART II, COLUMN (B). EFFECTIVE JULY 1, 2017, DR. SURESH WAS NO LONGER EMPLOYED BY THE UNIVERSITY. IN CONJUNCTION WITH HIS DEPARTURE, THE UNIVERSITY AND DR. SURESH NEGOTIATED SEVERANCE BENEFITS. DR. SURESH'S PAID SEVERANCE BENEFITS, TOTALING $432,003 ARE REPORTED IN PART II, COLUMN (B). EFFECTIVE JULY 1, 2018, STEVE KLOEHN WAS NO LONGER EMPLOYED BY THE UNIVERSITY. IN CONJUNCTION WITH HIS DEPARTURE, THE UNIVERSITY AND STEVE KLOEHN NEGOTIATED SEVERANCE BENEFITS. STEVE KLOEHN'S PAID SEVERANCE BENEFITS, TOTALING $245,158 ARE REPORTED IN PART II, COLUMN (B). EFFECTIVE JUNE 1, 2020, RODNEY MCCLENDON WAS NO LONGER EMPLOYED BY THE UNIVERSITY. IN CONJUNCTION WITH HIS DEPARTURE, THE UNIVERSITY AND RODNEY MCCLENDON NEGOTIATED SEVERANCE BENEFITS WHICH WERE ACCRUED AT JUNE 30, 2020 AND ARE INCLUDED IN PART II, COLUMN (C).
PART I, LINE 7	ALL BONUSES PAID WERE AWARDED AS A RESULT OF PERFORMANCE AND WERE APPROVED BY THE COMPENSATION COMMITTEE.

Schedule J (Form 990) 2019

Additional Data

Software ID:
Software Version:

- TIN:

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule K
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Information on Tax-Exempt Bonds

Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet

Attach to Form 990.
SchKMediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization
CARNEGIE MELLON UNIVERSITY

Employer identification number
25-0969449

Part Ⅰ

Bond Issues

(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	(g) Defeased		(h) On behalf of issuer		(i) Pool financing
(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	Yes	No	Yes	No	Yes	No
A	ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY	25-1650137	01728RES4	04-10-2008	120,820,000	REFUNDING 2006A,B & 2007A. SEE PART VI FOR MORE DETAIL		X		X		X
B	ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY	25-1650137	01729EKY2	02-14-2013	60,529,980	REVENUE BONDS TO FINANCE NEW CONSTRUCTION. SEE PART VI FOR MORE DETAIL		X		X		X
C	ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY	25-1650137	01728RMP1	07-19-2017	77,823,681	REFUNDING 2009 BONDS & TAXABLE COMMERCIAL PAPER NOTES. SEE PART VI FOR MORE		X		X		X
D	ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY	25-1650137	NONEAVAIL	12-27-2017	50,000,000	REISSUANCE OF 2012B BONDS. SEE PART VI FOR MORE DETAIL		X		X		X
	ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY	25-1650137	01728RMX4	01-23-2019	120,435,248	REFUNDING OF 2009 BONDS. SEE PART VI FOR MORE DETAIL		X		X		X
	ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY	25-1650137	01728RNC9	02-05-2020	60,806,037	REVENUE BONDS TO FINANCE NEW CONSTRUCTION. SEE PART VI FOR MORE DETAIL		X		X		X

Part Ⅱ

Proceeds

	A		B		C		D
	1 Amount of bonds retired ..................
2 Amount of bonds legally defeased ..............
3 Total proceeds of issue ..................	120,821,573		60,575,582		77,839,863		50,000,000
4 Gross proceeds in reserve funds .............
5 Capitalized interest from proceeds .............			36,398
6 Proceeds in refunding escrows ...............
7 Issuance costs from proceeds ...............	493,831		463,813		341,465
8 Credit enhancement from proceeds .............
9 Working capital expenditures from proceeds .............
10 Capital expenditures from proceeds .............			60,045,471
11 Other spent proceeds .............	120,327,742		29,900		77,498,398		50,000,000
12 Other unspent proceeds .............	83		53,141,847
13 Year of substantial completion .............			2016
	Yes	No	Yes	No	Yes	No	Yes	No
14 Were the bonds issued as part of a current refunding issue of tax-exempt bonds (or, if issued prior to 2018, a current refunding issue)? ........	X			X	X		X
15 Were the bonds issued as part of an advance refunding issue of taxable bonds (or, if issued prior to 2018, an advance refunding issue)? ........		X		X		X		X
16 Has the final allocation of proceeds been made? ..........	X		X		X		X
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? ..................	X		X		X		X

Part Ⅲ

Private Business Use

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............		X		X		X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ...............	X		X		X

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50193E

Schedule K (Form 990) 2019

Page 2

Part Ⅲ

Private Business Use (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
3a Are there any management or service contracts that may result in private business use of bond-financed property? .............	X		X		X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?	X		X		X
c Are there any research agreements that may result in private business use of bond-financed property? .............	X		X		X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?	X		X		X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....	0 %		0 %		0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government .........	0 %		0 %		0 %
6 Total of lines 4 and 5 .............	0 %		0 %		0 %
7 Does the bond issue meet the private security or payment test? ...		X		X		X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............		X		X		X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under Regulations sections 1.141-12 and 1.145-2? ........	X		X		X

Part Ⅳ

Arbitrage

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...		X		X		X		X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......		X		X	X		X
b Exception to rebate? ........		X		X	X		X
c No rebate due? .........	X		X		X		X
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate computation was performed ......
3 Is the bond issue a variable rate issue? .....	X			X		X	X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?		X		X		X		X
b Name of provider ..........
c Term of hedge .........
d Was the hedge superintegrated? ......
e Was the hedge terminated? ........

Schedule K (Form 990) 2019

Page 3

Part Ⅳ

Arbitrage (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?		X		X		X		X
b Name of provider ..........
c Term of GIC .........
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........
6 Were any gross proceeds invested beyond an available temporary period?		X	X			X		X
7 Has the organization established written procedures to monitor the requirements of section 148? ...	X		X		X		X

Part Ⅴ

Procedures To Undertake Corrective Action

---------------------------------------------------------------------------------------------------------------	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations?	X		X		X		X

Part Ⅵ

Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).

Return Reference

Explanation

ENTITY 1:

COLUMN A: PART I(F): BONDS CURRENT REFUNDED SERIES 2006AB BONDS (ISSUED DECEMBER 13, 2006) AND SERIES 2007 BONDS (ISSUED MARCH 1, 2007). COLUMN C: PART I(F): THE BONDS CURRENT REFUNDED PORTIONS OF THE SERIES 2009 BONDS (ISSUED AUGUST 20, 2009) AND TAXABLE COMMERCIAL PAPER NOTES (ISSUED FEBRUARY 24, 2015). COLUMN D: PART I(F): THE BONDS CURRENT REFUNDED THE OUTSTANDING SERIES 2012B BONDS (ISSUED MARCH 1, 2012). COLUMNS A, B C: THE DIFFERENCE BETWEEN PART I(E) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. COLUMN D: PART III: BECAUSE PROCEEDS OF THE BONDS WERE USED TO REFUND BONDS ISSUED BEFORE JANUARY 1, 2003, THE ISSUER HAS NOT COMPLETED PART III WITH RESPECT TO THE BONDS. COLUMNS A, C, D: PART II, LINE 13: SINCE PROCEEDS OF THE BONDS WERE ISSUED FOR REFUNDING PURPOSES, THE YEAR OF SUBSTANTIAL COMPLETION IS NOT APPLICABLE. COLUMNS A, B, C: PART III, LINE 7: AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III, LINE 6, IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. COLUMNS C, D: PART IV, LINE 2(B): THE BONDS HAVE MET THE 6-MONTH EXPENDITURE EXCEPTION TO THE REBATE REQUIREMENT. COLUMN A: PART IV, LINE 2(C): THE MOST RECENT REBATE REPORT WAS PREPARED BY THE BORROWER AND DATED APRIL 26, 2013. COLUMN B: PART IV, LINE 2(C): THE MOST 5TH YEAR RECENT REBATE REPORT WAS PREPARED BY BLX ON FEBRUARY 13, 2018. COLUMNS C, D: PART IV, LINE 2(C): THE BONDS HAVE MET AN EXCEPTION TO THE REBATE REQUIREMENT; AND THEREFORE, NO REBATE HAS BEEN, OR EVER WILL BE, DUE ON THE BONDS. ENTITY 2: COLUMN A: PART I(F): 2009 BONDS WERE ISSUED ON AUGUST 20, 2009. COLUMN A, COLUMN B: THE DIFFERENCE BETWEEN PART I(E) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. COLUMN A: PART II, LINE 13: SINCE PROCEEDS OF THE BONDS WERE ISSUED FOR REFUNDING PURPOSES, THE YEAR OF SUBSTANTIAL COMPLETION IS NOT APPLICABLE. COLUMN A, COLUMN B: PART III, LINE 7: AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III, LINE 6, IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. COLUMN A: PART IV, LINE 2(B): THE BONDS HAVE MET THE 6-MONTH EXPENDITURE EXCEPTION TO THE REBATE REQUIREMENT. COLUMN A: PART IV, LINE 2(C): THE BONDS HAVE MET AN EXCEPTION TO THE REBATE REQUIREMENT AND; THEREFORE, NO COMPUTATION HAS BEEN, OR EVER WILL BE, PREPARED FOR THE BONDS.

Schedule K (Form 990) 2019

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Schedule K
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Information on Tax-Exempt Bonds

Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet

Attach to Form 990.
SchKMediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization
CARNEGIE MELLON UNIVERSITY

Employer identification number
25-0969449

Part Ⅰ

Bond Issues

(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	(g) Defeased		(h) On behalf of issuer		(i) Pool financing
(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	Yes	No	Yes	No	Yes	No
A	ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY	25-1650137	01728RES4	04-10-2008	120,820,000	REFUNDING 2006A,B & 2007A. SEE PART VI FOR MORE DETAIL		X		X		X
B	ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY	25-1650137	01729EKY2	02-14-2013	60,529,980	REVENUE BONDS TO FINANCE NEW CONSTRUCTION. SEE PART VI FOR MORE DETAIL		X		X		X
C	ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY	25-1650137	01728RMP1	07-19-2017	77,823,681	REFUNDING 2009 BONDS & TAXABLE COMMERCIAL PAPER NOTES. SEE PART VI FOR MORE		X		X		X
D	ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY	25-1650137	NONEAVAIL	12-27-2017	50,000,000	REISSUANCE OF 2012B BONDS. SEE PART VI FOR MORE DETAIL		X		X		X
	ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY	25-1650137	01728RMX4	01-23-2019	120,435,248	REFUNDING OF 2009 BONDS. SEE PART VI FOR MORE DETAIL		X		X		X
	ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY	25-1650137	01728RNC9	02-05-2020	60,806,037	REVENUE BONDS TO FINANCE NEW CONSTRUCTION. SEE PART VI FOR MORE DETAIL		X		X		X

Part Ⅱ

Proceeds

	A		B		C		D
	1 Amount of bonds retired ..................
2 Amount of bonds legally defeased ..............
3 Total proceeds of issue ..................	120,821,573		60,575,582		77,839,863		50,000,000
4 Gross proceeds in reserve funds .............
5 Capitalized interest from proceeds .............			36,398
6 Proceeds in refunding escrows ...............
7 Issuance costs from proceeds ...............	493,831		463,813		341,465
8 Credit enhancement from proceeds .............
9 Working capital expenditures from proceeds .............
10 Capital expenditures from proceeds .............			60,045,471
11 Other spent proceeds .............	120,327,742		29,900		77,498,398		50,000,000
12 Other unspent proceeds .............	83		53,141,847
13 Year of substantial completion .............			2016
	Yes	No	Yes	No	Yes	No	Yes	No
14 Were the bonds issued as part of a current refunding issue of tax-exempt bonds (or, if issued prior to 2018, a current refunding issue)? ........	X			X	X		X
15 Were the bonds issued as part of an advance refunding issue of taxable bonds (or, if issued prior to 2018, an advance refunding issue)? ........		X		X		X		X
16 Has the final allocation of proceeds been made? ..........	X		X		X		X
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? ..................	X		X		X		X

Part Ⅲ

Private Business Use

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............		X		X		X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ...............	X		X		X

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50193E

Schedule K (Form 990) 2019

Page 2

Part Ⅲ

Private Business Use (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
3a Are there any management or service contracts that may result in private business use of bond-financed property? .............	X		X		X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?	X		X		X
c Are there any research agreements that may result in private business use of bond-financed property? .............	X		X		X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?	X		X		X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....	0 %		0 %		0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government .........	0 %		0 %		0 %
6 Total of lines 4 and 5 .............	0 %		0 %		0 %
7 Does the bond issue meet the private security or payment test? ...		X		X		X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............		X		X		X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under Regulations sections 1.141-12 and 1.145-2? ........	X		X		X

Part Ⅳ

Arbitrage

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...		X		X		X		X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......		X		X	X		X
b Exception to rebate? ........		X		X	X		X
c No rebate due? .........	X		X		X		X
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate computation was performed ......
3 Is the bond issue a variable rate issue? .....	X			X		X	X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?		X		X		X		X
b Name of provider ..........
c Term of hedge .........
d Was the hedge superintegrated? ......
e Was the hedge terminated? ........

Schedule K (Form 990) 2019

Page 3

Part Ⅳ

Arbitrage (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?		X		X		X		X
b Name of provider ..........
c Term of GIC .........
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........
6 Were any gross proceeds invested beyond an available temporary period?		X	X			X		X
7 Has the organization established written procedures to monitor the requirements of section 148? ...	X		X		X		X

Part Ⅴ

Procedures To Undertake Corrective Action

---------------------------------------------------------------------------------------------------------------	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations?	X		X		X		X

Part Ⅵ

Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).

Return Reference

Explanation

ENTITY 1:

Schedule K (Form 990) 2019

Additional Data

Software ID:
Software Version:

- TIN:

Schedule L
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Transactions with Interested Persons

Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet

Attach to Form 990 or Form 990-EZ.
MediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Part I

Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and section 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.

1(a) Name of disqualified person	(c) Description of transaction	(d) Corrected?
1(a) Name of disqualified person	(c) Description of transaction	Yes	No

Enter the amount of tax incurred by the organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image

Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image

Part II

Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22

(a) Name of interested person	(b) Relationship with organization	(c) Purpose of loan	(d) Loan to or from the organization?		(e) Original principal amount	(f) Balance due	(g) In default?		(h) Approved by board or committee?		(i) Written agreement?
(a) Name of interested person	(b) Relationship with organization	(c) Purpose of loan	To	From	(e) Original principal amount	(f) Balance due	Yes	No	Yes	No	Yes	No






Total ............... $

Part III

Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.

(a) Name of interested person	(b) Relationship between interested person and the organization	(c) Amount of assistance	(d) Type of assistance	(e) Purpose of assistance

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 50056A

Schedule L (Form 990 or 990-EZ) 2019

Page 2

Part IV

Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.

(a) Name of interested person	(b) Relationship between interested person and the organization	(c) Amount of transaction	(d) Description of transaction	(e) Sharing of organization's revenues?
(a) Name of interested person		(c) Amount of transaction	(d) Description of transaction	Yes	No
(1) L SMITH	J. GARRETT - CMU OFFICER - BROTHER OF L. SMITH - CMU EMPLOYEE	84,930	SEE PART V COMPENSATION FOR ASSOCIATE DIRECTOR OF STUDENT ACCOUNTS		No
(2) L BHAGAVATULA	V. BHAGAVATULA - CMU HCE - HUSBAND OF L. BHAGAVATULA	13,681	SEE PART V COMPENSATION FOR PROGRAM AMBASSADOR - CMU AFRICA		No

Part V

Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).

Return Reference	Explanation

Schedule L (Form 990 or 990-EZ) 2019

Additional Data

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SCHEDULE M
(Form 990)

Department of the Treasury

Internal Revenue Service

Noncash Contributions

Complete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image

Attach to Form 990.
Right pointing arrow large image

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Part I

Types of Property

	(a) Check if applicable	(b) Number of contributions or items contributed	(c) Noncash contribution amounts reported on Form 990, Part VIII, line 1g	(d) Method of determining noncash contribution amounts
1 Art—Works of art ....	X	4	490,370	APPRAISAL
2 Art—Historical treasures .
3 Art—Fractional interests ..
4 Books and publications ..	X		4,800	FAIR MARKET VALUE
5 Clothing and household goods .......	X		47,901	FAIR MARKET VALUE
6 Cars and other vehicles ..
7 Boats and planes ....
8 Intellectual property ...
9 Securities—Publicly traded .	X	191	17,556,984	FAIR MARKET VALUE
10 Securities—Closely held stock .
11 Securities—Partnership, LLC, or trust interests ....
12 Securities—Miscellaneous ..
13 Qualified conservation contribution—Historic structures .....
14 Qualified conservation contribution—Other ...
15 Real estate—Residential .
16 Real estate—Commercial ..
17 Real estate—Other ...
18 Collectibles .....
19 Food inventory ...
20 Drugs and medical supplies .
21 Taxidermy ......
22 Historical artifacts ....
23 Scientific specimens ..
24 Archeological artifacts ...
25 Other ( COMPUTER EQUIPMENT )	X	15	670,024	FAIR MARKET VALUE
26 Other ( SCIENTIFIC/MUSIC/FITNESS EQPT )	X	4	48,385	FAIR MARKET VALUE
27 Other ( TOOLS )	X	2	20,415	COST
28 Other ( ALUMNI EVENT )	X	15	14,285	COST

Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement

Yes

30a

During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ...................

30a

If "Yes," describe the arrangement in Part II.

Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?

Yes

32a

Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash

contributions? ..........................

32a

If "Yes," describe in Part II.

If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,

describe in Part II.

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 51227J

Schedule M (Form 990) (2019)

Page 2

Part IISupplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.

Return Reference	Explanation
PART I, COLUMN (B):	THE NUMBER SHOWN IN COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS CARNEGIE MELLON UNIVERSITY RECEIVED FOR EACH TYPE OF PROPERTY FOR THE YEAR ENDED JUNE 30, 2020.

Schedule M (Form 990) (2019)

Additional Data

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SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet

Attach to Form 990 or 990-EZ.
MediumBullet

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization

CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Return Reference	Explanation
FORM 990, PART VI, SECTION A, LINE 2	JAMES ROHR, EDWARD GREFENSTETTE, AND FARNAM JAHANIAN HAVE A BUSINESS RELATIONSHIP. JOEL P. ADAMS AND EDWARD GREFENSTETTE HAVE A BUSINESS RELATIONSHIP. JOEL P. ADAMS AND JAMES ROHR HAVE A BUSINESS RELATIONSHIP. JOEL P. ADAMS AND DAVID COULTER HAVE A BUSINESS RELATIONSHIP.
FORM 990, PART VI, SECTION A, LINE 7A	CARNEGIE MELLON HAS SIX EX-OFFICIO TRUSTEES WHO ARE MEMBERS OF THE BOARD OF TRUSTEES BY HOLDING THE FOLLOWING OFFICES: MAYOR OF THE CITY OF PITTSBURGH PRESIDENT OF COUNCIL OF THE CITY OF PITTSBURGH PRESIDENT OF CARNEGIE MELLON UNIVERSITY PRESIDENT OF CARNEGIE MELLON ALUMNI ASSOCIATION PRESIDENT OF THE ANDREW CARNEGIE SOCIETY OF CARNEGIE MELLON CHAIRMAN OF CARNEGIE MELLON FACULTY SENATE EX-OFFICIO TRUSTEES SHALL BE FULL VOTING MEMBERS OF THE BOARD OF TRUSTEES, WITH ALL RIGHTS AND RESPONSIBILITIES THERETO, EXCEPT AS FOLLOWS: THEY SHALL BE WELCOME AT ALL OPEN SESSIONS OF ALL FULL BOARD MEETINGS AND, IF REQUESTED BY THE CHAIR, AT CLOSED EXECUTIVE SESSIONS; AND THE PRESIDENT OF CARNEGIE MELLON UNIVERSITY SHALL HAVE NO VOTING RIGHTS WHEN SERVING AS A MEMBER OF THE AUDIT COMMITTEE OF THE BOARD.
FORM 990, PART VI, SECTION B, LINE 11B	CARNEGIE MELLON UNIVERSITY'S TAX DEPARTMENT IS RESPONSIBLE FOR GATHERING RELEVANT INFORMATION AND PREPARING THE ANNUAL FORM 990. ONCE THE FORM IS COMPLETE IN DRAFT STATUS, IT IS REVIEWED WITH CARNEGIE MELLON'S INDEPENDENT CERTIFIED PUBLIC ACCOUNTING (CPA) FIRM. UPON COMPLETION OF INDEPENDENT REVIEW BY THE CPA FIRM, THE FORM IS REVIEWED BY THE VICE PRESIDENT FOR FINANCE AND CHIEF FINANCIAL OFFICER, ASSOCIATE VICE PRESIDENT FOR FINANCE AND CONTROLLER, TAX DEPARTMENT AND THEN PROVIDED TO THE AUDIT COMMITTEE FOR APPROVAL. FINALLY, A COMPLETED COPY OF THE FORM IS PROVIDED TO THE BOARD OF TRUSTEES FOR THEIR REVIEW PRIOR TO FILING FORM 990 WITH THE IRS.
FORM 990, PART VI, SECTION B, LINE 12C	CARNEGIE MELLON REQUIRES EACH TRUSTEE, OFFICER, AND MEMBER OF SENIOR MANAGEMENT TO DISCLOSE ANNUALLY THE EXISTENCE OF ANY CIRCUMSTANCES THAT MIGHT CONSTITUTE A CONFLICT OF INTEREST WITH THE INSTITUTION. THE PROCESS IS INITIATED EACH FISCAL YEAR BY THE OFFICE OF THE SECRETARY OF THE CORPORATION SENDING AN ELECTRONIC CONFLICT OF INTEREST QUESTIONNAIRE TO THE ABOVE NOTED INDIVIDUALS. COMPLETED QUESTIONNAIRES ARE RETURNED TO THE SECRETARY OF THE CORPORATION FOR EVALUATION OF ACTUAL OR PERCEIVED CONFLICTS BY THE INSTITUTION, REVIEWED BY THE OFFICE OF GENERAL COUNSEL, AND ANNUAL REPORTING IS PROVIDED TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. ALL OFFICERS AND MEMBERS OF THE BOARD ARE REQUIRED TO DISCLOSE CONFLICTS TO THE SECRETARY OF THE CORPORATION AS THEY ARISE THROUGHOUT THE YEAR.
FORM 990, PART VI, SECTION B, LINE 15	THE COMPENSATION COMMITTEE ANNUALLY REVIEWS AND RECOMMENDS TO THE EXECUTIVE COMMITTEE FOR APPROVAL THE PRESIDENT'S SALARY, COMPENSATION, AND BENEFIT PACKAGE (TOTAL COMPENSATION), AND REVIEWS AND APPROVES THE TOTAL COMPENSATION OF THE PROVOST, VICE PRESIDENTS, DEANS, OFFICERS AND KEY EMPLOYEES. THE COMMITTEE OBTAINS APPROPRIATE ANALYSES AND STUDIES PREPARED BY THE ADMINISTRATION AND INDEPENDENT EXTERNAL SOURCES WITH RESPECT TO COMPENSATION FOR SIMILAR POSITIONS IN SIMILAR ORGANIZATIONS TO AID IN EVALUATING COMPENSATION AND BENEFIT PLAN LEVELS, PRACTICES AND STRATEGIES TO ENSURE THAT THE UNIVERSITY'S COMPENSATION LEVELS AND PRACTICES ARE COMPARABLE TO SIMILAR ORGANIZATIONS AND APPROPRIATE TO ATTRACT, OBTAIN AND RETAIN QUALIFIED PERSONNEL. THIS INCLUDES REVIEWING SURVEY DATA FOR SIMILAR POSITIONS AMONG A SELECT GROUP OF PEER INSTITUTIONS. THE COMMITTEE SUBMITS ITS RECOMMENDATIONS FOR THE PRESIDENT'S TOTAL COMPENSATION PACKAGE TO THE EXECUTIVE COMMITTEE FOR REVIEW AND APPROVAL. THE EXECUTIVE COMMITTEE RECEIVES AN ANNUAL REPORT FROM THE UNIVERSITY'S COMPENSATION COMMITTEE INCLUDING SIGNIFICANT COMPENSATION AND BENEFIT PLAN POLICY CHANGES. IT REPORTS TO THE FULL BOARD ON THIS AND THE COMPETITIVENESS OF THE UNIVERSITY'S COMPENSATION LEVELS AND BENEFIT PLANS IN RELATION TO PEER INSTITUTIONS.
FORM 990, PART VI, SECTION C, LINE 19	CARNEGIE MELLON'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE FOR PUBLIC INSPECTION. THE DOCUMENTS ARE AVAILABLE UPON REQUEST OR CAN BE OBTAINED BY VISITING THE WEBSITE AT WWW.CMU.EDU.
FORM 990, PART VII, SECTION A, LINE 1A:	THE BOARD OF TRUSTEES MAY GRANT THE STATUS OF EMERITUS TRUSTEE TO THOSE MEMBERS WHO HAVE MADE DISTINGUISHED CONTRIBUTIONS TO THE UNIVERSITY AND WHO HAVE ATTAINED AT LEAST AGE 60 OR A MAXIMUM OF AGE 75. THE BOARD OF TRUSTEES MAY, AT ANY TIME OR FROM TIME TO TIME CHANGE THE AGE AT WHICH TRUSTEES MUST BE GRANTED EMERITUS/A STATUS, OR RESIGN FROM THE BOARD. EMERITUS/A TRUSTEES SHALL BE WELCOME AT ALL FULL BOARD MEETINGS; ALL MEETINGS OF THE ADVANCEMENT, EDUCATIONAL AFFAIRS AND ENROLLMENT, AND RESEARCH, INNOVATION AND ENTREPRENEURSHIP COMMITTEES OF THE BOARD OF TRUSTEES; SHALL RECEIVE ALL NOTICES, MINUTES AND REPORTS OF SAID MEETINGS, SHALL BE FREE TO PARTICIPATE IN DISCUSSIONS, BUT SHALL BE WITHOUT A VOTE ON ANY MATTER. EMERITUS TRUSTEES SHALL BE WELCOME AT ALL BOARD AND UNIVERSITY EVENTS. THE FOLLOWING INDIVIDUALS WERE EMERITUS LIFE TRUSTEES OF CARNEGIE MELLON'S BOARD OF TRUSTEES: JOHN BERTUCCI, CAROL R. BROWN, ROBERT M. BROWN III, W. LOGAN DICKERSON, PHILIP L. DOWD, DINA DUBLON, WILLIAM B. ELLIS, CYNTHIA FRIEDMAN, HENRY GAILLIOT, CLAIRE W. GARGALLI, RICHARD D. HAMILTON, TERESA HEINZ, T. JEROME HOLLERAN, W. LEE HOSKINS, JUSTIN M. JOHNSON, PATRICIA ASKWITH KENNER, DAVID M. KIRR, EDWARD E. LUCENTE, THOMAS A. MCCONOMY, JACK E. MCGRATH, REGINA GOUGER MILLER, ALESSANDRO OVI, E. KEARS POLLOCK, CHARLES J. QUEENAN, JR. ESQ, JOHN G. RANGOS, SR., VINCENT A. SARNI, JOYCE B. SCOTT, DAVID S. SHAPIRA, RAYMOND W. SMITH, W. LOWELL STEINBRENNER, DONALD E. STITZENBERG, JAMES M. WALTON, KONRAD M. WEIS.
FORM 990, PART VII, SECTION A, COLUMN B:	FOR EACH PERSON LISTED IN COLUMN A WHO IS AN EMPLOYEE OF CARNEGIE MELLON UNIVERSITY, THE AVERAGE NUMBER OF HOURS PER WEEK STATED IS 50 HOURS PER WEEK; HOWEVER, THE ACTUAL NUMBER OF HOURS WORKED VARIES BETWEEN 50-80 HOURS PER WEEK.
FORM 990, PART XI, LINE 9:	LAMME UNREALIZED GAINS/LOSS -6,594. CHANGE IN SWAP VALUE NET OF INTEREST EXPENSE & OTHER -12,014,185. NET LOSS FROM FUNDRAISING EVENTS 12,797. LOSSES FROM ADJUSTMENTS OF PLEDGES RECEIVABLE -3,226,787.
FORM 990, PART XII, FINANCIAL STATEMENTS AND REPORTING:	CARNEGIE MELLON HAS AN AUDIT COMMITTEE OF THE BOARD OF TRUSTEES THAT IS RESPONSIBLE FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND THE SELECTION OF A CERTIFIED INDEPENDENT ACCOUNTING FIRM THAT AUDITS THE FINANCIAL STATEMENTS. CARNEGIE MELLON'S FINANCIAL STATEMENTS ARE CONSOLIDATED. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 51056K

Schedule O (Form 990 or 990-EZ) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service

Related Organizations and Unrelated Partnerships

Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBullet

Attach to Form 990.
MediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Part I

Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.

(a) Name, address, and EIN (if applicable) of disregarded entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Total income	(e) End-of-year assets	(f) Direct controlling entity
(1) CM SPE LLC 5000 FORBES AVENUE PITTSBURGH,PA15213 25-0969449	LEASEHOLDER	PA	354,084	395,950	CARNEGIE MELLON UNIVERSITY

Part II

Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	(g) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	Yes	No
(1)BENJAMIN GARVER LAMME SCHOLARSHIP FUND 5000 FORBES AVENUE PITTSBURGH,PA15213 25-6030362	FELLOWSHIP FUND	PA	501(C)(3)	509(A)(3)	CARNEGIE MELLON UNIVERSITY		No
(2)JACK G BUNCHER CHARITABLE FUND FOR CARNEGIE MELLON UNIVERSITY 5000 FORBES AVENUE PITTSBURGH,PA15213 20-4393107	GRANT FUND	PA	501(C)(3)	509(A)(3)	CARNEGIE MELLON UNIVERSITY		No
(3)MPC CORPORATION 5000 FORBES AVENUE PITTSBURGH,PA15213 25-1128244	RESEARCH AND DEVELOPMENT	PA	501(C)(3)	509(A)(3)	N/A		No
(4)THE DIETRICH FOUNDATION 600 GRANT STREET SUITE 5360 PITTSBURGH,PA15219 36-4711746	PHILANTHROPY	PA	501(C)(3)	509(A)(3)	N/A		No
(5)ADVANCED ROBOTICS FOR MANUFACTURING INSTITUTE 4501 LYTLE STREET MILL 19A STE 200 PITTSBURGH,PA152071892 81-2812384	RESEARCH AND DEVELOPMENT	PA	501(C)(3)	509(A)(3)	CARNEGIE MELLON UNIVERSITY	Yes

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50135Y

Schedule R (Form 990) 2019

Page 2

Part III

Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Predominant income(related, unrelated, excluded from tax under sections 512-514)	(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?		(k) Percentage ownership
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity		(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No
(1) CARNEGIE INNOVATIONS LLC 600 RIVER AVENUE SUITE 100 PITTSBURGH,PA15212 45-5177927	EDUCATION	PA	CARNEGIE MELLON UNIVERSITY	RELATED	-375,813	-7,189,779		No		Yes		90.000 %
(2) ICARNEGIE GLOBAL LEARNING LLC 210 SIXTH AVENUE SUITE 3570 PITTSBURGH,PA15222 38-3887172	EDUCATION	PA	N/A
(3) CL ACQUISITION LLC 5000 FORBES AVENUE PITTSBURGH,PA15213	NO ACTIVITY	PA	N/A
(4) SYSTEMIQ LLC 5000 FORBES AVENUE PITTSBURGH,PA15213 35-2506818	NO ACTIVITY	PA	N/A

Part IV

Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets	(h) Percentage ownership	(i) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets		Yes	No
(1) ICARNEGIE INC 4615 FORBES AVENUE PITTSBURGH,PA15213 01-0625769	EDUCATION	PA	CARNEGIE MELLON UNIVERSITY	C		5,835	100.000 %	Yes
(2) ICARNEGIE INTERNATIONAL LTD C/O APPLEBY CANONS COURT 22 VICT PO BOX HM,HAMILTON HMEX BD	EDUCATION	BD	CARNEGIE MELLON UNIVERSITY	C			100.000 %		No
(3) IRREVOCABLE ESTATE (1)	TRUST	FL		T		400,789	100.000 %		No
(4) PERPETUAL TRUST (5)	TRUST	PA		T		3,930,245	100.000 %		No
(5) REVOCABLE TRUST (1)	TRUST	PA		T	322,499	22,663,253	100.000 %		No
(6) CHARITABLE REMAINDER TRUST (2)	TRUST	PA		T	456,545		100.000 %		No
(7) CHARITABLE LEAD TRUST (1)	TRUST	PA		T		90,692	100.000 %		No

Schedule R (Form 990) 2019

Page 3

Part V

Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.

Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.

Yes

1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?

a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................

Yes

b Gift, grant, or capital contribution to related organization(s) ............................

c Gift, grant, or capital contribution from related organization(s) ............................

Yes

d Loans or loan guarantees to or for related organization(s) ............................

e Loans or loan guarantees by related organization(s) ............................

f Dividends from related organization(s) ............................

g Sale of assets to related organization(s) ............................

h Purchase of assets from related organization(s) ............................

i Exchange of assets with related organization(s) ............................

j Lease of facilities, equipment, or other assets to related organization(s) .......................

Yes

k Lease of facilities, equipment, or other assets from related organization(s) ......................

l Performance of services or membership or fundraising solicitations for related organization(s) .....................

m Performance of services or membership or fundraising solicitations by related organization(s) .................

n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................

o Sharing of paid employees with related organization(s) ............................

p Reimbursement paid to related organization(s) for expenses ............................

q Reimbursement paid by related organization(s) for expenses ............................

Yes

r Other transfer of cash or property to related organization(s) ............................

s Other transfer of cash or property from related organization(s) ............................

If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.

(a) Name of related organization	(b) Transaction type (a-s)	(c) Amount involved	(d) Method of determining amount involved
(1) BENJAMIN GARVER LAMME SCHOLARSHIP FUND	C	66,177	CASH
(2) JACK G BUNCHER CHARITABLE BUNCHER FUND	C	1,649,053	CASH
(3) MPC CORPORATION	C	3,422,930	CASH
(4) THE DIETRICH FOUNDATION	C	15,170,431	CASH
(5) ADVANCED ROBOTICS FOR MANUFACTURING INSTITUTE	Q	158,784	CASH
(6) ADVANCED ROBOTICS FOR MANUFACTURING INSTITUTE	A	848,450	CASH
(7) ADVANCED ROBOTICS FOR MANUFACTURING INSTITUTE	C	650,037	CASH

Schedule R (Form 990) 2019

Page 4

Part VI

Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.

(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(e) Are all partners section 501(c)(3) organizations?		(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?
(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	Yes	No	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No

Schedule R (Form 990) 2019

Page 5

Part VII

Supplemental Information

Provide additional information for responses to questions on Schedule R. (see instructions).

Return Reference	Explanation

Schedule R (Form 990) 2019

Additional Data

Software ID:
Software Version:

- TIN:

TY 2019 AffiliatedGroupSchedule

Name:

CARNEGIE MELLON UNIVERSITY

EIN:

25-0969449

Affiliated Group Business Name:

JACK G BUNCHER CHARITABLE FUND FOR CMU

Address. Either US or Foreign Type:

5000 FORBES AVENUE
PITTSBURGH, PA15213

EIN:

20-4393107

Electing Organization Checkbox:

Total Grassroots Lobbying:

Total Direct Lobbying:

Total Lobbying Expenditures:

Other Exempt Purpose Expenditures:

1,649,053

Total Exempt Purpose Expenditures:

1,649,053

Lobbying Nontaxable Amount:

232,453

Grassroots Nontaxable Amount:

58,113

Tot Lobbying Grassroot Minus Non Tx:

Tot Lobby Expend Mns Lobbying Non Tx:

Share Of Excess Lobbying:

Affiliated Group Business Name:

BENJAMIN GARVER LAMME SCHOLARSHIP FUND

Address. Either US or Foreign Type:

5000 FORBES AVENUE
PITTSBURGH, PA15213

EIN:

25-6030362

Electing Organization Checkbox:

Total Grassroots Lobbying:

Total Direct Lobbying:

Total Lobbying Expenditures:

Other Exempt Purpose Expenditures:

Total Exempt Purpose Expenditures:

Lobbying Nontaxable Amount:

Grassroots Nontaxable Amount:

Tot Lobbying Grassroot Minus Non Tx:

Tot Lobby Expend Mns Lobbying Non Tx:

Share Of Excess Lobbying:

1	Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
2	Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
3	Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
4	Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .	Yes	No
5	Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
6	Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No