Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 07-01-2020 , and ending 06-30-2021
Name of foundation
THE FRANKLIN FAMILY FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)10 HESPERUS CIRCLE
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
GLOUCESTER, MA01930
A Employer identification number

26-1252194
B Telephone number (see instructions)

(203) 466-5252
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,519,193J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 150,000
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 47,707 47,707  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 250,446
b Gross sales price for all assets on line 6a 5,827,223
7 Capital gain net income (from Part IV, line 2)... 250,446
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 448,153 298,153  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 651 326   325
b Accounting fees (attach schedule)....... Click to see attachment 2,125 1,063   1,062
c Other professional fees (attach schedule).... Click to see attachment 474 0   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)...        
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 3,250 1,389   1,387
25 Contributions, gifts, grants paid....... 0 0
26 Total expenses and disbursements. Add lines 24 and 25 3,250 1,389   1,387
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 444,903
b Net investment income (if negative, enter -0-) 296,764
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............   46,978 46,978
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 649,150 Click to see attachment475,562 475,562
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 428,429 Click to see attachment996,653 996,653
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,077,579 1,519,193 1,519,193
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 1,077,579 1,519,193
29 Total net assets or fund balances (see instructions)..... 1,077,579 1,519,193
30 Total liabilities and net assets/fund balances (see instructions). 1,077,579 1,519,193
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
1,077,579
2
Enter amount from Part I, line 27a .....................
2
444,903
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
1,522,482
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
3,289
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
1,519,193
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PRUDENTIAL FINANCIALINC P 2020-06-24 2020-07-02
b PRUDENTIAL FINANCIALINC P 2020-06-24 2020-07-02
c PRUDENTIAL FINANCIALINC P 2020-06-24 2020-07-02
d PRUDENTIAL FINANCIALINC P 2020-06-24 2020-07-02
e PRUDENTIAL FINANCIALINC P 2020-06-24 2020-07-02
PRUDENTIAL FINANCIALINC P 2020-06-24 2020-07-02
PRUDENTIAL FINANCIALINC P 2020-06-24 2020-07-02
PRUDENTIAL FINANCIALINC P 2020-06-24 2020-07-02
PROSHARES TR ULTRAPRO SHT QQQ P 2020-06-24 2020-07-02
PROSHARES TR ULTRAPRO DOW 30 P 2020-07-02 2020-07-02
DIREXION SHS ETF TR DLY S&P500 BR 3X P 2020-07-02 2020-07-02
SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT P 2020-04-01 2020-07-02
PROSHARES TR ULTPRO SHT 2017 1 FOR 5 R/S INTO PROSHARES ULTRAPRO SHORT RUSSE P 2020-07-02 2020-07-02
AT&T INC COM USD1 P 2020-06-24 2020-07-02
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2020-07-02 2020-07-02
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2020-07-02 2020-07-02
DIREXION SHS ETF TR DAILY SM CP BEAR 1 FOR 8 R/S INTO DIREXION DAILY SMALLCA P 2020-06-28 2020-07-02
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2020-07-08 2020-07-08
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-07-07 2020-07-08
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2020-07-07 2020-07-08
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2020-07-07 2020-07-08
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2020-07-10 2020-07-13
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2020-07-10 2020-07-13
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2020-07-10 2020-07-13
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2020-07-13 2020-07-14
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-07-10 2020-07-14
PROSHARES TR ULTPRO SHT 2017 1 FOR 5 R/S INTO PROSHARES ULTRAPRO SHORT RUSSE P 2020-07-10 2020-07-14
PROSHARES TR ULTPRO SHT 2017 1 FOR 5 R/S INTO PROSHARES ULTRAPRO SHORT RUSSE P 2020-07-10 2020-07-14
PROSHARES TR ULTPRO SHT 2017 1 FOR 5 R/S INTO PROSHARES ULTRAPRO SHORT RUSSE P 2020-07-13 2020-07-14
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-07-15 2020-07-15
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-07-15 2020-07-15
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-07-20 2020-07-23
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2020-07-02 2020-07-23
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2020-07-07 2020-07-23
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2020-07-10 2020-07-23
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2020-07-17 2020-07-23
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2020-07-17 2020-07-24
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-07-17 2020-07-24
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-07-17 2020-07-24
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-07-17 2020-07-24
PROSHARES TR ULTPRO SHT 2017 1 FOR 5 R/S INTO PROSHARES ULTRAPRO SHORT RUSSE P 2020-07-02 2020-07-24
PROSHARES TR ULTPRO SHT 2017 1 FOR 5 R/S INTO PROSHARES ULTRAPRO SHORT RUSSE P 2020-07-10 2020-07-24
PROSHARES TR ULTPRO SHT 2017 1 FOR 5 R/S INTO PROSHARES ULTRAPRO SHORT RUSSE P 2020-07-13 2020-07-24
PROSHARES TR ULTPRO SHT 2017 1 FOR 5 R/S INTO PROSHARES ULTRAPRO SHORT RUSSE P 2020-07-17 2020-07-24
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-07-20 2020-07-28
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-07-27 2020-07-28
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-07-27 2020-07-28
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-07-27 2020-07-28
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2020-08-11 2020-08-11
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-08-11 2020-08-11
DIREXION SHS ETF TR DAILY SM CP BEAR 1 FOR 8 R/S INTO DIREXION DAILY SMALLCA P 2020-08-11 2020-08-11
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-08-13 2020-08-14
PROSHARES TR ULTRAPRO SHT QQQ 1 FOR 5 R/S INTO PROSHARES ULTRAPRO SHORT QQQ P 2020-08-13 2020-08-14
PROSHARES ULTRAPRO SHORT QQQ P 2020-08-13 2020-08-18
PROSHARES ULTRAPRO SHORT QQQ P 2020-08-13 2020-08-19
PROSHARES ULTRAPRO SHORT QQQ P 2020-08-17 2020-08-19
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-08-19 2020-08-20
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-08-19 2020-08-20
DIREXION SHS ETF TR DAILY SM CP BEAR 1 FOR 8 R/S INTO DIREXION DAILY SMALLCA P 2020-08-11 2020-08-20
DIREXION SHS ETF TR DAILY SM CP BEAR 1 FOR 8 R/S INTO DIREXION DAILY SMALLCA P 2020-08-19 2020-08-20
PROSHARES ULTRAPRO SHORT QQQ P 2020-08-24 2020-08-24
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2020-09-03 2020-09-03
PROSHARES ULTRAPRO SHORT QQQ P 2020-09-03 2020-09-03
PROSHARES ULTRAPRO SHORT QQQ P 2020-09-03 2020-09-03
PROSHARES ULTRAPRO SHORT QQQ P 2020-09-03 2020-09-03
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2020-07-02 2020-09-08
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2020-07-08 2020-09-08
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2020-07-13 2020-09-08
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2020-07-17 2020-09-08
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2020-08-11 2020-09-08
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2020-08-20 2020-09-08
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2020-09-03 2020-09-08
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-08-24 2020-09-08
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-07-02 2020-09-08
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-07-07 2020-09-08
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-07-10 2020-09-08
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-07-15 2020-09-08
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-07-17 2020-09-08
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-07-27 2020-09-08
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-08-11 2020-09-08
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-08-13 2020-09-08
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-08-19 2020-09-08
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-08-24 2020-09-08
PROSHARES ULTRAPRO SHORT QQQ P 2020-08-13 2020-09-08
PROSHARES ULTRAPRO SHORT QQQ P 2020-08-17 2020-09-08
PROSHARES ULTRAPRO SHORT QQQ P 2020-08-19 2020-09-08
PROSHARES ULTRAPRO SHORT QQQ P 2020-08-17 2020-09-08
PROSHARES ULTRAPRO SHORT QQQ P 2020-08-14 2020-09-08
PROSHARES ULTRAPRO SHORT QQQ P 2020-08-19 2020-09-08
PROSHARES ULTRAPRO SHORT QQQ P 2020-08-24 2020-09-08
PROSHARES ULTRAPRO SHORT QQQ P 2020-09-03 2020-09-08
DIREXION SHS ETF TR DAILY SM CP BEAR 1 FOR 8 R/S INTO DIREXION DAILY SMALLCA P 2020-08-19 2020-09-10
EXXON MOBIL CORP P 2020-03-18 2020-10-14
EXXON MOBIL CORP P 2020-09-24 2020-10-14
AT&T INC COM USD1 P 2020-03-23 2020-10-22
AT&T INC COM USD1 P 2020-10-20 2020-10-22
EATON VANCE ENHANCEDEQUITY IN COM P 2020-09-24 2020-10-28
EATON VANCE ENHANCEDEQUITY IN COM P 2020-09-24 2020-10-28
EATON VANCE ENHANCEDEQUITY IN COM P 2020-09-24 2020-10-28
EATON VANCE ENHANCEDEQUITY IN COM P 2020-09-22 2020-10-28
EATON VANCE ENHANCEDEQUITY IN COM P 2020-09-24 2020-10-28
EATON VANCE ENHANCEDEQUITY IN COM P 2020-09-22 2020-10-28
EATON VANCE ENHANCEDEQUITY IN COM P 2020-09-22 2020-10-28
EXXON MOBIL CORP P 2020-06-24 2020-10-28
EXXON MOBIL CORP P 2020-09-22 2020-10-28
EXXON MOBIL CORP P 2020-09-24 2020-10-28
EXXON MOBIL CORP P 2020-10-26 2020-10-28
EXXON MOBIL CORP P 2020-10-26 2020-10-28
ISHARES S&P 500 P 2014-01-17 2020-10-29
ISHARES S&P 500 P 2014-01-24 2020-10-29
ISHARES S&P 500 P 2014-02-03 2020-10-29
ISHARES S&P 500 P 2016-06-24 2020-10-29
ISHARES RUSSELL 2000ETF P 2020-03-16 2020-10-29
FIDELITY NASDAQ COMPOSITE INDEX ETF P 2014-01-17 2020-10-29
FIDELITY NASDAQ COMPOSITE INDEX ETF P 2014-01-24 2020-10-29
FIDELITY NASDAQ COMPOSITE INDEX ETF P 2014-02-03 2020-10-29
FIDELITY NASDAQ COMPOSITE INDEX ETF P 2016-06-24 2020-10-29
SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT P 2020-03-18 2020-10-29
SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT P 2020-03-23 2020-10-29
US BANCORP P 2020-05-14 2020-10-29
US BANCORP P 2020-05-14 2020-10-29
US BANCORP P 2020-05-14 2020-10-29
US BANCORP P 2020-10-13 2020-10-29
US BANCORP P 2020-10-13 2020-11-02
ABBVIE INC COM USD P 2020-03-25 2020-11-04
ABBVIE INC COM USD P 2020-03-25 2020-11-04
ALTRIA GROUP INC P 2020-05-06 2020-11-04
ALTRIA GROUP INC P 2020-05-06 2020-11-04
SELECT SECTOR SPDR TR FINANCIAL P 2020-10-29 2020-11-04
SELECT SECTOR SPDR TR FINANCIAL P 2020-10-30 2020-11-04
AT&T INC COM USD1 P 2020-10-28 2020-11-05
AT&T INC COM USD1 P 2020-10-28 2020-11-05
AT&T INC COM USD1 P 2020-10-28 2020-11-05
BK OF AMERICA CORP COM P 2020-10-28 2020-11-09
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-11-04 2020-11-09
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-11-05 2020-11-09
PROSHARES ULTRAPRO SHORT QQQ P 2020-11-05 2020-11-09
PROSHARES ULTRAPRO SHORT QQQ P 2020-11-04 2020-11-09
PROSHARES ULTRAPRO SHORT QQQ P 2020-11-04 2020-11-09
PROSHARES ULTRAPRO SHORT QQQ P 2020-11-05 2020-11-09
AT&T INC COM USD1 P 2020-10-20 2020-11-09
AT&T INC COM USD1 P 2020-10-20 2020-11-09
SELECT SECTOR SPDR TR FINANCIAL P 2020-10-29 2020-11-09
PROSHARES ULTRASHORTFINANCIALS 1 FOR 2 R/S INTO PROSHARES ULTRASHORTFINANCIA P 2020-11-09 2020-11-10
PROSHARES ULTRASHORTFINANCIALS 1 FOR 2 R/S INTO PROSHARES ULTRASHORTFINANCIA P 2020-11-09 2020-11-10
PROSHARES ULTRASHORTFINANCIALS 1 FOR 2 R/S INTO PROSHARES ULTRASHORTFINANCIA P 2020-11-09 2020-11-10
PROSHARES TR ULTRAPRO SHORT S 1 FOR 5 R/S INTO PROSHARES ULTRAPRO SHORT S&P5 P 2020-11-09 2020-11-10
PROSHARES TR ULTRAPRO SHORT S 1 FOR 5 R/S INTO PROSHARES ULTRAPRO SHORT S&P5 P 2020-11-09 2020-11-10
DIREXION DAILY ENERGY BEAR 2X SHARES P 2020-11-16 2020-11-17
DIREXION DAILY ENERGY BEAR 2X SHARES P 2020-11-16 2020-11-17
DIREXION DAILY ENERGY BEAR 2X SHARES P 2020-11-16 2020-11-17
DIREXION DAILY ENERGY BEAR 2X SHARES P 2020-11-16 2020-11-17
DIREXION DAILY ENERGY BEAR 2X SHARES P 2020-11-16 2020-11-17
DIREXION DAILY ENERGY BEAR 2X SHARES P 2020-11-16 2020-11-17
DIREXION DAILY ENERGY BEAR 2X SHARES P 2020-11-16 2020-11-17
DIREXION DAILY ENERGY BEAR 2X SHARES P 2020-11-16 2020-11-17
DIREXION DAILY ENERGY BEAR 2X SHARES P 2020-11-16 2020-11-17
DIREXION DAILY ENERGY BEAR 2X SHARES P 2020-11-16 2020-11-17
PROSHARES TR ULTRAPRO SHORT S 1 FOR 5 R/S INTO PROSHARES ULTRAPRO SHORT S&P5 P 2020-11-16 2020-11-17
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2020-11-24 2020-11-25
PROSHARES TR ULTRAPRO SHORT S 1 FOR 5 R/S INTO PROSHARES ULTRAPRO SHORT S&P5 P 2020-11-24 2020-11-25
PROSHARES TR II VIX SH TRM FUTRS 1 FOR 4 R/S INTO PROSHARES TRUST II VIX SHO P 2020-11-25 2020-12-01
PROSHARES TR II VIX SH TRM FUTRS 1 FOR 4 R/S INTO PROSHARES TRUST II VIX SHO P 2020-11-25 2020-12-01
PROSHARES TR II VIX SH TRM FUTRS 1 FOR 4 R/S INTO PROSHARES TRUST II VIX SHO P 2020-11-20 2020-12-01
PROSHARES TR II VIX SH TRM FUTRS 1 FOR 4 R/S INTO PROSHARES TRUST II VIX SHO P 2020-11-20 2020-12-01
PROSHARES TR II VIX SH TRM FUTRS 1 FOR 4 R/S INTO PROSHARES TRUST II VIX SHO P 2020-11-25 2020-12-01
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2020-11-24 2020-12-02
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2020-12-01 2020-12-02
PROSHARES TR ULTRAPRO SHORT S 1 FOR 5 R/S INTO PROSHARES ULTRAPRO SHORT S&P5 P 2020-11-23 2020-12-02
PROSHARES TR ULTRAPRO SHORT S 1 FOR 5 R/S INTO PROSHARES ULTRAPRO SHORT S&P5 P 2020-11-24 2020-12-02
PROSHARES TR ULTRAPRO SHORT S 1 FOR 5 R/S INTO PROSHARES ULTRAPRO SHORT S&P5 P 2020-11-24 2020-12-02
PROSHARES TR II VIX SH TRM FUTRS 1 FOR 4 R/S INTO PROSHARES TRUST II VIX SHO P 2020-11-26 2020-12-02
PROSHARES TR ULTRASHRT S&P500 P 2020-12-03 2020-12-09
PROSHARES TR ULTRASHRT S&P500 P 2020-12-04 2020-12-09
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2020-12-03 2020-12-09
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2020-12-03 2020-12-09
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2020-12-03 2020-12-09
BARCLAYS BANK PLC IPATH B SHRT TERM 1 FOR 4 R/S INTO BARCLAYS PLC 0.00000% C P 2020-12-01 2020-12-09
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2020-12-01 2020-12-11
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2020-12-02 2020-12-11
BARCLAYS BANK PLC IPATH B SHRT TERM 1 FOR 4 R/S INTO BARCLAYS PLC 0.00000% C P 2020-11-20 2020-12-14
BARCLAYS BANK PLC IPATH B SHRT TERM 1 FOR 4 R/S INTO BARCLAYS PLC 0.00000% C P 2020-11-24 2020-12-14
BARCLAYS BANK PLC IPATH B SHRT TERM 1 FOR 4 R/S INTO BARCLAYS PLC 0.00000% C P 2020-12-01 2020-12-14
SPDR GOLD TR GOLD SHS P 2020-12-14 2020-12-16
SPDR GOLD TR GOLD SHS P 2020-12-14 2020-12-16
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2020-12-16 2020-12-18
PROSHARES TR ULTRAPRO DOW 30 P 2020-12-16 2020-12-18
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2020-12-02 2020-12-21
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2020-12-15 2020-12-21
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2020-12-15 2020-12-21
PROSHARES TR ULTRAPRO DOW 30 P 2020-12-16 2020-12-21
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2020-12-03 2020-12-21
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2020-12-15 2020-12-21
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2020-12-16 2020-12-21
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2020-12-04 2020-12-23
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2020-12-22 2020-12-23
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2020-12-23 2021-01-04
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-12-23 2021-01-04
PROSHARES TR ULTRAPRO SHORT S 1 FOR 5 R/S INTO PROSHARES ULTRAPRO SHORT S&P5 P 2020-12-15 2021-01-04
PROSHARES TR ULTRAPRO SHORT S 1 FOR 5 R/S INTO PROSHARES ULTRAPRO SHORT S&P5 P 2020-12-19 2021-01-04
PROSHARES TR ULTRAPRO SHORT S 1 FOR 5 R/S INTO PROSHARES ULTRAPRO SHORT S&P5 P 2020-12-28 2021-01-04
PROSHARES ULTRAPRO SHORT QQQ P 2020-12-28 2021-01-04
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-12-23 2021-01-06
DIREXION SHS ETF TR DLY S&P500 BR 3X 1 FOR 10 R/S INTO DIREXION SHS ETF TR D P 2020-12-25 2021-01-06
PROSHARES ULTRAPRO SHORT QQQ P 2020-12-23 2021-01-06
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2021-01-08 2021-01-11
PROSHARES ULTRAPRO SHORT QQQ P 2021-01-08 2021-01-11
PROSHARES ULTRAPRO SHORT QQQ P 2021-01-08 2021-01-11
PROSHARES ULTRAPRO SHORT QQQ P 2021-01-08 2021-01-11
PROSHARES ULTRAPRO SHORT QQQ P 2021-01-08 2021-01-11
PROSHARES ULTRAPRO SHORT QQQ P 2021-01-08 2021-01-11
PROSHARES ULTRAPRO SHORT QQQ P 2021-01-08 2021-01-11
PROSHARES ULTRAPRO SHORT QQQ P 2021-01-08 2021-01-11
PROSHARES ULTRAPRO SHORT QQQ P 2021-01-08 2021-01-11
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2020-12-23 2021-01-15
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2021-01-06 2021-01-15
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2021-01-08 2021-01-15
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2021-01-13 2021-01-15
PROSHARES ULTRAPRO SHORT QQQ P 2020-12-23 2021-01-15
PROSHARES ULTRAPRO SHORT QQQ P 2020-12-28 2021-01-15
PROSHARES ULTRAPRO SHORT QQQ P 2021-01-08 2021-01-15
PROSHARES ULTRAPRO SHORT QQQ P 2021-01-13 2021-01-15
PROSHARES ULTRAPRO SHORT QQQ P 2021-01-14 2021-01-15
DIREXION SHS ETF TR DAILY SM CP BEAR 1 FOR 8 R/S INTO DIREXION DAILY SMALLCA P 2021-01-12 2021-01-15
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2020-12-27 2021-01-25
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2021-01-19 2021-01-25
PROSHARES ULTRAPRO SHORT QQQ P 2021-01-01 2021-01-27
PROSHARES ULTRAPRO SHORT QQQ P 2021-01-19 2021-01-27
PROSHARES ULTRAPRO SHORT QQQ P 2021-01-26 2021-01-27
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2020-12-31 2021-01-27
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2021-01-19 2021-01-27
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2021-01-26 2021-01-27
DIREXION SHS ETF TR DAILY SM CP BEAR 1 FOR 8 R/S INTO DIREXION DAILY SMALLCA P 2021-01-06 2021-01-27
DIREXION SHS ETF TR DAILY SM CP BEAR 1 FOR 8 R/S INTO DIREXION DAILY SMALLCA P 2021-01-12 2021-01-27
DIREXION SHS ETF TR DAILY SM CP BEAR 1 FOR 8 R/S INTO DIREXION DAILY SMALLCA P 2021-01-19 2021-01-27
PROSHARES TR ULTSHRTQQQ P 2021-02-08 2021-02-10
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2021-01-10 2021-02-10
PROSHARES TR ULTRAPRO DOW 30 1 FOR 4 R/S INTO PROSHARES ULTRAPRO SHORT DOW30 P 2021-02-08 2021-02-10
PROSHARES TR ULTRASHRT S&P500 P 2021-02-08 2021-02-10
PROSHARES TR ULTPRO SHT 2017 P 2021-02-08 2021-02-10
PROSHARES TR ULTPRO SHT 2017 P 2021-02-23 2021-02-25
PROSHARES TR ULTPRO SHT 2017 P 2021-02-25 2021-02-25
BK OF AMERICA CORP COM P 2020-09-22 2021-03-04
CHEVRON CORP NEW COM P 2020-06-24 2021-03-04
DIREXION DAILY ENERGY BEAR 2X SHARES P 2021-03-05 2021-03-05
DIREXION SHS ETF TR DAILY FINL BEAR P 2021-03-05 2021-03-05
PROSHARES ULTRAPRO SHORT QQQ P 2021-03-10 2021-03-10
PROSHARES TR ULTRAPRO SHORT S P 2021-03-09 2021-03-11
PROSHARES TR ULTRAPRO SHORT S P 2021-03-09 2021-03-11
DIREXION SHS ETF TR DLY S&P500 BR 3X P 2021-03-11 2021-03-12
PROSHARES ULTRAPRO SHORT QQQ P 2021-03-11 2021-03-12
PROSHARES ULTRAPRO SHORT QQQ P 2021-03-09 2021-03-17
PROSHARES ULTRAPRO SHORT QQQ P 2021-03-09 2021-03-17
PROSHARES ULTRAPRO SHORT QQQ P 2021-03-09 2021-03-17
PROSHARES ULTRAPRO SHORT QQQ P 2021-03-10 2021-03-17
PROSHARES ULTRAPRO SHORT QQQ P 2021-03-11 2021-03-17
DIREXION SHS ETF TR DAILY FINL BEAR P 2021-03-18 2021-03-18
DIREXION SHS ETF TR DAILY FINL BEAR P 2021-03-18 2021-03-18
DIREXION SHS ETF TR DAILY FINL BEAR P 2021-03-18 2021-03-18
DIREXION SHS ETF TR DAILY FINL BEAR P 2021-03-18 2021-03-18
DIREXION SHS ETF TR DAILY FINL BEAR P 2021-03-18 2021-03-18
DIREXION SHS ETF TR DAILY FINL BEAR P 2021-03-18 2021-03-18
DIREXION SHS ETF TR DAILY FINL BEAR P 2021-03-18 2021-03-18
DIREXION SHS ETF TR DAILY FINL BEAR P 2021-03-18 2021-03-18
DIREXION SHS ETF TR DAILY FINL BEAR P 2021-03-18 2021-03-18
BK OF AMERICA CORP COM P 2020-10-14 2021-03-29
BK OF AMERICA CORP COM P 2020-07-31 2021-03-29
PRUDENTIAL FINANCIALINC P 2020-05-13 2021-03-29
PRUDENTIAL FINANCIALINC P 2020-05-13 2021-03-29
PRUDENTIAL FINANCIALINC P 2020-05-13 2021-03-29
PRUDENTIAL FINANCIALINC P 2020-05-13 2021-03-29
PRUDENTIAL FINANCIALINC P 2020-05-14 2021-03-29
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2021-04-05 2021-04-14
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2021-04-08 2021-04-14
DIREXION SHS ETF TR DAILY TECHNOLOGY P 2021-04-09 2021-04-14
DIREXION SHS ETF TR DAILY FINL BEAR P 2021-03-18 2021-04-21
DIREXION SHS ETF TR DAILY FINL BEAR P 2021-03-18 2021-04-21
DIREXION SHS ETF TR DAILY FINL BEAR P 2021-03-18 2021-04-21
VIACOMCBS INC CL B P 2021-04-14 2021-04-21
VIACOMCBS INC CL B P 2021-04-20 2021-04-21
VIACOMCBS INC CL B P 2021-04-20 2021-04-21
VIACOMCBS INC CL B P 2021-04-20 2021-04-21
VIACOMCBS INC CL B P 2021-04-20 2021-04-21
VIACOMCBS INC CL B P 2021-04-20 2021-04-21
VIACOMCBS INC CL B P 2021-04-20 2021-04-21
VIACOMCBS INC CL B P 2021-04-20 2021-04-21
VIACOMCBS INC 5.75% CONV PFD A P 2021-04-19 2021-04-21
VIACOMCBS INC 5.75% CONV PFD A P 2021-04-20 2021-04-21
VIACOMCBS INC 5.75% CONV PFD A P 2021-04-20 2021-04-21
VIACOMCBS INC 5.75% CONV PFD A P 2021-04-05 2021-04-21
VIACOMCBS INC 5.75% CONV PFD A P 2021-04-20 2021-04-21
VIACOMCBS INC 5.75% CONV PFD A P 2021-04-05 2021-04-22
VIACOMCBS INC 5.75% CONV PFD A P 2021-04-05 2021-04-22
VERIZON COMMUNICATIONS INC P 2020-03-25 2021-04-22
ISHARES TR GL CLEAN ENE ETF P 2021-05-10 2021-05-14
VIACOMCBS INC CL B P 2021-04-20 2021-05-18
BK OF AMERICA CORP COM P 2020-07-31 2021-06-14
CHEVRON CORP NEW COM P 2020-03-23 2021-06-21
CHEVRON CORP NEW COM P 2020-03-23 2021-06-21
CHEVRON CORP NEW COM P 2020-10-28 2021-06-21
CHEVRON CORP NEW COM P 2020-10-28 2021-06-21
CHEVRON CORP NEW COM P 2020-10-28 2021-06-21
CHEVRON CORP NEW COM P 2020-10-28 2021-06-21
CHEVRON CORP NEW COM P 2020-10-28 2021-06-21
CHEVRON CORP NEW COM P 2020-10-28 2021-06-21
CHEVRON CORP NEW COM P 2020-10-28 2021-06-21
DISCOVERY INC COM SER A P 2021-05-17 2021-06-22
DISCOVERY INC COM SER A P 2021-05-19 2021-06-22
DISCOVERY INC COM SER A P 2021-06-01 2021-06-22
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 61   60 1
b 6,084   6,000 84
c 1,521   1,500 21
d 6,083   6,000 83
e 6,083   6,000 83
182   180 2
182   180 2
2,616   2,580 36
30,047   31,459 -1,412
23,926   23,237 689
12,112   11,901 211
38,969   30,257 8,712
30,197   29,193 1,004
30,199   29,525 674
22,368   22,039 329
13,197   13,006 191
8,380   8,643 -263
23,619   23,080 539
14,500   14,410 90
15,210   15,088 122
13,309   13,202 107
1,900   1,890 10
1,900   1,890 10
16,910   16,821 89
22,924   22,475 449
27,918   27,041 877
2,941   2,891 50
17,008   16,718 290
14,238   13,641 597
700   684 16
21,700   21,204 496
8,487   8,444 43
19   20 -1
19   19 0
19   19 0
19,338   19,429 -91
21,740   21,355 385
6,910   6,899 11
17,966   17,938 28
2,764   2,760 4
10   11 -1
10   11 -1
20   22 -2
29,360   29,648 -288
7   7 0
20,283   20,177 106
4,095   4,071 24
2,922   2,906 16
28,049   27,105 944
24,199   23,717 482
22,725   22,071 654
35,729   35,250 479
32,999   32,070 929
5   5 0
      0
5   6 -1
12,662   12,404 258
11,061   10,834 227
16   15 1
15,914   15,430 484
15,860   15,573 287
30,564   28,105 2,459
2,260   2,102 158
2,260   2,102 158
18,062   16,791 1,271
19   23 -4
19   23 -4
19   22 -3
19   21 -2
19   18 1
12,045   12,089 -44
19   16 3
23,661   22,700 961
6   7 -1
6   7 -1
6   7 -1
6   7 -1
6   7 -1
6   7 -1
6   6 0
6   6 0
6   6 0
6   6 0
5   5 0
9,156   9,332 -176
9,177   8,968 209
5   5 0
5   5 0
10,470   10,230 240
26   24 2
26   21 5
34   31 3
17,322   16,097 1,225
51,933   50,779 1,154
28,035   26,331 1,704
28,007   26,758 1,249
1,394   1,413 -19
139   141 -2
931   947 -16
15,996   16,538 -542
20,531   20,947 -416
18,500   19,232 -732
278   289 -11
15,810   22,383 -6,573
31,619   36,370 -4,751
15,841   16,971 -1,130
6,324   6,621 -297
49,010   51,319 -2,309
1,332   741 591
8,989   4,891 4,098
8,989   4,747 4,242
7,990   4,940 3,050
38,452   26,242 12,210
1,742   662 1,080
9,579   3,588 5,991
9,579   3,471 6,108
6,096   2,608 3,488
65,814   46,230 19,584
65,814   43,657 22,157
15,140   11,550 3,590
2,271   1,733 538
20,439   15,595 4,844
379   388 -9
31   32 -1
19,352   13,205 6,147
9,676   6,604 3,072
12,189   11,181 1,008
10,989   10,081 908
18,695   17,896 799
18,720   17,705 1,015
48,295   46,506 1,789
16,008   15,396 612
4,637   4,460 177
40,341   34,837 5,504
17,820   19,927 -2,107
26,729   29,197 -2,468
7,320   7,320 0
7,322   8,206 -884
14,644   16,051 -1,407
25,626   26,250 -624
17,007   16,071 936
11,338   10,715 623
27   24 3
17,613   17,119 494
4,635   4,503 132
14,832   14,416 416
35,706   33,648 2,058
35,706   33,282 2,424
2,162   2,123 39
130   127 3
15,166   14,902 264
4,619   4,543 76
4,312   4,466 -154
30,140   31,217 -1,077
8,624   8,927 -303
43,119   43,599 -480
21,085   20,760 325
43   45 -2
47,389   46,655 734
48,264   47,459 805
17,536   17,271 265
7,646   7,646 0
2,806   2,806 0
10,447   11,726 -1,279
31,636   33,918 -2,282
38,648   39,471 -823
14   14 0
14,031   13,630 401
45,365   45,364 1
38,886   38,886 0
6   7 -1
22,620   23,693 -1,073
22,597   22,684 -87
22,597   22,614 -17
15,060   14,819 241
13,052   12,825 227
12,048   11,844 204
81,699   81,344 355
14   14 0
41,460   41,300 160
43,992   45,843 -1,851
43,992   45,406 -1,414
18   17 1
17,481   17,116 365
4,370   4,279 91
41,525   41,028 497
12,056   11,911 145
14   14 0
55,137   54,000 1,137
55,137   53,489 1,648
14   13 1
10   10 0
29,215   28,853 362
48,685   46,099 2,586
9   9 0
44,975   44,674 301
53,460   52,779 681
48,719   48,737 -18
49,127   51,417 -2,290
30,713   31,838 -1,125
12,274   12,064 210
31,386   31,058 328
4   4 0
38,899   38,584 315
47,729   47,505 224
42,997   42,471 526
2,975   2,892 83
1,487   1,446 41
7,675   7,459 216
5,695   5,536 159
10,412   10,119 293
10,412   10,119 293
10,412   10,119 293
10,412   10,118 294
12   12 0
49,893   49,226 667
12   12 0
49,893   48,480 1,413
15   15 0
15   16 -1
15   14 1
41,952   40,894 1,058
30,515   29,392 1,123
49,720   49,315 405
13   13 0
53,621   51,836 1,785
27   31 -4
54,392   59,610 -5,218
37,413   35,860 1,553
8   9 -1
30,487   33,037 -2,550
56,909   54,598 2,311
38,430   42,524 -4,094
5   5 0
41,175   39,225 1,950
31,437   30,994 443
12   12 0
35,177   35,042 135
34,143   33,959 184
32,400   32,400 0
32,505   32,337 168
60,568   59,310 1,258
55,088   36,178 18,910
31,800   26,345 5,455
33,600   33,078 522
39,030   38,285 745
42,661   41,851 810
42,516   45,779 -3,263
42,516   44,703 -2,187
98,639   96,478 2,161
35,261   34,411 850
34,137   37,722 -3,585
34,137   36,388 -2,251
34,137   36,350 -2,213
14   14 0
14   14 0
63,968   63,714 254
24,368   24,277 91
33,542   33,417 125
6,438   6,414 24
6,505   6,485 20
38,836   38,710 126
13,468   13,425 43
1,536   1,531 5
5,002   4,985 17
56,962   35,937 21,025
37,962   24,665 13,297
181   103 78
910   517 393
1,729   982 747
42,287   24,144 18,143
91   49 42
42,490   45,674 -3,184
48,560   50,478 -1,918
57,665   58,329 -664
31   33 -2
31   32 -1
31   32 -1
4,170   4,081 89
2,085   1,872 213
208   187 21
3,836   3,444 392
4,170   3,744 426
4,170   3,744 426
83   75 8
2,085   1,872 213
3,390   3,182 208
6,780   6,381 399
74,580   70,202 4,378
14,848   14,283 565
3,390   3,191 199
5,100   4,892 208
42,432   40,697 1,735
43,035   36,926 6,109
161,453   160,703 750
48,283   44,891 3,392
20,478   12,271 8,207
26,294   13,222 13,072
13,094   6,581 6,513
21,542   13,574 7,968
211   133 78
10,559   6,654 3,905
10,559   6,654 3,905
9,926   6,255 3,671
10,559   6,654 3,905
13,093   8,251 4,842
44,287   52,335 -8,048
44,287   49,703 -5,416
59,050   64,170 -5,120
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       1
b       84
c       21
d       83
e       83
      2
      2
      36
      -1,412
      689
      211
      8,712
      1,004
      674
      329
      191
      -263
      539
      90
      122
      107
      10
      10
      89
      449
      877
      50
      290
      597
      16
      496
      43
      -1
      0
      0
      -91
      385
      11
      28
      4
      -1
      -1
      -2
      -288
      0
      106
      24
      16
      944
      482
      654
      479
      929
      0
      0
      -1
      258
      227
      1
      484
      287
      2,459
      158
      158
      1,271
      -4
      -4
      -3
      -2
      1
      -44
      3
      961
      -1
      -1
      -1
      -1
      -1
      -1
      0
      0
      0
      0
      0
      -176
      209
      0
      0
      240
      2
      5
      3
      1,225
      1,154
      1,704
      1,249
      -19
      -2
      -16
      -542
      -416
      -732
      -11
      -6,573
      -4,751
      -1,130
      -297
      -2,309
      591
      4,098
      4,242
      3,050
      12,210
      1,080
      5,991
      6,108
      3,488
      19,584
      22,157
      3,590
      538
      4,844
      -9
      -1
      6,147
      3,072
      1,008
      908
      799
      1,015
      1,789
      612
      177
      5,504
      -2,107
      -2,468
      0
      -884
      -1,407
      -624
      936
      623
      3
      494
      132
      416
      2,058
      2,424
      39
      3
      264
      76
      -154
      -1,077
      -303
      -480
      325
      -2
      734
      805
      265
      0
      0
      -1,279
      -2,282
      -823
      0
      401
      1
      0
      -1
      -1,073
      -87
      -17
      241
      227
      204
      355
      0
      160
      -1,851
      -1,414
      1
      365
      91
      497
      145
      0
      1,137
      1,648
      1
      0
      362
      2,586
      0
      301
      681
      -18
      -2,290
      -1,125
      210
      328
      0
      315
      224
      526
      83
      41
      216
      159
      293
      293
      293
      294
      0
      667
      0
      1,413
      0
      -1
      1
      1,058
      1,123
      405
      0
      1,785
      -4
      -5,218
      1,553
      -1
      -2,550
      2,311
      -4,094
      0
      1,950
      443
      0
      135
      184
      0
      168
      1,258
      18,910
      5,455
      522
      745
      810
      -3,263
      -2,187
      2,161
      850
      -3,585
      -2,251
      -2,213
      0
      0
      254
      91
      125
      24
      20
      126
      43
      5
      17
      21,025
      13,297
      78
      393
      747
      18,143
      42
      -3,184
      -1,918
      -664
      -2
      -1
      -1
      89
      213
      21
      392
      426
      426
      8
      213
      208
      399
      4,378
      565
      199
      208
      1,735
      6,109
      750
      3,392
      8,207
      13,072
      6,513
      7,968
      78
      3,905
      3,905
      3,671
      3,905
      4,842
      -8,048
      -5,416
      -5,120
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 250,446
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 4,125
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 4,125
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 4,125
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 0
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 0
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 7
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 4,132
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCT
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletMARK S FRANKLIN TRUSTEE Telephone no.bullet (203) 466-5252

    Located atbullet10 HESPERUS CIRCLEGLOUCESTERMA ZIP+4bullet01930
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    MARK S FRANKLIN GRANTOR AND TRUSTEE
    0.00     		0 0 0
    10 HESPERUS CIRCLE
    GLOUCESTER,MA01930
    LAURIE FRANKLIN TRUSTEE
    0.00     		0 0 0
    10 HESPERUS CIRCLE
    GLOUCESTER,MA01930
    JOSEPH A VITALE TRUSTEE
    0.00     		0 0 0
    40 SHIRE COURT
    CHESHIRE,CT06410
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,258,735
    b
    Average of monthly cash balances.......................
    1b
    105,594
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,364,329
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    1,364,329
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    20,465
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,343,864
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    67,193
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    67,193
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    4,125
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    4,125
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    63,068
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    63,068
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    63,068
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,387
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,387
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,387
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 63,068
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019...... 2,920
    fTotal of lines 3a through e........ 2,920
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 1,387
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 1,387
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 2,920 2,920
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		58,761
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Total .................................bullet 3a 0
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 47,707  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 250,446  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 298,153 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    298,153
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    THE FRANKLIN FAMILY FOUNDATION
     
    Employer identification number

    26-1252194
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    THE FRANKLIN FAMILY FOUNDATION
          		Employer identification number
    26-1252194
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    MARK AND LAURIE FRANKLIN
    10 HESPERUS CIRCILE
     
    GLOUCESTER, MA01930

    		$ 150,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    THE FRANKLIN FAMILY FOUNDATION
          		Employer identification number

    26-1252194
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    THE FRANKLIN FAMILY FOUNDATION
          		Employer identification number

    26-1252194
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    THE FRANKLIN FAMILY FOUNDATION
    EIN:
    26-1252194
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 2,125 1,063   1,062

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    THE FRANKLIN FAMILY FOUNDATION
    EIN:
    26-1252194
    Name of Stock End of Year Book Value End of Year Fair Market Value
    FIDELITY - STOCKS 475,562 475,562

    TY 2020 InvestmentsOtherSchedule2
    Name:
    THE FRANKLIN FAMILY FOUNDATION
    EIN:
    26-1252194
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    FIDELITY - ETF FMV 605,818 605,818
    FIDELITY - MUTUAL FUNDS FMV 390,835 390,835

    TY 2020 LegalFeesSchedule
    Name:
    THE FRANKLIN FAMILY FOUNDATION
    EIN:
    26-1252194
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL & PROFESSIONAL FEES 651 326   325


    TY 2020 OtherDecreasesSchedule
    Name:
    THE FRANKLIN FAMILY FOUNDATION
    EIN:
    26-1252194
    Description Amount
    UNREALIZED GAINS (LOSSES) 2,979
    FEDERAL INCOME TAX 310


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE FRANKLIN FAMILY FOUNDATION
    EIN:
    26-1252194
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FIDELITY ACCOUNT FEES 474 0   0