Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THE JOHN A HARTFORD FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)55 EAST 59TH STREET
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10022
A Employer identification number

13-1667057
B Telephone number (see instructions)

(212) 832-7788
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$644,120,058J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 63,465 63,465  
4 Dividends and interest from securities... 5,817,962 5,850,082  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 17,630,788
b Gross sales price for all assets on line 6a 91,321,368
7 Capital gain net income (from Part IV, line 2)... 17,631,275
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 89,997 0  
12 Total. Add lines 1 through 11........ 23,602,212 23,544,822  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 1,379,370 117,571   1,261,799
14 Other employee salaries and wages...... 1,595,330 43,430   1,551,900
15 Pension plans, employee benefits....... 1,164,644 64,208   995,675
16a Legal fees (attach schedule)......... Click to see attachment 4,991 0   4,991
b Accounting fees (attach schedule)....... Click to see attachment 37,000 18,500   18,500
c Other professional fees (attach schedule).... Click to see attachment 2,067,822 1,901,758   156,896
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 298,184 0   0
19 Depreciation (attach schedule) and depletion... Click to see attachment 48,514 0  
20 Occupancy.............. 201,558 9,070   193,250
21 Travel, conferences, and meetings....... 113,706 8,153   74,490
22 Printing and publications.......... 60,082 0   60,082
23 Other expenses (attach schedule)....... Click to see attachment 1,399,529 14,472   1,416,640
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 8,370,730 2,177,162   5,734,223
25 Contributions, gifts, grants paid....... 16,762,731 21,384,453
26 Total expenses and disbursements. Add lines 24 and 25 25,133,461 2,177,162   27,118,676
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -1,531,249
b Net investment income (if negative, enter -0-) 21,367,660
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 17,790,746 13,578,813 13,578,813
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 121,829 70,576 70,576
10a Investments—U.S. and state government obligations (attach schedule) 10,713,501 Click to see attachment9,860,866 9,860,866
b Investments—corporate stock (attach schedule)....... 211,716,599 Click to see attachment213,904,971 213,904,971
c Investments—corporate bonds (attach schedule)....... 99,315,963 Click to see attachment94,416,035 94,416,035
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 263,002,892 Click to see attachment312,030,717 312,030,717
14 Land, buildings, and equipment: basis bullet5,337,563
Less: accumulated depreciation (attach schedule) bullet5,110,382 222,860 Click to see attachment227,181 227,181
15 Other assets (describe bullet) Click to see attachment203,727 Click to see attachment30,899 Click to see attachment30,899
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 603,088,117 644,120,058 644,120,058
Liabilities 17 Accounts payable and accrued expenses.......... 655,378 735,569
18 Grants payable................. 28,063,617 23,378,188
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment2,030,607 Click to see attachment2,740,536
23 Total liabilities (add lines 17 through 22)......... 30,749,602 26,854,293
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 572,338,515 617,265,765
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 572,338,515 617,265,765
30 Total liabilities and net assets/fund balances (see instructions). 603,088,117 644,120,058
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
572,338,515
2
Enter amount from Part I, line 27a .....................
2
-1,531,249
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
46,458,499
4
Add lines 1, 2, and 3 ..........................
4
617,265,765
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
617,265,765
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a STOCK AND COMMINGLED FUNDS P    
b FIXED INCOME FUNDS P    
c PRIVATE EQUITY AND CREDIT FUNDS P    
d PRIVATE REAL ESTATE FUNDS P    
e OTHER CLASS ACTION P    
SUBJECT TO UBIT P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 81,756,909   65,848,175 15,908,734
b 8,154,956   7,842,405 312,551
c 1,081,036     1,081,036
d 321,420     321,420
e 7,047     7,047
487     487
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       15,908,734
b       312,551
c       1,081,036
d       321,420
e       7,047
      487
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 17,631,275
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 297,010
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 297,010
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 297,010
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 241,686
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 135,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 376,686
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 79,676
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet79,676 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changesClick to see attachment....
3
Yes
 
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructionsClick to see attachment.................
    12
    Yes
     
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.JOHNAHARTFORD.ORG
    14
    The books are in care ofbulletEVA CHENG Telephone no.bullet (212) 832-7788

    Located atbullet55 EAST 59TH STREETNEW YORKNY ZIP+4bullet10022
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JOHN H ALLEN TRUSTEE
    1.60     		15,500 0 0
    55 E 59TH STREET
    NY,NY10022
    HUA EVA CHENG VICE PRES, FINANCE & CFO
    40.00     		242,800 83,558 0
    55 E 59TH STREET
    NY,NY10022
    TERESA T FULMER PRESIDENT
    40.00     		596,220 81,488 0
    55 E 59TH STREET
    NY,NY10022
    CHRISTOPHER TH PELL VICE CHAIR (THRU JUNE 2020)
    1.60     		8,000 0 0
    55 E 59TH STREET
    NY,NY10022
    JENNIFER PHILLIPS CORPORATE SECRETARY & EXEC
    40.00     		105,900 44,458 0
    55 E 59TH STREET
    NY,NY10022
    MARGARET L WOLFF CHAIR
    3.00     		16,000 0 0
    55 E 59TH STREET
    NY,NY10022
    NIRAV R SHAH TRUSTEE
    1.40     		14,000 0 0
    55 E 59TH STREET
    NY,NY10022
    LIAM DONOHUE TRUSTEE
    1.30     		14,000 0 0
    55 E 59TH STREET
    NY,NY10022
    AUDREY A MCNIFF TRUSTEE
    1.30     		14,000 0 0
    55 E 59TH STREET
    NY,NY10022
    JOHN R MACH JR MD TRUSTEE
    1.80     		16,000 0 0
    55 E 59TH STREET
    NY,NY10022
    ELIZABETH A PALMER TRUSTEE
    1.60     		16,000 0 0
    55 E 59TH STREET
    NY,NY10022
    EARL A SAMSON III VICE CHAIR
    1.80     		16,000 0 0
    55 E 59TH STREET
    NY,NY10022
    CHARLES M FARKAS TRUSTEE
    1.30     		14,000 0 0
    55 E 59TH STREET
    NY,NY10022
    RANI E SNYDER VICE PRESIDENT, PROGRAM
    40.00     		266,450 86,790 0
    55 E 59TH STREET
    NY,NY10022
    DAVID DI MARTINO TRUSTEE
    1.30     		14,000 0 0
    55 E 59TH STREET
    NY,NY10022
    TRIPLER PELL TRUSTEE
    1.30     		10,500 0 0
    55 E 59TH STREET
    NY,NY10022
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    MARCUS ESCOBEDO VP COMM, SR PROGRAM
    40.00     		189,700 60,540 0
    55 E 59TH STREET
    NY,NY10022
    AMY BERMAN SENIOR PROGRAM OFFIC
    40.00     		200,500 46,053 0
    55 E 59TH STREET
    NY,NY10022
    JANE CARMODY PROGRAM OFFICER
    40.00     		167,200 64,468 0
    55 E 59TH STREET
    NY,NY10022
    NANCY WEXLER PROGRAM OFFICER
    40.00     		175,100 54,969 0
    55 E 59TH STREET
    NY,NY10022
    MARK BARREIRO SENIOR GRANTS OFFICE
    40.00     		133,950 36,542 0
    55 E 59TH STREET
    NY,NY10022
    Total number of other employees paid over $50,000...................bullet 6
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    GOLDMAN SACHS & COMPANY INVESTMENT ADVISOR & MANAGERS 1,533,695
    200 WEST STREET
    NEW YORK,NY10282
    NON-US EQUITY MANAGERS PORTFOLIO 4 INVESTMENT MANAGER 249,047
    200 WEST STREET
    NEW YORK,NY10282
    CANTILLON CAPITAL MANAGEMENT INVESTMENT MANAGER 213,027
    499 PARK AVE 9TH FL
    NEW YORK,NY10022
    EAGLE DYNAMIC INVESTMENT MANAGER 199,104
    499 PARK AVE 17TH FL
    NEW YORK,NY10022
    MCDONALD DYNAMIC EQUITY INVESTMENT MANAGER 183,655
    200 WEST STREET
    NEW YORK,NY10282
    Total number of others receiving over $50,000 for professional services.............bullet29
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 AGING AND HEALTH - COMMUNICATION & DISSEMINATION INITIATIVE RENEWAL 1,014,386
    2 AGING AND HEALTH MEETINGS - TO IDENTIFY COMMON INTERESTS AND ISSUES AMONG GRANTEES 100,200
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    573,115,275
    b
    Average of monthly cash balances.......................
    1b
    0
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    573,115,275
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    573,115,275
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    8,596,729
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    564,518,546
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    28,225,927
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    28,225,927
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    297,010
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    297,010
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    27,928,917
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    26,289
    5
    Add lines 3 and 4............................
    5
    27,955,206
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    27,955,206
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    27,118,676
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    52,835
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    27,171,511
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    27,171,511
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 27,955,206
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 23,942,820
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 27,171,511
    a Applied to 2019, but not more than line 2a 23,942,820
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 3,228,691
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		24,726,515
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    PRESIDENT THE JOHN A HARTFORD FOUND
    55 EAST 59TH STREET
    NEW YORK,NY10022
    (212) 832-7788
    bThe form in which applications should be submitted and information and materials they should include:
    APPLICATIONS SHOULD BE MAILED TO THE PRESIDENT OF THE FOUNDATION AT THE ABOVE ADDRESS.
    cAny submission deadlines:
    NO DEADLINES
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    GRANTS ONLY TO EXEMPT ORGANIZATIONS UNDER 501 (C)(3) OF THE IRS CODE, AND THAT ARE NOT PRIVATE FOUNDATIONS WITHIN THE MEANING OF SECTION 509 (A) OR A STATE OR POLITICAL SUBDIVISION THEREOF. NO GRANTS TO INDIVIDUALS. OUR PROGRAMMATIC AREAS OF EMPHASIS INCLUDE AGE-FRIENDLY HEALTH SYSTEM, FAMILY CAREGIVER SUPPORT AND SERIOUS ILLNESS/END OF LIFE.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    American Geriatrics Society Inc
    40 Fulton Street 18th Floor
    New York,NY10038     		  PC Catalyzing Emergency Department Enhancements for Older Adults: Geriatric Emergency Department Collaborative (GEDC 2.0), Phase 2 264,122
    Case Western Reserve University
    10900 Euclid Avenue
    Cleveland,OH441067015     		  PC Age-Friendly Health Systems: Ambulatory Care Continuum Implementation 940,350
    Center for Health Care Strategies Inc
    200 American Metro Boulevard
    Suite119
    Hamilton,NJ08619     		  PC Development of the Better Care Playbook, Phase V 101,742
    Education Development Center Inc
    43 Foundry Avenue
    Waltham,MA02458     		  PC National Collaboratory to Address Elder Mistreatment 447,191
    Emergency Medicine Foundation
    4950 West Royal Lane
    Irving,TX750632524     		  PC Catalyzing Emergency Department Enhancements for Older Adults: Geriatric Emergency Department Accreditation (GEDA) 204,612
    Emergency Medicine Foundation
    4950 West Royal Lane
    Irving,TX750632524     		  PC Geriatrics Emergency Department Accreditation: Expansion Phase II 261,149
    FrameWorks Institute
    1333 H Street NW Suite 700 West
    Washington,DC20005     		  PC Skilled, Long Term Framing: Building Capacity to Communicate about Nursing Homes 499,883
    Health Research and Educational Trust
    155 North Wacker Suite 400
    Chicago,IL60606     		  PC Next Generation Leaders Transformation Institute: 1) Developing Age-Friendly Health Systems Leadership; 2) Transforming HRETs HIIN Hospitals to Become More Age-Friendly 6,015
    Hebrew Home for the Aged at Riverdale Foundation
    5901 Palisade Avenue
    Riverdale,NY10471     		  PC Evaluation of the Weinberg Center for Elder Justices Shelter Model 175,000
    Icahn School of Medicine at Mount Sinai
    One Gustave L Levy Place
    New York,NY10029     		  PC Scaling and Dissemination of Hospital at Home 962,909
    Icahn School of Medicine at Mount Sinai
    One Gustave L Levy Place
    New York,NY10029     		  PC Scaling and Dissemination of Hospital at Home in the Time of COVID-19 and Beyond 553,564
    Institute for Healthcare Improvement
    53 State Street 19th Floor
    Boston,MA02109     		  PC COVID-19 Rapid Response Network for Nursing Homes 299,010
    Institute for Healthcare Improvement
    53 State Street 19th Floor
    Boston,MA02109     		  PC Age-Friendly Health Systems Initiative, Phase II 709,143
    Institute for Healthcare Improvement
    53 State Street 19th Floor
    Boston,MA02109     		  PC Age-Friendly Health Systems Initiative, Phase II 677,028
    Milken Institute
    1250 Fourth Street 2nd Floor
    Santa Monica,CA90401     		  PC Alliance to Improve Dementia Care 100,000
    National Academy of Sciences
    500 Fifth Street NW
    Washington,DC20001     		  PC The Quality of Care in Nursing Homes: Getting Ahead of the Crises 654,545
    National Association of Area Agencies on Aging Inc
    1100 New Jersey Avenue SE Suite 350
    Washington,DC20003     		  PC Aging and Disability Business Institute, Phase 2: Advancing Integration, Partnerships and Payment Models Between Social Services and Health Systems 925,244
    National Committee for Quality Assurance
    1100 13th Street NW 3rd Floor
    Washington,DC20005     		  PC Demonstration of Person-Driven Outcome Measures for an Age-Friendly Health System 482,166
    National PACE Association
    675 North Washington Street
    Alexandria,VA22314     		  PC PACE 2.0 Growth Strategy Implementation 214,584
    Regents of the University of California San Francisco
    550 16th Street 7th Floor
    San Francisco,CA94143     		  PC Implementation, Scaling and Impact of the 4Ms in an IT-enabled Health Care System 456,506
    Research Foundation for Mental Hygiene Inc
    Riverview Center
    Menands,NY12204     		  PC Health and Aging Policy Fellows Program 604,434
    Trust for America's Health
    1730 M Street NW Suite 900
    Washington,DC20036     		  PC Expanding Age-Friendly Public Health Systems, Phase II 990,163
    Yale University
    PO Box 208229
    New Haven,CT065208229     		  PC Patient Priorities Care: Dissemination and Scaling 750,042
    Benjamin Rose Institute on Aging
    11890 Fairhill Road
    Cleveland,OH44120     		  PC Dissemination of Best Practice Caregiving: Guiding Organizations to Dementia Programs for Family Caregivers 167,055
    Center for Health Care Strategies Inc
    200 American Metro Boulevard
    Suite119
    Hamilton,NJ08619     		  PC Helping States Support Family Caregivers Caring for an Aging America, Phase II 280,540
    Center for Health Policy DevelopmentNational Academy State Health Policy
    2 Monument Square Suite 910
    Portland,ME20036     		  PC The RAISE Act Family Caregiver Resource and Dissemination Center 848,020
    Diverse Elders Coalition (Fiscal Sponsor SAGE)
    305 Seventh Avenue 15th Floor
    New York,NY10001     		  PC Addressing Unmet Family Caregiving Needs in Diverse Older Communities 607,468
    Johns Hopkins University
    School of Medicine
    Baltimore,MD21231     		  PC Engaging Family Caregivers through Shared Access to the Electronic Health Record: Planning for Transformational Change 227,665
    University of California Los Angeles
    10920 Wilshire Boulevard 5th Floor
    Los Angeles,CA900246502     		  PC Dissemination of the UCLA Alzheimers and Dementia Care Program 529,034
    Rush University Medical Center
    1201 W Harrison St Suite 300
    Chicago,IL60607     		  PC A Model for Caregiver Health and Wellness in Age-Friendly Health Systems, Planning Grant 325,302
    Center for Health Policy DevelopmentNational Academy State Health Policy
    2 Monument Square Suite 910
    Portland,ME20036     		  PC Supporting the Continuum of Palliative Care: A Resource Hub for State Policymakers 19,276
    Center for Health Policy DevelopmentNational Academy State Health Policy
    2 Monument Square Suite 910
    Portland,ME20036     		  PC Expanding and Sustaining the Continuum of Care: A Resource Hub for State Policymakers 287,949
    Icahn School of Medicine at Mount Sinai
    One Gustave L Levy Place
    New York,NY10029     		  PC The Center to Advance Palliative Care (CAPC): Improving Access to Quality Palliative Care 666,374
    National Academy of Sciences
    500 Fifth Street NW
    Washington,DC20001     		  PC Roundtable on Quality Care for People with Serious Illness, Phase II 83,334
    Twin Cities Public Television Inc
    172 East 4th Street
    Saint Paul,MN551011400     		  PC Television Documentary Production and Distribution: "Fast Forward" 19,200
    Twin Cities Public Television Inc
    172 East 4th Street
    Saint Paul,MN551011400     		  PC Project Title Television Documentary Fast-Forward Outreach and Impact 356,700
    University of Washington
    Grant and Contract Services
    Seattle,WA981046613     		  PC Building Public Engagement and Access to Palliative & End-of-Life Care for Persons Living with Serious Illness 319,146
    University of Washington
    Grant and Contract Services
    Seattle,WA981046613     		  PC Building Public Engagement and Access to Palliative & End-of-Life Care for Persons Living with Serious Illness 1,200,537
    Center for Medicare Advocacy Inc
    PO Box 350
    Willimantic,CT06226     		  PC Strengthening Policy to Support Older Adults and Their Caregivers: General Operating Support 200,000
    Community Catalyst Inc
    One Federal Street Floor 5
    Boston,MA02110     		  PC Strengthening Policy to Support Older Adults and Their Caregivers: General Operating Support 200,000
    Grantmakers In Aging
    C/O CliftonLarsonAllen LLP
    Arlington,VA22203     		  PC Core Support Renewal 40,389
    Grantmakers In Aging
    C/O CliftonLarsonAllen LLP
    Arlington,VA22203     		  PC Core Support Renewal: Developing the Lens in Philanthropy and Beyond 154,110
    Justice in Aging
    1330 Broadway Suite 525
    Oakland,CA94612     		  PC Strengthening Policy to Support Older Adults and Their Caregivers: General Operating Support 200,000
    National Academy of Sciences
    500 Fifth Street NW
    Washington,DC20001     		  PC Healthy Longevity Global Competition 150,000
    Paraprofessional Healthcare Institute Inc
    400 East Fordham Road 11th Floor
    Bronx,NY10458     		  PC Strengthening Policy to Support Older Adults and Their Caregivers: General Operating Support 200,000
    Gerontological Society of America
    1220 L Street NW Suite 901
    Washington,DC20005     		  PC Sustaining the Reframing Aging Initiative 200,000
    Henry J Kaiser Family Foundation
    185 Berry Street Suite 2000
    San Francisco,CA94107     		  PC Highlighting Aging & Health: The Older Adult Reporting Project 855,616
    Project HOPE - The People-to-People Health Foundation Inc
    7500 Old Georgetown Road Suite 600
    Bethesda,MD20814     		  PC Publishing and Disseminating Lessons on Innovations in Health Care to Support Age-Friendly Health 270,538
    American College of Surgeons
    633 N Saint Clair Street
    Chicago,IL60611     		  PC Geriatric Surgery Verification and Quality Improvement Program 210,014
    American Federation for Aging Research Inc
    55 West 39th Street 16th Floor
    New York,NY10018     		  PC Paul B. Beeson Career Development Awards in Aging Research Partnership Renewal 227,117
    Wake Forest University Health Sciences
    School of Medicine
    WinstonSalem,NC271571052     		  PC Integrating Geriatrics into the Specialties of Internal Medicine Renewal:Capitalizing on Forward Momentum 8,250
    Age Friendly Foundation Inc
    204 2nd Avenue
    Waltham,MA02451     		  PC 2020 Revolutionize Conference 15,000
    Age Friendly Foundation Inc
    204 2nd Avenue
    Waltham,MA02451     		  PC Bradesco Longevity Forum 5,000
    Age Friendly Foundation Inc
    204 2nd Avenue
    Waltham,MA02451     		  PC Building a Coordinated Age-Friendly Ecosystem: A Working Discussion Conference - Supplement Other Conference-related Efforts 12,150
    Brandeis University
    415 South Street MS 085
    Waltham,MA02453     		  PC Council on Health Care Economics and Policy, 2020 Princeton Conference 20,000
    Camden Coalition of Healthcare Providers
    800 Cooper Street 8th Floor
    Camden,NJ08102     		  PC Putting Care at the Center Conference 3,000
    Education Development Center Inc
    43 Foundry Avenue
    Waltham,MA02458     		  PC Age-Friendly Ecosystem Convening Consultation 7,034
    Gerontological Society of America
    1220 L Street NW Suite 901
    Washington,DC20005     		  PC Sponsorship of a COVID-19 Winter Issue of Public Policy & Aging Report 1,500
    Gerontological Society of America
    1220 L Street NW Suite 901
    Washington,DC20005     		  PC 2020 Annual Scientific Meeting Online 15,000
    Grantmakers In Aging
    C/O CliftonLarsonAllen LLP
    Arlington,VA22203     		  PC Annual Conference 25,000
    Hebrew Home for the Aged at Riverdale Foundation
    5901 Palisade Avenue
    Riverdale,NY10471     		  PC The Art of Aging 103rd Annual Gala 14,000
    Medicare Rights Center Inc
    266 West 37th Street 3rd Floor
    New York,NY10018     		  PC Annual Awards Virtual Event 1,000
    National Academy of Sciences
    500 Fifth Street NW
    Washington,DC20001     		  PC Aging, Disability and Independence Forum 25,000
    New York Academy of Medicine
    1216 Fifth Avenue
    New York,NY100295293     		  PC Annual Fund 10,000
    New York University
    70 Washington Square South
    New York,NY10010     		  PC NICHE Conference Bronze Sponsorship 10,000
    United Hospital Fund of New York
    1411 Broadway 12th Floor
    New York,NY100183496     		  PC 2020 Gala 1,000
    American Telemedicine Association
    901 N Glebe Road Suite 850
    Arlington,VA22203     		  PC Telehealth post-COVID-19 Campaign 50,000
    Center for Health Care Strategies Inc
    200 American Metro Boulevard
    Suite119
    Hamilton,NJ08619     		  PC Playbook Strategy for Dually Eligible Beneficiaries 10,000
    CNAS For Quality Care Corp
    6079 CL 299
    Carl Junction,MO64834     		  PC Certified Nursing Assistant (CNA) Staffing Summit 2,500
    Convergence Center for Policy Resolution
    1133 19th Street NW Suite 410
    Washington,DC20036     		  PC Rethinking Care of Older Adults, Phase I 15,000
    Montana State University Foundation
    1501 South 11th Avenue
    Bozeman,MT59715     		  PC Determining the Impact of COVID-19 Pandemic on the Nursing Workforce in the U.S. 30,000
    National Academy of Sciences
    500 Fifth Street NW
    Washington,DC20001     		  PC NAM Vital Directions for Health & Health Care 2.0 50,000
    National Council of Young Men's Christian Associations of the USA
    101 N Wacker Drive 16th Floor
    Chicago,IL60606     		  PC Healthy Aging, the Y, and COVID-19 50,000
    National Medical Association Inc
    8403 Colesville Road Suite 820
    Silver Spring,MD209103397     		  PC Support to address and eliminate health disparities. 50,000
    The Urban Institute
    500 LEnfant Plaza SW
    Washington,DC20024     		  PC Roundtable on Caring for Older Adults after COVID-19 10,000
    University of Maryland Baltimore
    Saratoga Office Building
    Baltimore,MD21201     		  PC Catalyzing Collaboration Between an Age-Friendly University and an Academic Health System to Foster Interprofessional Education Programs 10,000
    AcademyHealth
    1666 K Street NW Suite 1100
    Washington,DC20006     		  PC Annual Support 2,000
    Grantmakers In Aging
    C/O CliftonLarsonAllen LLP
    Arlington,VA22203     		  PC Annual Support 10,000
    Grantmakers In Health
    1100 Connecticut Avenue NW Suite
    1100
    Washington,DC20036     		  PC Annual Support 17,000
    Hispanics in Philanthropy
    414 13th Street Suite 200
    Oakland,CA94612     		  PC Annual Membership Support 5,000
    LeadingAge Inc
    2519 Connecticut Avenue NW
    Washington,DC20008     		  PC Inaugural Annual Support 1,100
    Philanthropy New York Inc
    320 East 43rd Street
    New York,NY10017     		  PC Annual Support 19,750
    Services & Advocacy for Gay Lesbian Bisexual & Transgender Elders (SAGE)
    305 Seventh Avenue 15th Floor
    New York,NY10001     		  PC Annual Support 5,000
    Various Matching Grants
    55 East 59th Street
    New York,NY10022     		  PC General Support 681,383
    Various Discretionary Grants
    55 East 59th Street
    New York,NY10022     		  PC General Support 68,000
    Total .................................bullet 3a 21,384,453
    bApproved for future payment
    Case Western Reserve University
    10900 Euclid Avenue
    Cleveland,OH441067015     		  PC Age-Friendly Health Systems: Ambulatory Care Continuum Implementation 2,435,164
    Emergency Medicine Foundation
    4950 West Royal Lane
    Irving,TX750632524     		  PC Geriatrics Emergency Department Accreditation: Expansion Phase II 514,047
    FrameWorks Institute
    1333 H Street NW Suite 700 West
    Washington,DC20005     		  PC Skilled, Long Term Framing: Building Capacity to Communicate about Nursing Homes 499,883
    Icahn School of Medicine at Mount Sinai
    One Gustave L Levy Place
    New York,NY10029     		  PC Scaling and Dissemination of Hospital at Home in the Time of COVID-19 and Beyond 1,578,558
    Institute for Healthcare Improvement
    53 State Street 19th Floor
    Boston,MA02109     		  PC COVID-19 Rapid Response Network for Nursing Homes 299,010
    Milken Institute
    1250 Fourth Street 2nd Floor
    Santa Monica,CA90401     		  PC Alliance to Improve Dementia Care 100,000
    National Academy of Sciences
    500 Fifth Street NW
    Washington,DC20001     		  PC The Quality of Care in Nursing Homes: Getting Ahead of the Crises 1,200,000
    National PACE Association
    675 North Washington Street
    Alexandria,VA22314     		  PC PACE 2.0 Growth Strategy Implementation 500,000
    Regents of the University of California
    550 16th Street 7th Floor
    San Francisco,CA94143     		  PC Implementation, Scaling and Impact of the 4Ms in an IT-enabled Health Care System 1,010,967
    Trust for America's Health
    1730 M Street NW Suite 900
    Washington,DC20036     		  PC Expanding Age-Friendly Public Health Systems, Phase II 2,349,358
    Center for Health Care Strategies Inc
    200 American Metro Boulevard
    Suite119
    Hamilton,NJ08619     		  PC Helping States Support Family Caregivers Caring for an Aging America, Phase II 460,468
    Rush University Medical Center
    1201 W Harrison St Suite 300
    Chicago,IL60607     		  PC A Model for Caregiver Health and Wellness in Age-Friendly Health Systems, Planning Grant 537,691
    Center for Health Policy Development
    2 Monument Square Suite 910
    Portland,ME20036     		  PC Expanding and Sustaining the Continuum of Care: A Resource Hub for State Policymakers 537,428
    Twin Cities Public Television Inc
    172 East 4th Street
    Saint Paul,MN551011400     		  PC Project Title Television Documentary Fast-Forward Outreach and Impact 356,700
    Center for Medicare Advocacy Inc
    PO Box 350
    Willimantic,CT06226     		  PC Strengthening Policy to Support Older Adults and Their Caregivers: General Operating Support 200,000
    Community Catalyst Inc
    One Federal Street Floor 5
    Boston,MA02110     		  PC Strengthening Policy to Support Older Adults and Their Caregivers: General Operating Support 200,000
    Grantmakers In Aging
    C/O CliftonLarsonAllen LLP
    Arlington,VA22203     		  PC Core Support Renewal: Developing the Lens in Philanthropy and Beyond 309,503
    Justice in Aging
    1330 Broadway Suite 525
    Oakland,CA94612     		  PC Strengthening Policy to Support Older Adults and Their Caregivers: General Operating Support 200,000
    National Academy of Sciences
    500 Fifth Street NW
    Washington,DC20001     		  PC Healthy Longevity Global Competition 150,000
    Paraprofessional Healthcare Institute Inc
    400 East Fordham Road 11th Floor
    Bronx,NY10458     		  PC Strengthening Policy to Support Older Adults and Their Caregivers: General Operating Support 200,000
    Project HOPE - The People-to-People Health Foundation Inc
    7500 Old Georgetown Road Suite 600
    Bethesda,MD20814     		  PC Publishing and Disseminating Lessons on Innovations in Health Care to Support Age-Friendly Health 520,190
    Age Friendly Foundation Inc
    204 2nd Avenue
    Waltham,MA02451     		  PC 2020 Revolutionize Conference 15,000
    Age Friendly Foundation Inc
    204 2nd Avenue
    Waltham,MA02451     		  PC Bradesco Longevity Forum 5,000
    Age Friendly Foundation Inc
    204 2nd Avenue
    Waltham,MA02451     		  PC Building a Coordinated Age-Friendly Ecosystem: A Working Discussion Conference - Supplement Other Conference-related Efforts 12,150
    Brandeis University
    415 South Street MS 085
    Waltham,MA02453     		  PC Council on Health Care Economics and Policy, 2020 Princeton Conference 20,000
    Camden Coalition of Healthcare Providers
    800 Cooper Street 8th Floor
    Camden,NJ08102     		  PC Putting Care at the Center Conference 3,000
    Education Development Center Inc
    43 Foundry Avenue
    Waltham,MA02458     		  PC Age-Friendly Ecosystem Convening Consultation 7,034
    Gerontological Society of America
    1220 L Street NW Suite 901
    Washington,DC20005     		  PC Sponsorship of a COVID-19 Winter Issue of Public Policy & Aging Report 1,500
    Gerontological Society of America
    1220 L Street NW Suite 901
    Washington,DC20005     		  PC 2020 Annual Scientific Meeting Online 15,000
    Grantmakers In Aging
    C/O CliftonLarsonAllen LLP
    Arlington,VA22203     		  PC Annual Conference 25,000
    Hebrew Home for the Aged at Riverdale Foundation
    5901 Palisade Avenue
    Riverdale,NY10471     		  PC The Art of Aging 103rd Annual Gala 14,000
    Medicare Rights Center Inc
    266 West 37th Street 3rd Floor
    New York,NY10018     		  PC Annual Awards Virtual Event 1,000
    National Academy of Sciences
    500 Fifth Street NW
    Washington,DC20001     		  PC Aging, Disability and Independence Forum 25,000
    New York Academy of Medicine
    1216 Fifth Avenue
    New York,NY100295293     		  PC Annual Fund 10,000
    New York University
    70 Washington Square South
    New York,NY10010     		  PC NICHE Conference Bronze Sponsorship 10,000
    United Hospital Fund of New York
    1411 Broadway 12th Floor
    New York,NY100183496     		  PC 2020 Gala 1,000
    American Telemedicine Association
    901 N Glebe Road Suite 850
    Arlington,VA22203     		  PC Telehealth post-COVID-19 Campaign 50,000
    Center for Health Care Strategies Inc
    200 American Metro Boulevard
    Suite119
    Hamilton,NJ08619     		  PC Playbook Strategy for Dually Eligible Beneficiaries 10,000
    CNAS For Quality Care Corp
    6079 CL 299
    Carl Junction,MO64834     		  PC Certified Nursing Assistant (CNA) Staffing Summit 2,500
    Convergence Center For Policy Resolution
    1133 19th Street NW Suite 410
    Washington,DC20036     		  PC Rethinking Care of Older Adults, Phase I 15,000
    Montana State University Foundation
    1501 South 11th Avenue
    Bozeman,MT59715     		  PC Determining the Impact of COVID-19 Pandemic on the Nursing Workforce in the U.S. 30,000
    National Academy of Sciences
    500 Fifth Street NW
    Washington,DC20001     		  PC NAM Vital Directions for Health & Health Care 2.0 50,000
    National Council of Young Men's Christian Associations of the USA
    101 N Wacker Drive 16th Floor
    Chicago,IL60606     		  PC Healthy Aging, the Y, and COVID-19 50,000
    National Medical Association Inc
    8403 Colesville Road Suite 820
    Silver Spring,MD209103397     		  PC Support to address and eliminate health disparities. 50,000
    The Urban Institute
    500 LEnfant Plaza SW
    Washington,DC20024     		  PC Roundtable on Caring for Older Adults after COVID-19 10,000
    University of Maryland Baltimore
    Saratoga Office Building
    Baltimore,MD21201     		  PC Catalyzing Collaboration Between an Age-Friendly University and an Academic Health System to Foster Interprofessional Education Programs 10,000
    AcademyHealth
    1666 K Street NW Suite 1100
    Washington,DC20006     		  PC Annual Support 2,000
    Grantmakers In Aging
    C/O CliftonLarsonAllen LLP
    Arlington,VA22203     		  PC Annual Support 10,000
    Grantmakers In Health
    1100 Connecticut Avenue NW Suite
    1100
    Washington,DC20036     		  PC Annual Support 17,000
    Hispanics in Philanthropy
    414 13th Street Suite 200
    Oakland,CA94612     		  PC Annual Membership Support 5,000
    LeadingAge Inc
    2519 Connecticut Avenue NW
    Washington,DC20008     		  PC Inaugural Annual Support 1,100
    Philanthropy New York Inc
    320 East 43rd Street
    New York,NY10017     		  PC Annual Support 19,750
    Services & Advocacy for Gay Lesbian Bisexual & Transgender Elders (SAGE)
    305 Seventh Avenue 15th Floor
    New York,NY10001     		  PC Annual Support 5,000
    Various Matching Grants
    55 East 59th Street
    New York,NY10022     		  PC General Support 681,383
    Various Discretionary Grants
    55 East 59th Street
    New York,NY10022     		  PC General Support 68,000
    Massachusetts General Hospital
    55 Fruit Street
    Boston,MA02114     		  PC Moving and Scaling Home-Based Primary Care, Phase II: Quality, Training and Advocacy 518,947
    Total .................................bullet 3b 15,929,331
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 63,465  
    4 Dividends and interest from securities....     14 5,817,962  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		525990 -487 18 17,631,275  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aGRANT REFUNDS     		        26,289
    bGRANT CANCELLATIONS         63,708
    cINV LOSS SUBJECT TO UBIT 525990 -32,120 14 32,120  
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. -32,607 23,544,822 89,997
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    23,602,212
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    11 GRANT REFUNDS/CANCELLATIONS
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    American Geriatrics Society Inc40 Fulton Street 18th Floor
    New York,NY10038     		  PC Catalyzing Emergency Department Enhancements for Older Adults: Geriatric Emergency Department Collaborative (GEDC 2.0), Phase 2 264,122
    Case Western Reserve University10900 Euclid Avenue
    Cleveland,OH441067015     		  PC Age-Friendly Health Systems: Ambulatory Care Continuum Implementation 940,350
    Center for Health Care Strategies Inc200 American Metro Boulevard
    Suite119
    Hamilton,NJ08619     		  PC Development of the Better Care Playbook, Phase V 101,742
    Education Development Center Inc43 Foundry Avenue
    Waltham,MA02458     		  PC National Collaboratory to Address Elder Mistreatment 447,191
    Emergency Medicine Foundation4950 West Royal Lane
    Irving,TX750632524     		  PC Catalyzing Emergency Department Enhancements for Older Adults: Geriatric Emergency Department Accreditation (GEDA) 204,612
    Emergency Medicine Foundation4950 West Royal Lane
    Irving,TX750632524     		  PC Geriatrics Emergency Department Accreditation: Expansion Phase II 261,149
    FrameWorks Institute1333 H Street NW Suite 700 West
    Washington,DC20005     		  PC Skilled, Long Term Framing: Building Capacity to Communicate about Nursing Homes 499,883
    Health Research and Educational Trust155 North Wacker Suite 400
    Chicago,IL60606     		  PC Next Generation Leaders Transformation Institute: 1) Developing Age-Friendly Health Systems Leadership; 2) Transforming HRETs HIIN Hospitals to Become More Age-Friendly 6,015
    Hebrew Home for the Aged at Riverdale Foundation5901 Palisade Avenue
    Riverdale,NY10471     		  PC Evaluation of the Weinberg Center for Elder Justices Shelter Model 175,000
    Icahn School of Medicine at Mount SinaiOne Gustave L Levy Place
    New York,NY10029     		  PC Scaling and Dissemination of Hospital at Home 962,909
    Icahn School of Medicine at Mount SinaiOne Gustave L Levy Place
    New York,NY10029     		  PC Scaling and Dissemination of Hospital at Home in the Time of COVID-19 and Beyond 553,564
    Institute for Healthcare Improvement53 State Street 19th Floor
    Boston,MA02109     		  PC COVID-19 Rapid Response Network for Nursing Homes 299,010
    Institute for Healthcare Improvement53 State Street 19th Floor
    Boston,MA02109     		  PC Age-Friendly Health Systems Initiative, Phase II 709,143
    Institute for Healthcare Improvement53 State Street 19th Floor
    Boston,MA02109     		  PC Age-Friendly Health Systems Initiative, Phase II 677,028
    Milken Institute1250 Fourth Street 2nd Floor
    Santa Monica,CA90401     		  PC Alliance to Improve Dementia Care 100,000
    National Academy of Sciences500 Fifth Street NW
    Washington,DC20001     		  PC The Quality of Care in Nursing Homes: Getting Ahead of the Crises 654,545
    National Association of Area Agencies on Aging Inc1100 New Jersey Avenue SE Suite 350
    Washington,DC20003     		  PC Aging and Disability Business Institute, Phase 2: Advancing Integration, Partnerships and Payment Models Between Social Services and Health Systems 925,244
    National Committee for Quality Assurance1100 13th Street NW 3rd Floor
    Washington,DC20005     		  PC Demonstration of Person-Driven Outcome Measures for an Age-Friendly Health System 482,166
    National PACE Association675 North Washington Street
    Alexandria,VA22314     		  PC PACE 2.0 Growth Strategy Implementation 214,584
    Regents of the University of California San Francisco550 16th Street 7th Floor
    San Francisco,CA94143     		  PC Implementation, Scaling and Impact of the 4Ms in an IT-enabled Health Care System 456,506
    Research Foundation for Mental Hygiene IncRiverview Center
    Menands,NY12204     		  PC Health and Aging Policy Fellows Program 604,434
    Trust for America's Health1730 M Street NW Suite 900
    Washington,DC20036     		  PC Expanding Age-Friendly Public Health Systems, Phase II 990,163
    Yale UniversityPO Box 208229
    New Haven,CT065208229     		  PC Patient Priorities Care: Dissemination and Scaling 750,042
    Benjamin Rose Institute on Aging11890 Fairhill Road
    Cleveland,OH44120     		  PC Dissemination of Best Practice Caregiving: Guiding Organizations to Dementia Programs for Family Caregivers 167,055
    Center for Health Care Strategies Inc200 American Metro Boulevard
    Suite119
    Hamilton,NJ08619     		  PC Helping States Support Family Caregivers Caring for an Aging America, Phase II 280,540
    Center for Health Policy DevelopmentNational Academy State Health Policy2 Monument Square Suite 910
    Portland,ME20036     		  PC The RAISE Act Family Caregiver Resource and Dissemination Center 848,020
    Diverse Elders Coalition (Fiscal Sponsor SAGE)305 Seventh Avenue 15th Floor
    New York,NY10001     		  PC Addressing Unmet Family Caregiving Needs in Diverse Older Communities 607,468
    Johns Hopkins UniversitySchool of Medicine
    Baltimore,MD21231     		  PC Engaging Family Caregivers through Shared Access to the Electronic Health Record: Planning for Transformational Change 227,665
    University of California Los Angeles10920 Wilshire Boulevard 5th Floor
    Los Angeles,CA900246502     		  PC Dissemination of the UCLA Alzheimers and Dementia Care Program 529,034
    Rush University Medical Center1201 W Harrison St Suite 300
    Chicago,IL60607     		  PC A Model for Caregiver Health and Wellness in Age-Friendly Health Systems, Planning Grant 325,302
    Center for Health Policy DevelopmentNational Academy State Health Policy2 Monument Square Suite 910
    Portland,ME20036     		  PC Supporting the Continuum of Palliative Care: A Resource Hub for State Policymakers 19,276
    Center for Health Policy DevelopmentNational Academy State Health Policy2 Monument Square Suite 910
    Portland,ME20036     		  PC Expanding and Sustaining the Continuum of Care: A Resource Hub for State Policymakers 287,949
    Icahn School of Medicine at Mount SinaiOne Gustave L Levy Place
    New York,NY10029     		  PC The Center to Advance Palliative Care (CAPC): Improving Access to Quality Palliative Care 666,374
    National Academy of Sciences500 Fifth Street NW
    Washington,DC20001     		  PC Roundtable on Quality Care for People with Serious Illness, Phase II 83,334
    Twin Cities Public Television Inc172 East 4th Street
    Saint Paul,MN551011400     		  PC Television Documentary Production and Distribution: "Fast Forward" 19,200
    Twin Cities Public Television Inc172 East 4th Street
    Saint Paul,MN551011400     		  PC Project Title Television Documentary Fast-Forward Outreach and Impact 356,700
    University of WashingtonGrant and Contract Services
    Seattle,WA981046613     		  PC Building Public Engagement and Access to Palliative & End-of-Life Care for Persons Living with Serious Illness 319,146
    University of WashingtonGrant and Contract Services
    Seattle,WA981046613     		  PC Building Public Engagement and Access to Palliative & End-of-Life Care for Persons Living with Serious Illness 1,200,537
    Center for Medicare Advocacy IncPO Box 350
    Willimantic,CT06226     		  PC Strengthening Policy to Support Older Adults and Their Caregivers: General Operating Support 200,000
    Community Catalyst IncOne Federal Street Floor 5
    Boston,MA02110     		  PC Strengthening Policy to Support Older Adults and Their Caregivers: General Operating Support 200,000
    Grantmakers In AgingC/O CliftonLarsonAllen LLP
    Arlington,VA22203     		  PC Core Support Renewal 40,389
    Grantmakers In AgingC/O CliftonLarsonAllen LLP
    Arlington,VA22203     		  PC Core Support Renewal: Developing the Lens in Philanthropy and Beyond 154,110
    Justice in Aging1330 Broadway Suite 525
    Oakland,CA94612     		  PC Strengthening Policy to Support Older Adults and Their Caregivers: General Operating Support 200,000
    National Academy of Sciences500 Fifth Street NW
    Washington,DC20001     		  PC Healthy Longevity Global Competition 150,000
    Paraprofessional Healthcare Institute Inc400 East Fordham Road 11th Floor
    Bronx,NY10458     		  PC Strengthening Policy to Support Older Adults and Their Caregivers: General Operating Support 200,000
    Gerontological Society of America1220 L Street NW Suite 901
    Washington,DC20005     		  PC Sustaining the Reframing Aging Initiative 200,000
    Henry J Kaiser Family Foundation185 Berry Street Suite 2000
    San Francisco,CA94107     		  PC Highlighting Aging & Health: The Older Adult Reporting Project 855,616
    Project HOPE - The People-to-People Health Foundation Inc7500 Old Georgetown Road Suite 600
    Bethesda,MD20814     		  PC Publishing and Disseminating Lessons on Innovations in Health Care to Support Age-Friendly Health 270,538
    American College of Surgeons633 N Saint Clair Street
    Chicago,IL60611     		  PC Geriatric Surgery Verification and Quality Improvement Program 210,014
    American Federation for Aging Research Inc55 West 39th Street 16th Floor
    New York,NY10018     		  PC Paul B. Beeson Career Development Awards in Aging Research Partnership Renewal 227,117
    Wake Forest University Health SciencesSchool of Medicine
    WinstonSalem,NC271571052     		  PC Integrating Geriatrics into the Specialties of Internal Medicine Renewal:Capitalizing on Forward Momentum 8,250
    Age Friendly Foundation Inc204 2nd Avenue
    Waltham,MA02451     		  PC 2020 Revolutionize Conference 15,000
    Age Friendly Foundation Inc204 2nd Avenue
    Waltham,MA02451     		  PC Bradesco Longevity Forum 5,000
    Age Friendly Foundation Inc204 2nd Avenue
    Waltham,MA02451     		  PC Building a Coordinated Age-Friendly Ecosystem: A Working Discussion Conference - Supplement Other Conference-related Efforts 12,150
    Brandeis University415 South Street MS 085
    Waltham,MA02453     		  PC Council on Health Care Economics and Policy, 2020 Princeton Conference 20,000
    Camden Coalition of Healthcare Providers800 Cooper Street 8th Floor
    Camden,NJ08102     		  PC Putting Care at the Center Conference 3,000
    Education Development Center Inc43 Foundry Avenue
    Waltham,MA02458     		  PC Age-Friendly Ecosystem Convening Consultation 7,034
    Gerontological Society of America1220 L Street NW Suite 901
    Washington,DC20005     		  PC Sponsorship of a COVID-19 Winter Issue of Public Policy & Aging Report 1,500
    Gerontological Society of America1220 L Street NW Suite 901
    Washington,DC20005     		  PC 2020 Annual Scientific Meeting Online 15,000
    Grantmakers In AgingC/O CliftonLarsonAllen LLP
    Arlington,VA22203     		  PC Annual Conference 25,000
    Hebrew Home for the Aged at Riverdale Foundation5901 Palisade Avenue
    Riverdale,NY10471     		  PC The Art of Aging 103rd Annual Gala 14,000
    Medicare Rights Center Inc266 West 37th Street 3rd Floor
    New York,NY10018     		  PC Annual Awards Virtual Event 1,000
    National Academy of Sciences500 Fifth Street NW
    Washington,DC20001     		  PC Aging, Disability and Independence Forum 25,000
    New York Academy of Medicine1216 Fifth Avenue
    New York,NY100295293     		  PC Annual Fund 10,000
    New York University70 Washington Square South
    New York,NY10010     		  PC NICHE Conference Bronze Sponsorship 10,000
    United Hospital Fund of New York1411 Broadway 12th Floor
    New York,NY100183496     		  PC 2020 Gala 1,000
    American Telemedicine Association901 N Glebe Road Suite 850
    Arlington,VA22203     		  PC Telehealth post-COVID-19 Campaign 50,000
    Center for Health Care Strategies Inc200 American Metro Boulevard
    Suite119
    Hamilton,NJ08619     		  PC Playbook Strategy for Dually Eligible Beneficiaries 10,000
    CNAS For Quality Care Corp6079 CL 299
    Carl Junction,MO64834     		  PC Certified Nursing Assistant (CNA) Staffing Summit 2,500
    Convergence Center for Policy Resolution1133 19th Street NW Suite 410
    Washington,DC20036     		  PC Rethinking Care of Older Adults, Phase I 15,000
    Montana State University Foundation1501 South 11th Avenue
    Bozeman,MT59715     		  PC Determining the Impact of COVID-19 Pandemic on the Nursing Workforce in the U.S. 30,000
    National Academy of Sciences500 Fifth Street NW
    Washington,DC20001     		  PC NAM Vital Directions for Health & Health Care 2.0 50,000
    National Council of Young Men's Christian Associations of the USA101 N Wacker Drive 16th Floor
    Chicago,IL60606     		  PC Healthy Aging, the Y, and COVID-19 50,000
    National Medical Association Inc8403 Colesville Road Suite 820
    Silver Spring,MD209103397     		  PC Support to address and eliminate health disparities. 50,000
    The Urban Institute500 LEnfant Plaza SW
    Washington,DC20024     		  PC Roundtable on Caring for Older Adults after COVID-19 10,000
    University of Maryland BaltimoreSaratoga Office Building
    Baltimore,MD21201     		  PC Catalyzing Collaboration Between an Age-Friendly University and an Academic Health System to Foster Interprofessional Education Programs 10,000
    AcademyHealth1666 K Street NW Suite 1100
    Washington,DC20006     		  PC Annual Support 2,000
    Grantmakers In AgingC/O CliftonLarsonAllen LLP
    Arlington,VA22203     		  PC Annual Support 10,000
    Grantmakers In Health1100 Connecticut Avenue NW Suite
    1100
    Washington,DC20036     		  PC Annual Support 17,000
    Hispanics in Philanthropy414 13th Street Suite 200
    Oakland,CA94612     		  PC Annual Membership Support 5,000
    LeadingAge Inc2519 Connecticut Avenue NW
    Washington,DC20008     		  PC Inaugural Annual Support 1,100
    Philanthropy New York Inc320 East 43rd Street
    New York,NY10017     		  PC Annual Support 19,750
    Services & Advocacy for Gay Lesbian Bisexual & Transgender Elders (SAGE)305 Seventh Avenue 15th Floor
    New York,NY10001     		  PC Annual Support 5,000
    Various Matching Grants55 East 59th Street
    New York,NY10022     		  PC General Support 681,383
    Various Discretionary Grants55 East 59th Street
    New York,NY10022     		  PC General Support 68,000
    Total ...............................bullet 3a 21,384,453
    bApproved for future payment
    Case Western Reserve University10900 Euclid Avenue
    Cleveland,OH441067015     		  PC Age-Friendly Health Systems: Ambulatory Care Continuum Implementation 2,435,164
    Emergency Medicine Foundation4950 West Royal Lane
    Irving,TX750632524     		  PC Geriatrics Emergency Department Accreditation: Expansion Phase II 514,047
    FrameWorks Institute1333 H Street NW Suite 700 West
    Washington,DC20005     		  PC Skilled, Long Term Framing: Building Capacity to Communicate about Nursing Homes 499,883
    Icahn School of Medicine at Mount SinaiOne Gustave L Levy Place
    New York,NY10029     		  PC Scaling and Dissemination of Hospital at Home in the Time of COVID-19 and Beyond 1,578,558
    Institute for Healthcare Improvement53 State Street 19th Floor
    Boston,MA02109     		  PC COVID-19 Rapid Response Network for Nursing Homes 299,010
    Milken Institute1250 Fourth Street 2nd Floor
    Santa Monica,CA90401     		  PC Alliance to Improve Dementia Care 100,000
    National Academy of Sciences500 Fifth Street NW
    Washington,DC20001     		  PC The Quality of Care in Nursing Homes: Getting Ahead of the Crises 1,200,000
    National PACE Association675 North Washington Street
    Alexandria,VA22314     		  PC PACE 2.0 Growth Strategy Implementation 500,000
    Regents of the University of California550 16th Street 7th Floor
    San Francisco,CA94143     		  PC Implementation, Scaling and Impact of the 4Ms in an IT-enabled Health Care System 1,010,967
    Trust for America's Health1730 M Street NW Suite 900
    Washington,DC20036     		  PC Expanding Age-Friendly Public Health Systems, Phase II 2,349,358
    Center for Health Care Strategies Inc200 American Metro Boulevard
    Suite119
    Hamilton,NJ08619     		  PC Helping States Support Family Caregivers Caring for an Aging America, Phase II 460,468
    Rush University Medical Center1201 W Harrison St Suite 300
    Chicago,IL60607     		  PC A Model for Caregiver Health and Wellness in Age-Friendly Health Systems, Planning Grant 537,691
    Center for Health Policy Development2 Monument Square Suite 910
    Portland,ME20036     		  PC Expanding and Sustaining the Continuum of Care: A Resource Hub for State Policymakers 537,428
    Twin Cities Public Television Inc172 East 4th Street
    Saint Paul,MN551011400     		  PC Project Title Television Documentary Fast-Forward Outreach and Impact 356,700
    Center for Medicare Advocacy IncPO Box 350
    Willimantic,CT06226     		  PC Strengthening Policy to Support Older Adults and Their Caregivers: General Operating Support 200,000
    Community Catalyst IncOne Federal Street Floor 5
    Boston,MA02110     		  PC Strengthening Policy to Support Older Adults and Their Caregivers: General Operating Support 200,000
    Grantmakers In AgingC/O CliftonLarsonAllen LLP
    Arlington,VA22203     		  PC Core Support Renewal: Developing the Lens in Philanthropy and Beyond 309,503
    Justice in Aging1330 Broadway Suite 525
    Oakland,CA94612     		  PC Strengthening Policy to Support Older Adults and Their Caregivers: General Operating Support 200,000
    National Academy of Sciences500 Fifth Street NW
    Washington,DC20001     		  PC Healthy Longevity Global Competition 150,000
    Paraprofessional Healthcare Institute Inc400 East Fordham Road 11th Floor
    Bronx,NY10458     		  PC Strengthening Policy to Support Older Adults and Their Caregivers: General Operating Support 200,000
    Project HOPE - The People-to-People Health Foundation Inc7500 Old Georgetown Road Suite 600
    Bethesda,MD20814     		  PC Publishing and Disseminating Lessons on Innovations in Health Care to Support Age-Friendly Health 520,190
    Age Friendly Foundation Inc204 2nd Avenue
    Waltham,MA02451     		  PC 2020 Revolutionize Conference 15,000
    Age Friendly Foundation Inc204 2nd Avenue
    Waltham,MA02451     		  PC Bradesco Longevity Forum 5,000
    Age Friendly Foundation Inc204 2nd Avenue
    Waltham,MA02451     		  PC Building a Coordinated Age-Friendly Ecosystem: A Working Discussion Conference - Supplement Other Conference-related Efforts 12,150
    Brandeis University415 South Street MS 085
    Waltham,MA02453     		  PC Council on Health Care Economics and Policy, 2020 Princeton Conference 20,000
    Camden Coalition of Healthcare Providers800 Cooper Street 8th Floor
    Camden,NJ08102     		  PC Putting Care at the Center Conference 3,000
    Education Development Center Inc43 Foundry Avenue
    Waltham,MA02458     		  PC Age-Friendly Ecosystem Convening Consultation 7,034
    Gerontological Society of America1220 L Street NW Suite 901
    Washington,DC20005     		  PC Sponsorship of a COVID-19 Winter Issue of Public Policy & Aging Report 1,500
    Gerontological Society of America1220 L Street NW Suite 901
    Washington,DC20005     		  PC 2020 Annual Scientific Meeting Online 15,000
    Grantmakers In AgingC/O CliftonLarsonAllen LLP
    Arlington,VA22203     		  PC Annual Conference 25,000
    Hebrew Home for the Aged at Riverdale Foundation5901 Palisade Avenue
    Riverdale,NY10471     		  PC The Art of Aging 103rd Annual Gala 14,000
    Medicare Rights Center Inc266 West 37th Street 3rd Floor
    New York,NY10018     		  PC Annual Awards Virtual Event 1,000
    National Academy of Sciences500 Fifth Street NW
    Washington,DC20001     		  PC Aging, Disability and Independence Forum 25,000
    New York Academy of Medicine1216 Fifth Avenue
    New York,NY100295293     		  PC Annual Fund 10,000
    New York University70 Washington Square South
    New York,NY10010     		  PC NICHE Conference Bronze Sponsorship 10,000
    United Hospital Fund of New York1411 Broadway 12th Floor
    New York,NY100183496     		  PC 2020 Gala 1,000
    American Telemedicine Association901 N Glebe Road Suite 850
    Arlington,VA22203     		  PC Telehealth post-COVID-19 Campaign 50,000
    Center for Health Care Strategies Inc200 American Metro Boulevard
    Suite119
    Hamilton,NJ08619     		  PC Playbook Strategy for Dually Eligible Beneficiaries 10,000
    CNAS For Quality Care Corp6079 CL 299
    Carl Junction,MO64834     		  PC Certified Nursing Assistant (CNA) Staffing Summit 2,500
    Convergence Center For Policy Resolution1133 19th Street NW Suite 410
    Washington,DC20036     		  PC Rethinking Care of Older Adults, Phase I 15,000
    Montana State University Foundation1501 South 11th Avenue
    Bozeman,MT59715     		  PC Determining the Impact of COVID-19 Pandemic on the Nursing Workforce in the U.S. 30,000
    National Academy of Sciences500 Fifth Street NW
    Washington,DC20001     		  PC NAM Vital Directions for Health & Health Care 2.0 50,000
    National Council of Young Men's Christian Associations of the USA101 N Wacker Drive 16th Floor
    Chicago,IL60606     		  PC Healthy Aging, the Y, and COVID-19 50,000
    National Medical Association Inc8403 Colesville Road Suite 820
    Silver Spring,MD209103397     		  PC Support to address and eliminate health disparities. 50,000
    The Urban Institute500 LEnfant Plaza SW
    Washington,DC20024     		  PC Roundtable on Caring for Older Adults after COVID-19 10,000
    University of Maryland BaltimoreSaratoga Office Building
    Baltimore,MD21201     		  PC Catalyzing Collaboration Between an Age-Friendly University and an Academic Health System to Foster Interprofessional Education Programs 10,000
    AcademyHealth1666 K Street NW Suite 1100
    Washington,DC20006     		  PC Annual Support 2,000
    Grantmakers In AgingC/O CliftonLarsonAllen LLP
    Arlington,VA22203     		  PC Annual Support 10,000
    Grantmakers In Health1100 Connecticut Avenue NW Suite
    1100
    Washington,DC20036     		  PC Annual Support 17,000
    Hispanics in Philanthropy414 13th Street Suite 200
    Oakland,CA94612     		  PC Annual Membership Support 5,000
    LeadingAge Inc2519 Connecticut Avenue NW
    Washington,DC20008     		  PC Inaugural Annual Support 1,100
    Philanthropy New York Inc320 East 43rd Street
    New York,NY10017     		  PC Annual Support 19,750
    Services & Advocacy for Gay Lesbian Bisexual & Transgender Elders (SAGE)305 Seventh Avenue 15th Floor
    New York,NY10001     		  PC Annual Support 5,000
    Various Matching Grants55 East 59th Street
    New York,NY10022     		  PC General Support 681,383
    Various Discretionary Grants55 East 59th Street
    New York,NY10022     		  PC General Support 68,000
    Massachusetts General Hospital55 Fruit Street
    Boston,MA02114     		  PC Moving and Scaling Home-Based Primary Care, Phase II: Quality, Training and Advocacy 518,947
    Total ................................bullet 3b 15,929,331

    TY 2020 AccountingFeesSchedule
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING 37,000 18,500   18,500

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2020 DepreciationSchedule
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    OFFICE CONDOMINIUM 1998-01-01 4,643,452 4,538,992 SL 20.000000000000 5,646 0    
    FURNITURE AND EQUIPMENT 2018-01-01 694,111 522,876 SL 5.000000000000 42,868 0    

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Name of Bond End of Year Book Value End of Year Fair Market Value
    VANGUARD TOTAL BOND MARKET ETF 43,659,253 43,659,253
    SPDR PORTFOLIO SHORT TERM CORPORATE BOND ETF 10,966,796 10,966,796
    ROWE T PRICE INSTL INCOME FDS INC HIGH YIELD 20,079,178 20,079,178
    EATON VANCE INC FD BSTN-IN 19,710,808 19,710,808

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ACI WORLDWIDE INC COM STK 531,448 531,448
    ADR ENDAVA PLC ADS 289,271 289,271
    ADR SILICON MOTION TECHNOLOGY CORP 486,604 486,604
    AERCAP HOLDINGS N.V. EUR0.01 387,977 387,977
    AGREE RLTY CORP COM 129,831 129,831
    ALAMO GROUP INC COM 202,235 202,235
    ALLEGIANT TRAVEL CO COM 184,509 184,509
    ALPHABET INC CAP STK USD0.001 CL C 2,272,188 2,272,188
    ALPHABET INC CAPITAL STOCK USD0.001 CL A 497,750 497,750
    AMAZON COM INC COM 1,768,513 1,768,513
    AMERIS BANCORP COM 228,039 228,039
    AMERISAFE INC COM 152,075 152,075
    ANTHEM INC COM 765,800 765,800
    AON PLC 1,483,538 1,483,538
    ASHLAND GLOBAL HLDGS INC COM 13,306 13,306
    ATRICURE INC COM STK 227,301 227,301
    AVIENT CORPORATION 299,643 299,643
    BALCHEM CORP COM 188,154 188,154
    BERKSHIRE HATHAWAY INC-CL B 1,613,120 1,613,120
    BGC PARTNERS INC CL A CL A 263,052 263,052
    BOOT BARN HLDGS INC COM 134,936 134,936
    BROOKS AUTOMATION INC COM 149,270 149,270
    BWX TECHNOLOGIES INC COM 399,415 399,415
    CACI INTL INC CL A CL A 143,365 143,365
    CALAVO GROWERS INC COM 187,461 187,461
    CAPITAL ONE FINL CORP COM 431,381 431,381
    CASTLE BIOSCIENCES INC COM 85,616 85,616
    CATHAY GENERAL BANCORP INC COM 188,022 188,022
    CBIZ INC COM 535,127 535,127
    CENT GARDEN & PET CO CL A 199,306 199,306
    CENTRAL GARDEN & PET CO COM 44,363 44,363
    CERENCE INC COM 140,672 140,672
    CHANGE HEALTHCARE INC COM 466,175 466,175
    CHURCHILL DOWNS INC COM 166,545 166,545
    CHUYS HOLDINGS INC COM USD0.01 77,801 77,801
    CIRCOR INTL INC COM 376,558 376,558
    CITIGROUP INC COM NEW COM NEW 1,755,152 1,755,152
    COHEN & STEERS INC COM 215,842 215,842
    COLFAX CORP COM US .01 476,853 476,853
    COLUMBIA BKG SYS INC COM 463,290 463,290
    COMCAST CORP NEW-CL A 2,169,465 2,169,465
    COMMUNITY HEALTHCARE TR INC REIT 360,392 360,392
    COMPASS MINERALS INTL INC COM 111,158 111,158
    COVETRUS INC COM 237,737 237,737
    CRYOLIFE INC COM 156,770 156,770
    CRYOPORT INC COM PAR $0.001 COM 135,677 135,677
    DESCARTES SYS GROUP INC COM 110,176 110,176
    DISH NETWORK CORP CL A COM STK 523,067 523,067
    EMERGENT BIOSOLUTIONS INC COM 235,200 235,200
    ESCO TECHNOLOGIES INC 232,658 232,658
    FACEBOOK INC COM USD0.000006 CL 'A' 1,484,078 1,484,078
    FB FINL CORP COM 407,001 407,001
    FIRST MERCHANTS CORP COM 488,088 488,088
    FIVE BELOW INC COM USD0.01 194,403 194,403
    GEN MTRS CO COM 703,258 703,258
    GENERAL ELECTRIC CO 1,405,069 1,405,069
    GLACIER BANCORP INC NEW COM 240,862 240,862
    GLOBUS MED INC CL A NEW COM STK 275,228 275,228
    GQG PARTNERS EMERGING MKT EQUITY FUND 11,355,897 11,355,897
    GRAND CANYON ED INC COM STK 274,954 274,954
    HAEMONETICS CORP MASS COM 160,313 160,313
    HALOZYME THERAPEUTICS INC COM 155,892 155,892
    HEALTHEQUITY INC COM 211,570 211,570
    HEARTLAND EXPRESS INC COM 127,334 127,334
    HELEN TROY LTD COM STK 147,534 147,534
    HELIOS TECHNOLOGIES INC 209,643 209,643
    HILTON WORLDWIDE HLDGS INC COM NEW COM NEW 988,100 988,100
    HORACE MANN EDUCATORS CORP COM 213,101 213,101
    HOSTESS BRANDS INC CL A CL A 453,986 453,986
    HOULIHAN LOKEY INC CL A CL A 192,748 192,748
    HOWARD HUGHES CORP COM STOCK 314,773 314,773
    ICF INTL INC COM STK 168,506 168,506
    ICU MED INC COM 115,181 115,181
    IDACORP INC COM 176,119 176,119
    INTEGRA LIFESCIENCES HLDG CORP COM DESP 191,644 191,644
    ISHARES MSCI EAFE INTERNATIONAL K 29,684,170 29,684,170
    J2 GLOBAL INC COM 623,848 623,848
    KAMAN CORP COM 316,500 316,500
    KAR AUCTION SVCS INC COM STK 424,420 424,420
    LHC GROUP INC COM 195,401 195,401
    LIBERTY BROADBAND CORP COM SER C COM SERC 1,571,347 1,571,347
    LIGAND PHARMACEUTICALS INCORPORATED CL B 448,122 448,122
    LITHIA MTRS INC CL A CL A 351,789 351,789
    LITHIA MTRS INC CL A CL A 462,711 462,711
    LYONDELLBASELL IND N V COM USD0.01 CL 'A' 322,368 322,368
    MACOM TECHNOLOGY SOLUTIONS HOLDINGS INC COM STK 286,208 286,208
    MARRIOTT INTL INC NEW COM STK CL A 1,587,789 1,587,789
    MEDICAL PPTYS TR INC COM REIT 292,727 292,727
    MEDPACE HLDGS INC COM 199,752 199,752
    MERIDIAN BANCORP INC MD COM 86,985 86,985
    MICROSOFT CORP COM 2,553,826 2,553,826
    MINERALS TECHNOLOGIES INC COM 160,891 160,891
    MLP RATTLER MIDSTREAM LP COM NPV 155,093 155,093
    MORGAN STANLEY COM STK USD0.01 1,143,697 1,143,697
    NATIONAL HEALTH INVS INC COM 167,115 167,115
    NETFLIX INC COM STK 869,494 869,494
    NEWMARK GROUP INC CL A CL A 144,225 144,225
    NEXSTAR MEDIA GROUP INC CL A CL A 516,032 516,032
    NORTHWESTERN CORP COM NEW COM NEW 200,936 200,936
    NOVANTA INC NOVANTA INC 201,920 201,920
    OCEANFIRST FINL CORP COM 102,260 102,260
    OLLIES BARGAIN OUTLET HLDGS INC COM 155,363 155,363
    OSI SYS INC COM 265,957 265,957
    OXFORD INDS INC COM 116,280 116,280
    OXFORD INDS INC COM 323,161 323,161
    PAC PREMIER BANCORP COM 207,060 207,060
    PAC PREMIER BANCORP COM 484,863 484,863
    PACWEST BANCORP DEL COM 556,438 556,438
    PATRICK INDS INC COM 241,822 241,822
    PAYLOCITY HLDG CORP COM 270,360 270,360
    PERFORMANCE FOOD GROUP CO COM 278,519 278,519
    PHREESIA INC COM 229,140 229,140
    PHYSICIANS RLTY TR COM 252,440 252,440
    PQ GROUP HLDGS INC COM 41,825 41,825
    PRIMORIS SVCS CORP COM 193,822 193,822
    PROGYNY INC COM 179,055 179,055
    PROOFPOINT INC COM 151,279 151,279
    PROVIDENCE NAME CHANG WITH CUSIP CHANG MODVICARE 2N1CAR3 1-7-2021 493,107 493,107
    QTS RLTY TR INC COM CL A COM CL A 208,350 208,350
    RAPID7 INC COM 267,775 267,775
    RBC BEARINGS INC COM 247,254 247,254
    RITCHIE BROS AUCTIONEERS INC COM 280,287 280,287
    ROGERS CORP COM 83,080 83,080
    RYMAN HOSPITALITY PPTYS INC COM 111,804 111,804
    SEACOAST BKG CORP FLA COM NEW COM NEW 241,549 241,549
    SHYFT GROUP INC COM 74,611 74,611
    SILGAN HLDGS INC COM 98,929 98,929
    SILGAN HLDGS INC COM 499,097 499,097
    SILICON LABORATORIES INC COM 261,684 261,684
    SITEONE LANDSCAPE SUPPLY INC COM 138,801 138,801
    SKYLINE CHAMPION CORPORATION COM USD0.0277 236,846 236,846
    SPECTRUM BRANDS HLDGS INC COM USD0.01 129,527 129,527
    STAG INDL INC COM 268,099 268,099
    STARWOOD PROPERTY TRUST INC COM REIT 473,120 473,120
    STIFEL FINL CORP COM 275,865 275,865
    SUPERNUS PHARMACEUTICALS INC COM STK 140,971 140,971
    SYNEOS HEALTH INC COM 276,948 276,948
    TELEDYNE TECHNOLOGIES INC COM 54,093 54,093
    TEXAS ROADHOUSE INC COMMON STOCK 323,973 323,973
    TRINITY IND INC COM 225,925 225,925
    UFP INDUSTRIES INC COM USD1.00 248,197 248,197
    UNITEDHEALTH GROUP INC COM 1,227,731 1,227,731
    US ECOLOGY INC COM 112,369 112,369
    VANGUARD INDEX FUNDS S&P 500 ETF SHSNEW 111,632,574 111,632,574
    VERACYTE INC COM 180,540 180,540
    VERINT SYS INC COM 481,412 481,412
    VERRA MOBILITY CORP 58,511 58,511
    VIAVI SOLUTIONS INC COM NPV 199,916 199,916
    VIPER ENERGY PARTNERS LP COM UNIT REPSTGLTD PARTNER INT 130,760 130,760
    WABTEC CORP COM 269,010 269,010
    WALT DISNEY CO 982,177 982,177
    WELLS FARGO & CO NEW COM STK 1,688,631 1,688,631
    WILLSCOT MOBILE MINI HLDGS CORP COM 119,511 119,511
    WOLVERINE WORLD WIDE INC COM 116,406 116,406
    WOODWARD INC COM 342,107 342,107
    WPX STOCK MERGER DEVON 2276844 01-07-2021 137,328 137,328

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    US Government Securities - End of Year Book Value:

    9,860,866
    US Government Securities - End of Year Fair Market Value:

    9,860,866
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2020 InvestmentsOtherSchedule2
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    OAKTREE EMERGING MARKETS EQUITY FUND (CAYMAN) LP FMV 14,328,797 14,328,797
    CF ARTISAN FOCUS DYNAMIC FMV 6,000,000 6,000,000
    CF GS ARTISAN DYNAMIC EQUITY ( GLOBAL EQUITY) OFFSHORE LP DNE FUND FMV 18,183,589 18,183,589
    CF CANTILLON GLOBAL EQTY FD CLS S1 USD FMV 19,293,144 19,293,144
    CF ARROWSTREET CAPITAL GLOBAL EQUITY FMV 1,122,834 1,122,834
    CF ARROWSTREET CAPITAL GLOBAL EQUITY FMV 495,269 495,269
    CF AUTONOMY GBL MACRO FUND LTD FMV 1,488,775 1,488,775
    CF CANDLESTICK CAYMAN FEEDER LTD CL A SER 1 E FMV 6,357,262 6,357,262
    CF CANUTE OFFSHORE, LTD FMV 10,903,097 10,903,097
    CF CRABEL SPC LTD A FEE 1 SER 258 FD FMV 1,002,694 1,002,694
    CF CRABEL SPC LTD A FEE 1 SER 261 FD FMV 3,039,703 3,039,703
    CF DES O HOLDINGS OFFSHORE LTD CLASS NIE-SER8 FMV 9,837,243 9,837,243
    CF EGERTON LG SHORTT FD (USD) LTD CL B/1 FUND FMV 1,354,575 1,354,575
    CF EGERTON LONG SHORT FUND (USD) LTD CL C/1 FUND FMV 6,296,672 6,296,672
    CF EMPYREAN CAPITAL OS ERISA FD LTD CL 2 SER N SR 1018 FMV 2,128,606 2,128,606
    CF EMPYREAN CAPITAL OS ERISA FD LTD CL 2 SER N BENCHMARK FMV 9,074,592 9,074,592
    CF HG VORA SPECIAL OPPORTUNITIES FUND, LTD CL A FMV 8,674,039 8,674,039
    CF HOLOCENE ADVISORS OFFSHORE FUND LTD. CLASS A FMV 7,398,709 7,398,709
    CF PARK PRESIDIO CAPITAL OFFSHORE FD FMV 2,562,925 2,562,925
    CF ROKOS GBL MACRO FD LTD CLASS B UR NV FMV 4,958,353 4,958,353
    CF SILVER POINT CAPITAL OFFSHORE LTD CL H SER 470 FD FMV 7,080,888 7,080,888
    CF SYSTEMATICA DIVERSIFIED LTD CL A USD NON VOTING FD FMV 3,302,169 3,302,169
    CF TWO SIGMA ABSOLUTE RETURN ENHANCED CAYMAN LTD FMV 8,300,730 8,300,730
    CF ARROWSTREET CAPITAL GLOBAL EQUITY LONG/SHORT FUND (FEEDER)LTD FMV 4,535,214 4,535,214
    CF GS ONON US EQTY MANGERS PORTFOLIO 4 OFFSHORE LP DNE FD FMV 50,032,187 50,032,187
    CF MCDONALD DYNAMIC EQUITY SERIE OFFSHORE LP FMV 22,358,165 22,358,165
    AG ASIA REALTY HOLDINGS LP FMV 691,182 691,182
    AG CORE PLUS REALTY FUND II, LP FMV 186,014 186,014
    AG REALTY FUND VII (TE), LP FMV 231,521 231,521
    AG CAPITAL RECOVERY PARTNERS VI, LP FMV 6,618 6,618
    BRENTWOOD ASSOCIATES PRIVATE EQUITY IV LP FMV 6,860,076 6,860,076
    PRIVATE CREDIT MANAGERS II OFFSHORE LP FMV 7,312,632 7,312,632
    PRIVATE CREDIT MANAGERS III OFFSHORE LP FMV 1,434,443 1,434,443
    PRIVATE EQUITY MANAGERS 2013 OFFSHORE FMV 7,432,571 7,432,571
    PRIVATE EQUITY MANAGERS 2014 OFFSHORE LP FMV 6,183,350 6,183,350
    PRIVATE EQUITY MANAGERS 2015 OFFSHORE LP FMV 7,238,527 7,238,527
    PRIVATE EQUITY MANAGERS 2016 OFFSHORE FMV 6,953,165 6,953,165
    PRIVATE EQUITY MANAGERS 2017 OFFSHORE SCSP FMV 18,586,987 18,586,987
    PRIVATE EQUITY MANAGERS 2018 OFFSHORE SCSP FMV 7,539,766 7,539,766
    PRIVATE EQUITY MANAGERS 2019 OFFSHORE FMV 3,966,853 3,966,853
    PRIVATE EQUITY MANAGERS (2020) OFFSHORE SCSP FMV 512,807 512,807
    VINTAGE VI OFFSHORE LP FMV 6,783,974 6,783,974

    TY 2020 LandEtcSchedule2
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    OFFICE CONDOMINIUM 4,643,452 4,544,638 98,814  
    FURNITURE AND EQUIPMENT 694,111 565,744 128,367  


    TY 2020 LegalFeesSchedule
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL 4,991 0   4,991


    TY 2020 OtherAssetsSchedule
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    INTEREST AND DIVIDENDS RECEIVABLE 44,591 30,899 30,899
    PREPAID TAXES 159,136    


    TY 2020 OtherExpensesSchedule
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INSURANCE 61,076 7,569   64,018
    OFFICE COPIER MAILING AND FAX 13,427 604   12,680
    OFFICE & COMPUTER SUPPLIES 139,988 6,299   152,379
    GRANT RELATED EXPENSES 70,452 0   72,016
    DIRECT CHARITABLE 1,114,586 0   1,115,547


    TY 2020 OtherIncomeSchedule2
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    GRANT REFUNDS 26,289   26,289
    GRANT CANCELLATIONS 63,708   63,708


    TY 2020 OtherIncreasesSchedule
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Description Amount
    NET CHANGE IN UNREALIZED GAIN ON SECURITIES (NET OF DEFERRED TAX) 46,458,499


    TY 2020 OtherLiabilitiesSchedule
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Description Beginning of Year - Book Value End of Year - Book Value
    DEFERRED FEDERAL EXCISE TAX PAYABLE 2,030,607 2,685,483
    CURRENT FEDERAL EXCISE TAX PAYABLE 0 55,053


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGERS FEES 533,817 533,817   0
    CUSTODIAN BANK FEES 142,646 142,646   0
    CONSULTING & EMPLOYMENT FEES 166,064 0   156,896
    INVESTMENT ADVISORY FEES 1,225,295 1,225,295   0


    TY 2020 TaxesSchedule
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXCISE AND UNRELATED BUSINESS INCOME TAXES 298,184 0   0