Form990-PF
Click to see list of attachments

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THE SIDNEY E FRANK FOUNDATION
C/O PKF O'CONNOR DAVIES LLP
Number and street (or P.O. box number if mail is not delivered to street address)500 MAMARONECK AVENUE NO 301
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
HARRISON, NY105281633
A Employer identification number

20-6383779
B Telephone number (see instructions)

(212) 286-2600
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$367,468,478J Accounting method:
MODIFIED CASH
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 1,417,014 2,505,571  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 19,486,563
b Gross sales price for all assets on line 6a 148,789,885
7 Capital gain net income (from Part IV, line 2)... 22,259,184
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 0 41,666  
12 Total. Add lines 1 through 11........ 20,903,577 24,806,421  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 353,596 353,596   0
14 Other employee salaries and wages...... 46,429 46,429   0
15 Pension plans, employee benefits....... 75,407 75,407   0
16a Legal fees (attach schedule)......... Click to see attachment 29,411 26,294   3,117
b Accounting fees (attach schedule)....... Click to see attachment 369,602 0   363,602
c Other professional fees (attach schedule).... Click to see attachment 2,426,809 1,773,350   653,459
17 Interest...............   17,483    
18 Taxes (attach schedule) (see instructions)... Click to see attachment 312,282 23,183   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 3,799 3,799   0
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 50,451 1,333,670   50,451
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 3,667,786 3,653,211   1,070,629
25 Contributions, gifts, grants paid....... 10,179,057 10,179,057
26 Total expenses and disbursements. Add lines 24 and 25 13,846,843 3,653,211   11,249,686
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 7,056,734
b Net investment income (if negative, enter -0-) 21,153,210
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 7,646,954 16,444,625 16,444,625
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 6,910,028 Click to see attachment13,734,830 13,734,830
b Investments—corporate stock (attach schedule)....... 11,895,588 Click to see attachment9,499,990 9,499,990
c Investments—corporate bonds (attach schedule)....... 10,076,383 Click to see attachment12,347,580 12,347,580
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 276,142,316 Click to see attachment315,441,453 315,441,453
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 312,671,269 367,468,478 367,468,478
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 308,012,016 362,527,928
25 Net assets with donor restrictions............ 4,659,253 4,940,550
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 312,671,269 367,468,478
30 Total liabilities and net assets/fund balances (see instructions). 312,671,269 367,468,478
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
312,671,269
2
Enter amount from Part I, line 27a .....................
2
7,056,734
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
47,740,475
4
Add lines 1, 2, and 3 ..........................
4
367,468,478
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
367,468,478
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES P    
b ACACIA CONSERVATION FUND (OFFSHORE), LTD. P 2011-07-01 2020-01-02
c ACACIA CONSERVATION FUND (OFFSHORE), LTD. P 2011-07-01 2020-07-15
d AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2017-01-27 2020-01-03
e AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2017-01-27 2020-05-06
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2017-01-27 2020-06-03
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2017-01-27 2020-08-12
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2017-01-27 2020-12-03
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2017-07-14 2020-01-06
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2017-07-14 2020-06-02
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2017-07-14 2020-08-12
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2018-01-23 2020-01-06
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2018-01-23 2020-02-05
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2018-01-23 2020-03-05
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2018-01-23 2020-04-08
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2018-01-23 2020-05-06
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2018-01-23 2020-06-03
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2018-01-23 2020-07-07
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2018-01-23 2020-08-12
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2018-01-23 2020-12-03
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2018-11-08 2020-01-06
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2018-11-08 2020-04-03
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2018-11-08 2020-05-08
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2018-11-08 2020-06-03
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2018-11-08 2020-07-08
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2018-11-08 2020-08-12
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2018-11-08 2020-12-04
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2019-02-07 2020-02-05
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2019-02-07 2020-03-06
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2019-02-07 2020-04-06
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2019-02-07 2020-05-08
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2019-02-07 2020-06-03
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2019-02-07 2020-07-09
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2019-02-07 2020-09-02
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2019-02-07 2020-10-08
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2019-02-07 2020-12-04
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2019-07-11 2020-02-05
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2019-07-11 2020-03-18
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2019-07-11 2020-07-09
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2019-07-11 2020-08-12
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2019-07-11 2020-12-07
ALTOR FUND III (NO. 2), L.P. P 2009-02-14 2020-02-12
ALTOR FUND III (NO. 2), L.P. P 2009-02-14 2020-07-27
BIL, LTD. P 2013-07-01 2020-07-15
BROOKSIDE CAYMAN, LTD. P 2008-03-31 2020-01-23
BROOKSIDE CAYMAN, LTD. P 2008-03-31 2020-04-28
CERBERUS INTERNATIONAL SPV, LTD. P 2008-04-30 2020-01-09
CERBERUS INTERNATIONAL SPV, LTD. P 2008-04-30 2020-08-07
D.E. SHAW OCULUS INTERNATIONAL FUND P 2012-12-29 2020-01-30
ETON PARK OVERSEAS FUND, LTD. P 2008-07-31 2020-01-31
ETON PARK OVERSEAS FUND, LTD. P 2008-07-31 2020-01-31
ETON PARK OVERSEAS FUND, LTD. P 2008-07-31 2020-05-22
ETON PARK OVERSEAS FUND, LTD. P 2008-07-31 2020-05-22
FIELD STREET PARTNERS, LP P 2016-04-01 2020-01-31
GAOLING FEEDER, LTD. P 2010-04-30 2020-08-17
GAOLING FEEDER, LTD. P 2010-04-30 2020-11-13
GENERATION IM FUND PLC. P 2011-07-01 2020-01-14
INSTITUTIONAL DIST. OPPORTUNITIES FUND LTD. P 2018-11-28 2020-07-10
IRONWOOD INTERNATIONAL, LTD. P 2011-10-04 2020-07-22
LAURION CAPITAL, LTD. P 2012-12-31 2020-02-03
LAURION CAPITAL, LTD. P 2012-12-31 2020-04-20
LAURION CAPITAL, LTD. P 2012-12-31 2020-05-22
MILLENIUM INTERNATIONAL, LTD. P 2008-04-30 2020-01-30
SCOPUS FUND, LTD. P 2010-02-28 2020-04-03
SCULPTOR OVERSEAS FUND II, LTD. P 2008-03-01 2020-01-10
SCULPTOR OVERSEAS FUND II, LTD. P 2008-03-01 2020-03-10
SCULPTOR OVERSEAS FUND II, LTD. P 2008-03-01 2020-04-10
SCULPTOR OVERSEAS FUND II, LTD. P 2008-03-01 2020-07-08
TCW DIRECT LENDING, LLC P 2015-03-19 2020-03-04
TCW DIRECT LENDING, LLC P 2015-03-19 2020-09-29
TCW DIRECT LENDING, LLC P 2015-03-19 2020-03-04
TCW DIRECT LENDING, LLC P 2015-03-19 2020-12-23
VIKING LONG FUND III, LTD. P 2012-12-31 2020-01-02
THRU ALTOR FUND IV (NO. 1) AB K-1 P    
THRU BAIN CAPITAL EUROPE FUND III, L.P. K-1 P    
THRU CVC EUROPEAN EQUITY PTR. V (C) L.P. K-1 P    
THRU FARALLON CAP. INSTITUTIONAL PTR. LP K-1 P    
THRU FORMATION8 PARTNERS FUND II LP K-1 P    
THRU FR XII-A BRAVO AIV, LP K-1 P    
THRU FR XII-A CHARLIE AIV, LP K-1 P    
THRU FR XII-A PARALLEL VEHICLE, LP K-1 P    
THRU HIG MIDDLE MARKET LBO FUND II, LP K-1 P    
THRU HIG BAYSIDE DEBT & LBO FUND II, LP K-1 P    
THRU HIG BAYSIDE II AIV, LP (SERIES C) K-1 P    
THRU KHOSLA VENTURES III, LP K-1 P    
THRU THE KILTEARN GLOBAL EQUITY FUND K-1 P    
THRU LEGACY VENTURE V (QP), LLC K-1 P    
THRU LEGACY VENTURE VIII, LLC K-1 P    
THRU LEGACY VENTURE IX, LLC K-1 P    
THRU LONE CASCADE, L.P. K-1 P    
THRU OCA SILVER LAKE V TE LLC K-1 P    
THRU OCA TBP VI LLC K-1 P    
THRU PROVIDENCE STRATEGIC GR. III-A LP K-1 P    
THRU RIVERSTONE/CARLYLE RAE FEE II TE LP K-1 P    
THRU RCH ENERGY MLP FUND, LP K-1 P    
THRU THE RESOLUTE FUND III LP K-1 P    
THRU THE RESOLUTE FUND III SIE, LP K-1 P    
THRU TRF III INVO HOLDINGS (ONSHORE), LP K-1 P    
THRU TPG ENDOWMENT FUND VI, LP K-1 P    
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 101,695,496   101,953,866 -258,370
b 2,000,000   1,289,661 710,339
c 6,512,986   3,339,305 3,173,681
d 66,485   94,519 -28,034
e 55,381   78,702 -23,321
22,146   32,504 -10,358
22,141   32,574 -10,433
44,190   82,100 -37,910
1,980   3,016 -1,036
7,423   11,364 -3,941
6,185   9,493 -3,308
62,273   68,384 -6,111
50,594   55,315 -4,721
189,130   206,697 -17,567
54,478   59,415 -4,937
38,910   42,435 -3,525
46,689   50,910 -4,221
50,577   54,901 -4,324
70,026   75,163 -5,137
116,751   92,344 24,407
1,987   2,092 -105
1,145   1,274 -129
1,011   1,127 -116
674   759 -85
505   569 -64
3,033   3,450 -417
2,033   2,315 -282
311,576   276,006 35,570
218,108   197,845 20,263
28,829   25,523 3,306
35,967   31,776 4,191
24,708   21,776 2,932
15,442   13,535 1,907
18,865   14,920 3,945
25,251   19,966 5,285
37,178   26,854 10,324
30,443   26,664 3,779
14,252   12,133 2,119
124,856   110,125 14,731
18,907   16,369 2,538
7,090   6,453 637
48,053   11,659 36,394
28,484   7,990 20,494
3,836,239   2,850,000 986,239
1,075     1,075
1,349     1,349
179,158   98,034 81,124
40,897   21,850 19,047
121,223   75,317 45,906
239     239
6,273     6,273
2,490     2,490
388     388
    378,037 -378,037
42,179   7,100 35,079
27,761   4,137 23,624
4,000,000   1,382,736 2,617,264
33,401   35,457 -2,056
60,000   39,020 20,980
2,007,780   1,446,795 560,985
25,991     25,991
4,784,272   2,995,933 1,788,339
1,285,154   493,493 791,661
291,448   150,000 141,448
1,243     1,243
3,981     3,981
56     56
348     348
153,963   115,708 38,255
434,573   343,981 90,592
172,960   120,767 52,193
12,416   9,760 2,656
4,000,000   1,494,767 2,505,233
      6,287
      51,582
      99,279
      -17,234
      -32,634
      2,382
      -12
      -10,735
      1,841,474
      55,282
      3,688
      -37,011
      -1,521,815
      2,223,998
      75,773
      -1,010
      3,586,739
      668,317
      213,831
      91,453
      27,981
      -199,438
      869,929
      146,431
      -2,852
      8,107
997,037     997,037
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -258,370
b       710,339
c       3,173,681
d       -28,034
e       -23,321
      -10,358
      -10,433
      -37,910
      -1,036
      -3,941
      -3,308
      -6,111
      -4,721
      -17,567
      -4,937
      -3,525
      -4,221
      -4,324
      -5,137
      24,407
      -105
      -129
      -116
      -85
      -64
      -417
      -282
      35,570
      20,263
      3,306
      4,191
      2,932
      1,907
      3,945
      5,285
      10,324
      3,779
      2,119
      14,731
      2,538
      637
      36,394
      20,494
      986,239
      1,075
      1,349
      81,124
      19,047
      45,906
      239
      6,273
      2,490
      388
      -378,037
      35,079
      23,624
      2,617,264
      -2,056
      20,980
      560,985
      25,991
      1,788,339
      791,661
      141,448
      1,243
      3,981
      56
      348
      38,255
      90,592
      52,193
      2,656
      2,505,233
      6,287
      51,582
      99,279
      -17,234
      -32,634
      2,382
      -12
      -10,735
      1,841,474
      55,282
      3,688
      -37,011
      -1,521,815
      2,223,998
      75,773
      -1,010
      3,586,739
      668,317
      213,831
      91,453
      27,981
      -199,438
      869,929
      146,431
      -2,852
      8,107
      997,037
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 22,259,184
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 294,030
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 294,030
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 294,030
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 405,197
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 405,197
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 1,064
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 110,103
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet110,103 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
    Yes
     
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletPKF O'CONNOR DAVIES LLP Telephone no.bullet (212) 286-2600

    Located atbullet500 MAMARONECK AVENUE SUITE 301HARRISONNY ZIP+4bullet105281633
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
    Yes
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    CATHY F HALSTEAD TRUSTEE
    8.00     		0 0 0
    C/O PKFOD 500 MAMARONECK AVENUE
    SUITE 301
    HARRISON,NY105281633
    PETER A HALSTEAD TRUSTEE
    8.00     		0 0 0
    C/O PKFOD 500 MAMARONECK AVENUE
    SUITE 301
    HARRISON,NY105281633
    HAROLD R LOGAN JR STATEMENT 14 SPECIAL TRUSTEE
    1.00     		0 0 0
    C/O 1700 BROADWAY SUITE 2020
    DENVER,CO802901700
    ANN M LOGAN STATEMENT 14 SPECIAL TRUSTEE
    1.00     		0 0 0
    C/O 1700 BROADWAY SUITE 2020
    DENVER,CO802901700
    AMY C FISCH CHIEF INVESTMENT OFFICER
    40.00     		353,596 54,500 0
    C/O PKFOD 500 MAMARONECK AVENUE
    SUITE 301
    HARRISON,NY105281633
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    OFFIT CAPITAL ADVISORS LLC INVESTMENT MGT. 951,592
    485 LEXINGTON AVENUE 24TH FLOOR
    NEW YORK,NY100172640
    EHRENKRANZ PARTNERS LP INVESTMENT MGT. 585,049
    375 PARK AVENUE
    NEW YORK,NY101520067
    ROCKEFELLER PHILANTHROPY ADVISORS PROGRAM MANAGEMENT 469,929
    6 WEST 48TH ST 10TH FL
    NEW YORK,NY100361802
    PKF O'CONNOR DAVIES LLP ACCT., TAX & ADM. 468,803
    500 MAMARONECK AVENUE SUITE 301
    HARRISON,NY105281633
    ROCKEFELLER CAPITAL MGT INVESTMENT MGT. 71,972
    45 ROCKEFELLER PLZ FL 5
    NEW YORK,NY101110100
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    80,256,067
    b
    Average of monthly cash balances.......................
    1b
    21,261,147
    c
    Fair market value of all other assets (see instructions)................
    1c
    218,207,791
    d
    Total (add lines 1a, b, and c).........................
    1d
    319,725,005
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    319,725,005
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    4,795,875
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    314,929,130
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    15,746,457
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    15,746,457
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    294,030
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    294,030
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    15,452,427
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    15,452,427
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    15,452,427
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    11,249,686
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    11,249,686
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    11,249,686
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 15,452,427
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 18,133,923
    b From 2016...... 20,718,193
    c From 2017...... 2,425,247
    d From 2018...... 1,986,843
    e From 2019...... 22,073
    fTotal of lines 3a through e........ 43,286,279
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 11,249,686
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 11,249,686
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 4,202,741 4,202,741
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 39,083,538
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		13,931,182
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		25,152,356
    10 Analysis of line 9:
    a Excess from 2016.... 20,718,193
    b Excess from 2017.... 2,425,247
    c Excess from 2018.... 1,986,843
    d Excess from 2019.... 22,073
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    92ND STREET Y
    1395 LEXINGTON AVENUE
    NEW YORK,NY10128     		N/A PC TO SUPPORT THE PRODUCTION OF A SERIES OF POETRY FILMS & DEVELOPMENT OF DIGITAL PROGRAMMING 30,000
    92ND STREET Y
    1395 LEXINGTON AVENUE
    NEW YORK,NY10128     		N/A PC TO SUPPORT THE PRODUCTION OF THREE WORDS WE SHARE FILMS 3,000
    ABSAROKEE COMMUNITY FOUNDATION
    PO BOX 72
    ABSAROKEE,MT59001     		N/A PC FOR GENERAL OPERATING SUPPORT 3,500
    ACADEMY OF AMERICAN POETS
    75 MAIDEN LANE SUITE 901
    NEW YORK,NY10038     		N/A PC TO SUPPORT POEM-A-DAY 25,000
    ADRIAN BRINKERHOFF POETRY FOUNDATION
    C/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE SUITE 301
    HARRISON,NY10528     		N/A POF TO SUPPORT CHARITABLE & EDUCATIONAL PURPOSES & DEVELOPMENT & OPERATION OF LITERARY PROGRAMS 250,000
    ALVIN AILEY DANCE FOUNDATION
    405 W 55TH STREET
    NEW YORK,NY10019     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    AMERICAN ASSOCIATES OF THE NATIONAL THEATRE
    214 WEST 29TH STREET SUITE 701
    NEW YORK,NY10001     		N/A PC TO SUPPORT THE INTERNATIONAL EXPANSION OF ON DEMAND IN SCHOOLS 50,000
    AMERICAN IRELAND FUND
    345 PARK AVENUE 17TH FLOOR
    NEW YORK,NY10154     		N/A PC TO SUPPORT POETRY IRELAND'S NEIGHBOURHOOD PROGRAM 25,000
    AMERICAN PUBLIC MEDIA GROUP
    480 CEDAR STREET
    ST PAUL,MN55101     		N/A PC TO SUPPORT THE WORK OF PERFORMANCE TODAY IN PRODUCING CONTENT FROM LEADING MUSIC FESTIVALS, AND MUSIC EVENTS IN NEW YORK CITY, FOR BROADCAST AND VIDEO 25,000
    ARCHIE BRAY FOUNDATION FOR THE CERAMIC ARTS
    2915 COUNTRY CLUB AVENUE
    HELENA,MT59602     		N/A PC FOR GENERAL OPERATING SUPPORT 1,000
    ARCHIVE OF CONTEMPORARY MUSIC
    135 OLD POST ROAD
    STAATSBURG,NY12580     		N/A PC FOR THE TRANSPORT OF THE ARCHIVE TO ITS NEW LOCATION IN UPSTATE NEW YORK 10,000
    BEARTOOTH RECYCLING
    PO BOX 2254
    RED LODGE,MT59068     		N/A PC FOR GENERAL OPERATING SUPPORT 3,000
    BERKELEY PUBLIC SCHOOLS FUND
    PO BOX 2066
    BERKELEY,CA94702     		N/A PC FOR COVID-19 RELIEF FOR BERKELEY FAMILIES, STUDENTS, AND TEACHERS 3,000
    BERKWOOD HEDGE SCHOOL
    1809 BANCROFT WAY
    BERKELEY,CA94703     		N/A PC FOR THE ANNUAL FUND 10,000
    BEST FRIENDS ANIMAL SOCIETY
    5001 ANGEL CANYON ROAD
    KANAB,UT84741     		N/A PC FOR NO KILL LOS ANGELES AND THE EMERGENCY RESPONSE TEAM 23,000
    BETH ISRAEL DEACONESS MEDICAL CENTER
    330 BROOKLINE AVENUE
    BOSTON,MA02215     		N/A PC FOR GENERAL SUPPORT FOR THE CELIAC CENTER 40,000
    BEYOND 12
    2101 WEBSTER STREET SUITE 1850
    OAKLAND,CA94612     		N/A PC FOR GENERAL OPERATING SUPPORT 25,000
    BILLINGS SYMPHONY SOCIETY
    2721 2ND AVENUE NORTH SUITE 350
    BILLINGS,MT59101     		N/A PC TO SUPPORT THE SOLOIST AT THE MOZART AND VIVALDI CONCERT 4,500
    BILLINGS SYMPHONY SOCIETY
    2721 2ND AVENUE NORTH SUITE 350
    BILLINGS,MT59101     		N/A PC FOR GENERAL OPERATING SUPPORT 25,000
    BOYS & GIRLS CLUB OF RED LODGE AND THE BEARTOOTH FRONT
    24 W 9TH STREET PO BOX 11
    RED LODGE,MT59068     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    BOYS & GIRLS CLUBS OF SILICON VALLEY
    518 VALLEY WAY
    MILPITAS,CA95035     		N/A PC FOR GENERAL OPERATING SUPPORT 25,000
    BOZEMAN SYMPHONY SOCIETY
    1001 WEST OAK STREET SUITE 110
    BOZEMAN,MT59715     		N/A PC TO SUPPORT FAR AFIELD 5,000
    BRADLEY HOSPITAL FOUNDATION
    167 POINT STREET
    PROVIDENCE,RI02903     		N/A PC FOR GENERAL OPERATING SUPPORT 25,000
    BRAVO COLORADO AT VAIL-BEAVER CREEK
    2271 N FRONTAGE ROAD W SUITE C
    VAIL,CO81657     		N/A PC TO SUPPORT VIRTUAL, STREAMING, AND RECORDING PROJECTS 30,000
    BROWN UNIVERSITY
    PO BOX 1925
    PROVIDENCE,RI02912     		N/A PC FOR THE SIDNEY E. FRANK SCHOLARS ENDOWED BROWNCONNECT FUND AND TO INCREASE THE EXISTING SIDNEY E. FRANK ENDOWED SCHOLARSHIP FUND 1,200,000
    BROWN UNIVERSITY
    PO BOX 1925
    PROVIDENCE,RI02912     		N/A PC TO SUPPORT RESPONSE EFFORTS TO COVID-19 FOR THE SIDNEY E. FRANK SCHOLARS 250,000
    BROWN UNIVERSITY
    PO BOX 1925
    PROVIDENCE,RI02912     		N/A PC FOR A STUDY OF BCG VACCINE IN THE CONTEXT OF COVID-19 20,000
    CALIFORNIA SHAKESPEARE THEATER
    701 HEINZ AVENUE
    BERKELEY,CA94710     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    CARBON COUNTY ARTS GUILD
    PO BOX 585
    RED LODGE,MT59068     		N/A PC TO SUPPORT ARTS EDUCATION IN CARBON AND STILLWATER COUNTY SCHOOLS 15,000
    CHAMBER MUSIC SOCIETY OF LINCOLN CENTER
    70 LINCOLN CENTER PLAZA 10TH FLOOR
    NEW YORK,NY10023     		N/A PC TO SUPPORT DIGITAL MEDIA INITIATIVES 30,000
    CLAYTON EARLY LEARNING
    3801 MARTIN LUTHER KING BLVD
    DENVER,CO80205     		N/A PC FOR GENERAL OPERATING SUPPORT 20,000
    CLEO PARKER ROBINSON DANCE
    119 PARK AVENUE W
    DENVER,CO80205     		N/A PC FOR SUPPORT OF GENERAL OPERATIONS 10,000
    COLLEGE VISIONS
    131 WASHINGTON STREET SUITE 205
    PROVIDENCE,RI02903     		N/A PC FOR GENERAL OPERATING SUPPORT 7,500
    COMMONWEAL
    PO BOX 316
    BOLINAS,CA94924     		N/A PC FOR FACT SHEETS FOR SAFETYNEST EDUCATION PROGRAM 5,000
    CONNECTICUT COLLEGE
    270 MOHEGAN AVENUE
    NEW LONDON,CT06320     		N/A PC TO SUPPORT FINANCIAL AID FOR STUDENTS THROUGH CONNECTICUT COLLEGE'S CAPITAL CAMPAIGN 100,000
    CURIOUS THEATRE COMPANY
    13101 W 29TH AVENUE
    GOLDEN,CO80401     		N/A PC FOR SUPPORT OF GENERAL OPERATIONS 5,000
    DEERFIELD ACADEMY
    7 BOYDEN LANE
    DEERFIELD,MA01342     		N/A PC FOR GENERAL OPERATING SUPPOR 10,000
    DENVER ART MUSEUM
    PO BOX 17765
    DENVER,CO80217     		N/A PC IN SUPPORT OF THE UNDER 5S EARLY LEARNING INITIATIVE 20,000
    DENVER MUSEUM OF NATURE & SCIENCE
    2001 COLORADO BLVD
    DENVER,CO80205     		N/A PC TO SUPPORT EDUCATION PROGRAMS 20,000
    DENVER PUBLIC LIBRARY FRIENDS FOUNDATION
    10 WEST 14TH AVENUE PARKWAY
    DENVER,CO80204     		N/A PC FOR SUPPORT OF CHILDREN'S SERVICES 5,000
    DETROIT HISTORICAL SOCIETY
    5401 WOODWARD AVENUE
    DETROIT,MI48202     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    DETROIT INSTITUTE OF THE ARTS
    5200 WOODWARD AVENUE
    DETROIT,MI48202     		N/A PC FOR GENERAL OPERATING SUPPORT 40,000
    DOCTORS WITHOUT BORDERS USA INC
    40 RECTOR STREET 16TH FLOOR
    NEW YORK,NY10006     		N/A PC FOR GENERAL OPERATING SUPPORT 5,000
    DRUID PERFORMING ARTS COMPANY
    THE DRUID BUILDING FLOOD STREET
    GALWAY   H91 PWX5
    EI     		N/A NC TO SUPPORT A SERIES OF POETRY FILMS AND A PRODUCTION FILM OF DRUIDGREGORY 8,383
    EAST BAY PERFORMING ARTS
    339 11TH STREET
    RICHMOND,CA94801     		N/A PC TO SUPPORT THE MUSE MUSIC EDUCATION PROGRAM ($12,500) AND FOR GENERAL OPERATING SUPPORT ($12,500) 25,000
    ECUMENICAL HUNGER PROGRAM
    2411 PULGAS AVENUE
    EAST PALO ALTO,CA94303     		N/A PC FOR GENERAL OPERATING SUPPORT 12,000
    EDUCATE78
    2323 BROADWAY
    OAKLAND,CA92612     		N/A PC FOR GENERAL OPERATING SUPPORT 20,000
    EDUCATE78
    2323 BROADWAY
    OAKLAND,CA94612     		N/A PC FOR FULCRUM 150,000
    FACE FOUNDATION
    10505 SORRENTO VALLEY ROAD SUITE
    250
    SAN DIEGO,CA92121     		N/A PC FOR CANINE PATIENT CARE (INCLUDING DIAGNOSTIC) AND FOR THE CANINE CANCER FUND, FOR DOGS THAT HAVE THE POTENTIAL FOR REMISSION 12,000
    FACE FOUNDATION
    10505 SORRENTO VALLEY ROAD SUITE
    250
    SAN DIEGO,CA92121     		N/A PC FOR GENERAL OPERATING SUPPORT, IN HONOR OF BRUTUS 5,000
    FEEDING AMERICA
    161 NORTH CLARK STREET SUITE 700
    CHICAGO,IL60601     		N/A PC FOR GENERAL OPERATING SUPPORT 12,000
    FIRST PEOPLES FUND
    PO BOX 2977
    RAPID CITY,SD57709     		N/A PC TO PROVIDE GENERAL OPERATING SUPPORT AND TO EXPLORE OPPORTUNITIES TO COLLABORATE IN MONTANA WITH TIPPET RISE ART CENTER 25,000
    FOCUS POINTS FAMILY RESOURCE CENTER
    2501 EAST 48TH AVENUE
    DENVER,CO80216     		N/A PC FOR GENERAL OPERATING SUPPORT 5,000
    FROM THE TOP
    295 HUNTINGTON AVENUE SUITE 201
    BOSTON,MA02115     		N/A PC FOR GENERAL OPERATING SUPPORT 17,500
    GLYNDEBOURNE PRODUCTIONS LIMITED
    NEW ROAD LEWES BN8 5UU
    EAST SUSSEX   V3H7 8M
    UK     		N/A NC TO SUPPORT EDUCATION AND COMMUNITY PROGRAMS 25,000
    HAWAI'I COMMUNITY FOUNDATION
    827 FORT STREET MALL
    HONOLULU,HI96813     		N/A PC TO PROVIDE SUPPORT FOR THE FRESH WATER INITIATIVE 10,000
    HELENA SYMPHONY
    2 N LAST CHANCE GULCH SUITE 100
    HELENA,MT59601     		N/A PC FOR GENERAL OPERATING SUPPORT 1,000
    HOLTER MUSEUM OF ART
    12 EAST LAWRENCE STREET
    HELENA,MT59601     		N/A PC FOR GENERAL OPERATING SUPPORT 1,000
    HONOLULU BIENNIAL FOUNDATION
    PO BOX 4636
    HONOLULU,HI96812     		N/A PC FOR HONOLULU TRIENNIAL 2022 30,000
    INITIATIVEEAU
    PO BOX 380726
    CAMBRIDGE,MA02238     		N/A PC TO SUPPORT THE INITIAL PHASES OF COVID-19 PREPAREDNESS AND WATER SAFETY IN GANDO, BURKINA FASO AND TO ASSIST IN STEWARDING THE ARRIVAL OF 20,000 N95 MASKS TO THE BURKINA FASO MINISTRY OF HEALTH 5,000
    INITIATIVEEAU
    PO BOX 380726
    CAMBRIDGE,MA02238     		N/A PC TO SUPPORT COMMUNITY PREPAREDNESS FOR COVID-19 IN THE VILLAGE OF GANDO AND THE HEALTH CENTERS OF SABTENGA AND SOUMAGOU BY STRENGTHENING WASH CAPACITY 40,000
    KERE FOUNDATION
    ARNTSTR 34
    BERLIN   10965
    GM     		N/A NC TO SUPPORT THE COMPLETION OF NAABA BELEM GOUMMA SECONDARY SCHOOL IN GANDO WITH THE PURCHASE OF FURNITURE AND TECHNOLOGY 100,000
    KOKUA KALIHI VALLEY
    2239 N SCHOOL STREET
    HONOLULU,HI96819     		N/A PC FOR THE MEDICAL DEAPRTMENT, IN HONOR OF NICOLE LITTENBERG AND MARY JANE ("MJ") ANTONIO 10,000
    KUA'AINA ULU 'AUAMO (KUA)
    47-200 WAIHEE ROAD
    KANEOHE,HI96797     		N/A PC FOR GENERAL OPERATING SUPPORT 20,000
    LIGHTHOUSE COMMUNITY CHARTER PUBLIC SCHOOL
    444 HEGENBERGER ROAD
    OAKLAND,CA94621     		N/A PC FOR GENERAL OPERATING SUPPORT 5,000
    LIGHTHOUSE COMMUNITY CHARTER PUBLIC SCHOOL
    444 HEGENBERGER ROAD
    OAKLAND,CA94621     		N/A PC FOR GENERAL OPERATING SUPPORT FOR LIGHTHOUSE AND LODESTAR SCHOOLS 5,000
    MONTANA FOOD BANK NETWORK INC
    5625 EXPRESSWAY
    MISSOULA,MT59808     		N/A PC FOR GENERAL OPERATING SUPPORT 16,740
    MONTANA STATE UNIVERSITY FOUNDATION
    PO BOX 7159
    BOZEMAN,MT59807     		N/A PC FOR THE MONTANA STATE UNIVERSITY SCHOOL OF THE ARTS MASTERS DEGREE RECRUITMENT AND RETENTION SCHOLARSHIPS ($32,000) AND GENERAL SUPPORT FOR SHAKESPEARE IN THE PARKS ($15,000), INCLUSIVE OF THE 5% FEE 47,000
    MUSEUM OF CONTEMPORARY ART DENVER
    1485 DELGANY STREET
    DENVER,CO80202     		N/A PC IN SUPPORT OF TEEN PROGRAMS 5,000
    MUSIC ASSOCIATES OF ASPEN
    2 MUSIC SCHOOL ROAD
    ASPEN,CO81611     		N/A PC TO SUPPORT UPGRADES OF THE EDGAR STANTON AUDIO RECORDING STUDIO 20,000
    NEW LEADERS
    30 WEST 26TH STREET 2ND FLOOR
    NEW YORK,NY10010     		N/A PC FOR GENERAL OPERATING SUPPORT FOR NEW LEADERS BAY AREA 50,000
    NEW YORK MEDICAL COLLEGE
    40 SUNSHINE COTTAGE ROAD
    VALHALLA,NY10595     		N/A PC TO SUPPORT THE SUMMER FELLOWSHIP IN PSYCHIATRY AND HEALTH POLICY ROUNDTABLE PROGRAM 36,930
    NYE COMMUNITY FOUNDATION
    PO BOX 528
    NYE,MT59061     		N/A PC TO PROVIDE HIGHER EDUCATION AND TRAINING SCHOLARSHIPS 3,500
    NYE FIRE ASSOCIATION
    PO BOX 491
    NYE,MT59061     		N/A PC FOR GENERAL OPERATING SUPPORT 2,000
    OCEAN CONSERVANCY
    1300 19TH STREET NW 8TH FLOOR
    WASHINGTON,DC20036     		N/A PC FOR GENERAL OPERATING SUPPORT 55,000
    OCEAN DISCOVERY INSTITUTE
    4255 THORN STREET
    SAN DIEGO,CA92105     		N/A PC FOR GENERAL OPERATING SUPPORT 50,000
    OPERA COLORADO
    4121 S NAVAJO STREET SUITE 100
    ENGLEWOOD,CO80110     		N/A PC IN SUPPORT OF GENERAL OPERATIONS 25,000
    ORCHESTRA OF ST LUKE'S
    450 WEST 37TH STREET SUITE 502
    NEW YORK,NY10018     		N/A PC FOR GENERAL OPERATING SUPPORT, IN HONOR OF CHARLES HAMLEN 5,000
    OUTDOOR AFRO
    2323 BROADWAY
    OAKLAND,CA94612     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    PACIFIC RIDGE SCHOOL
    6269 EL FUERTE STREET
    CARLSBAD,CA92009     		N/A PC TO SUPPORT ONE OPPORTUNITY GRANT STUDENT FOR SIX ACADEMIC YEARS 15,000
    PACIFIC SURVIVOR CENTER
    PO BOX 3535
    HONOLULU,HI96811     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    PERFORMING ARTS WORKSHOP
    768 DELANO AVENUE
    SAN FRANCISCO,CA94112     		N/A PC FOR GENERAL OPERATING SUPPORT 7,500
    PLANNED PARENTHOOD FEDERATION OF AMERICA
    123 WILLIAM STREET 10TH FLOOR
    NEW YORK,NY10038     		N/A PC FOR GENERAL OPERATING SUPPORT 5,000
    PLAYWORKS
    638 3RD STREET
    OAKLAND,CA94607     		N/A PC FOR GENERAL OPERATING SUPPORT ($25,000) AND FOR OAKLAND PROGRAMS ($25,000) 50,000
    PLAYWRIGHTS PROJECT
    3675 RUFFIN ROAD SUITE 330
    SAN DIEGO,CA92123     		N/A PC FOR SIMULATING EDUCATIONAL EXCELLENCE THROUGH DRAMA STANDARDS (SEEDS) 12,500
    POET IN THE CITY
    90 YORK WAY
    LONDON   N1 9AG
    UK     		N/A NC TO SUPPORT THE CREATION AND PRODUCTION OF A SERIES OF POETRY FILMS 10,942
    PORT CHESTER CARVER CENTER
    400 WESTCHESTER AVENUE
    PORT CHESTER,NY10573     		N/A PC FOR GENERAL OPERATING SUPPORT, IN HONOR OF AMY FISCH 15,000
    PRESIDENT AND FELLOWS OF HARVARD COLLEGE
    MASSACHUSETTS HALL
    CAMBRIDGE,MA02138     		N/A PC FOR THE FRIENDS OF HARVARD SQUASH 2,500
    REACH OUT AND READ COLORADO
    3705 MARTIN LUTHER KING BLVD
    DENVER,CO80205     		N/A PC FOR SUPPORT OF GENERAL OPERATIONS 25,000
    REACH OUT AND READ
    89 SOUTH STREET SUITE 201
    BOSTON,MA02111     		N/A PC FOR SUPPORT OF GENERAL OPERATIONS 10,000
    RED LODGE AREA COMMUNITY FOUNDATION
    214 WEST 13TH STREET PO BOX 1871
    RED LODGE,MT59068     		N/A PC FOR GENERAL OPERATING SUPPORT 17,500
    REDLINE
    2350 ARAPAHOE STREET
    DENVER,CO80205     		N/A PC IN SUPPORT OF THE COMMUNITY STUDIO 5,000
    RIEKES CENTER FOR HUMAN ENHANCEMENT
    3455 EDISON WAY
    MENLO PARK,CA94025     		N/A PC FOR THE FERNSIDE PROGRAM 40,000
    RIP MEDICAL DEBT
    80 THEODORE FREMD AVENUE
    RYE,NY10580     		N/A PC FOR GENERAL OPERATING SUPPORT 15,000
    ROCKEFELLER PHILANTHROPY ADVISORS
    6 WEST 48TH STREET 10TH FLOOR
    NEW YORK,NY10036     		N/A PC FOR GENERAL OPERATING SUPPORT FOR THE ART FOR JUSTICE FUND 25,000
    ROCKY MOUNTAIN BIRD OBSERVATORY
    14500 LARK BUNTING LANE
    BRIGHTON,CO80603     		N/A PC FOR SUPPORT OF GENERAL OPERATIONS 5,000
    ROCKY MOUNTAIN INSTITUTE
    2490 JUNCTION PLACE SUITE 200
    BOULDER,CO80301     		N/A PC FOR THE GLOBAL COOLING PRIZE 25,000
    ROOTS FAMILY CENTER
    4200 MORRISON ROAD UNIT 7
    DENVER,CO80219     		NQ PC FOR GENERAL OPERATING SUPPORT 5,000
    ROYAL SHAKESPEARE COMPANY
    ROYAL SHAKESPEARE THEATRE WATERSIDE
    STRATFORD-UPON-AVON
    WARWICKSHIRE   CV37 6BB
    UK     		N/A NC TO SUPPORT DREAM2020 40,000
    SAN DIEGO YOUTH SYMPHONY AND CONSERVATORY
    1650 EL PRADO 207A
    SAN DIEGO,CA92101     		N/A PC TO SUPPORT THE ENCORE FUND 12,500
    SCHOLARS UNLIMITED
    3401 QUEBEC STREET SUITE 5010
    DENVER,CO80207     		N/A PC GENERAL OPERATING SUPPORT 5,000
    SCULPTURE IN THE WILD
    PO BOX 712
    BILLINGS,MT59101     		N/A PC TO SUPPORT A NEW SCULPTURE BY BENTLY SPANG 10,000
    SHARE OUR STRENGTH
    1824 LINCOLN ST
    DENVER,CO80203     		N/A PC FOR COOKING MATTERS FOR WIC REFUGEES INITIATIVE 5,000
    SIERRA CLUB FOUNDATION
    85 SECOND STREET 2ND FLOOR
    SAN FRANCISCO,CA94105     		N/A PC FOR THE CLEAN ENERGY FOR ALL (CEFA) CAMPAIGN 25,000
    SMITHSONIAN INSTITUTION
    INDEPENDENCE AVENUE AT SEVENTH
    STREET SW
    WASHINGTON,DC20013     		N/A PC FOR GENERAL OPERATING SUPPORT FOR THE HIRSHHORN MUSEUM AND SCULPTURE GARDEN 20,000
    SOCRATES SCULPTURE PARK
    PO BOX 6259 32-01 VERNON BLVD
    LONG ISLAND CITY,NY11106     		N/A PC FOR GENERAL OPERATING SUPPORT 30,000
    SOLOMON R GUGGENHEIM FOUNDATION
    1071 FIFTH AVENUE
    NEW YORK,NY10128     		N/A PC TO SUPPORT LEARNING THROUGH ART 10,000
    SOMETHING GOOD IN THE WORLD
    624 CROTON AVENUE
    CORTLANDT MANOR,NY10567     		N/A PC FOR GENERAL OPERATING SUPPORT 5,000
    SOS OUTREACH
    PO BOX 2020
    AVON,CO81620     		N/A PC TO SUPPORT THE COLORADO NATIONAL MONUMENT TRIP FOR EDWARDS ELEMENTARY SCHOOL 10,000
    STILLWATER VALLEY WATERSHED COUNCIL
    303 WEST ROSEBUD ROAD
    FISHTAIL,MT59028     		N/A PC FOR GENERAL OPERATING SUPPORT 2,000
    STORM KING ART CENTER
    1 MUSEUM ROAD
    NEW WINDSOR,NY12553     		N/A PC TO SUPPORT THE DEVELOPMENT OF A NEW FACILITY TO BE USED FOR CONSERVATION, ART STORAGE, AND MAINTENANCE, AS PART OF THE CAPITAL CAMPAIGN 500,000
    STORM KING ART CENTER
    1 MUSEUM ROAD
    NEW WINDSOR,NY12553     		N/A PC FOR GENERAL OPERATING SUPPORT ($25,000) AND FOR SUPPORT OF THE 2020 GALA ($25,000) 50,000
    THE COLBURN SCHOOL
    200 SOUTH GRAND AVENUE
    LOS ANGELES,CA90012     		N/A PC FOR THE VIRTUAL CHOIR 6 10,000
    THE COLBURN SCHOOL
    200 SOUTH GRAND AVENUE
    LOS ANGELES,CA90012     		N/A PC TO SUPPORT THE CREATION OF A FILM CO-PRODUCED WITH TIPPET RISE ART CENTER 81,750
    THE COLBURN SCHOOL
    200 SOUTH GRAND AVENUE
    LOS ANGELES,CA90012     		N/A PC TO SUPPORT ACCESS PROGRAMS AS PART OF THE EQUITY, DIVERSITY, AND INCLUSION INITIATIVE 100,000
    THE COMMONWEALTH CLUB OF CALIFORNIA
    110 THE EMBARCADERO
    SAN FRANCISCO,CA94105     		N/A PC FOR GENERAL OPERATING SUPPORT FOR CLIMATE ONE 25,000
    THE INDEPENDENCE PASS FOUNDATION
    PO BOX 1700
    ASPEN,CO81612     		N/A PC FOR GENERAL OPERATING SUPPORT 3,000
    THE MERWIN CONSERVANCY INC
    PO BOX 809
    HAIKU,HI96708     		N/A PC TO SUPPORT THE PRESERVATION AND RESTORATION OF MERWIN'S HOME AND LIBRARY 40,000
    THE NATURE CONSERVANCY HAWAI'I PROGRAM
    932 NUUANU AVENUE
    HONOLULU,HI96817     		N/A PC FOR THE HE'EIA REVITALIZATION PROJECT 20,000
    THE TRUST FOR PUBLIC LAND
    101 MONTGOMERY STREET SUITE 900
    SAN FRANCISCO,CA94104     		N/A PC TO SUPPORT GENERAL OPERATIONS OF THE HAWAIIAN ISLANDS PROGRAM 20,000
    THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK
    630 WEST 168TH STREET
    NEW YORK,NY10032     		N/A PC FOR GENERAL OPERATING SUPPORT FOR THE CELIAC DISEASE CENTER AT COLUMBIA UNIVERSITY MEDICAL CENTER 40,000
    THEATRE FOR A NEW AUDIENCE
    154 CHRISTOPHER STREET SUITE 3D
    NEW YORK,NY10014     		N/A PC TO SUPPORT THE WORLD THEATRE PROJECT IN SCHOOLS 10,000
    THIRD SECTOR NEW ENGLAND CO TSNE MISSION WORKS
    89 SOUTH STREET SUITE 700
    BOSTON,MA02111     		N/A PC FOR MEMBERSHIP IN CONSTELLATION PHILANTHROPY 10,000
    TIPPET RISE FOUNDATION
    C/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE SUITE 301
    HARRISON,NY10528     		N/A POF (OF $5M GRANT APPROVED IN 5/2020) TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 2,500,000
    TIPPET RISE FOUNDATION
    C/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE SUITE 301
    HARRISON,NY10528     		N/A POF (OF $8M GRANT APPROVED IN 3/2019) TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 2,500,000
    TRICKLE UP
    104 W 27TH STREET 12TH FLOOR
    NEW YORK,NY10001     		N/A PC FOR GENERAL OPERATING SUPPORT 20,000
    TRICKLE UP
    104 W 27TH STREET 12TH FLOOR
    NEW YORK,NY10001     		N/A PC FOR WEST AFRICA PROGRAMS 10,000
    US LACROSSE INC
    2 LOVETON CIRCLE
    SPARKS,MD21152     		N/A PC FOR GENERAL OPERATING SUPPORT 5,000
    UNCOMMON SCHOOLS
    2 POLK STREET
    TROY,NY12180     		N/A PC FOR GENERAL OPERATING SUPPORT FOR TROY PREPARATORY CHARTER SCHOOL 4,000
    UNIVERSITY OF CALIFORNIA BERKELEY FOUNDATION
    1995 UNIVERSITY AVENUE SUITE 401
    BERKELEY,CA94704     		N/A PC FOR THE PROGRAMMATIC RESEARCH FOR THE CENTER FOR LAW, ENERGY AND THE ENVIRONMENT'S PROJECT CLIMATE 20,000
    UNIVERSITY OF CALIFORNIA BERKELEY FOUNDATION
    1995 UNIVERSITY AVENUE SUITE 401
    BERKELEY,CA94704     		N/A PC TO SUPORT THE ARTS PASSPORT FOR UC BERKELEY ARTS + DESIGN, INCLUSIVE OF THE 5% PHILANTHROPIC ALLOCATION 10,500
    UNIVERSITY OF MONTANA FOUNDATION
    UNIVERSITY HALL 207
    MISSOULA,MT59812     		N/A PC FOR GENERAL SUPPORT FOR THE UNIVERSITY OF MONTANA COLLEGE OF VISUAL AND PERFORMING ARTS AND MEDIA, INCLUSIVE OF 6% ADMINISTRATIVE FEE 10,000
    VALLEY SETTLEMENT
    520 SOUTH THIRD STREET SUITE 9
    CARBONDALE,CO81623     		N/A PC FOR GENERAL OPERATING SUPPORT 25,000
    VALLEY SETTLEMENT
    520 SOUTH THIRD STREET SUITE 9
    CARBONDALE,CO81623     		N/A PC FOR EL BUSESITO/LITTLE BUS PROGRAM 25,000
    VILLAGE ENTERPRISE FUND
    751 LAUREL STREET PMB 222
    SAN CARLOS,CA94070     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    VOTER PARTICIPATION CENTER
    1707 L STREET NORTHWEST SUITE 950
    WASHINGTON,DC20036     		N/A PC FOR GENERAL OPERATING SUPPORT 80,000
    VOTER PARTICIPATION CENTER
    1707 L STREET NORTHWEST SUITE 950
    WASHINGTON,DC20036     		N/A PC FOR A SITE-BASED VOTE-BY-MAIL REGISTRATION IN GEORGIA 40,000
    WALKING MOUNTAINS SCIENCE CENTER
    PO BOX 9469
    AVON,CO81620     		N/A PC TO SUPPORT FIELD SCIENCE PROGRAMS FOR EDWARDS ELEMENTARY SCHOOL STUDENTS AND THE PARTNERSHIP WITH THE MAGIC BUS PROGRAM 20,000
    WIGMORE HALL TRUST
    36 WIGMORE STREET
    LONDON   W1U 2BP
    UK     		N/A NC TO SUPPORT FOUR CONCERT BROADCASTS 53,912
    WILDLIFE CONSERVATION SOCIETY
    2300 SOUTHERN BOULEVARD
    NEW YORK,NY10460     		N/A PC FOR GENERAL OPERATING SUPPORT 5,000
    WINDHORSE EQUINE LEARNING
    3477 JOHNSON ROAD
    BOZEMAN,MT59718     		N/A PC FOR GENERAL OPERATING SUPPORT 2,500
    WOMEN'S REFUGEE COMMISSION
    15 W 37TH STREET 9TH FLOOR
    NEW YORK,NY10018     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    WOODLAND BOOK CENTER
    720 E LOCUST STREET
    MILWAUKEE,WI53212     		N/A PC TO SUPPORT IN-NA-PO FOR THE PRODUCTION OF AN INDIGENOUS POETRY EVENT 8,400
    WORKING AMERICA EDUCATION FUND
    815 16TH STREET NW
    WASHINGTON,DC20006     		N/A PC FOR GENERAL OPERATING SUPPORT 50,000
    XAVERIAN HIGH SCHOOL
    7100 SHORE ROAD
    BROOKLYN,NY11209     		N/A PC FOR THE CHRIS HOBAN SCHOLARSHIP FUND, IN HONOR OF JERRY KANE 5,000
    YELLOWSTONE ART MUSEUM
    401 NORTH 27TH STREET
    BILLINGS,MT59101     		N/A PC TO SUPPORT ARTS EDUCATION PROGRAMS FOR CHILDREN 26,000
    YELLOWSTONE ART MUSEUM
    401 NORTH 27TH STREET
    BILLINGS,MT59101     		N/A PC TO SUPPORT THE MONTANA WOMEN'S PRISON ART EDUCATION PROGRAM 10,000
    YOUNG CONCERT ARTISTS
    250 WEST 57TH STREET SUITE 1222
    NEW YORK,NY10107     		N/A PC FOR GENERAL OPERATING SUPPORT 20,000
    YOUTH PASSAGEWAYS
    PO BOX 46631
    KANSAS CITY,MO64188     		N/A PC FOR GENERAL OPERATING SUPPORT FOR EVER FORWARD SIEMPRE ADELANTE 5,000
    YOUTH POWER 365
    PO BOX 6550
    AVON,CO81620     		N/A PC IN SUPPORT OF THE PARENT MENTOR PROGRAM 5,000
    Total .................................bullet 3a 10,179,057
    bApproved for future payment
    BREAST CANCER ALLIANCE INC
    48 MAPLE AVENUE
    GREENWICH,CT06830     		N/A PC FOR GENERAL OPERATING SUPPORT 2,500
    BROWN UNIVERSITY
    PO BOX 1925
    PROVIDENCE,RI02912     		N/A PC FOR BROWNCONNECT & FINANCIAL AID 4,050,000
    CALIFORNIA SHAKESPEARE THEATER
    701 HEINZ AVENUE
    BERKELEY,CA94710     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    COLLEGE VISIONS
    131 WASHINGTON STREET SUITE 205
    PROVIDENCE,RI02903     		N/A PC FOR GENERAL OPERATING SUPPORT 7,500
    CONNECTICUT COLLEGE
    270 MOHEGAN AVENUE
    NEW LONDON,CT06320     		N/A PC TO SUPPORT FINANCIAL AID FOR STUDENTS THROUGH CONNECTICUT COLLEGE'S CAPITAL CAMPAIGN 100,000
    OCEAN DISCOVERY INSTITUTE
    4255 THORN STREET
    SAN DIEGO,CA92105     		N/A PC FOR GENERAL OPERATING SUPPORT 50,000
    PERFORMING ARTS WORKSHOP
    768 DELANO AVENUE
    SAN FRANCISCO,CA94112     		N/A PC FOR GENERAL OPERATING SUPPORT 7,500
    STORM KING ART CENTER
    1 MUSEUM ROAD
    NEW WINDSOR,NY12553     		N/A PC TO SUPPORT THE DEVELOPMENT OF A NEW FACILITY TO BE USED FOR CONSERVATION, ART STORAGE AND MAINTENANCE, AS PART OF THE CAPITAL CAMPAIGN 1,500,000
    TEDDY BEAR CANCER FOUNDATION
    3892 STATE STREET
    SANTA BARBARA,CA93105     		N/A PC FOR GENERAL OPERATING SUPPORT 1,000
    THE COLBURN SCHOOL
    200 SOUTH GRAND AVENUE
    LOS ANGELES,CA90012     		N/A PC TO SUPPORT ACCESS PROGRAMS AS PART OF COLBURN'S EQUITY, DIVERSITY, AND INCLUSION INITIATIVE 200,000
    THE MERWIN CONSERVANCY INC
    PO BOX 809
    HAIKU,HI96708     		N/A PC TO SUPPORT THE PRESERVATION AND RESTORATION OF MERWIN'S HOME AND LIBRARY 40,000
    TIPPET RISE FOUNDATION
    C/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE SUITE 301
    HARRISON,NY10528     		N/A POF TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 2,500,000
    Total .................................bullet 3b 8,468,500
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities.... 525990 10,102 14 1,327,026  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income..... 525990 79,886      
    8 Gain or (loss) from sales of assets other than
    inventory ............     		525990 45,359 18 19,441,204  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 135,347 20,768,230 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    20,903,577
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    92ND STREET Y1395 LEXINGTON AVENUE
    NEW YORK,NY10128     		N/A PC TO SUPPORT THE PRODUCTION OF A SERIES OF POETRY FILMS & DEVELOPMENT OF DIGITAL PROGRAMMING 30,000
    92ND STREET Y1395 LEXINGTON AVENUE
    NEW YORK,NY10128     		N/A PC TO SUPPORT THE PRODUCTION OF THREE WORDS WE SHARE FILMS 3,000
    ABSAROKEE COMMUNITY FOUNDATIONPO BOX 72
    ABSAROKEE,MT59001     		N/A PC FOR GENERAL OPERATING SUPPORT 3,500
    ACADEMY OF AMERICAN POETS75 MAIDEN LANE SUITE 901
    NEW YORK,NY10038     		N/A PC TO SUPPORT POEM-A-DAY 25,000
    ADRIAN BRINKERHOFF POETRY FOUNDATIONC/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE SUITE 301
    HARRISON,NY10528     		N/A POF TO SUPPORT CHARITABLE & EDUCATIONAL PURPOSES & DEVELOPMENT & OPERATION OF LITERARY PROGRAMS 250,000
    ALVIN AILEY DANCE FOUNDATION405 W 55TH STREET
    NEW YORK,NY10019     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    AMERICAN ASSOCIATES OF THE NATIONAL THEATRE214 WEST 29TH STREET SUITE 701
    NEW YORK,NY10001     		N/A PC TO SUPPORT THE INTERNATIONAL EXPANSION OF ON DEMAND IN SCHOOLS 50,000
    AMERICAN IRELAND FUND345 PARK AVENUE 17TH FLOOR
    NEW YORK,NY10154     		N/A PC TO SUPPORT POETRY IRELAND'S NEIGHBOURHOOD PROGRAM 25,000
    AMERICAN PUBLIC MEDIA GROUP480 CEDAR STREET
    ST PAUL,MN55101     		N/A PC TO SUPPORT THE WORK OF PERFORMANCE TODAY IN PRODUCING CONTENT FROM LEADING MUSIC FESTIVALS, AND MUSIC EVENTS IN NEW YORK CITY, FOR BROADCAST AND VIDEO 25,000
    ARCHIE BRAY FOUNDATION FOR THE CERAMIC ARTS2915 COUNTRY CLUB AVENUE
    HELENA,MT59602     		N/A PC FOR GENERAL OPERATING SUPPORT 1,000
    ARCHIVE OF CONTEMPORARY MUSIC135 OLD POST ROAD
    STAATSBURG,NY12580     		N/A PC FOR THE TRANSPORT OF THE ARCHIVE TO ITS NEW LOCATION IN UPSTATE NEW YORK 10,000
    BEARTOOTH RECYCLINGPO BOX 2254
    RED LODGE,MT59068     		N/A PC FOR GENERAL OPERATING SUPPORT 3,000
    BERKELEY PUBLIC SCHOOLS FUNDPO BOX 2066
    BERKELEY,CA94702     		N/A PC FOR COVID-19 RELIEF FOR BERKELEY FAMILIES, STUDENTS, AND TEACHERS 3,000
    BERKWOOD HEDGE SCHOOL1809 BANCROFT WAY
    BERKELEY,CA94703     		N/A PC FOR THE ANNUAL FUND 10,000
    BEST FRIENDS ANIMAL SOCIETY5001 ANGEL CANYON ROAD
    KANAB,UT84741     		N/A PC FOR NO KILL LOS ANGELES AND THE EMERGENCY RESPONSE TEAM 23,000
    BETH ISRAEL DEACONESS MEDICAL CENTER330 BROOKLINE AVENUE
    BOSTON,MA02215     		N/A PC FOR GENERAL SUPPORT FOR THE CELIAC CENTER 40,000
    BEYOND 122101 WEBSTER STREET SUITE 1850
    OAKLAND,CA94612     		N/A PC FOR GENERAL OPERATING SUPPORT 25,000
    BILLINGS SYMPHONY SOCIETY2721 2ND AVENUE NORTH SUITE 350
    BILLINGS,MT59101     		N/A PC TO SUPPORT THE SOLOIST AT THE MOZART AND VIVALDI CONCERT 4,500
    BILLINGS SYMPHONY SOCIETY2721 2ND AVENUE NORTH SUITE 350
    BILLINGS,MT59101     		N/A PC FOR GENERAL OPERATING SUPPORT 25,000
    BOYS & GIRLS CLUB OF RED LODGE AND THE BEARTOOTH FRONT24 W 9TH STREET PO BOX 11
    RED LODGE,MT59068     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    BOYS & GIRLS CLUBS OF SILICON VALLEY518 VALLEY WAY
    MILPITAS,CA95035     		N/A PC FOR GENERAL OPERATING SUPPORT 25,000
    BOZEMAN SYMPHONY SOCIETY1001 WEST OAK STREET SUITE 110
    BOZEMAN,MT59715     		N/A PC TO SUPPORT FAR AFIELD 5,000
    BRADLEY HOSPITAL FOUNDATION167 POINT STREET
    PROVIDENCE,RI02903     		N/A PC FOR GENERAL OPERATING SUPPORT 25,000
    BRAVO COLORADO AT VAIL-BEAVER CREEK2271 N FRONTAGE ROAD W SUITE C
    VAIL,CO81657     		N/A PC TO SUPPORT VIRTUAL, STREAMING, AND RECORDING PROJECTS 30,000
    BROWN UNIVERSITYPO BOX 1925
    PROVIDENCE,RI02912     		N/A PC FOR THE SIDNEY E. FRANK SCHOLARS ENDOWED BROWNCONNECT FUND AND TO INCREASE THE EXISTING SIDNEY E. FRANK ENDOWED SCHOLARSHIP FUND 1,200,000
    BROWN UNIVERSITYPO BOX 1925
    PROVIDENCE,RI02912     		N/A PC TO SUPPORT RESPONSE EFFORTS TO COVID-19 FOR THE SIDNEY E. FRANK SCHOLARS 250,000
    BROWN UNIVERSITYPO BOX 1925
    PROVIDENCE,RI02912     		N/A PC FOR A STUDY OF BCG VACCINE IN THE CONTEXT OF COVID-19 20,000
    CALIFORNIA SHAKESPEARE THEATER701 HEINZ AVENUE
    BERKELEY,CA94710     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    CARBON COUNTY ARTS GUILDPO BOX 585
    RED LODGE,MT59068     		N/A PC TO SUPPORT ARTS EDUCATION IN CARBON AND STILLWATER COUNTY SCHOOLS 15,000
    CHAMBER MUSIC SOCIETY OF LINCOLN CENTER70 LINCOLN CENTER PLAZA 10TH FLOOR
    NEW YORK,NY10023     		N/A PC TO SUPPORT DIGITAL MEDIA INITIATIVES 30,000
    CLAYTON EARLY LEARNING3801 MARTIN LUTHER KING BLVD
    DENVER,CO80205     		N/A PC FOR GENERAL OPERATING SUPPORT 20,000
    CLEO PARKER ROBINSON DANCE119 PARK AVENUE W
    DENVER,CO80205     		N/A PC FOR SUPPORT OF GENERAL OPERATIONS 10,000
    COLLEGE VISIONS131 WASHINGTON STREET SUITE 205
    PROVIDENCE,RI02903     		N/A PC FOR GENERAL OPERATING SUPPORT 7,500
    COMMONWEALPO BOX 316
    BOLINAS,CA94924     		N/A PC FOR FACT SHEETS FOR SAFETYNEST EDUCATION PROGRAM 5,000
    CONNECTICUT COLLEGE270 MOHEGAN AVENUE
    NEW LONDON,CT06320     		N/A PC TO SUPPORT FINANCIAL AID FOR STUDENTS THROUGH CONNECTICUT COLLEGE'S CAPITAL CAMPAIGN 100,000
    CURIOUS THEATRE COMPANY13101 W 29TH AVENUE
    GOLDEN,CO80401     		N/A PC FOR SUPPORT OF GENERAL OPERATIONS 5,000
    DEERFIELD ACADEMY7 BOYDEN LANE
    DEERFIELD,MA01342     		N/A PC FOR GENERAL OPERATING SUPPOR 10,000
    DENVER ART MUSEUMPO BOX 17765
    DENVER,CO80217     		N/A PC IN SUPPORT OF THE UNDER 5S EARLY LEARNING INITIATIVE 20,000
    DENVER MUSEUM OF NATURE & SCIENCE2001 COLORADO BLVD
    DENVER,CO80205     		N/A PC TO SUPPORT EDUCATION PROGRAMS 20,000
    DENVER PUBLIC LIBRARY FRIENDS FOUNDATION10 WEST 14TH AVENUE PARKWAY
    DENVER,CO80204     		N/A PC FOR SUPPORT OF CHILDREN'S SERVICES 5,000
    DETROIT HISTORICAL SOCIETY5401 WOODWARD AVENUE
    DETROIT,MI48202     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    DETROIT INSTITUTE OF THE ARTS5200 WOODWARD AVENUE
    DETROIT,MI48202     		N/A PC FOR GENERAL OPERATING SUPPORT 40,000
    DOCTORS WITHOUT BORDERS USA INC40 RECTOR STREET 16TH FLOOR
    NEW YORK,NY10006     		N/A PC FOR GENERAL OPERATING SUPPORT 5,000
    DRUID PERFORMING ARTS COMPANYTHE DRUID BUILDING FLOOD STREET
    GALWAY   H91 PWX5
    EI     		N/A NC TO SUPPORT A SERIES OF POETRY FILMS AND A PRODUCTION FILM OF DRUIDGREGORY 8,383
    EAST BAY PERFORMING ARTS339 11TH STREET
    RICHMOND,CA94801     		N/A PC TO SUPPORT THE MUSE MUSIC EDUCATION PROGRAM ($12,500) AND FOR GENERAL OPERATING SUPPORT ($12,500) 25,000
    ECUMENICAL HUNGER PROGRAM2411 PULGAS AVENUE
    EAST PALO ALTO,CA94303     		N/A PC FOR GENERAL OPERATING SUPPORT 12,000
    EDUCATE782323 BROADWAY
    OAKLAND,CA92612     		N/A PC FOR GENERAL OPERATING SUPPORT 20,000
    EDUCATE782323 BROADWAY
    OAKLAND,CA94612     		N/A PC FOR FULCRUM 150,000
    FACE FOUNDATION10505 SORRENTO VALLEY ROAD SUITE
    250
    SAN DIEGO,CA92121     		N/A PC FOR CANINE PATIENT CARE (INCLUDING DIAGNOSTIC) AND FOR THE CANINE CANCER FUND, FOR DOGS THAT HAVE THE POTENTIAL FOR REMISSION 12,000
    FACE FOUNDATION10505 SORRENTO VALLEY ROAD SUITE
    250
    SAN DIEGO,CA92121     		N/A PC FOR GENERAL OPERATING SUPPORT, IN HONOR OF BRUTUS 5,000
    FEEDING AMERICA161 NORTH CLARK STREET SUITE 700
    CHICAGO,IL60601     		N/A PC FOR GENERAL OPERATING SUPPORT 12,000
    FIRST PEOPLES FUNDPO BOX 2977
    RAPID CITY,SD57709     		N/A PC TO PROVIDE GENERAL OPERATING SUPPORT AND TO EXPLORE OPPORTUNITIES TO COLLABORATE IN MONTANA WITH TIPPET RISE ART CENTER 25,000
    FOCUS POINTS FAMILY RESOURCE CENTER2501 EAST 48TH AVENUE
    DENVER,CO80216     		N/A PC FOR GENERAL OPERATING SUPPORT 5,000
    FROM THE TOP295 HUNTINGTON AVENUE SUITE 201
    BOSTON,MA02115     		N/A PC FOR GENERAL OPERATING SUPPORT 17,500
    GLYNDEBOURNE PRODUCTIONS LIMITEDNEW ROAD LEWES BN8 5UU
    EAST SUSSEX   V3H7 8M
    UK     		N/A NC TO SUPPORT EDUCATION AND COMMUNITY PROGRAMS 25,000
    HAWAI'I COMMUNITY FOUNDATION827 FORT STREET MALL
    HONOLULU,HI96813     		N/A PC TO PROVIDE SUPPORT FOR THE FRESH WATER INITIATIVE 10,000
    HELENA SYMPHONY2 N LAST CHANCE GULCH SUITE 100
    HELENA,MT59601     		N/A PC FOR GENERAL OPERATING SUPPORT 1,000
    HOLTER MUSEUM OF ART12 EAST LAWRENCE STREET
    HELENA,MT59601     		N/A PC FOR GENERAL OPERATING SUPPORT 1,000
    HONOLULU BIENNIAL FOUNDATIONPO BOX 4636
    HONOLULU,HI96812     		N/A PC FOR HONOLULU TRIENNIAL 2022 30,000
    INITIATIVEEAUPO BOX 380726
    CAMBRIDGE,MA02238     		N/A PC TO SUPPORT THE INITIAL PHASES OF COVID-19 PREPAREDNESS AND WATER SAFETY IN GANDO, BURKINA FASO AND TO ASSIST IN STEWARDING THE ARRIVAL OF 20,000 N95 MASKS TO THE BURKINA FASO MINISTRY OF HEALTH 5,000
    INITIATIVEEAUPO BOX 380726
    CAMBRIDGE,MA02238     		N/A PC TO SUPPORT COMMUNITY PREPAREDNESS FOR COVID-19 IN THE VILLAGE OF GANDO AND THE HEALTH CENTERS OF SABTENGA AND SOUMAGOU BY STRENGTHENING WASH CAPACITY 40,000
    KERE FOUNDATIONARNTSTR 34
    BERLIN   10965
    GM     		N/A NC TO SUPPORT THE COMPLETION OF NAABA BELEM GOUMMA SECONDARY SCHOOL IN GANDO WITH THE PURCHASE OF FURNITURE AND TECHNOLOGY 100,000
    KOKUA KALIHI VALLEY2239 N SCHOOL STREET
    HONOLULU,HI96819     		N/A PC FOR THE MEDICAL DEAPRTMENT, IN HONOR OF NICOLE LITTENBERG AND MARY JANE ("MJ") ANTONIO 10,000
    KUA'AINA ULU 'AUAMO (KUA)47-200 WAIHEE ROAD
    KANEOHE,HI96797     		N/A PC FOR GENERAL OPERATING SUPPORT 20,000
    LIGHTHOUSE COMMUNITY CHARTER PUBLIC SCHOOL444 HEGENBERGER ROAD
    OAKLAND,CA94621     		N/A PC FOR GENERAL OPERATING SUPPORT 5,000
    LIGHTHOUSE COMMUNITY CHARTER PUBLIC SCHOOL444 HEGENBERGER ROAD
    OAKLAND,CA94621     		N/A PC FOR GENERAL OPERATING SUPPORT FOR LIGHTHOUSE AND LODESTAR SCHOOLS 5,000
    MONTANA FOOD BANK NETWORK INC5625 EXPRESSWAY
    MISSOULA,MT59808     		N/A PC FOR GENERAL OPERATING SUPPORT 16,740
    MONTANA STATE UNIVERSITY FOUNDATIONPO BOX 7159
    BOZEMAN,MT59807     		N/A PC FOR THE MONTANA STATE UNIVERSITY SCHOOL OF THE ARTS MASTERS DEGREE RECRUITMENT AND RETENTION SCHOLARSHIPS ($32,000) AND GENERAL SUPPORT FOR SHAKESPEARE IN THE PARKS ($15,000), INCLUSIVE OF THE 5% FEE 47,000
    MUSEUM OF CONTEMPORARY ART DENVER1485 DELGANY STREET
    DENVER,CO80202     		N/A PC IN SUPPORT OF TEEN PROGRAMS 5,000
    MUSIC ASSOCIATES OF ASPEN2 MUSIC SCHOOL ROAD
    ASPEN,CO81611     		N/A PC TO SUPPORT UPGRADES OF THE EDGAR STANTON AUDIO RECORDING STUDIO 20,000
    NEW LEADERS30 WEST 26TH STREET 2ND FLOOR
    NEW YORK,NY10010     		N/A PC FOR GENERAL OPERATING SUPPORT FOR NEW LEADERS BAY AREA 50,000
    NEW YORK MEDICAL COLLEGE40 SUNSHINE COTTAGE ROAD
    VALHALLA,NY10595     		N/A PC TO SUPPORT THE SUMMER FELLOWSHIP IN PSYCHIATRY AND HEALTH POLICY ROUNDTABLE PROGRAM 36,930
    NYE COMMUNITY FOUNDATIONPO BOX 528
    NYE,MT59061     		N/A PC TO PROVIDE HIGHER EDUCATION AND TRAINING SCHOLARSHIPS 3,500
    NYE FIRE ASSOCIATIONPO BOX 491
    NYE,MT59061     		N/A PC FOR GENERAL OPERATING SUPPORT 2,000
    OCEAN CONSERVANCY1300 19TH STREET NW 8TH FLOOR
    WASHINGTON,DC20036     		N/A PC FOR GENERAL OPERATING SUPPORT 55,000
    OCEAN DISCOVERY INSTITUTE4255 THORN STREET
    SAN DIEGO,CA92105     		N/A PC FOR GENERAL OPERATING SUPPORT 50,000
    OPERA COLORADO4121 S NAVAJO STREET SUITE 100
    ENGLEWOOD,CO80110     		N/A PC IN SUPPORT OF GENERAL OPERATIONS 25,000
    ORCHESTRA OF ST LUKE'S450 WEST 37TH STREET SUITE 502
    NEW YORK,NY10018     		N/A PC FOR GENERAL OPERATING SUPPORT, IN HONOR OF CHARLES HAMLEN 5,000
    OUTDOOR AFRO2323 BROADWAY
    OAKLAND,CA94612     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    PACIFIC RIDGE SCHOOL6269 EL FUERTE STREET
    CARLSBAD,CA92009     		N/A PC TO SUPPORT ONE OPPORTUNITY GRANT STUDENT FOR SIX ACADEMIC YEARS 15,000
    PACIFIC SURVIVOR CENTERPO BOX 3535
    HONOLULU,HI96811     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    PERFORMING ARTS WORKSHOP768 DELANO AVENUE
    SAN FRANCISCO,CA94112     		N/A PC FOR GENERAL OPERATING SUPPORT 7,500
    PLANNED PARENTHOOD FEDERATION OF AMERICA123 WILLIAM STREET 10TH FLOOR
    NEW YORK,NY10038     		N/A PC FOR GENERAL OPERATING SUPPORT 5,000
    PLAYWORKS638 3RD STREET
    OAKLAND,CA94607     		N/A PC FOR GENERAL OPERATING SUPPORT ($25,000) AND FOR OAKLAND PROGRAMS ($25,000) 50,000
    PLAYWRIGHTS PROJECT3675 RUFFIN ROAD SUITE 330
    SAN DIEGO,CA92123     		N/A PC FOR SIMULATING EDUCATIONAL EXCELLENCE THROUGH DRAMA STANDARDS (SEEDS) 12,500
    POET IN THE CITY90 YORK WAY
    LONDON   N1 9AG
    UK     		N/A NC TO SUPPORT THE CREATION AND PRODUCTION OF A SERIES OF POETRY FILMS 10,942
    PORT CHESTER CARVER CENTER400 WESTCHESTER AVENUE
    PORT CHESTER,NY10573     		N/A PC FOR GENERAL OPERATING SUPPORT, IN HONOR OF AMY FISCH 15,000
    PRESIDENT AND FELLOWS OF HARVARD COLLEGEMASSACHUSETTS HALL
    CAMBRIDGE,MA02138     		N/A PC FOR THE FRIENDS OF HARVARD SQUASH 2,500
    REACH OUT AND READ COLORADO3705 MARTIN LUTHER KING BLVD
    DENVER,CO80205     		N/A PC FOR SUPPORT OF GENERAL OPERATIONS 25,000
    REACH OUT AND READ89 SOUTH STREET SUITE 201
    BOSTON,MA02111     		N/A PC FOR SUPPORT OF GENERAL OPERATIONS 10,000
    RED LODGE AREA COMMUNITY FOUNDATION214 WEST 13TH STREET PO BOX 1871
    RED LODGE,MT59068     		N/A PC FOR GENERAL OPERATING SUPPORT 17,500
    REDLINE2350 ARAPAHOE STREET
    DENVER,CO80205     		N/A PC IN SUPPORT OF THE COMMUNITY STUDIO 5,000
    RIEKES CENTER FOR HUMAN ENHANCEMENT3455 EDISON WAY
    MENLO PARK,CA94025     		N/A PC FOR THE FERNSIDE PROGRAM 40,000
    RIP MEDICAL DEBT80 THEODORE FREMD AVENUE
    RYE,NY10580     		N/A PC FOR GENERAL OPERATING SUPPORT 15,000
    ROCKEFELLER PHILANTHROPY ADVISORS6 WEST 48TH STREET 10TH FLOOR
    NEW YORK,NY10036     		N/A PC FOR GENERAL OPERATING SUPPORT FOR THE ART FOR JUSTICE FUND 25,000
    ROCKY MOUNTAIN BIRD OBSERVATORY14500 LARK BUNTING LANE
    BRIGHTON,CO80603     		N/A PC FOR SUPPORT OF GENERAL OPERATIONS 5,000
    ROCKY MOUNTAIN INSTITUTE2490 JUNCTION PLACE SUITE 200
    BOULDER,CO80301     		N/A PC FOR THE GLOBAL COOLING PRIZE 25,000
    ROOTS FAMILY CENTER4200 MORRISON ROAD UNIT 7
    DENVER,CO80219     		NQ PC FOR GENERAL OPERATING SUPPORT 5,000
    ROYAL SHAKESPEARE COMPANYROYAL SHAKESPEARE THEATRE WATERSIDE
    STRATFORD-UPON-AVON
    WARWICKSHIRE   CV37 6BB
    UK     		N/A NC TO SUPPORT DREAM2020 40,000
    SAN DIEGO YOUTH SYMPHONY AND CONSERVATORY1650 EL PRADO 207A
    SAN DIEGO,CA92101     		N/A PC TO SUPPORT THE ENCORE FUND 12,500
    SCHOLARS UNLIMITED3401 QUEBEC STREET SUITE 5010
    DENVER,CO80207     		N/A PC GENERAL OPERATING SUPPORT 5,000
    SCULPTURE IN THE WILDPO BOX 712
    BILLINGS,MT59101     		N/A PC TO SUPPORT A NEW SCULPTURE BY BENTLY SPANG 10,000
    SHARE OUR STRENGTH1824 LINCOLN ST
    DENVER,CO80203     		N/A PC FOR COOKING MATTERS FOR WIC REFUGEES INITIATIVE 5,000
    SIERRA CLUB FOUNDATION85 SECOND STREET 2ND FLOOR
    SAN FRANCISCO,CA94105     		N/A PC FOR THE CLEAN ENERGY FOR ALL (CEFA) CAMPAIGN 25,000
    SMITHSONIAN INSTITUTIONINDEPENDENCE AVENUE AT SEVENTH
    STREET SW
    WASHINGTON,DC20013     		N/A PC FOR GENERAL OPERATING SUPPORT FOR THE HIRSHHORN MUSEUM AND SCULPTURE GARDEN 20,000
    SOCRATES SCULPTURE PARKPO BOX 6259 32-01 VERNON BLVD
    LONG ISLAND CITY,NY11106     		N/A PC FOR GENERAL OPERATING SUPPORT 30,000
    SOLOMON R GUGGENHEIM FOUNDATION1071 FIFTH AVENUE
    NEW YORK,NY10128     		N/A PC TO SUPPORT LEARNING THROUGH ART 10,000
    SOMETHING GOOD IN THE WORLD624 CROTON AVENUE
    CORTLANDT MANOR,NY10567     		N/A PC FOR GENERAL OPERATING SUPPORT 5,000
    SOS OUTREACHPO BOX 2020
    AVON,CO81620     		N/A PC TO SUPPORT THE COLORADO NATIONAL MONUMENT TRIP FOR EDWARDS ELEMENTARY SCHOOL 10,000
    STILLWATER VALLEY WATERSHED COUNCIL303 WEST ROSEBUD ROAD
    FISHTAIL,MT59028     		N/A PC FOR GENERAL OPERATING SUPPORT 2,000
    STORM KING ART CENTER1 MUSEUM ROAD
    NEW WINDSOR,NY12553     		N/A PC TO SUPPORT THE DEVELOPMENT OF A NEW FACILITY TO BE USED FOR CONSERVATION, ART STORAGE, AND MAINTENANCE, AS PART OF THE CAPITAL CAMPAIGN 500,000
    STORM KING ART CENTER1 MUSEUM ROAD
    NEW WINDSOR,NY12553     		N/A PC FOR GENERAL OPERATING SUPPORT ($25,000) AND FOR SUPPORT OF THE 2020 GALA ($25,000) 50,000
    THE COLBURN SCHOOL200 SOUTH GRAND AVENUE
    LOS ANGELES,CA90012     		N/A PC FOR THE VIRTUAL CHOIR 6 10,000
    THE COLBURN SCHOOL200 SOUTH GRAND AVENUE
    LOS ANGELES,CA90012     		N/A PC TO SUPPORT THE CREATION OF A FILM CO-PRODUCED WITH TIPPET RISE ART CENTER 81,750
    THE COLBURN SCHOOL200 SOUTH GRAND AVENUE
    LOS ANGELES,CA90012     		N/A PC TO SUPPORT ACCESS PROGRAMS AS PART OF THE EQUITY, DIVERSITY, AND INCLUSION INITIATIVE 100,000
    THE COMMONWEALTH CLUB OF CALIFORNIA110 THE EMBARCADERO
    SAN FRANCISCO,CA94105     		N/A PC FOR GENERAL OPERATING SUPPORT FOR CLIMATE ONE 25,000
    THE INDEPENDENCE PASS FOUNDATIONPO BOX 1700
    ASPEN,CO81612     		N/A PC FOR GENERAL OPERATING SUPPORT 3,000
    THE MERWIN CONSERVANCY INCPO BOX 809
    HAIKU,HI96708     		N/A PC TO SUPPORT THE PRESERVATION AND RESTORATION OF MERWIN'S HOME AND LIBRARY 40,000
    THE NATURE CONSERVANCY HAWAI'I PROGRAM932 NUUANU AVENUE
    HONOLULU,HI96817     		N/A PC FOR THE HE'EIA REVITALIZATION PROJECT 20,000
    THE TRUST FOR PUBLIC LAND101 MONTGOMERY STREET SUITE 900
    SAN FRANCISCO,CA94104     		N/A PC TO SUPPORT GENERAL OPERATIONS OF THE HAWAIIAN ISLANDS PROGRAM 20,000
    THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK630 WEST 168TH STREET
    NEW YORK,NY10032     		N/A PC FOR GENERAL OPERATING SUPPORT FOR THE CELIAC DISEASE CENTER AT COLUMBIA UNIVERSITY MEDICAL CENTER 40,000
    THEATRE FOR A NEW AUDIENCE154 CHRISTOPHER STREET SUITE 3D
    NEW YORK,NY10014     		N/A PC TO SUPPORT THE WORLD THEATRE PROJECT IN SCHOOLS 10,000
    THIRD SECTOR NEW ENGLAND CO TSNE MISSION WORKS89 SOUTH STREET SUITE 700
    BOSTON,MA02111     		N/A PC FOR MEMBERSHIP IN CONSTELLATION PHILANTHROPY 10,000
    TIPPET RISE FOUNDATIONC/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE SUITE 301
    HARRISON,NY10528     		N/A POF (OF $5M GRANT APPROVED IN 5/2020) TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 2,500,000
    TIPPET RISE FOUNDATIONC/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE SUITE 301
    HARRISON,NY10528     		N/A POF (OF $8M GRANT APPROVED IN 3/2019) TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 2,500,000
    TRICKLE UP104 W 27TH STREET 12TH FLOOR
    NEW YORK,NY10001     		N/A PC FOR GENERAL OPERATING SUPPORT 20,000
    TRICKLE UP104 W 27TH STREET 12TH FLOOR
    NEW YORK,NY10001     		N/A PC FOR WEST AFRICA PROGRAMS 10,000
    US LACROSSE INC2 LOVETON CIRCLE
    SPARKS,MD21152     		N/A PC FOR GENERAL OPERATING SUPPORT 5,000
    UNCOMMON SCHOOLS2 POLK STREET
    TROY,NY12180     		N/A PC FOR GENERAL OPERATING SUPPORT FOR TROY PREPARATORY CHARTER SCHOOL 4,000
    UNIVERSITY OF CALIFORNIA BERKELEY FOUNDATION1995 UNIVERSITY AVENUE SUITE 401
    BERKELEY,CA94704     		N/A PC FOR THE PROGRAMMATIC RESEARCH FOR THE CENTER FOR LAW, ENERGY AND THE ENVIRONMENT'S PROJECT CLIMATE 20,000
    UNIVERSITY OF CALIFORNIA BERKELEY FOUNDATION1995 UNIVERSITY AVENUE SUITE 401
    BERKELEY,CA94704     		N/A PC TO SUPORT THE ARTS PASSPORT FOR UC BERKELEY ARTS + DESIGN, INCLUSIVE OF THE 5% PHILANTHROPIC ALLOCATION 10,500
    UNIVERSITY OF MONTANA FOUNDATIONUNIVERSITY HALL 207
    MISSOULA,MT59812     		N/A PC FOR GENERAL SUPPORT FOR THE UNIVERSITY OF MONTANA COLLEGE OF VISUAL AND PERFORMING ARTS AND MEDIA, INCLUSIVE OF 6% ADMINISTRATIVE FEE 10,000
    VALLEY SETTLEMENT520 SOUTH THIRD STREET SUITE 9
    CARBONDALE,CO81623     		N/A PC FOR GENERAL OPERATING SUPPORT 25,000
    VALLEY SETTLEMENT520 SOUTH THIRD STREET SUITE 9
    CARBONDALE,CO81623     		N/A PC FOR EL BUSESITO/LITTLE BUS PROGRAM 25,000
    VILLAGE ENTERPRISE FUND751 LAUREL STREET PMB 222
    SAN CARLOS,CA94070     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    VOTER PARTICIPATION CENTER1707 L STREET NORTHWEST SUITE 950
    WASHINGTON,DC20036     		N/A PC FOR GENERAL OPERATING SUPPORT 80,000
    VOTER PARTICIPATION CENTER1707 L STREET NORTHWEST SUITE 950
    WASHINGTON,DC20036     		N/A PC FOR A SITE-BASED VOTE-BY-MAIL REGISTRATION IN GEORGIA 40,000
    WALKING MOUNTAINS SCIENCE CENTERPO BOX 9469
    AVON,CO81620     		N/A PC TO SUPPORT FIELD SCIENCE PROGRAMS FOR EDWARDS ELEMENTARY SCHOOL STUDENTS AND THE PARTNERSHIP WITH THE MAGIC BUS PROGRAM 20,000
    WIGMORE HALL TRUST36 WIGMORE STREET
    LONDON   W1U 2BP
    UK     		N/A NC TO SUPPORT FOUR CONCERT BROADCASTS 53,912
    WILDLIFE CONSERVATION SOCIETY2300 SOUTHERN BOULEVARD
    NEW YORK,NY10460     		N/A PC FOR GENERAL OPERATING SUPPORT 5,000
    WINDHORSE EQUINE LEARNING3477 JOHNSON ROAD
    BOZEMAN,MT59718     		N/A PC FOR GENERAL OPERATING SUPPORT 2,500
    WOMEN'S REFUGEE COMMISSION15 W 37TH STREET 9TH FLOOR
    NEW YORK,NY10018     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    WOODLAND BOOK CENTER720 E LOCUST STREET
    MILWAUKEE,WI53212     		N/A PC TO SUPPORT IN-NA-PO FOR THE PRODUCTION OF AN INDIGENOUS POETRY EVENT 8,400
    WORKING AMERICA EDUCATION FUND815 16TH STREET NW
    WASHINGTON,DC20006     		N/A PC FOR GENERAL OPERATING SUPPORT 50,000
    XAVERIAN HIGH SCHOOL7100 SHORE ROAD
    BROOKLYN,NY11209     		N/A PC FOR THE CHRIS HOBAN SCHOLARSHIP FUND, IN HONOR OF JERRY KANE 5,000
    YELLOWSTONE ART MUSEUM401 NORTH 27TH STREET
    BILLINGS,MT59101     		N/A PC TO SUPPORT ARTS EDUCATION PROGRAMS FOR CHILDREN 26,000
    YELLOWSTONE ART MUSEUM401 NORTH 27TH STREET
    BILLINGS,MT59101     		N/A PC TO SUPPORT THE MONTANA WOMEN'S PRISON ART EDUCATION PROGRAM 10,000
    YOUNG CONCERT ARTISTS250 WEST 57TH STREET SUITE 1222
    NEW YORK,NY10107     		N/A PC FOR GENERAL OPERATING SUPPORT 20,000
    YOUTH PASSAGEWAYSPO BOX 46631
    KANSAS CITY,MO64188     		N/A PC FOR GENERAL OPERATING SUPPORT FOR EVER FORWARD SIEMPRE ADELANTE 5,000
    YOUTH POWER 365PO BOX 6550
    AVON,CO81620     		N/A PC IN SUPPORT OF THE PARENT MENTOR PROGRAM 5,000
    Total ...............................bullet 3a 10,179,057
    bApproved for future payment
    BREAST CANCER ALLIANCE INC48 MAPLE AVENUE
    GREENWICH,CT06830     		N/A PC FOR GENERAL OPERATING SUPPORT 2,500
    BROWN UNIVERSITYPO BOX 1925
    PROVIDENCE,RI02912     		N/A PC FOR BROWNCONNECT & FINANCIAL AID 4,050,000
    CALIFORNIA SHAKESPEARE THEATER701 HEINZ AVENUE
    BERKELEY,CA94710     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    COLLEGE VISIONS131 WASHINGTON STREET SUITE 205
    PROVIDENCE,RI02903     		N/A PC FOR GENERAL OPERATING SUPPORT 7,500
    CONNECTICUT COLLEGE270 MOHEGAN AVENUE
    NEW LONDON,CT06320     		N/A PC TO SUPPORT FINANCIAL AID FOR STUDENTS THROUGH CONNECTICUT COLLEGE'S CAPITAL CAMPAIGN 100,000
    OCEAN DISCOVERY INSTITUTE4255 THORN STREET
    SAN DIEGO,CA92105     		N/A PC FOR GENERAL OPERATING SUPPORT 50,000
    PERFORMING ARTS WORKSHOP768 DELANO AVENUE
    SAN FRANCISCO,CA94112     		N/A PC FOR GENERAL OPERATING SUPPORT 7,500
    STORM KING ART CENTER1 MUSEUM ROAD
    NEW WINDSOR,NY12553     		N/A PC TO SUPPORT THE DEVELOPMENT OF A NEW FACILITY TO BE USED FOR CONSERVATION, ART STORAGE AND MAINTENANCE, AS PART OF THE CAPITAL CAMPAIGN 1,500,000
    TEDDY BEAR CANCER FOUNDATION3892 STATE STREET
    SANTA BARBARA,CA93105     		N/A PC FOR GENERAL OPERATING SUPPORT 1,000
    THE COLBURN SCHOOL200 SOUTH GRAND AVENUE
    LOS ANGELES,CA90012     		N/A PC TO SUPPORT ACCESS PROGRAMS AS PART OF COLBURN'S EQUITY, DIVERSITY, AND INCLUSION INITIATIVE 200,000
    THE MERWIN CONSERVANCY INCPO BOX 809
    HAIKU,HI96708     		N/A PC TO SUPPORT THE PRESERVATION AND RESTORATION OF MERWIN'S HOME AND LIBRARY 40,000
    TIPPET RISE FOUNDATIONC/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE SUITE 301
    HARRISON,NY10528     		N/A POF TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 2,500,000
    Total ................................bullet 3b 8,468,500

    TY 2020 AccountingFeesSchedule
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING AND TAX PREPARATION 351,602 0   345,602
    AUDIT 18,000 0   18,000

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2020 ExpenditureResponsibilityStmt
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    GLYNDEBOURNE PRODUCTIONS LIMITED
          		NEW ROAD LEWES BN8 5UU
    EAST SUSSEX   V3H7 8M
    UK     		2020-12-03 25,000 TO SUPPORT EDUCATION AND COMMUNITY PROGRAMS   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    KERE FOUNDATION
          		ARNTSTR 34
    BERLIN   10965
    GM     		2020-12-03 100,000 TO SUPPORT THE CONSTRUCTION OF A SECONDARY SCHOOL IN GANDO, BURKINA FASO   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    DRUID PERFORMING ARTS COMPANY
          		THE DRUID BUILDING FLOOD STREET
    GALWAY   H91 PWX5
    EI     		2020-09-04 8,383 TO SUPPORT A SERIES OF POETRY FILMS AND A PRODUCTION FILM OF DRUIDGREGORY   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    POET IN THE CITY
          		90 YORK WAY
    LONDON   N1 9AG
    UK     		2020-04-01 7,334 TO SUPPORT THE PRODUCTION OF A SERIES OF POETRY FILMS 7,334 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 07/31/2020   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    POET IN THE CITY
          		90 YORK WAY
    LONDON   N1 9AG
    UK     		2020-06-22 3,608 TO SUPPORT THE CREATION OF A SERIES OF POETRY FILMS 3,608 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 02/31/2020   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    TIPPET RISE FOUNDATION
          		C/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE SUITE 301
    HARRISON,NY105281633     		2020-01-28 1,000,000 (OF $8M GRANT APPROVED IN 4/2019) TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 1,000,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 10/01/2020   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    TIPPET RISE FOUNDATION
          		C/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE SUITE 301
    HARRISON,NY105281633     		2020-03-04 500,000 (OF $8M GRANT APPROVED IN 4/2019) TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 500,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 10/01/2020   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    TIPPET RISE FOUNDATION
          		C/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE SUITE 301
    HARRISON,NY105281633     		2020-03-30 1,000,000 (OF $8M GRANT APPROVED IN 4/2019) TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 1,000,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 10/01/2020   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    TIPPET RISE FOUNDATION
          		C/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE SUITE 301
    HARRISON,NY105281633     		2020-06-08 500,000 (OF $5M GRANT APPROVED IN 6/2020) TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    TIPPET RISE FOUNDATION
          		C/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE SUITE 301
    HARRISON,NY105281633     		2020-07-30 500,000 (OF $5M GRANT APPROVED IN 6/2020) TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    TIPPET RISE FOUNDATION
          		C/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE SUITE 301
    HARRISON,NY105281633     		2020-09-28 500,000 (OF $5M GRANT APPROVED IN 6/2020) TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    TIPPET RISE FOUNDATION
          		C/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE SUITE 301
    HARRISON,NY105281633     		2020-11-09 500,000 (OF $5M GRANT APPROVED IN 6/2020) TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    TIPPET RISE FOUNDATION
          		C/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE SUITE 301
    HARRISON,NY105281633     		2020-12-10 500,000 (OF $5M GRANT APPROVED IN 6/2020) TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    ADRIAN BRINKERHOFF POETRY FOUNDATION
          		C/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE SUITE 301
    HARRISON,NY105281633     		2020-06-25 250,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF LITERARY PROGRAMS   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    WIGMORE HALL TRUST
          		36 WIGMORE STREET
    LONDON   W1U 2BP
    UK     		2020-08-20 53,912 FOR GENERAL OPERATING SUPPORT   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    ROYAL SHAKESPEARE COMPANY
          		ROYAL SHAKESPEARE THEATRE WATERSIDE
    STRATFORD-UPON-AVON
    WARWICKSHIRE   CV37 6BB
    UK     		2020-01-22 40,000 TO SUPPORT DREAM2020   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY

    TY 2020 GeneralExplanationAttachment
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    Identifier Return Reference Explanation
    SPECIAL TRUSTEES OF THE COLORADO FUND PART VIII, LINE 1 NET ASSETS WITH DONOR RESTRICTIONS CONSIST OF THE COLORADO FUND (THE "FUND"). THIS FUND, WHICH HAS ALSO BEEN REFERRED TO AS THE "SPECIAL ACCOUNT", IS A COMPLETELY SEPERATE FUND MAINTAINED BY THE FOUNDATION'S SPECIAL TRUSTEES, HAROLD R. LOGAN, JR. AND ANN M. LOGAN. THE FUND WAS CREATED PURSUANT TO A TIMELY-FILED QUALIFIED DISCLAIMER, PURSUANT TO SECTION 2518 OF THE INTERNAL REVENUE CODE OF 1986, AS AMEDNED, IN CONNECTION WITH THE ADMINISTRATION OF THE ESTATE OF SIDNEY E. FRANK. (MR. FRANK WAS THE INTITAL SOLE TRUSTEE OF THE FOUNDATION). SAID DISCLAIMER WAS THE SUBJECT OF A COURT PROCEEDING AND OF AN INTERNAL REVENUE SERVICE PRIVATE LETTER RULING. THE COURT PROCEEDING AND THE PRIVATE LETTER RULING APPROVED OF THE CREATION OF THE FUND, PROVIDED THAT CERTAIN CRITERIA WERE MET, INCLUDING, THAT NO MEMBER OF SIDNEY E. FRANK'S FAMILY WAS TO HAVE ANY INVOLVEMENT WITH THE FUND. TO THAT END, AND AS REQUIRED BY THE AFOREMENTIONED PRIVATE LETTER RULING, THE FOUNDATION'S GOVERNING INSTRUMENT WAS AMENDED BY THE FIRST AMENDMENT THERETO, DATED AUGUST 21, 2006, WHICH AMENDMENT REQUIRED, AMONG OTHER THINGS, THAT ONLY NON-FAMILY MEMBERS COULD BE APPOINTED TO SERVE AS THE SPECIAL TRUSTEES OF THE FUND AND THAT THE PROPERTY COMPRISING THE FUND BE MAINTAINED IN A SEGREGATED ACCOUNT MAINTAINED COMPLETELY SEPERATE AND APART FROM THE FOUNDATION'S OTHER ASSETS. THE LOGANS WERE APPOINTED SPECIAL TRUSTEES ON AUGUST 30, 2006. THE FUND WAS FUNDED ON DECEMBER 29, 2006 WITH THE SUM OF FIVE MILLION AND 00/100 DOLLARS. (NO ADDITIONAL FUNDS HAVE BEEN, NOR IS IT ANTICIPATED THAT ANY ADDITIONAL FUNDS WILL BE, SUBSEQUENTLY ADDED TO THE FUND). THE LOGANS HAVE OVERSEEN THE MANAGEMENT OF THE FUND SINCE ITS INCEPTION AND, ACCORDINGLY, NO MEMBER OF THE FRANK FAMILY HAS HAD ANY SUCH ROLE IN THE FUND'S ACTIVITIES DURING ITS EXISTENCE.
    TRANSFERS TO CONTROLLED ENTITIES PART VII-A, LINE 11 NAME OF CONTROLLED ENTITY: TIPPET RISE FOUNDATIONEMPLOYER ID NO: 35-6933159ADDRESS: C/O PKF O'CONNOR DAVIES, LLP, 500 MAMARONECK AVENUE, SUITE 301, HARRISON, NY 10528-1633DESCRIPTION OF TRANSFER: FUNDING OF CONTINUED OPERATIONS AND CONSTRUCTION OF ART CENTERAMOUNT OF TRANSFER: $5,000,000EXCESS BUSINESS HOLDING: NONAME OF CONTROLLED ENTITY: ADRIAN BRINKERHOFF POETRY FOUNDATIONEMPLOYER ID NO: 81-3608525ADDRESS: C/O PKF O'CONNOR DAVIES, LLP, 500 MAMARONECK AVENUE, SUITE 301, HARRISON, NY 10528-1633DESCRIPTION OF TRANSFER: FUNDINGAMOUNT OF TRANSFER: $250,000EXCESS BUSINESS HOLDING: NO

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ABBVIE, INC. DTD 5/14/15 3.600% DUE 5/14/25 150,000.000 QUANTITY 167,819 167,819
    ACE INA HLDG INC SR UNSE DTD 3/13/13 2.700% DUE 3/13/23 150,000.000 QUANTITY 159,173 159,173
    APPLE INC. DTD 2/23/16 2.850% DUE 2/23/23 50,000.000 QUANTITY 53,013 53,013
    AT&T, INC. SR UNSECD NT DTD 5/4/15 3.400% DUE 5/15/25 150,000.000 QUANTITY 167,369 167,369
    AUTOZONE, INC. DTD 4/18/19 3.125% DUE 4/18/24 100,000.000 QUANTITY 108,236 108,236
    AUTOZONE, INC. SR NT DTD 4/29/15 3.250% DUE 4/15/25 100,000.000 QUANTITY 110,254 110,254
    BANK NEW YORK MELLON CORP. 8/13/18 3.450% DUE 8/11/23 125,000.000 QUANTITY 136,797 136,797
    BANK OF AMERICA C VAR CALLABLE 10/23/24 350,000.000 QUANTITY 399,000 399,000
    BB&T CORP. DTD 5/10/16 2.050% DUE 5/10/21 150,000.000 QUANTITY 151,160 151,160
    BOEING CO UNSECD SR NT DTD 10/29/15 2.600% DUE 10/30/25 58,000.000 QUANTITY 60,765 60,765
    BOEING CO UNSECD SR NT DTD 2/15/19 2.800% DUE 3/1/24 17,000.000 QUANTITY 18,011 18,011
    BRISTOL MYERS SQUIBB CO DTD 1/26/20 2.900% DUE 7/26/24 150,000.000 QUANTITY 164,662 164,662
    CATERPILLAR FINL SVCS CORP DTD 7/8/20 0.650% DUE 7/7/23 150,000.000 QUANTITY 151,726 151,726
    CITIGROUP INC CALLABLE 12/10/25 4.000% 750,000.000 QUANTITY 770,625 770,625
    CITIGROUP INC UN SR NT DTD 3/30/16 2.700% DUE 03/30/21 150,000.000 QUANTITY 151,891 151,891
    CITIGROUP INC VAR 99 CALLABLE 1/30/23 DUE 12/31/99 700,000.000 QUANTITY 731,500 731,500
    CITIGROUP INC VAR 99 CALLABLE 2/15/21 DUE 12/31/99 1,000,000.000 QUANTITY 998,750 998,750
    CITIGROUP INC VAR CALLABLE 2/15/21 800,000.000 QUANTITY 801,000 801,000
    COMCAST CORP NEW SR NT DTD 10/05/18 3.7000% DUE 4/15/24 200,000.000 QUANTITY 221,604 221,604
    CONSTELLATION BRANDS, INC. 5/14/13 4.250% DUE 5/1/23 125,000.000 QUANTITY 137,140 137,140
    CVS HEALTH CORP. DTD 3/9/18 3.700% DUE 3/9/23 14,000.000 QUANTITY 15,139 15,139
    HCA INC 1ST LIEN SR NT DTD 3/17/14 5.000% DUE 3/15/24 100,000.000 QUANTITY 113,969 113,969
    HERSHEY CO. DTD 5/10/18 3.375% DUE 5/15/23 100,000.000 QUANTITY 107,507 107,507
    HOME DEPOT, INC. DTD 4/5/13 2.700% DUE 4/1/23 150,000.000 QUANTITY 158,337 158,337
    JPMORGAN CHASE & CO NT DTD 7/23/18 3.797% DUE 7/23/24 200,000.000 QUANTITY 220,285 220,285
    JPMORGAN CHASE & VAR 99 CALLABLE 2/1/24 DUE 12/31/99 100,000.000 QUANTITY 112,250 112,250
    JPMORGAN CHASE & VAR CALLABLE 5/1/20 1,045,000.000 QUANTITY 1,041,081 1,041,081
    MFRS & TRADERS TR CO. DTD 5/18/17 2.500% DUE 5/18/22 150,000.000 QUANTITY 154,762 154,762
    MORGAN STANLEY SR UN GMTN DTD 4/21/16 2.500% DUE 4/41/21 150,000.00 QUANTITY 151,659 151,659
    MORGAN STANLEY VAR 99 CALLABLE 1/15/21 DUE 12/31/99 1,050,000.000 QUANTITY 1,038,188 1,038,188
    MORGAN STANLEY VAR 99 CALLABLE 2/3/21 DUE 12/31/99 525,000.000 QUANTITY 521,063 521,063
    ORACLE CORP UNSECD SR NT DTD 4/1/20 2.500% DUE 4/1/25 150,000.000 QUANTITY 162,151 162,151
    PEPSICO, INC. DTD 2/28/13 2.750% DUE 3/1/23 100,000.000 QUANTITY 106,498 106,498
    PNC BK NA PITTSBURGH PA DTD 6/8/18 3.500% DUE 6/8/23 150,000.000 QUANTITY 161,363 161,363
    REGIONS FINL CORP NEW NT DTD 5/18/20 2.250% DUE 5/18/25 125,000.000 QUANTITY 132,896 132,896
    RYDER SYS INC. DTD 5/22/19 2.875% DUE 6/1/22 100,000.000 QUANTITY 103,541 103,541
    SCHWAB CHARLES CORP NEW DTD 12/7/17 2.650% DUE 1/25/23 150,000.000 QUANTITY 158,856 158,856
    SUNTRUST BK ATLANTA GA DTD 3/18/19 3.200% DUE 4/1/24 150,000.000 QUANTITY 164,019 164,019
    THE GOLDMAN SACHS VAR 99 DUE 12/31/99 1,275,000.000 QUANTITY 1,271,813 1,271,813
    UNITEDHEALTH GROUP, INC. DTD 6/19/18 3.500% DUE 6/15/23 150,000.000 QUANTITY 162,107 162,107
    VERIZON COMM INC SR NT DTD 10/29/14 3.500% DUE 11/1/24 150,000.000 QUANTITY 166,553 166,553
    VISA, INC. DTD 9/11/17 2.150% DUE 9/15/22 150,000.000 QUANTITY 155,606 155,606
    WELLS FARGO & CO NEW UNS DTD 1/25/17 3.069% DUE 1/24/23 150,000.000 QUANTITY 156,289 156,289
    WELLS FARGO COML MTG TR DTD 7/1/16 2.495% DUE 7/15/48 150,000.000 QUANTITY 151,153 151,153

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    Name of Stock End of Year Book Value End of Year Fair Market Value
    A.O. SMITH CORP (AOS) 2,010.000 SHARES 110,188 110,188
    AMERICAN WATER WORKS CO. INC (AWK) 1,166.000 SHARES 178,946 178,946
    ARCADIS NV (ARCAY) 8,355.000 SHARES 276,286 276,286
    ARRAY TECHNOLOGIES, INC. (ARRY) 4,655.000 SHARES 200,817 200,817
    BADGER METER INC (BMI) 1,696.000 SHARES 159,526 159,526
    BANK OF AMERICA 7.25% PFD SER L (BAC+L) 800.000 SHARES 1,214,864 1,214,864
    BEIJING ENTERPRISES WATER GROUP LTD (BJWTF) 174,000.000 SHARES 70,014 70,014
    BILLERUDKORSNAS AB (BLRDF) 4,981.000 SHARES 88,348 88,348
    BROOKFIELD RENEWABLE CORPORATION (BEPC) 1,335.000 SHARES 77,790 77,790
    BROOKFIELD RENEWABLE PARTNERS MLP (BEP) 5,344.000 SHARES 230,594 230,594
    BUREAU VERITAS SA (BVRDF) 7,015.000 SHARES 186,678 186,678
    CHINA EVERBRIGHT GREENTECH LTD (1257.HK) 112,000.000 SHARES 49,400 49,400
    CHINA EVERBRIGHT INTL LTD (CHFFF) 207,000.000 SHARES 116,930 116,930
    COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO (SBS) 4,463.000 SHARES 38,337 38,337
    DANAHER CORPORATION (DHR) 1,387.000 SHARES 308,108 308,108
    ENEL SPA (ENLAY) 30,330.000 SHARES 306,972 306,972
    ESSENTIAL UTILITIES, INC. (WTRG) 5,023.000 SHARES 237,538 237,538
    FLIR SYSTEMS INC (FLIR) 2,780.000 SHARES 121,847 121,847
    GEBERIT AG (GBERY) 154.000 SHARES 96,560 96,560
    HALMA PLC (HLMAF) 4,523.000 SHARES 151,439 151,439
    HANNON ARMSTRONG SUSTAINABLE INFRASTRUSTURE CAPITAL (HASI) 4,212.000 SHARES 267,167 267,167
    ILLUMINA INC (ILMN) 209.000 SHARES 77,330 77,330
    IRIDIUM COMMUNICATIONS INC (IRDM) 5,632.000 SHARES 221,478 221,478
    ITRON INC (ITRI) 3,051.000 SHARES 292,591 292,591
    KUBOTA CORPORATION (KUBTY) 15,000.000 SHARES 327,085 327,085
    MAXAR TECHNOLOGIES INC. (MAXR) 1,150.000 SHARES 44,379 44,379
    METAWATER CO LTD (MTWTF) 8,200.000 SHARES 184,446 184,446
    MORGAN STANLEY 6.875% PFD SER F (MS+F) 3,100.000 SHARES 88,350 88,350
    ORSTED AS (DOGEF) 1,898.000 SHARES 388,072 388,072
    P/F BAKKAFROST (BKFKF) 2,168.000 SHARES 155,135 155,135
    PENNON GROUP PLC (PEGRF) 6,405.000 SHARES 83,189 83,189
    PENTAIR PLC (PNR) 2,807.000 SHARES 149,024 149,024
    ROPER INDUSTRIES INC (ROP) 210.000 SHARES 90,529 90,529
    SCHNEIDER ELECTRIC SA (SBGSF) 2,397.000 SHARES 346,784 346,784
    STANTEC INC (STN) 2,560.000 SHARES 82,959 82,959
    STERICYCLE, INC. (SRCL) 1,143.000 SHARES 79,244 79,244
    SUEZ SA (SZEVF) 3,724.000 SHARES 73,870 73,870
    TETRA TECH INC (TTI) 2,138.000 SHARES 247,538 247,538
    THE GORMAN-RUPP COMPANY (GRC) 2,355.000 SHARES 76,420 76,420
    THERMO FISHER SCIENTIFIC INC (TMO) 672.000 SHARES 313,004 313,004
    TOMRA SYSTEMS ASA (TMRAF) 4,070.000 SHARES 200,941 200,941
    TPI COMPOSITES INC (TPIC) 6,751.000 SHARES 356,318 356,318
    TRIMBLE INC (TRMB) 4,289.000 SHARES 286,377 286,377
    U.S. BANCORP 6.500% PFD (USB+M) 8,575.000 SHARES 228,610 228,610
    VAISALA OYJ A SHARES (VAIAF) 2,938.000 SHARES 144,978 144,978
    VERISK ANALYTICS INC (VRSK) 856.000 SHARES 177,697 177,697
    XYLEM INC (XYL) 2,901.000 SHARES 295,293 295,293

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    US Government Securities - End of Year Book Value:

    12,250,091
    US Government Securities - End of Year Fair Market Value:

    12,250,091
    State & Local Government Securities - End of Year Book Value:


    1,484,739
    State & Local Government Securities - End of Year Fair Market Value:


    1,484,739


    TY 2020 InvestmentsOtherSchedule2
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ACACIA CONSERVATION FUND (OFFSHORE), LTD. FMV 723,665 723,665
    AEOLUS PROPERTY CATASTROPHE KEYSTONE PF FUND, L.P. FMV 381,170 381,170
    AKRE FOCUS FD INST (AKRIX) 273,936.953 SHARES FMV 15,080,229 15,080,229
    ALTOR FUND III (NO. 2), L.P. FMV 494,322 494,322
    ALTOR FUND IV (NO. 1), AB FMV 2,422,140 2,422,140
    ALTOR FUND V (NO. 1), AB FMV 273,333 273,333
    AMANSA FEEDER, LTD. FMV 2,715,325 2,715,325
    BAIN CAPITAL EUROPE FUND III, L.P. FMV 149,802 149,802
    BIL, LTD. FMV 201,907 201,907
    BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND CLASS I (BXMIX) 3,626.828 SHARES FMV 37,139 37,139
    BROOKSIDE CAYMAN, LTD. FMV 2,626 2,626
    CERBERUS INTERNATIONAL SPV, LTD. FMV 31,693 31,693
    CVC EUROPEAN EQUITY PARTNERS V FMV 138,109 138,109
    D.E. SHAW OCULUS INTERNATIONAL FUND FMV 1,532,306 1,532,306
    D1 CAPITAL PARTNERS OFFSHORE, L.P. FMV 8,222,151 8,222,151
    DODGE & COX INTL STOCK FUND (DODFX) 10,176.870 SHARES FMV 444,729 444,729
    DODGE & COX STOCK FUND (DODGX) 1,333.035 SHARES FMV 256,690 256,690
    DYNAMO BRASIL VIII, LLC FMV 166,208 166,208
    EATON VANCE FLOATING RATE FD (EIBLX) 33,579.920 SHARES FMV 292,818 292,818
    EDGEWOOD GROWTH FD INSTL (EGFIX) 361,904.471 SHARES FMV 18,735,794 18,735,794
    ELLIOT INTERNATIONAL, LTD. FMV 15,766,618 15,766,618
    ENERGY CAPITAL PARTNERS II-B, L.P. FMV 362,413 362,413
    EP LIFE SCIENCES, LTD. FMV 8,376,786 8,376,786
    EP MFF LTD FMV 7,500,000 7,500,000
    EP SCF LTD FMV 2,500,000 2,500,000
    FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P. FMV 65,047 65,047
    FEDERAL HOME LN MTG CORP POOL #C91366 4.500% DUE 4/1/31 108,004.850 SHARES FMV 119,805 119,805
    FEDERAL HOME LN MTG CORP POOL #G60081 4.000% DUE 6/1/45 108,728.826 SHARES FMV 121,965 121,965
    FEDERAL HOME LN MTG CORP POOL #QN3609 2.000% DUE 9/1/35 237,941.126 SHARES FMV 249,719 249,719
    FEDERAL HOME LN MTG CORP POOL #RB5095 2.000% DUE 1/1/41 241,000.000 SHARES FMV 250,613 250,613
    FEDERAL NATL MTG ASSN POOL #AL7277 3.500% DUE 7/1/28 55,874.508 SHARES FMV 59,425 59,425
    FEDERAL NATL MTG ASSN POOL #BM4123 3.000% DUE 3/1/30 139,823.575 SHARES FMV 149,403 149,403
    FEDERAL NATL MTG ASSN POOL #BM5381 3.000% DUE 6/1/28 139,687.646 SHARES FMV 147,180 147,180
    FEDERAL NATL MTG ASSN POOL #CA5461 2.500% DUE 3/1/35 120,130.520 SHARES FMV 125,509 125,509
    FEDERAL NATL MTG ASSN POOL #FM3836 1.500% DUE 8/1/35 93,344.570 SHARES FMV 96,790 96,790
    FEDERAL NATL MTG ASSN POOL #MA4228 1.500% DUE 1/1/36 241,000.000 SHARES FMV 248,064 248,064
    FORMATION8 PARTNERS FUND II, L.P. FMV 1,368,984 1,368,984
    FR XII-A PARALLEL VEHICLE, L.P. FMV 179,518 179,518
    GAOLING FEEDER, LTD. FMV 1,950,265 1,950,265
    GENERATION IM FUND PLC. FMV 33,343,894 33,343,894
    HARDING LOEVNER INTL EQUITY (HLMIX) 15,857.192 SHARES FMV 450,661 450,661
    HIG BAYSIDE DEBT & LBO FUND II, L.P. FMV 397,652 397,652
    HIG CAPITAL PARTNERS VI, L.P. FMV 87,275 87,275
    HIG MIDDLE MARKET LBO FUND II, L.P. FMV 3,408,650 3,408,650
    HIG MIDDLE MARKET LBO FUND III, L.P. FMV 70,913 70,913
    IMPILO, AB FMV 5,846,200 5,846,200
    INSTITUTIONAL DISTRESSED OPPORTUNITIES FUND, LTD. FMV 4,757,215 4,757,215
    IRONWOOD INTERNATIONAL, LTD. FMV 842,904 842,904
    JPMORGAN STRATEGIC INCOME OPPTY I (JSOSX) 3,540.8500 SHARES FMV 40,720 40,720
    KHOSLA VENTURES III, L.P. FMV 4,094,150 4,094,150
    KING STREET CAPITAL, LTD. FMV 8,892 8,892
    LAZARD EMRG MKTS EQUITY (LZEMX) 15,336.550 SHARES FMV 276,671 276,671
    LBC FEEDER FUND IV, L.P. FMV 3,028,025 3,028,025
    LEGACY VENTURE IX, LLC FMV 1,958,476 1,958,476
    LEGACY VENTURE V (QP), LLC FMV 11,106,047 11,106,047
    LEGACY VENTURE VIII, LLC FMV 5,398,667 5,398,667
    LONE CASCADE, L.P. FMV 16,784,003 16,784,003
    LOOMIS SAYLES INVESTMENT GRADE BOND FUND CLASS N (LGBNX) 3,568.542 SHARES FMV 41,574 41,574
    MATTHEWS ASIA DIVIDEND FD (MIPIX) 139,961.795 SHARES FMV 3,165,936 3,165,936
    METROPOLITAN WEST TOTAL RETURN (MWTSX) 4,277.099 SHARES FMV 44,868 44,868
    MILLENIUM INTERNATIONAL, LTD. FMV 10,591,964 10,591,964
    NEW SILK ROAD CHINA FUND, LTD. FMV 2,619,906 2,619,906
    NORTH HAVEN REAL ESTATE FUND VII OFFSHORE INVESTORS GLOBAL, L.P. FMV 87,169 87,169
    OCA CMTG, LLC FMV 4,000,000 4,000,000
    OCA OHA CREDIT FUND SEGREGATED PORTFOLIO FMV 7,130,259 7,130,259
    OCA SILVER LAKE V TE, LLC FMV 6,298,028 6,298,028
    OCA TBP VI, LLC FMV 7,637,744 7,637,744
    ODYSSEY INVESTMENT PARTNERS FUND V, L.P. FMV 3,443,961 3,443,961
    ODYSSEY INVESTMENT PARTNERS FUND VI, LP FMV 260,043 260,043
    PATRIA-PRIVATE EQUITY FUND VI FEEDER, L.P. FMV 1,247,473 1,247,473
    PROVIDENCE STRATEGIC GROWTH III FMV 4,400,294 4,400,294
    RIVERSTONE/CARLYLE RENEWABLE & ALTERNATIVE ENERGY FUND II, L.P. FMV 61,221 61,221
    SCGE OFFSHORE FUND, L.P. FMV 5,649,163 5,649,163
    SCULPTOR OVERSEAS FUND II, LTD. FMV 24 24
    SPECIALTY LOAN FUND III, L.P. FMV 59,197 59,197
    STONE RIDGE REINSURANCE RISK (SRRIX) 5,528.905 SHARES FMV 223,755 223,755
    T ROWE PRICE BLUE CHIP GROWTH FD (TBCIX) 1,913.5740 SHARES FMV 317,462 317,462
    TAL CHINA FOCUS FUND FMV 6,872,412 6,872,412
    TCW DIRECT LENDING, LLC FMV 1,411,184 1,411,184
    THE RESOLUTE FUND III, L.P. FMV 1,250,855 1,250,855
    TORTOISE MLP & PIPELINE FUND INSTITUTIONAL CLASS (TORIX) 38,387.547 SHARES FMV 319,384 319,384
    TPG ENDOWMENT FUND VI, L.P. FMV 570,914 570,914
    VANGUARD 500 INDEX FD (VFIAX) 1,451.602 SHARES FMV 503,082 503,082
    VANGUARD EXTENDED MARKET INDEX FD (VEXAX) 4,021.238 SHARES FMV 501,649 501,649
    VARDE INVESTMENT PARTNERS (OFFSHORE), LTD. FMV 13,697,554 13,697,554
    VERSUS CAP MULTI MNGR REAL ESTATE INCM FD (VCMIX) 10,302.236 SHARES FMV 280,736 280,736
    VIKING GLOBAL EQUITIES III, LTD. FMV 15,475,155 15,475,155
    VIKING LONG FUND III, LTD. FMV 14,429,092 14,429,092
    VIRGIN GREEN FUND I, L.P. FMV 35,385 35,385
    WCM FOCUSED INTL GROWTH FD (WCMIX) 339,981.448 SHARES FMV 8,414,541 8,414,541
    WHALE ROCK LONG OPPORTUNITIES FUND, LTD. FMV 5,822,880 5,822,880
    WOODLINE OFFSHORE FUND, LTD. FMV 4,735,314 4,735,314

    TY 2020 LegalFeesSchedule
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    GENERAL AND ADMINISTRATIVE 29,411 26,294   3,117


    TY 2020 OtherExpensesSchedule
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INSURANCE 31,370 0   31,370
    OFFICE EXPENSES 19,081 0   19,081
    OTHER K-1 EXPENSES, NET OF UBI 0 1,333,670   0


    TY 2020 OtherIncomeSchedule2
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER K-1 INCOME, NET OF UBI   41,666  


    TY 2020 OtherIncreasesSchedule
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    Description Amount
    UNREALIZED GAIN ON INVESTMENTS 47,740,475


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BANK AND INVESTMENT 1,773,350 1,773,350   0
    GRANTS ADMINISTRATION 469,929 0   469,929
    FINANCIAL ADMINISTRATION 117,201 0   117,201
    OTHER (MISC) 66,329 0   66,329


    TY 2020 TaxesSchedule
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES THRU K-1'S, NET OF UBI 0 11,204   0
    STATE UBI TAX 303 0   0
    FEDERAL EXCISE TAX 300,000 0   0
    FOREIGN TAX WITHHELD 11,979 11,979   0