Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 07-01-2020 , and ending 06-30-2021
Name of foundation
THE PETER AND CARMEN LUCIA BUCK
FOUNDATION INC
Number and street (or P.O. box number if mail is not delivered to street address)633 THIRD AVENUE 16TH FLOOR
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10017
A Employer identification number

06-1547852
B Telephone number (see instructions)

(212) 360-6173
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$685,898,037J Accounting method:
Modified Cash
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 17,479,469
2 Check bullet.............
3 Interest on savings and temporary cash investments 5,602 5,602  
4 Dividends and interest from securities... 10,274,968 10,274,968  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 32,959,749
b Gross sales price for all assets on line 6a 131,770,733
7 Capital gain net income (from Part IV, line 2)... 33,287,408
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 110,038 110,038  
12 Total. Add lines 1 through 11........ 60,829,826 43,678,016  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 365,009 88,253   276,756
14 Other employee salaries and wages...... 849,705 3,089   846,616
15 Pension plans, employee benefits....... 368,524 22,020   346,504
16a Legal fees (attach schedule)......... Click to see attachment 95,000 0   95,000
b Accounting fees (attach schedule)....... Click to see attachment 80,145 0   80,145
c Other professional fees (attach schedule).... Click to see attachment 713,370 698,370   15,000
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 485,000 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 159,154 0   159,154
21 Travel, conferences, and meetings....... 4,987 0   4,987
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 152,277 0   152,277
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 3,273,171 811,732   1,976,439
25 Contributions, gifts, grants paid....... 27,432,082 27,432,082
26 Total expenses and disbursements. Add lines 24 and 25 30,705,253 811,732   29,408,521
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 30,124,573
b Net investment income (if negative, enter -0-) 42,866,284
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 500 500 500
2 Savings and temporary cash investments......... 25,990,637 26,213,241 26,213,241
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 107,690,912 Click to see attachment133,670,296 133,670,296
b Investments—corporate stock (attach schedule)....... 182,210,327 Click to see attachment224,606,479 224,606,479
c Investments—corporate bonds (attach schedule)....... 85,456,521 Click to see attachment74,971,729 74,971,729
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 148,017,689 Click to see attachment200,026,320 200,026,320
14 Land, buildings, and equipment: basis bullet15,763,219
Less: accumulated depreciation (attach schedule) bullet   15,763,219 15,763,219 15,763,219
15 Other assets (describe bullet) Click to see attachment11,746,253 Click to see attachment10,646,253 Click to see attachment10,646,253
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 576,876,058 685,898,037 685,898,037
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 576,876,058 685,898,037
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 576,876,058 685,898,037
30 Total liabilities and net assets/fund balances (see instructions). 576,876,058 685,898,037
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
576,876,058
2
Enter amount from Part I, line 27a .....................
2
30,124,573
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
78,897,406
4
Add lines 1, 2, and 3 ..........................
4
685,898,037
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
685,898,037
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a SALE OF PUBLICLY TRADED SECURITIES P    
b SALE OF DONATED SECURITIES D    
c CAPITAL GAINS DIVIDENDS P    
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 125,232,690   96,572,172 28,660,518
b 5,701,587   1,911,153 3,790,434
c 836,456     836,456
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       28,660,518
b       3,790,434
c       836,456
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 33,287,408
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 595,841
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 595,841
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 595,841
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 556,983
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 556,983
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 38,858
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCT, NY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.PCLBFOUNDATION.ORG
    14
    The books are in care ofbulletD BEN BENOIT Telephone no.bullet (860) 572-1242

    Located atbullet7 MASONS ISLAND ROAD SUITE 1MYSTICCT ZIP+4bullet06355
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    CHRISTOPHER BUCK PRESIDENT/DIRECTOR
    20.00     		25,000 26,391 0
    633 THIRD AVENUE 16TH FLOOR
    NEW YORK,NY10017
    WILLIAM BUCK TREASURER/DIRECTOR
    20.00     		25,000 26,391 0
    633 THIRD AVENUE 16TH FLOOR
    NEW YORK,NY10017
    MICHAEL BUCK SECRETARY/DIRECTOR
    20.00     		25,000 275 0
    633 THIRD AVENUE 16TH FLOOR
    NEW YORK,NY10017
    VERA LOURENCO DIRECTOR
    20.00     		25,000 20,745 0
    633 THIRD AVENUE 16TH FLOOR
    NEW YORK,NY10017
    D BEN BENOIT EXECUTIVE DIRECTOR
    30.00     		240,009 9,959 0
    633 THIRD AVENUE 16TH FLOOR
    NEW YORK,NY10017
    SAMUEL BUCK DIRECTOR
    20.00     		25,000 8,449 0
    633 THIRD AVENUE 16TH FLOOR
    NEW YORK,NY10017
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    CARRIE SCHINDELE EVP - PROGRAMS & ADM
    40.00     		192,241 24,006 0
    633 THIRD AVENUE 16TH FLOOR
    NEW YORK,NY10017
    DANIEL WEISS PROGRAM DIRECTOR
    40.00     		105,806 29,327 0
    633 THIRD AVENUE 16TH FLOOR
    NEW YORK,NY10017
    REBECCA GREENBERG ELLIS PROGRAM OFFICER
    40.00     		100,739 32,352 0
    633 THIRD AVENUE 16TH FLOOR
    NEW YORK,NY10017
    JULIE WONG GRANTS & ADMINISTRAT
    40.00     		96,205 13,032 0
    633 THIRD AVENUE 16TH FLOOR
    NEW YORK,NY10017
    LILLIAN LIANG PROGRAM OFFICER
    40.00     		87,465 18,508 0
    633 THIRD AVENUE 16TH FLOOR
    NEW YORK,NY10017
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NORTHERN TRUST INVESTMENT MANAGEMENT 364,712
    ONE INTERNATIONAL PLACE SUITE 1600
    BOSTON,MA02110
    BANK OF AMERICA PRIVATE BANK INVESTMENT MANAGEMENT 274,143
    185 ASYLUM STREET
    HARTFORD,CT06103
    MICHAEL NEUFELD AND ASSOCIATES LEGAL 95,000
    PO BOX 72
    MILFORD,CT06460
    MORGAN STANLEY INVESTMENT MANAGEMENT 59,515
    545 LONG WHARF DR 7TH FLOOR
    NEW HAVEN,CT06511
    PKF O'CONNOR DAVIES LLP ACCOUTING & AUDIT SERVICES 50,985
    500 MAMARONECK AVENUE SUITE 301
    HARRISON,NY10528
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 IN ACCORDANCE WITH THE PROGRAMS AND POLICIES OF THE FOUNDATION TO SUPPORT LAND CONSERVATION, DURING THE FISCAL YEAR ENDED JUNE 30, 2021, $550,000 WAS LOANED TO DUTCHESS LAND CONSERVANCY, INC. FOR THE PURPOSE OF ACQUIRING A CONSERVATION EASEMENT ON APPROXIMATELY 153.53 ACRES OF PROPERTY LOCATED IN THE TOWN OF PINE PLAINS, COUNTY OF DUTCHESS, STATE OF NEW YORK. THE NOTE HAS AN INTEREST RATE OF 0% PER ANNUM. THE TERM OF THE LOAN IS FIVE YEARS OR UPON THE SALE OR DISPOSAL OF ALL OR ANY PORTION OF THE PROPERTY. AS OF JUNE 30, 2021, THE OUTSTANDING BALANCE ON THE LOAN IS $550,000. 550,000
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet550,000
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    592,320,829
    b
    Average of monthly cash balances.......................
    1b
    22,109,245
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    614,430,074
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    614,430,074
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    9,216,451
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    605,213,623
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    30,260,681
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    30,260,681
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    595,841
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    595,841
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    29,664,840
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    1,650,000
    5
    Add lines 3 and 4............................
    5
    31,314,840
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    31,314,840
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    29,408,521
    b
    Program-related investments—total from Part IX-B..................
    1b
    550,000
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    29,958,521
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    29,958,521
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 31,314,840
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 5,525,890
    b From 2016......  
    c From 2017......  
    d From 2018...... 8,830,926
    e From 2019...... 2,098,643
    fTotal of lines 3a through e........ 16,455,459
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 29,958,521
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 29,958,521
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 1,356,319 1,356,319
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 15,099,140
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		4,169,571
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		10,929,569
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018.... 8,830,926
    d Excess from 2019.... 2,098,643
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    50CAN
    1625 K STREET NW STE 400
    WASHINGTON,DC20006     		N/A PC LEAD (LATINOS FOR EDUCATIONAL ADVOCACY AND DIVERSITY) 680,000
    50CAN
    20 CHURCH STREET MEZZANINE
    HARTFORD,CT06103     		N/A PC GENERAL OPERATING SUPPORT FOR LOCAL CHAPTER - CONNCAN 200,000
    ACHIEVEMENT FIRST
    370 JAMES STREET SUITE 404
    NEW HAVEN,CT065133091     		N/A PC GENERAL OPERATING SUPPORT 4,500,000
    ADU PRINCESS
    1155 PENNSYLVANIA AVENUE APT 8E
    BROOKLYN,NY11239     		NONE I C1 2020-21 SCHOLARSHIP 934
    AGRICULTURAL STEWARDSHIP ASSOCIATION
    2531 STATE ROUTE 40
    GREENWICH,NY128342301     		N/A PC GENERAL OPERATING SUPPORT 100,000
    AMERICAN CIVIL LIBERTIES UNION FOUNDATION OF CONNECTICUT
    765 ASYLUM AVENUE FL 1
    HARTFORD,CT061052822     		N/A PC ACLU-CONNECTICUT ACTIVITIES 30,000
    AMIZADE
    305 34TH STREET
    PITTSBURGH,PA152011311     		N/A PC GENERAL OPERATING SUPPORT 1,000
    ANDERSON MELITA
    STILLMAN 415 BOX A85 COLGATE
    UNIVERSITY 13 OAK DRIVE
    HAMILTON,NY13346     		NONE I C1 2020-21 SCHOLARSHIP 1,855
    ART SCIENCE RESEARCH LABORATORY
    62 GREENE STREET 3RD FLOOR
    NEW YORK,NY100124346     		N/A POF GENERAL OPERATING SUPPORT 10,000
    ASPETUCK LAND TRUST
    PO BOX 444
    WESTPORT,CT068810444     		N/A PC BELT: ASPETUCK AND MONROE LAND TRUSTS MERGER 25,000
    ASSOCIACAO BENEFICENTE DE RECUPERACAO DA ALEGRIA E SAUDE
    AVENIDA GETULIO VARGAS 149 CENTRO
    MANTENA,MINAS GERAIS35290-000
    BR     		N/A NC GENERAL OPERATING SUPPORT 84,412
    AVALONIA LAND CONSERVANCY
    PO BOX 49
    OLD MYSTIC,CT063720049     		N/A PC BELT: MERGER BETWEEN AVALONIA LAND CONSERVANCY AND EAST LYME LAND TRUST 50,000
    BINGHAMTON UNIVERSITY ITF LEE GEORG
    4400 VESTAL PARKWAY EAST
    BINGHAMTON,NY13902     		NONE I C1 2020-21 SCHOLARSHIP 24,043
    BOOKER T WASHINGTON ACADEMY
    804 STATE STREET
    NEW HAVEN,CT065113418     		N/A PC GENERAL OPERATING SUPPORT 650,000
    BOULDER COMMUNITY BROADCAST ASSOCIATION
    4700 WALNUT ST
    BOULDER,CO803012538     		N/A PC GENERAL OPERATING SUPPORT 10,000
    BOULDER PRIDE (DBA OUT BOULDER COUNTY)
    1443 SPRUCE ST
    BOULDER,CO80302     		N/A PC OUT YOUTH PROGRAMMING 10,000
    BOY SCOUTS OF AMERICA - CONNECTICUT RIVERS COUNCIL
    60 DARLIN ST
    EAST HARTFORD,CT061083201     		N/A PC CAMPERSHIPS AND FACILITY ENHANCEMENTS 50,000
    BOY SCOUTS OF AMERICA - GREATER NEW YORK COUNCILS
    475 RIVERSIDE DRIVE SUITE 600
    NEW YORK,NY10115     		N/A PC CAMPERSHIPS AND OUTDOOR AND LEADERSHIP PROGRAMS 100,000
    BRASS CITY CHARTER SCHOOL
    289 WILLOW STREET
    WATERBURY,CT067101811     		N/A PC GENERAL OPERATING SUPPORT 550,000
    CAPITAL PREPARATORY SCHOOLS
    777 MAIN ST
    BRIDGEPORT,CT066044979     		N/A PC GENERAL OPERATING SUPPORT 1,550,000
    CAPITOL REGION EDUCATION COUNCIL FOUNDATION
    111 CHARTER OAK AVENUE
    HARTFORD,CT06106     		N/A PC CT TEACHER RESIDENCY PROGRAM 150,000
    CHALKBEAT
    1288 CONEY ISLAND AVENUE 300434
    BROOKLYN,NY11230     		N/A PC CHALKBEAT NEW YORK 50,000
    CHANGE SUMMER
    119 WEST 72ND ST SUITE 187
    NEW YORK,NY100233201     		N/A PC GENERAL OPERATING SUPPORT 50,000
    CITY CENTER DANBURY EVENTS
    268 MAIN STREET
    DANBURY,CT068106652     		N/A PC SENIOR FOOD SECURITY: FARMERS MARKET & SENIOR DINERS CLUB 30,000
    CITY OF DANBURY
    10 ELMWOOD PLACE
    DANBURY,CT06810     		N/A GOV DEPARTMENT OF ELDERLY SERVICES - ELMWOOD HALL SENIOR CENTER 75,000
    COLGATE UNIVERSITY ITF ANDERSON MEL
    13 OAK DRIVE
    HAMILTON,NY133461338     		NONE I C1 2020-21 SCHOLARSHIP 2,764
    COLUMBIA LAND CONSERVANCY
    49 MAIN ST
    CHATHAM,NY120371225     		N/A PC GENERAL OPERATING SUPPORT 85,000
    COLUMBIA UNIVERSITY
    615 WEST 131ST STREET 6TH FLOOR
    NEW YORK,NY100277922     		N/A PC BUILDING STUDENT-ORIENTED EDUCATION SYSTEMS FROM THE FAMILY OUT: GUIDES AND TOOLS FOR FAMILIES AND FOR A REORIENTED EDUCATION ECOSYSTEM 247,500
    COLUMBIA UNIVERSITY
    615 WEST 131ST STREET 6TH FLOOR
    NEW YORK,NY100277922     		N/A PC SUPPORTING AND SPREADING EDUCATION SYSTEM TRANSFORMATION 50,500
    COLUMBUS AYANNA
    2158 PARESKY
    WILLIAMSTOWN,MA01267     		NONE I C1 2020-21 SCHOLARSHIP 800
    COMMUNITY ACTION AGENCY OF WESTERN CONNECTICUT THE
    66 NORTH ST
    DANBURY,CT068105620     		N/A PC COMMUNITY FOOD RESCUE 50,000
    COMMUNITY HEALTH PROJECT
    356 WEST 18TH STREET
    NEW YORK,NY10011     		N/A PC GENERAL OPERATING SUPPORT 150,000
    COMMUNITY INITIATIVES
    1000 BROADWAY SUITE 480
    OAKLAND,CA946074044     		N/A PC MEDIA-DATA RESEARCH CONSORTIUM 10,000
    CONNECTICUT COMMUNITY CARE
    43 ENTERPRISE DRIVE
    BRISTOL,CT060107457     		N/A PC ENHANCED HOUSING AND CARE MANAGEMENT PROGRAMS 120,000
    CONNECTICUT LAND CONSERVATION COUNCIL
    27 WASHINGTON STREET
    MIDDLETOWN,CT064572872     		N/A PC GENERAL OPERATING SUPPORT 185,000
    CONNECTICUT NEWS PROJECT
    1049 ASYLUM AVE
    HARTFORD,CT061052432     		N/A PC CT MIRROR 75,000
    DAILY BREAD - AN ECUMENICAL FOOD PANTRY
    25 WEST ST
    DANBURY,CT068100000     		N/A PC GENERAL OPERATING SUPPORT 45,000
    DANBURY & NEW MILFORD HOSPITAL FOUNDATION
    24 HOSPITAL AVE
    DANBURY,CT068106099     		N/A PC FAITH COMMUNITY NURSE PROGRAM/GOLDSTONE CAREGIVER COORDINATOR 30,000
    DANBURY GRASSROOTS TENNIS
    PO BOX 2912
    DANBURY,CT068041430     		N/A PC GENERAL OPERATING SUPPORT 40,000
    DEPAUW UNIVERSITY ITF HALL ASHLEY
    204 E SEMINARY
    GREENCASTLE,IN461350037     		NONE I C1 2020-21 SCHOLARSHIP 34,238
    DUTCHESS LAND CONSERVANCY
    PO BOX 138
    MILLBROOK,NY125450138     		N/A PC GENERAL OPERATING SUPPORT 125,000
    EDUCATION REFORM NOW
    276 5TH AVENUE SUITE 704 915
    NEW YORK,NY100014527     		N/A PC ERN-CONNECTICUT 275,000
    EDUCATORS FOR EXCELLENCE
    80 PINE ST 28TH FLR
    NEW YORK,NY100051733     		N/A PC E4E-CT ($225,000) AND E4E-NY ($300,000) 525,000
    ESOPUS FOUNDATION THE
    41 SCHERMERHORN ST SUITE 143
    BROOKLYN,NY112014802     		N/A PC GENERAL OPERATING SUPPORT 5,000
    EXCELLENCE COMMUNITY SCHOOLS
    2000 BENEDICT AVENUE
    BRONX,NY10462     		N/A PC GENERAL OPERATING SUPPORT 1,050,000
    EXPANDED SCHOOLS
    11 WEST 42ND STREET 3RD FLOOR
    NEW YORK,NY100368002     		N/A PC PATHWAYS FELLOWSHIP 200,000
    FAITHACTS FOR EDUCATION
    857 POST ROAD SUITE 310
    FAIRFIELD,CT06824     		N/A PC GENERAL OPERATING SUPPORT 525,000
    FAMILIES NETWORK OF WESTERN CONNECTICUT
    5 LIBRARY PLACE
    DANBURY,CT068106617     		N/A PC PARENT LEADERSHIP ALUMNI PROGRAMS 25,000
    FEEDING AMERICA
    161 N CLARK STREET SUITE 700
    CHICAGO,IL60601     		N/A PC GENERAL OPERATING SUPPORT 100
    FRESH AIR FUND
    633 THIRD AVENUE 14TH FLOOR
    NEW YORK,NY100176706     		N/A PC CAMPERSHIPS AND FAMILY WELLNESS PROGRAM 50,000
    FRIENDS OF THE DANBURY MUSEUM
    43 MAIN ST
    DANBURY,CT068108011     		N/A PC GENERAL OPERATING SUPPORT 10,000
    FUNDACAO CLINICA CARMEN LUCIA
    RODOVIA DO SOL 3499 BARRA DO JUCU
    VILA VELHA,ESPIRITO SANTO29125-033
    BR     		N/A NC GENERAL OPERATING SUPPORT 421,588
    GIRL SCOUT COUNCIL OF GREATER NEW YORK
    40 WALL STREET SUITE 708
    NEW YORK,NY100051395     		N/A PC CAMPERSHIPS AND FACILITY ENHANCEMENTS 100,000
    GIRL SCOUTS OF CONNECTICUT
    340 WASHINGTON STREET
    HARTFORD,CT061063317     		N/A PC CAMPERSHIPS, OUTDOOR PROGRAMS, AND FACILITY ENHANCEMENTS 100,000
    GLSEN
    110 WILLIAM ST 30TH FLOOR
    NEW YORK,NY100383901     		N/A PC GENERAL OPERATING SUPPORT 10,000
    GOOD FOOD INSTITUTE
    2503 D N HARRISON ST 19
    ARLINGTON,VA22207     		N/A PC GENERAL OPERATING SUPPORT 3,000
    GROUNDTRUTH PROJECT THE
    10 GUEST STREET
    BOSTON,MA021352066     		N/A PC REPORT FOR AMERICA 175,000
    HALL ASHLEY
    UB BOX 5505 408 SOUTH LOCUST STREET
    GREENCASTLE,IN461351776     		NONE I C1 2020-21 SCHOLARSHIP 900
    HIGHLANDS CURRENT
    142 MAIN ST
    COLD SPRING,NY105162819     		N/A PC GENERAL OPERATING SUPPORT 5,000
    HIGHVILLE CHARTER SCHOOL
    1 SCIENCE PARK
    NEW HAVEN,CT065111963     		N/A PC GENERAL OPERATING SUPPORT 325,000
    HIGHVILLE CHARTER SCHOOL
    1 SCIENCE PARK
    NEW HAVEN,CT065111963     		N/A PC GETTING TO GREAT 190,000
    HILLSIDE FOOD OUTREACH
    2 WESTCHESTER PLAZA
    ELMSFORD,NY105231607     		N/A PC GENERAL OPERATING SUPPORT 45,000
    HORIZONS BRIDGEPORT
    1057 BROAD STREET 2ND FLOOR
    BRIDGEPORT,CT066044219     		N/A PC GENERAL OPERATING SUPPORT 25,000
    HUDSON HIGHLANDS LAND TRUST
    20 NAZARETH WAY
    GARRISON,NY105240000     		N/A PC GENERAL OPERATING SUPPORT 250,000
    INSTITUTE FOR NONPROFIT NEWS
    714 W OLYMPIC BLVD 931
    LOS ANGELES,CA90015     		N/A PC GENERAL OPERATING SUPPORT 50,000
    INTREPID FALLEN HEROES FUND
    ONE INTREPID SQ-W 46TH ST 12TH AVE
    NEW YORK,NY100360000     		N/A PC GENERAL OPERATING SUPPORT 5,000
    JERICHO PARTNERSHIP
    PO BOX 24
    HAWLEYVILLE,CT06440     		N/A PC FOOD SECURITY RESOURCES 20,000
    JUMOKE ACADEMY
    999 ASYLUM AVE SUITE 200
    HARTFORD,CT06105     		N/A PC GENERAL OPERATING SUPPORT 550,000
    JUMOKE ACADEMY
    999 ASYLUM AVE SUITE 200
    HARTFORD,CT06105     		N/A PC GETTING TO GREAT 212,000
    JUNIOR ACHIEVEMENT OF GREATER FAIRFIELD
    835 MAIN STREET
    BRIDGEPORT,CT066044900     		N/A PC GENERAL OPERATING SUPPORT 100,000
    JUNIOR ACHIEVEMENT OF SOUTHWEST NEW ENGLAND
    70 FARMINGTON AVE
    HARTFORD,CT061053704     		N/A PC GENERAL OPERATING SUPPORT 50,000
    KIPP FOUNDATION
    135 MAIN STREET SUITE 1700
    SAN FRANCISCO,CA941051812     		N/A PC POST-SECONDARY SUCCESS PARTNERSHIP 300,000
    LAND TRUST ALLIANCE
    1250 H STREET NW SUITE 600
    WASHINGTON,DC200053952     		N/A PC GENERAL OPERATING SUPPORT 175,000
    LEADERSHIP FOR EDUCATIONAL EQUITY FOUNDATION
    1805 7TH STREET NW 6TH FLOOR
    WASHINGTON,DC200013186     		N/A PC GENERAL OPERATING SUPPORT 475,000
    LEE GEORGE
    BU BOX 21882 PO BOX 6020
    BINGHAMTON,NY13902     		NONE I C1 2020-21 SCHOLARSHIP 3,652
    LONGMONT HUMANE SOCIETY
    9595 NELSON ROAD
    LONGMONT,CO805016318     		N/A PC GENERAL OPERATING SUPPORT 5,000
    MANITOGA
    PO BOX 249
    GARRISON,NY105243904     		N/A PC GENERAL OPERATING SUPPORT 5,000
    MEDECINS SANS FRONTIERS USA
    40 RECTOR STREET 16TH FLOOR
    NEW YORK,NY10006     		N/A PC GENERAL OPERATING SUPPORT 1,000,000
    MEMORIAL SLOAN-KETTERING CANCER CENTER
    633 THIRD AVE FINANCE 4TH FLR
    NEW YORK,NY100170000     		N/A PC GENERAL OPERATING SUPPORT 1,000
    NATIONAL CENTER FOR TEACHER RESIDENCIES
    1332 N HALSTED ST STE 304
    CHICAGO,IL606422694     		N/A PC SACRED HEART UNIVERSITY, YEAR 3 SUPPORT 97,500
    NEW HAVEN ECOLOGY PROJECT
    358 SPRINGSIDE AVE
    NEW HAVEN,CT065151024     		N/A PC GENERAL OPERATING SUPPORT 350,000
    NEW HOPE BAPTIST CHURCH
    10 DR AARON B SAMUELS BLVD
    DANBURY,CT068100000     		N/A PC SENIOR MINISTRY AND FOOD SERVICES 15,000
    NEW YORK ACADEMY OF SCIENCES
    250 GREENWICH STREET 40TH FLOOR
    NEW YORK,NY10007     		N/A PC BUILDING A PIPELINE FROM SCIENCE TO TEACHING 391,500
    NEW YORK CITY CENTER FOR CHARTER SCHOOL EXCELLENCE
    111 BROADWAY RM 604
    NEW YORK,NY100061975     		N/A PC GENERAL OPERATING SUPPORT ($295K) AND MERGER GRANT FUND INITIATIVE ($400K) 695,000
    NORTHEAST CHARTER SCHOOLS NETWORK
    2 TOWER PL STE 2
    ALBANY,NY122033726     		N/A PC CONNECTICUT CHARTER SCHOOLS ASSOCIATION 1,000,000
    NORTHWEST EVALUATION ASSOCIATION
    121 NW EVERETT STREET
    PORTLAND,OR97209     		N/A PC MAP LICENSES AND SERVICES FOR 2021-2022 SCHOOL YEAR 35,000
    OCEAN COMMUNITY YMCA
    95 HIGH ST
    WESTERLY,RI028911812     		N/A PC GENERAL OPERATING SUPPORT 60
    ODYSSEY COMMUNITY SCHOOL
    579 MIDDLE TURNPIKE WEST
    MANCHESTER,CT06040     		N/A PC GETTING TO GREAT 100,000
    ODYSSEY COMMUNITY SCHOOL
    580 MIDDLE TURNPIKE WEST
    MANCHESTER,CT06041     		N/A PC GENERAL OPERATING SUPPORT 350,000
    ONLINE JOURNALISM PROJECT
    51 ELM ST 3RD FLOOR
    NEW HAVEN,CT06510     		N/A PC GENERAL OPERATING SUPPORT 50,000
    ORANGE COUNTY LAND TRUST
    50 OGDEN DRIVE UNIT A
    NEW WINDSOR,NY12553     		N/A PC GENERAL OPERATING SUPPORT 80,000
    OUR LADY OF FATIMA CHURCH
    2071 BALDWIN ST
    WATERBURY,CT067062604     		N/A PC CHURCH KITCHEN RENOVATION 25,000
    PARTNERS IN HEALTH
    800 BOYLSTON ST STE 300
    BOSTON,MA021997032     		N/A PC SIERRA LEONE MATERNAL CENTER OF EXCELLENCE 47,000
    PHI DELTA KAPPA INTERNATIONAL
    1820 N FORT MYER DRIVE SUITE 320
    ARLINGTON,VA22209     		N/A PC EDUCATORS RISING - CONNECTICUT 320,000
    PROPUBLICA
    155 AVENUE OF THE AMERICAS 13TH
    FLOOR
    NEW YORK,NY10013     		N/A PC GENERAL OPERATING SUPPORT 75,000
    REGIONAL YMCA OF WESTERN CONNECTICUT
    2 HUCKLEBERRY HILL RD
    BROOKFIELD,CT068042219     		N/A PC SENIOR HEALTH AND WELLNESS PROGRAMMING ($30,000) AND EDUCATION AND YOUTH ADVOCACY PROGRAMMING ($25,000) 55,000
    RELAY GRADUATE SCHOOL OF EDUCATION
    25 BROADWAY THIRD FLOOR
    NEW YORK,NY10004     		N/A PC RELAY CONNECTICUT 300,000
    RETRO REPORT
    633 THIRD AVENUE 16TH FLOOR
    NEW YORK,NY10017     		N/A POF GENERAL OPERATING SUPPORT 50,000
    RHODE ISLAND ZOOLOGICAL SOCIETY
    1000 ELMWOOD AVENUE
    PROVIDENCE,RI029073655     		N/A PC GENERAL OPERATING SUPPORT 90
    RIDGE AND VALLEY CONSERVANCY
    PO BOX 146
    BLAIRSTOWN,NJ078250146     		N/A PC GENERAL OPERATING SUPPORT 250
    SACRED HEART UNIVERSITY
    5151 PARK AVENUE
    FAIRFIELD,CT06825     		N/A PC PRACTICE-BASED TEACHING PROFESSIONAL DEVELOPMENT PHASE II 115,000
    SALVATION ARMY THE
    440 WEST NYACK ROAD
    WEST NYACK,NY109941739     		N/A PC COMMUNITY EMERGENCY ASSISTANCE PROGRAM 35,000
    SCENIC HUDSON
    1 CIVIC CENTER PLZ STE 200
    POUGHKEEPSIE,NY126013157     		N/A PC GENERAL OPERATING SUPPORT 500,000
    SEATTLE FOUNDATION THE
    1601 5TH AVENUE SUITE 1900
    SEATTLE,WA981013615     		N/A PC RESOURCE EQUITY FUNDERS COLLABORATIVE 50,000
    SHELBURNE POLICE FOUNDATION
    PO BOX 58
    SHELBURNE,VT05482     		N/A PC GENERAL OPERATING SUPPORT 250
    SHELTER OF THE CROSS (DBA RENEWAL HOUSE)
    18 DR AARON SAMUELS BLVD
    DANBURY,CT068100000     		N/A PC GENERAL OPERATING SUPPORT 30,000
    SISTEMA UNIVERSITARIO ANA G MENDEZ
    PO BOX 2010
    CAROLINA,PR009842010     		N/A PC CASA MUSEO JESS T. PIERO RESTORATION & OPERATIONS 100,000
    ST JOSEPH CHURCH
    8 ROBINSON AVENUE
    DANBURY,CT068105517     		N/A PC CARMEN LUCIA BUCK RELIGIOUS EDUCATION BUILDING RENOVATION 15,000
    ST VINCENT DEPAUL MISSION OF WATERBURY
    PO BOX 1612
    WATERBURY,CT067211612     		N/A PC SOUP KITCHEN OPERATIONS 5,000
    STOWE LAND TRUST
    PO BOX 284
    STOWE,VT056720284     		N/A PC GENERAL OPERATING 250
    SUCCESS ACADEMY CHARTER SCHOOLS
    95 PINE STREET FLOOR 6
    NEW YORK,NY10005     		N/A PC GENERAL OPERATING SUPPORT 400,000
    TEACH FOR AMERICA
    25 BROADWAY 12TH FLOOR
    NEW YORK,NY100041056     		N/A PC TEACH FOR AMERICA - NEW YORK 400,000
    TEACH FOR AMERICA
    370 JAMES STREET SUITE 404
    NEW HAVEN,CT06513     		N/A PC TEACH FOR AMERICA - CONNECTICUT 350,000
    TEACHORG
    2443 FILLMORE ST 38009883
    SAN FRANCISCO,CA941151814     		N/A PC GENERAL OPERATING SUPPORT 275,000
    TEACHORG
    2443 FILLMORE ST 38009883
    SAN FRANCISCO,CA941151814     		N/A PC TEACH CONNECTICUT 455,000
    TEXAS TECH UNIVERSITY
    2625 MEMORIAL CIRCLE
    LUBBOCK,TX79409     		N/A GOV US PREP - TEACHER PREPARATION TRANSFORMATION YEAR 3 300,000
    THIRD SECTOR NEW ENGLAND
    89 SOUTH STREET STE 7000
    BOSTON,MA021110000     		N/A PC SCHOOL + STATE FINANCE PROJECT 1,550,000
    TIDES CENTER
    1012 TORNEY AVE
    SAN FRANCISCO,CA94129     		N/A PC 100KIN10 125,000
    TODAY'S STUDENTS TOMORROW'S TEACHERS
    333 WESTCHESTER AVENUE SUITE SOUTH
    208
    WHITE PLAINS,NY10604     		N/A PC TODAYS STUDENTS TOMORROWS TEACHERS - CONNECTICUT 161,000
    TOWN OF WOODBURY
    281 MAIN STREET SOUTH
    WOODBURY,CT06798     		N/A GOV WOODBURY SENIOR CENTER PROJECTS 10,000
    TRUST FOR PUBLIC LAND
    101 WHITNEY AVENUE 2ND FLOOR
    NEW HAVEN,CT06510     		N/A PC TRUST FOR PUBLIC LAND - CONNECTICUT 175,000
    UNCOMMON SCHOOLS
    826 BROADWAY 9TH FLOOR
    NEW YORK,NY100034826     		N/A PC GENERAL OPERATING SUPPORT 300,000
    UNITED WAY OF WESTERN CONNECTICUT
    301 MAIN STREET NO 2-5
    DANBURY,CT068105861     		N/A PC DANBURY SENIOR PROGRAMMING AND FOOD SECURITY 185,000
    UNIVERSITY OF BRITISH COLUMBIA
    6388 CRESCENT ROAD
    VANCOUVER,BRITISH COLUMBIAV6T 1Z2
    CA     		N/A PC GLOBAL REPORTING CENTRE 10,000
    UNIVERSITY OF CONNECTICUT FOUNDATION
    2390 ALUMNI DRIVE U3206
    STORRS,CT062693603     		N/A PC NURSING SCHOLARSHIPS AND UNDERGRADUATE PSYCHOLOGY MINI-GRANT RESEARCH PROGRAM 20,000
    UNIVERSITY OF ROCHESTER ITF ADU PRI
    500 JOSEPH C WILSON BOULEVARD
    ROCHESTER,NY14627     		NONE I C1 2020-21 SCHOLARSHIP 3,446
    UNIVERSITY OF VIRGINIA
    PO BOX 400194
    CHARLOTTESVILLE,VA229044194     		N/A PC WTJU RADIO STATION 5,000
    WEANTINOGE HERITAGE LAND TRUST
    PO BOX 821 5 MAPLE STREET
    KENT,CT06777     		N/A PC GENERAL OPERATING SUPPORT 100,000
    WESTCHESTER LAND TRUST
    403 HARRIS ROAD
    BEDFORD HILLS,NY10507     		N/A PC GENERAL OPERATING SUPPORT 100,000
    WESTERN CONNECTICUT HOME CARE
    100 SAW MILL ROAD
    DANBURY,CT068105106     		N/A PC SAFE AT HOME PROGRAM 40,000
    WILDLIFE CONSERVATION SOCIETY
    2300 SOUTHERN BLVD
    BRONX,NY104601068     		N/A PC GENERAL OPERATING SUPPORT 5,000
    WILLIAMS COLLEGE ITF COLUMBUS AYANN
    HOPKINS HALL 880 MAIN STREET
    WILLIAMSTOWN,MA01267     		NONE I C1 2020-21 SCHOLARSHIP 450
    WNET
    825 EIGHTH AVENUE
    NEW YORK,NY10019     		N/A PC NJ SPOTLIGHT NEWS 75,000
    Total .................................bullet 3a 27,432,082
    bApproved for future payment
    ACHIEVEMENT FIRST
    370 JAMES STREET SUITE 404
    NEW HAVEN,CT065133091     		N/A PC GENERAL OPERATING SUPPORT 7,250,000
    BRANDEIS UNIVERSITY ITF SCHULTERS K
    415 SOUTH ST MSC 110
    WALTHAM,MA024532728     		NONE I C2 2021-22 SCHOLARSHIP 17,433
    CARVAJAL KAREN
    UNIVERSITY OF PENNSYLVANIA
    PHILADELPHIA,PA191046193     		NONE I C2 2021-22 SCHOLARSHIP 1,070
    COLLINS NYEMIAH
    UNIVERSITY OF NEW HAVEN
    WEST HAVEN,CT065161916     		NONE I C2 2021-22 SCHOLARSHIP 2,300
    COLUMBIA UNIVERSITY
    615 WEST 131ST STREET 6TH FLOOR
    NEW YORK,NY100277922     		N/A PC SUPPORTING AND SPREADING EDUCATION SYSTEM TRANSFORMATION 26,500
    FUNDACAO CLINICA CARMEN LUCIA
    RODOVIA DO SOL 3499 BARRA DO JUCU
    VILA VELHA,ESPIRITO SANTO29125-033
    BR     		N/A NC GENERAL OPERATING SUPPORT 239,422
    GAYLE TASHARA
    SPELMAN COLLEGE
    ATLANTA,GA303144395     		NONE I C2 2021-22 SCHOLARSHIP 4,300
    GIBBS ISAIAH
    UNIVERSITY AT BUFFALO SUNY
    BUFFALO,NY14260     		NONE I C2 2021-22 SCHOLARSHIP 2,152
    HOWARD UNIVERSITY ITF SAWERS RONELL
    2244 10TH STREET ROOM 302
    WASHINGTON,DC200590001     		NONE I C2 2021-22 SCHOLARSHIP 24,294
    KALINE EMILY
    THE NEW SCHOOL - PARSONS SCHOOL OF
    DESIGN
    NEW YORK,NY100118002     		NONE I C2 2021-22 SCHOLARSHIP 2,600
    MEGGINSON ELIJAH
    MOREHOUSE COLLEGE
    ATLANTA,GA303143773     		NONE I C2 2021-22 SCHOLARSHIP 2,950
    MOREHOUSE COLLEGE ITF MEGGINSON ELI
    830 WESTVIEW DR SW
    ATLANTA,GA303143773     		NONE I C2 2021-22 SCHOLARSHIP 25,645
    NORTHWEST EVALUATION ASSOCIATION (NWEA)
    121 NW EVERETT STREET
    PORTLAND,OR97209     		N/A PC MAP LICENSES AND SERVICES FOR 2021-2022 SCHOOL YEAR 109,658
    SAWERS RONELL
    HOWARD UNIVERSITY
    WASHINGTON,DC20059     		NONE I C2 2021-22 SCHOLARSHIP 2,460
    SCHULTERS KYLE
    BRANDEIS UNIVERSITY
    WALTHAM,MA024532728     		NONE I C2 2021-22 SCHOLARSHIP 1,800
    SPELMAN COLLEGE ITF GAYLE TASHARA
    350 SPELMAN LN SW
    ATLANTA,GA303144395     		NONE I C2 2021-22 SCHOLARSHIP 38,122
    TEACH FOR AMERICA
    25 BROADWAY 12TH FLOOR
    NEW YORK,NY100041056     		N/A PC TEACH FOR AMERICA - NEW YORK 400,000
    THE NEW SCHOOL - PARSONS SCHOOL OF
    80 5TH AVE 4TH FL
    NEW YORK,NY100118002     		NONE I C2 2021-22 SCHOLARSHIP 35,828
    UNIVERSITY AT BUFFALO SUNY ITF GIBB
    12 CAPEN HALL
    BUFFALO,NY14260     		NONE I C2 2021-22 SCHOLARSHIP 11,768
    UNIVERSITY OF NEW HAVEN ITF COLLINS
    300 BOSTON POST RD
    WEST HAVEN,CT065161916     		NONE I C2 2021-22 SCHOLARSHIP 27,524
    Total .................................bullet 3b 8,225,826
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    aPROGRAMMATIC RENTAL INCOME         110,038
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 5,602  
    4 Dividends and interest from securities....     14 10,274,968  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 32,959,749  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 43,240,319 110,038
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    43,350,357
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    1A PROGRAMMATIC RENTAL INCOME (FOR LEASE OF OFFICE SPACE) RECEIVED FROM A 501(C)(3) PRIVATE OPERATING FOUNDATION, WHICH COINCIDES WITH THE FOUNDATION'S PURPOSE TO SUPPORT ORGANIZATIONS LIKE SUCH LESSEE THAT CONDUCT HIGH-QUALITY INVESTIGATIVE JOURNALISM, MAKE AVAILABLE NEW DATA-GATHERING AND DISTRIBUTION TOOLS AND OFFER PROFESSIONAL TRAINING TO INVESTIGATIVE JOURNALISTS.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    50CAN1625 K STREET NW STE 400
    WASHINGTON,DC20006     		N/A PC LEAD (LATINOS FOR EDUCATIONAL ADVOCACY AND DIVERSITY) 680,000
    50CAN20 CHURCH STREET MEZZANINE
    HARTFORD,CT06103     		N/A PC GENERAL OPERATING SUPPORT FOR LOCAL CHAPTER - CONNCAN 200,000
    ACHIEVEMENT FIRST370 JAMES STREET SUITE 404
    NEW HAVEN,CT065133091     		N/A PC GENERAL OPERATING SUPPORT 4,500,000
    ADU PRINCESS1155 PENNSYLVANIA AVENUE APT 8E
    BROOKLYN,NY11239     		NONE I C1 2020-21 SCHOLARSHIP 934
    AGRICULTURAL STEWARDSHIP ASSOCIATION2531 STATE ROUTE 40
    GREENWICH,NY128342301     		N/A PC GENERAL OPERATING SUPPORT 100,000
    AMERICAN CIVIL LIBERTIES UNION FOUNDATION OF CONNECTICUT765 ASYLUM AVENUE FL 1
    HARTFORD,CT061052822     		N/A PC ACLU-CONNECTICUT ACTIVITIES 30,000
    AMIZADE305 34TH STREET
    PITTSBURGH,PA152011311     		N/A PC GENERAL OPERATING SUPPORT 1,000
    ANDERSON MELITASTILLMAN 415 BOX A85 COLGATE
    UNIVERSITY 13 OAK DRIVE
    HAMILTON,NY13346     		NONE I C1 2020-21 SCHOLARSHIP 1,855
    ART SCIENCE RESEARCH LABORATORY62 GREENE STREET 3RD FLOOR
    NEW YORK,NY100124346     		N/A POF GENERAL OPERATING SUPPORT 10,000
    ASPETUCK LAND TRUSTPO BOX 444
    WESTPORT,CT068810444     		N/A PC BELT: ASPETUCK AND MONROE LAND TRUSTS MERGER 25,000
    ASSOCIACAO BENEFICENTE DE RECUPERACAO DA ALEGRIA E SAUDEAVENIDA GETULIO VARGAS 149 CENTRO
    MANTENA,MINAS GERAIS35290-000
    BR     		N/A NC GENERAL OPERATING SUPPORT 84,412
    AVALONIA LAND CONSERVANCYPO BOX 49
    OLD MYSTIC,CT063720049     		N/A PC BELT: MERGER BETWEEN AVALONIA LAND CONSERVANCY AND EAST LYME LAND TRUST 50,000
    BINGHAMTON UNIVERSITY ITF LEE GEORG4400 VESTAL PARKWAY EAST
    BINGHAMTON,NY13902     		NONE I C1 2020-21 SCHOLARSHIP 24,043
    BOOKER T WASHINGTON ACADEMY804 STATE STREET
    NEW HAVEN,CT065113418     		N/A PC GENERAL OPERATING SUPPORT 650,000
    BOULDER COMMUNITY BROADCAST ASSOCIATION4700 WALNUT ST
    BOULDER,CO803012538     		N/A PC GENERAL OPERATING SUPPORT 10,000
    BOULDER PRIDE (DBA OUT BOULDER COUNTY)1443 SPRUCE ST
    BOULDER,CO80302     		N/A PC OUT YOUTH PROGRAMMING 10,000
    BOY SCOUTS OF AMERICA - CONNECTICUT RIVERS COUNCIL60 DARLIN ST
    EAST HARTFORD,CT061083201     		N/A PC CAMPERSHIPS AND FACILITY ENHANCEMENTS 50,000
    BOY SCOUTS OF AMERICA - GREATER NEW YORK COUNCILS475 RIVERSIDE DRIVE SUITE 600
    NEW YORK,NY10115     		N/A PC CAMPERSHIPS AND OUTDOOR AND LEADERSHIP PROGRAMS 100,000
    BRASS CITY CHARTER SCHOOL289 WILLOW STREET
    WATERBURY,CT067101811     		N/A PC GENERAL OPERATING SUPPORT 550,000
    CAPITAL PREPARATORY SCHOOLS777 MAIN ST
    BRIDGEPORT,CT066044979     		N/A PC GENERAL OPERATING SUPPORT 1,550,000
    CAPITOL REGION EDUCATION COUNCIL FOUNDATION111 CHARTER OAK AVENUE
    HARTFORD,CT06106     		N/A PC CT TEACHER RESIDENCY PROGRAM 150,000
    CHALKBEAT1288 CONEY ISLAND AVENUE 300434
    BROOKLYN,NY11230     		N/A PC CHALKBEAT NEW YORK 50,000
    CHANGE SUMMER119 WEST 72ND ST SUITE 187
    NEW YORK,NY100233201     		N/A PC GENERAL OPERATING SUPPORT 50,000
    CITY CENTER DANBURY EVENTS268 MAIN STREET
    DANBURY,CT068106652     		N/A PC SENIOR FOOD SECURITY: FARMERS MARKET & SENIOR DINERS CLUB 30,000
    CITY OF DANBURY10 ELMWOOD PLACE
    DANBURY,CT06810     		N/A GOV DEPARTMENT OF ELDERLY SERVICES - ELMWOOD HALL SENIOR CENTER 75,000
    COLGATE UNIVERSITY ITF ANDERSON MEL13 OAK DRIVE
    HAMILTON,NY133461338     		NONE I C1 2020-21 SCHOLARSHIP 2,764
    COLUMBIA LAND CONSERVANCY49 MAIN ST
    CHATHAM,NY120371225     		N/A PC GENERAL OPERATING SUPPORT 85,000
    COLUMBIA UNIVERSITY615 WEST 131ST STREET 6TH FLOOR
    NEW YORK,NY100277922     		N/A PC BUILDING STUDENT-ORIENTED EDUCATION SYSTEMS FROM THE FAMILY OUT: GUIDES AND TOOLS FOR FAMILIES AND FOR A REORIENTED EDUCATION ECOSYSTEM 247,500
    COLUMBIA UNIVERSITY615 WEST 131ST STREET 6TH FLOOR
    NEW YORK,NY100277922     		N/A PC SUPPORTING AND SPREADING EDUCATION SYSTEM TRANSFORMATION 50,500
    COLUMBUS AYANNA2158 PARESKY
    WILLIAMSTOWN,MA01267     		NONE I C1 2020-21 SCHOLARSHIP 800
    COMMUNITY ACTION AGENCY OF WESTERN CONNECTICUT THE66 NORTH ST
    DANBURY,CT068105620     		N/A PC COMMUNITY FOOD RESCUE 50,000
    COMMUNITY HEALTH PROJECT356 WEST 18TH STREET
    NEW YORK,NY10011     		N/A PC GENERAL OPERATING SUPPORT 150,000
    COMMUNITY INITIATIVES1000 BROADWAY SUITE 480
    OAKLAND,CA946074044     		N/A PC MEDIA-DATA RESEARCH CONSORTIUM 10,000
    CONNECTICUT COMMUNITY CARE43 ENTERPRISE DRIVE
    BRISTOL,CT060107457     		N/A PC ENHANCED HOUSING AND CARE MANAGEMENT PROGRAMS 120,000
    CONNECTICUT LAND CONSERVATION COUNCIL27 WASHINGTON STREET
    MIDDLETOWN,CT064572872     		N/A PC GENERAL OPERATING SUPPORT 185,000
    CONNECTICUT NEWS PROJECT1049 ASYLUM AVE
    HARTFORD,CT061052432     		N/A PC CT MIRROR 75,000
    DAILY BREAD - AN ECUMENICAL FOOD PANTRY25 WEST ST
    DANBURY,CT068100000     		N/A PC GENERAL OPERATING SUPPORT 45,000
    DANBURY & NEW MILFORD HOSPITAL FOUNDATION24 HOSPITAL AVE
    DANBURY,CT068106099     		N/A PC FAITH COMMUNITY NURSE PROGRAM/GOLDSTONE CAREGIVER COORDINATOR 30,000
    DANBURY GRASSROOTS TENNISPO BOX 2912
    DANBURY,CT068041430     		N/A PC GENERAL OPERATING SUPPORT 40,000
    DEPAUW UNIVERSITY ITF HALL ASHLEY204 E SEMINARY
    GREENCASTLE,IN461350037     		NONE I C1 2020-21 SCHOLARSHIP 34,238
    DUTCHESS LAND CONSERVANCYPO BOX 138
    MILLBROOK,NY125450138     		N/A PC GENERAL OPERATING SUPPORT 125,000
    EDUCATION REFORM NOW276 5TH AVENUE SUITE 704 915
    NEW YORK,NY100014527     		N/A PC ERN-CONNECTICUT 275,000
    EDUCATORS FOR EXCELLENCE80 PINE ST 28TH FLR
    NEW YORK,NY100051733     		N/A PC E4E-CT ($225,000) AND E4E-NY ($300,000) 525,000
    ESOPUS FOUNDATION THE41 SCHERMERHORN ST SUITE 143
    BROOKLYN,NY112014802     		N/A PC GENERAL OPERATING SUPPORT 5,000
    EXCELLENCE COMMUNITY SCHOOLS2000 BENEDICT AVENUE
    BRONX,NY10462     		N/A PC GENERAL OPERATING SUPPORT 1,050,000
    EXPANDED SCHOOLS11 WEST 42ND STREET 3RD FLOOR
    NEW YORK,NY100368002     		N/A PC PATHWAYS FELLOWSHIP 200,000
    FAITHACTS FOR EDUCATION857 POST ROAD SUITE 310
    FAIRFIELD,CT06824     		N/A PC GENERAL OPERATING SUPPORT 525,000
    FAMILIES NETWORK OF WESTERN CONNECTICUT5 LIBRARY PLACE
    DANBURY,CT068106617     		N/A PC PARENT LEADERSHIP ALUMNI PROGRAMS 25,000
    FEEDING AMERICA161 N CLARK STREET SUITE 700
    CHICAGO,IL60601     		N/A PC GENERAL OPERATING SUPPORT 100
    FRESH AIR FUND633 THIRD AVENUE 14TH FLOOR
    NEW YORK,NY100176706     		N/A PC CAMPERSHIPS AND FAMILY WELLNESS PROGRAM 50,000
    FRIENDS OF THE DANBURY MUSEUM43 MAIN ST
    DANBURY,CT068108011     		N/A PC GENERAL OPERATING SUPPORT 10,000
    FUNDACAO CLINICA CARMEN LUCIARODOVIA DO SOL 3499 BARRA DO JUCU
    VILA VELHA,ESPIRITO SANTO29125-033
    BR     		N/A NC GENERAL OPERATING SUPPORT 421,588
    GIRL SCOUT COUNCIL OF GREATER NEW YORK40 WALL STREET SUITE 708
    NEW YORK,NY100051395     		N/A PC CAMPERSHIPS AND FACILITY ENHANCEMENTS 100,000
    GIRL SCOUTS OF CONNECTICUT340 WASHINGTON STREET
    HARTFORD,CT061063317     		N/A PC CAMPERSHIPS, OUTDOOR PROGRAMS, AND FACILITY ENHANCEMENTS 100,000
    GLSEN110 WILLIAM ST 30TH FLOOR
    NEW YORK,NY100383901     		N/A PC GENERAL OPERATING SUPPORT 10,000
    GOOD FOOD INSTITUTE2503 D N HARRISON ST 19
    ARLINGTON,VA22207     		N/A PC GENERAL OPERATING SUPPORT 3,000
    GROUNDTRUTH PROJECT THE10 GUEST STREET
    BOSTON,MA021352066     		N/A PC REPORT FOR AMERICA 175,000
    HALL ASHLEYUB BOX 5505 408 SOUTH LOCUST STREET
    GREENCASTLE,IN461351776     		NONE I C1 2020-21 SCHOLARSHIP 900
    HIGHLANDS CURRENT142 MAIN ST
    COLD SPRING,NY105162819     		N/A PC GENERAL OPERATING SUPPORT 5,000
    HIGHVILLE CHARTER SCHOOL1 SCIENCE PARK
    NEW HAVEN,CT065111963     		N/A PC GENERAL OPERATING SUPPORT 325,000
    HIGHVILLE CHARTER SCHOOL1 SCIENCE PARK
    NEW HAVEN,CT065111963     		N/A PC GETTING TO GREAT 190,000
    HILLSIDE FOOD OUTREACH2 WESTCHESTER PLAZA
    ELMSFORD,NY105231607     		N/A PC GENERAL OPERATING SUPPORT 45,000
    HORIZONS BRIDGEPORT1057 BROAD STREET 2ND FLOOR
    BRIDGEPORT,CT066044219     		N/A PC GENERAL OPERATING SUPPORT 25,000
    HUDSON HIGHLANDS LAND TRUST20 NAZARETH WAY
    GARRISON,NY105240000     		N/A PC GENERAL OPERATING SUPPORT 250,000
    INSTITUTE FOR NONPROFIT NEWS714 W OLYMPIC BLVD 931
    LOS ANGELES,CA90015     		N/A PC GENERAL OPERATING SUPPORT 50,000
    INTREPID FALLEN HEROES FUNDONE INTREPID SQ-W 46TH ST 12TH AVE
    NEW YORK,NY100360000     		N/A PC GENERAL OPERATING SUPPORT 5,000
    JERICHO PARTNERSHIPPO BOX 24
    HAWLEYVILLE,CT06440     		N/A PC FOOD SECURITY RESOURCES 20,000
    JUMOKE ACADEMY999 ASYLUM AVE SUITE 200
    HARTFORD,CT06105     		N/A PC GENERAL OPERATING SUPPORT 550,000
    JUMOKE ACADEMY999 ASYLUM AVE SUITE 200
    HARTFORD,CT06105     		N/A PC GETTING TO GREAT 212,000
    JUNIOR ACHIEVEMENT OF GREATER FAIRFIELD835 MAIN STREET
    BRIDGEPORT,CT066044900     		N/A PC GENERAL OPERATING SUPPORT 100,000
    JUNIOR ACHIEVEMENT OF SOUTHWEST NEW ENGLAND70 FARMINGTON AVE
    HARTFORD,CT061053704     		N/A PC GENERAL OPERATING SUPPORT 50,000
    KIPP FOUNDATION135 MAIN STREET SUITE 1700
    SAN FRANCISCO,CA941051812     		N/A PC POST-SECONDARY SUCCESS PARTNERSHIP 300,000
    LAND TRUST ALLIANCE1250 H STREET NW SUITE 600
    WASHINGTON,DC200053952     		N/A PC GENERAL OPERATING SUPPORT 175,000
    LEADERSHIP FOR EDUCATIONAL EQUITY FOUNDATION1805 7TH STREET NW 6TH FLOOR
    WASHINGTON,DC200013186     		N/A PC GENERAL OPERATING SUPPORT 475,000
    LEE GEORGEBU BOX 21882 PO BOX 6020
    BINGHAMTON,NY13902     		NONE I C1 2020-21 SCHOLARSHIP 3,652
    LONGMONT HUMANE SOCIETY9595 NELSON ROAD
    LONGMONT,CO805016318     		N/A PC GENERAL OPERATING SUPPORT 5,000
    MANITOGAPO BOX 249
    GARRISON,NY105243904     		N/A PC GENERAL OPERATING SUPPORT 5,000
    MEDECINS SANS FRONTIERS USA40 RECTOR STREET 16TH FLOOR
    NEW YORK,NY10006     		N/A PC GENERAL OPERATING SUPPORT 1,000,000
    MEMORIAL SLOAN-KETTERING CANCER CENTER633 THIRD AVE FINANCE 4TH FLR
    NEW YORK,NY100170000     		N/A PC GENERAL OPERATING SUPPORT 1,000
    NATIONAL CENTER FOR TEACHER RESIDENCIES1332 N HALSTED ST STE 304
    CHICAGO,IL606422694     		N/A PC SACRED HEART UNIVERSITY, YEAR 3 SUPPORT 97,500
    NEW HAVEN ECOLOGY PROJECT358 SPRINGSIDE AVE
    NEW HAVEN,CT065151024     		N/A PC GENERAL OPERATING SUPPORT 350,000
    NEW HOPE BAPTIST CHURCH10 DR AARON B SAMUELS BLVD
    DANBURY,CT068100000     		N/A PC SENIOR MINISTRY AND FOOD SERVICES 15,000
    NEW YORK ACADEMY OF SCIENCES250 GREENWICH STREET 40TH FLOOR
    NEW YORK,NY10007     		N/A PC BUILDING A PIPELINE FROM SCIENCE TO TEACHING 391,500
    NEW YORK CITY CENTER FOR CHARTER SCHOOL EXCELLENCE111 BROADWAY RM 604
    NEW YORK,NY100061975     		N/A PC GENERAL OPERATING SUPPORT ($295K) AND MERGER GRANT FUND INITIATIVE ($400K) 695,000
    NORTHEAST CHARTER SCHOOLS NETWORK2 TOWER PL STE 2
    ALBANY,NY122033726     		N/A PC CONNECTICUT CHARTER SCHOOLS ASSOCIATION 1,000,000
    NORTHWEST EVALUATION ASSOCIATION121 NW EVERETT STREET
    PORTLAND,OR97209     		N/A PC MAP LICENSES AND SERVICES FOR 2021-2022 SCHOOL YEAR 35,000
    OCEAN COMMUNITY YMCA95 HIGH ST
    WESTERLY,RI028911812     		N/A PC GENERAL OPERATING SUPPORT 60
    ODYSSEY COMMUNITY SCHOOL579 MIDDLE TURNPIKE WEST
    MANCHESTER,CT06040     		N/A PC GETTING TO GREAT 100,000
    ODYSSEY COMMUNITY SCHOOL580 MIDDLE TURNPIKE WEST
    MANCHESTER,CT06041     		N/A PC GENERAL OPERATING SUPPORT 350,000
    ONLINE JOURNALISM PROJECT51 ELM ST 3RD FLOOR
    NEW HAVEN,CT06510     		N/A PC GENERAL OPERATING SUPPORT 50,000
    ORANGE COUNTY LAND TRUST50 OGDEN DRIVE UNIT A
    NEW WINDSOR,NY12553     		N/A PC GENERAL OPERATING SUPPORT 80,000
    OUR LADY OF FATIMA CHURCH2071 BALDWIN ST
    WATERBURY,CT067062604     		N/A PC CHURCH KITCHEN RENOVATION 25,000
    PARTNERS IN HEALTH800 BOYLSTON ST STE 300
    BOSTON,MA021997032     		N/A PC SIERRA LEONE MATERNAL CENTER OF EXCELLENCE 47,000
    PHI DELTA KAPPA INTERNATIONAL1820 N FORT MYER DRIVE SUITE 320
    ARLINGTON,VA22209     		N/A PC EDUCATORS RISING - CONNECTICUT 320,000
    PROPUBLICA155 AVENUE OF THE AMERICAS 13TH
    FLOOR
    NEW YORK,NY10013     		N/A PC GENERAL OPERATING SUPPORT 75,000
    REGIONAL YMCA OF WESTERN CONNECTICUT2 HUCKLEBERRY HILL RD
    BROOKFIELD,CT068042219     		N/A PC SENIOR HEALTH AND WELLNESS PROGRAMMING ($30,000) AND EDUCATION AND YOUTH ADVOCACY PROGRAMMING ($25,000) 55,000
    RELAY GRADUATE SCHOOL OF EDUCATION25 BROADWAY THIRD FLOOR
    NEW YORK,NY10004     		N/A PC RELAY CONNECTICUT 300,000
    RETRO REPORT633 THIRD AVENUE 16TH FLOOR
    NEW YORK,NY10017     		N/A POF GENERAL OPERATING SUPPORT 50,000
    RHODE ISLAND ZOOLOGICAL SOCIETY1000 ELMWOOD AVENUE
    PROVIDENCE,RI029073655     		N/A PC GENERAL OPERATING SUPPORT 90
    RIDGE AND VALLEY CONSERVANCYPO BOX 146
    BLAIRSTOWN,NJ078250146     		N/A PC GENERAL OPERATING SUPPORT 250
    SACRED HEART UNIVERSITY5151 PARK AVENUE
    FAIRFIELD,CT06825     		N/A PC PRACTICE-BASED TEACHING PROFESSIONAL DEVELOPMENT PHASE II 115,000
    SALVATION ARMY THE440 WEST NYACK ROAD
    WEST NYACK,NY109941739     		N/A PC COMMUNITY EMERGENCY ASSISTANCE PROGRAM 35,000
    SCENIC HUDSON1 CIVIC CENTER PLZ STE 200
    POUGHKEEPSIE,NY126013157     		N/A PC GENERAL OPERATING SUPPORT 500,000
    SEATTLE FOUNDATION THE1601 5TH AVENUE SUITE 1900
    SEATTLE,WA981013615     		N/A PC RESOURCE EQUITY FUNDERS COLLABORATIVE 50,000
    SHELBURNE POLICE FOUNDATIONPO BOX 58
    SHELBURNE,VT05482     		N/A PC GENERAL OPERATING SUPPORT 250
    SHELTER OF THE CROSS (DBA RENEWAL HOUSE)18 DR AARON SAMUELS BLVD
    DANBURY,CT068100000     		N/A PC GENERAL OPERATING SUPPORT 30,000
    SISTEMA UNIVERSITARIO ANA G MENDEZPO BOX 2010
    CAROLINA,PR009842010     		N/A PC CASA MUSEO JESS T. PIERO RESTORATION & OPERATIONS 100,000
    ST JOSEPH CHURCH8 ROBINSON AVENUE
    DANBURY,CT068105517     		N/A PC CARMEN LUCIA BUCK RELIGIOUS EDUCATION BUILDING RENOVATION 15,000
    ST VINCENT DEPAUL MISSION OF WATERBURYPO BOX 1612
    WATERBURY,CT067211612     		N/A PC SOUP KITCHEN OPERATIONS 5,000
    STOWE LAND TRUSTPO BOX 284
    STOWE,VT056720284     		N/A PC GENERAL OPERATING 250
    SUCCESS ACADEMY CHARTER SCHOOLS95 PINE STREET FLOOR 6
    NEW YORK,NY10005     		N/A PC GENERAL OPERATING SUPPORT 400,000
    TEACH FOR AMERICA25 BROADWAY 12TH FLOOR
    NEW YORK,NY100041056     		N/A PC TEACH FOR AMERICA - NEW YORK 400,000
    TEACH FOR AMERICA370 JAMES STREET SUITE 404
    NEW HAVEN,CT06513     		N/A PC TEACH FOR AMERICA - CONNECTICUT 350,000
    TEACHORG2443 FILLMORE ST 38009883
    SAN FRANCISCO,CA941151814     		N/A PC GENERAL OPERATING SUPPORT 275,000
    TEACHORG2443 FILLMORE ST 38009883
    SAN FRANCISCO,CA941151814     		N/A PC TEACH CONNECTICUT 455,000
    TEXAS TECH UNIVERSITY2625 MEMORIAL CIRCLE
    LUBBOCK,TX79409     		N/A GOV US PREP - TEACHER PREPARATION TRANSFORMATION YEAR 3 300,000
    THIRD SECTOR NEW ENGLAND89 SOUTH STREET STE 7000
    BOSTON,MA021110000     		N/A PC SCHOOL + STATE FINANCE PROJECT 1,550,000
    TIDES CENTER1012 TORNEY AVE
    SAN FRANCISCO,CA94129     		N/A PC 100KIN10 125,000
    TODAY'S STUDENTS TOMORROW'S TEACHERS333 WESTCHESTER AVENUE SUITE SOUTH
    208
    WHITE PLAINS,NY10604     		N/A PC TODAYS STUDENTS TOMORROWS TEACHERS - CONNECTICUT 161,000
    TOWN OF WOODBURY281 MAIN STREET SOUTH
    WOODBURY,CT06798     		N/A GOV WOODBURY SENIOR CENTER PROJECTS 10,000
    TRUST FOR PUBLIC LAND101 WHITNEY AVENUE 2ND FLOOR
    NEW HAVEN,CT06510     		N/A PC TRUST FOR PUBLIC LAND - CONNECTICUT 175,000
    UNCOMMON SCHOOLS826 BROADWAY 9TH FLOOR
    NEW YORK,NY100034826     		N/A PC GENERAL OPERATING SUPPORT 300,000
    UNITED WAY OF WESTERN CONNECTICUT301 MAIN STREET NO 2-5
    DANBURY,CT068105861     		N/A PC DANBURY SENIOR PROGRAMMING AND FOOD SECURITY 185,000
    UNIVERSITY OF BRITISH COLUMBIA6388 CRESCENT ROAD
    VANCOUVER,BRITISH COLUMBIAV6T 1Z2
    CA     		N/A PC GLOBAL REPORTING CENTRE 10,000
    UNIVERSITY OF CONNECTICUT FOUNDATION2390 ALUMNI DRIVE U3206
    STORRS,CT062693603     		N/A PC NURSING SCHOLARSHIPS AND UNDERGRADUATE PSYCHOLOGY MINI-GRANT RESEARCH PROGRAM 20,000
    UNIVERSITY OF ROCHESTER ITF ADU PRI500 JOSEPH C WILSON BOULEVARD
    ROCHESTER,NY14627     		NONE I C1 2020-21 SCHOLARSHIP 3,446
    UNIVERSITY OF VIRGINIAPO BOX 400194
    CHARLOTTESVILLE,VA229044194     		N/A PC WTJU RADIO STATION 5,000
    WEANTINOGE HERITAGE LAND TRUSTPO BOX 821 5 MAPLE STREET
    KENT,CT06777     		N/A PC GENERAL OPERATING SUPPORT 100,000
    WESTCHESTER LAND TRUST403 HARRIS ROAD
    BEDFORD HILLS,NY10507     		N/A PC GENERAL OPERATING SUPPORT 100,000
    WESTERN CONNECTICUT HOME CARE100 SAW MILL ROAD
    DANBURY,CT068105106     		N/A PC SAFE AT HOME PROGRAM 40,000
    WILDLIFE CONSERVATION SOCIETY2300 SOUTHERN BLVD
    BRONX,NY104601068     		N/A PC GENERAL OPERATING SUPPORT 5,000
    WILLIAMS COLLEGE ITF COLUMBUS AYANNHOPKINS HALL 880 MAIN STREET
    WILLIAMSTOWN,MA01267     		NONE I C1 2020-21 SCHOLARSHIP 450
    WNET825 EIGHTH AVENUE
    NEW YORK,NY10019     		N/A PC NJ SPOTLIGHT NEWS 75,000
    Total ...............................bullet 3a 27,432,082
    bApproved for future payment
    ACHIEVEMENT FIRST370 JAMES STREET SUITE 404
    NEW HAVEN,CT065133091     		N/A PC GENERAL OPERATING SUPPORT 7,250,000
    BRANDEIS UNIVERSITY ITF SCHULTERS K415 SOUTH ST MSC 110
    WALTHAM,MA024532728     		NONE I C2 2021-22 SCHOLARSHIP 17,433
    CARVAJAL KARENUNIVERSITY OF PENNSYLVANIA
    PHILADELPHIA,PA191046193     		NONE I C2 2021-22 SCHOLARSHIP 1,070
    COLLINS NYEMIAHUNIVERSITY OF NEW HAVEN
    WEST HAVEN,CT065161916     		NONE I C2 2021-22 SCHOLARSHIP 2,300
    COLUMBIA UNIVERSITY615 WEST 131ST STREET 6TH FLOOR
    NEW YORK,NY100277922     		N/A PC SUPPORTING AND SPREADING EDUCATION SYSTEM TRANSFORMATION 26,500
    FUNDACAO CLINICA CARMEN LUCIARODOVIA DO SOL 3499 BARRA DO JUCU
    VILA VELHA,ESPIRITO SANTO29125-033
    BR     		N/A NC GENERAL OPERATING SUPPORT 239,422
    GAYLE TASHARASPELMAN COLLEGE
    ATLANTA,GA303144395     		NONE I C2 2021-22 SCHOLARSHIP 4,300
    GIBBS ISAIAHUNIVERSITY AT BUFFALO SUNY
    BUFFALO,NY14260     		NONE I C2 2021-22 SCHOLARSHIP 2,152
    HOWARD UNIVERSITY ITF SAWERS RONELL2244 10TH STREET ROOM 302
    WASHINGTON,DC200590001     		NONE I C2 2021-22 SCHOLARSHIP 24,294
    KALINE EMILYTHE NEW SCHOOL - PARSONS SCHOOL OF
    DESIGN
    NEW YORK,NY100118002     		NONE I C2 2021-22 SCHOLARSHIP 2,600
    MEGGINSON ELIJAHMOREHOUSE COLLEGE
    ATLANTA,GA303143773     		NONE I C2 2021-22 SCHOLARSHIP 2,950
    MOREHOUSE COLLEGE ITF MEGGINSON ELI830 WESTVIEW DR SW
    ATLANTA,GA303143773     		NONE I C2 2021-22 SCHOLARSHIP 25,645
    NORTHWEST EVALUATION ASSOCIATION (NWEA)121 NW EVERETT STREET
    PORTLAND,OR97209     		N/A PC MAP LICENSES AND SERVICES FOR 2021-2022 SCHOOL YEAR 109,658
    SAWERS RONELLHOWARD UNIVERSITY
    WASHINGTON,DC20059     		NONE I C2 2021-22 SCHOLARSHIP 2,460
    SCHULTERS KYLEBRANDEIS UNIVERSITY
    WALTHAM,MA024532728     		NONE I C2 2021-22 SCHOLARSHIP 1,800
    SPELMAN COLLEGE ITF GAYLE TASHARA350 SPELMAN LN SW
    ATLANTA,GA303144395     		NONE I C2 2021-22 SCHOLARSHIP 38,122
    TEACH FOR AMERICA25 BROADWAY 12TH FLOOR
    NEW YORK,NY100041056     		N/A PC TEACH FOR AMERICA - NEW YORK 400,000
    THE NEW SCHOOL - PARSONS SCHOOL OF80 5TH AVE 4TH FL
    NEW YORK,NY100118002     		NONE I C2 2021-22 SCHOLARSHIP 35,828
    UNIVERSITY AT BUFFALO SUNY ITF GIBB12 CAPEN HALL
    BUFFALO,NY14260     		NONE I C2 2021-22 SCHOLARSHIP 11,768
    UNIVERSITY OF NEW HAVEN ITF COLLINS300 BOSTON POST RD
    WEST HAVEN,CT065161916     		NONE I C2 2021-22 SCHOLARSHIP 27,524
    Total ................................bullet 3b 8,225,826
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    THE PETER AND CARMEN LUCIA BUCK
    FOUNDATION INC
    Employer identification number

    06-1547852
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    THE PETER AND CARMEN LUCIA BUCK
    FOUNDATION INC         		Employer identification number
    06-1547852
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    PETER BUCK NONGRANTOR CLAT OF 022011
     
    185 ASYLUM STREET
     
    HARTFORD, CT06103

    		$ 814,912


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    PETER BUCK NONGRANTOR CLAT OF 022011
     
    185 ASYLUM STREET
     
    HARTFORD, CT06103

    		$ 5,508,200


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
    PETER BUCK NONGRANTOR CLAT OF 052019
     
    ONE INTERNATIONAL PLACE SUITE 1600
     
    BOSTON, MA02110

    		$ 5,801,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
    PETER BUCK NONGRANTOR CLAT OF 112012
     
    ONE INTERNATIONAL PLACE SUITE 1600
     
    BOSTON, MA02110

    		$ 5,279,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    5
    THE PETER BUCK TUITION ASSISTANCE TRUST AGREEMENT
     
    185 ASYLUM STREET
     
    HARTFORD, CT06103

    		$ 76,357


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    THE PETER AND CARMEN LUCIA BUCK
    FOUNDATION INC         		Employer identification number

    06-1547852
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    THE PETER AND CARMEN LUCIA BUCK
    FOUNDATION INC         		Employer identification number

    06-1547852
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    THE PETER AND CARMEN LUCIA BUCK
     
    FOUNDATION INC
    EIN:
    06-1547852
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ANA CLAUDIA SIMONES LIMA 1,000 0   1,000
    DEMASCO SENA AND JAHELKA 27,935 0   27,935
    HOYT, FILIPPETTI & MALAGHAN, LLC 225 0   225
    PKF O'CONNOR DAVIES, LLP 50,985 0   50,985

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2020 ExpenditureResponsibilityStmt
    Name:
    THE PETER AND CARMEN LUCIA BUCK
     
    FOUNDATION INC
    EIN:
    06-1547852
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    FUNDACAO CLINICA CARMEN LUCIA
          		RODOVIA DO SOL 3499 BARRA DO JUCU
    VILA VELHA,ESPIRITO SANTO29125-033
    BR     		2020-03-17 150,000 GENERAL OPERATING SUPPORT 150,000 NO 7/31/2020, 8/31/2020, 9/30/2020, 10/31/2020, 11/30/2020 & 12/31/2020    
    ASSOCIAO BENEFICENTE DE RECUPERAO DA ALEGRIA E SADE (ABRAS)
          		AVENIDA GETLIO VARGAS 149 CENTRO
    MANTENA,MINAS GERAIS35290-000
    BR     		2020-04-10 86,590 GENERAL OPERATING SUPPORT AND RE-GRANTS TO CHARITABLE ORGANIZATIONS IN BRAZIL 86,590 NO PRIOR+ 12/31/2020, 1/31/2021, 2/28/2021, 3/31/2021, 4/302021, 5/31/2021 & 6/    
    ART SCIENCE RESEARCH LABORATORY INC
          		62 GREENE STREET 3RD FLOOR
    NEW YORK,NY100124346     		2020-04-28 10,000 GENERAL OPERATING SUPPORT 10,000 NO 1/31/2021    
    RETRO REPORT INC
          		7 MASONS ISLAND RD STE 1
    MYSTIC,CT063552938     		2020-04-28 50,000 GENERAL OPERATING SUPPORT 50,000 NO 1/31/2021    
    FUNDACAO CLINICA CARMEN LUCIA
          		RODOVIA DO SOL 3499 BARRA DO JUCU
    VILA VELHA,ESPIRITO SANTO29125-033
    BR     		2020-07-08 193,841 GENERAL OPERATING SUPPORT 193,841 NO 7/31/2020, 8/31/2020, 9/30/2020, 10/31/2020, 11/30/2020 & 12/31/2020    
    FUNDACAO CLINICA CARMEN LUCIA
          		RODOVIA DO SOL 3499 BARRA DO JUCU
    VILA VELHA,ESPIRITO SANTO29125-033
    BR     		2021-01-22 227,747 GENERAL OPERATING SUPPORT 227,747 NO 1/31/2021, 2/28/2021, 3/31/2021, 4/30/2021, 5/31/2021 & 6/30/2021    
    ASSOCIAO BENEFICENTE DE RECUPERAO DA ALEGRIA E SADE (ABRAS)
          		AVENIDA GETLIO VARGAS 149 CENTRO
    MANTENA,MINAS GERAIS35290-000
    BR     		2021-04-16 84,412 GENERAL OPERATING SUPPORT AND RE-GRANTS TO CHARITABLE ORGANIZATIONS IN BRAZIL 65,828 NO 5/31/2021, 6/30/2021, 7/31/2021, 8/31/2021, 9/30/2021, 10/31/2021, 11/30/202    
    ART SCIENCE RESEARCH LABORATORY INC
          		62 GREENE STREET 3RD FLOOR
    NEW YORK,NY100124346     		2021-05-24 10,000 GENERAL OPERATING SUPPORT 0 NO NARRATIVE, FINANCIAL REPORT DUE 1/31/2022    
    RETRO REPORT INC
          		7 MASONS ISLAND RD STE 1
    MYSTIC,CT063552938     		2021-05-27 50,000 GENERAL OPERATING SUPPORT 0 NO NARRATIVE, FINANCIAL REPORT DUE 1/31/2022    

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    THE PETER AND CARMEN LUCIA BUCK
     
    FOUNDATION INC
    EIN:
    06-1547852
    Name of Bond End of Year Book Value End of Year Fair Market Value
    3M 625,106 625,106
    ABBOTT LABS 490,537 490,537
    ABBOTT LABS 711,433 711,433
    ACE INA HLDG INC 1,621,949 1,621,949
    ALLSTATE CORP 477,820 477,820
    AMAZON 488,757 488,757
    AMERICAN EXPRESS 331,868 331,868
    AMERN HONDA 843,609 843,609
    APPLE 1.2% 246,425 246,425
    APPLE 2.2% 519,819 519,819
    BANK NEW YORK MELLON CORP 493,825 493,825
    BERKSHIRE HATHAWAY 1,018,261 1,018,261
    BK NEW YORK MELLON 1,077,422 1,077,422
    BLACKROCK 554,347 554,347
    BP CAP MKTS 416,497 416,497
    BRISTOL MYERS 372,083 372,083
    CATERPILLAR 753,793 753,793
    CHEVRON 1,094,512 1,094,512
    CHUBB INA HLDGS 475,591 475,591
    CISCO SYS 773,310 773,310
    CME GROUP 1,070,887 1,070,887
    COCA COLA 245,633 245,633
    COMCAST CORP 763,343 763,343
    COMCAST CORP NEW 1,626,660 1,626,660
    COSTCO WHOLESALE 246,736 246,736
    DEERE JOHN 744,225 744,225
    DEERE JOHN CAP CORP 1,039,540 1,039,540
    EMERSON 1,024,619 1,024,619
    EOG RES 588,361 588,361
    ESTEE LAUDER COMPANIES 731,766 731,766
    EXXON MOBIL 1,085,667 1,085,667
    GEN DYNAMICS 340,279 340,279
    GOLDMAN SACHS GROUP INC 1,250,275 1,250,275
    HERSHEY CO 531,047 531,047
    HOME DEPOT 487,473 487,473
    HOME DEPOT 547,246 547,246
    HONEYWELL 509,219 509,219
    HORMEL FOODS 247,969 247,969
    INTEL 526,236 526,236
    INTEL 103,505 103,505
    INTEL CORP 2,069,920 2,069,920
    INTERCONTINENTAL 489,274 489,274
    INTERCONTINENTAL 562,861 562,861
    INTL BUSINESS 1,012,834 1,012,834
    INTUIT 501,019 501,019
    JOHNSON & JOHNSON 1,092,697 1,092,697
    JPMORGAN CHASE 1,076,077 1,076,077
    JPMORGAN CHASE 130,640 130,640
    JPMORGAN CHASE & CO 2,042,400 2,042,400
    JPMORGAN CHASE & CO 499,080 499,080
    MASTERCARD 545,726 545,726
    MCDONALDS 500,788 500,788
    MEDTRONIC INC 345,949 345,949
    MERCK & CO INC NEW 2,025,940 2,025,940
    MERCK & CO INC NEW 1,065,680 1,065,680
    METLIFE 535,039 535,039
    METLIFE INC 1,082,070 1,082,070
    METLIFE INC UNSECD SR COMPONENT 2,077,560 2,077,560
    MICROSOFT 708,023 708,023
    MORGAN STANLEY 1,636,795 1,636,795
    NUCOR CORP 440,007 440,007
    ORACLE 803,976 803,976
    P&G 545,226 545,226
    PACCAR FINL CORP 1,997,100 1,997,100
    PEPSICO INC 1,067,880 1,067,880
    PFIZER 201,788 201,788
    PHILIP MORRIS 538,305 538,305
    PNC 483,940 483,940
    PNC BK N A PITTSBURGH PA UNSECD 1,007,210 1,007,210
    PPL ELEC UTILS CORP 27,040 27,040
    PROCTER & GAMBLE CO 1,012,770 1,012,770
    PROCTER & GAMBLE CO 1,008,070 1,008,070
    PRUDENTIAL FINL 253,794 253,794
    PRUDENTIAL FINL 507,903 507,903
    PUBLIC STORAGE 204,015 204,015
    S&P GLOBAL 473,257 473,257
    SCHWAB CHARLES 327,343 327,343
    SCHWAB CHARLES CORP NEW 2,501,850 2,501,850
    SIMON PPTY GROUP 547,220 547,220
    ST STR CORP 472,838 472,838
    STATE STR CORP 1,041,395 1,041,395
    TARGET 954,803 954,803
    TOYOTA 1,041,649 1,041,649
    TRUIST FINL CORP 252,744 252,744
    UNION PAC CORP 533,469 533,469
    UNITEDHEALTH GROUP 804,405 804,405
    UNITEDHEALTH GROUP INC 1,664,820 1,664,820
    US BANCORP 240,942 240,942
    US BANKCORP MEDIUM TERM 482,208 482,208
    VISA 648,627 648,627
    VISA INC 774,930 774,930
    WALMART 1,138,344 1,138,344
    WELLS FARGO & CO MEDIUM TERM 1,558,470 1,558,470
    WELLS FARGO & CO TRANCHE 314,489 314,489
    ORACLE CORP 2,000,880 2,000,880

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    THE PETER AND CARMEN LUCIA BUCK
     
    FOUNDATION INC
    EIN:
    06-1547852
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBVIE INC 1,189,478 1,189,478
    AIR PRODS & CHEMS INC 575,360 575,360
    ALPHABET 4,844,717 4,844,717
    ALPHABET 2,710,387 2,710,387
    ALPHABET INC 4,183,048 4,183,048
    AMAZON 9,883,580 9,883,580
    AMAZON COM INC 1,014,847 1,014,847
    AMERICAN EXPRESS CO 1,167,019 1,167,019
    AMERICAN WTR WKS CO 4,233,335 4,233,335
    AMERICAN WTR WKS CO INC 913,683 913,683
    AMGEN INC 954,281 954,281
    ANALOG DEVICES INC 1,001,971 1,001,971
    APPLE 9,618,427 9,618,427
    APPLE INC 5,499,081 5,499,081
    BAXTER 3,892,417 3,892,417
    BERKSHIRE HATHAWAY INC DEL 1,553,573 1,553,573
    BLACKROCK 3,550,628 3,550,628
    BLACKROCK INC 2,082,429 2,082,429
    BLACKSTONE GROUP INC 1,367,731 1,367,731
    BOEING 3,613,763 3,613,763
    CATERPILLAR INC 1,193,701 1,193,701
    CHEVRON 2,735,180 2,735,180
    CHEVRON CORP 882,958 882,958
    CHURCH & DWIGHT INC 515,155 515,155
    CIGNA CORP NEW 1,073,927 1,073,927
    CISCO SYS INC 2,509,603 2,509,603
    CITIGROUP INC 1,985,599 1,985,599
    COMCAST CORP 1,140,400 1,140,400
    COSTCO WHSL CORP NEW 611,310 611,310
    CSX CORP 675,124 675,124
    CVS HEALTH CORP 1,466,625 1,466,625
    DANAHER CORP 4,390,906 4,390,906
    DEERE & CO 4,547,843 4,547,843
    DISNEY WALT CO 739,992 739,992
    EATON CORP PLC 1,069,860 1,069,860
    ELECTRONIC ARTS INC 431,490 431,490
    EXXON MOBIL CORP 715,958 715,958
    FACEBOOK 6,339,449 6,339,449
    FACEBOOK INC 884,922 884,922
    GENERAL MTRS CO 916,839 916,839
    GOLDMAN SACHS GROUP INC 1,831,232 1,831,232
    HOME DEPOT 4,018,014 4,018,014
    HOME DEPOT INC 1,068,282 1,068,282
    HONEYWELL INTL INC 1,693,382 1,693,382
    ILLINOIS TOOL WKS INC 989,253 989,253
    INTEL CORP 976,836 976,836
    J P MORGAN CHASE & CO 1,602,684 1,602,684
    JOHNSON & JOHNSON 1,890,556 1,890,556
    JPMORGAN CHASE 5,419,014 5,419,014
    L3HARRIS TECHNOLOGIES INC 1,082,912 1,082,912
    LAUDER ESTEE COS INC 644,112 644,112
    MASTERCARD 7,666,890 7,666,890
    MASTERCARD INC 5,239,042 5,239,042
    MERCK & CO INC 1,104,334 1,104,334
    MICROSOFT 9,959,097 9,959,097
    MICROSOFT CORP 3,501,924 3,501,924
    MONDELEZ 2,893,282 2,893,282
    MONDELEZ INTL INC 518,564 518,564
    MORGAN STANLEY 1,305,207 1,305,207
    NIKE 5,092,917 5,092,917
    NIKE INC 1,170,571 1,170,571
    NORFOLK 4,750,839 4,750,839
    NVIDIA 2,927,566 2,927,566
    ORGANON & CO 42,969 42,969
    OTIS WORLDWIDE CORP 1,161,134 1,161,134
    PAYPAL HOLDINGS INC 4,880,833 4,880,833
    PEPSI 1,816,564 1,816,564
    PEPSICO INC 601,570 601,570
    PHILLIPS 66 632,064 632,064
    PROCTOR & GAMBLE 3,188,126 3,188,126
    RAYTHEON TECHNOLOGIES 2,878,957 2,878,957
    ROCKWELL AUTOMATION INC 1,149,800 1,149,800
    SALESFORCE 6,941,421 6,941,421
    SALESFORCE COM INC 692,505 692,505
    STARBUCKS 3,050,512 3,050,512
    STARBUCKS CORP 967,157 967,157
    STRYKER 2,646,129 2,646,129
    STRYKER CORP 1,405,139 1,405,139
    TARGET CORP 1,124,091 1,124,091
    TEXAS INSTRS INC 1,550,900 1,550,900
    TJX COS INC NEW 912,867 912,867
    UNION PAC CORP 931,404 931,404
    UNITED PARCEL SVC INC 1,602,617 1,602,617
    UNITEDHEALTH GROUP 6,807,480 6,807,480
    UNITEDHEALTH GROUP INC 856,942 856,942
    US BANCORP 2,749,543 2,749,543
    VULCAN MATLS CO 687,577 687,577
    WALMART 1,779,954 1,779,954
    WALT DISNEY 5,677,359 5,677,359
    ZOETIS INC 1,847,759 1,847,759

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    THE PETER AND CARMEN LUCIA BUCK
     
    FOUNDATION INC
    EIN:
    06-1547852
    US Government Securities - End of Year Book Value:

    133,670,296
    US Government Securities - End of Year Fair Market Value:

    133,670,296
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2020 InvestmentsOtherSchedule2
    Name:
    THE PETER AND CARMEN LUCIA BUCK
     
    FOUNDATION INC
    EIN:
    06-1547852
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    BANK MONTREAL FMV 1,070,921 1,070,921
    BANK NOVA SCOTIA FMV 718,201 718,201
    BANK NOVA SCOTIA B C FMV 2,000,800 2,000,800
    BLACKROCK INFLAT PROT BOND I (BPRIX) FMV 1,320,540 1,320,540
    BLACKROCK LOW DUR BD INV INST (BFMSX) FMV 4,094,071 4,094,071
    BNP PARIBAS TRANCHE FMV 523,876 523,876
    CAUSEWAY INTL VALUE INSTL (CIVIX) FMV 1,534,204 1,534,204
    CDN IMPERIAL BK FMV 715,773 715,773
    CREDIT SUISSE AG NEW YORK BRH FMV 2,013,680 2,013,680
    DBX ETF TR XTRACK MSCI EURP (DBEU) FMV 1,355,020 1,355,020
    DELAWARE INV SM CAP VAL INST (DEVIX) FMV 1,219,724 1,219,724
    DIAGEO CAP PLC FMV 414,747 414,747
    EVINCOME FUND OF BOSTON I (EIBIX) FMV 599,284 599,284
    FRANKLIN FTLG RATE DAILY ACCESS FMV 2,901,860 2,901,860
    GLAXOSMITHKLINE FMV 572,905 572,905
    HARDINGLOEVNER EMERGMKTS ADV (HLEMX) FMV 1,536,001 1,536,001
    HARTFORD MIDCAP I (HFMIX) FMV 1,095,986 1,095,986
    HSBC HLDGS FMV 410,731 410,731
    HSBC HLDGS PLC FMV 1,518,405 1,518,405
    INVESCO INTL GROWTH Y(OIGYX) FMV 1,636,472 1,636,472
    ISHARES CORE S&P MID CAP ETF FMV 27,499,141 27,499,141
    ISHARES CORE S&P SMALL-CAP FMV 20,886,613 20,886,613
    ISHARES IBOXX $ HIGH YIELD CORP FMV 770,878 770,878
    ISHARES SHORT TREASURY BD ETF (SHIV) FMV 902,261 902,261
    JPMORGAN SMALL CAP BLEND I (JDSCX) FMV 458,881 458,881
    JPMORGAN VALUE ADVANTAGE I (JVASX) FMV 5,071,959 5,071,959
    LLOYDS BKG GROUP PLC FMV 1,521,840 1,521,840
    MAINSTAYWINSLOWLGCP GWI (MLAIX) FMV 4,888,553 4,888,553
    MATTHEWS JAPAN INSTL (MIJFX) FMV 1,335,463 1,335,463
    METROPOLITAN WEST TOT RET BD I (MWTIX) FMV 4,032,184 4,032,184
    MFB NORTHERN FDS GLOBAL REAL ESTATE FMV 3,303,811 3,303,811
    MFB NORTHERN FUNDS SMALL CAP INDEX FD FMV 6,324,865 6,324,865
    MFC FLEXSHARES TR IBOXX 3 YR TARGET DURATION TIPS INDEX FD FMV 3,087,701 3,087,701
    MFC FLEXSHARES TR IBOXX 5 YR TARGET DURATION TIPS INDEX FD FMV 3,803,954 3,803,954
    MFC FLEXSHARES TR STOXX GLOBAL BROAD INFRASTRUCTURE INDEX FD FMV 3,119,759 3,119,759
    MFC VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS ETF FMV 12,659,770 12,659,770
    MFC VANGUARD INTL EQUITY INDEX FDS VANGUARD FTSE ALL WORLD EX US ETF FMV 15,859,354 15,859,354
    MFO PIMCO FDS PAC INVT MGMT SER FMV 2,272,359 2,272,359
    MITSUBISHI UFJ FINL GROUP FMV 568,446 568,446
    NATIONAL AUSTRALIA BK LTD ACTING FMV 2,045,880 2,045,880
    NUANCE MID CAP VALUE INSTNL (NMVLX) FMV 1,011,359 1,011,359
    PIMCO INTL BD USD HEDGED I2 (PFBPX) FMV 916,325 916,325
    PROLOGIS INC FMV 717,180 717,180
    ROYAL BK CDA GLOBAL MEDIUM FMV 1,993,720 1,993,720
    ROYAL BK OF CANADA FMV 255,415 255,415
    SANOFI S A FIXED FMV 569,932 569,932
    SHELL INTL FIN FMV 684,453 684,453
    SPDR S&P MICCAP 400 ETF TRUST FMV 3,150,320 3,150,320
    SUMITOMO MITSUI FMV 1,057,127 1,057,127
    TORONTO DOMINION BK FMV 2,117,100 2,117,100
    TORONTO DOMINION BK SR MED TERM FMV 797,217 797,217
    VANGUARD FTSE DEVELOPED MARKETS FMV 24,371,845 24,371,845
    VANGUARD FTSE EMERGING MKTS ETF FMV 9,596,849 9,596,849
    VANGUARD SMALL CAP VALUE ETF FMV 2,120,389 2,120,389
    WESTPAC BKG CORP FMV 1,533,675 1,533,675
    WESTPAC BKG CORP FMV 1,037,220 1,037,220
    WESTPAC BKG CORP FMV 429,321 429,321

    TY 2020 LegalFeesSchedule
    Name:
    THE PETER AND CARMEN LUCIA BUCK
     
    FOUNDATION INC
    EIN:
    06-1547852
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MICHAEL A. NEUFELD & ASSOC., LLC 95,000 0   95,000


    TY 2020 OtherAssetsSchedule
    Name:
    THE PETER AND CARMEN LUCIA BUCK
     
    FOUNDATION INC
    EIN:
    06-1547852
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    PROGRAM RELATED INVESTMENTS 11,746,253 10,646,253 10,646,253


    TY 2020 OtherExpensesSchedule
    Name:
    THE PETER AND CARMEN LUCIA BUCK
     
    FOUNDATION INC
    EIN:
    06-1547852
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    IT SUPPORT 72 0   72
    OFFICE AND OTHER EXPENSES 9,434 0   9,434
    OFFICE CONSTRUCTION 2,463 0   2,463
    PAYROLL PROCESSING 2,720 0   2,720
    POSTAGE 663 0   663
    PROFESSIONAL DEVELOPMENT 400 0   400
    SOFTWARE 44,632 0   44,632
    STATE FILING FEES 1,575 0   1,575
    WEBSITE DESIGN AND MAINTENANCE 14,725 0   14,725
    INTERNET AND TELEPHONE 12,429 0   12,429
    DUES & SUBSCRIPTIONS 21,901 0   21,901
    FURNITURE & EQUIPMENT 10,151 0   10,151
    INSURANCE 31,112 0   31,112


    TY 2020 OtherIncomeSchedule2
    Name:
    THE PETER AND CARMEN LUCIA BUCK
     
    FOUNDATION INC
    EIN:
    06-1547852
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    PROGRAMMATIC RENTAL INCOME 110,038 110,038 110,038


    TY 2020 OtherIncreasesSchedule
    Name:
    THE PETER AND CARMEN LUCIA BUCK
     
    FOUNDATION INC
    EIN:
    06-1547852
    Description Amount
    CHANGE IN UNREALIZED GAIN ON INVESTMENTS 78,897,406


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE PETER AND CARMEN LUCIA BUCK
     
    FOUNDATION INC
    EIN:
    06-1547852
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ANA CLAUDIA SIMONES LIMA - ABRAS CONSULTING 15,000 0   15,000
    BANK OF AMERICA PRIVATE BANK - INVESTMENT MANAGEMENT FEES 274,143 274,143   0
    MORGAN STANLEY - INVESTMENT MANAGEMENT FEES 59,515 59,515   0
    NORTHERN TRUST - INVESTMENT MANAGEMENT FEES 364,712 364,712   0


    TY 2020 TaxesSchedule
    Name:
    THE PETER AND CARMEN LUCIA BUCK
     
    FOUNDATION INC
    EIN:
    06-1547852
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 485,000 0   0