Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
RESEARCH CORPORATION DBA RESEARCH
CORPORATION FOR SCIENCE ADVANCEMENT
Number and street (or P.O. box number if mail is not delivered to street address)4703 EAST CAMP LOWELL DRIVE NO 20
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
TUCSON, AZ85712
A Employer identification number

13-1963407
B Telephone number (see instructions)

(520) 571-1111
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$216,769,898J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 385,655
2 Check bullet.............
3 Interest on savings and temporary cash investments 1,992 1,992 1,992
4 Dividends and interest from securities... 5,364,657 5,364,657 5,364,657
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 -2,054,109
b Gross sales price for all assets on line 6a 5,552,459
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain......... 910,289
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 826,558 798,407 826,558
12 Total. Add lines 1 through 11........ 4,524,753 6,165,056 7,103,496
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 801,830 150,327 151,005 650,825
14 Other employee salaries and wages...... 1,056,335 5,475 5,500 1,050,835
15 Pension plans, employee benefits....... 500,965 7,624 7,658 524,959
16a Legal fees (attach schedule)......... Click to see attachment 21,702 0 0 28,317
b Accounting fees (attach schedule)....... Click to see attachment 35,500 17,750 17,750 17,750
c Other professional fees (attach schedule).... Click to see attachment 3,892,361 3,872,291 3,889,757 2,604
17 Interest............... 45,363 0 0 45,363
18 Taxes (attach schedule) (see instructions)... Click to see attachment 3,448 1,108 0 0
19 Depreciation (attach schedule) and depletion... 8,863 0 0
20 Occupancy.............. 224,211 10,487 10,534 202,597
21 Travel, conferences, and meetings....... 100,782 3,398 3,494 88,273
22 Printing and publications.......... 1,481 0 0 1,481
23 Other expenses (attach schedule)....... Click to see attachment 367,510 0 0 473,320
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 7,060,351 4,068,460 4,085,698 3,086,324
25 Contributions, gifts, grants paid....... 5,315,405 5,578,196
26 Total expenses and disbursements. Add lines 24 and 25 12,375,756 4,068,460 4,085,698 8,664,520
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -7,851,003
b Net investment income (if negative, enter -0-) 2,096,596
c Adjusted net income (if negative, enter -0-)... 3,017,798
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 4,559,869 3,537,791 3,537,791
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 116,567,151 Click to see attachment145,273,209 145,273,209
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 68,636,235 Click to see attachment67,767,874 67,767,874
14 Land, buildings, and equipment: basis bullet864,176
Less: accumulated depreciation (attach schedule) bullet822,025 51,014 42,151 42,151
15 Other assets (describe bullet) Click to see attachment186,945 Click to see attachment148,873 Click to see attachment148,873
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 190,001,214 216,769,898 216,769,898
Liabilities 17 Accounts payable and accrued expenses.......... 147,732 41,921
18 Grants payable................. 505,000 340,000
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment865,622 Click to see attachment827,355
23 Total liabilities (add lines 17 through 22)......... 1,518,354 1,209,276
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 188,482,860 215,560,622
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 188,482,860 215,560,622
30 Total liabilities and net assets/fund balances (see instructions). 190,001,214 216,769,898
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
188,482,860
2
Enter amount from Part I, line 27a .....................
2
-7,851,003
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
34,928,765
4
Add lines 1, 2, and 3 ..........................
4
215,560,622
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
215,560,622
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a AG CAPITAL RECOVERY PARTNERS VI LP P    
b AG REALTY FUND VI LP P    
c AG SUPER FUND LP P    
d AG SUPER FUND LP P    
e AG CS HOLDINGS FUND LP P    
AG SF (L) LP P    
AG SF (L) LP P    
AG SECURITIZED RECOVERY HOLDINGS LP P    
VANGUARD P    
VANGUARD P    
VANGUARD P    
SAND CAPITAL GLOBAL P    
FEG POF IV LP P    
FEG POF IV LP P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 29     29
b 77     77
c 606,974     606,974
d     1,690,467 -1,690,467
e 212     212
297,912     297,912
    915,999 -915,999
499,925   5,000,000 -4,500,075
5,476     5,476
248,905     248,905
1,990,554     1,990,554
1,902,395     1,902,395
    73 -73
    29 -29
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       29
b       77
c       606,974
d       -1,690,467
e       212
      297,912
      -915,999
      -4,500,075
      5,476
      248,905
      1,990,554
      1,902,395
      -73
      -29
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 -2,054,109
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 910,289
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter: 1987-06-25(attach copy of letter if necessary–see instructions)
b Reserved................................ 1 N/A
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3  
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 0
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 0
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 0
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 0
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletAL, AZ, CA, NY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .Click to see attachment
    8b
     
    No
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
    Yes
     
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.RESCORP.ORG
    14
    The books are in care ofbulletDANIEL GASCH CFOVP Telephone no.bullet (520) 784-7809

    Located atbullet4703 EAST CAMP LOWELL DRIVE NO 201TUCSONAZ ZIP+4bullet85712
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    DR DANIEL I LINZER CEO/PRESIDENT AND BOARD MEMBER
    38.00     		378,000 61,313 37,800
    4703 E CAMP LOWELL 201
    TUCSON,AZ85712
    MR DANIEL GASCH CFO/VICE PRESIDENT
    38.00     		238,500 61,996 24,221
    4703 E CAMP LOWELL 201
    TUCSON,AZ85712
    DR EUGENE FLOOD TREASURER AND BOARD MEMBER
    2.00     		0 0 0
    4703 E CAMP LOWELL 201
    TUCSON,AZ85712
    DR JOAN WOODARD SECRETARY AND BOARD MEMBER
    2.00     		0 0 0
    4703 E CAMP LOWELL 201
    TUCSON,AZ85712
    DR LARS BILDSTEN CHAIR OF THE BOARD
    2.00     		0 0 0
    4703 E CAMP LOWELL 201
    TUCSON,AZ85712
    MR G SCOTT CLEMONS BOARD MEMBER
    2.00     		0 0 0
    4703 E CAMP LOWELL 201
    TUCSON,AZ85712
    MS DANIELLE DANA BOARD MEMBER
    2.00     		0 0 0
    4703 E CAMP LOWELL 201
    TUCSON,AZ85712
    MR JAMES DENAUT BOARD MEMBER
    2.00     		0 0 0
    4703 E CAMP LOWELL 201
    TUCSON,AZ85712
    DR PETER DORHOUT BOARD MEMBER
    2.00     		0 0 0
    4703 E CAMP LOWELL 201
    TUCSON,AZ85712
    DR NANCY HAEGEL BOARD MEMBER
    2.00     		0 0 0
    4703 E CAMP LOWELL 201
    TUCSON,AZ85712
    DR BRENT IVERSON BOARD MEMBER
    2.00     		0 0 0
    4703 E CAMP LOWELL 201
    TUCSON,AZ85712
    MS KRISTINE LIPSCOMB BOARD MEMBER
    2.00     		0 0 0
    4703 E CAMP LOWELL 201
    TUCSON,AZ85712
    DR CATHERINE MURPHY BOARD MEMBER
    2.00     		0 0 0
    4703 E CAMP LOWELL 201
    TUCSON,AZ85712
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    DR RICHARD WIENER SENIOR PROGRAM DIREC
    40.00     		177,000 52,293 17,923
    4703 E CAMP LOWELL 201
    TUCSON,AZ85712
    DR SILVIA RONCO SENIOR PROGRAM DIREC
    40.00     		177,000 41,144 18,013
    4703 E CAMP LOWELL 201
    TUCSON,AZ85712
    DR ANDREW FEIG PROGRAM DIRECTOR
    40.00     		146,500 30,062 14,650
    4703 E CAMP LOWELL 201
    TUCSON,AZ85712
    MRS JENNIFER BROWN DIRECTOR OF FINANCE
    40.00     		110,000 29,726 10,185
    4703 E CAMP LOWELL 201
    TUCSON,AZ85712
    MR THOMAS GOODENOW DIRECTOR OF IT SERVI
    40.00     		90,750 35,290 9,075
    4703 E CAMP LOWELL 201
    TUCSON,AZ85712
    Total number of other employees paid over $50,000...................bullet 3
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    TCI - CITCO FUND SERVICES INVESTMENT MANAGEMENT 985,861
    CUSTOM HOUSE PLAZA BLOCK 6
    DUBLIN    
    EI
    ANGELO GORDON & CO INVESTMENT MANAGEMENT 952,964
    245 PARK AVENUE
    NEW YORK,NY10167
    COATUE OFFSHORE FUND LTD INVESTMENT MANAGEMENT 857,920
    THE OBSERVATORY 7-11 SIRE JOHN
    ROGERSONS QUAY
    DUBLIN    
    EI
    ALKEON CAPITAL MANAGEMENT LLC INVESTMENT MANAGEMENT 397,303
    350 MADISON AVENUE 20TH FLOOR
    NEW YORK,NY10017
    SANDS CAPITAL MANAGEMENT INVESTMENT MANAGEMENT 383,711
    PO BOX 219009
    KANSAS CITY,MO64121
    Total number of others receiving over $50,000 for professional services.............bullet2
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 THE COTTRELL SCHOLAR AWARD DEVELOPS OUTSTANDING CHEMISTRY, PHYSICS AND ASTRONOMY TEACHER-SCHOLARS AT COLLEGES AND UNIVERSITIES WHO ARE RECOGNIZED BY THEIR SCIENTIFIC COMMUNITIES FOR THE QUALITY AND INNOVATION OF THEIR RESEARCH PROGRAMS AND THEIR ACADEMIC LEADERSHIP SKILLS. THIS AWARD PROVIDES ENTRY INTO A NATIONAL COMMUNITY OF OUTSTANDING SCHOLAR-EDUCATORS WHO PRODUCE SIGNIFICANT RESEARCH AND EDUCATION OUTCOMES. 25 COTTRELL SCHOLAR AWARDS AND 3 COLLABORATIVE AWARDS WERE GIVEN IN 2020. 3,886,588
    2 THE COVID-19 INITIATIVE SUPPORTED CUTTING-EDGE RESEARCH INTO THE DETECTION AND MITIGATION OF THE CURRENT AND FUTURE EPIDEMICS. IN 2020, SEVEN TEAMS OF SCIENTISTS WERE AWARDED PROJECT FUNDING. 2,623,292
    3 SCIALOG SUPPORTS RESEARCH, INTENSIVE DIALOG AND COMMUNITY BUILDING TO ADDRESS SCIENTIFIC CHALLENGES OF GLOBAL SIGNIFICANCE. WITHIN EACH MULTI-YEAR INITIATIVE, SCIALOG FELLOWS COLLABORATE IN HIGH-RISK DISCOVERY RESEARCH ON UNTESTED IDEAS AND COMMUNICATE THEIR PROGRESS IN ANNUAL CLOSED CONFERENCES. THROUGH THE GIVE-AND-TAKE OF COMMUNITY BUILDING, IT IS THE FOUNDATION'S HOPE THAT SCIALOG FELLOWS GROW BETTER EQUIPPED TO TACKLE EVER MORE CHALLENGING MULTIDISCIPLINARY PROBLEMS. SCIALOG IS INTENDED TO: 1) SUPPORT EARLY CAREER FACULTY TO EXPAND RESEARCH IN A FOCUSED AREA OF HIGH SCIENTIFIC IMPORTANCE; 2) ENCOURAGE SCIENTISTS TO FORM MULTIDISCIPLINARY TEAMS TO TACKLE THESE CRITICAL CHALLENGES, AND; 3) HELP TRANSITION AWARDEES TO OBTAIN FURTHER FUNDING FOR THEIR INNOVATIVE IDEAS. IN 2020 ONE SCIALOG CONFERENCE, NEGATIVE EMISSIONS SCIENCE, WAS HELD AT WHICH GRANT PROPOSALS WERE RECEIVED FOR THE AWARDS MADE. 769,545
    4 RCSA AWARDED FUNDS TO 9 COTTRELL SCHOLARS TO SUPPORT THE WORK OF POSTDOCTORAL FELLOWS WHOSE PLANS TO START INDEPENDENT ACADEMIC OR RESEARCH CAREERS THIS YEAR WERE DELAYED OR DERAILED DUE TO INSTITUTIONAL HIRING FREEZES. 466,391
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    146,274,445
    b
    Average of monthly cash balances.......................
    1b
    2,651,082
    c
    Fair market value of all other assets (see instructions)................
    1c
    40,637,741
    d
    Total (add lines 1a, b, and c).........................
    1d
    189,563,268
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    189,563,268
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    2,843,449
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    186,719,819
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    9,335,991
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
     
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
     
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
     
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
     
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
     
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
     
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    8,664,520
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    8,664,520
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    8,664,520
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7  
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........  
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$  
    a Applied to 2019, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2020 distributable amount.....  
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2020.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		 
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
    1987-06-25
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
    3,017,798 2,026,263 5,813,810 3,149,667 14,007,538
    b 85% of line 2a ......... 2,565,128 1,722,324 4,941,739 2,677,217 11,906,407
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		8,664,520 7,959,169 7,634,742 7,086,153 31,344,584
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		13,596 11,270 16,609 34,865 76,340
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		8,650,924 7,947,899 7,618,133 7,051,288 31,268,244
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ...... 216,769,898 190,001,214 165,496,614 174,518,565 746,786,291
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		         0
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		6,223,994 5,884,569 5,729,042 5,422,735 23,260,340
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		        0
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		        0
    (3) Largest amount of support
    from an exempt organization    		         0
    (4) Gross investment income         0
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    DANIEL GASCH
    4703 E CAMP LOWELL SUITE 201
    TUCSON,AZ85712
    (520) 571-1111
    bThe form in which applications should be submitted and information and materials they should include:
    APPLICATIONS FOR RCSA GRANT PROGRAMS ARE SUBMITTED VIA OUR BLACKBAUD GRANTMAKING SYSTEM. APPLICANTS CREATE AN ACCOUNT IN THE SYSTEM, COMPLETE FORM FIELDS WITH CONTACT INFORMATION FOR THE APPLICANT AND INSTITUTION, AND SUBMIT THE COMPLETED FIELDS ALONG WITH A PDF OF THE PROPOSAL. PROPOSALS GENERALLY INCLUDE A DESCRIPTION OF THE PROJECT AND A LIST OF SCIENTIFIC REFERENCES. CERTAIN GRANT PROGRAMS WILL ALSO REQUIRE LETTERS OF RECOMMENDATION, COLLABORATION, OR SUPPORT, PROFESSIONAL INFORMATION TO DEMONSTRATE CAPABILITY TO COMPLETE THE PROPOSED PROJECT, AND EVIDENCE OF INSTITUTIONAL APPROVAL OF THE PROPOSED PROJECT.
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    INDIVIDUALS PERFORMING SCIENTIFIC RESEARCH AT ACADEMIC INSTITUTIONS OF ALL LEVELS.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN CHEMICAL SOCIETY
    1155 SIXTEENTH STREET NW
    WASHINGTON,DC20036     		NONE PC GENERAL SUPPORT 5,000
    AMERICAN PHYSICAL SOCIETY
    ONE PHYSICS ELLIPSE
    COLLEGE PARK,MD20740     		NONE PC APS PRIZE TO A FACULTY MEMBER FOR RESEARCH AT AN UNDERGRADUATE INSTITUTION 10,000
    ARIZONA PUBLIC MEDIA
    PO BOX 210067
    TUCSON,AZ85721     		NONE PC GENERAL SUPPORT 25,000
    ARIZONA STATE UNIVERSITY - TEMPE CAMPUS
    975 S MYRTLE AVE
    TEMPE,AZ85281     		NONE GOV MODULATING RIBOSOMAL FRAMESHIFTS TO INTERFERE WITH VIRAL PROTEIN TRANSLATION 55,000
    BROWN UNIVERSITY
    324 BROOK STREET BOX H
    PROVIDENCE,RI02912     		NONE NC ADVANCING CHEMISTRY THROUGH DATA SCIENCE: CATALYST DESIGN VIA DATA-ENABLED QUANTUM CHEMISTRY AND INTEGRATING DATA SCIENCE INTO THE CHEMISTRY CURRICULUM 100,000
    BUCKNELL UNIVERSITY
    ONE DENT DRIVE
    LEWISBURG,PA17837     		NONE PC INSTRUMENTATION FOR BUCKNELL'S BIOPHYSICS PROGRAM 14,100
    CALIFORNIA INSTITUTE OF TECHNOLOGY
    1200 E CALIFORNIA BLVD
    PASADENA,CA91125     		NONE NC THE ADVANCEMENT OF SMALL MOLECULE ELECTRON CRYSTALLOGRAPHY VIA MICROED: LEADING THE TRANSITION FROM PROOFS OF CONCEPT TO GLOBAL ADOPTION 50,000
    CALIFORNIA STATE UNIVERSITY NORTHRIDGE
    18111 NORDHOFF STREET
    NORTHRIDGE,CA91330     		NONE GOV DATA-DRIVEN SOLUBILITY MODEL DEVELOPMENT OF CONCENTRATED NON-AQUEOUS ELECTROLYTES 100,000
    CAMILLE AND HENRY DREYFUS FOUNDATION
    555 MADISON AVENUE SUITE 1305
    NEW YORK,NY10022     		NONE PF CHEMISTRY SHORTS 10,000
    CHAPMAN UNIVERSITY
    ONE UNIVERSITY DRIVE
    ORANGE COUNTY,CA92866     		NONE PC CONSTRUCTING A BETTER NITROGENASE BY UNCOVERING PROTEIN-PROTEIN INTERACTIONS THAT PROTECT THE ENZYME AND EXPAND ITS CHEMISTRY 100,000
    CHAPMAN UNIVERSITY
    ONE UNIVERSITY DRIVE
    ORANGE COUNTY,CA92866     		NONE PC A REQUEST TO FUND THE PURCHASE OF A FERMENTER, A VESSEL FOR LEARNING AND KNOWLEDGE CREATION 10,000
    COE COLLEGE
    1220 1ST AVE NE
    CEDAR RAPIDS,IA52402     		NONE PC PURCHASE OF A VICKERS MICROINDENTER FOR GLASS STUDIES 13,250
    TRUSTEES OF COLUMBIA UNIVERSITY
    2960 BROADWAY
    NEW YORK,NY10027     		NONE NC TO B OR NOT TO B: THE BIRTH AND DEATH OF MAGNETIC FIELDS IN THE UNIVERSE 100,000
    TRUSTEES OF COLUMBIA UNIVERSITY
    2960 BROADWAY
    NEW YORK,NY10027     		NONE NC A POROSITY-FREE SODIUM GLASS ELECTROLYTE FORMED AT ROOM TEMPERATURE: INTEGRATED EXPERIMENTAL AND THEORETICAL APPROACH 55,000
    TRUSTEES OF COLUMBIA UNIVERSITY
    2960 BROADWAY
    NEW YORK,NY10027     		NONE NC PHOTON UPCONVERSION BIOMATERIALS FOR LIGHT-ACTIVATED TISSUE ENGINEERING 75,000
    TRUSTEES OF COLUMBIA UNIVERSITY
    2960 BROADWAY
    NEW YORK,NY10027     		NONE NC UNVEILING PARTICLE ENERGIZATION IN ASTROPHYSICAL PLASMAS 68,750
    CORNELL UNIVERSITY
    HOLLISTER HALL ROOM 220
    ITHACA,NY14853     		NONE PC NEW CATALYTIC METHODS FOR ENANTIOSELECTIVE ELECTROSYNTHESIS AND INTRODUCING ELECTROSYNTHESIS TO COLLEGE AND GRADUATE CURRICULA 100,000
    DARTMOUTH COLLEGE
    5 ALLEN STREET SUITE 250
    HANOVER,NH03755     		NONE NC SEEING IS BELIEVING: ENHANCING THE VISUALIZATION OF ATOMS, MOLECULES, AND MATERIALS USING AUGMENTED AND VIRTUAL REALITY 25,000
    DAVIDSON COLLEGE
    405 N MAIN ST
    DAVIDSON,NC28035     		NONE PC GLYCOMIMETICS FOR INHIBITING SARS-COV-2 ENTRY 55,000
    DUKE UNIVERSITY
    PO BOX 90586
    DURHAM,NC27708     		NONE PC TARGETING THE SARS-COV-2 FRAMESHIFT SITE PSEUDOKNOT 55,000
    THE ELECTROCHEMICAL SOCIETY
    65 S MAIN STREET BLDG D
    PENNINGTON,NJ08534     		NONE PC GENERAL SUPPORT 2,500
    FLORIDA STATE UNIVERSITY
    600 W COLLEGE AVE
    TALLAHASSEE,FL32306     		NONE GOV SOLID ELECTROLYTES WITH DUAL LI- AND F-ION CONDUCTIVITY TO OVERCOME THE TYRANNY OF GRAVIMETRIC CAPACITY 55,000
    FURMAN UNIVERSITY
    3300 POINSETT HIGHWAY
    GREENVILLE,SC29613     		NONE PC ACQUISITION OF COMPUTING NODES TO SUPPORT EXPERIMENTAL RESEARCH AT FURMAN UNIVERSITY 13,300
    GEORGIA INSTITUTE OF TECHNOLOGY
    901 ATLANTIC AVENUE
    ATLANTA,GA30332     		NONE PC KNOTTY KNITS: USING TOPOLOGICAL CONSTRAINTS TO PROGRAM GEOMETRY AND ELASTIC RESPONSE IN KNITTED TEXTILES WITH LATTICE DEFECTS 100,000
    HARVEY MUDD COLLEGE
    301 PLATT BLVD
    CLAREMOUNT,CA91711     		NONE PC ACS AWARD FOR RESEARCH AT AN UNDERGRADUATE INSTITUTION 5,000
    HAVERFORD COLLEGE
    370 LANCASTER AVENUE
    HAVERFORD,PA19041     		NONE PC A NEW DYNAMIC LIGHT SCATTERING INSTRUMENT AT HAVERFORD COLLEGE 20,000
    HOPE COLLEGE
    141 E 12TH STREET
    HOLLAND,MI49423     		NONE PC INTO THE FUTURE - UPDATING A GC AND GC/MS INSTRUMENTATION SUITE AT HOPE COLLEGE TO EXTEND INSTRUMENT LIFE AND IMPROVE NETWORK SECURITY 12,000
    HUMBOLDT STATE UNIVERSITY
    ONE HARPST STREET
    ARCATA,CA95521     		NONE GOV SCANDIUM AND IRON: PARALLELS IN CHEMICAL REACTIVITY, AND REDUCING THE OPPORTUNITY GAP IN THE HSU CHEMISTRY DEPARTMENT AND BEYOND 100,000
    INDIANA UNIVERSITY AT SOUTH BEND
    1700 E MISHAWAKA AVE
    SOUTH BEND,IN46615     		NONE GOV SURFACE PLASMON RESONANCE (SPR) FOR ANALYSIS OF BIOMOLECULAR AND SURFACE INTERACTIONS 10,000
    IOWA STATE UNIVERSITY
    2180 VETERINARY MEDICINE
    AMES,IA50011     		NONE GOV PROBING FRACTIONALIZATION AND ENTANGLEMENT IN QUANTUM SPIN LIQUIDS: THEORY OF TWO-DIMENSIONAL SPECTROSCOPY 100,000
    IOWA STATE UNIVERSITY
    2180 VETERINARY MEDICINE
    AMES,IA50011     		NONE GOV ELECTRIC FIELD-DRIVEN ANTIGEN ENRICHMENT TO ACHIEVE DETECTION OF SARS-COV-2 NUCLEOCAPSID PROTEIN IN URINE AT THE POINT-OF-NEED 55,000
    JOHNS HOPKINS UNIVERSITY
    3400 N CHARLES STREET
    BALTIMORE,MD21218     		NONE NC MODULATING RIBOSOMAL FRAMESHIFTS TO INTERFERE WITH VIRAL PROTEIN TRANSLATION 55,000
    LOYOLA MARYMOUNT UNIVERSITY
    ONE LMU DRIVE SUITE 2200
    LOS ANGELES,CA90045     		NONE PC TARGETING THE SARS-COV-2 FRAMESHIFT SITE PSEUDOKNOT 55,000
    MCGILL UNIVERSITY
    845 SHERBROOKE STREET WEST
      MONTREAL  
    CA     		NONE NC DNA HYDROGELS PROMOTED BY SMALL MOLECULES: HIGHLY SCALABLE SYNTHESIS AND STIMULI-RESPONSIVE APPLICATIONS IN TISSUE REGENERATION 50,000
    MICHIGAN STATE UNIVERSITY
    567 WILSON RD RM 2201
    EAST LANSING,MI48824     		NONE GOV UNVEILING THE THREE-DIMENSIONAL STRUCTURE OF NUCLEONS 100,000
    MONTANA STATE UNIVERSITY
    PO BOX 172190
    BOZEMAN,MT59717     		NONE GOV COMBINED EXPERIMENTAL AND COMPUTATIONAL APPROACH TO IMPROVING NICKEL AND PALLADIUM-CATALYZED CROSS-COUPLINGS 100,000
    MONTCLAIR STATE UNIVERSITY
    ONE NORMAL AVENUE
    MONTCLAIR,NJ07043     		NONE GOV NEUROTRANSMITTER DETECTION USING LIGHT-ADDRESSABLE ELECTROCHEMICAL SENSORS: INVESTIGATING THE ROLE OF METAL MORPHOLOGY AND COVERAGE ON SENSOR RESPONSE USING SCANNING ELECTROCHEMICAL METHODS 100,000
    NEW VENTURE FUND (NVF)
    1201 CONNECTICUT AVENUE NW SUITE
    300
    WASHINGTON,DC20036     		NONE PC 2020 SPA MEMBERSHIP CONTRIBUTION 100,000
    NORTH CAROLINA STATE UNIVERSITY
    1000 HARRIS HALL BOX 7313
    RALEIGH,NC27695     		NONE GOV DIRECT: DESIGNER INTERFACIAL REACTIVITY VIA ELECTROSTATICALLY-ENHANCED CHARGE TRANSFER 55,000
    NORTHWESTERN UNIVERSITY
    633 CLARK STREET
    EVANSTON,IL60208     		NONE NC A NEW TECHNOLOGY TO ASSESS COVID-19 SEROSURVEILLANCE 55,000
    NORTHWESTERN UNIVERSITY
    633 CLARK STREET
    EVANSTON,IL60208     		NONE NC CORE-SHELL PLASMONIC NANOPARTICLE LATTICES 75,000
    NORTHWESTERN UNIVERSITY
    633 CLARK STREET
    EVANSTON,IL60208     		NONE NC DISTORTED ACCRETION DISKS: THE RESTLESS ENVIRONMENTS OF PLANET-FORMING SYSTEMS 62,500
    OHIO STATE UNIVERSITY
    281 W LANE AVENUE
    COLUMBUS,OH43210     		NONE GOV ESTABLISHING SWIFT, SENSITIVE, AND SELECTIVE (3S) SENSING TECHNOLOGIES - GOING BEYOND RT-PCR 55,000
    SCIENCE FRIDAY
    19 W 44TH STREET SUITE 412
    NEW YORK,NY10036     		NONE PC 2020-2021 PROPOSAL FOR SCIENCE FRIDAY INITIATIVE 50,000
    SCRIPPS RESEARCH INSTITUTE
    10550 NORTH TORREY PINES ROAD
    LA JOLLA,CA92037     		NONE PC CATALYTIC DIFUNCTIONALIZATION OF ALKENES USING TRANSIENT DIRECTING GROUPS 100,000
    SUNY - STONY BROOK UNIVERSITY
    100 NICHOLS ROAD
    STONY BROOK,NY11794     		NONE GOV PAN-COVID-19 MULTIVALENT BINDERS (MVBS) TO BLOCK VIRUS ENTRY 55,000
    SUNY - STONY BROOK UNIVERSITY
    100 NICHOLS ROAD
    STONY BROOK,NY11794     		NONE GOV MODULATING RIBOSOMAL FRAMESHIFTS TO INTERFERE WITH VIRAL PROTEIN TRANSLATION 55,000
    SUNY - COLLEGE AT POTSDAM
    44 PIERREPONT AVENUE
    POTSDAM,NY13676     		NONE GOV ACQUISITION OF AN KTA GO CHROMATOGRAPHY SYSTEM TO HELP EXPAND AND SUPPORT LEARNING AND RESEARCH AT SUNY POTSDAM 18,500
    TEXAS A&M UNIVERSITY COLLEGE STATION
    3120 TAMU
    COLLEGE STATION,TX77843     		NONE GOV DEVELOPING DESIGN RULES FOR ACCESSING METASTABLE SOLIDS THROUGH GLOBAL EXPLORATION OF SYNTHETIC LANDSCAPES 50,000
    UNIVERSITY OF ARIZONA FOUNDATION
    1111 N CHERRY AVENUE
    TUCSON,AZ85721     		NONE PC ARIZONA ASSURANCE ENDOWMENT 20,000
    UNIVERSITY OF ARIZONA GEOSCIENCES
    1025 E 4TH STREET
    TUCSON,AZ85721     		NONE GOV UNIVERSITY OF ARIZONA - 2021 LECTURE SERIES 12,500
    UNIVERSITY OF CALIFORNIA IRVINE
    680 CALIFORNIA AVE
    IRVINE,CA92697     		NONE GOV DIVERSITY, EQUITY, AND INCLUSION IN THE AGE OF COVID-19: A NEW STEM PIPELINE MODEL THAT GROWS UNDERGRADUATE RESEARCH AT MINORITY-SERVING INSTITUTIONS VIA COLLABORATION, PERSONNEL EXCHANGE AND ONLINE TRAINING 25,000
    UNIVERSITY OF CALIFORNIA DAVIS
    ONE SHIELDS AVENUE
    DAVIS,CA95616     		NONE GOV ACHIEVING ENERGY CONVERSION FUNCTIONALITY THROUGH COMPOSITIONAL MODIFICATION: THE ROLE OF METAL PROMOTION IN CHALCOGENIDE FRAMEWORKS 100,000
    UNIVERSITY OF CALIFORNIA MERCED
    SCIENCE ENGINEERING BLDG 1 RM 356
    MERCED,CA95343     		NONE GOV LIGHT-INDUCED STRUCTURAL DYNAMICS IN MATERIALS: NEW THEORETICAL INSIGHT INTO ULTRAFAST PHENOMENA 100,000
    UNIVERSITY OF CALIFORNIA MERCED
    SCIENCE ENGINEERING BLDG 1 RM 356
    MERCED,CA95343     		NONE GOV SUPPORT OF THE CAL-BRIDGE PROGRAM AT UC CAMPUSES 2,200
    UNIVERSITY OF CALIFORNIA SAN DIEGO
    9500 GILMAN DRIVE
    LA JOLLA,CA92093     		NONE GOV PHYSICS OF CELLULAR DISTRIBUTION NETWORKS: MORPHOLOGY AND TRANSPORT IN THE ENDOPLASMIC RETICULUM 100,000
    UNIVERSITY OF CALIFORNIA SAN DIEGO
    9500 GILMAN DRIVE
    LA JOLLA,CA92093     		NONE GOV PAN-COVID-19 MULTIVALENT BINDERS (MVBS) TO BLOCK VIRUS ENTRY 55,000
    UNIVERSITY OF CALIFORNIA SAN DIEGO
    9500 GILMAN DRIVE
    LA JOLLA,CA92093     		NONE GOV COTTRELL FELLOWSHIP DR. KYLE BENTZ MOF-POLYMER HYBRID MATERIALS 50,000
    UNIVERSITY OF CHICAGO
    5801 S ELLIS AVENUE
    CHICAGO,IL60637     		NONE NC SEARCHING FOR WATER IN DISTANT WORLDS: CONNECTING THE ATMOSPHERIC AND BULK COMPOSITIONS OF SUB-NEPTUNE-SIZE PLANETS 100,000
    UNIVERSITY OF COLORADO BOULDER
    3100 MARINE STREET ROOM 481
    BOULDER,CO80309     		NONE GOV NEXT-GENERATION EXPERIMENTAL PROBES OF HOT AND DENSE NUCLEAR MATTER 100,000
    UNIVERSITY OF COLORADO BOULDER
    3100 MARINE STREET ROOM 481
    BOULDER,CO80309     		NONE GOV PHONONIC CRYSTAL SUSPENSIONS FOR PRECISION MECHANICAL SENSING 250,000
    UNIVERSITY OF HOUSTON
    4800 CALHOUN ROAD
    HOUSTON,TX77004     		NONE PC A POROSITY-FREE SODIUM GLASS ELECTROLYTE FORMED AT ROOM TEMPERATURE: INTEGRATED EXPERIMENTAL AND THEORETICAL APPROACH 55,000
    UNIVERSITY OF ILLINOIS AT CHICAGO
    1200 W HARRISON STREET
    CHICAGO,IL60607     		NONE GOV SOLID ELECTROLYTES WITH DUAL LI-AND F-ION CONDUCTIVITY TO OVERCOME THE TYRANNY OF GRAVIMETRIC CAPACITY 55,000
    UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAIGN
    506 S WRIGHT ST
    URBANA,IL61801     		NONE GOV DIRECT: DESIGNER INTERFACIAL REACTIVITY VIA ELECTROSTATICALLY-ENHANCED CHARGE TRANSFER 55,000
    UNIVERSITY OF MARYLAND COLLEGE PARK
    7600 BALTIMORE AVENUE
    COLLEGE PARK,MD20742     		NONE GOV 2-BEAM ACTION SPECTROSCOPY FOR ELUCIDATING COMPLEX NONLINEAR OPTICAL PHENOMENA IN EMERGING 2D MATERIALS 75,000
    UNIVERSITY OF MICHIGAN
    500 S STATE STREET
    ANN ARBOR,MI48109     		NONE GOV CHEMICAL MODIFICATIONS TO MRNA NUCLEOSIDES: A NEW FRONTIER IN GENE REGULATION 100,000
    UNIVERSITY OF MICHIGAN
    500 S STATE STREET
    ANN ARBOR,MI48109     		NONE GOV A POROSITY-FREE SODIUM GLASS ELECTROLYTE FORMED AT ROOM TEMPERATURE: INTEGRATED EXPERIMENTAL AND THEORETICAL APPROACH 55,000
    UNIVERSITY OF NORTH CAROLINA AT ASHEVILLE
    ONE UNIVERSITY HEIGHTS
    ASHEVILLE,NC28804     		NONE GOV SHEDDING LIGHT ON STAR FORMATION DRIVEN GALAXY OUTFLOWS ACROSS COSMIC TIME 100,000
    UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL
    220 E CAMERON AVENUE
    CHAPEL HILL,NC27599     		NONE GOV ORGANOCATALYTIC KINETIC RESOLUTION POLYMERIZATION OF LACTONES 100,000
    UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL
    220 E CAMERON AVENUE
    CHAPEL HILL,NC27599     		NONE GOV PAN-COVID-19 MULTIVALENT BINDERS (MVBS) TO BLOCK VIRUS ENTRY 55,000
    UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL
    220 E CAMERON AVENUE
    CHAPEL HILL,NC27599     		NONE GOV ESTABLISHING SWIFT, SENSITIVE, AND SELECTIVE (3S) SENSING TECHNOLOGIES - GOING BEYOND RT-PCR 55,000
    UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL
    220 E CAMERON AVENUE
    CHAPEL HILL,NC27599     		NONE GOV METAL-FREE, CONTROLLED STEREOSELECTIVE POLYMERIZATION OF VINYL ETHERS 62,500
    UNIVERSITY OF OKLAHOMA
    660 PARRINGTON OVAL
    NORMAN,OK73019     		NONE GOV HOW DOES AN ANAEROBIC MICROBIAL PATHOGEN SENSE OXYGEN STRESS? 50,000
    UNIVERSITY OF ROCHESTER
    252 ELMWOOD AVENUE
    ROCHESTER,NY14627     		NONE PC ENABLING NEW CHEMICAL REACTIVITIES THROUGH POLARITON PHOTOCHEMISTRY 100,000
    UNIVERSITY OF ROCHESTER
    252 ELMWOOD AVENUE
    ROCHESTER,NY14627     		NONE PC NEUTRINO-NUCLEUS INTERACTION STUDIES FOR NEUTRINO INTERFEROMETRY, AND A FLIPPED CLASSROOM FOR VULNERABLE STEM STUDENTS IN INTRODUCTORY PHYSICS IN THE COVID-19 YEAR 75,000
    UNIVERSITY OF SAN DIEGO
    5998 ALCALA PARK
    SAN DIEGO,CA92110     		NONE PC UPGRADED LASER-SCANNING CONFOCAL MICROSCOPE SYSTEM FOR RESEARCH AND TEACHING 10,000
    UNIVERSITY OF SOUTHERN CALIFORNIA
    3650 MCCLINTOCK AVENUE
    LOS ANGELES,CA90007     		NONE PC SOLID ELECTROLYTES WITH DUAL LI- AND F-ION CONDUCTIVITY TO OVERCOME THE TYRANNY OF GRAVIMETRIC CAPACITY 55,000
    UNIVERSITY OF SOUTHERN CALIFORNIA
    3650 MCCLINTOCK AVENUE
    LOS ANGELES,CA90007     		NONE PC DIRECT: DESIGNER INTERFACIAL REACTIVITY VIA ELECTROSTATICALLY-ENHANCED CHARGE TRANSFER 55,000
    UNIVERSITY OF SOUTHERN CALIFORNIA
    3650 MCCLINTOCK AVENUE
    LOS ANGELES,CA90007     		NONE PC SEED: OPTIMIZATION OF QUANTUM DOT NANOFABRICATION BASED ON HIGH-THROUGHPUT CONTINUOUS FLOW CHEMISTRY 50,000
    UNIVERSITY OF SOUTHERN CALIFORNIA
    3650 MCCLINTOCK AVENUE
    LOS ANGELES,CA90007     		NONE PC DESIGNER ELECTRIC FIELDS AT INTERFACES TO INFLUENCE ELECTROCATALYSIS 62,500
    UNIVERSITY OF SOUTHERN CALIFORNIA
    3650 MCCLINTOCK AVENUE
    LOS ANGELES,CA90007     		NONE PC SOLID ELECTROLYTES WITH DUAL LI+ AND F- ION CONDUCTIVITY TO OVERCOME THE BARRIER OF GRAVIMETRIC CAPACITY 62,500
    UNIVERSITY OF TEXAS AT AUSTIN
    110 INNER CAMPUS DRIVE
    AUSTIN,TX78705     		NONE GOV MOLECULAR DYNAMICS AT HETEROGENEOUS OIL-WATER INTERFACES AND A NEW APPROACH TO ADDRESSING THE MENTAL HEALTH NEEDS OF GRADUATE STUDENTS 100,000
    UNIVERSITY OF VERMONT
    85 SOUTH PROSPECT STREET
    BURLINGTON,VT05405     		NONE GOV MOVING THE DIAL: A NETWORK FOR SYSTEMATIC CHANGE 25,000
    UNIVERSITY OF VIRGINIA
    1001 EMMET ST N
    CHARLOTTESVILLE,VA22904     		NONE GOV TEACHING ENTROPY AND MODELING THE SEQUENCE-DETERMINANTS OF SURFACE-INITIATED COPOLYMERIZATIONS 100,000
    UNIVERSITY OF WASHINGTON
    1410 NE CAMPUS PARKWAY
    SEATTLE,WA98195     		NONE GOV THE OBSERVATIONAL SIGNATURES OF COSMIC GAS FLOWS IN A HYDRODYNAMIC FRAMEWORK 100,000
    UNIVERSITY OF WASHINGTON
    1410 NE CAMPUS PARKWAY
    SEATTLE,WA98195     		NONE GOV MACHINE LEARNING GUIDED INVESTIGATIONS OF STRUCTURE-FUNCTION RELATIONSHIPS IN ORGANIC MIXED IONIC ELECTRONIC CONDUCTORS 37,500
    WEST VIRGINIA UNIVERSITY
    PO BOX 6878
    MORGANTOWN,WV26506     		NONE GOV INNOVATIVE GRAVITATIONAL RESEARCH AND CREATIVE CURRICULAR DEVELOPMENT: A BRIDGE TO A CAREER AS A TEACHER-SCHOLAR 75,000
    WESTERN WASHINGTON UNIVERSITY
    516 HIGH STREET
    BELLINGHAM,WA98225     		NONE GOV METAL PHOSPHIDE-OXIDE HYBRID CATALYSTS FOR SOLAR FUELS PRODUCTION 50,000
    WESTERN WASHINGTON UNIVERSITY
    516 HIGH STREET
    BELLINGHAM,WA98225     		NONE GOV WWU BENCHTOP NMR SUPPLEMENT REQUEST 10,000
    WESTERN WASHINGTON UNIVERSITY
    516 HIGH STREET
    BELLINGHAM,WA98225     		NONE GOV INSTRUMENTATION FOR RAMAN THERMOMETRY PROBING PHOTOCATALYSIS AT THE NANOSCALE 10,000
    WILLIAMS COLLEGE
    880 MAIN STREET
    WILLIAMSTOWN,MA01267     		NONE PC NONEQUILIBRIUM PHONON DYNAMICS IN TWO-DIMENSIONAL MATERIALS 100,000
    YALE UNIVERSITY
    333 CEDAR STREET
    NEW HAVEN,CT06520     		NONE PC PRACTICAL METHODS FOR OXYGENOXYGEN BOND FORMATION 50,000
    RIGOBERTO HERNANDEZ
    4703 E CAMP LOWELL DRIVE
    TUCSON,AZ85712     		NONE I COTTRELL SCHOLAR IMPACT AWARD 5,000
    HELEN BLACKWELL JULIO C DE PAULA
    4703 E CAMP LOWELL DRIVE
    TUCSON,AZ85712     		NONE I COTTRELL SCHOLAR STAR AWARD 10,000
    SARSEF
    4574 E BROADWAY BLVD
    TUCSON,AZ85711     		NONE PC PROGRAM SUPPORT 5,000
    CAMP KESEM
    10586 W PIC BLVD 196
    LOS ANGELES,CA90064     		NONE PC PROGRAM SUPPORT 2,500
    LIFEFLIGHT OF MAINE
    489 STATE STREET
    BANGOR,ME04401     		NONE PC PROGRAM SUPPORT 1,000
    FLINN FOUNDATION
    1802 N CENTRAL AVE
    PHOENIX,AZ85004     		NONE PF PROGRAM SUPPORT 25
    MISSION GARDEN
    946 W MISSION LANE
    TUCSON,AZ85745     		NONE PC PROGRAM SUPPORT 150
    TEMPLE BETH EL
    225 N COUNTRY CLUB ROAD
    TUCSON,AZ85716     		NONE PC PROGRAM SUPPORT 258
    ARIZONA REPERTORY SINGERS
    116 S BONANZA AVE
    TUCSON,AZ85748     		NONE PC PROGRAM SUPPORT 500
    COMMUNITY FOOD BANK OF SOUTHERN ARIZONA
    3003 S COUNTRY CLUB ROAD
    TUCSON,AZ85713     		NONE PC PROGRAM SUPPORT 3,663
    RETURN TO FREEDOM
    4115 JALAMA ROAD
    LOMPOC,CA93436     		NONE PC PROGRAM SUPPORT 500
    Total .................................bullet 3a 5,578,196
    bApproved for future payment
    AMERICAN CHEMICAL SOCIETY
    1155 SIXTEENTH STREET NW
    WASHINGTON,DC20036     		NONE PC COTTRELL SCHOLAR COLLABORATIVE NEW FACULTY WORKSHOP 10,000
    CASE WESTERN RESERVE UNIVERSITY
    10900 EUCLID AVENUE
    CLEVELAND,OH44106     		NONE PC ELECTRIFYING HUMIDITY-SWING ADSORPTION FOR DAC BY MODULATION OF REDOX-POLYMER HYDRATION 55,000
    UNIVERSITY OF ARKANSAS
    1 UNIVERSITY OF ARKANSAS
    FAYETTEVILLE,AR72701     		NONE GOV USING ELECTROCHEMISTRY TO IMPROVE SELECTIVITY OF PLASMA-ASSISTED CO2 REDUCTION 55,000
    UNIVERSITY OF BRITISH COLUMBIA
    2329 WEST MALL
      VANCOUVER  
    CA     		NONE NC USING ELECTROCHEMISTRY TO IMPROVE SELECTIVITY OF PLASMA-ASSISTED CO2 REDUCTION 55,000
    UNIVERSITY OF CALIFORNIA IRVINE
    680 CALIFORNIA AVE
    IRVINE,CA92697     		NONE GOV USING ELECTROCHEMISTRY TO IMPROVE SELECTIVITY OF PLASMA-ASSISTED CO2 REDUCTION 55,000
    UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAIGN
    506 S WRIGHT ST
    URBANA,IL61801     		NONE GOV ELECTRIFYING HUMIDITY-SWING ADSORPTION FOR DAC BY MODULATION OF REDOX-POLYMER HYDRATION 55,000
    UNIVERSITY OF SOUTHERN CALIFORNIA
    3650 MCCLINTOCK AVENUE
    LOS ANGELES,CA90007     		NONE PC ELECTRIFYING HUMIDITY-SWING ADSORPTION FOR DAC BY MODULATION OF REDOX-POLYMER HYDRATION 55,000
    Total .................................bullet 3b 340,000
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 1,992  
    4 Dividends and interest from securities....     14 5,364,657  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 -2,054,109  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aOTHER INCOME (LOSS) FROM K-1S     		900099 28,151 14 798,407  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 28,151 4,110,947 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    4,139,098
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN CHEMICAL SOCIETY1155 SIXTEENTH STREET NW
    WASHINGTON,DC20036     		NONE PC GENERAL SUPPORT 5,000
    AMERICAN PHYSICAL SOCIETYONE PHYSICS ELLIPSE
    COLLEGE PARK,MD20740     		NONE PC APS PRIZE TO A FACULTY MEMBER FOR RESEARCH AT AN UNDERGRADUATE INSTITUTION 10,000
    ARIZONA PUBLIC MEDIAPO BOX 210067
    TUCSON,AZ85721     		NONE PC GENERAL SUPPORT 25,000
    ARIZONA STATE UNIVERSITY - TEMPE CAMPUS975 S MYRTLE AVE
    TEMPE,AZ85281     		NONE GOV MODULATING RIBOSOMAL FRAMESHIFTS TO INTERFERE WITH VIRAL PROTEIN TRANSLATION 55,000
    BROWN UNIVERSITY324 BROOK STREET BOX H
    PROVIDENCE,RI02912     		NONE NC ADVANCING CHEMISTRY THROUGH DATA SCIENCE: CATALYST DESIGN VIA DATA-ENABLED QUANTUM CHEMISTRY AND INTEGRATING DATA SCIENCE INTO THE CHEMISTRY CURRICULUM 100,000
    BUCKNELL UNIVERSITYONE DENT DRIVE
    LEWISBURG,PA17837     		NONE PC INSTRUMENTATION FOR BUCKNELL'S BIOPHYSICS PROGRAM 14,100
    CALIFORNIA INSTITUTE OF TECHNOLOGY1200 E CALIFORNIA BLVD
    PASADENA,CA91125     		NONE NC THE ADVANCEMENT OF SMALL MOLECULE ELECTRON CRYSTALLOGRAPHY VIA MICROED: LEADING THE TRANSITION FROM PROOFS OF CONCEPT TO GLOBAL ADOPTION 50,000
    CALIFORNIA STATE UNIVERSITY NORTHRIDGE18111 NORDHOFF STREET
    NORTHRIDGE,CA91330     		NONE GOV DATA-DRIVEN SOLUBILITY MODEL DEVELOPMENT OF CONCENTRATED NON-AQUEOUS ELECTROLYTES 100,000
    CAMILLE AND HENRY DREYFUS FOUNDATION555 MADISON AVENUE SUITE 1305
    NEW YORK,NY10022     		NONE PF CHEMISTRY SHORTS 10,000
    CHAPMAN UNIVERSITYONE UNIVERSITY DRIVE
    ORANGE COUNTY,CA92866     		NONE PC CONSTRUCTING A BETTER NITROGENASE BY UNCOVERING PROTEIN-PROTEIN INTERACTIONS THAT PROTECT THE ENZYME AND EXPAND ITS CHEMISTRY 100,000
    CHAPMAN UNIVERSITYONE UNIVERSITY DRIVE
    ORANGE COUNTY,CA92866     		NONE PC A REQUEST TO FUND THE PURCHASE OF A FERMENTER, A VESSEL FOR LEARNING AND KNOWLEDGE CREATION 10,000
    COE COLLEGE1220 1ST AVE NE
    CEDAR RAPIDS,IA52402     		NONE PC PURCHASE OF A VICKERS MICROINDENTER FOR GLASS STUDIES 13,250
    TRUSTEES OF COLUMBIA UNIVERSITY2960 BROADWAY
    NEW YORK,NY10027     		NONE NC TO B OR NOT TO B: THE BIRTH AND DEATH OF MAGNETIC FIELDS IN THE UNIVERSE 100,000
    TRUSTEES OF COLUMBIA UNIVERSITY2960 BROADWAY
    NEW YORK,NY10027     		NONE NC A POROSITY-FREE SODIUM GLASS ELECTROLYTE FORMED AT ROOM TEMPERATURE: INTEGRATED EXPERIMENTAL AND THEORETICAL APPROACH 55,000
    TRUSTEES OF COLUMBIA UNIVERSITY2960 BROADWAY
    NEW YORK,NY10027     		NONE NC PHOTON UPCONVERSION BIOMATERIALS FOR LIGHT-ACTIVATED TISSUE ENGINEERING 75,000
    TRUSTEES OF COLUMBIA UNIVERSITY2960 BROADWAY
    NEW YORK,NY10027     		NONE NC UNVEILING PARTICLE ENERGIZATION IN ASTROPHYSICAL PLASMAS 68,750
    CORNELL UNIVERSITYHOLLISTER HALL ROOM 220
    ITHACA,NY14853     		NONE PC NEW CATALYTIC METHODS FOR ENANTIOSELECTIVE ELECTROSYNTHESIS AND INTRODUCING ELECTROSYNTHESIS TO COLLEGE AND GRADUATE CURRICULA 100,000
    DARTMOUTH COLLEGE5 ALLEN STREET SUITE 250
    HANOVER,NH03755     		NONE NC SEEING IS BELIEVING: ENHANCING THE VISUALIZATION OF ATOMS, MOLECULES, AND MATERIALS USING AUGMENTED AND VIRTUAL REALITY 25,000
    DAVIDSON COLLEGE405 N MAIN ST
    DAVIDSON,NC28035     		NONE PC GLYCOMIMETICS FOR INHIBITING SARS-COV-2 ENTRY 55,000
    DUKE UNIVERSITYPO BOX 90586
    DURHAM,NC27708     		NONE PC TARGETING THE SARS-COV-2 FRAMESHIFT SITE PSEUDOKNOT 55,000
    THE ELECTROCHEMICAL SOCIETY65 S MAIN STREET BLDG D
    PENNINGTON,NJ08534     		NONE PC GENERAL SUPPORT 2,500
    FLORIDA STATE UNIVERSITY600 W COLLEGE AVE
    TALLAHASSEE,FL32306     		NONE GOV SOLID ELECTROLYTES WITH DUAL LI- AND F-ION CONDUCTIVITY TO OVERCOME THE TYRANNY OF GRAVIMETRIC CAPACITY 55,000
    FURMAN UNIVERSITY3300 POINSETT HIGHWAY
    GREENVILLE,SC29613     		NONE PC ACQUISITION OF COMPUTING NODES TO SUPPORT EXPERIMENTAL RESEARCH AT FURMAN UNIVERSITY 13,300
    GEORGIA INSTITUTE OF TECHNOLOGY901 ATLANTIC AVENUE
    ATLANTA,GA30332     		NONE PC KNOTTY KNITS: USING TOPOLOGICAL CONSTRAINTS TO PROGRAM GEOMETRY AND ELASTIC RESPONSE IN KNITTED TEXTILES WITH LATTICE DEFECTS 100,000
    HARVEY MUDD COLLEGE301 PLATT BLVD
    CLAREMOUNT,CA91711     		NONE PC ACS AWARD FOR RESEARCH AT AN UNDERGRADUATE INSTITUTION 5,000
    HAVERFORD COLLEGE370 LANCASTER AVENUE
    HAVERFORD,PA19041     		NONE PC A NEW DYNAMIC LIGHT SCATTERING INSTRUMENT AT HAVERFORD COLLEGE 20,000
    HOPE COLLEGE141 E 12TH STREET
    HOLLAND,MI49423     		NONE PC INTO THE FUTURE - UPDATING A GC AND GC/MS INSTRUMENTATION SUITE AT HOPE COLLEGE TO EXTEND INSTRUMENT LIFE AND IMPROVE NETWORK SECURITY 12,000
    HUMBOLDT STATE UNIVERSITYONE HARPST STREET
    ARCATA,CA95521     		NONE GOV SCANDIUM AND IRON: PARALLELS IN CHEMICAL REACTIVITY, AND REDUCING THE OPPORTUNITY GAP IN THE HSU CHEMISTRY DEPARTMENT AND BEYOND 100,000
    INDIANA UNIVERSITY AT SOUTH BEND1700 E MISHAWAKA AVE
    SOUTH BEND,IN46615     		NONE GOV SURFACE PLASMON RESONANCE (SPR) FOR ANALYSIS OF BIOMOLECULAR AND SURFACE INTERACTIONS 10,000
    IOWA STATE UNIVERSITY2180 VETERINARY MEDICINE
    AMES,IA50011     		NONE GOV PROBING FRACTIONALIZATION AND ENTANGLEMENT IN QUANTUM SPIN LIQUIDS: THEORY OF TWO-DIMENSIONAL SPECTROSCOPY 100,000
    IOWA STATE UNIVERSITY2180 VETERINARY MEDICINE
    AMES,IA50011     		NONE GOV ELECTRIC FIELD-DRIVEN ANTIGEN ENRICHMENT TO ACHIEVE DETECTION OF SARS-COV-2 NUCLEOCAPSID PROTEIN IN URINE AT THE POINT-OF-NEED 55,000
    JOHNS HOPKINS UNIVERSITY3400 N CHARLES STREET
    BALTIMORE,MD21218     		NONE NC MODULATING RIBOSOMAL FRAMESHIFTS TO INTERFERE WITH VIRAL PROTEIN TRANSLATION 55,000
    LOYOLA MARYMOUNT UNIVERSITYONE LMU DRIVE SUITE 2200
    LOS ANGELES,CA90045     		NONE PC TARGETING THE SARS-COV-2 FRAMESHIFT SITE PSEUDOKNOT 55,000
    MCGILL UNIVERSITY845 SHERBROOKE STREET WEST
      MONTREAL  
    CA     		NONE NC DNA HYDROGELS PROMOTED BY SMALL MOLECULES: HIGHLY SCALABLE SYNTHESIS AND STIMULI-RESPONSIVE APPLICATIONS IN TISSUE REGENERATION 50,000
    MICHIGAN STATE UNIVERSITY567 WILSON RD RM 2201
    EAST LANSING,MI48824     		NONE GOV UNVEILING THE THREE-DIMENSIONAL STRUCTURE OF NUCLEONS 100,000
    MONTANA STATE UNIVERSITYPO BOX 172190
    BOZEMAN,MT59717     		NONE GOV COMBINED EXPERIMENTAL AND COMPUTATIONAL APPROACH TO IMPROVING NICKEL AND PALLADIUM-CATALYZED CROSS-COUPLINGS 100,000
    MONTCLAIR STATE UNIVERSITYONE NORMAL AVENUE
    MONTCLAIR,NJ07043     		NONE GOV NEUROTRANSMITTER DETECTION USING LIGHT-ADDRESSABLE ELECTROCHEMICAL SENSORS: INVESTIGATING THE ROLE OF METAL MORPHOLOGY AND COVERAGE ON SENSOR RESPONSE USING SCANNING ELECTROCHEMICAL METHODS 100,000
    NEW VENTURE FUND (NVF)1201 CONNECTICUT AVENUE NW SUITE
    300
    WASHINGTON,DC20036     		NONE PC 2020 SPA MEMBERSHIP CONTRIBUTION 100,000
    NORTH CAROLINA STATE UNIVERSITY1000 HARRIS HALL BOX 7313
    RALEIGH,NC27695     		NONE GOV DIRECT: DESIGNER INTERFACIAL REACTIVITY VIA ELECTROSTATICALLY-ENHANCED CHARGE TRANSFER 55,000
    NORTHWESTERN UNIVERSITY633 CLARK STREET
    EVANSTON,IL60208     		NONE NC A NEW TECHNOLOGY TO ASSESS COVID-19 SEROSURVEILLANCE 55,000
    NORTHWESTERN UNIVERSITY633 CLARK STREET
    EVANSTON,IL60208     		NONE NC CORE-SHELL PLASMONIC NANOPARTICLE LATTICES 75,000
    NORTHWESTERN UNIVERSITY633 CLARK STREET
    EVANSTON,IL60208     		NONE NC DISTORTED ACCRETION DISKS: THE RESTLESS ENVIRONMENTS OF PLANET-FORMING SYSTEMS 62,500
    OHIO STATE UNIVERSITY281 W LANE AVENUE
    COLUMBUS,OH43210     		NONE GOV ESTABLISHING SWIFT, SENSITIVE, AND SELECTIVE (3S) SENSING TECHNOLOGIES - GOING BEYOND RT-PCR 55,000
    SCIENCE FRIDAY19 W 44TH STREET SUITE 412
    NEW YORK,NY10036     		NONE PC 2020-2021 PROPOSAL FOR SCIENCE FRIDAY INITIATIVE 50,000
    SCRIPPS RESEARCH INSTITUTE10550 NORTH TORREY PINES ROAD
    LA JOLLA,CA92037     		NONE PC CATALYTIC DIFUNCTIONALIZATION OF ALKENES USING TRANSIENT DIRECTING GROUPS 100,000
    SUNY - STONY BROOK UNIVERSITY100 NICHOLS ROAD
    STONY BROOK,NY11794     		NONE GOV PAN-COVID-19 MULTIVALENT BINDERS (MVBS) TO BLOCK VIRUS ENTRY 55,000
    SUNY - STONY BROOK UNIVERSITY100 NICHOLS ROAD
    STONY BROOK,NY11794     		NONE GOV MODULATING RIBOSOMAL FRAMESHIFTS TO INTERFERE WITH VIRAL PROTEIN TRANSLATION 55,000
    SUNY - COLLEGE AT POTSDAM44 PIERREPONT AVENUE
    POTSDAM,NY13676     		NONE GOV ACQUISITION OF AN KTA GO CHROMATOGRAPHY SYSTEM TO HELP EXPAND AND SUPPORT LEARNING AND RESEARCH AT SUNY POTSDAM 18,500
    TEXAS A&M UNIVERSITY COLLEGE STATION3120 TAMU
    COLLEGE STATION,TX77843     		NONE GOV DEVELOPING DESIGN RULES FOR ACCESSING METASTABLE SOLIDS THROUGH GLOBAL EXPLORATION OF SYNTHETIC LANDSCAPES 50,000
    UNIVERSITY OF ARIZONA FOUNDATION1111 N CHERRY AVENUE
    TUCSON,AZ85721     		NONE PC ARIZONA ASSURANCE ENDOWMENT 20,000
    UNIVERSITY OF ARIZONA GEOSCIENCES1025 E 4TH STREET
    TUCSON,AZ85721     		NONE GOV UNIVERSITY OF ARIZONA - 2021 LECTURE SERIES 12,500
    UNIVERSITY OF CALIFORNIA IRVINE680 CALIFORNIA AVE
    IRVINE,CA92697     		NONE GOV DIVERSITY, EQUITY, AND INCLUSION IN THE AGE OF COVID-19: A NEW STEM PIPELINE MODEL THAT GROWS UNDERGRADUATE RESEARCH AT MINORITY-SERVING INSTITUTIONS VIA COLLABORATION, PERSONNEL EXCHANGE AND ONLINE TRAINING 25,000
    UNIVERSITY OF CALIFORNIA DAVISONE SHIELDS AVENUE
    DAVIS,CA95616     		NONE GOV ACHIEVING ENERGY CONVERSION FUNCTIONALITY THROUGH COMPOSITIONAL MODIFICATION: THE ROLE OF METAL PROMOTION IN CHALCOGENIDE FRAMEWORKS 100,000
    UNIVERSITY OF CALIFORNIA MERCEDSCIENCE ENGINEERING BLDG 1 RM 356
    MERCED,CA95343     		NONE GOV LIGHT-INDUCED STRUCTURAL DYNAMICS IN MATERIALS: NEW THEORETICAL INSIGHT INTO ULTRAFAST PHENOMENA 100,000
    UNIVERSITY OF CALIFORNIA MERCEDSCIENCE ENGINEERING BLDG 1 RM 356
    MERCED,CA95343     		NONE GOV SUPPORT OF THE CAL-BRIDGE PROGRAM AT UC CAMPUSES 2,200
    UNIVERSITY OF CALIFORNIA SAN DIEGO9500 GILMAN DRIVE
    LA JOLLA,CA92093     		NONE GOV PHYSICS OF CELLULAR DISTRIBUTION NETWORKS: MORPHOLOGY AND TRANSPORT IN THE ENDOPLASMIC RETICULUM 100,000
    UNIVERSITY OF CALIFORNIA SAN DIEGO9500 GILMAN DRIVE
    LA JOLLA,CA92093     		NONE GOV PAN-COVID-19 MULTIVALENT BINDERS (MVBS) TO BLOCK VIRUS ENTRY 55,000
    UNIVERSITY OF CALIFORNIA SAN DIEGO9500 GILMAN DRIVE
    LA JOLLA,CA92093     		NONE GOV COTTRELL FELLOWSHIP DR. KYLE BENTZ MOF-POLYMER HYBRID MATERIALS 50,000
    UNIVERSITY OF CHICAGO5801 S ELLIS AVENUE
    CHICAGO,IL60637     		NONE NC SEARCHING FOR WATER IN DISTANT WORLDS: CONNECTING THE ATMOSPHERIC AND BULK COMPOSITIONS OF SUB-NEPTUNE-SIZE PLANETS 100,000
    UNIVERSITY OF COLORADO BOULDER3100 MARINE STREET ROOM 481
    BOULDER,CO80309     		NONE GOV NEXT-GENERATION EXPERIMENTAL PROBES OF HOT AND DENSE NUCLEAR MATTER 100,000
    UNIVERSITY OF COLORADO BOULDER3100 MARINE STREET ROOM 481
    BOULDER,CO80309     		NONE GOV PHONONIC CRYSTAL SUSPENSIONS FOR PRECISION MECHANICAL SENSING 250,000
    UNIVERSITY OF HOUSTON4800 CALHOUN ROAD
    HOUSTON,TX77004     		NONE PC A POROSITY-FREE SODIUM GLASS ELECTROLYTE FORMED AT ROOM TEMPERATURE: INTEGRATED EXPERIMENTAL AND THEORETICAL APPROACH 55,000
    UNIVERSITY OF ILLINOIS AT CHICAGO1200 W HARRISON STREET
    CHICAGO,IL60607     		NONE GOV SOLID ELECTROLYTES WITH DUAL LI-AND F-ION CONDUCTIVITY TO OVERCOME THE TYRANNY OF GRAVIMETRIC CAPACITY 55,000
    UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAIGN506 S WRIGHT ST
    URBANA,IL61801     		NONE GOV DIRECT: DESIGNER INTERFACIAL REACTIVITY VIA ELECTROSTATICALLY-ENHANCED CHARGE TRANSFER 55,000
    UNIVERSITY OF MARYLAND COLLEGE PARK7600 BALTIMORE AVENUE
    COLLEGE PARK,MD20742     		NONE GOV 2-BEAM ACTION SPECTROSCOPY FOR ELUCIDATING COMPLEX NONLINEAR OPTICAL PHENOMENA IN EMERGING 2D MATERIALS 75,000
    UNIVERSITY OF MICHIGAN500 S STATE STREET
    ANN ARBOR,MI48109     		NONE GOV CHEMICAL MODIFICATIONS TO MRNA NUCLEOSIDES: A NEW FRONTIER IN GENE REGULATION 100,000
    UNIVERSITY OF MICHIGAN500 S STATE STREET
    ANN ARBOR,MI48109     		NONE GOV A POROSITY-FREE SODIUM GLASS ELECTROLYTE FORMED AT ROOM TEMPERATURE: INTEGRATED EXPERIMENTAL AND THEORETICAL APPROACH 55,000
    UNIVERSITY OF NORTH CAROLINA AT ASHEVILLEONE UNIVERSITY HEIGHTS
    ASHEVILLE,NC28804     		NONE GOV SHEDDING LIGHT ON STAR FORMATION DRIVEN GALAXY OUTFLOWS ACROSS COSMIC TIME 100,000
    UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL220 E CAMERON AVENUE
    CHAPEL HILL,NC27599     		NONE GOV ORGANOCATALYTIC KINETIC RESOLUTION POLYMERIZATION OF LACTONES 100,000
    UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL220 E CAMERON AVENUE
    CHAPEL HILL,NC27599     		NONE GOV PAN-COVID-19 MULTIVALENT BINDERS (MVBS) TO BLOCK VIRUS ENTRY 55,000
    UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL220 E CAMERON AVENUE
    CHAPEL HILL,NC27599     		NONE GOV ESTABLISHING SWIFT, SENSITIVE, AND SELECTIVE (3S) SENSING TECHNOLOGIES - GOING BEYOND RT-PCR 55,000
    UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL220 E CAMERON AVENUE
    CHAPEL HILL,NC27599     		NONE GOV METAL-FREE, CONTROLLED STEREOSELECTIVE POLYMERIZATION OF VINYL ETHERS 62,500
    UNIVERSITY OF OKLAHOMA660 PARRINGTON OVAL
    NORMAN,OK73019     		NONE GOV HOW DOES AN ANAEROBIC MICROBIAL PATHOGEN SENSE OXYGEN STRESS? 50,000
    UNIVERSITY OF ROCHESTER252 ELMWOOD AVENUE
    ROCHESTER,NY14627     		NONE PC ENABLING NEW CHEMICAL REACTIVITIES THROUGH POLARITON PHOTOCHEMISTRY 100,000
    UNIVERSITY OF ROCHESTER252 ELMWOOD AVENUE
    ROCHESTER,NY14627     		NONE PC NEUTRINO-NUCLEUS INTERACTION STUDIES FOR NEUTRINO INTERFEROMETRY, AND A FLIPPED CLASSROOM FOR VULNERABLE STEM STUDENTS IN INTRODUCTORY PHYSICS IN THE COVID-19 YEAR 75,000
    UNIVERSITY OF SAN DIEGO5998 ALCALA PARK
    SAN DIEGO,CA92110     		NONE PC UPGRADED LASER-SCANNING CONFOCAL MICROSCOPE SYSTEM FOR RESEARCH AND TEACHING 10,000
    UNIVERSITY OF SOUTHERN CALIFORNIA3650 MCCLINTOCK AVENUE
    LOS ANGELES,CA90007     		NONE PC SOLID ELECTROLYTES WITH DUAL LI- AND F-ION CONDUCTIVITY TO OVERCOME THE TYRANNY OF GRAVIMETRIC CAPACITY 55,000
    UNIVERSITY OF SOUTHERN CALIFORNIA3650 MCCLINTOCK AVENUE
    LOS ANGELES,CA90007     		NONE PC DIRECT: DESIGNER INTERFACIAL REACTIVITY VIA ELECTROSTATICALLY-ENHANCED CHARGE TRANSFER 55,000
    UNIVERSITY OF SOUTHERN CALIFORNIA3650 MCCLINTOCK AVENUE
    LOS ANGELES,CA90007     		NONE PC SEED: OPTIMIZATION OF QUANTUM DOT NANOFABRICATION BASED ON HIGH-THROUGHPUT CONTINUOUS FLOW CHEMISTRY 50,000
    UNIVERSITY OF SOUTHERN CALIFORNIA3650 MCCLINTOCK AVENUE
    LOS ANGELES,CA90007     		NONE PC DESIGNER ELECTRIC FIELDS AT INTERFACES TO INFLUENCE ELECTROCATALYSIS 62,500
    UNIVERSITY OF SOUTHERN CALIFORNIA3650 MCCLINTOCK AVENUE
    LOS ANGELES,CA90007     		NONE PC SOLID ELECTROLYTES WITH DUAL LI+ AND F- ION CONDUCTIVITY TO OVERCOME THE BARRIER OF GRAVIMETRIC CAPACITY 62,500
    UNIVERSITY OF TEXAS AT AUSTIN110 INNER CAMPUS DRIVE
    AUSTIN,TX78705     		NONE GOV MOLECULAR DYNAMICS AT HETEROGENEOUS OIL-WATER INTERFACES AND A NEW APPROACH TO ADDRESSING THE MENTAL HEALTH NEEDS OF GRADUATE STUDENTS 100,000
    UNIVERSITY OF VERMONT85 SOUTH PROSPECT STREET
    BURLINGTON,VT05405     		NONE GOV MOVING THE DIAL: A NETWORK FOR SYSTEMATIC CHANGE 25,000
    UNIVERSITY OF VIRGINIA1001 EMMET ST N
    CHARLOTTESVILLE,VA22904     		NONE GOV TEACHING ENTROPY AND MODELING THE SEQUENCE-DETERMINANTS OF SURFACE-INITIATED COPOLYMERIZATIONS 100,000
    UNIVERSITY OF WASHINGTON1410 NE CAMPUS PARKWAY
    SEATTLE,WA98195     		NONE GOV THE OBSERVATIONAL SIGNATURES OF COSMIC GAS FLOWS IN A HYDRODYNAMIC FRAMEWORK 100,000
    UNIVERSITY OF WASHINGTON1410 NE CAMPUS PARKWAY
    SEATTLE,WA98195     		NONE GOV MACHINE LEARNING GUIDED INVESTIGATIONS OF STRUCTURE-FUNCTION RELATIONSHIPS IN ORGANIC MIXED IONIC ELECTRONIC CONDUCTORS 37,500
    WEST VIRGINIA UNIVERSITYPO BOX 6878
    MORGANTOWN,WV26506     		NONE GOV INNOVATIVE GRAVITATIONAL RESEARCH AND CREATIVE CURRICULAR DEVELOPMENT: A BRIDGE TO A CAREER AS A TEACHER-SCHOLAR 75,000
    WESTERN WASHINGTON UNIVERSITY516 HIGH STREET
    BELLINGHAM,WA98225     		NONE GOV METAL PHOSPHIDE-OXIDE HYBRID CATALYSTS FOR SOLAR FUELS PRODUCTION 50,000
    WESTERN WASHINGTON UNIVERSITY516 HIGH STREET
    BELLINGHAM,WA98225     		NONE GOV WWU BENCHTOP NMR SUPPLEMENT REQUEST 10,000
    WESTERN WASHINGTON UNIVERSITY516 HIGH STREET
    BELLINGHAM,WA98225     		NONE GOV INSTRUMENTATION FOR RAMAN THERMOMETRY PROBING PHOTOCATALYSIS AT THE NANOSCALE 10,000
    WILLIAMS COLLEGE880 MAIN STREET
    WILLIAMSTOWN,MA01267     		NONE PC NONEQUILIBRIUM PHONON DYNAMICS IN TWO-DIMENSIONAL MATERIALS 100,000
    YALE UNIVERSITY333 CEDAR STREET
    NEW HAVEN,CT06520     		NONE PC PRACTICAL METHODS FOR OXYGENOXYGEN BOND FORMATION 50,000
    RIGOBERTO HERNANDEZ4703 E CAMP LOWELL DRIVE
    TUCSON,AZ85712     		NONE I COTTRELL SCHOLAR IMPACT AWARD 5,000
    HELEN BLACKWELL JULIO C DE PAULA4703 E CAMP LOWELL DRIVE
    TUCSON,AZ85712     		NONE I COTTRELL SCHOLAR STAR AWARD 10,000
    SARSEF4574 E BROADWAY BLVD
    TUCSON,AZ85711     		NONE PC PROGRAM SUPPORT 5,000
    CAMP KESEM10586 W PIC BLVD 196
    LOS ANGELES,CA90064     		NONE PC PROGRAM SUPPORT 2,500
    LIFEFLIGHT OF MAINE489 STATE STREET
    BANGOR,ME04401     		NONE PC PROGRAM SUPPORT 1,000
    FLINN FOUNDATION1802 N CENTRAL AVE
    PHOENIX,AZ85004     		NONE PF PROGRAM SUPPORT 25
    MISSION GARDEN946 W MISSION LANE
    TUCSON,AZ85745     		NONE PC PROGRAM SUPPORT 150
    TEMPLE BETH EL225 N COUNTRY CLUB ROAD
    TUCSON,AZ85716     		NONE PC PROGRAM SUPPORT 258
    ARIZONA REPERTORY SINGERS116 S BONANZA AVE
    TUCSON,AZ85748     		NONE PC PROGRAM SUPPORT 500
    COMMUNITY FOOD BANK OF SOUTHERN ARIZONA3003 S COUNTRY CLUB ROAD
    TUCSON,AZ85713     		NONE PC PROGRAM SUPPORT 3,663
    RETURN TO FREEDOM4115 JALAMA ROAD
    LOMPOC,CA93436     		NONE PC PROGRAM SUPPORT 500
    Total ...............................bullet 3a 5,578,196
    bApproved for future payment
    AMERICAN CHEMICAL SOCIETY1155 SIXTEENTH STREET NW
    WASHINGTON,DC20036     		NONE PC COTTRELL SCHOLAR COLLABORATIVE NEW FACULTY WORKSHOP 10,000
    CASE WESTERN RESERVE UNIVERSITY10900 EUCLID AVENUE
    CLEVELAND,OH44106     		NONE PC ELECTRIFYING HUMIDITY-SWING ADSORPTION FOR DAC BY MODULATION OF REDOX-POLYMER HYDRATION 55,000
    UNIVERSITY OF ARKANSAS1 UNIVERSITY OF ARKANSAS
    FAYETTEVILLE,AR72701     		NONE GOV USING ELECTROCHEMISTRY TO IMPROVE SELECTIVITY OF PLASMA-ASSISTED CO2 REDUCTION 55,000
    UNIVERSITY OF BRITISH COLUMBIA2329 WEST MALL
      VANCOUVER  
    CA     		NONE NC USING ELECTROCHEMISTRY TO IMPROVE SELECTIVITY OF PLASMA-ASSISTED CO2 REDUCTION 55,000
    UNIVERSITY OF CALIFORNIA IRVINE680 CALIFORNIA AVE
    IRVINE,CA92697     		NONE GOV USING ELECTROCHEMISTRY TO IMPROVE SELECTIVITY OF PLASMA-ASSISTED CO2 REDUCTION 55,000
    UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAIGN506 S WRIGHT ST
    URBANA,IL61801     		NONE GOV ELECTRIFYING HUMIDITY-SWING ADSORPTION FOR DAC BY MODULATION OF REDOX-POLYMER HYDRATION 55,000
    UNIVERSITY OF SOUTHERN CALIFORNIA3650 MCCLINTOCK AVENUE
    LOS ANGELES,CA90007     		NONE PC ELECTRIFYING HUMIDITY-SWING ADSORPTION FOR DAC BY MODULATION OF REDOX-POLYMER HYDRATION 55,000
    Total ................................bullet 3b 340,000
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    RESEARCH CORPORATION DBA RESEARCH
    CORPORATION FOR SCIENCE ADVANCEMENT
    Employer identification number

    13-1963407
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    RESEARCH CORPORATION DBA RESEARCH
    CORPORATION FOR SCIENCE ADVANCEMENT         		Employer identification number
    13-1963407
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    THE KAVLI FOUNDATION
     
    5715 MESMER AVENUE
     
    LOS ANGELES, CA90230

    		$ 50,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    NATIONAL SCIENCE FOUNDATION
     
    2415 EISENHOWER AVENUE
     
    ALEXANDRIA, VA22314

    		$ 335,555


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    RESEARCH CORPORATION DBA RESEARCH
    CORPORATION FOR SCIENCE ADVANCEMENT         		Employer identification number

    13-1963407
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    RESEARCH CORPORATION DBA RESEARCH
    CORPORATION FOR SCIENCE ADVANCEMENT         		Employer identification number

    13-1963407
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    RESEARCH CORPORATION DBA RESEARCH
     
    CORPORATION FOR SCIENCE ADVANCEMENT
    EIN:
    13-1963407
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    AUDIT & TAX FEES 35,500 17,750 17,750 17,750

    TY 2020 ExplnOfNonFilingWithAGStmt
    Name:
    RESEARCH CORPORATION DBA RESEARCH
     
    CORPORATION FOR SCIENCE ADVANCEMENT
    EIN:
    13-1963407
    Statement:
    RESEARCH CORPORATION FILES IN SEVERAL STATES TO REPORT UNRELATED BUSINESS TAXABLE INCOME. THE CORPORATION HAS NO PRESENCE OR ACTIVITIES IN THESE STATES. SOME OF THESE STATES DO NOT REQUIRE REGISTRATION WITH THE ATTORNEY GENERAL IF CONTRIBUTIONS ARE NOT SOLICITED IN THE STATE.

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    RESEARCH CORPORATION DBA RESEARCH
     
    CORPORATION FOR SCIENCE ADVANCEMENT
    EIN:
    13-1963407
    Name of Stock End of Year Book Value End of Year Fair Market Value
    PUBLIC EQUITY INVESTMENTS 145,273,209 145,273,209

    TY 2020 InvestmentsOtherSchedule2
    Name:
    RESEARCH CORPORATION DBA RESEARCH
     
    CORPORATION FOR SCIENCE ADVANCEMENT
    EIN:
    13-1963407
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ALTERNATIVE INVESTMENTS FMV 39,511,493 39,511,493
    FIXED INCOME INVESTMENTS FMV 28,256,381 28,256,381

    TY 2020 LegalFeesSchedule
    Name:
    RESEARCH CORPORATION DBA RESEARCH
     
    CORPORATION FOR SCIENCE ADVANCEMENT
    EIN:
    13-1963407
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 21,702 0 0 28,317


    TY 2020 OtherAssetsSchedule
    Name:
    RESEARCH CORPORATION DBA RESEARCH
     
    CORPORATION FOR SCIENCE ADVANCEMENT
    EIN:
    13-1963407
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    OTHER ASSETS 186,945 148,873 148,873


    TY 2020 OtherExpensesSchedule
    Name:
    RESEARCH CORPORATION DBA RESEARCH
     
    CORPORATION FOR SCIENCE ADVANCEMENT
    EIN:
    13-1963407
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    POSTAGE 1,380 0 0 1,380
    OFFICE EXPENSE 36,722 0 0 142,532
    COMPUTER HARDWARE & EXPENSES 153,666 0 0 153,666
    ADVERTISING & PROMOTION 33,590 0 0 33,590
    INSURANCE 32,325 0 0 32,325
    PROFESSIONAL DEVELOPMENT 16,227 0 0 16,227
    AWARDS & HONORARIA 93,600 0 0 93,600


    TY 2020 OtherIncomeSchedule2
    Name:
    RESEARCH CORPORATION DBA RESEARCH
     
    CORPORATION FOR SCIENCE ADVANCEMENT
    EIN:
    13-1963407
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INCOME (LOSS) FROM K-1S 826,558 798,407 826,558


    TY 2020 OtherIncreasesSchedule
    Name:
    RESEARCH CORPORATION DBA RESEARCH
     
    CORPORATION FOR SCIENCE ADVANCEMENT
    EIN:
    13-1963407
    Description Amount
    BOOK/TAX DIFFERENCE FROM INVESTMENTS 34,928,765


    TY 2020 OtherLiabilitiesSchedule
    Name:
    RESEARCH CORPORATION DBA RESEARCH
     
    CORPORATION FOR SCIENCE ADVANCEMENT
    EIN:
    13-1963407
    Description Beginning of Year - Book Value End of Year - Book Value
    POSTRETIREMENT BENEFIT OBLIGATION 487,400 455,748
    LBT LIABILITY 378,222 371,607


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    RESEARCH CORPORATION DBA RESEARCH
     
    CORPORATION FOR SCIENCE ADVANCEMENT
    EIN:
    13-1963407
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES 3,889,757 3,872,291 3,889,757 0
    CONSULTANT FEES 2,604 0 0 2,604


    TY 2020 TaxesSchedule
    Name:
    RESEARCH CORPORATION DBA RESEARCH
     
    CORPORATION FOR SCIENCE ADVANCEMENT
    EIN:
    13-1963407
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    UBTI TAXES 2,340 0 0 0
    FOREIGN TAXES 1,108 1,108 0 0