TY 2020 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020

Name of foundation
SHAW-BURCKHARDT-BRENNER FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)C/O HALL RENDER500 N MERIDIAN ST
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
INDIANAPOLIS, IN46204

A Employer identification number

23-7076297

B Telephone number (see instructions)

(317) 977-1449

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$1,007,301J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments	3,303		3,303
4	Dividends and interest from securities...	19,380		19,380
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		88
b	Gross sales price for all assets on line 6a 331,419
7	Capital gain net income (from Part IV, line 2)...			88
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	22,771		22,771
13	Compensation of officers, directors, trustees, etc.
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........		3,775		3,775
b	Accounting fees (attach schedule).......		3,250		3,250
c	Other professional fees (attach schedule)....		6,797	6,797
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		1,270	220
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		30	30
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	15,122		7,047	7,025
25	Contributions, gifts, grants paid.......	42,000			42,000
26	Total expenses and disbursements. Add lines 24 and 25	57,122		7,047	49,025
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-34,351
b	Net investment income (if negative, enter -0-)			15,724
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............
	2	Savings and temporary cash investments.........	38,190	38,908	38,908
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)	68,947	40,693	40,787
	b	Investments—corporate stock (attach schedule).......	409,262	391,628	564,603
	c	Investments—corporate bonds (attach schedule).......
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	308,802	319,621	363,003
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	825,201	790,850	1,007,301
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds	825,201	790,850
	29	Total net assets or fund balances (see instructions).....	825,201	790,850
	30	Total liabilities and net assets/fund balances (see instructions).	825,201	790,850

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

825,201

Enter amount from Part I, line 27a .....................

-34,351

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

790,850

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

790,850

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation
1 a	PUBLICLY TRADED SECURITIES	P
b	PUBLICLY TRADED SECURITIES	P
c
d
e

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	53,909	62,008	-8,099
b	275,552	269,323	6,229
c
d
e

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-8,099
b			6,229
c
d
e

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	88
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	219
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2...........................	3	219
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	219
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a	1,050
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	1,050
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	831
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax831	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

GOELZER INVESTMENT MANAGEMENT Telephone no. bullet

(317) 264-2600

Located at bullet

111 MONUMENT CIRCLE STE 500INDIANAPOLISIN ZIP+4 bullet

46204

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
DAVID J BACKER	DIRECTOR 1.00	0	0	0
25 DREW ROAD SOUTH PORTLAND,ME04106	DIRECTOR 1.00	0	0	0
THOMAS A JENKINS	DIRECTOR 1.00	0	0	0
500 NORTH MERIDIAN ST SUITE 400 INDIANAPOLIS,IN46204	DIRECTOR 1.00	0	0	0
CHRISTINE H HICKEY	DIRECTOR 1.00	0	0	0
135 N PENNSYLVANIA STREET STE 1400 INDIANAPOLIS,IN46204	DIRECTOR 1.00	0	0	0
DENNIS R JONES	DIRECTOR 1.00	0	0	0
8017 BEAUMONT GREEN EAST DRIVE INDIANAPOLIS,IN46250	DIRECTOR 1.00	0	0	0
DOROTHEA GENETOS	DIRECTOR 1.00	0	0	0
6511 A MERIDIAN PARKWAY INDIANAPOLIS,IN46220	DIRECTOR 1.00	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1	N/A
2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

872,752

Average of monthly cash balances.......................

28,973

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

901,725

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

901,725

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

13,526

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

888,199

Minimum investment return. Enter 5% of line 5..................

44,410

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

44,410

Tax on investment income for 2020 from Part VI, line 5......

219

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

219

Distributable amount before adjustments. Subtract line 2c from line 1............

44,191

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

44,191

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

44,191

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

49,025

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

49,025

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

49,025

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7			44,191
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......
b Total for prior years:20, 20, 20
3 Excess distributions carryover, if any, to 2020:
a From 2015......	3,004
b From 2016......
c From 2017......	20,999
d From 2018......	12,165
e From 2019......	2,312
fTotal of lines 3a through e........		38,480
4Qualifying distributions for 2020 from Part
XII, line 4: $ 49,025
a Applied to 2019, but not more than line 2a
b Applied to undistributed income of prior years (Election required—see instructions).....
c Treated as distributions out of corpus (Election required—see instructions)........
d Applied to 2020 distributable amount.....			44,191
e Remaining amount distributed out of corpus		4,834
5 Excess distributions carryover applied to 2020.
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		43,314
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........			0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...		3,004
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......		40,310
10 Analysis of line 9:
a Excess from 2016....
b Excess from 2017....	20,999
c Excess from 2018....	12,165
d Excess from 2019....	2,312
e Excess from 2020....	4,834

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

NONE

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

NONE

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

THOMAS A JENKINS
500 N MERIDIAN STREET SUITE 400
INDIANAPOLIS,IN462041293
(317) 977-1449

bThe form in which applications should be submitted and information and materials they should include:

THE SHAW-BURCKHARDT-BRENNER FOUNDATION REQUIRES THAT ALL APPLICATIONS FOR GRANT FUNDING BE SUBMITTED ON THE FORM TITLED "SHAW-BURCKHARDT-BRENNER FOUNDATION GRANT APPLICATION". A PAPER COPY CAN BE OBTAINED FROM THE FOUNDATION'S SECRETARY. FOR YOUR CONVENIENCE, THE FOUNDATION SECRETARY CAN, UPON REQUEST, MAKE A COPY AVAILABLE TO YOU IN "WORD" FORMAT.

cAny submission deadlines:

GENERALLY, THE BOARD MEETS TWO TIMES A YEAR, IN APRIL OR MAY AND AGAIN IN NOVEMBER OR DECEMBER. TO B

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

THE FOUNDATION HAS AWARDED GRANTS TO A VARIETY OF PROGRAMS, INCLUDING PROGRAMS RELATING TO THE ARTS, EDUCATION, SERVICES TO THE ELDERLY, ETC. THAT BEING SAID, HOWEVER, THE BOARD HAS DEVELOPED A NON-EXCLUSIVE FOCUS ON PROGRAMS THAT BENEFIT CHILDREN (OR PROVIDE SERVICES TO CHILDREN) WITH AN EMPHASIS ON PROGRAMS THAT DEAL WITH FOOD, CLOTHING, SHELTER AND SOCIAL VALUES OVER OTHER PROGRAMS. THE BOARD PREFERS TO CONSIDER GRANT REQUESTS FOR THE FUNDING OF SPECIFIC PROGRAMS OR PROJECTS BEFORE CONSIDERING REQUESTS FOR GENERAL OPERATING FUNDS.

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
ASCENT 121 PO BOX 1143 CARMEL,IN46082		PC	OPERATING EXPENSES	7,500
ASSISTANCE LEAGUE OF INDIANAPOLIS 1475 WEST 86TH STREET INDIANAPOLIS,IN46260		PC	OPERATION SCHOOL BELL PROGRAM	7,500
BOYS AND GIRLS CLUBS OF INDIANAPOLI 3909 N MERIDIAN STREET SUITE 100 INDIANAPOLIS,IN46208		PC	FOOD SERVICE PROGRAM	4,000
BROOKSIDE COMMUNITY DEVELOPMENT COR 1035 N OLNEY STREET INDIANAPOLIS,IN46201		PC	BROOKSIDE COMMUNITY PLAY PROGRAM	3,000
CHILD ADVOCATES 8200 HAVERSTICK ROAD SUITE 240 INDIANAPOLIS,IN46240		PC	WISHING WELL FUND	4,000
COBURN PLACE SAFE HAVEN II INC 604 E 38TH STREET INDIANAPOLIS,IN46205		PC	SCHOOL'S OUT CAMPS	2,000
GLEANER'S FOOD BANK INC 3737 WALDEMERE AVENUE INDIANAPOLIS,IN46241		PC	BACKSACKS-WEEKEND FOOD FOR KIDS	5,000
HAPPY HOLLOW CHILDREN'S CAMP INC 615 N ALABAMA STREET SUITE 134 INDIANAPOLIS,IN46204		PC	CAMPING PROGRAM	2,000
JOSEPH MALEY FOUNDATION PO BOX 681010 INDIANAPOLIS,IN46205		PC	DISABILITY AWARENESS PROGRAM	1,000
THE DOMESTIC VIOLENCE NETWORK 9245 N MERIDIAN ST SUITE 235 INDIANAPOLIS,IN46260		PC	HOTEL FUND	5,000
WESTMINSTER NEIGHBORHOOD SERVICES PO BOX 11465 INDIANAPOLIS,IN46201		PC	YOUTH PROGRAMMING	1,000
Total ................................. 3a				42,000

bApproved for future payment

Total ................................. 3b

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........			14	3,303
4 Dividends and interest from securities....			14	19,380
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	88
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				22,771

13Total. Add line 12, columns (b), (d), and (e)..................

22,771

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

TY 2020 AccountingFeesSchedule

Name:

SHAW-BURCKHARDT-BRENNER FOUNDATION

EIN:

23-7076297

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
TAX PREPARATION FEES	3,250			3,250

- TIN:

TY 2020 InvestmentsCorpStockSchedule

Name:

SHAW-BURCKHARDT-BRENNER FOUNDATION

EIN:

23-7076297

Name of Stock	End of Year Book Value	End of Year Fair Market Value
ALPHABET INC CAP STK CL C 5 SH	5,601	8,759
AMAZON 2 SH	6,472	6,514
AMERICAN EXPRESS CO 50 SH	3,513	6,046
AMERICAN EXPRESS CO 65 SH
AMERICAN INTL GROUP INC COM 190 SH	9,631	7,193
ANHEUSER-BUSCH INBEV 80 SH	6,136	5,593
APPLE INC 116 SH	2,071	15,392
APPLE INC 40 SH
AT&T INC 300 SH
AT&T INC COM 194	5,170	5,579
BERKSHIRE HATHAWAY INC 24 SH	4,511	5,565
BORG WARNER INC 194 SH	6,695	7,496
BRISTOL MYERS SQUIBB 135 SH	6,104	8,375
BRISTOL MYERS SQUIBB 205 SH
BROADRIDGE FINANCIAL SOLUTION 32 SH	3,080	4,902
CABOT OIL & GAS CP COM 350 SH
CAPITAL ONE FINANCIAL CORP COM 81 SH	7,231	8,007
CENTERPOINT ENERGY INC 258 SH
CHECK POINT SOFTWARE TECH 60 SH	4,876	7,975
CHECK POINT SOFTWARE TECHNOL 80SH
CHEESECAKE FACTORY INC
CHEVRON CORP NEW COM 60 SH
CHEVRON CORP NEW COM 86 SH	7,197	7,263
CITIZENS FINL GROUP INC COM 215 SH
COLFAX CORP 108 SH	3,290	4,130
COMCAST CORP 72 SH	3,548	3,773
COMPASS MINERALS INTL INC 135 SH	8,405	8,332
COMPASS MINERALS INTL INC 160 SH
CORTEVA INC COM 257 SH	7,028	9,951
CRANE CO 58 SH	3,321	4,504
CVS HEALTH CORP COM 151 SH	6,763	10,313
DBX ETF TR XTRACK MSCI 400 SH
DBX ETF TR XTRACK MSCI EAFE 206	5,078	6,924
DIAMONDBACK ENERGY INC COM 35 SH
DOMINION ENERGY INC COM 105 SH
DOMINION ENERGY INC COM 63 SH	4,131	4,738
EDISON INTERNATIONAL 72 SH	3,999	4,523
EXXON MOBIL CORP 100 SH
EXXON MOBIL CORP 80 SH	4,481	3,298
FIDELITY NATIONAL FINANCIAL 166 SH
FIDELITY NATIONAL FINANCIAL 217 SH	7,928	8,483
FIFTH THIRD BANCORP	7,011	7,720
FIRST SOLAR INC COM 143 SH	5,636	14,146
GARMIN LTD 43 SH	3,212	5,145
HANESBRANDS INC COM 217 SH	3,393	3,164
HARTFORD FINL SVCS GROUP INC 140 SH
HONEYWELL INTL INC 35 SH	1,289	7,445
HONEYWELL INTL INC 50 SH
INGREDION INC COM
INTL BUSINESS MACH 70 SH
IQVIA HLDGS INC COM 50 SH	4,129	8,958
ISHARES CORE S&P SMALL-CAP 255 SH
ISHARES S&P 500 GROWTH ETF	64,416	90,624
ISHARES S&P 500 GROWTH ETF 180 SH
ISHARES S&P MIDCAP 400 GROWTH	10,228	24,554
ISHARES S&P MIDCAP 400 GROWTH 140 SH	26,807	32,176
ISHARES S&P MIDCAP ETF 80 SH
ISHARES S&P SMALL CAP 355 SH	20,976	32,625
ISHARES S&P SMALLCAP 600 VALUE
ISHARES TR EXPANDED TECH 48 SH	9,317	16,997
ISHARES TR EXPANDED TECH 81 SH
ISHARES TR S&P MIDCAP 400 GRWTH 85 S
ISHARS TIPS BOND ETF 105 SH
JOHNSON CONTROLS INTL 185 SH
KRAFT HEINZ CO COM 177 SH	4,772	6,135
KROGER CO COM 265 SH
LEVI STRAUSS & CO 200 SH
LEVI STRAUSS & CO 263 SH	3,303	5,281
MCKESSON CORP 36 SH	4,564	6,261
MCKESSON CORP 56 SH
MERCK & CO INC NEW 90 SH	2,986	7,362
MEREDITH CORP 155 SH
MGIC INVST CORP WIS COM 500 SH
MICROSOFT CORP 50 SH	5,359	11,121
MICROSOFT CORP 75 SH
MYLAN NV 193 SH
NCR CORP 245 SH
QUALCOMM INC 105 SH	5,903	15,995
QUALCOMM INC 120 SH
RAYTHEON TECHNOLOGIES CORP 81 SH	3,699	5,792
SCHLUMBERGER LIMITED 440 SH	8,452	9,605
SCHLUMBERGER LIMITED 99 SH
SPDR SERIES TRUST S&P 425 SH	21,677	28,131
STARBUCKS CORP COM 90 SH	6,074	9,628
STERICYCLE INC COM 73 SH
TJX COS INC 139 SH
TJX COS INC 69 SH	3,078	4,712
TRAVELERS COMPANIES IN COM 35 SH
UNITED HEALTH GROUP 22 SH	5,397	7,715
UNITED TECHNOLOGIES CORP 60 SH
UNITEDHEALTH GROUP 29 SH
VANGUARD REAL ESTATE ETF 50 SH
VERIZON COMMUNICATIONS 111 SH	5,676	6,521
VERIZON COMMUNICATIONS 141 SH
VIATRIS INC COM	7,072	7,946
WAL-MART STORES INC COM 45 SH
WELLS FARGO CO 74 SH
WELLS FARGO CO NEW 157 SH	4,401	4,738
WOLVERINE WORLD WIDE INC 225 SH
ZIMMER BIOMET HLDGS INC COM 48 SH
ZIMMER BIOMET HLDGS INC COM 68 SH	6,541	10,478

- TIN:

TY 2020 InvestmentsGovtObligationsSch

Name:

SHAW-BURCKHARDT-BRENNER FOUNDATION

EIN:

23-7076297

US Government Securities - End of Year Book Value:

40,693

US Government Securities - End of Year Fair Market Value:

40,787

State & Local Government Securities - End of Year Book Value:

State & Local Government Securities - End of Year Fair Market Value:

- TIN:

TY 2020 InvestmentsOtherSchedule2

Name:

SHAW-BURCKHARDT-BRENNER FOUNDATION

EIN:

23-7076297

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
ALLIANZAGI CONVERT FUND 155.142 SH	AT COST
BLACKROCK SYSTEMATIC MULT 1185.77 SH	AT COST	12,000	11,976
CALAMOS MARKET NEUTRAL INCOME 1033.2	AT COST
CALAMOS MARKET NEUTRAL INCOME 1091.6	AT COST	13,231	15,163
CARILLON REAMS UNCONSTRAINED 1638.37	AT COST	18,897	21,250
CARILLON REAMS UNCONSTRAINED 1680.91	AT COST
DIAMOND HILL LONG/SHRT FUND 500.626	AT COST	8,093	13,304
FEDERATED HERMES INTL 1256.173	AT COST	27,611	37,962
FEDERATED INTL EQ FD CL IS 1256.173	AT COST
FIDELITY ADVISOR REAL EST 1023.87 SH	AT COST	12,459	12,010
FIDELITY ADVISOR REAL EST 7331.967	AT COST
FIDELITY TOTAL INTL INDEX FD 3247.35	AT COST
FIDELITY TOTAL INTL INDEX FD 3694.18	AT COST	43,500	50,130
GABELLI ABC FUND ADV 896.660	AT COST
JANUS HENDERSON ENTERPRISE 28.636	AT COST	2,946	4,526
JPMORGAN MORTGAGE BACKED 1630.589	AT COST	18,597	18,833
MAINSTAY MACKAY CONVERTIBLE 565.682	AT COST	9,000	13,067
NICHOLAS EQUITY INCOME FUND 1058.342	AT COST
OMEGA HEALTHCARE INVS INC 182 SH	AT COST	1,894	6,611
SIMON PPTY GRP INC 30 SH	AT COST
SIMON PPTY GRP INC 38 SH	AT COST	2,508	3,241
STONE RIDGE REINSRNCE 1084.485	AT COST
STONE RIDGE REINSRNCE 1595.340	AT COST	15,519	14,502
VANGUARD EMERG MKTS 300.188	AT COST	6,426	7,949
VANGUARD GNMA ADMIRAL 561.197	AT COST	6,027	6,028
VANGUARD HI YIELD CORP 1821.494	AT COST	10,038	10,893
VANGUARD INTERMED TRM 2951.593	AT COST	28,941	30,903
VANGUARD SHORT TERM INVMT 6047.894	AT COST	64,185	66,708
WELLS FARGO SHT HIGH YLD 2180.607	AT COST
WELLS FARGO SHT TERM 8.23	AT COST	17,749	17,947

- TIN:

TY 2020 LegalFeesSchedule

Name:

SHAW-BURCKHARDT-BRENNER FOUNDATION

EIN:

23-7076297

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
LEGAL FEES	3,775			3,775

- TIN:

TY 2020 OtherExpensesSchedule

Name:

SHAW-BURCKHARDT-BRENNER FOUNDATION

EIN:

23-7076297

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
EXPENSES
WIRE FEES	30	30

- TIN:

TY 2020 OtherProfessionalFeesSchedule

Name:

SHAW-BURCKHARDT-BRENNER FOUNDATION

EIN:

23-7076297

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
INVESTMENT MANAGEMENT FEES	6,797	6,797

- TIN:

TY 2020 TaxesSchedule

Name:

SHAW-BURCKHARDT-BRENNER FOUNDATION

EIN:

23-7076297

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
FOREIGN TAX & FEES PAID	220	220
FEDERAL TAX ESTIMATE	1,050