TY 2020 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
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Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020

Name of foundation
CARIS CHARITABLE TRUST I

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 803878
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60680

A Employer identification number

82-3372946

B Telephone number (see instructions)

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$16,160,970J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	1,660,900
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	461,809		358,656
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		223,745
b	Gross sales price for all assets on line 6a 8,712,832
7	Capital gain net income (from Part IV, line 2)...			223,745
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	2,346,454		582,401
13	Compensation of officers, directors, trustees, etc.	97,891		30,999		66,892
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........		6,912	0	0	6,912
b	Accounting fees (attach schedule).......		2,500	1,250	0	1,250
c	Other professional fees (attach schedule)....		113,264			113,264
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...		28,991	3,519		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......	1,450		0	0	1,450
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		15			15
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	251,023		35,768	0	189,783
25	Contributions, gifts, grants paid.......	2,510,103				2,510,103
26	Total expenses and disbursements. Add lines 24 and 25	2,761,126		35,768	0	2,699,886
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-414,672
b	Net investment income (if negative, enter -0-)			546,633
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	175,005	661,537	661,537
	2	Savings and temporary cash investments.........
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	14,242,163	13,573,067	15,266,945
	c	Investments—corporate bonds (attach schedule).......
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	539,531	226,065	232,488
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	14,956,699	14,460,669	16,160,970
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	14,956,699	14,460,669
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	14,956,699	14,460,669
	30	Total liabilities and net assets/fund balances (see instructions).	14,956,699	14,460,669

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

14,956,699

Enter amount from Part I, line 27a .....................

-414,672

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

14,542,027

Decreases not included in line 2 (itemize) bullet

81,358

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

14,460,669

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	10000. AFLAC INC 3.6% DUE 04-01-2030/04-01-2020REG		2020-03-30	2020-05-21
b	15000. AFLAC INC 3.6% DUE 04-01-2030/04-01-2020REG		2020-04-07	2020-06-02
c	5. ADR AIA GROUP LTD SPONSORED ADR		2020-03-13	2020-03-18
d	14. ADR AIA GROUP LTD SPONSORED ADR		2020-03-13	2020-04-03
e	15000. AT&T INC FLTG RT 1.225% DUE 07-15-2021 07-15-2021		2019-05-14	2020-08-12
	10000. AT&T INC 4.35% DUE 03-01-2029/02-19-2019REG		2020-03-10	2020-11-12
	10000. AT&T INC 4.35% DUE 03-01-2029/02-19-2019REG		2020-03-10	2020-11-13
	26. ADR ADIDAS AG SPONSORED ADR		2020-03-13	2020-03-20
	25000. ALABAMA ST PUB SCH & COLLEGE AUTH 5% 03-01-2020 BEO		2016-08-09	2020-03-02
	20000. ALLY MASTER OWNER TR 3.24% DUE SER 2018-2 CL A 05-15-2023 REG		2019-02-13	2020-12-01
	8. ADR AMADEUS IT GROUP S A ADS		2020-03-13	2020-03-25
	11. ADR AMADEUS IT GROUP S A ADS		2020-03-13	2020-04-03
	15000. AMERICAN EXPRESS CR CORP MEDIUM TERM NTSTRANCHE # TR 00103 2.7%		2019-02-04	2020-05-29
	24000. AMERICAN INTL GROUP INC 2.5% 30 JUN 2025		2020-05-29	2020-11-05
	11000. ANHEUSER-BUSCH INBEV WORLDWIDE INC 3.5% DUE 06-01-2030/04-03-20		2020-04-07	2020-07-07
	75000. ARIZONA ST TRANSN BRD EXCISE TAX REV 5% 07-01-2022 BEO		2016-08-09	2020-07-01
	50000. ARIZONA ST TRANSN BRD EXCISE TAX REV 5% 07-01-2020 BEO		2016-08-09	2020-07-01
	25000. ARIZONA WTR INFRASTRUCTURE FIN AUTH REV 5.0% DUE 10-01-2020 BEO		2016-08-09	2020-10-01
	13. ADR ATLAS COPCO AB SPONSORED ADR NEW REPSTG COM SER A		2020-03-13	2020-03-25
	80000. BELLEVUE WASH 5.0% DUE 12-01-2020 BEO		2016-08-09	2020-12-01
	30000. CMO BENCHMARK 2018-B8 MTG TR COML MTG PASSTHRU CTF CL A-5 4.231		2019-08-22	2020-07-31
	8000. BLACK HILLS CORP FIXED 2.5% DUE 06-15-2030		2020-06-12	2020-07-30
	16693.17 MFO BLACKROCK FDS V HIGH YIELD BD PORT INSTLCL		2019-02-01	2020-11-05
	25000. COMM 2014-UBS4 MTG TR CTF CL A-4 3.42% DUE 08-10-2047 REG		2019-11-01	2020-10-22
	2. ADR CSL LTD SPONSORED ADR		2020-03-13	2020-03-18
	10000. CANADIAN NAT RES LTD 2.95% DUE 01-15-2023 BEO		2019-06-27	2020-03-05
	15000. CANADIAN NAT RES LTD 3.85% DUE 06-01-2027 BEO		2020-03-05	2020-07-27
	10000. CATERPILLAR FINL SVCS CORP MEDIUM TERM NTS BOOK ENTRY 2.95% 02		2020-09-29	2020-11-05
	9465.23 MFO CAUSEWAY CAP MGMT TR INTL VALUE FD INSTL CL		2017-10-03	2020-05-06
	15000. COMCAST CORP NEW 3.45% DUE 10-01-2021		2019-06-27	2020-02-21
	389. ADR COMPASS GROUP PLC SPON ADR EACH REP 1 ORD SHS (POST SPLT)		2020-03-13	2020-04-14
	14000. CONSOLIDATED EDISON CO N Y INC 3.35% DUE04-01-2030 REG		2020-04-07	2020-06-12
	40649.08 MFO DFA INVT DIMENSIONS GROUP INC INTL REAL ESTATE SECS PORT		2016-11-30	2020-11-05
	12039.69 MFO DFA INVT DIMENSIONS GROUP INC INTL REAL ESTATE SECS PORT		2020-01-29	2020-11-05
	20321.2 MFO DFA INVT DIMENSIONS GROUP INC U S CORE EQUITY 1 PORT		2016-08-09	2020-08-25
	11796.86 MFO DFA INVT DIMENSIONS GROUP INC U S CORE EQUITY 1 PORT		2016-08-09	2020-11-05
	14940.45 MFO DFA INVT DIMENSIONS GROUP INC EMERGING MKTS CORE EQUITY P		2017-10-03	2020-08-05
	9867.63 MFO DFA INTL SMALL CO PORTFOLIO FUND		2017-12-15	2020-05-06
	1951.48 MFO DFA INVT DIMENSIONS GROUP INC REAL ESTATE SECS PORTFOLIO		2016-10-06	2020-08-25
	144.82 MFO DFA INVESTMENT DIMENSIONS GROUP INC US SMALL CAP		2019-12-16	2020-05-06
	6190.48 MFO DFA INVESTMENT DIMENSIONS GROUP INC US SMALL CAP		2018-12-17	2020-05-06
	2000. DELTA AIR LINES INC DEL 4.375% DUE 04-19-2028/04-19-2018 REG		2019-02-05	2020-05-18
	6000. DELTA AIR LINES INC DEL 4.375% DUE 04-19-2028/04-19-2018 REG		2019-02-05	2020-06-17
	2000. DELTA AIR LINES INC DEL 4.375% DUE 04-19-2028/04-19-2018 REG		2019-08-28	2020-07-27
	2000. DELTA AIR LINES INC DEL 4.375% DUE 04-19-2028/04-19-2018 REG		2019-02-05	2020-07-27
	2000. DELTA AIR LINES INC DEL 4.375% DUE 04-19-2028/04-19-2018 REG		2019-08-28	2020-07-29
	4000. DELTA AIR LINES INC DEL 4.375% DUE 04-19-2028/04-19-2018 REG		2020-03-03	2020-07-31
	50000. DES MOINES IOWA 5% 06-01-2020 BEO BEO		2016-08-09	2020-06-01
	5000. DEUTSCHE BK A G 2.7% DUE 07-13-2020 REG		2018-03-28	2020-07-13
	30000. DISCOVER CARD 3.32% DUE 03-15-2024		2018-12-06	2020-05-14
	25000. DISCOVER CARD 3.32% DUE 03-15-2024		2019-07-15	2020-05-14
	23876.45 MFO DOUBLELINE CORE FIXED INCOME FUND I		2018-11-28	2020-11-05
	12. ADR DSV PANALPINA A/S		2020-03-13	2020-03-25
	62. ADR DSV PANALPINA A/S		2020-08-26	2020-12-11
	10000. DUKE RLTY LTD 4.375% DUE 06-15-2022		2019-03-01	2020-03-13
	5000. DUKE RLTY LTD 3.875 DUE 10-15-2022		2019-08-21	2020-06-29
	15000. ENERGY TRANSFER OPER L P 5.25% DUE 04-15-2029/01-15-2019 REG		2019-02-05	2020-08-26
	2000. ENERGY TRANSFER OPER L P 5.25% DUE 04-15-2029/01-15-2019 REG		2019-01-08	2020-08-26
	3000. ENERGY TRANSFER OPER L P 5.25% DUE 04-15-2029/01-15-2019 REG		2019-02-05	2020-08-26
	4000. ENERGY TRANSFER OPER L P 5.25% DUE 04-15-2029/01-15-2019 REG		2019-02-06	2020-11-05
	8. ADR ESSILORLUXOTTICA SA		2020-03-13	2020-03-25
	1. ADR ESSILORLUXOTTICA SA		2020-03-13	2020-04-07
	46. ADR ESSILORLUXOTTICA SA		2020-03-13	2020-04-08
	50. ADR ESSILORLUXOTTICA SA		2020-08-26	2020-11-18
	59. ADR ESSILORLUXOTTICA SA		2020-03-13	2020-11-19
	46. EXPERIAN PLC		2020-03-13	2020-04-01
	1318.49 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2020-01-02
	1021.47 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2020-02-03
	1062.47 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2020-03-02
	1783.9 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2020-04-01
	2281.7 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2020-05-01
	2094.69 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2020-06-01
	2211.62 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2020-07-01
	2322.23 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2020-08-03
	1809.02 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2020-09-01
	1851.29 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2020-10-15
	1974.68 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2020-11-16
	1525.38 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2020-12-15
	196.76 FHLMC POOL #SB8015 2.5% 10-01-2034		2019-10-21	2020-01-02
	209.61 FHLMC POOL #SB8015 2.5% 10-01-2034		2019-10-21	2020-02-03
	245.26 FHLMC POOL #SB8015 2.5% 10-01-2034		2019-10-21	2020-03-02
	496.93 FHLMC POOL #SB8015 2.5% 10-01-2034		2019-10-21	2020-04-01
	883.68 FHLMC POOL #SB8015 2.5% 10-01-2034		2019-10-21	2020-05-01
	671.84 FHLMC POOL #SB8015 2.5% 10-01-2034		2019-10-21	2020-06-01
	779.77 FHLMC POOL #SB8015 2.5% 10-01-2034		2019-10-21	2020-07-01
	21115.06 FHLMC POOL #SB8015 2.5% 10-01-2034		2019-10-21	2020-07-14
	.01 FHLMC POOL #SB8015 2.5% 10-01-2034		2019-10-21	2020-07-28
	826.27 FEDERAL HOME LN MTG CORP POOL #SB8045 2.5% DUE 05-01-2035 REG		2020-05-11	2020-06-01
	1185.67 FEDERAL HOME LN MTG CORP POOL #SB8045 2.5% DUE 05-01-2035 REG		2020-05-11	2020-07-01
	1327.14 FEDERAL HOME LN MTG CORP POOL #SB8045 2.5% DUE 05-01-2035 REG		2020-05-11	2020-08-03
	60944.41 FEDERAL HOME LN MTG CORP POOL #SB8045 2.5% DUE 05-01-2035 REG		2020-05-11	2020-09-16
	32816.22 FEDERAL HOME LN MTG CORP POOL #SB8045 2.5% DUE 05-01-2035 REG		2020-05-11	2020-09-23
	2247.29 FEDERAL HOME LN MTG CORP POOL #SB8045 2.5% DUE 05-01-2035 REG		2020-05-11	2020-09-25
	645.59 FNMA POOL CA2622 3.5% 11-01-2048		2019-03-25	2020-01-02
	24691.06 FNMA POOL CA2622 3.5% 11-01-2048		2019-03-25	2020-01-10
	398.87 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2020-01-02
	271.83 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2020-02-03
	319.56 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2020-03-02
	533.15 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2020-04-01
	676.69 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2020-05-01
	692.89 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2020-06-01
	798.12 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2020-07-01
	691.92 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2020-08-03
	664.13 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2020-09-25
	673.78 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2020-10-26
	810.92 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2020-11-25
	654.82 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2020-12-28
	352.08 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2020-01-02
	335.23 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2020-02-03
	408.2 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2020-03-02
	653.79 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2020-04-01
	890.35 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2020-05-01
	871.79 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2020-06-01
	1035.92 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2020-07-01
	951.54 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2020-08-03
	885.91 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2020-09-25
	937.02 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2020-10-26
	956.29 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2020-11-25
	745.78 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2020-12-28
	477.09 FNMA POOL #MA3332 3.5% DUE 04-01-2048 BEO		2018-12-19	2020-01-02
	477.08 FNMA POOL #MA3332 3.5% DUE 04-01-2048 BEO		2019-02-08	2020-01-02
	28694.68 FNMA POOL #MA3332 3.5% DUE 04-01-2048 BEO		2019-02-08	2020-01-10
	28694.68 FNMA POOL #MA3332 3.5% DUE 04-01-2048 BEO		2018-12-19	2020-01-10
	989.89 FNMA POOL #MA3797 2.5% 10-01-2034 BEO		2019-10-17	2020-01-02
	959.34 FNMA POOL #MA3797 2.5% 10-01-2034 BEO		2019-10-17	2020-02-03
	1330.8 FNMA POOL #MA3797 2.5% 10-01-2034 BEO		2019-10-17	2020-03-02
	2631.18 FNMA POOL #MA3797 2.5% 10-01-2034 BEO		2019-10-17	2020-04-01
	4122.08 FNMA POOL #MA3797 2.5% 10-01-2034 BEO		2019-10-17	2020-05-01
	97069.22 FNMA POOL #MA3797 2.5% 10-01-2034 BEO		2019-10-17	2020-05-11
	708.2 FNMA POOL #MA3827 2.5% DUE 11-01-2034 BEO		2019-11-21	2020-01-02
	706.53 FNMA POOL #MA3827 2.5% DUE 11-01-2034 BEO		2019-11-21	2020-02-03
	626.96 FNMA POOL #MA3827 2.5% DUE 11-01-2034 BEO		2019-11-21	2020-03-02
	1564.98 FNMA POOL #MA3827 2.5% DUE 11-01-2034 BEO		2019-11-21	2020-04-01
	2394.96 FNMA POOL #MA3827 2.5% DUE 11-01-2034 BEO		2019-11-21	2020-05-01
	2281.95 FNMA POOL #MA3827 2.5% DUE 11-01-2034 BEO		2019-11-21	2020-06-01
	3001.5 FNMA POOL #MA3827 2.5% DUE 11-01-2034 BEO		2019-11-21	2020-07-01
	50662.73 FNMA POOL #MA3827 2.5% DUE 11-01-2034 BEO		2019-11-20	2020-07-14
	16887.57 FNMA POOL #MA3827 2.5% DUE 11-01-2034 BEO		2019-11-21	2020-07-14
	.01 FNMA POOL #MA3827 2.5% DUE 11-01-2034 BEO		2019-11-21	2020-07-28
	711.34 FNMA POOL #MA3896 2.5% DUE 01-01-2035 BEO		2020-01-10	2020-02-03
	680.17 FNMA POOL #MA3896 2.5% DUE 01-01-2035 BEO		2020-01-10	2020-03-02
	778.69 FNMA POOL #MA3896 2.5% DUE 01-01-2035 BEO		2020-01-10	2020-04-01
	1147.78 FNMA POOL #MA3896 2.5% DUE 01-01-2035 BEO		2020-01-10	2020-05-01
	1480.77 FNMA POOL #MA3896 2.5% DUE 01-01-2035 BEO		2020-01-10	2020-06-01
	3542.61 FNMA POOL #MA3896 2.5% DUE 01-01-2035 BEO		2020-01-10	2020-07-01
	76107.8 FNMA POOL #MA3896 2.5% DUE 01-01-2035 BEO		2020-01-10	2020-07-14
	879.28 FNMA POOL #MA4075 2.5% DUE 07-01-2035 BEO		2020-07-14	2020-08-03
	38948.46 FNMA POOL #MA4075 2.5% DUE 07-01-2035 BEO		2020-07-14	2020-09-23
	53554.14 FNMA POOL #MA4075 2.5% DUE 07-01-2035 BEO		2020-07-14	2020-09-24
	1051. FNMA POOL #MA4075 2.5% DUE 07-01-2035 BEO		2020-07-14	2020-09-25
	.01 FNMA POOL #MA4075 2.5% DUE 07-01-2035 BEO		2020-07-14	2020-09-28
	225.09 FNMA POOL #MA4078 2.5% DUE 07-01-2050 BEO		2020-06-22	2020-07-01
	453.9 FNMA POOL #MA4078 2.5% DUE 07-01-2050 BEO		2020-06-22	2020-08-03
	718.69 FNMA POOL #MA4078 2.5% DUE 07-01-2050 BEO		2020-06-22	2020-09-25
	990.13 FNMA POOL #MA4078 2.5% DUE 07-01-2050 BEO		2020-06-22	2020-10-26
	1414.14 FNMA POOL #MA4078 2.5% DUE 07-01-2050 BEO		2020-06-22	2020-11-25
	89144.26 FNMA POOL #MA4078 2.5% DUE 07-01-2050 BEO		2020-06-22	2020-12-07
	2053.78 FNMA POOL #MA4078 2.5% DUE 07-01-2050 BEO		2020-06-22	2020-12-28
	503.62 FNMA POOL #MA4099 2.5% DUE 08-01-2035 BEO		2020-07-14	2020-08-03
	44166.88 FNMA POOL #MA4099 2.5% DUE 08-01-2035 BEO		2020-07-14	2020-09-24
	829.36 FNMA POOL #MA4099 2.5% DUE 08-01-2035 BEO		2020-07-14	2020-09-25
	271.34 FNMA POOL #MA4099 2.5% DUE 08-01-2035 BEO		2020-07-14	2020-10-26
	367.93 FNMA POOL #MA4099 2.5% DUE 08-01-2035 BEO		2020-07-14	2020-11-25
	370.34 FNMA POOL #MA4099 2.5% DUE 08-01-2035 BEO		2020-07-14	2020-12-28
	884.3 FNMA POOL #MA4123 2.0% DUE 09-01-2035 BEO		2020-09-24	2020-10-26
	972.1 FNMA POOL #MA4123 2.0% DUE 09-01-2035 BEO		2020-09-24	2020-11-25
	1104.68 FNMA POOL #MA4123 2.0% DUE 09-01-2035 BEO		2020-09-24	2020-12-28
	389.14 FNMA POOL #MA4155 2.0% DUE 10-01-2035 BEO		2020-09-16	2020-10-26
	578.44 FNMA POOL #MA4155 2.0% DUE 10-01-2035 BEO		2020-09-16	2020-11-25
	611.78 FNMA POOL #MA4155 2.0% DUE 10-01-2035 BEO		2020-09-16	2020-12-28
	232.89 FNMA POOL #MA4159 2.5% DUE 10-01-2050 BEO		2020-09-23	2020-10-26
	446.38 FNMA POOL #MA4159 2.5% DUE 10-01-2050 BEO		2020-09-23	2020-11-25
	436.3 FNMA POOL #MA4159 2.5% DUE 10-01-2050 BEO		2020-09-23	2020-12-28
	1258. MFC FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD		2016-08-09	2020-11-05
	2904. MFC FLEXSHARES TR IBOXX 5 YR TARGET DURATION TIPS INDEX FD IBOXX		2017-06-09	2020-11-05
	390.7 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-11-07	2020-01-10
	310.43 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-11-07	2020-02-12
	351.18 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-11-07	2020-03-12
	312.98 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-11-07	2020-04-13
	333.88 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-11-07	2020-05-12
	315.47 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-11-07	2020-06-12
	336.3 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-11-07	2020-07-10
	317.98 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-11-07	2020-08-12
	319.2 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-11-07	2020-09-14
	339.93 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-11-07	2020-10-13
	321.74 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-11-07	2020-11-13
	342.39 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-11-07	2020-12-11
	15000. GS MTG SECS TR 2017-GS8 COML MTG PASSTHRU CTF CL A-4 3.469% DUE		2019-02-05	2020-10-09
	57. ADR GEBERIT AG ADR		2020-03-13	2020-04-28
	69. ADR GEBERIT AG ADR		2020-03-13	2020-04-29
	50000. GILBERT ARIZ WTR RES MUN PPTY CORP UTIL SYS REV 5% 07-01-2020 B		2016-08-09	2020-07-01
	30000. GOLDMAN SACHS GROUP INC 2.908% 06-05-2023 REG		2019-09-11	2020-04-27
	17707.7 MFO GOLDMAN SACHS TR ABSOLUTE RETURN TRACKER FD CL I ABSOLUTE		2016-10-14	2020-11-05
	6000. HCA INC 4.5% DUE 02-15-2027/08-15-2016 REG		2019-01-31	2020-11-05
	15. ADR HDFC BK LTD ADR REPSTG 3 SHS		2020-03-13	2020-03-25
	28000. HSBC HLDGS PLC 4.0% DUE 03-30-2022 REG		2019-11-25	2020-11-30
	17000. HALLIBURTON CO 2.92% DUE 03-01-2030		2020-03-04	2020-12-17
	2376.02 HARDING LOEVNER INTERNATIONAL EQUITY PORTFOLIO		2017-07-07	2020-11-05
	30000. HEWLETT PACKARD ENTERPRISE CO STEP-UP DUE 10-15-2020		2019-11-13	2020-08-17
	15000. IHS MARKIT LTD 4.25% DUE 05-01-2029/04-08-2019 REG		2019-07-16	2020-11-12
	6258. MFC ISHARES TR MSCI EAFE INDEX FD		2016-08-09	2020-08-05
	15000. JPMDB COML MTG SECS SER 2018-C8 CL A3 3.9444% 06-15-2051		2019-08-28	2020-10-09
	10000. JPMORGAN CHASE & CO 3.125% DUE 01-23-2025 REG		2019-10-07	2020-04-28
	6000. JPMORGAN CHASE & CO 3.559% DUE 04-23-2024/10-23-2018 REG		2019-04-03	2020-04-27
	14000. JPMORGAN CHASE & CO 4.203% DUE 07-23-2029/07-23-2028 REG		2020-04-28	2020-07-30
	10000. JEFFERIES GROUP LLC / JEFFERIES GROUP CAP FIN INC 4.15% DUE 01-		2019-05-23	2020-01-03
	80000. KY ST PPTY & BLDGS COMMN REVS REF-PROJ NO 98 5 DUE 08-01-2021/0		2016-08-09	2020-08-04
	50000. LEWISVILLE TEX INDPT SCH DIST 5% 08-15-2023 BEO		2016-08-09	2020-08-17
	25000. LEWISVILLE TEX INDPT SCH DIST 5% 08-15-2023 BEO		2016-08-09	2020-08-17
	24000. LOWES COS INC 3.65% DUE 04-05-2029/04-05-2019 REG		2020-04-07	2020-06-03
	10. LULULEMON ATHLETICA INC COM		2020-04-17	2020-07-14
	15. LULULEMON ATHLETICA INC COM		2020-08-26	2020-09-25
	100000. MARICOPA CNTY ARIZ UNI SCH DIST NO 69 PARADISE VY 2% 07-01-202		2016-08-09	2020-07-01
	50000. MC HENRY CNTY ILL CMNTY UNIT SCH DIST NO200 WOODSTOCK 5% 01-15-		2016-08-09	2020-01-15
	50000. MINNESOTA ST 5.0% DUE 10-01-2020 REG		2016-08-09	2020-10-01
	75000. MONTGOMERY CNTY TENN 5% 04-01-2020 BEO 04-01-2020 BEO		2016-08-09	2020-04-01
	25000. NASHUA N H 5% 03-15-2020 BEO		2016-08-09	2020-03-16
	2. NESTLE S A SPONSORED ADR REPSTG REG SH		2020-03-13	2020-03-18
	21956.09 MFO NEUBERGER BERMAN EQUITY FDS INTL INSTITUTIONAL FD		2017-01-13	2020-05-06
	3963.83 MFO NEUBERGER BERMAN EQUITY FDS INTL INSTITUTIONAL FD		2017-01-27	2020-11-05
	160000. NEW YORK ST TWY AUTH SECOND GEN HWY & BRDG TR FD 5% 04-01-2020		2016-08-09	2020-04-01
	19502.45 MFB NORTHERN FUNDS ULTRA SHORT FIXED INCOME FD		2016-10-14	2020-11-06
	23845.65 MFB NORTHERN FUNDS BD INDEX FD		2020-08-05	2020-11-06
	2495.07 MFB NORTHN HI YIELD FXD INC FD		2019-04-17	2020-11-06
	8000. O REILLY AUTOMOTIVE INC NEW 4.2% DUE 04-01-2030/03-27-2020 REG		2020-03-26	2020-09-02
	8000. O REILLY AUTOMOTIVE INC NEW 4.2% DUE 04-01-2030/03-27-2020 REG		2020-03-26	2020-09-02
	8000. ORACLE CORP 2.95% DUE 04-01-2030/04-01-2020 REG		2020-03-30	2020-05-29
	14544.15 PIMCO FDS PAC INVT MGMT SER HIGH YIELD FD INSTL CL		2019-03-01	2020-11-05
	115000. PENNSYLVANIA ST 5% 07-01-2020 BEO		2016-08-09	2020-07-01
	28409.09 PIMCO COMMODITY REALRETURN STRATEGY FUND		2016-11-14	2020-08-05
	28682.05 PIMCO COMMODITY REALRETURN STRATEGY FUND		2018-02-23	2020-11-05
	5000. RAYMOND JAMES FINL INC 4.65% 04-01-2030		2020-03-27	2020-11-05
	13000. REGIONS FINL CORP NEW 2.75% DUE 08-14-2022 REG		2019-05-23	2020-12-17
	1125. SPDR DOW JONES REIT ETF		2016-11-09	2020-08-05
	334. SPDR DOW JONES REIT ETF		2020-01-28	2020-08-05
	371. MFC SPDR S&P MIDCAP 400 ETF TR UNIT SER 1 STANDARD & POORS DEP RC		2016-10-06	2020-11-05
	25000. SABINE PASS LIQUEFACTION LLC 4.2% DUE 03-15-2028 BEO		2019-08-14	2020-01-13
	25000. SALT RIVER PROJ ARIZ AGRIC IMPT & PWR DIST ELEC SYS REV 5.0% DU		2016-08-09	2020-12-01
	4. SHOPIFY INC CL A SHOPIFY INC		2020-03-13	2020-07-09
	4. SHOPIFY INC CL A SHOPIFY INC		2020-03-13	2020-07-22
	5. SHOPIFY INC CL A SHOPIFY INC		2020-08-26	2020-09-22
	4000. SPIRIT RLTY L P 4.0% DUE 07-15-2029/06-27-2019 REG		2019-08-07	2020-08-04
	4000. SPIRIT RLTY L P 3.4% DUE 01-15-2030		2019-09-10	2020-07-27
	4000. SPIRIT RLTY L P 3.4% DUE 01-15-2030		2019-09-10	2020-07-29
	16000. STARBUCKS CORP 2.25% DUE 03-12-2030/03-12-2020 REG		2020-03-26	2020-08-04
	37. ADR TENCENT HLDGS LTD ADR		2020-08-26	2020-11-20
	45. ADR TENCENT HLDGS LTD ADR		2020-08-26	2020-11-23
	30000. TOYOTA AUTO 2.96% DUE 09-15-2022		2018-12-07	2020-01-30
	15000. TOYOTA AUTO 2.96% DUE 09-15-2022		2019-03-05	2020-01-30
	20000. UNITED STATES TREAS NTS 2.625% DUE 02-15-2029 REG		2019-06-26	2020-03-03
	16000. UNITED STATES TREAS NTS 2.625% DUE 02-15-2029 REG		2019-06-26	2020-03-04
	51000. UNITED STATES TREAS NTS 2.625% DUE 02-15-2029 REG		2019-09-27	2020-03-09
	27000. UNITED STATES TREAS INFL IDX 0.25% 07-15-2029		2019-09-13	2020-11-05
	10000. UNITED STATES TREAS NTS 2.125% DUE 01-31-2021 REG		2020-09-29	2020-11-18
	31000. UNITED STATES TREAS NTS DTD 07/31/2015 2.0% DUE 07-31-2022 REG		2019-09-16	2020-04-02
	95000. UNITED STATES TREAS NTS DTD 07/31/2015 2.0% DUE 07-31-2022 REG		2020-01-30	2020-06-22
	24000. UNITED STATES TREAS NTS DTD 07/31/2015 2.0% DUE 07-31-2022 REG		2020-01-30	2020-11-30
	18000. UNITED STATES TREAS NTS DTD 05/31/2017 2.0% 05-31-2024		2019-10-01	2020-02-28
	15000. UNITED STATES TREAS NTS DTD 05/31/2017 2.0% 05-31-2024		2019-10-01	2020-02-28
	6000. UNITED STATES TREAS NTS DTD 05/31/2017 2.0% 05-31-2024		2019-10-01	2020-04-29
	7000. UNITED STATES TREAS NTS DTD 05/31/2017 2.0% 05-31-2024		2019-10-01	2020-08-27
	15000. UNITED STATES TREAS NTS DTD 08/15/2019 1.625% DUE 08-15-2029 RE		2020-01-13	2020-03-09
	20000. UNITED STATES TREAS NTS DTD 08/15/2019 1.625% DUE 08-15-2029 RE		2020-01-24	2020-03-10
	35000. UNITED STATES TREAS NTS DTD 08/15/2019 1.625% DUE 08-15-2029 RE		2020-01-30	2020-03-18
	14000. UNITED STATES TREAS NTS DTD 08/15/2019 1.625% DUE 08-15-2029 RE		2020-01-30	2020-03-26
	14000. UNITED STATES TREAS NTS DTD 08/15/2019 1.625% DUE 08-15-2029 RE		2020-01-30	2020-03-26
	10000. UNITED STATES TREAS NTS DTD 08/15/2019 1.625% DUE 08-15-2029 RE		2020-01-30	2020-04-07
	13000. UNITED STATES TREAS NTS DTD 08/15/2019 1.625% DUE 08-15-2029 RE		2020-03-27	2020-04-07
	20000. UNITED STATES TREAS NTS DTD 08/15/2019 1.625% DUE 08-15-2029 RE		2020-03-27	2020-04-07
	8000. UNITED STATES TREAS NTS DTD 08/15/2019 1.625% DUE 08-15-2029 REG		2020-03-27	2020-04-07
	16000. UNITED STATES TREAS NTS DTD 08/15/2019 1.625% DUE 08-15-2029 RE		2020-03-27	2020-09-10
	11000. UNITED STATES TREAS NTS DTD 08/15/2019 1.625% DUE 08-15-2029 RE		2020-03-27	2020-09-17
	122000. UNITED STATES TREAS NTS 1.25% DUE 08-31-2024 REG		2019-10-01	2020-11-05
	30000. UNITED STATES TREAS NTS DTD 09/15/2019 1.5% DUE 09-15-2022 REG		2019-10-01	2020-02-13
	9000. UNITED STATES TREAS NTS DTD 09/15/2019 1.5% DUE 09-15-2022 REG		2019-10-01	2020-02-13
	5000. UNUM GROUP 4% DUE 06-15-2029		2019-06-13	2020-07-23
	10000. UNUM GROUP 4% DUE 06-15-2029		2019-07-03	2020-07-24
	10000. VALERO ENERGY CORP NEW 4.0% DUE 04-01-2029 REG		2020-03-03	2020-08-21
	9233.77 MFO VANGUARD INFLATION PROTECTED SECURITIES FUND ADMIRAL		2018-08-27	2020-09-29
	971.37 MFO VANGUARD INFLATION PROTECTED SECURITIES FUND ADMIRAL		2018-08-27	2020-11-05
	329.14 MFO VANGUARD INFLATION PROTECTED SECURITIES FUND ADMIRAL		2020-08-05	2020-11-05
	27000. VERIZON OWNER TR 2018-A SR 18-A CL A1A 3.23% 04-20-2023		2019-11-20	2020-02-26
	30000. VERIZON OWNER TR 2018-A SR 18-A CL A1A 3.23% 04-20-2023		2019-01-11	2020-02-26
	13000. VIACOMCBS INC 4.2% DUE 05-19-2032 REG		2020-05-29	2020-12-07
	3000. VMWARE INC 4.7% DUE 05-15-2030 BEO		2020-04-02	2020-11-05
	133. WAL MART DE MEXICO SA DE CV SPON ADR REP V		2020-03-13	2020-10-14
	153. WAL MART DE MEXICO SA DE CV SPON ADR REP V		2020-08-26	2020-10-15
	10000. WELLPOINT INC NT 4.35 DUE 08-15-2020		2019-02-04	2020-08-17
	22000. WELLS FARGO & CO NEW 4.48% DUE 01-16-2024 REG		2020-03-25	2020-10-27
	25000. WELLS FARGO & CO NEW MEDIUM TERM SR NTS BOOK ENTRY 4.1% DUE 06-		2019-10-23	2020-02-10
	50000. WELLS FARGO & CO NEW MEDIUM TERM SR NTS BOOK ENTRY TRANCHE # TR		2020-04-28	2020-06-23
	10000. WELLS FARGO COML MTG TR 2016-LC25 COML MTG PASSTHRU CTF CL A-4		2019-04-08	2020-10-22
	17000. WELLS FARGO & CO MEDIUM TERM SR NTS BOOKENTRY TRANCHE # SR 0077		2019-09-11	2020-04-28
	16000. WELLS FARGO & CO MEDIUM TERM SR NTS BOOKENTRY 2.393% DUE 06-02-		2020-06-23	2020-07-31
	16000. WELLS FARGO & CO MEDIUM TERM SR NTS BOOKENTRY 2.393% DUE 06-02-		2020-06-23	2020-10-21
	17000. WELLS FARGO & CO MEDIUM TERM SR NTS BOOKENTRY 2.393% DUE 06-02-		2020-06-23	2020-11-30
	1582.46 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2019-07-15	2020-01-15
	1318.71 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2018-11-15	2020-01-15
	1108.14 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2019-07-15	2020-02-18
	1939.24 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2019-01-15	2020-02-18
	1690.3 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-17		2019-01-15	2020-03-16
	965.89 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-17		2019-07-15	2020-03-16
	1685.4 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-17		2019-01-15	2020-04-15
	963.08 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-17		2019-07-15	2020-04-15
	1520.77 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2019-01-15	2020-05-15
	869.01 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-17		2019-07-15	2020-05-15
	1593.08 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2019-01-15	2020-06-15
	910.33 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-17		2019-07-15	2020-06-15
	1637.97 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2019-01-15	2020-07-15
	935.99 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-17		2019-07-15	2020-07-15
	2562. WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-17-		2019-07-15	2020-08-17
	2432.22 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2019-07-15	2020-09-15
	2476.62 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2019-07-15	2020-10-15
	2394.29 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2019-07-15	2020-11-16
	2170.23 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2019-07-15	2020-12-15
	95000. WYLIE TEX INDPT SCH DIST 4% 08-15-2020 BEO		2016-08-09	2020-08-17
	5000. ZIMMER BIOMET HLDGS INC 3.55% DUE 04-01-2025/03-19-2015 REG		2018-01-24	2020-10-02
	1. ACCENTURE PLC SHS CL A NEW		2020-03-13	2020-03-18
	2. ACCENTURE PLC SHS CL A NEW		2020-03-13	2020-04-03
	113. IHS MARKIT LTD COM		2020-11-23	2020-12-24
	7. ALCON AG COM USD0.04 WI		2020-03-13	2020-03-25
	1. CHUBB LTD ORD CHF24.15		2020-03-13	2020-03-18
	63. CHUBB LTD ORD CHF24.15		2020-03-13	2020-05-19
	2. ADR ASML HOLDING NV NY REG 2012 (POST REV SPLIT)		2020-03-13	2020-04-03
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	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	11,401	9,974	1,427
b	17,338	15,258	2,080
c	162	176	-14
d	500	493	7
e	15,131	15,180	-49
	11,800	11,618	182
	11,790	11,618	172
	2,661	2,505	156
	25,000	25,000
	20,270	20,059	211
	401	431	-30
	494	593	-99
	15,509	14,718	791
	25,793	24,860	933
	12,469	11,134	1,335
	75,000	75,000
	50,000	50,000
	25,000	25,000
	409	404	5
	80,000	80,000
	35,960	34,559	1,401
	8,463	7,973	490
	126,701	125,824	877
	26,426	26,206	220
	156	193	-37
	10,385	10,034	351
	16,227	16,270	-43
	10,346	10,374	-28
	105,443	158,732	-53,289
	15,452	15,280	172
	6,219	5,835	384
	15,833	14,370	1,463
	164,629	212,990	-48,361
	48,761	60,078	-11,317
	535,260	374,113	161,147
	319,459	217,180	102,279
	306,877	284,947	21,930
	141,305	177,408	-36,103
	71,132	67,463	3,669
	3,686	5,011	-1,325
	157,548	226,993	-69,445
	1,430	1,931	-501
	5,311	5,794	-483
	1,715	2,170	-455
	1,715	1,931	-216
	1,715	2,170	-455
	3,430	4,244	-814
	50,000	50,000
	5,000	4,900	100
	31,095	30,136	959
	25,912	25,651	261
	268,610	260,979	7,631
	484	557	-73
	4,961	4,814	147
	10,555	10,319	236
	5,325	5,243	82
	16,332	15,291	1,041
	2,179	1,996	183
	3,266	3,123	143
	4,397	4,153	244
	486	453	33
	58	57	1
	2,632	2,604	28
	3,478	3,103	375
	4,003	3,340	663
	1,237	1,235	2
	1,318	1,318
	1,021	1,021
	1,062	1,062
	1,784	1,784
	2,282	2,282
	2,095	2,095
	2,212	2,212
	2,322	2,322
	1,809	1,809
	1,851	1,851
	1,975	1,975
	1,525	1,525
	197	198	-1
	210	211	-1
	245	245
	497	497
	884	884
	672	672
	780	780
	22,181	21,293	888

	826	863	-37
	1,186	1,238	-52
	1,327	1,386	-59
	63,792	63,644	148
	34,220	34,270	-50
	2,247	2,347	-100
	646	655	-9
	25,487	25,045	442
	399	399
	272	272
	320	320
	533	533
	677	677
	693	693
	798	798
	692	692
	664	664
	674	674
	811	811
	655	655
	352	352
	335	335
	408	408
	654	654
	890	890
	872	872
	1,036	1,036
	952	952
	886	886
	937	937
	956	956
	746	746
	477	477
	477	477
	29,845	28,859	986
	29,845	28,594	1,251
	990	998	-8
	959	968	-9
	1,331	1,331
	2,631	2,631
	4,122	4,122
	101,346	97,973	3,373
	708	715	-7
	707	713	-6
	627	627
	1,565	1,565
	2,395	2,395
	2,282	2,282
	3,002	3,002
	53,220	51,176	2,044
	17,724	17,074	650

	711	720	-9
	680	680
	779	779
	1,148	1,148
	1,481	1,481
	3,543	3,543
	79,878	77,168	2,710
	879	923	-44
	40,678	40,890	-212
	55,924	56,223	-299
	1,051	1,103	-52

	225	234	-9
	454	472	-18
	719	747	-28
	990	1,029	-39
	1,414	1,470	-56
	93,434	92,686	748
	2,054	2,135	-81
	504	529	-25
	46,158	46,410	-252
	829	871	-42
	271	285	-14
	368	387	-19
	370	389	-19
	884	918	-34
	972	1,009	-37
	1,105	1,147	-42
	389	405	-16
	578	602	-24
	612	636	-24
	233	244	-11
	446	468	-22
	436	457	-21
	35,204	34,735	469
	79,321	73,111	6,210
	391	391
	310	310
	351	351
	313	313
	334	334
	315	315
	336	336
	318	318
	319	319
	340	340
	322	322
	342	342
	16,962	14,911	2,051
	2,462	2,451	11
	3,000	2,967	33
	50,000	50,000
	30,588	30,358	230
	172,119	161,671	10,448
	6,867	6,060	807
	547	708	-161
	29,401	28,941	460
	17,732	17,214	518
	61,064	48,849	12,215
	30,074	30,388	-314
	17,361	15,741	1,620
	400,803	364,935	35,868
	17,099	16,939	160
	10,561	10,440	121
	6,330	6,093	237
	16,675	15,862	813
	10,639	9,088	1,551
	80,000	80,000
	50,000	50,000
	25,000	25,000
	27,111	24,831	2,280
	3,004	2,225	779
	4,659	5,413	-754
	100,000	100,000
	50,000	50,000
	50,000	50,000
	75,000	75,000
	25,000	25,000
	190	190
	249,421	241,502	7,919
	56,841	43,704	13,137
	160,000	160,000
	201,850	199,120	2,730
	269,217	272,556	-3,339
	16,143	16,617	-474
	9,703	8,035	1,668
	9,700	8,035	1,665
	8,816	7,992	824
	129,297	126,546	2,751
	115,000	115,000
	150,000	199,741	-49,741
	156,030	195,503	-39,473
	6,116	5,188	928
	13,506	12,641	865
	90,991	111,273	-20,282
	27,014	34,898	-7,884
	135,522	104,678	30,844
	26,497	25,281	1,216
	25,000	25,000
	4,156	1,485	2,671
	3,795	1,485	2,310
	4,534	4,800	-266
	4,253	4,222	31
	4,041	3,967	74
	4,054	3,967	87
	16,928	14,609	2,319
	2,837	2,640	197
	3,429	2,650	779
	30,321	29,950	371
	15,161	15,038	123
	22,748	20,745	2,003
	18,266	16,798	1,468
	60,136	54,190	5,946
	30,468	27,517	2,951
	10,041	10,068	-27
	32,253	31,244	1,009
	98,588	96,325	2,263
	24,742	24,367	375
	18,660	18,400	260
	15,544	15,333	211
	6,405	6,133	272
	7,465	7,156	309
	16,462	14,760	1,702
	21,817	19,701	2,116
	36,433	35,102	1,331
	15,024	14,085	939
	15,031	14,085	946
	10,832	10,061	771
	14,058	14,050	8
	21,573	20,820	753
	8,652	8,646	6
	17,416	17,292	124
	11,975	11,888	87
	126,679	120,128	6,551
	30,071	29,994	77
	9,019	8,998	21
	5,358	5,021	337
	10,713	10,197	516
	11,304	10,959	345
	261,500	237,448	24,052
	27,315	24,692	2,623
	9,255	9,278	-23
	27,535	27,428	107
	30,594	30,042	552
	15,528	13,518	2,010
	3,596	2,989	607
	3,164	3,445	-281
	3,611	3,956	-345
	10,000	10,247	-247
	24,392	22,092	2,300
	27,578	26,838	740
	57,544	55,489	2,055
	11,257	10,280	977
	17,356	17,165	191
	16,809	16,509	300
	16,685	16,509	176
	17,942	17,541	401
	1,582	1,582
	1,319	1,300	19
	1,108	1,112	-4
	1,939	1,915	24
	1,690	1,670	20
	966	970	-4
	1,685	1,665	20
	963	967	-4
	1,521	1,502	19
	869	872	-3
	1,593	1,573	20
	910	914	-4
	1,638	1,618	20
	936	940	-4
	2,562	2,546	16
	2,432	2,417	15
	2,477	2,461	16
	2,394	2,379	15
	2,170	2,156	14
	95,000	95,000
	5,527	4,946	581
	152	158	-6
	304	316	-12
	9,752	10,491	-739
	332	358	-26
	97	118	-21
	6,490	7,403	-913
	490	491	-1
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898
			25,898

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			1,427
b			2,080
c			-14
d			7
e			-49
			182
			172
			156

			211
			-30
			-99
			791
			933
			1,335



			5

			1,401
			490
			877
			220
			-37
			351
			-43
			-28
			-53,289
			172
			384
			1,463
			-48,361
			-11,317
			161,147
			102,279
			21,930
			-36,103
			3,669
			-1,325
			-69,445
			-501
			-483
			-455
			-216
			-455
			-814

			100
			959
			261
			7,631
			-73
			147
			236
			82
			1,041
			183
			143
			244
			33
			1
			28
			375
			663
			2












			-1
			-1





			888

			-37
			-52
			-59
			148
			-50
			-100
			-9
			442


























			986
			1,251
			-8
			-9



			3,373
			-7
			-6





			2,044
			650

			-9





			2,710
			-44
			-212
			-299
			-52

			-9
			-18
			-28
			-39
			-56
			748
			-81
			-25
			-252
			-42
			-14
			-19
			-19
			-34
			-37
			-42
			-16
			-24
			-24
			-11
			-22
			-21
			469
			6,210












			2,051
			11
			33

			230
			10,448
			807
			-161
			460
			518
			12,215
			-314
			1,620
			35,868
			160
			121
			237
			813
			1,551



			2,280
			779
			-754






			7,919
			13,137

			2,730
			-3,339
			-474
			1,668
			1,665
			824
			2,751

			-49,741
			-39,473
			928
			865
			-20,282
			-7,884
			30,844
			1,216

			2,671
			2,310
			-266
			31
			74
			87
			2,319
			197
			779
			371
			123
			2,003
			1,468
			5,946
			2,951
			-27
			1,009
			2,263
			375
			260
			211
			272
			309
			1,702
			2,116
			1,331
			939
			946
			771
			8
			753
			6
			124
			87
			6,551
			77
			21
			337
			516
			345
			24,052
			2,623
			-23
			107
			552
			2,010
			607
			-281
			-345
			-247
			2,300
			740
			2,055
			977
			191
			300
			176
			401

			19
			-4
			24
			20
			-4
			20
			-4
			19
			-3
			20
			-4
			20
			-4
			16
			15
			16
			15
			14

			581
			-6
			-12
			-739
			-26
			-21
			-913
			-1

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	223,745
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	7,598
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	7,598
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	7,598
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a	8,604
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	8,604
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	1,006
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax1,006	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Website address bullet

The books are in care of bullet

NORTHERN TRUST COMPANY Telephone no. bullet

(312) 630-6000

Located at bullet

PO BOX 803878CHICAGOIL ZIP+4 bullet

60680

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NORTHERN TRUST COMPANY	INSTITUTIONAL TRUSTEE 40	97,891
PO BOX 803878 CHICAGO,IL60680	INSTITUTIONAL TRUSTEE 40	97,891

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

17,012,074

Average of monthly cash balances.......................

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

17,012,074

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

17,012,074

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

255,181

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

16,756,893

Minimum investment return. Enter 5% of line 5..................

837,845

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

837,845

Tax on investment income for 2020 from Part VI, line 5......

7,598

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

7,598

Distributable amount before adjustments. Subtract line 2c from line 1............

830,247

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

830,247

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

830,247

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

2,699,886

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

2,699,886

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

2,699,886

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2019	(c) 2019	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7					830,247
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2020:
a From 2015......	0
b From 2016......	0
c From 2017......	0
d From 2018......	1,414,996
e From 2019......	1,551,801
fTotal of lines 3a through e........		2,966,797
4Qualifying distributions for 2020 from Part
XII, line 4: $ 2,699,886
a Applied to 2019, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2020 distributable amount.....					830,247
e Remaining amount distributed out of corpus		1,869,639
5 Excess distributions carryover applied to 2020.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		4,836,436
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......		4,836,436
10 Analysis of line 9:
a Excess from 2016....	0
b Excess from 2017....	0
c Excess from 2018....	1,414,996
d Excess from 2019....	1,551,801
e Excess from 2020....	1,869,639

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
THE UNIVERSITY OF ARIZONA FOUNDATION 1111 N CHERRY AVENUE TUCSON,AZ85721	NONE	PUBLIC CHARITY	GENERAL	2,510,103
Total ................................. 3a				2,510,103

bApproved for future payment

Total ................................. 3b

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	461,809
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	223,745
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				685,554

13Total. Add line 12, columns (b), (d), and (e)..................

685,554

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of organization CARIS CHARITABLE TRUST I

Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
1	RICHARD F TRUST INTERIM TRUST 201 SOUTH LAKE AVE SUITE 600 PASADENA, CA91101	$ 1,660,900	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)

Name of organization CARIS CHARITABLE TRUST I		Employer identification number 82-3372946

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
SHERRY COWAN-TRUST PROTECTOR	56,632			56,632
CATHERINE ANN CARIS-TRUST PROT	56,632			56,632

Category	Amount	Net Investment Income
2017 TAX PAYMENTS	1,840	0
2018 TAX PAYMENTS	7,206	0
2019 TAX PAYMENTS	7,822	0
FOREIGN TAXES	3,519	3,519
2020 ESTIMATED PAYMENTS	8,604	0


Name of organization CARIS CHARITABLE TRUST I			Employer identification number 82-3372946
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.