Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THE ROESSNER FAMILY FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 234
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
HARWICH PORT, MA02646
A Employer identification number

22-3496673
B Telephone number (see instructions)

(508) 432-9927
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$11,660,832J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 4,352,510
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 159,048 156,798  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 437,792
b Gross sales price for all assets on line 6a 6,756,220
7 Capital gain net income (from Part IV, line 2)... 437,792
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 4,949,350 594,590  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 2,900 2,900   0
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 3,617 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 6,697 6,697   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 13,214 9,597   0
25 Contributions, gifts, grants paid....... 239,500 239,500
26 Total expenses and disbursements. Add lines 24 and 25 252,714 9,597   239,500
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 4,696,636
b Net investment income (if negative, enter -0-) 584,993
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 185,769 266,419 266,419
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 4,797,665 Click to see attachment9,413,651 11,394,413
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 4,983,434 9,680,070 11,660,832
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 872,723 872,723
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 4,110,711 8,807,347
29 Total net assets or fund balances (see instructions)..... 4,983,434 9,680,070
30 Total liabilities and net assets/fund balances (see instructions). 4,983,434 9,680,070
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
4,983,434
2
Enter amount from Part I, line 27a .....................
2
4,696,636
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
9,680,070
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
9,680,070
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a ARTISAN DEVELOPING WORLD FD ADVISOR CL P    
b ARTISAN MID CAP FUNDADVISOR P    
c ARTISAN SMALL CAP FUND ADVISOR P    
d FIDELITY VALUE FACTOR P    
e GUGGENHEIM MACRO OPPORTUNITIES P    
ISHARES CORE MCSI EUROPE P    
ISHARES CORE S&P MID-CAP P    
ISHARES CORE S&P SMALL CAP P    
ISHARES CORE S&P US GROWTH P    
ISHARES EDGE MSCI MIN VOL EAFE P    
ISHARES EDGE MSCI MIN VOL EMERGING MARKE P    
ISHARES EDGE MSCI USA MOMENTUM P    
ISHARES EDGE MSCI USA QUALITY FACTOR P    
ISHARES EDGE MSCI USA VALUE FACTOR P    
ISHARES INC CURRENCYHEDGED MSCI EMERGING P    
ISHARES INC ESG AWR MSCI P    
ISHARES TR EAFE GRWTH ETF P    
ISHARES TR MSCI USA QLT P    
ISHARES TR US TREAS BD ETF P    
ISHARES TRUST CORE MSCI EAFE ETF P    
ISHARES TRUST CURRENCY HEDGED MSCIEAFE P    
ISHARES TRUST UNITED STATES TREASURY P    
JOHN HANCOCK BOND FUND CLASS I P    
LORD ABBETT SHORT DURATION INCOME P    
ORINDA INCOME OPPORTUNITIES P    
PGIM HIGH YIELD CL Z P    
PGIM SHRT DUR HGH YLD P    
SCHWAB STRATEGIC R US LARGE-CAP GROWTH P    
SCHWAB US DIVIDEND EQUITY ETF P    
SPDR SER TR MSCI P    
VANGUARD DIVIDEND GROWTH INVESTOR P    
FIDELITY ADVISOR LIMITED TERM BD CL Z P    
FIDELITY ADVISOR TOTAL BOND FUND P    
GUGGENHEIM INVESTMENT GRADE BOND CL P    
GUGGENHEIM MACRO OPPORTUNITIES P    
ISHARES CORE S&P MID-CAP P    
ISHARES CORE S&P SMALL CAP P    
ISHARES CORE S&P GROWTH ETF P    
ISHARES CORE S&P US VALUE P    
ISHARES EDGE MSCI MIN VOL EAFE P    
ISHARES EDGE MSCI MIN VOL USA P    
ISHARES EDGE MSCI USA MOMENTUM FACTOR P    
ISHARES EDGE MSCI USA VALUE FACTOR P    
ISHARES TR MSCI USA MIN VOL P    
ISHARES TRUST CORE MSCI EAFE ETF P    
JOHN HANCOCK BOND FUND CLASS I P    
ORINDA INCOME OPPORTUNITIES P    
PGIM TOTAL RETURN BOND CL Z P    
PUTNAM INCOME FUND CL P    
SCHWAB FUNDAMENTAL US LARGE COMPANY P    
SCHWAB US LARGE-CAP GROWTH P    
THE HARTFORD SHORT DURATION FUND P    
VANGUARD DIVIDEND GROWTH INVESTOR P    
VANGUARD INDEX FDS GROWTH ETF P    
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 138,500   121,851 16,649
b 192,689   150,000 42,689
c 193,255   150,000 43,255
d 163,592   241,911 -78,319
e 11   11 0
282,071   260,301 21,770
46,897   59,482 -12,585
41,750   55,998 -14,248
164,427   121,632 42,795
353,515   338,024 15,491
104,303   106,420 -2,117
7,848   7,016 832
50,459   37,285 13,174
45,553   40,452 5,101
111,340   106,521 4,819
30,302   29,139 1,163
78,404   70,545 7,859
443,860   300,666 143,194
565,954   546,388 19,566
80,897   81,982 -1,085
165,176   177,293 -12,117
64,155   64,747 -592
7,190   6,930 260
296,963   294,429 2,534
26,310   31,585 -5,275
215,368   181,571 33,797
212,685   240,762 -28,077
44,238   35,186 9,052
155,022   150,029 4,993
217,000   301,751 -84,751
9,520   7,964 1,556
35,000   33,857 1,143
10,000   9,626 374
10,000   9,174 826
381   404 -23
130,791   134,500 -3,709
76,412   103,128 -26,716
266,564   154,518 112,046
25,750   19,921 5,829
129,448   131,428 -1,980
202,226   158,869 43,357
170,927   122,789 48,138
127,763   116,277 11,486
93,172   81,958 11,214
158,315   210,160 -51,845
157,123   151,455 5,668
151,365   181,717 -30,352
15,000   14,258 742
7,000   6,584 416
50,884   40,987 9,897
49,898   37,783 12,115
41,000   40,131 869
193,046   161,493 31,553
131,651   79,540 52,111
13,250     13,250
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       16,649
b       42,689
c       43,255
d       -78,319
e       0
      21,770
      -12,585
      -14,248
      42,795
      15,491
      -2,117
      832
      13,174
      5,101
      4,819
      1,163
      7,859
      143,194
      19,566
      -1,085
      -12,117
      -592
      260
      2,534
      -5,275
      33,797
      -28,077
      9,052
      4,993
      -84,751
      1,556
      1,143
      374
      826
      -23
      -3,709
      -26,716
      112,046
      5,829
      -1,980
      43,357
      48,138
      11,486
      11,214
      -51,845
      5,668
      -30,352
      742
      416
      9,897
      12,115
      869
      31,553
      52,111
      13,250
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 437,792
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 8,131
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 8,131
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 8,131
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 4,800
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 15,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 19,800
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 11,669
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet11,669 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
     
    No
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNJ
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletJOHN K ROESSNER III Telephone no.bullet (508) 432-9927

    Located atbullet9590 LAKEBEND PRESERVE COURTBONITA SPRINGSFL ZIP+4bullet34135
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JOHN K ROESSNER III PRESIDENT AND TREASURER
    0.00     		0 0 0
    9590 LAKEBEND PRESERVE COURT
    BONITA SPRINGS,FL34135
    JOHN K ROESSNER IV VICE PRESIDENT
    0.00     		0 0 0
    9590 LAKEBEND PRESERVE COURT
    BONITA SPRINGS,FL34135
    NANCY ROESSNER KING SECRETARY
    0.00     		0 0 0
    4 MIDWAY ROAD
    DUXBURY,MA02332
    SUSAN ROESSNER DOMSKI EXECUTIVE DIRECTOR
    0.00     		0 0 0
    10 OLD FARM ROAD
    HOPKINTON,MA01748
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    6,202,694
    b
    Average of monthly cash balances.......................
    1b
    358,600
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    6,561,294
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    6,561,294
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    98,419
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    6,462,875
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    323,144
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    323,144
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    8,131
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    8,131
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    315,013
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    315,013
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    315,013
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    239,500
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    239,500
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    239,500
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 315,013
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 228,302
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 239,500
    a Applied to 2019, but not more than line 2a 228,302
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 11,198
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		303,815
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    JOHN K ROESSNER III
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALBRIGHT EARLY LEARNING CENTER
    3040 KUTZTOWN ROAD
    READING,PA19605     		NONE   CHARITABLE 5,000
    BETHANY HILL PLACE
    89 BETHANY ROAD
    FRAMINGHAM,MA01702     		NONE   CHARITABLE 10,000
    CAPE COD CHILDREN'S PLACE
    10 BALLWIC ROAD
    EASTHAM,MA02642     		NONE   CHARITABLE 10,000
    CAPE COD SYMPHONY ORCHESTRA
    1060 FALMOUTH RD SUITE A
    HYANNIS,MA02601     		NONE   CHARITABLE 5,000
    CHATHAM MARCONI MARITIME CENTER
    PO BOX 421
    NORTH CHATHAM,MA02650     		NONE   CHARITABLE 10,000
    FIRST PRESBYTERIAN CHURCH OF BONITA SPRINGS
    9751 BONITA BEACH ROAD SE
    BONITA SPRINGS,FL34135     		NONE   CHARITABLE 10,000
    FRIENDSHIP HOME
    PO BOX 916
    NORWELL,MA02061     		NONE   CHARITABLE 10,000
    GREEN MOUNTAIN FARM TO SCHOOL
    115 2ND STREET
    NEWPORT,VT05855     		NONE   CHARITABLE 10,000
    HOPKINTON CC CHARITABLE FUND
    PO BOX 624
    HOPKINTON,MA01748     		NONE   CHARITABLE 10,000
    HOPKINTON CENTER FOR THE ARTS
    98 HAYDEN ROAD
    HOPKINTON,MA01748     		NONE   CHARITABLE 5,000
    LAMOILLE FAMILY CENTER
    480 CADYS FALLS ROAD
    MORRISVILLE,VT05661     		NONE   CHARITABLE 10,000
    NAPLES THERAPEUTIC RIDING CENTER
    206 RIDGE DRIVE
    NAPLES,FL34108     		NONE   CHARITABLE 10,000
    NATIVITY SCHOOL OF WORCESTER
    67 LINCOLN STREET
    WORCESTER,MA01605     		NONE   CHARITABLE 5,000
    PERKINS SCHOOL
    175 NORTH BEACON STREET
    WATERTOWN,MA02472     		NONE   CHARITABLE 12,000
    RISE ABOVE FOUNDATION
    PO BOX 174
    NORTHBRIDGE,MA01534     		NONE   CHARITABLE 10,000
    RONALD MCDONALD HOUSE CHARITIES OF PHILADELPHIA
    3925 CHESTNUT STREET
    PHILADELPHIA,PA19104     		NONE   CHARITABLE 3,000
    SHADOW WOOD CHARITABLE FUND
    24600 S TAMIAMI TRAIL 212
    BONITA SPRINGS,FL34134     		NONE   CHARITABLE 10,000
    SOUTH SHORE CONSERVATORY
    ONE CONSERVATORY DRIVE
    HINGHAM,MA02043     		NONE   CHARITABLE 15,000
    SPRING LAKE RANCH
    1169 SPRING LAKE ROAD
    SHREWSBURY,VT05738     		NONE   CHARITABLE 5,000
    THRIVE SUPPORT AND ADVOCACY
    65 BOSTON POST ROAD SUITE 220
    MARLBOROUGH,MA01752     		NONE   CHARITABLE 5,000
    VERMONT CHILDREN'S TRUST FOUNDATION
    19 MARBLE AVE
    BURLINGTON,VT05401     		NONE   CHARITABLE 10,000
    CROSSROADS
    119 MYRTLE STREET
    DUXBURY,MA02332     		NONE   CHARITABLE 10,000
    GOLDEN PAWS ASSISTANCE DOGS
    3173 HORSESHOE DRIVE S
    NAPLES,FL34104     		NONE   CHARITABLE 3,500
    ONE MISSION
    69 MILK STREET SUITE 300
    WESTBOROUGH,MA01581     		NONE   CHARITABLE 10,000
    NORTH CENTRAL VERMONT RECOVERY CENTER
    275 BROOKLYN STREET SUITE 2
    MORRISVILLE,VT05661     		NONE   CHARITABLE 10,000
    MENTAL HEALTH COLLABORATIVE INC
    149 WOOD STREET
    HOPKINGTON,MA01748     		NONE   CHARITABLE 6,000
    TIDES FAMILY SERVICES
    215 WASHINGTON STREET
    WEST WARWICK,RI02893     		NONE   CHARITABLE 10,000
    THE WONDERFUND OF MASSACHUSETTS
    600 WASHINGTON STREET 6TH FLOOR
    BOSTON,MA02111     		NONE   CHARITABLE 10,000
    Total .................................bullet 3a 239,500
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    aNONE          
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 159,048  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 437,792  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 596,840 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    596,840
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    THE ROESSNER FAMILY FOUNDATION INC
     
    Employer identification number

    22-3496673
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    THE ROESSNER FAMILY FOUNDATION INC
          		Employer identification number
    22-3496673
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    JOHN K ROESSNER III 2005 CHARITABLE LEAD ANNUITY TRUST
     
    RICHARD ROESSNER TRUSTEE 22911 ROSE
     
    BONITA SPRINGS, FL34135

    		$ 889,293


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    NANCY ROESSNER KING
     
    4 MIDWAY ROAD
     
    DUXBURY, MA02332

    		$ 1,152,402


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
    JOHN K ROESSNER IV
     
    9590 LAKEBEND PRESERVE COURT
     
    BONITA SPRINGS, FL34135

    		$ 1,158,413


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
    SUSAN ROESSNER DOMSKI
     
    10 OLD FARM ROAD
     
    HOPKINTON, MA01748

    		$ 1,152,402


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    THE ROESSNER FAMILY FOUNDATION INC
          		Employer identification number

    22-3496673
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 SECURITIES (PUBLICLY TRADED) $ 1,152,402 2020-12-09
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    3
    		 SECURITIES (PUBLICLY TRADED) $ 1,158,413 2020-12-09
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    4
    		 SECURITIES (PUBLICLY TRADED) $ 1,152,402 2020-12-09
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    THE ROESSNER FAMILY FOUNDATION INC
          		Employer identification number

    22-3496673
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    THE ROESSNER FAMILY FOUNDATION INC
    EIN:
    22-3496673
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 2,900 2,900   0

    TY 2020 InvestmentsOtherSchedule2
    Name:
    THE ROESSNER FAMILY FOUNDATION INC
    EIN:
    22-3496673
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    FIDELITY ADVISOR TOTAL BOND CL Z AT COST 291,546 306,863
    ISHARES CORE S&P SMALL-CAP ETF AT COST 67,198 80,504
    VANGUARD INDEX FDS VANGUARD GROWTH ETF AT COST 319,108 464,879
    FIDELITY ADVISOR LIMITED TERM BD CL Z AT COST 254,615 269,732
    THE HARTFORD SHORT DURATION FUND CL I AT COST 254,801 269,596
    GUGGENHEIM INVESTMENT GRADE BOND CL INSTL AT COST 282,804 307,373
    PGIM TOTAL RETURN BOND CL Z AT COST 285,780 305,755
    PUTNAM INCOME FUND CL Y AT COST 293,378 306,914
    ISHARES TRUST CORE MSCI EAFE ETF AT COST 255,471 295,152
    ISHARES TR US TREAS BD ETF AT COST 135,162 136,968
    ARTISAN DEVELOPING WORLD FD ADVISOR CL AT COST 136,766 215,839
    ARTISAN GLOBAL VALUE FD INSTL AT COST 250,535 271,366
    ARTISAN MID CAP VALUE FUND INSTL AT COST 137,966 146,557
    PGIM SHRT DUR HGH YLD INC FD CL Z AT COST 266,238 271,989
    INVESCO EXCHANGE TRADED FD TR AT COST 68,511 225,332
    ISHARES CORE MSCI EUROPE AT COST 67,554 75,382
    ISHARES CORE S&P US VALUE AT COST 419,296 516,053
    ISHARES INC ESG AWR MSCI EM AT COST 126,765 143,362
    ISHARES RUSSELL MID-CAP VALUE ETF AT COST 32,331 65,448
    ISHARES RUSSELL 1000 VALUE ETF AT COST 94,723 157,103
    ISHARES RUSSELL 2000 VALUE ETF AT COST 135,657 152,435
    ISHARES S&P 500 VALUE ETF AT COST 85,507 119,443
    ISHARES TR EAFE GRWTH ETF AT COST 250,648 298,492
    ISHARES TR ESG AW MSCI AT COST 202,445 215,395
    ISHARES TR ESG AWR MSCI USA AT COST 331,178 355,734
    ISHARES TR MSCI USA MIN VOL AT COST 428,793 535,709
    ISHARES TR MSCI USA MMENTM AT COST 90,074 165,967
    ISHARES TR MSCI USA QLT AT COST 256,912 386,282
    ISHARES TR RUS MC CP GR ETF AT COST 15,987 52,967
    ISHARES TR RUS 1000 GRW ETF AT COST 70,407 266,219
    ISHARES TRUST CORE DIVID GWTH AT COST 90,208 138,225
    SCHWAB FUNDAMENTAL US LARGE COMPANY AT COST 410,740 523,417
    SCHWAB US LARGE-CAP GROWTH ETF AT COST 358,825 463,560
    VANGUARD SPECIALIZED FUNDS DIV APP AT COST 503,118 728,720
    VANGUARD SCOTTSDALE FDS VANGUARD AT COST 133,427 133,661
    CALIFORNIA ST VAR PURP REF BDS AT COST 119,443 121,469
    NEW YORK N Y GO BDS AT COST 218,661 222,646
    MASSACHUSETTS ST GO CONSOLIDATED LB BDS AT COST 118,536 120,571
    WASHINGTON ST VAR PURP GO BDS AT COST 116,115 118,084
    MASSACHUSETTS ST GO CONSOLIDATED LN BDS AT COST 192,850 195,699
    TEXAS WATER DEV BRD REV BDS AT COST 131,918 134,257
    NEW YORK N Y CITY MUN WTR FIN AUTH AT COST 110,144 111,784
    INVESTMENT STEP UP IN BASIS AT COST 1,001,510 1,001,510

    TY 2020 OtherExpensesSchedule
    Name:
    THE ROESSNER FAMILY FOUNDATION INC
    EIN:
    22-3496673
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 1,221 1,221   0
    POSTAGE 134 134   0
    OFFICE EXPENSE 5,342 5,342   0


    TY 2020 TaxesSchedule
    Name:
    THE ROESSNER FAMILY FOUNDATION INC
    EIN:
    22-3496673
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 3,617 0   0