Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
ALEX KATZ FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)A KOZAK 192 LEXINGTON AVE NO 1
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10016
A Employer identification number

51-0529249
B Telephone number (see instructions)

(212) 889-6371
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$80,802,630J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 21,000,000
2 Check bullet.............
3 Interest on savings and temporary cash investments 38,430 38,430 38,430
4 Dividends and interest from securities... 887,612 887,612 887,612
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 -567,284
b Gross sales price for all assets on line 6a 53,221,612
7 Capital gain net income (from Part IV, line 2)... 1,949,769
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 21,358,758 2,875,811 926,042
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 331,250 0 0 331,250
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 4,959 0 0 4,959
b Accounting fees (attach schedule)....... Click to see attachment 45,268 33,951 33,951 11,317
c Other professional fees (attach schedule).... Click to see attachment 166,135 166,135 166,135 0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 1,402 1,402 1,402 0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 8,358 281 281 8,077
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 557,372 201,769 201,769 355,603
25 Contributions, gifts, grants paid....... 4,052,110 4,052,110
26 Total expenses and disbursements. Add lines 24 and 25 4,609,482 201,769 201,769 4,407,713
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 16,749,276
b Net investment income (if negative, enter -0-) 2,674,042
c Adjusted net income (if negative, enter -0-)... 724,273
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 25,127 -127,090 -127,090
2 Savings and temporary cash investments......... 9,340,112 16,650,388 16,650,388
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 1,098,685 Click to see attachment4,894,470 4,936,576
b Investments—corporate stock (attach schedule)....... 30,432,530 Click to see attachment21,165,626 24,108,964
c Investments—corporate bonds (attach schedule)....... 18,296,095 Click to see attachment20,040,291 20,493,194
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 0 Click to see attachment14,067,220 14,227,198
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment1,262,480 Click to see attachment513,400 Click to see attachment513,400
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 60,455,029 77,204,305 80,802,630
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 60,455,029 77,204,305
29 Total net assets or fund balances (see instructions)..... 60,455,029 77,204,305
30 Total liabilities and net assets/fund balances (see instructions). 60,455,029 77,204,305
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
60,455,029
2
Enter amount from Part I, line 27a .....................
2
16,749,276
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
77,204,305
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
77,204,305
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 5,000SHS KAR AUCTION SERVICES INC   2019-05-02 2020-02-27
b 20,000SHS KAR AUCTION SERVICES INC   2019-07-09 2020-02-27
c 2,000SHS KAR AUCTION SERVICES INC   2019-10-14 2020-02-27
d 400SHS ALPHABET INC CL C   2019-05-02 2020-03-17
e 1,000SHS BERKSHIRE HATHAWAY INC CL B   2019-05-02 2020-03-17
500SHS BERKSHIRE HATHAWAY INC CL B   2019-10-14 2020-03-17
5,000SHS BROOKFIELD ASSET MGMT INC CL A   2019-05-02 2020-03-17
5,000SHS CME GROUP INC   2019-06-11 2020-03-17
500SHS CME GROUP INC   2019-11-14 2020-03-17
23,000SHS COCA-COLA CO   2019-05-02 2020-03-17
2,000SHS COCA-COLA CO   2019-10-14 2020-03-17
1,000SHS DUNKIN BRANDS GROUP INC   2019-10-14 2020-03-17
1,800SHS DUNKIN BRANDS GROUP INC   2019-12-23 2020-03-17
5,300SHS FORTIVE CORP   2019-05-13 2020-03-17
1,000SHS FORTIVE CORP   2019-08-20 2020-03-17
1,000SHS FORTIVE CORP   2019-08-29 2020-03-17
500SHS HONEYWELL INTERNATIONAL INC   2019-05-02 2020-03-17
500SHS HONEYWELL INTERNATIONAL INC   2019-08-29 2020-03-17
5,000SHS IAA INC   2019-05-02 2020-03-17
8,200SHS IAA INC   2019-07-09 2020-03-17
3,425SHS MCDONALDS CORP   2020-02-28 2020-03-17
1,900SHS MCDONALDS CORP   2020-03-13 2020-03-17
3,300SHS MICROSOFT CORP   2019-05-13 2020-03-17
7,000SHS MONDELEZ INTERNATIONAL INC   2019-05-02 2020-03-17
2,000SHS MONDELEZ INTERNATIONAL INC   2019-11-14 2020-03-17
4,000SHS ORACLE CORP   2019-08-08 2020-03-17
9,000SHS SERVICE CORP INT'L   2019-05-02 2020-03-17
1,000SHS SERVICE CORP INT'L   2019-05-13 2020-03-17
300SHS THERMO FISHER SCIENTIFIC INC   2019-05-02 2020-03-17
8,000SHS US BANCORP DEL COM   2019-05-02 2020-03-17
2,000SHS US BANCORP DEL COM   2019-05-13 2020-03-17
4,050SHS VISA INC CL A   2020-02-28 2020-03-17
1,600SHS VISA INC CL A   2020-03-13 2020-03-17
6,000SHS VONTIER CORP   2020-09-04 2020-10-29
3,170SHS ROYAL DUTCH SHELL PLC   2019-05-01 2020-01-09
330SHS ROYAL DUTCH SHELL PLC   2019-12-17 2020-01-09
1,660SHS SAP SE   2019-07-23 2020-01-29
600SHS HOME DEPOT INC   2019-12-17 2020-02-25
380SHS STRYKER CORP   2019-04-02 2020-02-25
220SHS STRYKER CORP   2019-05-01 2020-02-25
300SHS PALO ALTO NETWORKS INC   2019-04-02 2020-02-25
300SHS PALO ALTO NETWORKS INC   2019-04-22 2020-02-25
440SHS CONSTELLATION BRANDS INC   2019-04-02 2020-02-25
160SHS CONSTELLATION BRANDS INC   2019-04-22 2020-02-25
650SHS VULCAN MATERIALS CO   2019-04-02 2020-02-25
150SHS VULCAN MATERIALS CO   2019-04-22 2020-02-25
2,000SHS AIR LEASE CORP CL A   2019-05-01 2020-02-25
1,450SHS CROWN CASTLE INTERNATIONAL CORP   2019-08-05 2020-02-27
550SHS CROWN CASTLE INTERNATIONAL CORP   2019-12-17 2020-02-27
500SHS LABORATORY CORPORATION OF AMERICA HOLDINGS   2019-04-02 2020-03-02
170SHS LABORATORY CORPORATION OF AMERICA HOLDINGS   2019-05-01 2020-03-02
670SHS LABORATORY CORPORATION OF AMERICA HOLDINGS   2019-08-08 2020-03-02
260SHS LABORATORY CORPORATION OF AMERICA HOLDINGS   2019-12-17 2020-03-02
2,100SHS NXP SEMICONDUCTORS NV   2019-12-17 2020-03-02
2,325SHS MEDTRONIC PLC   2019-12-17 2020-03-02
1,335SHS CVS HEALTH CORP   2019-04-02 2020-03-02
1,335SHS CVS HEALTH CORP   2019-04-22 2020-03-02
890SHS CVS HEALTH CORP   2019-05-01 2020-03-02
4,245SHS CONOCOPHILLIPS   2019-12-17 2020-03-02
1,250SHS STARBUCKS CORP   2019-09-12 2020-03-02
1,300SHS STARBUCKS CORP   2019-11-25 2020-03-02
1,400SHS UNITED PARCEL SERVICE INC CL B   2019-05-01 2020-03-02
600SHS UNITED PARCEL SERVICE INC CL B   2019-12-17 2020-03-02
465SHS SALESFORCE.COM INC   2019-04-02 2020-03-02
465SHS SALESFORCE.COM INC   2019-04-22 2020-03-02
2,230SHS CITIGROUP INC   2019-07-29 2020-03-02
635SHS HOME DEPOT INC   2019-12-17 2020-03-02
470SHS BROADCOM LIMITED   2019-05-01 2020-03-02
160SHS STRYKER CORP   2019-05-01 2020-03-02
440SHS STRYKER CORP   2019-12-17 2020-03-02
500SHS VULCAN MATERIALS CO   2019-04-22 2020-03-02
430SHS VULCAN MATERIALS CO   2019-05-01 2020-03-02
2,475SHS DOWDUPONT INC   2019-12-23 2020-03-02
280SHS CONSTELLATION BRANDS INC   2019-04-22 2020-03-02
320SHS CONSTELLATION BRANDS INC   2019-12-17 2020-03-02
660SHS WALT DISNEY CO   2019-04-02 2020-03-02
220SHS WALT DISNEY CO   2019-05-01 2020-03-02
550SHS DANAHER CORP   2019-04-22 2020-03-02
2,000SHS AIR LEASE CORP CL A   2019-05-01 2020-03-02
40SHS AMAZON.COM INC   2019-04-02 2020-03-11
40SHS AMAZON.COM INC   2019-04-22 2020-03-11
30SHS AMAZON.COM INC   2019-05-01 2020-03-11
30SHS AMAZON.COM INC   2019-09-19 2020-03-11
20SHS AMAZON.COM INC   2019-12-17 2020-03-11
1,595SHS MONDELEZ INTERNATIONAL INC   2019-04-02 2020-03-11
1,595SHS MONDELEZ INTERNATIONAL INC   2019-04-22 2020-03-11
1,070SHS MONDELEZ INTERNATIONAL INC   2019-05-01 2020-03-11
740SHS MONDELEZ INTERNATIONAL INC   2019-12-17 2020-03-11
585SHS UNITED TECHNOLOGIES CORP   2019-04-02 2020-03-11
585SHS UNITED TECHNOLOGIES CORP   2019-04-22 2020-03-11
390SHS UNITED TECHNOLOGIES CORP   2019-05-01 2020-03-11
640SHS UNITED TECHNOLOGIES CORP   2019-12-17 2020-03-11
2,500SHS AT&T INC   2019-04-02 2020-03-11
3,000SHS AT&T INC   2019-04-22 2020-03-11
1,800SHS AT&T INC   2019-05-01 2020-03-11
6,125SHS COMCAST CORP   2019-12-17 2020-03-11
1,235SHS GOLDMAN SACHS GROUP INC   2019-07-02 2020-03-11
2,930SHS BROOKFIELD ASSET MGMT INC CL A   2019-10-15 2020-03-11
1,000SHS BROOKFIELD ASSET MGMT INC CL A   2019-12-17 2020-03-11
370SHS BERKSHIRE HATHAWAY INC CL B   2019-04-02 2020-03-11
370SHS BERKSHIRE HATHAWAY INC CL B   2019-04-22 2020-03-11
245SHS BERKSHIRE HATHAWAY INC CL B   2019-05-01 2020-03-11
115SHS BERKSHIRE HATHAWAY INC CL B   2019-12-17 2020-03-11
1,480SHS UNION PACIFIC CORP   2019-12-17 2020-03-11
60SHS ALPHABET INC CL C   2019-04-02 2020-03-11
60SHS ALPHABET INC CL C   2019-04-22 2020-03-11
40SHS ALPHABET INC CL C   2019-05-01 2020-03-11
950SHS ABBOTT LABORATORIES   2019-04-02 2020-03-11
950SHS ABBOTT LABORATORIES   2019-04-22 2020-03-11
630SHS ABBOTT LABORATORIES   2019-05-01 2020-03-11
1,430SHS JOHNSON & JOHNSON   2019-09-11 2020-03-11
925SHS MERCK & CO INC   2019-04-02 2020-03-11
925SHS MERCK & CO INC   2019-04-22 2020-03-11
620SHS MERCK & CO INC   2019-05-01 2020-03-11
300SHS ADOBE INC   2020-02-06 2020-03-11
300SHS ADOBE INC   2020-02-27 2020-03-11
720SHS JPMORGAN CHASE & CO   2019-04-02 2020-03-11
720SHS JPMORGAN CHASE & CO   2019-04-22 2020-03-11
480SHS JPMORGAN CHASE & CO   2019-05-01 2020-03-11
405SHS RAYTHEON CO   2019-04-02 2020-03-11
405SHS RAYTHEON CO   2019-04-22 2020-03-11
270SHS RAYTHEON CO   2019-05-01 2020-03-11
470SHS HONEYWELL INTERNATIONAL INC   2019-04-02 2020-03-11
470SHS HONEYWELL INTERNATIONAL INC   2019-04-22 2020-03-11
200SHS HONEYWELL INTERNATIONAL INC   2019-05-01 2020-03-11
640SHS PEPSICO INC   2019-04-02 2020-03-11
640SHS PEPSICO INC   2019-04-22 2020-03-11
530SHS FIDELITY NATIONAL INFORMATION SERVICES INC   2019-04-22 2020-03-11
470SHS FIDELITY NATIONAL INFORMATION SERVICES INC   2019-05-01 2020-03-11
5,700SHS WEYERHAEUSER CO   2019-05-01 2020-03-11
590SHS CHEVRON CORP   2019-04-03 2020-03-11
590SHS CHEVRON CORP   2019-04-22 2020-03-11
390SHS CHEVRON CORP   2019-05-01 2020-03-11
1,165SHS PFIZER INC   2019-04-22 2020-03-11
1,160SHS PFIZER INC   2019-05-01 2020-03-11
675SHS PFIZER INC   2019-12-17 2020-03-11
4,740SHS INFINEON TECHNOLOGIES AG   2020-02-19 2020-03-11
630SHS MICROSOFT CORP   2019-04-02 2020-03-11
630SHS MICROSOFT CORP   2019-04-22 2020-03-11
420SHS MICROSOFT CORP   2019-05-01 2020-03-11
$800M USTN 2.5% 05/31/2020   2020-02-26 2020-05-26
$1,000M USTN 2.5% 05/31/2020   2020-03-04 2020-05-26
$600M USTN 2.5% 05/31/2020   2020-03-04 2020-06-01
$2,400M USTN 2.5% 05/31/2020   2020-03-12 2020-06-01
$1,000M USTN 2.625% 08/31/2020   2020-03-04 2020-08-11
6,105SHS WEYERHAEUSER CO   2020-05-22 2020-08-19
$400M USTN 2.625% 08/31/2020   2020-03-04 2020-08-31
$2,300M USTN 2.625% 08/31/2020   2020-03-12 2020-08-31
1,000SHS DOMINION ENERGY INC   2020-07-23 2020-08-31
$1,000M USTN 2% 11/30/20   2020-06-01 2020-09-10
3,990SHS AT&T INC   2020-05-22 2020-09-25
2,010SHS AT&T INC   2020-07-23 2020-09-25
600SHS VONTIER CORP   2020-08-11 2020-10-12
1,290SHS CHEVRON CORP   2020-05-22 2020-11-03
1,000SHS CHEVRON CORP   2020-07-23 2020-11-03
395SHS VIATRIS INC   2020-05-22 2020-11-19
.191SHS VIATRIS INC   2020-05-22 2020-11-19
$1,600M USTN 2% 11/30/20   2020-06-01 2020-11-30
$2,700M USTN 1.250% 03/31/21   2020-09-01 2020-12-07
$300M USTN 1.250% 03/31/21   2020-12-01 2020-12-07
845SHS ARK INNOVATION ETF   2020-08-31 2020-12-29
1,485SHS ARK INNOVATION ETF   2020-09-09 2020-12-29
$1,000M COCA-COLA CO 2.20% 05/25/2022   2019-11-29 2020-10-05
$250M COCA-COLA CO 1.55% 09/01/21   2019-12-02 2020-10-05
$250M COCA-COLA CO 1.55% 09/01/21   2019-12-02 2020-10-05
17,000SHS KAR AUCTION SERVICES INC   2017-12-15 2020-02-27
5,800SHS ARAMARK   2014-12-12 2020-03-16
1,000SHS ARAMARK   2015-01-13 2020-03-16
1,100SHS ARAMARK   2015-02-04 2020-03-16
2,500SHS ARAMARK   2015-02-25 2020-03-16
6,600SHS ARAMARK   2014-07-08 2020-03-16
150SHS ACCENTURE PLC IRELAND CL A   2008-01-31 2020-03-17
2,2000SHS ACCENTURE PLC IRELAND CL A   2007-10-26 2020-03-17
450SHS ACCENTURE PLC IRELAND CL A   2014-06-18 2020-03-17
2,150SHS ACCENTURE PLC IRELAND CL A   2015-03-04 2020-03-17
2,000SHS ACCENTURE PLC IRELAND CL A   2015-04-06 2020-03-17
50SHS ACCENTURE PLC IRELAND CL A   2015-04-29 2020-03-17
600SHS ALPHABET INC CL C   2018-08-17 2020-03-17
150SHS BERKSHIRE HATHAWAY INC CL B   2009-11-12 2020-03-17
350SHS BERKSHIRE HATHAWAY INC CL B   2010-11-22 2020-03-17
200SHS BERKSHIRE HATHAWAY INC CL B   2011-01-24 2020-03-17
100SHS BERKSHIRE HATHAWAY INC CL B   2013-03-05 2020-03-17
700SHS BERKSHIRE HATHAWAY INC CL B   2013-06-26 2020-03-17
100SHS BERKSHIRE HATHAWAY INC CL B   2010-02-16 2020-03-17
400SHS BERKSHIRE HATHAWAY INC CL B   2013-02-27 2020-03-17
500SHS BERKSHIRE HATHAWAY INC CL B   2013-12-18 2020-03-17
1,000SHS BERKSHIRE HATHAWAY INC CL B   2014-06-18 2020-03-17
1,500SHS BERKSHIRE HATHAWAY INC CL B   2015-03-04 2020-03-17
1,350SHS BROOKFIELD ASSET MGMT INC CL A   2013-03-28 2020-03-17
300SHS BROOKFIELD ASSET MGMT INC CL A   2013-04-10 2020-03-17
450SHS BROOKFIELD ASSET MGMT INC CL A   2013-06-10 2020-03-17
1,500SHS BROOKFIELD ASSET MGMT INC CL A   2013-07-02 2020-03-17
1,500SHS BROOKFIELD ASSET MGMT INC CL A   2013-09-06 2020-03-17
450SHS BROOKFIELD ASSET MGMT INC CL A   2013-09-24 2020-03-17
3,150SHS BROOKFIELD ASSET MGMT INC CL A   2013-10-03 2020-03-17
450SHS BROOKFIELD ASSET MGMT INC CL A   2015-02-25 2020-03-17
175SHS BROOKFIELD ASSET MGMT INC CL A   2007-09-21 2020-03-17
675SHS BROOKFIELD ASSET MGMT INC CL A   2008-04-17 2020-03-17
1,950SHS BROOKFIELD ASSET MGMT INC CL A   2009-07-21 2020-03-17
450SHS BROOKFIELD ASSET MGMT INC CL A   2010-02-19 2020-03-17
300SHS BROOKFIELD ASSET MGMT INC CL A   2010-05-27 2020-03-17
1,050VBROOKFIELD ASSET MGMT INC CL A   2010-08-03 2020-03-17
100SHS BROOKFIELD ASSET MGMT INC CL A   2013-03-26 2020-03-17
8,150SHS BROOKFIELD ASSET MGMT INC CL A   2013-03-26 2020-03-17
10,600SHS DUNKIN BRANDS GROUP INC   2017-01-30 2020-03-17
4,400SHS DUNKIN BRANDS GROUP INC   2017-09-12 2020-03-17
500SHS DANAHER CORP   2015-02-17 2020-03-17
425SHS DANAHER CORP   2015-06-08 2020-03-17
1,075SHS DANAHER CORP   2016-07-06 2020-03-17
100SHS DANAHER CORP   2009-10-12 2020-03-17
1,300SHS DANAHER CORP   2009-10-20 2020-03-17
750SHS DANAHER CORP   2017-07-10 2020-03-17
1,450SHS DANAHER CORP   2017-09-06 2020-03-17
4,000SHS DANAHER CORP   2015-02-17 2020-03-17
400SHS DANAHER CORP   2015-04-29 2020-03-17
8,700SHS FORTIVE CORP   2018-03-13 2020-03-17
1,000SHS HONEYWELL INTERNATIONAL INC   2013-06-27 2020-03-17
300SHS HONEYWELL INTERNATIONAL INC   2013-11-11 2020-03-17
400SHS HONEYWELL INTERNATIONAL INC   2015-06-08 2020-03-17
300SHS HONEYWELL INTERNATIONAL INC   2010-06-17 2020-03-17
300SHS HONEYWELL INTERNATIONAL INC   2010-07-26 2020-03-17
700SHS HONEYWELL INTERNATIONAL INC   2013-03-08 2020-03-17
900SHS HONEYWELL INTERNATIONAL INC   2013-11-11 2020-03-17
1,100SHS HONEYWELL INTERNATIONAL INC   2013-12-16 2020-03-17
2,000SHS HONEYWELL INTERNATIONAL INC   2016-01-15 2020-03-17
17,000SHS IAA INC   2017-12-15 2020-03-17
6,200SHS MICROSOFT CORP   2017-02-03 2020-03-17
15,000SHS MONDELEZ INTERNATIONAL INC   2018-01-22 2020-03-17
1,125SHS NESTLE SA SPONSORED ADRS   2008-01-31 2020-03-17
1,000SHS NESTLE SA SPONSORED ADRS   2008-10-13 2020-03-17
400SHS NESTLE SA SPONSORED ADRS   2010-01-11 2020-03-17
475SHS NESTLE SA SPONSORED ADRS   2010-11-24 2020-03-17
100SHS NESTLE SA SPONSORED ADRS   2012-02-29 2020-03-17
400SHS NESTLE SA SPONSORED ADRS   2013-02-27 2020-03-17
500SHS NESTLE SA SPONSORED ADRS   2013-03-28 2020-03-17
500SHS NESTLE SA SPONSORED ADRS   2013-06-26 2020-03-17
500SHS NESTLE SA SPONSORED ADRS   2013-07-02 2020-03-17
1,000SHS NESTLE SA SPONSORED ADRS   2013-12-19 2020-03-17
1,5000SHS NESTLE SA SPONSORED ADRS   2007-05-29 2020-03-17
375SHS NESTLE SA SPONSORED ADRS   2007-06-28 2020-03-17
500SHS NESTLE SA SPONSORED ADRS   2009-01-06 2020-03-17
500SHS NESTLE SA SPONSORED ADRS   2010-01-11 2020-03-17
2,125SHS NESTLE SA SPONSORED ADRS   2018-09-24 2020-03-17
20,000SHS ORACLE CORP   2017-10-05 2020-03-17
1,600SHS SERVICE CORP INT'L   2015-06-08 2020-03-17
6,725SHS SERVICE CORP INT'L   2016-01-15 2020-03-17
1,175SHS SERVICE CORP INT'L   2016-03-18 2020-03-17
9,700SHS SERVICE CORP INT'L   2015-03-04 2020-03-17
1,800SHS SERVICE CORP INT'L   2015-03-31 2020-03-17
500SHS THERMO FISHER SCIENTIFIC INC   2016-01-15 2020-03-17
975SHS THERMO FISHER SCIENTIFIC INC   2017-01-30 2020-03-17
3,025SHS THERMO FISHER SCIENTIFIC INC   2015-11-19 2020-03-17
1,000SHS US BANCORP DEL COM   2009-08-04 2020-03-17
2,000SHS US BANCORP DEL COM   2010-11-22 2020-03-17
1,000SHS US BANCORP DEL COM   2013-07-02 2020-03-17
1,000SHS US BANCORP DEL COM   2013-07-11 2020-03-17
1,000SHS US BANCORP DEL COM   2013-12-19 2020-03-17
1,100SHS US BANCORP DEL COM   2009-08-04 2020-03-17
1,200SHS US BANCORP DEL COM   2013-12-18 2020-03-17
2,000SHS US BANCORP DEL COM   2014-06-23 2020-03-17
1,700SHS US BANCORP DEL COM   2015-04-20 2020-03-17
900SHS RECKITT BENCKISER GROUP PLC   2008-01-31 2020-03-18
150SHS RECKITT BENCKISER GROUP PLC   2008-02-01 2020-03-18
1,000SHS RECKITT BENCKISER GROUP PLC   2008-10-13 2020-03-18
450SHS RECKITT BENCKISER GROUP PLC   2010-11-24 2020-03-18
200SHS RECKITT BENCKISER GROUP PLC   2011-10-27 2020-03-18
700SHS RECKITT BENCKISER GROUP PLC   2012-01-18 2020-03-18
1,100SHS RECKITT BENCKISER GROUP PLC   2013-06-26 2020-03-18
500SHS RECKITT BENCKISER GROUP PLC   2013-12-09 2020-03-18
500SHS RECKITT BENCKISER GROUP PLC   2013-12-30 2020-03-18
1,600SHS RECKITT BENCKISER GROUP PLC   2007-05-29 2020-03-18
1,400SHS RECKITT BENCKISER GROUP PLC   2011-03-29 2020-03-18
200SHS RECKITT BENCKISER GROUP PLC   2011-10-27 2020-03-18
700SHS RECKITT BENCKISER GROUP PLC   2012-01-18 2020-03-18
400SHS RECKITT BENCKISER GROUP PLC   2013-02-12 2020-03-18
1,700SHS RECKITT BENCKISER GROUP PLC   2017-12-01 2020-03-18
$1,000M USTN 2.625% 08/31/2020   2018-09-06 2020-07-23
$200MMICROSOFT CORP 1.850% 02/12/2020   2015-04-01 2020-01-13
$500M IBM CORP 2.90% 11/01/2021   2018-05-15 2020-03-06
$500M IBM CORP 2.25% 02/19/2021   2016-02-17 2020-03-06
$100M USTN 1.375% 04/30/2020   2017-12-18 2020-04-30
$500M INTEL CORP 2.45% 07/29/20   2017-12-20 2020-07-29
$500M JOHNSON & JOHNSON 2.95% 09/01/20   2014-12-15 2020-09-01
$500M JOHNSON & JOHNSON 2.95% 09/01/20   2015-12-14 2020-09-01
$500M COCA-COLA CO 1.55% 09/01/21   2016-09-06 2020-10-05
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 98,563   109,722 -11,159
b 394,254   497,013 -102,759
c 39,425   47,337 -7,912
d 434,488   464,544 -30,056
e 179,411   217,595 -38,184
89,706   103,875 -14,169
230,083   238,778 -8,695
802,630   999,592 -196,962
80,263   102,786 -22,523
1,061,236   1,117,779 -56,543
92,281   106,603 -14,322
45,240   77,056 -31,816
81,433   134,609 -53,176
269,241   426,994 -157,753
50,800   70,207 -19,407
50,800   70,288 -19,488
68,818   85,693 -16,875
68,818   80,942 -12,124
142,032   170,181 -28,149
232,933   333,270 -100,337
494,687   652,457 -157,770
274,425   325,736 -51,311
467,426   410,178 57,248
337,014   361,346 -24,332
96,290   105,633 -9,343
181,513   217,370 -35,857
356,809   372,319 -15,510
39,645   41,970 -2,325
87,798   83,057 4,741
261,698   424,206 -162,508
65,424   103,216 -37,792
635,625   721,972 -86,347
251,111   266,224 -15,113
173,561   164,093 9,468
186,878   201,652 -14,774
19,454   19,374 80
218,660   207,673 10,987
147,764   129,651 18,113
82,097   74,353 7,744
47,530   41,551 5,979
60,799   71,823 -11,024
60,799   70,368 -9,569
88,781   78,156 10,625
32,284   31,783 501
84,246   79,058 5,188
19,441   18,337 1,104
83,092   77,463 5,629
214,330   195,742 18,588
81,297   74,185 7,112
90,803   79,077 11,726
30,873   27,395 3,478
121,676   109,769 11,907
47,218   43,528 3,690
245,167   261,519 -16,352
234,700   267,684 -32,984
82,383   70,580 11,803
82,383   70,351 12,032
54,922   50,746 4,176
204,110   267,442 -63,332
99,526   115,332 -15,806
103,507   108,245 -4,738
127,222   148,589 -21,367
54,524   72,103 -17,579
79,758   74,390 5,368
79,758   72,295 7,463
143,184   160,421 -17,237
140,744   137,214 3,530
129,487   150,689 -21,202
30,589   30,219 370
84,118   90,567 -6,449
61,638   61,125 513
53,008   54,651 -1,643
107,109   157,513 -50,404
48,351   55,621 -7,270
55,258   58,566 -3,308
77,444   74,189 3,255
25,815   30,272 -4,457
79,922   69,103 10,819
76,778   77,463 -685
74,307   72,727 1,580
74,307   74,171 136
55,730   58,001 -2,271
55,730   54,790 940
37,153   35,589 1,564
85,025   79,444 5,581
85,025   80,314 4,711
57,039   55,771 1,268
39,448   39,789 -341
67,658   77,381 -9,723
67,658   79,830 -12,172
45,105   55,815 -10,710
74,019   95,559 -21,540
86,921   79,778 7,143
104,305   96,356 7,949
62,583   56,300 6,283
230,717   267,240 -36,523
220,276   254,026 -33,750
161,522   155,611 5,911
55,127   58,137 -3,010
72,779   75,750 -2,971
72,779   77,559 -4,780
48,191   53,250 -5,059
22,620   26,158 -3,538
210,030   266,555 -56,525
74,972   71,733 3,239
74,972   74,064 908
49,981   47,512 2,469
74,457   75,585 -1,128
74,457   69,566 4,891
49,377   50,060 -683
197,315   186,869 10,446
73,617   77,021 -3,404
73,617   67,670 5,947
49,343   48,856 487
97,261   109,885 -12,624
97,261   104,274 -7,013
70,275   75,668 -5,393
70,275   81,316 -11,041
46,850   55,547 -8,697
67,874   75,469 -7,595
67,874   73,619 -5,745
45,249   48,210 -2,961
73,945   75,735 -1,790
73,945   79,131 -5,186
31,466   34,709 -3,243
83,502   78,102 5,400
83,502   81,203 2,299
72,287   58,824 13,463
64,104   54,465 9,639
134,454   153,679 -19,225
48,494   73,417 -24,923
48,494   71,343 -22,849
32,056   46,752 -14,696
39,036   45,766 -6,730
38,868   47,158 -8,290
22,617   26,622 -4,005
86,402   113,980 -27,578
99,000   75,057 23,943
99,000   77,339 21,661
66,000   54,896 11,104
800,062   802,142 -2,080
1,000,078   1,004,103 -4,025
600,000   602,462 -2,462
2,400,000   2,411,625 -11,625
1,001,250   1,009,342 -8,092
175,936   119,176 56,760
400,000   403,737 -3,737
2,300,000   2,326,594 -26,594
77,867   81,052 -3,185
1,004,081   1,009,414 -5,333
110,836   119,228 -8,392
55,835   60,556 -4,721
16,830   16,156 674
94,203   118,106 -23,903
73,026   91,282 -18,256
6,436   6,194 242
3   3 0
1,600,000   1,615,063 -15,063
2,709,546   2,717,935 -8,389
301,061   301,160 -99
103,560   78,598 24,962
181,996   127,048 54,948
1,032,581   1,013,235 19,346
252,987   249,794 3,193
252,987   249,770 3,217
335,116   339,141 -4,025
108,319   162,400 -54,081
18,676   31,880 -13,204
20,543   35,788 -15,245
46,689   78,581 -31,892
123,260   177,649 -54,389
23,482   5,085 18,397
344,402   86,023 258,379
70,446   37,200 33,246
336,575   195,395 141,180
313,093   191,205 121,888
7,827   4,712 3,115
651,731   717,364 -65,633
26,912   10,223 16,689
62,794   28,153 34,641
35,882   16,637 19,245
17,941   10,320 7,621
125,588   79,293 46,295
17,941   7,604 10,337
71,764   40,041 31,723
89,706   57,135 32,571
179,411   125,965 53,446
269,117   217,151 51,966
62,122   32,314 29,808
13,805   7,596 6,209
20,708   10,675 10,033
69,025   35,893 33,132
69,025   35,759 33,266
20,708   11,194 9,514
144,952   78,543 66,409
20,708   16,389 4,319
8,053   4,192 3,861
31,061   12,268 18,793
89,732   23,677 66,055
20,708   7,006 13,702
13,805   4,820 8,985
48,317   18,035 30,282
4,602   2,362 2,240
375,036   192,470 182,566
479,548   551,497 -71,949
199,058   227,952 -28,894
65,682   33,057 32,625
55,829   27,672 28,157
141,216   86,467 54,749
13,136   2,589 10,547
170,772   34,887 135,885
98,523   62,106 36,417
190,477   121,614 68,863
525,454   264,440 261,014
52,546   25,356 27,190
441,962   682,786 -240,824
137,636   77,181 60,455
41,291   25,027 16,264
55,054   39,587 15,467
41,291   12,279 29,012
41,291   12,557 28,734
96,345   49,226 47,119
123,872   75,034 48,838
151,400   91,916 59,484
275,272   185,327 89,945
482,910   526,014 -43,104
878,194   393,458 484,736
722,172   663,694 58,478
109,278   49,795 59,483
97,136   36,775 60,361
38,854   19,313 19,541
46,140   26,421 19,719
9,714   6,160 3,554
38,854   27,765 11,089
48,568   36,265 12,303
48,568   32,408 16,160
48,568   33,005 15,563
97,136   71,392 25,744
145,704   58,162 87,542
36,426   14,095 22,331
48,568   19,330 29,238
48,568   24,135 24,433
206,414   176,948 29,466
907,567   974,775 -67,208
63,433   46,609 16,824
266,615   158,577 108,038
46,583   28,175 18,408
384,561   244,676 139,885
71,362   47,521 23,841
146,330   65,659 80,671
285,344   140,357 144,987
885,297   415,809 469,488
32,712   21,595 11,117
65,424   49,436 15,988
32,712   36,355 -3,643
32,712   37,210 -4,498
32,712   40,165 -7,453
35,983   23,746 12,237
39,255   47,307 -8,052
65,424   87,605 -22,181
55,611   72,860 -17,249
62,584   45,015 17,569
10,431   7,686 2,745
69,538   40,746 28,792
31,292   24,420 6,872
13,908   10,251 3,657
48,677   35,335 13,342
76,492   76,977 -485
34,769   38,341 -3,572
34,769   38,885 -4,116
111,261   85,803 25,458
97,354   70,059 27,295
13,908   10,251 3,657
48,677   35,335 13,342
27,815   26,653 1,162
118,215   148,599 -30,384
1,002,578   999,688 2,890
200,000   202,970 -2,970
513,251   497,098 16,153
503,963   501,257 2,706
100,000   98,998 1,002
500,000   505,437 -5,437
500,000   526,807 -26,807
500,000   528,237 -28,237
505,973   503,482 2,491
3,189     3,189
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -11,159
b       -102,759
c       -7,912
d       -30,056
e       -38,184
      -14,169
      -8,695
      -196,962
      -22,523
      -56,543
      -14,322
      -31,816
      -53,176
      -157,753
      -19,407
      -19,488
      -16,875
      -12,124
      -28,149
      -100,337
      -157,770
      -51,311
      57,248
      -24,332
      -9,343
      -35,857
      -15,510
      -2,325
      4,741
      -162,508
      -37,792
      -86,347
      -15,113
      9,468
      -14,774
      80
      10,987
      18,113
      7,744
      5,979
      -11,024
      -9,569
      10,625
      501
      5,188
      1,104
      5,629
      18,588
      7,112
      11,726
      3,478
      11,907
      3,690
      -16,352
      -32,984
      11,803
      12,032
      4,176
      -63,332
      -15,806
      -4,738
      -21,367
      -17,579
      5,368
      7,463
      -17,237
      3,530
      -21,202
      370
      -6,449
      513
      -1,643
      -50,404
      -7,270
      -3,308
      3,255
      -4,457
      10,819
      -685
      1,580
      136
      -2,271
      940
      1,564
      5,581
      4,711
      1,268
      -341
      -9,723
      -12,172
      -10,710
      -21,540
      7,143
      7,949
      6,283
      -36,523
      -33,750
      5,911
      -3,010
      -2,971
      -4,780
      -5,059
      -3,538
      -56,525
      3,239
      908
      2,469
      -1,128
      4,891
      -683
      10,446
      -3,404
      5,947
      487
      -12,624
      -7,013
      -5,393
      -11,041
      -8,697
      -7,595
      -5,745
      -2,961
      -1,790
      -5,186
      -3,243
      5,400
      2,299
      13,463
      9,639
      -19,225
      -24,923
      -22,849
      -14,696
      -6,730
      -8,290
      -4,005
      -27,578
      23,943
      21,661
      11,104
      -2,080
      -4,025
      -2,462
      -11,625
      -8,092
      56,760
      -3,737
      -26,594
      -3,185
      -5,333
      -8,392
      -4,721
      674
      -23,903
      -18,256
      242
      0
      -15,063
      -8,389
      -99
      24,962
      54,948
      19,346
      3,193
      3,217
      -4,025
      -54,081
      -13,204
      -15,245
      -31,892
      -54,389
      18,397
      258,379
      33,246
      141,180
      121,888
      3,115
      -65,633
      16,689
      34,641
      19,245
      7,621
      46,295
      10,337
      31,723
      32,571
      53,446
      51,966
      29,808
      6,209
      10,033
      33,132
      33,266
      9,514
      66,409
      4,319
      3,861
      18,793
      66,055
      13,702
      8,985
      30,282
      2,240
      182,566
      -71,949
      -28,894
      32,625
      28,157
      54,749
      10,547
      135,885
      36,417
      68,863
      261,014
      27,190
      -240,824
      60,455
      16,264
      15,467
      29,012
      28,734
      47,119
      48,838
      59,484
      89,945
      -43,104
      484,736
      58,478
      59,483
      60,361
      19,541
      19,719
      3,554
      11,089
      12,303
      16,160
      15,563
      25,744
      87,542
      22,331
      29,238
      24,433
      29,466
      -67,208
      16,824
      108,038
      18,408
      139,885
      23,841
      80,671
      144,987
      469,488
      11,117
      15,988
      -3,643
      -4,498
      -7,453
      12,237
      -8,052
      -22,181
      -17,249
      17,569
      2,745
      28,792
      6,872
      3,657
      13,342
      -485
      -3,572
      -4,116
      25,458
      27,295
      3,657
      13,342
      1,162
      -30,384
      2,890
      -2,970
      16,153
      2,706
      1,002
      -5,437
      -26,807
      -28,237
      2,491
      3,189
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,949,769
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 -1,838,924
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 37,169
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 37,169
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 37,169
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 26,467
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 30,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 56,467
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 19,298
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet19,298 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDE, NY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .Click to see attachment
    8b
     
    No
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
    Yes
     
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. Click to see attachment...............................
    10
    Yes
     
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletVINCENT KATZ CO A KOZAK AND CO Telephone no.bullet (212) 889-6371

    Located atbullet192 LEXINGTON AVENUE SUITE 1100NEW YORKNY ZIP+4bullet10016
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ALEX KATZ PRESIDENT & DIRECTOR
    0.00     		0 0 0
    C/O A KOZAK 192 LEXINGTON AVE 1100
    NEW YORK,NY10016
    ADA KATZ VICE-PRES & DIRECTOR
    0.00     		0 0 0
    C/O A KOZAK 192 LEXINGTON AVE 1100
    NEW YORK,NY10016
    VINCENT KATZ TREASURER & DIRECTOR
    20.00     		150,000 0 0
    211 WEST 19TH STREET 5TH FL
    NEW YORK,NY10011
    VIVIEN BITTENCOURT KATZ SECRETARY & DIRECTOR
    20.00     		181,250 0 0
    211 WEST 19TH STREET 5TH FL
    NEW YORK,NY10011
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    FIRST MANHATTAN CO INVESTMENT ADVISORY 98,598
    399 PARK AVENUE
    NEW YORK,NY10022
    KLINGENSTEIN FIELDS & CO LLC INVESTMENT ADVISORY 67,537
    125 PARK AVENUE
    NEW YORK,NY10017
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 SOLOMON R. GUGGENHEIM FOUNDATIONGENERAL CONTRIBUTION 500,000
    2 SOLOMON R. GUGGENHEIM FOUNDATIONGENERAL CONTRIBUTION 250,000
    3 COOPER UNIONGENERAL CONTRIBUTION 250,000
    4 COLBY COLLEGE MUSEUM OF ARTCONTRIBUTION OF ARTWORK - FRANCESCO CLEMENTE, INDIA IV, 2019 220,000
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    42,593,831
    b
    Average of monthly cash balances.......................
    1b
    22,357,636
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    64,951,467
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    64,951,467
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    974,272
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    63,977,195
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    3,198,860
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
     
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
     
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
     
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
     
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
     
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
     
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    4,407,713
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    4,407,713
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    4,407,713
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7  
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........  
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$  
    a Applied to 2019, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2020 distributable amount.....  
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2020.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		 
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
    2005-02-28
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
    724,273 733,658 389,644 431,758 2,279,333
    b 85% of line 2a ......... 615,632 623,609 331,197 366,994 1,937,433
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		4,407,713 2,315,134 3,192,451 2,464,349 12,379,647
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		0 0 0 0 0
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		4,407,713 2,315,134 3,192,451 2,464,349 12,379,647
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ...... 80,802,630 67,464,921 54,496,298 50,521,415 253,285,264
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		         0
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		2,132,573 1,875,114 1,584,469 1,466,760 7,058,916
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		        0
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		        0
    (3) Largest amount of support
    from an exempt organization    		         0
    (4) Gross investment income         0
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ALEX KATZ
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ART INSTITUTE OF CHICAGO
    111 SOUTH MICHIGAN AVENUE
    CHICAGO,IL60603     		N/A PUBLIC CONTRIBUTION OF ARTWORK - JANE FREILICHER, UNTITLED (INTERIOR, STILL LIFE ON TABLE), 1952 60,000
    ART INSTITUTE OF CHICAGO
    111 SOUTH MICHIGAN AVENUE
    CHICAGO,IL60603     		N/A PUBLIC CONTRIBUTION OF ARTWORK - THADDEUS MOSLEY, PERGE MODO, 2005 131,250
    BALTIMORE MUSEUM OF ART
    10 ART MUSEUM DRIVE
    BALTIMORE,MD21218     		N/A PUBLIC CONTRIBUTION OF ARTWORK - TRACY MILLER, CARTWHEEL, 2017 14,400
    BOWDOIN COLLEGE MUSEUM OF ART
    255 MAINE STREET
    BRUNSWICK,ME04011     		N/A PUBLIC CONTRIBUTION OF ARTWORK - NEIL BLAINE, ANEMONES IN BLUE POT, 1973 25,600
    BOWDOIN COLLEGE MUSEUM OF ART
    255 MAINE STREET
    BRUNSWICK,ME04011     		N/A PUBLIC CONTRIBUTION OF ARTWORK - MARTHA DIAMOND, NEW YORK WITH PURPLE NO. 1, 2000 40,000
    BOWDOIN COLLEGE MUSEUM OF ART
    255 MAINE STREET
    BRUNSWICK,ME04011     		N/A PUBLIC CONTRIBUTION OF ARTWORK - CHRIS MARTIN, SPHINX, 1986 14,400
    BOWDOIN COLLEGE MUSEUM OF ART
    255 MAINE STREET
    BRUNSWICK,ME04011     		N/A PUBLIC CONTRIBUTION OF ARTWORK - TYSON REEDER, MUSTARD ST., 2019 9,600
    BOWDOIN COLLEGE MUSEUM OF ART
    255 MAINE STREET
    BRUNSWICK,ME04011     		N/A PUBLIC CONTRIBUTION OF ARTWORK - TREVOR SHIMIZU, BREASTFEEDING IN PUBLIC, 2016 5,600
    BROOKLYN ACADEMY OF MUSIC
    30 LAFAYETTE AVE
    BROOKLYN,NY11217     		N/A PUBLIC GENERAL CONTRIBUTION 200,000
    CARNEGIE MUSEUM OF ART
    4400 FORBES AVENUE
    PITTSBURGH,PA15213     		N/A PUBLIC CONTRIBUTION OF ARTWORK - JOHN ZURIER, NORTH FROM HERE 2, 2019 44,000
    CARNEGIE MUSEUM OF ART
    4400 FORBES AVENUE
    PITTSBURGH,PA15213     		N/A PUBLIC CONTRIBUTION OF ARTWORK - THADDEUS MOSLEY, SPATIAL OCCUPATION, 2018 120,000
    CENTER FOR MAINE CONTEMPORARY ART
    213 WINTER STREET
    ROCKLAND,ME04841     		N/A PUBLIC GENERAL CONTRIBUTION 1,000
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC GENERAL CONTRIBUTION 25,000
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC GENERAL CONTRIBUTION 25,000
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - ENZO CUCCHI, NO TITLE, 2017 16,000
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - FRANCESCO CLEMENTE, INDIA IV, 2019 220,000
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - JAN DE VLIEGHER, PLUSH, 2019 15,080
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - MARY OBERING, UNTITLED, 1974 12,000
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - ROB PRUITT, BEAUTY-MARK, 2006 37,500
    COOPER UNION
    7 EAST 7TH STREET
    NEW YORK,NY10003     		N/A PUBLIC GENERAL CONTRIBUTION 250,000
    DETROIT INSTITUTE OF ART
    5200 WOODWARD AVENUE
    DETROIT,MI48202     		N/A PUBLIC CONTRIBUTION OF ARTWORK - AVERY SINGER, UNTITLED (MONDAY), 2017 76,000
    FILM FORUM INC
    209 WEST HOUSTON ST
    NEW YORK,NY10014     		N/A PUBLIC GENERAL CONTRIBUTION 50,000
    FILM FORUM INC
    209 WEST HOUSTON ST
    NEW YORK,NY10014     		N/A PUBLIC GENERAL CONTRIBUTION 75,000
    FOUNDATION FOR CONTEMPORARY ARTS
    820 GREENWICH STREET
    NEW YORK,NY10014     		N/A PUBLIC GENERAL CONTRIBUTION 1,000
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - FEDERICO DE FRANCESCO, HOMAGE TO G MINOR, OP. 63, 2019 10,000
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - VERNE DAWSON, OVER THE CITY, 2019 28,000
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - JORG IMMENDORF, MALERSTAMM - BALDUNG, 2002 128,000
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - HIEJIN YOO, ITS FULL MOON, LET'S MAKE A WISH, 2018 6,800
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - THADDEUS MOSLEY, INCLINATION, 2003 100,000
    MUSEUM OF FINE ARTS HOUSTON
    1001 BISSONNET STREET
    HOUSTON,TX77005     		N/A PUBLIC CONTRIBUTION OF ARTWORK - PHILIP TAAFFE, AVERROES, 2016 128,000
    MUSEUM OF FINE ARTS HOUSTON
    1001 BISSONNET STREET
    HOUSTON,TX77005     		N/A PUBLIC CONTRIBUTION OF ARTWORK - TABBOO!, BLUE FERN WITH BEES, 2019 8,000
    MUSEUM OF FINE ARTS HOUSTON
    1001 BISSONNET STREET
    HOUSTON,TX77005     		N/A PUBLIC CONTRIBUTION OF ARTWORK - TABBOO!, ORANGE BIRD ON BLUE, 2019 9,600
    NEW YORK LIVE ARTS INC
    219 W 19TH STREET
    NEW YORK,NY10011     		N/A PUBLIC GENERAL CONTRIBUTION 50,000
    NEW YORK LIVE ARTS INC
    219 W 19TH STREET
    NEW YORK,NY10011     		N/A PUBLIC GENERAL CONTRIBUTION 200,000
    NEW YORK STUDIO SCHOOL OF DRAWING PAINTING & SCULPTURE
    8 W 8TH STREET
    NEW YORK,NY10011     		N/A PUBLIC GENERAL CONTRIBUTION 50,000
    PAUL TAYLOR DANCE FOUNDATION INC
    551 GRAND STREET LOBBY A
    NEW YORK,NY10002     		N/A PUBLIC GENERAL CONTRIBUTION 200,000
    PORTLAND MUSEUM OF ART
    SEVEN CONGRESS SQUARE
    PORTLAND,ME04101     		N/A PUBLIC CONTRIBUTION OF ARTWORK - KAREN KILIMNIK, THE WELL GROOMED WORRYWART OUT HUNTING, 2019 24,000
    PORTLAND MUSEUM OF ART
    SEVEN CONGRESS SQUARE
    PORTLAND,ME04101     		N/A PUBLIC CONTRIBUTION OF ARTWORK - HANNAH SECORD WADE, DOG FOUNTAIN, 2017 4,680
    SAN ANTONIO MUSEUM OF ART
    200 WEST JONES AVE
    SAN ANTONIO,TX78215     		N/A PUBLIC CONTRIBUTION OF ARTWORK - MARTHA DIAMOND, NEW YORK WITH PURPLE NO. 2, 2000 40,000
    SKOWHEGAN SCHOOL OF PAINTING AND SCULTURE
    136 WEST 22ND STREET
    NEW YORK,NY10011     		N/A PUBLIC GENERAL CONTRIBUTION 25,000
    SOLOMON R GUGGENHEIM FOUNDATION
    1071 FIFTH AVENUE
    NEW YORK,NY101280173     		N/A PUBLIC GENERAL CONTRIBUTION 250,000
    SOLOMON R GUGGENHEIM FOUNDATION
    1071 FIFTH AVENUE
    NEW YORK,NY101280173     		N/A PUBLIC GENERAL CONTRIBUTION 500,000
    THE BROOKLYN MUSEUM
    200 EASTERN PARKWAY
    BROOKLYN,NY11238     		N/A PUBLIC CONTRIBUTION OF ARTWORK - MARTHA DIAMOND, CITYSCAPE:BLUE SHADOW NO. 3, 1994 40,000
    THE BROOKLYN MUSEUM
    200 EASTERN PARKWAY
    BROOKLYN,NY11238     		N/A PUBLIC CONTRIBUTION OF ARTWORK - RED GROOMS, 42ND STREET - PORNO BOOKSTORE, 1976 200,000
    THE BROOKLYN MUSEUM
    200 EASTERN PARKWAY
    BROOKLYN,NY11238     		N/A PUBLIC CONTRIBUTION OF ARTWORK - THADDEUS MOSLEY, CIRCLED PLANES, 2016 120,000
    THE BROOKLYN RAIL INC
    253 36TH ST C304
    BROOKLYN,NY11232     		N/A PUBLIC GENERAL CONTRIBUTION 1,000
    THE HOUSE FOUNDATION FOR THE ARTS
    260 WEST BROADWAY SUITE 2
    NEW YORK,NY10013     		N/A PUBLIC GENERAL CONTRIBUTION 75,000
    THE MCNAY ART MUSEUM
    6000 NORTH NEW BRAUNFELS
    SAN ANTONIO,TX782090069     		N/A PUBLIC CONTRIBUTION OF ARTWORK - OLIVER CLEGG, I AM PRETTY SURE THAT MY IMAGINATION FUNCTIONS BETTTER WHEN I DON'T HAVE TO SPEAK, 2019 24,000
    THE MCNAY ART MUSEUM
    6000 NORTH NEW BRAUNFELS
    SAN ANTONIO,TX782090069     		N/A PUBLIC CONTRIBUTION OF ARTWORK - JANET ALLING, COLEUS M: INTERIORS, 2019 8,000
    THE MCNAY ART MUSEUM
    6000 NORTH NEW BRAUNFELS
    SAN ANTONIO,TX782090069     		N/A PUBLIC CONTRIBUTION OF ARTWORK - ANNE NEELY, PALACE, 2017 3,600
    THE WOOSTER GROUP
    33 WOOSTER STREET
    NEW YORK,NY10013     		N/A PUBLIC GENERAL CONTRIBUTION 150,000
    THE WOOSTER GROUP
    33 WOOSTER STREET
    NEW YORK,NY10013     		N/A PUBLIC GENERAL CONTRIBUTION 200,000
    Total .................................bullet 3a 4,052,110
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 38,430  
    4 Dividends and interest from securities....     14 887,612  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 -567,284  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 358,758 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    358,758
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    ALEX KATZ FOUNDATION INC
     
    Employer identification number

    51-0529249
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    ALEX KATZ FOUNDATION INC
          		Employer identification number
    51-0529249
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    ALEX KATZ
    C/O A KOZAK CO 192 LEXINGTON AVE 11
     
    NEW YORK, NY10016

    		$ 21,000,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    ALEX KATZ FOUNDATION INC
          		Employer identification number

    51-0529249
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    ALEX KATZ FOUNDATION INC
          		Employer identification number

    51-0529249
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 45,268 33,951 33,951 11,317

    TY 2020 ExplnOfNonFilingWithAGStmt
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Statement:
    THE ORGANIZATION IS NOT REQUIRED TO FURNISH A COPY OF FORM 990-PF TO THE ATTORNEY GENERAL OF DELAWARE.

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Name of Bond End of Year Book Value End of Year Fair Market Value
    $1000M BERKSHIRE HATHAWAY 3% 05/15/22 993,006 1,038,140
    $1000M JOHNSON & JOHNSON 2.45% 12/05/21 988,957 1,020,290
    $1000M MICROSOFT CORP 2.375% 02/12/22 980,906 1,022,330
    $1750M WAL-MART INC 2.35% 12/15/22 1,733,540 1,822,205
    $2000M APPLE INC 2.50% 02/09/22 2,019,813 2,045,520
    $700M BERKSHIRE HATHAWAY 2.75% 03/15/23 707,942 735,112
    $500M EXXON MOBIL CORP 2.397% 03/06/22 507,673 511,200
    $1000M EXXON MOBIL CORP 3.176% 03/15/24 1,025,007 1,078,610
    $2000M INTL BUSINESS MACHINES CORP 3.0% 05/15/24 2,068,200 2,166,560
    $500M INTEL CORP 2.7% 12/15/22 513,949 523,650
    $2000M MERCK & CO 2.35% 02/10/22 2,031,643 2,045,820
    $1000M MICROSOFT CORP 2.40% 02/06/22 1,016,358 1,020,390
    $1000M 3M COMPANY 2% 02/14/25 1,055,806 1,060,060
    $1000M APPLE INC 1.125% 05/11/25 1,021,947 1,028,370
    $200M BERKSHIRE HATHAWAY 3.125% 03/15/26 226,671 223,462
    $500M CHEVRON CORP 1.554% 05/11/25 523,856 519,990
    $500M COCA-COLA CO 2.95% 03/25/25 550,364 551,130
    $500M EXXON MOBIL CORP 2.019% 08/16/24 525,351 526,430
    $500M MERCK & CO 0.75% 02/24/26 500,006 505,645
    $1000M WALT DISNEY CO 1.75% 01/13/26 1,049,296 1,048,280

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Name of Stock End of Year Book Value End of Year Fair Market Value
    6,280 SHS BERKSHIRE HATHAWAY CL B 1,312,684 1,456,144
    6,700 SHS BROOKFIELD ASSET MGMT 224,635 276,509
    6,200 SHS DANAHER CORP 1,087,149 1,377,268
    1,590 SHS HONEYWELL INTERNATIONAL INC 280,404 338,193
    26,310 SHS MONDELEZ INTERNATIONAL INC 1,409,814 1,538,346
    960 SHS ALPHABET INC CL C 1,445,339 1,681,805
    3,000 SHS THERMO FISHER SCIENTIFIC INC 1,080,175 1,397,340
    17,250 SHS FORTIVE CORP 1,098,300 1,221,645
    7,205 SHS MICROSOFT CORP 1,422,534 1,602,536
    1,315 SHS ABBOTT LABORATORIES 119,040 143,979
    105 SHS AMAZON.COM INC 307,681 341,978
    840 SHS BROADCOM LIMITED 316,307 367,794
    24,000 SHS COCA-COLA CO 1,111,031 1,316,160
    5,100 SHS COMCAST CORP 235,911 267,240
    860 SHS CONSTELLATION BRANDS INC 148,408 188,383
    3,450 SHS CVS HEALTH CORP 233,887 235,635
    1,840 SHS FIDELITY NATIONAL INFORMATION SERVICES INC 270,507 260,286
    660 SHS GOLDMAN SACHS GROUP INC 118,951 174,049
    1,045 SHS HOME DEPOT INC 275,714 277,573
    1,970 SHS JPMORGAN CHASE & CO 197,986 250,328
    725 SHS PALO ALTO NETWORKS INC 189,623 257,658
    3,185 SHS PFIZER INC 112,356 117,240
    775 SHS SALESFORCE.COM INC 150,302 172,461
    1,950 SHS STARBUCKS CORP 148,555 208,611
    1,085 SHS UNION PACIFIC CORP 192,947 225,919
    1,200 SHS UNITED PARCEL SERVICE INC CL B 152,851 202,080
    1,110 SHS VULCAN MATERIALS CO 148,858 164,624
    1,890 SHS WALT DISNEY CO 247,064 342,430
    565 SHS ADOBE INC 275,512 282,568
    1,215 SHS AMERICAN TOWER REIT 295,660 272,719
    2,970 SHS APPLE INC 343,700 394,089
    740 SHS COSTCO WHOLESALE CORP 277,316 278,817
    3,980 SHS DUPONT DE NEMOURS INC 247,415 283,018
    3,550 SHS FACEBOOK INC 949,245 969,718
    5,760 SHS INFINEON TECHNOLOGIES AG 119,930 222,048
    5,750 SHS MCDONALD'S CORP 1,109,988 1,233,835
    2,400 SHS NIKE INC 290,922 339,528
    2,600 SHS O'REILLY AUTOMOTIVE INC 1,212,872 1,176,682
    2,160 SHS PROCTER & GAMBLE CO 274,887 300,542
    2,670 SHS PROLOGIS INC 261,814 266,092
    5,365 SHS RAYTHEON TECHNOLOGIES CORP 322,474 383,651
    5,950 SHS VISA INC CL A 1,144,878 1,301,443

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    US Government Securities - End of Year Book Value:

    1,405,414
    US Government Securities - End of Year Fair Market Value:

    1,403,696
    State & Local Government Securities - End of Year Book Value:


    3,489,056
    State & Local Government Securities - End of Year Fair Market Value:


    3,532,880


    TY 2020 InvestmentsOtherSchedule2
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    41,051.441 SHS VANGUARD 500 INDEX FUND ADMIRAL SHARES AT COST 14,067,220 14,227,198

    TY 2020 LegalFeesSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 4,959 0 0 4,959


    TY 2020 OtherAssetsSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    ARTWORK - MARTHA DIAMOND, CENTRAL CHARACTER, 1983 45,000 45,000 45,000
    ARTWORK - AVERY SINGER, UNTITLED (MONDAY), 2017 76,000 0 0
    ARTWORK - PIERRE BONNARD, L'ARC-EN-CIEL, LA ROULOTTE, 1909 100,000 100,000 100,000
    ARTWORK - RED GROOMS, PORNO BOOKSTORE, 1976 200,000 0 0
    ARTWORK - VERNE DAWSON, OVER THE CITY, 2019 28,000 0 0
    ARTWORK - HIEJIN YOO, ITS FULL MOON, LET'S MAKE A WISH, 2018 6,800 0 0
    ARTWORK - JORG IMMENDORF, MALERSTAMM - BALDUNG, 2002 128,000 0 0
    ARTWORK - FEDERICO DE FRANCESCO, HOMAGE TO G MINOR OP. 63, 2019 10,000 0 0
    ARTWORK - MARTHA DIAMOND, CITYSCAPE:BLUE SHADOW NO. 3, 1994 40,000 0 0
    ARTWORK - MARTHA DIAMOND, NEW YORK WITH PURPLE NO. 1, 2000 40,000 0 0
    ARTWORK - MARTHA DIAMOND, NEW YORK WITH PURPLE NO. 2, 2000 40,000 0 0
    ARTWORK - MARTHA DIAMOND, NEW YORK WITH PURPLE NO. 4, 2000 40,000 40,000 40,000
    ARTWORK - TREVOR SHIMIZU, BREASTFEEDING IN PUBLIC, 2016 5,600 0 0
    ARTWORK - TYSON REEDER, MUSTARD ST., 2019 9,600 0 0
    ARTWORK - JAN DE VLIEGHER, PLUSH, 2019 15,080 0 0
    ARTWORK - ENZO CUCCHI, NO TITLE, 2017 16,000 0 0
    ARTWORK - CHRIS MARTIN, SPHINX, 1986 14,400 0 0
    ARTWORK - FRANCESCO CLEMENTE, INDIA IV, 2019 220,000 0 0
    ARTWORK - PHILIP TAAFFE, AVERROES, 2016 128,000 0 0
    ARTWORK - ROBERT BORDO, CRACKUP #15 (MONSTER MASH), 2019 32,000 32,000 32,000
    ARTWORK - JOHN ZURIER, NORTH FROM HERE 2, 2019 44,000 0 0
    ARTWORK - OLIVER CLEGG, I AM PRETTY SURE THAT MY IMAGINATION FUNCTIONS BET 24,000 0 0
    ARTWORK - KAREN KILIMNIK, THE WORLD AT WAR, 2018 0 44,000 44,000
    ARTWORK - THADDEUS MOSLEY, ENCLOSURE, 2006 0 100,000 100,000
    ARTWORK - ANNE NEELY, FODDER, 2017 0 3,600 3,600
    ARTWORK - MARCUS LESLIE SINGLETON, MAN PLAYING TRUMPET, 2020 0 7,200 7,200
    ARTWORK - SPENCER SWEENEY, HANGED MAN #6, 2020 0 20,000 20,000
    ARTWORK - DAN MCCARTHY, HERMOSA BEACH SKATER, 2019 0 12,800 12,800
    ARTWORK - JENNA GRIBBON. THE ARTIST EROTICIZED (ALINA), 2020 0 16,800 16,800
    ARTWORK - ZACH BRUDER, MADE READY, 2020 0 8,000 8,000
    ARTWORK - MERLIN JAMES, NIGHT WINDOW, 2017-18 0 14,800 14,800
    ARTWORK - MERLIN JAMES, FIGURE, 2019-2020 0 14,800 14,800
    ARTWORK - ANA BENAROYA, EMMA AT THE PIANO, 2020 0 22,400 22,400
    ARTWORK - MARLEY FREEMAN, DREAMS OF INVERSION, 2019 0 12,800 12,800
    ARTWORK - MARLEY FREEMAN, DO NOTHING, 2019 0 8,000 8,000
    ARTWORK - MARLEY FREEMAN, MILKWEED, 2020 0 11,200 11,200


    TY 2020 OtherExpensesSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    REGISTERED AGENT & FILING FEES 190 0 0 190
    BANK FEES 281 281 281 0
    OUTSIDE SERVICES 7,078 0 0 7,078
    SHIPPING & FREIGHT 809 0 0 809


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISORY FEES 166,135 166,135 166,135 0


    TY 2020 SubstantialContributorsSch
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Name Address
    ALEX KATZ AKOZAK CO 192 LEXINGTON AVE 1100
    NEW YORK,NY10016


    TY 2020 TaxesSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX PAID 1,402 1,402 1,402 0