Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
W L LYONS BROWN JR CHARITABLE FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)CO WYATT 500 W JEFFERSON No 280
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
LOUISVILLE, KY40202
A Employer identification number

61-1233038
B Telephone number (see instructions)

(502) 589-5235
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$126,934,156J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 608,632
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 1,258,610 1,247,250  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 4,293,618
b Gross sales price for all assets on line 6a 24,191,970
7 Capital gain net income (from Part IV, line 2)... 4,293,618
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 108,407 120,900  
12 Total. Add lines 1 through 11........ 6,269,267 5,661,768  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 11,000 7,333   3,667
c Other professional fees (attach schedule).... Click to see attachment 149,922 105,209   44,713
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 44,259 15,549   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 101,897 100,828   26
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 307,078 228,919   48,406
25 Contributions, gifts, grants paid....... 7,817,271 7,817,271
26 Total expenses and disbursements. Add lines 24 and 25 8,124,349 228,919   7,865,677
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -1,855,082
b Net investment income (if negative, enter -0-) 5,432,849
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 632,854 1,023,599 1,023,599
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 3,285,215 Click to see attachment4,101,427 4,196,029
b Investments—corporate stock (attach schedule)....... 8,521,608 Click to see attachment28,543,743 116,909,653
c Investments—corporate bonds (attach schedule)....... 3,123,539 Click to see attachment2,567,263 2,622,084
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 5,010,788 Click to see attachment1,620,732 2,182,791
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 20,574,004 37,856,764 126,934,156
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 20,398,456 18,543,374
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 175,548 19,313,390
29 Total net assets or fund balances (see instructions)..... 20,574,004 37,856,764
30 Total liabilities and net assets/fund balances (see instructions). 20,574,004 37,856,764
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
20,574,004
2
Enter amount from Part I, line 27a .....................
2
-1,855,082
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
19,159,877
4
Add lines 1, 2, and 3 ..........................
4
37,878,799
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
22,035
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
37,856,764
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES - 8G2380 P   2020-12-31
b PUBLICLY TRADED SECURITIES - 8G2380 P   2020-12-31
c PUBLICLY TRADED SECURITIES - CASH LIQUIDATING DISTRIBUTIONS P   2020-12-31
d PUBLICLY TRADED SECURITIES - LITIGATION PROCEEDS P   2020-12-31
e PUBLICLY TRADED SECURITIES - 8M7858 P   2020-12-31
PUBLICLY TRADED SECURITIES - 8M7858 P   2020-12-31
PUBLICLY TRADED SECURITIES - 8M4353 P   2020-12-31
PUBLICLY TRADED SECURITIES - 8M4353 P   2020-12-31
PUBLICLY TRADED SECURITIES - MORGAN STANLEY P   2020-12-31
PUBLICLY TRADED SECURITIES - MORGAN STANLEY P   2020-12-31
PARTNERSHIP ST GAINS P    
PARTNERSHIP LT GAINS P    
PARTNERSHIP 1231 GAINS P    
LOSS ON FINAL PARTNERSHIP DISPOSITION P    
Capital Gains Dividends P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 894,518   1,011,609 -117,091
b 16,140,200   12,332,958 3,807,242
c 514     514
d 328     328
e 241,671   242,256 -585
712,842   580,746 132,096
1,996,222   1,957,837 38,385
1,887,337   1,766,872 120,465
723,422   739,059 -15,637
1,121,612   1,254,558 -132,946
13,405     13,405
277,249     277,249
3,184     3,184
    12,457 -12,457
179,466     179,466
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -117,091
b       3,807,242
c       514
d       328
e       -585
      132,096
      38,385
      120,465
      -15,637
      -132,946
      13,405
      277,249
      3,184
      -12,457
      179,466
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 4,293,618
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 75,517
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 75,517
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 75,517
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 12,671
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 100,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 112,671
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 494
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 36,660
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet36,660 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.Click to see attachment
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletKY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletBESSEMER TRUST Telephone no.bullet (516) 508-9623

    Located atbullet1271 AVENUE OF THE AMERICAS 42ND FLNEW YORKNY ZIP+4bullet10020
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ALICE CARY BROWN PRESIDENT/DIRECTOR
    5.00     		0 0 0
    500 WEST JEFFERSON STSTE 2800
    LOUISVILLE,KY40202
    STUART R BROWN SECRETARY/TREASURER
    5.00     		0 0 0
    500 WEST JEFFERSON STSTE 2800
    LOUISVILLE,KY40202
    WL LYONS BROWN III DIRECTOR
    5.00     		0 0 0
    500 WEST JEFFERSON STSTE 2800
    LOUISVILLE,KY40202
    A CARY BROWN EPSTEIN DIRECTOR
    5.00     		0 0 0
    500 WEST JEFFERSON STSTE 2800
    LOUISVILLE,KY40202
    WL LYONS BROWN JR DIRECTOR
    5.00     		0 0 0
    500 WEST JEFFERSON STSTE 2800
    LOUISVILLE,KY40202
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    109,290,615
    b
    Average of monthly cash balances.......................
    1b
    649,484
    c
    Fair market value of all other assets (see instructions)................
    1c
    3,059,474
    d
    Total (add lines 1a, b, and c).........................
    1d
    112,999,573
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    112,999,573
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    1,694,994
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    111,304,579
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    5,565,229
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    5,565,229
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    75,517
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    75,517
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    5,489,712
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    5,489,712
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    5,489,712
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    7,865,677
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    7,865,677
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    7,865,677
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 5,489,712
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 2,388,550
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017...... 123,595
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........ 123,595
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 7,865,677
    a Applied to 2019, but not more than line 2a 2,388,550
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 5,477,127
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 12,585 12,585
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 111,010
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		111,010
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017.... 111,010
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    564 PARK AVENUE PRESERVATION FOUNDATION
    564 PARK AVE
    NEW YORK,NY10065     		N/A PUBLIC GENERAL EXEMPT PURPOSE 50,000
    AMAZON BIODIVERSITY CENTER
    PO BOX 96503
    WASHINGTON,DC20090     		N/A PUBLIC GENERAL EXEMPT PURPOSE 100,000
    AMERICAN AUSTRIAN FOUNDATION
    150 E 42ND STREET 42ND FLOOR
    NEW YORK,NY10017     		N/A PUBLIC GENERAL EXEMPT PURPOSE 2,000
    BASCOM PALMER EYE INSTITUTE ALUMNI ASSOCIATION INC
    900 NW 17TH ST
    MIAMI,FL33136     		N/A PUBLIC GENERAL EXEMPT PURPOSE 220
    BETHESDA HOSPITAL FOUNDATION INC
    2815 S SEACREST BLVD
    BOYNTON BEACH,FL33435     		N/A PUBLIC GENERAL EXEMPT PURPOSE 20,000
    BLUEGRASS LAND CONSERVANCY
    450 Old Vine St Suite 105
    LEXINGTON,KY40507     		N/A pUBLIC GENERAL EXEMPT PURPOSE 15,000
    BOMB MAGAZINE
    80 HANSON PLACE SUITE 703
    BROOKLYN,NY11217     		N/A PUBLIC GENERAL EXEMPT PURPOSE 10,000
    BOSTON CHILDREN'S HOSPITAL TRUST
    401 PARK DRIVE SUITE 602
    BOSTON,MA02215     		N/A PUBLIC GENERAL EXEMPT PURPOSE 1,000
    BUFFALO OLMSTED PARKS CONSERVANCY INC
    84 PARKSIDE AVE
    BUFFALO,NY14214     		N/A PUBLIC GENERAL EXEMPT PURPOSE 25,000
    CENTRAL PARK CONSERVANCY
    14 E 60TH ST FLOOR 8
    NEW YORK,NY10022     		N/A PUBLIC GENERAL EXEMPT PURPOSE 6,000
    CHANCES FOR CHILDREN
    1732 FIRST AVENUE BOX 333
    NEW YORK,NY10128     		N/A PUBLIC GENERAL EXEMPT PURPOSE 500
    CHURCH OF BETHESDA-BY-THE-SEA
    141 S COUNTY ROAD
    PALM BEACH,FL33480     		N/A PUBLIC GENERAL EXEMPT PURPOSE 3,300
    COMMUNITY FOUNDATION OF JACKSON HOLE
    245 E SIMPSON AVE POBOX 574
    JACKSON,WY83001     		N/A PUBLIC GENERAL EXEMPT PURPOSE 638,632
    COOMBS OUTDOORS
    PO BOX 7665
    JACKSON,WY83002     		N/A PUBLIC GENERAL EXEMPT PURPOSE 12,500
    CRC RECOVERY FOUNDATION INC
    309 NE 1ST ST
    DELRAY BEACH,FL33483     		N/A PUBLIC GENERAL EXEMPT PURPOSE 5,000
    FILSON HISTORICAL SOCIETY
    1310 S THIRD ST
    LOUISVILLE,KY40208     		N/A PUBLIC GENERAL EXEMPT PURPOSE 250
    FISHERS ISLAND RECREATIONAL PATH FOUNDATION
    PO BOX 619
    FISHERS ISLAND,NY06390     		N/A PUBLIC GENERAL EXEMPT PURPOSE 50,000
    FLORIDA COALITION FOR PRESERVATION
    235 NE 6TH AVENUE
    DELRAY BEACH,FL33483     		N/A PUBLIC GENERAL EXEMPT PURPOSE 5,000
    FOCUSED ULTRASOUND FOUNDATION
    1230 CEDARS COURT SUITE 206
    CHARLOTTESVILLE,VA22903     		N/A PUBLIC GENERAL EXEMPT PURPOSE 10,000
    FRICK COLLECTION
    1 E 70TH STREET
    NEW YORK,NY10021     		N/A PUBLIC GENERAL EXEMPT PURPOSE 597,555
    FUND FOR PARK AVENUE
    445 PARK AVENUE
    NEW YORK,NY10022     		N/A PUBLIC GENERAL EXEMPT PURPOSE 2,000
    HENRY L FERGUSON MUSEUM
    PO BOX 554
    FISHERS ISLAND,NY06390     		N/A PUBLIC GENERAL EXEMPT PURPOSE 100,000
    ISLAND HEALTH PROJECT
    PO BOX 344
    FISHERS ISLAND,NY06390     		N/A PUBLIC GENERAL EXEMPT PURPOSE 1,000
    JACKSON HOLE CONSERVATION ALLIANCE
    PO BOX 2728
    JACKSON,WY83001     		N/A PUBLIC GENERAL EXEMPT PURPOSE 100,000
    JACKSON HOLE LAND TRUST
    690 US-89 SUITE 101
    JACKSON,WY83001     		N/A PUBLIC GENERAL EXEMPT PURPOSE 185,000
    JUST FOR KIDS FOUNDATION
    PO BOX 4219
    TELLURIDE,CO81435     		N/A PUBLIC GENERAL EXEMPT PURPOSE 5,000
    KENTUCKY AUTHOR FORUM
    620 W MAIN STREET
    LOUISVILLE,KY40202     		N/A PUBLIC GENERAL EXEMPT PURPOSE 5,000
    LEWA WILDLIFE CONSERVANCY USA
    38 MILLER AVENUE 507
    MILL VALLEY,CA94941     		N/A PUBLIC GENERAL EXEMPT PURPOSE 25,000
    LIGHTHOUSE WORKS
    PO BOX 385
    FISHERS ISLAND,NY06390     		N/A PUBLIC GENERAL EXEMPT PURPOSE 500
    MEMORIAL SLOAN-KETTERING CANCER CENTER
    PO BOX 27106
    NEW YORK,NY10087     		N/A PUBLIC GENERAL EXEMPT PURPOSE 1,000
    METROPOLITAN MUSEUM OF ART
    1000 FIFTH AVENUE
    NEW YORK,NY10028     		N/A PUBLIC GENERAL EXEMPT PURPOSE 1,138,568
    METROPOLITAN OPERA
    30 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PUBLIC GENERAL EXEMPT PURPOSE 7,350
    MUSEUM OF MODERN ART
    11 W 53RD STREET
    NEW YORK,NY10019     		N/A PUBLIC GENERAL EXEMPT PURPOSE 5,465
    NATIONAL AUDUBON SOCIETY
    225 Varick St
    NEW YORK,NY10014     		N/A PUBLIC GENERAL EXEMPT PURPOSE 100,000
    NATIONAL SOCIETY OF COLONIAL DAMES OF AMERICA
    2715 Q STREET NW
    WASHINGTON,DC20007     		N/A PUBLIC GENERAL EXEMPT PURPOSE 25,000
    NATURE CONSERVANCY IN COLORADO
    3350 TURKEY CANYON ROAD
    COLORADO SPRINGS,CO80926     		N/A PUBLIC GENERAL EXEMPT PURPOSE 1,060,000
    NATURE CONSERVANCY IN KENTUCKY
    114 Woodland Ave
    LEXINGTON,KY40502     		N/A PUBLIC GENERAL EXEMPT PURPOSE 35,000
    NATURE CONSERVANCY IN VIRGINIA
    652 PETER JEFFERSON PARKWAY SUITE
    190
    CHARLOTTESVILLE,VA22911     		N/A PUBLIC GENERAL EXEMPT PURPOSE 10,000
    NATURE CONSERVANCY
    4245 N FAIRFAX DRIVE SUITE 100
    ARLINGTON,VA22203     		N/A PUBLIC GENERAL EXEMPT PURPOSE 10,000
    NEUE GALERIE NEW YORK
    1048 FIFTH AVENUE
    NEW YORK,NY10028     		N/A PUBLIC GENERAL EXEMPT PURPOSE 790
    NEW ENGLAND SCIENCE AND SAILING FOUNDATION
    PO BOX 733
    STONINGTON,CT06378     		N/A PUBLIC GENERAL EXEMPT PURPOSE 12,500
    NEW YORK BOTANICAL GARDEN
    2900 SOUTHERN BLVD
    NEW YORK,NY10458     		N/A PUBLIC GENERAL EXEMPT PURPOSE 62,500
    NEW YORK LANDMARKS CONVERVANCY INC
    1 WHITEHALL ST FL 21
    NEW YORK,NY10004     		N/A PUBLIC GENERAL EXEMPT PURPOSE 500
    NEW YORK PHILARMONIC
    10 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PUBLIC GENERAL EXEMPT PURPOSE 1,200
    NORTON MUSEUM OF ART INC
    1450 S DIXIE HWY
    WEST PALM BEACH,FL33401     		N/A PUBLIC GENERAL EXEMPT PURPOSE 319,328
    SALZBURG FESTIVAL SOCIETY
    509 MADISON AVENUE
    NEW YORK,NY10022     		N/A PUBLIC GENERAL EXEMPT PURPOSE 1,350
    SALZBURG GLOBAL SEMINAR INC
    EATON HOUSE 1203 K ST NW SUITE 365
    WAShINGTON,DC20005     		N/A PUBLIC GENERAL EXEMPT PURPOSE 50,000
    SANDOWAY DISCOVERY CENTER
    142 S OCEAN BLVD
    DELRAY BEACH,FL33483     		N/A PUBLIC GENERAL EXEMPT PURPOSE 500
    SHELDRICK WILDLIFE TRUST USA
    25283 Cabot Road SUITE 101
    LAGUNA HILLS,CA92653     		N/A PUBLIC GENERAL EXEMPT PURPOSE 30,000
    SILICON COULOIR
    PO BOX 804
    JACKSON,WY83001     		N/A PUBLIC GENERAL EXEMPT PURPOSE 15,000
    SOCIETY OF MEMORIAL SLOAN KETTERING
    1275 York Ave
    NEW YORK,NY10065     		N/A PUBLIC GENERAL EXEMPT PURPOSE 25,000
    SOCIETY OF THE FOUR ARTS
    100 FOUR ARTS PLAZA
    PALM BEACH,FL33480     		N/A PUBLIC GENERAL EXEMPT PURPOSE 27,000
    SOUTHERN ENVIRONMENTAL LAW CENTER
    201 W Main St 14
    CHARLOTTESVILLE,VA22902     		N/A PUBLIC GENERAL EXEMPT PURPOSE 5,000
    SPANISCHE HOFREITSCHULE WIEN (SPANISH RIDING SCHOOL)
    MICHAELERPLATZ 1
      VIENNA1010
    AU     		N/A PRIVATE GENERAL EXEMPT PURPOSE 5,000
    SPEED ART MUSEUM
    2035 SOUTH THIRD STREET
    LOUISVILLE,KY40208     		N/A PUBLIC GENERAL EXEMPT PURPOSE 80,000
    ST JAMES' CHURCH
    865 MADISON AVENUE
    NEW YORK,NY10021     		N/A PUBLIC GENERAL EXEMPT PURPOSE 3,000
    ST JOHN'S CHURCH
    2319 E BROAD STREET
    RICHMOND,VA23223     		N/A PUBLIC GENERAL EXEMPT PURPOSE 1,200
    STORM KING ART CENTER
    1 MUSEUM RD
    NEW WINDSOR,NY12553     		N/A PUBLIC GENERAL EXEMPT PURPOSE 200,000
    SWEET BRIAR COLLEGE
    PO BOX 1057
    SWEET BRIAR,VA24595     		N/A PUBLIC GENERAL EXEMPT PURPOSE 400,500
    TELLURIDE MOUNTAIN SCHOOL
    200 SAN MIGUEL RIVER DRIVE
    TELLURIDE,CO81435     		N/A PUBLIC GENERAL EXEMPT PURPOSE 40,000
    TETON COUNTY SEARCH AND RESCUE FOUNDATION
    PO BOX 1063
    JACKSON,WY83001     		N/A PUBLIC GENERAL EXEMPT PURPOSE 35,000
    THE PARKLANDS OF FLOYDS FORK
    471 W MAIN STREET SUITE 202
    LOUISVILLE,KY40202     		N/A PUBLIC GENERAL EXEMPT PURPOSE 25,000
    THOMAS JEFFERSON FOUNDATION INC
    PO BOX 316
    CHARLOTTESVILLE,VA22902     		N/A PUBLIC GENERAL EXEMPT PURPOSE 220,913
    UNIVERSITY OF GEORGIA
    394 S MILLEDGE AVE
    ATHENS,GA30602     		N/A PUBLIC GENERAL EXEMPT PURPOSE 25,000
    UNIVERSITY OF VIRIGNIA
    PO BOX 400314
    CHARLOTTESVILLE,VA22904     		N/A PUBLIC GENERAL EXEMPT PURPOSE 11,000
    UNTERMYER GARDENS CONSERVANCY
    945 NORTH BROADWAY
    YONKERS,NY10701     		N/A PUBLIC GENERAL EXEMPT PURPOSE 1,500
    UVA COLLEGE OF ARTS & SCIENCES ANNUAL FUND
    2410 OLD IVY ROAD SUITE 100
    PO BOX,VA22904     		N/A PUBLIC GENERAL EXEMPT PURPOSE 5,000
    UVA DARDEN SCHOOL FOUNDATION
    100 DAREN BLVD
    CHARLOTTESVILLE,VA22903     		N/A PUBLIC GENERAL EXEMPT PURPOSE 135,000
    UVA FUND
    PO BOX 400314
    CHARLOTTESVILLE,VA22904     		N/A PUBLIC GENERAL EXEMPT PURPOSE 250
    UVA MILLER CENTER FOUNDATION
    2201 OLD IVY RD
    CHARLOTTESVILLE,VA22903     		N/A PUBLIC GENERAL EXEMPT PURPOSE 50,000
    UVA THE COLLEGE FOUNDATION
    PO BOX 400314
    CHARLOTTESVILLE,VA22904     		N/A PUBLIC GENERAL EXEMPT PURPOSE 1,250,000
    WAYSIDE HOUSE INC
    378 NE SIXTH AVENUE
    DELRAY BEACH,FL334835517     		N/A PUBLIC GENERAL EXEMPT PURPOSE 5,000
    WESTMINISTER SCHOOL
    995 HOPMEADOW STREET
    SIMSBURY,CT06070     		N/A PUBLIC GENERAL EXEMPT PURPOSE 270,000
    WHITE HOUSE HISTORICAL ASSOCIATION
    PO BOX 98229
    WASHINGTON,DC200908229     		N/A PUBLIC GENERAL EXEMPT PURPOSE 1,000
    WILDLIFE CONSERVATION SOCIETY
    2300 SOUTHERN BOULEVARD
    BRONX,NY10460     		N/A PUBLIC GENERAL EXEMPT PURPOSE 7,500
    WINTERTHUR MUSEUM GARDEN & LANDSCAPE
    5105 KENNETT PIKE
    WILIMGTON,DE19735     		N/A PUBLIC GENERAL EXEMPT PURPOSE 40,250
    WOODBERRY FOREST SCHOOL
    898 WOODBERRY ROAD
    WOODBERRY FOREST,VA22989     		N/A PUBLIC GENERAL EXEMPT PURPOSE 10,000
    WOODS HOLE RESEARCH CENTER
    149 Woods Hole Rd
    FALMOUTH,MA02540     		N/A PUBLIC GENERAL EXEMPT PURPOSE 26,650
    WORLD MONUMENTS FUND
    350 FIFTH AVENUE SUITE 2412
    NEW YORK,NY10118     		N/A PUBLIC GENERAL EXEMPT PURPOSE 50,000
    Total .................................bullet 3a 7,817,271
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 1,258,610  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     14 108,407  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 4,293,618  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 5,660,635 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    5,660,635
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    W L LYONS BROWN JR CHARITABLE FOUNDATION
     
    Employer identification number

    61-1233038
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    W L LYONS BROWN JR CHARITABLE FOUNDATION
          		Employer identification number
    61-1233038
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    BROWN CRUT DATED 100705 CO BESSEMER TRUST COMPANY NA
     
    1271 AVENUE OF THE AMERICAS 42ND FL
     
    NEW YORK, NY10020

    		$ 608,632


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    W L LYONS BROWN JR CHARITABLE FOUNDATION
          		Employer identification number

    61-1233038
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    W L LYONS BROWN JR CHARITABLE FOUNDATION
          		Employer identification number

    61-1233038
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    W L LYONS BROWN JR CHARITABLE FOUNDATION
    EIN:
    61-1233038
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREP FEES 11,000 7,333   3,667

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2020 ExpenditureResponsibilityStmt
    Name:
    W L LYONS BROWN JR CHARITABLE FOUNDATION
    EIN:
    61-1233038
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    SPANISCHE HOFREITSCHULE WIEN (SPANISH RIDING SCHOOL)
          		MICHAELERPLATZ 1
      VIENNA1010
    AU     		2020-05-07 5,000 THE SPANISH RIDING SCHOOL HAS AGREED TO MAINTAIN ALL GRANT PAYMENTS RECEIVED FROM THE FOUNDATION IN A SEPARATE, SEGREGATED FUND FROM WHICH AMOUNTS WILL BE EXPENDED SOLELY FOR RELIGIOUS, CHARITABLE, SCIENTIFIC, LITERARY OR EDUCATION PURPOSES. THE SCHOOL HAS AGREED TO MAKE EXPENDITURES FOR ITS EDUCATION, SCIENTIFIC, CHARITABLE AND SIMILAR PURPOSES TOGETHER WITH ADMINISTRATIVE EXPENSES, NOT LATER THAN THE END OF THE PERIOD CONSISTING OF THE FISCAL YEAR IN WHICH THE SCHOOL RECEIVES ANY PAYMENT ON A GRANT FROM THE FOUNDATION. 5,000       PROMPLTY AFTER THE END OF THE SECOND FISCAL YEAR IN ANY DISTRIBUTION PERIOD, THE SCHOOL WILL FURNISH TO THE FOUNDATION A STATEMENT SIGNED BY AN OFFICER SHOWING (A) THAT SUCH EXPENDITURES HAVE BEEN MADE, (B) THE NAMES AND ADDRESSES OF THE PERSONS RECEIVING SUCH EXPENDITURES (EXCEPT THAT IN THE CASE OF ADMINISTRATIVE EXPENSES, A GENERAL DESCRIPTION OF THE PURPOSE OF SUCH EXPENDITURES WILL BE SUFFICIENT), AND (C) THAT THE AMOUNT OF SUCH EXPENDITURES IS NOT LESS THAN THE AMOUNT REQUIRED.

    TY 2020 GeneralExplanationAttachment
    Name:
    W L LYONS BROWN JR CHARITABLE FOUNDATION
    EIN:
    61-1233038
    Identifier Return Reference Explanation
    ANALYSIS OF CHANGES IN NET ASSETS OR FUND BALANCES, OTHER INCREASES FORM 990-PF, PAGE 2, PART III, LINE 3 PURSUANT TO THE ATTACHED ASSIGNMENT AGREEMENT DATED 12/31/2019, THE ASSETS OF AND ALL OUTSTANDING PLEDGES OF THE W. L. LYONS BROWN, JR. FUND, INC ("THE FUND") EIN: 45-2961778, WERE TRANSFERRED TO THE W. L. LYONS BROWN, JR. CHARITABLE FOUNDATION ("THE CHARITABLE FOUNDATION"), IN ACCORDANCE WITH THE FUND'S PLAN OF DISSOLUTION. AN ADJUSTMENT HAS BEEN MADE TO THE CHARITABLE FOUNDATION'S FORM 990-PF, PART III, LINE 3, AS AN OTHER INCREASE TO NET ASSETS/FUND BALANCE, TO REFLECT THE ASSIGNMENT OF THE FUND'S TOTAL NET ASSET VALUE AS OF DECEMBER 31, 2019, OF $19,159,877.PLEASE NOTE THAT THE FUND FILED IT'S FINAL 990-PF IN 2019.
    UNDISTRIBUTED INCOME FROM 2019 FORM 990-PF, PAGE 9, PART XIII, LINE 2A COLUMN (C) PURSUANT TO THE ATTACHED ASSIGNMENT AGREEMENT DATED 12/31/2019, THE ASSETS ALL OUTSTANDING PLEDGES OF THE W. L. LYONS BROWN, JR. FUND, INC ("THE FUND") EIN: 45-2961778, WERE TRANSFERRED TO THE W. L. LYONS BROWN, JR. CHARITABLE FOUNDATION ("THE CHARITABLE FOUNDATION"), IN ACCORDANCE WITH THE FUND'S PLAN OF DISSOLUTION. AN ADJUSTMENT HAS BEEN MADE TO THE CHARITABLE FOUNDATION'S FORM 990-PF, PART XIII, LINE 2A(C), TO REFLECT THE FUND'S UNDISTRIBUTED INCOME AS OF DECEMBER 31, 2019, OF $2,388,550.

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    W L LYONS BROWN JR CHARITABLE FOUNDATION
    EIN:
    61-1233038
    Name of Bond End of Year Book Value End of Year Fair Market Value
    45000.00 CATERPILLAR FINL SERVICE 44,959 45,424
    65000.00 PAYPAL HOLDINGS INC 67,640 67,982
    35000.00 OMNICOM GROUP INC 31,985 37,196
    65000.00 CIGNA CORP 70,445 70,196
    60000.00 ANALOG DEVICES INC 68,678 68,491
    40000.00 VALERO ENERGY CORP 40,127 40,258
    40000.00 KIMBERLY-CLARK CORP 40,137 40,541
    60000.00 ABBVIE INC 63,176 66,884
    40000.00 APPLE INC 39,653 44,049
    70000.00 TYSON FOODS INC 70,255 70,721
    65000.00 NORTHROP GRUMMAN CORP 65,583 67,510
    60000.00 CITIGROUP INC 67,944 68,251
    45000.00 VF CORP 45,255 45,926
    60000.00 COMCAST CORP 65,954 66,140
    40000.00 VISA INC 43,679 44,834
    65000.00 MICROSOFT CORP 68,542 70,891
    40000.00 AMERICAN HONDA FINANCE 39,986 40,903
    65000.00 MONDELEZ INTERNATIONAL 65,428 67,238
    40000.00 MCDONALD'S CORP 43,549 44,498
    65000.00 XCEL ENERGY INC 68,817 71,486
    30000.00 SUNOCO LOGISTICS PARTNER 30,077 30,177
    65000.00 HP ENTERPRISE CO 66,530 66,695
    45000.00 ELECTRONIC ARTS INC 45,336 45,110
    40000.00 SOUTHERN CO GAS CAPITAL 42,041 41,973
    70000.00 AMAZON.COM INC 70,577 71,235
    35000.00 ESTEE LAUDER CO INC 38,420 38,606
    70000.00 ROPER TECHNOLOGIES INC 70,217 70,914
    70000.00 WASTE MANAGEMENT INC 69,781 69,971
    35000.00 COCA-COLA CO/THE 39,594 40,140
    60000.00 CHURCH & DWIGHT CO INC 63,229 66,461
    60000.00 SOUTHWEST AIRLINES CO 70,019 71,332
    69000.00 VERIZON COMMUNICATIONS 69,536 68,726
    70000.00 D.R. HORTON INC 69,895 70,441
    50000.00 AMERICAN ELECTRIC POWER 51,655 51,459
    35000.00 EVERSOURCE ENERGY 37,708 38,249
    65000.00 BROADCOM CRP / CAYMN FI 70,227 70,312
    55000.00 JPMORGAN CHASE & CO 62,351 65,526
    45000.00 LOWE'S COS INC 45,490 46,296
    40000.00 ENTERGY LOUISIANA LLC 39,992 40,114
    40000.00 JABIL INC 42,880 42,762
    60000.00 ANTHEM INC 66,023 69,158
    45000.00 NUCOR CORP 46,743 47,353
    45000.00 PRECISION CASTPARTS CORP 46,398 49,744
    35000.00 BURLINGTN NORTH SANTA FE 39,364 39,687
    63000.00 MORGAN STANLEY 65,717 69,719
    60000.00 BANK OF AMERICA CORP 63,946 66,090
    32000.00 SHELL INTERNATIONAL FIN 31,725 34,415

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    W L LYONS BROWN JR CHARITABLE FOUNDATION
    EIN:
    61-1233038
    Name of Stock End of Year Book Value End of Year Fair Market Value
    405.00 MATCH GROUP INC 46,596 61,231
    1077.00 FACEBOOK INC-A 176,845 294,193
    217.00 ALPHABET INC CLASS C 139,645 380,157
    118.00 ALPHABET INC. CLASS A 102,854 206,811
    1800.00 TENCENT HOLDINGS LTD 141,984 130,899
    500.00 SEA LTD ADR 88,306 99,525
    315.00 CHARTER COMMUNICATIONS INC 161,413 208,388
    620.00 WYNDHAM HOTELS & RESORTS 32,267 36,852
    400.00 ALIBABA GROUP HOLDINGS LTD 118,953 93,092
    240.00 BURLINGTON STORES INC 52,206 62,772
    1485.00 DOLLARAMA INC 58,902 60,447
    380.00 ADVANCE AUTO PARTS 60,687 59,853
    1050.00 HILTON WORLDWIDE HOLDINGS 108,364 116,823
    1485.00 NIKE INC CL B 110,417 210,082
    150.00 LVMH MOET HENNESSY VUITTON 76,010 94,038
    109.00 AMAZON.COM INC 83,116 355,005
    269.00 HOME DEPOT 36,425 71,451
    1016.00 ROSS STORES INC 90,032 124,774
    1085.00 PEPSICO INC 103,768 160,905
    1145.00 US FOODS HOLDING CORP 28,217 38,139
    42548.06 OW CREDIT INCOME FUND 425,556 434,415
    414.00 PIONEER NATURAL RESOURCES 60,055 47,150
    2365.00 CONOCOPHILLIPS 111,220 94,576
    420.00 NASDAQ INC. 52,418 55,750
    2240.00 BLACKSTONE GROUP INC 121,171 145,174
    139.00 BLACKROCK INC 71,636 100,294
    520.00 CHUBB LIMITED 25,878 80,038
    210.00 S&P GLOBAL INC. 55,008 69,033
    6185.00 BANK OF AMERICA CORP 110,587 187,467
    1833.00 CITIGROUP INC 55,970 113,022
    750.00 SCHWAB CHARLES CORP NEW 36,992 39,780
    345.00 AON PLC 71,316 72,888
    780.00 DANAHER CORP 62,764 173,269
    295.00 STERIS PLC 52,387 55,914
    1165.00 IQVIA HOLDINGS INC 174,420 208,733
    840.00 ZOETIS INC 55,049 139,020
    210.00 COOPER COS INC 71,785 76,297
    60.00 WEST PHARMACEUTICAL SVC 17,338 16,998
    240.00 LAB CORP OF AMER HLDGS NEW 46,684 48,852
    390.00 THERMO FISHER SCIENTIFIC 22,164 181,654
    505.00 UNITEDHEALTH GROUP INC 119,296 177,093
    155.00 TELEFLEX INC 52,938 63,793
    1110.00 UNION PACIFIC CORP 139,692 231,124
    265.00 CINTAS CORP 42,988 93,666
    800.00 SAFRAN SA 97,970 113,825
    795.00 SMITH A O CORP 43,836 43,581
    125.00 IDEX CORP 22,815 24,900
    6405.00 RENTOKIL INITIAL PLC 43,776 44,561
    975.00 IAA INC 52,447 63,355
    340.00 EQUIFAX INC 55,217 65,565
    135.00 L3 HARRIS TECHNOLOGIES INC 23,656 25,517
    175.00 VERISK ANALYTICS INC-CL A 31,726 36,328
    440.00 DOVER CORP 49,064 55,550
    1395.00 FORTIVE CO 72,078 98,793
    2558.00 MICROSOFT CORP 162,661 568,950
    160.00 ASPEN TECHNOLOGY 21,099 20,840
    290.00 SYNOPSYS INC 62,576 75,179
    60.00 ASML HOLDING 27,339 29,270
    1245.00 TEXAS INSTRUMENTS INC 124,324 204,341
    210.00 ADOBE INC 79,435 105,025
    3448.00 APPLE INC 48,773 457,515
    150.00 ANSYS INC 48,257 54,570
    365.00 CMC MATERIALS INC 54,109 55,224
    335.00 CDW CORP/DE 42,287 44,149
    204.00 SERVICENOW INC 42,427 112,287
    75.00 PAYCOM SOFTWARE INC 25,618 33,918
    595.00 SS&C TECHNOLOGIES HOLDINGS 38,546 43,286
    1696.00 VISA INC 172,570 370,966
    775.00 AMPHENOL CORP 73,187 101,346
    180.00 NICE LTD ADR 41,265 51,037
    1275.00 FIDELITY NATL INFO SVCS 104,108 180,361
    305.00 WEX INC 46,076 62,076
    600553.51 OW LARGE CAP STRATEGIES FD 9,370,063 10,293,487
    325.00 APTARGROUP INC 37,301 44,489
    335.00 AIR PRODUCTS & CHEMICALS 78,734 91,528
    460.00 AMERICAN TOWER CORP 74,147 103,251
    164669.87 OW SMALL & MIDCAP STRAT FD 2,348,930 3,033,218
    1045.00 AMEREN CORP 68,217 81,572
    460.00 AMERICAN WATER WORKS CO 18,409 70,596
    41.00 ALPHABET INC CLASS C 54,212 71,827
    180.00 FACEBOOK INC-A 23,375 49,168
    205.00 ACTIVISION BLIZZARD INC 9,646 19,034
    3651.00 VERIZON COMMUNICATIONS 154,022 214,496
    220.00 HOME DEPOT 35,932 58,436
    654.00 MCDONALD'S CORP 109,561 140,335
    300.00 GENUINE PARTS CO 28,237 30,129
    33.00 AMAZON.COM INC 46,317 107,478
    235.00 ROSS STORES INC 21,520 28,860
    230.00 STARBUCKS CORP 14,375 24,605
    35.00 COSTCO WHSL CORP NEW 6,843 13,187
    645.00 COCA-COLA COMPANY 32,293 35,371
    115.00 THE HERSHEY COMPANY 13,064 17,517
    420.00 PEPSICO INC 40,583 62,286
    400.00 PROCTER & GAMBLE CO 36,208 55,656
    1520.00 CHEVRON CORP 166,524 128,364
    1051.00 TRUIST FINANCIAL CORP 39,598 50,374
    450.00 PRUDENTIAL FINANCIAL 35,536 35,131
    430.00 BLACKSTONE GROUP INC 22,713 27,868
    1437.00 JPMORGAN CHASE & CO 68,597 182,599
    1445.00 BANK OF AMERICA CORP 34,514 43,797
    340.00 AGILENT TECHNOLOGIES 29,050 40,286
    145.00 AMGEN INC 27,126 33,338
    175.00 ABBOTT LABORATORIES 11,845 19,160
    35.00 INTUITIVE SURGICAL 23,235 28,633
    90.00 ANTHEM INC 26,023 28,898
    2577.00 MEDTRONIC PLC 236,348 301,869
    545.00 ABBVIE INC 45,420 58,396
    235.00 QUEST DIAGNOSTICS INC 24,233 28,004
    2667.00 MERCK & CO INC NEW 201,193 218,160
    80.00 THERMO FISHER SCIENTIFIC 24,865 37,262
    464.00 LOCKHEED MARTIN CORP 145,715 164,710
    235.00 EATON CORP PLC 17,966 28,232
    65.00 NORTHROP GRUMMAN CORP 24,044 19,806
    255.00 ILLINOIS TOOL WORKS INC 31,478 51,989
    165.00 AMETEK INC NEW 13,499 19,955
    185.00 UNION PACIFIC CORP 23,861 38,520
    135.00 WASTE MANAGEMENT INC NEW 11,900 15,920
    805.00 DEERE & CO 125,819 216,585
    175.00 MOTOROLA SOLUTIONS INC 28,139 29,760
    205.00 KLA CORPORATION 29,401 53,076
    660.00 MICROSOFT CORP 65,775 146,797
    340.00 TEXAS INSTRUMENTS INC 30,667 55,804
    55.00 BROADCOM INC 19,798 24,081
    300.00 INTERNATIONAL BUS MACHINES 41,657 37,764
    1320.00 APPLE INC 33,989 175,150
    367.00 NVIDIA CORP 23,517 191,647
    180.00 AUTOMATIC DATA PROCESSING 26,716 31,716
    420.00 TE CONNECTIVITY LTD 30,156 50,849
    310.00 VISA INC 47,938 67,806
    190.00 AIR PRODUCTS & CHEMICALS 29,326 51,911
    170.00 SIMON PROP GROUP 15,279 14,497
    140.00 AMERICAN TOWER CORP 26,395 31,424
    160.00 PUBLIC STORAGE INC 32,454 36,948
    560.00 NEXTERA ENERGY INC 33,792 43,204
    315.00 PINNACLE WEST CAPITAL CORP 27,690 25,184
    1,091,251.00 SHS - BROWN FORMAN CORP CL B 8,373,972 86,678,066
    51,529.00 SHS - BROWN FORMAN CORP A 14,430 3,785,835

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    W L LYONS BROWN JR CHARITABLE FOUNDATION
    EIN:
    61-1233038
    US Government Securities - End of Year Book Value:

    4,101,427
    US Government Securities - End of Year Fair Market Value:

    4,196,029
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2020 InvestmentsOtherSchedule2
    Name:
    W L LYONS BROWN JR CHARITABLE FOUNDATION
    EIN:
    61-1233038
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    133.76 5TH AVE MUL-STRAT OFF S1 AT COST 335,000 369,447
    355160.12 5TH AVE PRIV EQUITY 14 T2 AT COST 328,664 420,073
    212370.73 5TH AVE PRIV EQUITY 15 T2 AT COST 198,878 231,592
    592015.21 5TH AVE PRIV EQUITY 13 T2 AT COST 527,206 824,629
    213258.52 5TH AVE REAL ASSETS 3 T2 AT COST 143,630 200,903
    130984.80 5TH AVE REAL ASSETS 4 T2 AT COST 87,354 136,147

    TY 2020 OtherDecreasesSchedule
    Name:
    W L LYONS BROWN JR CHARITABLE FOUNDATION
    EIN:
    61-1233038
    Description Amount
    BOOK TO TAX ADJUSTMENT 22,035


    TY 2020 OtherExpensesSchedule
    Name:
    W L LYONS BROWN JR CHARITABLE FOUNDATION
    EIN:
    61-1233038
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    KENTUCKY FILING FEE 15 0   15
    PARTNERSHIP INVESTMENT EXPENSES 100,828 100,828   0
    PARTNERSHIP CHARITABLE 11 0   11
    PARTNERSHIP NONDEDUCTIBLE EXPENSES 1,043 0   0


    TY 2020 OtherIncomeSchedule2
    Name:
    W L LYONS BROWN JR CHARITABLE FOUNDATION
    EIN:
    61-1233038
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    PARTNERSHIP TAX EXEMPT INTEREST 162 0 162
    PARTNERSHIP INT/DIVS 106,606 106,606 106,606
    PARTNERSHIP OTHER INCOM 1,639 14,294 1,639


    TY 2020 OtherIncreasesSchedule
    Name:
    W L LYONS BROWN JR CHARITABLE FOUNDATION
    EIN:
    61-1233038
    Description Amount
    ASSETS TRANSFERRED FROM W. L. LYONS BROWN, JR. FUND, INC. - SEE STATEMENT 14 19,159,877


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    W L LYONS BROWN JR CHARITABLE FOUNDATION
    EIN:
    61-1233038
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT SERVICE FEES - BESSEMER 134,139 89,426   44,713
    INVESTMENT SERVICE FEES - MORGAN STANLEY 15,783 15,783   0


    TY 2020 TaxesSchedule
    Name:
    W L LYONS BROWN JR CHARITABLE FOUNDATION
    EIN:
    61-1233038
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL TAX PAYMENTS 27,219 0   0
    FOREIGN TAXES PAID 17,009 15,549   0
    PARTNERSHIP TAX CREDITS 31 0   0