Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
ALBEN F & CLARA G BATES FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)159 COTTAGE HILL ROAD APT 113
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
ELMHURST, IL60126
A Employer identification number

36-6081072
B Telephone number (see instructions)

(630) 832-1070
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$4,924,132J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 114 114  
4 Dividends and interest from securities... 117,635 117,635  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 83,295
b Gross sales price for all assets on line 6a 678,686
7 Capital gain net income (from Part IV, line 2)... 30,746
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 1,766 1,766  
12 Total. Add lines 1 through 11........ 202,810 150,261  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 11,590 5,795   5,795
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 2,890 2,890    
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 1,301 824   477
19 Depreciation (attach schedule) and depletion... Click to see attachment 118 118  
20 Occupancy.............. 5,088 2,544   2,544
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 1,062 880   182
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 22,049 13,051   8,998
25 Contributions, gifts, grants paid....... 700,000 700,000
26 Total expenses and disbursements. Add lines 24 and 25 722,049 13,051   708,998
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -519,239
b Net investment income (if negative, enter -0-) 137,210
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 53,134 54,585 54,585
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 2,850,157 Click to see attachment2,329,596 4,869,547
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet4,922
Less: accumulated depreciation (attach schedule) bullet2,506 2,534 Click to see attachment2,416  
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,905,825 2,386,597 4,924,132
Liabilities 17 Accounts payable and accrued expenses.......... 318 329
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 318 329
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 2,905,507 2,386,268
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 2,905,507 2,386,268
30 Total liabilities and net assets/fund balances (see instructions). 2,905,825 2,386,597
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
2,905,507
2
Enter amount from Part I, line 27a .....................
2
-519,239
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
2,386,268
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
2,386,268
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1a
b
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 30,746
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 1,907
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 1,907
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,907
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 2,326
b Exempt foreign organizations—tax withheld at source...... 6b  
c Tax paid with application for extension of time to file (Form 8868)... 6c 2,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 4,326
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 2,419
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet2,419 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletJOSEPHINE B PRASIL Telephone no.bullet (630) 832-1070

    Located atbullet159 COTTAGE HILL AVENUE 113ELMHURSTIL ZIP+4bullet60126
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JOSEPHINE B PRASIL VP/SEC/TREAS
    10.00     		11,590 0 0
    159 COTTAGE HILL AVENUE 113
    ELMHURST,IL60126
    ROBERT H WIER DIRECTOR
    1.00     		0 0 0
    159 COTTAGE HILL AVENUE 113
    ELMHURST,IL60126
    PATRICIA B PACE PRESIDENT
    1.00     		0 0 0
    159 COTTAGE HILL AVE 113
    ELMHURST,IL60126
    DEBORAH D COLLINS VP/ASST. TRE
    1.00     		0 0 0
    159 COTTAGE HILL AVE 113
    ELMHURST,IL60126
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    4,841,201
    b
    Average of monthly cash balances.......................
    1b
    34,283
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    4,875,484
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    4,875,484
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    73,132
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    4,802,352
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    240,118
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    240,118
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    1,907
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,907
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    238,211
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    238,211
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    238,211
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    708,998
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    708,998
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    708,998
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 238,211
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 20,936
    b From 2016...... 27,915
    c From 2017...... 105,352
    d From 2018...... 145,763
    e From 2019...... 225,553
    fTotal of lines 3a through e........ 525,519
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 708,998
    a Applied to 2019, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2020 distributable amount..... 238,211
    e Remaining amount distributed out of corpus 470,787
    5 Excess distributions carryover applied to 2020.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 996,306
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		20,936
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		975,370
    10 Analysis of line 9:
    a Excess from 2016.... 27,915
    b Excess from 2017.... 105,352
    c Excess from 2018.... 145,763
    d Excess from 2019.... 225,553
    e Excess from 2020.... 470,787
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    1ST CONGREGATIONAL CHURCH ELMHURST
    235 S KENILWORTH
    ELMHURST,IL60126     		NONE   UNRESTRICTED 3,000
    AURORA UNIVERSITY - MUSIC ON THE LA
    350 CONSTANCE BOULEVAARD
    WILLIAMS BAY,WI53191     		NONE   UNRESTRICTED 3,500
    BROOKFIELD ZOO
    3300 GOLF ROAD
    BROOKFIELD,IL60513     		NONE   UNRESTRICTED 3,000
    CENTRAL IOWA SYMPHONY
    PO BOX 1080
    AMES,IA500141080     		NONE   UNRESTRICTED 2,000
    CHRISTOPHER & DANA REEVE FOUNDATION
    636 MORRIS TURNPIKE SUITE
    SHORT HILLS,NJ07078     		NONE   UNRESTRICTED 1,000
    CYSTIC FIBROSIS FOUNDATION
    4550 MONTGOMERY AVE
    BETHESDA,MD20814     		NONE   UNRESTRICTED 1,000
    DUPAGE CHILDRENS MUSEUM
    301 N WASHINGTON STREET
    NAPERVILLE,IL60540     		NONE   UNRESTRICTED 10,000
    ELMHURST ART MUSEUM
    150 COTTAGE HILL AVENUE
    ELMHURST,IL60126     		NONE   UNRESTRICTED 3,000
    ELMHURST UNIVERSITY
    190 S PROSPECT AVENUE
    ELMHURST,IL60126     		NONE   UNRESTRICTED 20,000
    ELMHURST FAMILY YMCA
    211 W FIRST STREET
    ELMHURST,IL60126     		NONE   UNRESTRICTED 14,000
    ELMHURST HERITAGE FOUNDATION
    120 E PARK
    ELMHURST,IL60126     		NONE   UNRESTRICTED 20,000
    ELMHURST MEMORIAL HEALTHCARE
    155 E BRUSH HILL ROAD
    ELMHURST,IL60126     		NONE   UNRESTRICTED 20,000
    ELMHURST SYMPHONY ASSOCIATION
    PO BOX 345
    ELMHURST,IL60126     		NONE   UNRESTRICTED 1,500
    EPISCOPAL CHURCH OF OUR SAVIOR
    116 E CHURCH STREET
    ELMHURST,IL60126     		NONE   UNRESTRICTED 3,000
    FIELD MUSEUM OF NATURAL HISTORY
    1400 S LAKE SHORE DRIVE
    CHICAGO,IL606052496     		NONE   UNRESTRICTED 1,000
    FONTANA PUBLIC LIBRARY
    166 2ND AVENUE
    FONTANA,WI53125     		NONE   UNRESTRICTED 1,000
    GENEVA LAKE ASSOCIATION
    PO BOX 412
    LAKE GENEVA,WI53147     		NONE   UNRESTRICTED 1,500
    GENEVA LAKE CONSERVANCY
    PO BOX 588 398 MILL ST
    FONTANA,WI53125     		NONE   UNRESTRICTED 6,500
    GENEVA LAKE ENVIRONMENTAL AGENCY
    PO BOX 914
    WILLIAMS BAY,WI531910914     		NONE   UNRESTRICTED 3,000
    GENEVA LAKE LEVEL CORPORATION
    PO BOX 656
    LAKE GENEVA,WI53147     		NONE   UNRESTRICTED 1,500
    GENEVA LAKE WATER SAFETY COMMITTEE
    PO BOX 548
    WILLIAMS BAY,WI53191     		NONE   NW MILITARY & NAVAL ACADEMY EXH 15,000
    GIGI'S PLAYHOUSE - CHICAGO
    3948 N LINCOLN AVENUE
    CHICAGO,IL60613     		NONE   UNRESTRICTED 20,000
    GRAUE MILL AND MUSEUM
    3800 S YORK ROAD
    OAK BROOK,IL60523     		NONE   UNRESTRICTED 2,000
    GUIDING EYES FOR THE BLIND
    611 GRANITE SPRINGS RD
    YORKTOWN HEIGHTS,NY10598     		NONE   UNRESTRICTED 2,000
    HINSDALE COMMUNITY HOUSE
    415 W EIGHTH STREET
    HINSDALE,IL60521     		NONE   UNRESTRICTED 2,000
    HINSDALE HOSPITAL FOUNDATION
    120 N OAK STREET
    HINSDALE,IL60521     		NONE   UNRESTRICTED 3,000
    HORTICULTURAL HALL FOUNDATION
    PO BOX 71
    LAKE GENEVA,WI53147     		NONE   UNRESTRICTED 1,500
    IOWA ENVIRONMENTAL COUNCIL
    521 E LOCUST ST SUITE 220
    DES MOINES,IA50309     		NONE   UNRESTRICTED 1,000
    IOWA ENVIRONMENTAL WILDLIFE CENTER
    328 MAIN ST SUITE 208
    AMES,IA50010     		NONE   UNRESTRICTED 2,000
    KEYS CHILDREN FOUNDATION
    24 DOCKSIDE LANE PMB 139
    KEY LARGO,FL330375267     		NONE   UNRESTRICTED 10,000
    KHOI-FM RADIO
    410 DOUGLAS AVE
    AMES,IA50010     		NONE   UNRESTRICTED 1,000
    LAKE GENEVA FRESH AIR ASSOCIATION
    PO BOX 10 361 N LAKE SHO
    WILLIAMS BAY,WI53191     		NONE   UNRESTRICTED 9,000
    LAKE GENEVA PUBLIC LIBRARY FDN
    918 W MAIN
    LAKE GENEVA,WI53147     		NONE   UNRESTRICTED 1,500
    LEAGUE OF WOMEN VOTERS OF US
    2236 STORM STREET
    AMES,IA50010     		NONE   UNRESTRICTED 1,000
    LURIE CHILDRENS HOSPITAL FOUNDATION
    225 E CHICAGO AVE
    CHICAGO,IL60611     		NONE   UNRESTRICTED 12,500
    MCLEAN HOSPITAL
    115 MILL STREET
    BELMONT,MA024789106     		NONE   UNRESTRICTED 15,000
    MERCY WALWORTH MEDICAL CENTER
    1000 MINERAL POINT AVENUE
    JANESVILLE,WI535475003     		NONE   UNRESTRICTED 5,000
    MORTON ARBORETUM
    4100 ILLINOIS ROUTE 53
    LISLE,IL605321293     		NONE   UNRESTRICTED 3,000
    ONE THOUSAND FRIENDS OF IOWA
    3850 MERLE HAY ROAD 605
    DES MOINES,IA503101300     		NONE   UNRESTRICTED 1,000
    PLANNED PARENTHOOD OF THE HEARTLAND
    PO BOX 4557
    DES MOINES,IA503054557     		NONE   UNRESTRICTED 5,000
    SHEDD AQUARIUM SOCIETY
    1200 S LAKE SHORE DRIVE
    CHICAGO,IL60605     		NONE   UNRESTRICTED 1,000
    SHRINERS HOSPITALS FOR CHILDREN
    2211 N OAK PARK AVE
    CHICAGO,IL60707     		NONE   UNRESTRICTED 6,500
    ST JOHNS NORTHWESTERN MILITARY ACAD
    1101 GENESEE STREET
    DELAFIELD,WI530181498     		NONE   UNRESTRICTED 1,500
    UNITED CEREBRAL PALSY SEQUIN-CHGO
    3100 S CENTRAL AVENUE
    CICERO,IL60804     		NONE   UNRESTRICTED 2,000
    US FUND FOR UNICEF
    125 MAIDEN LANE
    NEW YORK,NY10038     		NONE   UNRESTRICTED 1,000
    VASSAR COLLEGE
    BOX 725 - 124 RAYMOND AVE
    POUGHKEEPSIE,NY126040014     		NONE   UNRESTRICTED 4,000
    WELLNESS HOUSE
    131 N COUNTY LINE ROAD
    HINSDALE,IL60521     		NONE   UNRESTRICTED 2,000
    WM GUY FORBECK RESEARCH FNDN
    PO BOX 1033
    CARBONDALE,CO81623     		NONE   UNRESTRICTED 5,000
    DOCTORS WITHOUT BORDERS USA
    40 RECTOR STREET FLOOR 16
    NEW YORK,NY100061705     		NONE   UNRESTRICTED 2,000
    BEST BUDDIES ILLINOIS
    101 W GRAND AVE
    CHICAGO,IL60654     		NONE   UNRESTRICTED 1,500
    CASS COMMUNITY SOCIAL SERVICES
    11745 ROSA PARKS BLVD
    DETROIT,MI48206     		NONE   UNRESTRICTED 2,000
    DOWNTOWN BOXING GYM YOUTH PRG
    6445 E VERNON HWY
    DETROIT,MI48207     		NONE   UNRESTRICTED 2,500
    FRIENDS OF CLAR HILLS PUB LIBRARY
    7 N PROSPECT AVE
    CLARENDON HILLS,IL60514     		NONE   UNRESTRICTED 1,000
    GIRL SCOUTS OF GRTR CHGONW IN
    20 S CLARK ST STE 200
    CHICAGO,IL60603     		NONE   UNRESTRICTED 1,000
    GREATER CHICAGO FOOD DEPOSITORY
    4100 W ANN LURIE PLACE
    CHICAGO,IL60632     		NONE   UNRESTRICTED 2,000
    HELPING ANIMALS TO SURVIVE
    PO BOX 243
    DENVER,CO80206     		NONE   UNRESTRICTED 1,000
    HINSDALE HUMANE SOCIETY
    21 SALT CREEK LANE
    HINSDALE,IL60521     		NONE   UNRESTRICTED 2,000
    HOLY FAMILY MINISTRIES
    3225 ARNOLD LANE
    NORTHBROOK,IL60062     		NONE   UNRESTRICTED 4,000
    INFANT WELFARE SOC OF CHICAGO
    3600 W FULLERTON
    CHICAGO,IL60647     		NONE   UNRESTRICTED 1,000
    JUNIOR LEAGUE OF CHICAGO
    1447 N ASTOR STREET
    CHICAGO,IL60610     		NONE   UNRESTRICTED 2,000
    KAPPA KAPPA GAMMA FOUNDATION
    6640 RIVERSIDE DR STE 200
    DUBLIN,OH43017     		NONE   UNRESTRICTED 10,000
    LINCOLN CHARTER SCHOOL
    2243 HWY 16
    NORTH DENVER,NC28037     		NONE   UNRESTRICTED 2,000
    LIONS CLUB OF CLARENDON HILLS
    PO BOX 61
    CLARENDON HILLS,IL60514     		NONE   UNRESTRICTED 1,000
    MILWAUKEE TECHNICAL COLLEGE FTN
    1036 N 8TH ST
    MILWAUKEE,WI53233     		NONE   UNRESTRICTED 1,000
    MUSEUM OF COASTAL CAROLINA
    21 E SECOND ST
    OCEAN ISLE BEACH,NC28469     		NONE   UNRESTRICTED 1,000
    MUSEUM OF SCIENCE & INDUSTRY
    57TH ST AND LAKE SHORE DR
    CHICAGO,IL60637     		NONE   UNRESTRICTED 1,000
    NATL ALOPECIA AREATA FOUND
    65 MITCHELL BLVD STE 200B
    SAN RAFAEL,CA94903     		NONE   UNRESTRICTED 10,000
    OCEAN CONSERVANCY
    1900 19TH ST 8TH FL
    WASHINGTON,DC20036     		NONE   UNRESTRICTED 2,000
    OCEAN REEF CULTURAL CENTER
    200 ANCHOR DRIVE
    KEY LARGO,FL33037     		NONE   UNRESTRICTED 5,000
    ORACLE SCHOOLS FOUNDATION
    PO BOX 8863
    CATALINA,AZ85738     		NONE   UNRESTRICTED 7,000
    PILGRIM LUTHERAN CHURCH & SCHOOL
    4300 N WINCHESTER AVE
    CHICAGO,IL60613     		NONE   UNRESTRICTED 5,000
    PIONEER WORKS ART FOUNDATION
    159 PIONEER ST
    BROOKLYN,NY11231     		NONE   UNRESTRICTED 2,000
    PLANNED PARENTHOOD FED OF AMER
    PO BOX 97166
    WASHINGTON,DC20090     		NONE   UNRESTRICTED 4,000
    SHELTER HOUSING CORPORATION
    225 S KELLOGG
    AMES,IA50010     		NONE   UNRESTRICTED 2,000
    SPECIAL KIDS DAY
    533 SPRING RD
    ELMHURST,IL60126     		NONE   UNRESTRICTED 1,000
    SPECIAL OLYMPICS ILLINOIS
    605 E WILLOW ST
    NORMAL,IL61761     		NONE   UNRRESTRICTED 3,500
    SPECIAL OLYMPICS INC
    1133 19TH ST NW
    WASHINGTON,DC20036     		NONE   UNRESTRICTED 1,000
    THE EYEBEAM ATELIER INC
    199 COOK ST STE 104
    BROOKLYN,NY11026     		NONE   UNRESTRICTED 1,800
    THE HUNDRED CLUB OF CHICAGO
    875 N MICHIGAN AVE 1351
    CHICAGO,IL60611     		NONE   UNRESTRICTED 5,000
    TRIANGLE LAND CONSERVANCY INC
    514 S DUKE ST
    DURHAM,NC27701     		NONE   UNRESTRICTED 10,000
    UNITED COMM CONCERNS ASSO
    125 W CHURCH ST
    ELMHURST,IL60126     		NONE   UNRESTRICTED 4,000
    UNIVERSITY OF AZ FOUNDATION
    PO BOX 210067 MLBV67
    TUCSON,AZ85721     		NONE   UNRESTRICTED 2,000
    UNIVERSITY OF WI FOUNDATION
    US BANK LOCKBOX 78807
    MILWAUKEE,WI53278     		NONE   UNRRESTRICTED 1,000
    VOLUNTEERS IN ASIA
    995 MARKET ST
    SAN FRANCISCO,CA94103     		NONE   UNRESTRICTED 2,000
    VOTERUNLEAD
    1103 MISSOURI AVE
    DULUTH,MN55811     		NONE   UNRESTRICTED 4,200
    WBEZ-NPR
    848 E GRAND AVE
    CHICAGO,IL60611     		NONE   UNRESTRICTED 2,000
    WILDLIFE CONSERVATION SOCIETY
    2300 SOUTHERN BLVD
    BRONX,NY10460     		NONE   UNRESTRICTED 2,000
    YELLOWSTONEYUKON CONSERVATION
    200-1350 RAILWAY AVE
    CANMORE TW P,ALBERTA  
    CA     		NONE   UNRESTRICTED 20,000
    AURORA LAKELAND MEDICAL CENTER
    W3985 COUNTY RD NN
    ELKHORN,WI53121     		NONE   UNRESTRICTED 5,000
    BAPTIST HEALTH SOUTH FLORIDA FDN
    8900 N KENDALL DR
    MIAMI,FL331762197     		NONE   UNRESTRICTED 10,000
    CANTIGNY FOUNDATION
    1S151 WINFIELD RD
    WHEATON,IL60189     		NONE   UNRESTRICTED 1,000
    COALITION FOR SONORAN DESERT PROTEC
    738 N 5TH AVE
    TUCSON,AZ85705     		NONE   UNRESTRICTED 1,000
    COLORADO CRANE CONSERVATION
    40625 COUNTY RD 69A
    HAYDEN,CO81639     		NONE   UNRESTRICTED 1,000
    EARTHJUSTICE
    50 CALIFORNIA ST STE 500
    SAN FRANCISCO,CA94111     		NONE   UNRESTRICTED 2,000
    EASTERN MARKET CORPORATION
    2934 RUSSELL ST
    DETROIT,MI48207     		NONE   UNRESTRICTED 1,000
    ENVIRONMENTAL DEFENSE FUND
    900 BROADWAY STE 301
    NEW YORK,NY10003     		NONE   UNRESTRICTED 1,500
    EQUAL JUSTICE INITIATIVE
    122 COMMERCE ST
    MONTGOMERY,AL36104     		NONE   UNRESTRICTED 3,000
    FREEDOM HOUSE DETROIT
    PO BOX 9208
    DETROIT,MI48209     		NONE   UNRESTRICTED 1,500
    FRIENDS OF KISHWAUKETOE LTD
    250 WILLIAMS ST BOX 580
    WILLIAMS BAY,WI53191     		NONE   UNRESTRICTED 2,000
    GIVE POWER FOUNDATION
    500 SECOND ST STE 100
    SAN FRANCISCO,CA94107     		NONE   UNRESTRICTED 5,000
    GLOBAL LIVING FOUNDATION
    1110 VERMONT AVE NW 550
    WASHINGTON,DC20005     		NONE   UNRESTRICTED 2,000
    HOMES FOR OUR TROOPS
    6 MAIN ST
    TAUNTON,MA02780     		NONE   UNRESTRICTED 2,000
    INDEPENDENCE PARK ADVISORY
    3945 S SPRINGFIELD AVE
    CHICAGO,IL60618     		NONE   UNRESTRICTED 1,600
    LOYOLA CARDINAL BERNADINE CENTER
    2160 W FIRST AVE
    MAYWOOD,IL60153     		NONE   UNRESTRICTED 19,000
    MARINE TOYS FOR TOTS FDN
    18251 QUANTICO GATEWAY DR
    TRIANGLE,VA22172     		NONE   UNRESTRICTED 1,000
    MIDWEST SHELTER FOR HOMELESS
    433 S CARLTON AVE
    WHEATON,IL60187     		NONE   UNRESTRICTED 2,000
    NATL CHILDREN CANCER SOCIETY
    500 N BROADWAY STE 1850
    ST LOUIS,MO63102     		NONE   UNRESTRICTED 1,000
    NATL RESOURCES DEFENSE COUNCIL
    40 W 20 ST
    NEW YORK,NY10011     		NONE   UNRESTRICTED 2,500
    PAWS OF WAR
    8 WAKEFIELD PL
    PALM COAST,FL32164     		NONE   UNRESTRICTED 4,000
    PILLARS COMMUNITY HEALTH
    23 CALENDAR CT
    LAGRANGE,IL60525     		NONE   UNRESTRICTED 3,000
    SAFE HAVEN FOR CATS
    8134-137 GARVEY DR
    RALEIGH,NC276163267     		NONE   UNRESTRICTED 5,000
    ST JUDE CHILDREN'S RESEARCH HOSP
    501 ST JUDE PL
    MEMPHIS,TN38105     		NONE   UNRESTRICTED 4,500
    THE SMILE TRAIN
    PO BOX 96231
    WASHINGTON,DC200906231     		NONE   UNRESTRICTED 5,000
    THE TREVOR PROJECT
    8704 SANTA MONICA BLVD
    WEST HOLLYWOOD,CA900694548     		NONE   UNRESTRICTED 1,000
    WOUNDED WARRIER PROJECT
    PO BOX 758516
    TOPEKA,KS666758516     		NONE   UNRESTRICTED 5,500
    100 WOMEN STRONG
    102 1ST ST STE 204
    HUDSON,OH442365386     		NONE   UNRESTRICTED 2,000
    ACLU FOUNDATION OF GEORGIA INC
    PO BOX 77208
    ATLANTA,GA30357     		NON   UNRESTRICTED 1,750
    AMERICAN RED CROSS
    2200 W HARRISON ST
    CHICAGO,IL60612     		NONE   UNRESTRICTED 1,500
    AMERICAN CIVIL LIBERTIES UNION INC
    125 BROAD ST 18TH FLOOR
    NEW YORK,NY10033     		NONE   UNRESTRICTED 2,000
    AMERICAN THEATRE WING
    230 W 41ST ST STE 1101
    NEW YORK,NY10036     		NONE   UNRESTRICTED 5,000
    AMVETS NATIONAL SERVICE FOUNDATION
    4647 FORBES BLVD
    LANHAM,MD20706     		NONE   UNRESTRICTED 1,000
    ARIZONA FRIENDS OF FOSTER CHILDREN
    360 E CORONADO RD 190
    PHOENIX,AZ85004     		NONE   UNRESTRICTED 2,000
    BALI ANIMAL WELFARE ASSOCIATION
    PO BOX 5367
    WALNUT CREEK,CA945961367     		NONE   UNRESTRICTED 2,000
    BIG FOOT EMERGENCY FOOD PANTRY
    111 FREMONT ST
    WADSWORTH,WI53184     		NONE   UNRESTRICTED 1,000
    BRAIN & BEHAVIOR RESEARCH FDN
    747 THIRD AVE 33RD FL
    NEW YORK,NY10017     		NONE   UNRESTRICTED 15,000
    CAIRO CUSTOM HOUSE MUSEUM
    1400 WASHINGTON AVE
    CAIRO,IL62914     		NONE   UNRESTRICTED 1,300
    CAIRO PUBLIC LIBRARY
    1609 WASHINGTON AVE
    CAIRO,IL62914     		NONE   UNRESTRICTED 1,300
    CANINE THERAPY CORPS
    3918 FULLERTON AVE
    CHICAGO,IL60647     		NONE   UNRESTRICTED 1,600
    CENTER FOR THE LIVING CITY
    25 CENTRAL PARK W APT 2J
    NEW YORK,NY10023     		NONE   UNRESTRICTED 1,000
    CHARLOTTE RESCUE MISSION
    PO BOX 33000
    CHARLOTTE,NC28233     		NONE   UNRESTRICTED 3,000
    CHICAGO POLICE MEMORIAL FDN
    1407 W WASHINGTON BLVD
    CHICAGO,IL60607     		NONE   UNRESTRICTED 5,500
    CHILDRENS RESEARCH TRIANGLE
    70 E LAKE ST 1300
    CHICAGO,IL60601     		NONE   UNRESTRICTED 1,000
    CHRIST CHURCH EPISOPAL
    470 MAPLE ST
    WINNETKA,IL60093     		NONE   UNRESTRICTED 1,500
    CITIZENS FOR SCOUTING IN WINNETKA
    730 WALDEN ROAD
    WINNETKA,IL60093     		NONE   UNRESTRICTED 1,000
    CITY HARVEST
    6 E 32ND ST 5TH FL
    NEW YORK,NY10016     		NONE   UNRESTRICTED 2,000
    CIVILLIANS INC
    138 S OXFORD ST UNIT 3C
    BROOKLYN,NY11217     		NONE   UNRESTRICTED 2,000
    COAST GUARD FOUNDATION
    394 TAUGWONK RD
    STONINGTON,CT06378     		NONE   UNRESTRICTED 1,000
    CORA FOOD PANTRY
    PO BOX 1326
    PITTSBORO,NC27312     		NONE   UNRESTRICTED 2,000
    CORNELL UNIVERSITY
    130 E SENECA ST STE 400
    ITHACA,NY14850     		NONE   UNRESTRICTED 6,000
    CREATIVE CAPITAL FOUNDATION
    15 MAIDEN LANE 18TH FL
    NEW YORK,NY10038     		NONE   UNRESTRICTED 5,000
    DANIEL MURPHY SCHOLARSHIP FD
    309 W WASHINGTON STE 700
    CHICAGO,IL60606     		NONE   UNRESTRICTED 1,000
    DUPAGE HISTORICAL MUSEUM FDN
    102 E WESLEY
    WHEATON,IL60187     		NONE   UNRESTRICTED 1,000
    ELGIN ACADEMY
    350 PARK AVE
    ELGIN,IL60120     		NONE   UNRESTRICTED 2,000
    ELMHURST YORKFIELD FOOD PANTRY
    1083 S YORK ST
    ELMHURST,IL60126     		NONE   UNRESTRICTED 2,000
    FAMILIES MOVING FORWARD
    PO BOX 25426
    DURHAM,NC27702     		NONE   UNRESTRICTED 8,000
    FEEDING AMERICA
    PO BOX 96749
    WASHINGTON,DC200906749     		NONE   UNRESTRICTED 1,000
    FIGHT WITH ME
    411 STONEMONT WAY
    STANLEY,NC28164     		NONE   UNRESTRICTED 10,000
    FONTANA FIRE & RESCUE DEPT
    190 FONTANA BLVD
    FONTANA,WI53125     		NONE   UNRESTRICTED 4,500
    FRIENDS OF BELL
    3730 N OAKLEY AVE
    CHICAGO,IL60618     		NONE   UNRESTRICTED 1,600
    FRIENDS OF ELMHURST PUBLIC LIBRARY
    125 S PROSPECT
    ELMHURST,IL60126     		NONE   UNRESTRICTED 4,000
    FRIENDS OF HINSDALE LIBRARY
    20 E MAPLE
    HINSDALE,IL60521     		NONE   UNRESTRICTED 2,000
    GENEVA LAKE MUSEUM
    255 MILL ST
    LAKE GENEVA,WI53147     		NONE   UNRESTRICTED 2,000
    GENEVA LAKES FAMILY YMCA
    203 S WELLS ST
    LAKE GENEVA,WI531472096     		NONE   UNRESTRICTED 3,000
    GROUNDWORK FOR RESILIENT COMMUN
    148 E FRONT ST
    TRAVERSE CITY,MI49684     		NONE   UNRESTRICTED 1,000
    HCS FAMILY SERVICES
    19 E CHICAGO AVE 2ND FL
    HINSDALE,IL60521     		NONE   UNRESTRICTED 6,000
    HELPING NAND CENTER
    9649 W 55TH ST
    COUNTRYSIDE,IL60525     		NONE   UNRESTRICTED 1,000
    HENRY STREET SETTLEMENT
    265 HENRY ST
    NEW YORK,NY10002     		NONE   UNRESTRICTED 2,000
    HUDSON COMMUNITY FOUNDATION
    49 E MAIN ST PO BOX 944
    HUDSON,OH44236     		NONE   UNRESTRICTED 8,000
    IMPACT OF SOUTHERN ARIZONA
    3535 E HAWSER ST
    TUCSON,AZ85739     		NONE   UNRESTRICTED 3,000
    KEEP GROWING DETROIT
    1445 ADELAIDE ST
    DETROIT,MI48207     		NONE   UNRESTRICTED 2,000
    LEMONTREE
    143 LINCOLN PL
    BROOKLYN,NY11217     		NONE   UNRESTRICTED 2,000
    LIFEBLANC
    4775 RICHMOND RD
    CLEVELAND,OH44128     		NONE   UNRESTRICTED 4,000
    LUTHERAN SETTLEMENT ORG
    1340 FRANKFORD AVE
    PHILADELPHIA,PA19125     		NONE   UNRESTRICTED 2,000
    MEDIA MATTERS FOR AMERICA
    PO BOX 52155
    WASHINGTON,DC20091     		NONE   UNRESTRICTED 1,000
    NATURE CONSERVANCY
    4245 N FAIRFAX DR STE 100
    ARLINGTON,VA222031606     		NONE   UNRESTRICTED 4,000
    NORTHCOAST MARINE MAMMAL CTR
    424 HOWE DR
    CRESCENT CITY,CA95531     		NONE   UNRESTRICTED 1,000
    NORTHWESTERN MEMORIAL FDN
    PO BOX 734985
    CHICAGO,IL606734985     		NONE   UNRESTRICTED 5,000
    OCEAN REEF MEDICAL CENTER FDN
    50 BARRACUDA LANE
    KEY LARGO,FL33037     		NONE   UNRESTRICTED 5,000
    OCEANIC SOCIETY
    PO BOX 844
    ROSS,CA94957     		NONE   UNRESTRICTED 2,600
    ONE TREE PLANTED
    145 PINE HAVEN SHORES RD
    SHELBURNE,VT05482     		NONE   UNRESTRICTED 2,000
    PARTNERSHIP WITH CHILDREN INC
    299 BROADWAY STE 1300
    NEW YORK,NY10007     		NONE   UNRESTRICTED 3,000
    PAWS - CHICAGO
    1933 N MARCEY ST
    CHICAG,IL60614     		NONE   UNRESTRICTED 1,000
    PENNSYLVANIA SPCA
    350 E ERIE AVE
    PHILADELPHIA,PA19134     		NONE   UNRESTRICTED 1,000
    PETS FOR VETS
    PO BOX 10860
    WILMINGTON,NC28404     		NONE   UNRESTRICTED 1,000
    PROJECT HOME
    1515 FAIRMOUNT AVE
    PHILADELPHIA,PA19130     		NONE   UNRESTRICTED 1,000
    PROPUBLICA
    155 AVE OF THE AMERICAS
    NEW YORK,NY10013     		NONE   UNRESTRICTED 1,000
    PROTESTANT CONGREGATION OCEAN REEF
    31 OCEAN REEF DR C101-248
    KEY LARGO,FL33037     		NONE   UNRESTRICTED 1,000
    RAY GRAHAM ASSOCIATION
    901 WARRENVILLE RD 500
    LISLE,IL60532     		NONE   UNRESTRICTED 1,000
    SEEDS OF INDEPENDENCE
    29 BURBANK AVE
    BRUNSWICK,ME04011     		NONE   UNRESTRICTED 5,000
    STRAY RESCUE OF ST LOUIS
    2320 PINE ST
    ST LOUIS,MO63103     		NONE   UNRESTRICTED 1,000
    THE CHAPEL FOUNDATION
    24 DOCKSIDE LANE BOX 430
    KEY LARGO,FL33037     		NONE   UNRESTRICTED 9,000
    THE MAGIC FOUNDATION
    6645 N AVE
    OAK PARK,IL60302     		NONE   UNRESTRICTED 1,000
    TOGETHER WE RISE
    580 W LAMBERT ROAD UNIT A
    BREA,CA92821     		NONE   UNRESTRICTED 1,000
    UNCUFF THE INNOCENT
    PO BOX 184
    AMES,IA50010     		NONE   UNRESTRICTED 20,000
    UNIVERSITY OF IOWA
    240 S MADISON ST
    IOWA CITY,IA52242     		NONE   UNRESTRICTED 2,500
    YOUTH ON THEIR OWN
    1660 N ALVERNON WAY
    TUCSON,AZ85712     		NONE   UNRESTRICTED 2,500
    WOODLANDS ACADEMY SACRED HEART
    760 E WESTLIEGH ROAD
    LAKE FOREST,IL60045     		NONE   UNRESTRICTED 1,250
    THE ENVIRONMENTAL EDUCATION FDN
    PO BOX 244
    FONTANA,WI531250244     		NONE   UNRESTRICTED 2,000
    Total .................................bullet 3a 700,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 114  
    4 Dividends and interest from securities....     14 117,635  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    14 30,746 52,549
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aINVESTMENT COST BASIS ADJMT     		        1,766
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   148,495 54,315
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    202,810
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    ALBEN F & CLARA G BATES FOUNDATION
    EIN:
    36-6081072
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PROFESSIONAL FEES 2,890 2,890    

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2020 DepreciationSchedule
    Name:
    ALBEN F & CLARA G BATES FOUNDATION
    EIN:
    36-6081072
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    LEASEHOLD IMPROVEMENTS 2002-06-30 4,605 2,071 S/L 39.0000 118 118    
    COMPUTER (1/3 SHARE) 2011-06-30 317 317 200DB 5.0000        

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2020 GainLossSaleOtherAssetsSch
    Name:
    ALBEN F & CLARA G BATES FOUNDATION
    EIN:
    36-6081072
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    FRANKLIN INCOME 2012-05 PURCHASE 2020-11   111,914 114,364     -2,450  
    FRANKLIN MANAGED INCOME 2012-11 PURCHASE 2020-11   146,236 124,797     21,439  
    FRANKLIN FOUNDINGS ALLOC 2012-11 PURCHASE 2020-11   342,670 313,169     29,501  
    FRANKLIN INCOME 2020-01 PURCHASE 2020-11   6,509 6,651     -142  
    FRANKLIN MANAGED INCOME 2020-01 PURCHASE 2020-11   11,656 9,947     1,709  
    FRANKLIN FOUNDINGS ALLOC 2020-01 PURCHASE 2020-11   28,951 26,459     2,492  
    OCCIDENTAL PETE CORP 2020-07 PURCHASE 2020-08   4 4        

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    ALBEN F & CLARA G BATES FOUNDATION
    EIN:
    36-6081072
    Name of Stock End of Year Book Value End of Year Fair Market Value
    FRANKLIN MANAGED INCOME FUND    
    CAPITAL WORLD GROWTH & INCOME 413,619 611,272
    WASHINGTON MUTUAL INVESTORS 335,256 434,585
    INCOME FUND OF AMERICA 307,505 352,647
    CAPITAL INCOME BUILDER FUND 199,089 232,455
    FRANKLIN FOUNDING ALLOC FUND    
    FRANKLIN UTILITIES 109,935 149,077
    FRANKLIN RISING DIVIDENDS 156,657 312,484
    AMERICAN MUTUAL FUND 79,719 111,128
    AMERICAN INTERNATIONAL GRW & INC 136,390 170,618
    CAPITAL WORLD BOND FUND 119,162 127,284
    FRANKLIN INCOME FUND    
    3M 64,281 148,572
    WALMART 32,153 100,905
    JOHNSON & JOHNSON 45,460 118,035
    PROCTOR & GAMBLE 44,427 104,355
    MICROSOFT 40,580 333,630
    BANK OF AMERICA 39,244 30,310
    AT&T 38,852 43,140
    SCHLUMBERGER LIMITED 33,495 48,288
    ORACLE 24,901 80,862
    AUTOMATIC DATA PROCESSING 18,289 88,100
    LINCOLN NATIONAL 3,698 63,793
    CITIGROUP 5,478 5,302
    CURTISS WRIGHT 3,738 116,350
    JPMORGAN CHASE 1,460 254,140
    HONEYWELL 1,677 166,331
    UNION PACIFIC 1,504 409,777
    ILLINOIS TOOL WORKS 26 203,880
    CDK GLOBAL INC 2,636 8,604
    ADVANSIX INC 9 620
    SECTOR SPDR TRUST ENERGY 65,128 37,900
    GARRETT MOTION 19 346
    RESIDEO TECHNOLOGIES 50 2,764
    OCCIDENTAL PETROLEUM 5,095 1,904
    PCCIDENTAL PETE CORP 64 89

    TY 2020 LandEtcSchedule2
    Name:
    ALBEN F & CLARA G BATES FOUNDATION
    EIN:
    36-6081072
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    IMPROVEMENTS 4,922 2,506 2,416  


    TY 2020 OtherExpensesSchedule
    Name:
    ALBEN F & CLARA G BATES FOUNDATION
    EIN:
    36-6081072
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    POSTAGE & DELIVERY 364 182   182
    INSURANCE 350 350    
    OFFICE SUPPLIES EXPENSE 303 303    
    SAFETY DEPOSIT BOX RENTAL 45 45    


    TY 2020 OtherIncomeSchedule2
    Name:
    ALBEN F & CLARA G BATES FOUNDATION
    EIN:
    36-6081072
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    INVESTMENT COST BASIS ADJMT 1,766 1,766  


    TY 2020 TaxesSchedule
    Name:
    ALBEN F & CLARA G BATES FOUNDATION
    EIN:
    36-6081072
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PAYROLL TAXES 954 477   477
    FOREIGN TAX 322 322    
    IL AG ANNUAL FILING FEE 15 15    
    ANNUAL REPORT 10 10