Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
MARIPOSA FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)C TOMEO 522 NORTH AVE
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
FORT LEE, NJ07024
A Employer identification number

51-0170409
B Telephone number (see instructions)

(201) 725-4647
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$102,637,156J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 3,582,398
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 908,912 908,710  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 3,152,625
b Gross sales price for all assets on line 6a 13,681,461
7 Capital gain net income (from Part IV, line 2)... 5,440,118
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 501,889 502,025 0
12 Total. Add lines 1 through 11........ 8,145,824 6,850,853 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 243,680 0 0 243,680
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 58,000 29,000 0 0
c Other professional fees (attach schedule).... Click to see attachment 734,490 625,268 0 109,222
17 Interest............... 36,047 0 0 0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 102,780 42,672 0 14,858
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 12,393 309 0 3,529
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 1,187,390 697,249 0 371,289
25 Contributions, gifts, grants paid....... 5,914,168 5,914,168
26 Total expenses and disbursements. Add lines 24 and 25 7,101,558 697,249 0 6,285,457
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,044,266
b Net investment income (if negative, enter -0-) 6,153,604
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 1,050,917 359,151 359,151
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 61,872,814 Click to see attachment63,593,050 101,974,609
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment287,600 Click to see attachment303,396 Click to see attachment303,396
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 63,211,331 64,255,597 102,637,156
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 63,211,331 64,255,597
29 Total net assets or fund balances (see instructions)..... 63,211,331 64,255,597
30 Total liabilities and net assets/fund balances (see instructions). 63,211,331 64,255,597
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
63,211,331
2
Enter amount from Part I, line 27a .....................
2
1,044,266
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
64,255,597
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
64,255,597
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a ADAMAS PARTNERS P 2020-01-01 2020-12-31
b ADAMAS PARTNERS P 2019-01-01 2020-12-31
c ADAMAS PARTNERS P 2019-01-01 2020-12-31
d ADAMAS PARTNERS P 2020-01-01 2020-12-31
e ADAMAS PARTNERS P 2019-01-01 2020-12-31
ALPHABET INC-CL A P 2013-01-15 2020-05-19
ALPHABET INC-CL A P 2013-04-12 2020-05-19
ALPHABET INC-CL A P 2013-04-05 2020-05-19
ALPHABET INC-CL C P 2013-04-05 2020-05-19
ALPHABET INC-CL C P 2013-01-15 2020-05-19
ALPHABET INC-CL C P 2013-03-13 2020-05-19
ALPHABET INC-CL C P 2013-04-12 2020-05-19
ARBOUR LANE CREDIT OPPRT FUND II P 2019-01-01 2020-12-31
ARBOUR LANE CREDIT OPPRT FUND II P 2020-01-01 2020-12-31
BERKSHIRE HATHAWAY INC-CL A P 2013-04-05 2020-05-19
BERKSHIRE HATHAWAY INC-CL A P 2013-01-15 2020-05-19
BERKSHIRE HATHAWAY INC-CL B P 2013-04-05 2020-05-19
BERKSHIRE HATHAWAY INC-CL B P 2013-01-15 2020-05-19
BLACKROCK DEVELOPED EX FOSSIL P 2019-01-01 2020-12-31
BLACKROCK DEVELOPED EX FOSSIL P 2020-01-01 1930-12-31
BLACKROCK DEVELOPED EX FOSSIL P 2020-01-01 2020-12-31
BLACKROCK DEVELOPED EX FOSSIL P 2019-01-01 2020-12-31
BLACKROCK DEVELOPED EX FOSSIL P 2019-01-01 2020-12-31
CEDAR ROCK P 2020-01-01 2020-12-31
COLLEGIUM PHARMACEUTICAL INC P 2012-02-10 2020-02-21
DAVIDSON KEMPNER INST P 2020-01-01 2020-12-31
DAVIDSON KEMPNER INST P 2019-01-01 2020-12-31
DAVIDSON KEMPNER INST P 2019-01-01 2020-12-31
FARALLON EQUITY PARTNERS P 2020-01-01 2020-12-31
FARALLON EQUITY PARTNERS P 2019-01-01 2020-12-31
FIR TREE REAL ESTATE P 2019-01-01 2020-12-31
GQG PARTNERS EMERGING MARKETS P 2020-01-01 2020-12-31
GQG PARTNERS EMERGING MARKETS P 2019-01-01 2020-12-31
HIGHCLERE INTERNATIONAL P 2020-01-01 2020-12-31
HIGHCLERE INTERNATIONAL P 2019-01-01 2020-12-31
ITHAN CREEK DISTRIBUTION EXCESS BASIS P    
JPM PRIME P 2019-01-01 2020-12-31
JPM SHORT DURATION BD FD - CL I FUND 3133 1.11% P 2018-04-18 2020-03-25
JPM SHORT DURATION BD FD - CL I FUND 3133 1.11% P 2018-04-18 2020-03-24
JPM SHORT DURATION BD FD - CL I FUND 3133 1.11% P 2016-01-27 2020-03-24
LEGACY VENTURE IX LLC P 2019-01-01 2020-12-31
LEGACY VENTURE IX LLC P 2020-01-01 2020-12-31
MASTERCARD INC - A P 2013-01-15 2020-05-19
MASTERCARD INC - A P 2016-02-03 2020-05-19
MASTERCARD INC - A P 2016-01-25 2020-05-19
MASTERCARD INC - A P 2016-01-20 2020-05-19
MASTERCARD INC - A P 2016-01-22 2020-05-19
MASTERCARD INC - A P 2013-04-05 2020-05-19
MASTERCARD INC - A P 2013-04-12 2020-05-19
NESTLE SA-SPONS ADR P 2016-01-15 2020-05-19
NESTLE SA-SPONS ADR P 2016-02-03 2020-05-19
NEWPORT ASIA P 2019-01-01 2020-12-31
NEWPORT ASIA P 2020-01-01 2020-12-31
O'REILLY AUTOMOTIVE INC P 2013-10-25 2020-05-19
O'REILLY AUTOMOTIVE INC P 2013-04-05 2020-05-19
O'REILLY AUTOMOTIVE INC P 2013-01-15 2020-05-19
RENAISSANCE INSTITUTIONAL P 2020-01-01 2020-12-31
RENAISSANCE INSTITUTIONAL P 2019-01-01 2020-12-31
RENAISSANCE INSTITUTIONAL P 2019-01-01 2020-12-31
RENAISSANCE INSTITUTIONAL P 2020-01-01 2020-12-31
SANDERSON INTERNATIONAL P 2019-01-01 2020-12-31
SANDERSON INTERNATIONAL P 2019-01-01 2020-12-31
SANDERSON INTERNATIONAL P 2020-01-01 2020-12-31
SOROBAN P 2019-01-01 2020-12-31
WELLINGTON EMERGING FEES P 2020-01-01 2020-12-31
WELLINGTON EMERGING FEES P 2020-01-01 2020-12-31
WELLINGTON EMERGING FEES P 2020-01-01 2020-12-31
WELLINGTON EMERGING FEES P 2020-01-01 2020-12-31
WELLINGTON EMERGING FEES P 2020-01-01 2020-12-31
WELLINGTON INT'L FEES P 2020-01-01 2020-12-31
WELLINGTON INT'L FEES P 2020-01-01 2020-12-31
WELLINGTON INT'L FEES P 2020-01-01 2020-12-31
WELLINGTON SELECT FEES P 2020-01-01 2020-12-31
WELLINGTON SELECT FEES P 2020-01-01 2020-12-31
WELLINGTON SELECT FEES P 2020-01-01 2020-12-31
WELLINGTON SELECT FEES P 2020-01-01 2020-12-31
WELLINGTON SELECT FEES P 2020-01-01 2020-12-31
WELLINGTON TRUST COMPANY NA CTF INTERNATIONAL QUALITY P 2019-01-01 2020-12-31
WELLINGTON TRUST COMPANY NA CTF INTERNATIONAL QUALITY P 2019-01-01 2020-12-31
WELLINGTON TRUST COMPANY NA CTF INTERNATIONAL QUALITY P 2020-01-01 2020-12-31
WELLINGTON TRUST COMPANY NA CTF INTERNATIONAL QUALITY P 2020-01-01 2020-12-31
WELLINGTON TRUST COMPANY, NA CTF EMERGING COMPANIES PORTFOLIO P 2019-01-01 2020-12-31
WELLINGTON TRUST COMPANY, NA CTF EMERGING COMPANIES PORTFOLIO P 2019-01-01 2020-12-31
WELLINGTON TRUST COMPANY, NA CTF EMERGING COMPANIES PORTFOLIO P 2020-01-01 2020-12-31
WELLINGTON TRUST COMPANY, NA CTF EMERGING COMPANIES PORTFOLIO P 2020-01-01 2020-12-31
WELLINGTON TRUST COMPANY, NA CTF SELECT LEADERS PORTFOLIO P 2020-01-01 2020-12-31
WELLINGTON TRUST COMPANY, NA CTF SELECT LEADERS PORTFOLIO P 2020-01-01 2020-12-31
WELLINGTON TRUST COMPANY, NA CTF SELECT LEADERS PORTFOLIO P 2019-01-01 2020-12-31
WELLINGTON TRUST COMPANY, NA CTF SELECT LEADERS PORTFOLIO P 2019-01-01 2020-12-31
ADAMAS PARTNERS P 2020-01-01 2020-12-31
ADAMAS PARTNERS P 2019-01-01 2020-12-31
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 690     690
b 12,574     12,574
c 1     1
d     141 -141
e     212 -212
72,081   18,820 53,261
69,309   19,756 49,553
138,618   39,204 99,414
138,982   39,079 99,903
71,406   18,536 52,870
97   28 69
69,491   19,693 49,798
    43,127 -43,127
113,238     113,238
260,767   115,884 144,883
260,767   142,500 118,267
173,775   103,940 69,835
136,587   74,646 61,941
330     330
955     955
3,475     3,475
1,433     1,433
190,980     190,980
    15,466 -15,466
57,554   14,218 43,336
    235,002 -235,002
    28,004 -28,004
10     10
411,894     411,894
1,108,011     1,108,011
11,224     11,224
    36,412 -36,412
46,265     46,265
285,244     285,244
153,908     153,908
281,068     281,068
3,274,067   3,274,914 -847
260,849   264,533 -3,684
1,114,722   1,131,529 -16,807
1,230,712   1,249,267 -18,555
    607 -607
102     102
212,706   37,506 175,200
81,242   23,770 57,472
59,085   17,526 41,559
184,641   52,749 131,892
191,140   56,941 134,199
221,569   39,760 181,809
590,851   106,797 484,054
242,792   158,057 84,735
145,675   101,058 44,617
25,984     25,984
    66 -66
72,780   22,171 50,609
164,475   40,850 123,625
173,932   37,644 136,288
8,138     8,138
12,207     12,207
187,061     187,061
    466,397 -466,397
      0
383,318     383,318
11,496     11,496
72,520     72,520
2,115     2,115
4,422   3,533 889
3,919   3,282 637
4,392   3,513 879
3,928   3,870 58
10,891   9,507 1,384
9,363   8,306 1,057
3,170   3,346 -176
11,348   6,793 4,555
10,027   6,055 3,972
11,234   6,573 4,661
14,524     14,524
10,226   7,097 3,129
    254 -254
125,469     125,469
    130,030 -130,030
    169 -169
7     7
132,167     132,167
172,826     172,826
5     5
    15 -15
    2,167 -2,167
    23 -23
49,847     49,847
278     278
      0
108,505     108,505
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       690
b       12,574
c       1
d       -141
e       -212
      53,261
      49,553
      99,414
      99,903
      52,870
      69
      49,798
      -43,127
      113,238
      144,883
      118,267
      69,835
      61,941
      330
      955
      3,475
      1,433
      190,980
      -15,466
      43,336
      -235,002
      -28,004
      10
      411,894
      1,108,011
      11,224
      -36,412
      46,265
      285,244
      153,908
      281,068
      -847
      -3,684
      -16,807
      -18,555
      -607
      102
      175,200
      57,472
      41,559
      131,892
      134,199
      181,809
      484,054
      84,735
      44,617
      25,984
      -66
      50,609
      123,625
      136,288
      8,138
      12,207
      187,061
      -466,397
      0
      383,318
      11,496
      72,520
      2,115
      889
      637
      879
      58
      1,384
      1,057
      -176
      4,555
      3,972
      4,661
      14,524
      3,129
      -254
      125,469
      -130,030
      -169
      7
      132,167
      172,826
      5
      -15
      -2,167
      -23
      49,847
      278
      0
      108,505
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 5,440,118
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 160,160
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 85,535
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 85,535
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 85,535
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 112,173
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 60,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 172,173
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 86,638
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet86,638 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDE, NY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. Click to see attachment...............................
    10
    Yes
     
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletCHRISTINA TOMEO & ASSOCIATES Telephone no.bullet (201) 725-4647

    Located atbullet522 NORTH AVENUEFORT LEENJ ZIP+4bullet07024
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16Yes  
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bulletOC
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    LEWIS W BERNARD CHAIRMAN
    15.00     		0 0 0
    C/O CHRISTINA TOMEO 522 NORTH
    AVENUE
    FORT LEE,NJ07024
    JILL V BERNARD VP/SECRETARY
    1.00     		0 0 0
    C/O CHRISTINA TOMEO 522 NORTH
    AVENUE
    FORT LEE,NJ07024
    CLAIRE BERNARD PRESIDENT
    30.00     		243,680 0 0
    C/O CHRISTINA TOMEO 522 NORTH
    AVENUE
    FORT LEE,NJ07024
    ADAM T BERNARD TREASURER
    1.00     		0 0 0
    C/O CHRISTINA TOMEO 522 NORTH
    AVENUE
    FORT LEE,NJ07024
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    TCC GROUP INC ADMINISTRATIVE & GRANTMAKING 79,222
    31 WEST 27TH STREET 4TH FLOOR
    NEW YORK,NY10001
    CHRISTINA TOMEO & ASSOCIATES LLC TAX & ACCOUNTING SERVICES 58,000
    522 NORTH AVENUE
    FORT LEE,NJ07024
    MONTICELLO ASSOCIATES INVESTMENT SERVICES 50,000
    1800 LARIMER STREET SUITE 1200
    DENVER,CO80202
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    83,010,303
    b
    Average of monthly cash balances.......................
    1b
    7,215,857
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    90,226,160
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    90,226,160
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    1,353,392
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    88,872,768
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    4,443,638
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    4,443,638
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    85,535
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    85,535
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    4,358,103
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    4,358,103
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    4,358,103
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    6,285,457
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    6,285,457
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    6,285,457
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 4,358,103
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 609,822
    b From 2016...... 1,136,299
    c From 2017...... 1,146,115
    d From 2018...... 1,170,578
    e From 2019...... 1,150,806
    fTotal of lines 3a through e........ 5,213,620
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 6,285,457
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 4,358,103
    e Remaining amount distributed out of corpus 1,927,354
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 7,140,974
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		609,822
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		6,531,152
    10 Analysis of line 9:
    a Excess from 2016.... 1,136,299
    b Excess from 2017.... 1,146,115
    c Excess from 2018.... 1,170,578
    d Excess from 2019.... 1,150,806
    e Excess from 2020.... 1,927,354
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    LEWIS W BERNARD
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ACCION EAST INC
    80 MAIDEN LANE SUITE 903
    NEW YORK,NY10038     		NONE PC FOR DONEE'S EXEMPT PURPOSE 50,000
    ACLU FOUNDATION
    125 BROAD STREET
    NEW YORK,NY10004     		NONE PC FOR DONEE'S EXEMPT PURPOSE 300,000
    AMERICAN MUSEUM OF NATURAL HIST
    CENTRAL PARK WEST AT 79TH ST
    NEW YORK,NY10024     		NONE PC FOR DONEE'S EXEMPT PURPOSE 550,000
    BED STUY CAMPAIGN AGANIST HUNGER
    2010 FULTON STREET
    BROOKLYN,NY11233     		NONE PC FOR DONEE'S EXEMPT PURPOSE 10,040
    BRADY CTR PREVENT GUN VIOLENCE
    840 FIRST ST
    WASHINGTON,DC20002     		NONE PC FOR DONEE'S EXEMPT PURPOSE 100,000
    BROOKLYN ACADEMY OF MUSIC
    30 LAFAYETTE AVE
    BROOKLYN,NY11217     		NONE PC FOR DONEE'S EXEMPT PURPOSE 50,000
    BROOKLYN COMMUNITY FOUNDATION
    1000 DEAN ST307
    BROOKLYN,NY11238     		NONE PC FOR DONEE'S EXEMPT PURPOSE 40,000
    BROOKLYN WORKFORCE INNOVATIONS (LEAP INC)
    621 DEGRAW STREET
    BROOKLYN,NY11217     		NONE PC FOR DONEE'S EXEMPT PURPOSE 75,000
    BROWN UNIVERSITY
    PO BOX 1976
    PROVIDENCE,RI02912     		NONE PC FOR DONEE'S EXEMPT PURPOSE 25,000
    CENTER FOR POPULAR DEMOCRACY
    449 TROUTMAN ST SUITE A
    BROOKLYN,NY11237     		NONE PC FOR DONEE'S EXEMPT PURPOSE 50,000
    CITY HARVEST
    6 EAST 32ND STEET 5TH FLOOR
    NEW YORK,NY10016     		NONE PC FOR DONEE'S EXEMPT PURPOSE 110,000
    CITYMEALS ON WHEELS
    355 LEXINGTON AVE
    NEW YORK,NY10017     		NONE PC FOR DONEE'S EXEMPT PURPOSE 10,000
    CLASSROOM INC
    245 FIFTH AVENUE 20TH FLOOR
    NEW YORK,NY10016     		NONE PC FOR DONEE'S EXEMPT PURPOSE 450,000
    COMMUNITIES FOR POLICE REFORM
    NORTH STAR 520 8TH AVE
    NEW YORK,NY10018     		NONE PC FOR DONEE'S EXEMPT PURPOSE 10,000
    COMMON COUNSEL
    1624 FRANKLIN ST
    OAKLAND,CA94061     		NONE PC FOR DONEE'S EXEMPT PURPOSE 25,000
    CULTURE PUSH
    241 E 71 STREET
    NEW YORK,NY10009     		NONE PC FOR DONEE'S EXEMPT PURPOSE 10,000
    DANCE SERVICE
    218 EAST 18TH STREET
    NEW YORK,NY10003     		NONE PC FOR DONEE'S EXEMPT PURPOSE 25,000
    ENVIRONMENTAL DEFENSE FUND
    257 PARK AVE
    NEW YORK,NY10010     		NONE PC FOR DONEE'S EXEMPT PURPOSE 500,000
    EVERYTOWN FOR GUN SAFETY
    PO BOX 4184
    NEW YORK,NY10163     		NONE PC FOR DONEE'S EXEMPT PURPOSE 150,000
    FIRST NATIONS DEVELOPEMENT
    2432 MAIN ST
    LONGMONT,CO80501     		NONE PC FOR DONEE'S EXEMPT PURPOSE 25,000
    FOOD BANK FOR NEW YORK CITY
    39 BROADWAY
    NEW YORK,NY10006     		NONE PC FOR DONEE'S EXEMPT PURPOSE 160,000
    FOOD FINDERS
    10539 HUMBOLT
    LOS ALAMITOS,CA90720     		NONE PC FOR DONEE'S EXEMPT PURPOSE 50,000
    GILDER LEHRMAN INSTITUTE OF AMERICAN HISTORY
    49 WEST 45TH STREET
    NEW YORK,NY10036     		NONE PC FOR DONEE'S EXEMPT PURPOSE 40,000
    GOOD FUND
    12651-5473 SAN PABLO AVE
    RICHMOND,CA94805     		NONE PC FOR DONEE'S EXEMPT PURPOSE 25,000
    GREEN CITY FORCE
    630 FLUSHING AVENUE 8TH FLOOR
    BROOKLYN,NY11206     		NONE PC FOR DONEE'S EXEMPT PURPOSE 75,000
    HENRY STREET
    265 HENRY STREET
    NEW YORK,NY10002     		NONE PC FOR DONEE'S EXEMPT PURPOSE 10,000
    HORTICULTURAL SOCIETY OF NY
    148 WEST 37TH STREET 13TH FL
    NEW YORK,NY10018     		NONE PC FOR DONEE'S EXEMPT PURPOSE 25,000
    LEGAL DEFUND & EDUCATIONAL FUND
    700 14TH STREET
    WASHINGTON,DC20005     		NONE PC FOR DONEE'S EXEMPT PURPOSE 20,000
    MAKE THE ROAD NEW YORK
    301 GROVE STREET
    BROOKLYN,NY11237     		NONE PC FOR DONEE'S EXEMPT PURPOSE 145,000
    MCKENZIE RIVER
    PO BOX 12489
    PORTLAND,OR97212     		NONE PC FOR DONEE'S EXEMPT PURPOSE 20,000
    DOCTORS WITHOUT BORDERS
    40 RECTOR STREET
    NEW YORK,NY10006     		NONE PC FOR DONEE'S EXEMPT PURPOSE 75,000
    MUSEUM OF MODERN ART
    11 WEST 53RD STREET
    NEW YORK,NY10019     		NONE PC FOR DONEE'S EXEMPT PURPOSE 25,000
    NATURAL RESOURCES DEFENSE COUN
    40 WEST 20TH STREET
    NEW YORK,NY10011     		NONE PC FOR DONEE'S EXEMPT PURPOSE 1,000,000
    NEO PHILANTHROPHY
    45 WEST 36TH STREET
    NEW YORK,NY10018     		NONE PC FOR DONEE'S EXEMPT PURPOSE 250,000
    NEW VENTURE FUND
    1201 CONNECTICUT AVE
    WASHINGTON,DC20036     		NONE PC FOR DONEE'S EXEMPT PURPOSE 50,000
    NEW YORK FDN FOR THE ARTS
    20 JAY STREET
    BROOKLYN,NY11201     		NONE PC FOR DONEE'S EXEMPT PURPOSE 25,000
    NEW YORK PRESBYTERIAN HOSPITAL
    654 WEST 170TH STREET
    NEW YORK,NY10032     		NONE PC FOR DONEE'S EXEMPT PURPOSE 250,000
    LET US BREATHE FUND
    NORTH STAR 520 8TH AVE
    NEW YORK,NY10018     		NONE PC FOR DONEE'S EXEMPT PURPOSE 25,000
    OCEAN CONSERVANCY
    1300 19TH STREET NW
    WASHINGTON,DC20036     		NONE PC FOR DONEE'S EXEMPT PURPOSE 100,000
    PEN AMERICA
    588 BROADWAY
    NEW YORK,NY10012     		NONE PC FOR DONEE'S EXEMPT PURPOSE 15,000
    PLANNED PARENTHOOD FEDERATION
    123 WILLIAM STREET
    NEW YORK,NY10038     		NONE PC FOR DONEE'S EXEMPT PURPOSE 200,000
    PRO PUBLICA INC
    155 AVENUE OF THE AMERICAS 13TH FL
    NEW YORK,NY10013     		NONE PC FOR DONEE'S EXEMPT PURPOSE 250,000
    PROSPECT PARK ALLIANCE
    95 PROSPECT PARK WEST
    BROOKLYN,NY11215     		NONE PC FOR DONEE'S EXEMPT PURPOSE 4,128
    RED HOOK INITIATIVE
    767 HICKS STREET
    BROOKLYN,NY11231     		NONE PC FOR DONEE'S EXEMPT PURPOSE 75,000
    RIVERDALE COUNTRY SCHOOL
    5250 FIELDSTON ROAD
    BRONX,NY10471     		NONE PC FOR DONEE'S EXEMPT PURPOSE 50,000
    SAFE PASSAGE PROJECT
    185 WEST BROADWAY
    NEW YORK,NY10013     		NONE PC FOR DONEE'S EXEMPT PURPOSE 75,000
    SOCIAL GOOD FUND
    PO BOX 5473
    RICHMOND,CA94805     		NONE PC FOR DONEE'S EXEMPT PURPOSE 25,000
    SUNRISE MOVEMENT EDUCATION FUND
    50 F STREET
    WASHINGTON,DC20001     		NONE PC FOR DONEE'S EXEMPT PURPOSE 35,000
    THE FORTUNE SOCIETY
    29-76 NORTHERN BLVD
    LONG ISLAND CITY,NY11101     		NONE PC FOR DONEE'S EXEMPT PURPOSE 25,000
    THE MARSHALL PROJECT
    156 WEST 56 STREET
    NEW YORK,NY10019     		NONE PC FOR DONEE'S EXEMPT PURPOSE 20,000
    THOUSAND CURRENTS
    1330 BROADWAY
    OAKLAND,CA94612     		NONE PC FOR DONEE'S EXEMPT PURPOSE 20,000
    US FUNDS FOR UNICEF
    125 MAIDEN LANE
    NEW YORK,NY10038     		NONE PC FOR DONEE'S EXEMPT PURPOSE 75,000
    UTAH DINE
    211 E 300 S
    SALT LAKE CITY,UT84111     		NONE PC FOR DONEE'S EXEMPT PURPOSE 10,000
    WHEDCO
    50 EAST 168TH STREET
    BRONX,NY10452     		NONE PC FOR DONEE'S EXEMPT PURPOSE 50,000
    WILLIAM J BRENNAN JR CENTER FOR JUSTICE INC
    120 BROADWAY SUITE 1750
    NEW YORK,NY10271     		NONE PC FOR DONEE'S EXEMPT PURPOSE 50,000
    Total .................................bullet 3a 5,914,168
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14    
    4 Dividends and interest from securities....     14 908,912  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income..... 900000   14 501,889  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		900000 235 18 3,152,390  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aOTHER INCOME/(LOSS)     		900000   14    
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 235 4,563,191 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    4,563,426
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    MARIPOSA FOUNDATION INC
     
    Employer identification number

    51-0170409
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    MARIPOSA FOUNDATION INC
          		Employer identification number
    51-0170409
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    LEWIS W BERNARD
    7 WEST 81ST STREET
     
    NEW YORK, NY10024

    		$ 3,582,398


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    MARIPOSA FOUNDATION INC
          		Employer identification number

    51-0170409
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 PUBLICALLY TRADED STOCKS $ 3,582,398  
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    MARIPOSA FOUNDATION INC
          		Employer identification number

    51-0170409
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    MARIPOSA FOUNDATION INC
    EIN:
    51-0170409
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CHRISTINA TOMEO @ ASSOCIATES LLC 58,000 29,000 0 0

    TY 2020 InvestmentsOtherSchedule2
    Name:
    MARIPOSA FOUNDATION INC
    EIN:
    51-0170409
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ACACIA PROPERTY CORPORATION 2017 FMV 1,799,997 1,799,997
    ACACIA PROPERTY CORPORATION 2020 FMV 408,376 408,376
    ADAMAS PARTNERS FMV 172,140 203,176
    ARBOUR LANE FMV 1,570,993 1,669,260
    BLACKROCK DEVELOPED EX-FOSSIL FMV 2,603,214 3,565,360
    CASDIN FMV 2,000,000 2,441,187
    CEDAR ROCK CAPITAL PARTNERS FMV 1,881,641 5,406,697
    DAVIDSON KEMPNER DISTRESSED OPP FMV 1,000,000 5,738,343
    ELLIOTT INTERNATIONAL FMV 1,965,000 6,592,307
    FARALLON EQUITY PARTNERS FMV 9,509,826 11,515,102
    FIR TREE INVESTMENTS FMV 85,461 58,687
    GQG PARTNERS EMERGING MARKETS EQUITY FUND-GQG PARTNERS SERIES LLC FMV 2,444,610 3,733,881
    HIGHCLERE INTERNATIONAL FMV 3,323,428 3,318,786
    INDUS SELECT FUND FMV 1,000,000 2,024,420
    ITHAN CREEK FMV 0 1,821,226
    JPM 100% TREASURY FMV 2,922,215 2,922,215
    LEGACY VENTURE IX, LLC FMV 740,956 979,238
    LEGACY VENTURE X, LLC FMV 58,097 57,346
    NEWPORT ASIA FMV 1,090,089 2,027,445
    NUT TREE OFFSHORE FUND , LTD FMV 2,156,072 2,557,290
    OLD LANE INDIA OPPORTUNITIES FMV 675,760 335,824
    REGIMENT SPECIAL SITUATION V FMV 93,718 37,466
    ROCK SPRINGS CAPITAL OFFSHORE FUND LP FMV 2,000,000 3,881,943
    RRG SUSTAINABLE WATER IMPACT FUND B FMV 412,752 443,536
    SOROBAN OPPORTUNITIES CAYMAN FUND FMV 3,706,324 4,804,665
    SOUND POINT FMV 599,657 733,366
    VANGUARD DIVIDEND GROWTH FUND FMV 5,740,501 9,119,444
    WELLINGTON EMERGING CO'S FMV 2,114,608 2,349,415
    WELLINGTON SELECT LEADERS FMV 4,184,991 7,191,320
    WELLINGTON TRUST CTF INTERNATIONAL QUALITY FMV 5,032,624 6,591,646
    WHALEROCK FMV 2,300,000 2,443,913
    SWIFTCURRENT PARTNERS FMV 0 5,201,732

    TY 2020 OtherAssetsSchedule
    Name:
    MARIPOSA FOUNDATION INC
    EIN:
    51-0170409
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    ARBOUR LANE RECEIVABLE 20,045 0 0
    ARBOUR LANE RECEIVABLE 247,555 0 0
    DEPOSIT IN TRANSIT GILDER 20,000 0 0
    PARTNERSHIP RECEIVABLE DAVIDSON KEMPNER INST 0 303,396 303,396


    TY 2020 OtherExpensesSchedule
    Name:
    MARIPOSA FOUNDATION INC
    EIN:
    51-0170409
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CEDAR ROCK - NONDEDUCTIBLE EXPENSES 2,100 0 0 0
    COMPUTER 279 279 0 0
    DAVIDSON KEMPNER INSTITUTIONAL PARTNERS 30 30 0 0
    FARALLON NON DEDUCTIBLE 577 0 0 0
    FILING FEE 672 0 0 672
    INSURANCE 1,076 0 0 0
    MEMBERSHIP DUES 1,332 0 0 1,332
    MISCELLANEOUS 4,000 0 0 0
    NYS DEPARTMENT OF LAW 1,525 0 0 1,525
    RENAISSANCE INSTITUTIONAL DIVERSIFIED ALPHA FUND LLC - NONDEDUCTIBLE 26 0 0 0
    THE HIGHCLERE INTERNATIONAL INVESTORS SMID FUND - NONDEDUCTIBLE 646 0 0 0
    THE SANDERSON INTERNATIONAL VALUE FUND - NONDEDUCTIBLE 130 0 0 0


    TY 2020 OtherIncomeSchedule2
    Name:
    MARIPOSA FOUNDATION INC
    EIN:
    51-0170409
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    ADAMAS PARTNERS 316 316 0
    ADAMAS PARTNERS -14 -14 0
    ADAMAS PARTNERS 0 0 0
    ADAMAS PARTNERS 0 0 0
    ADAMAS PARTNERS 0 0 0
    ADAMAS PARTNERS 0 0 0
    ARBOUR LANE -36 -36 0
    ARBOUR LANE 17,259 17,259 0
    ARBOUR LANE 22,753 22,753 0
    ARBOUR LANE 110,372 110,372 0
    BLACKROCK DEVELOPED EX-FOSSIL 2,233 2,233 0
    CEDAR ROCK CAPITAL PARTNERS -7,070 -7,070 0
    DAVIDSON KEMPNER INSTITUTIONAL 136 136 0
    DAVIDSON KEMPNER INSTITUTIONAL -135 -135 0
    DAVIDSON KEMPNER INSTITUTIONAL 235 235 0
    DAVIDSON KEMPNER INSTITUTIONAL 80 80 0
    DAVIDSON KEMPNER INSTITUTIONAL 21,671 21,671 0
    DAVIDSON KEMPNER INSTITUTIONAL 0 136 0
    EDGBASTON ASIAN EQUITY 0 0 0
    FARALLON EQUITY PARTNERS, LP 105,857 105,857 0
    FARALLON EQUITY PARTNERS, LP -58,139 -58,139 0
    FIR TREE INVESTMENTS 0 0 0
    GQG PARTNERS EMERGING MARKETS EQUITY FUND -2,551 -2,551 0
    LEGACY VENTURE IX LLC -3 -3 0
    NEWPORT ASIA INSTITUTIONAL FUND, LP -1,946 -1,946 0
    NUT TREE 72,406 72,406 0
    RENAISSANCE INSTITUTIONAL DIVERSIFIED ALPHA FUND LLC 13,976 13,976 0
    SOROBAN OPPORTUNITY CAYMAN FUND LTD 133,722 133,722 0
    THE HIGHCLERE INTL INVESTORS SMID FD 49,854 49,854 0
    THE SANDERSON INTERNATIONAL VALUE FUND 23,081 23,081 0
    WELLINGTON TRUST CO, NA CTF EMERGING 776 776 0
    WELLINGTON TRUST COMPANY NA CTF INTERNATIONAL QUALITY -2,659 -2,659 0
    WELLINGTON TRUST COMPANY, NA CTF SELECT LEADERS PORTFOLIO -285 -285 0


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    MARIPOSA FOUNDATION INC
    EIN:
    51-0170409
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADAMAS PARTNERS 843 843 0 0
    ARBOUR LANE 30,440 30,440 0 0
    BLACKROCK MANAGEMENT FEE 1,269 1,269 0 0
    BLACKROCK MANAGEMENT FEE 2,283 2,283 0 0
    CEDAR ROCK CAPITAL PARTNERS 49,427 49,427 0 0
    DAVIDSON KEMPNER INSTITUTIONAL PARTNERS 11,443 11,443 0 0
    FARALLON EQUITY PARTNERS LP 92,157 92,157 0 0
    GQG PARTNERS EMERGING MARKETS 23,072 23,072 0 0
    HILDY J. SIMMONS 30,000 0 0 30,000
    LEGACY VENTURE IX LLC 194 194 0 0
    LEGACY VENTURE IX LLC 49,512 49,512 0 0
    LEGACY VENTURE X LLC 1,903 1,903 0 0
    MONTICELLO ASSOCIATES, INC. 50,000 50,000 0 0
    NEWPORT ASIA INSTITUTIONAL FUND 16,209 16,209 0 0
    OLD LANE NON DEDUCTIBLE 0 0 0 0
    REGIMENT CAPITAL SPECIAL SITUATIONS FD V 642 642 0 0
    RENAISSANCE INSTITUTIONAL DIVERSIFIED ALPHA FUND LLC 44,731 44,731 0 0
    RRG SUSTAINABLE WATER IMPACT 81,488 81,488 0 0
    TCC GROUP, INC. 79,222 0 0 79,222
    THE HIGHCLERE INTERNATIONAL INVESTORS SMID FUND 27,454 27,454 0 0
    THE SANDERSON INTERNATIONAL VALUE FUND 0 0 0 0
    WELLINGTON TRUST COMPANY NA CTF INTERNATIONAL QUALITY 1,246 1,246 0 0
    WELLINGTON TRUST COMPANY NA CTF INTERNATIONAL QUALITY 23,424 23,424 0 0
    WELLINGTON TRUST COMPANY, NA CTF EMERGING COMPANIES PORTFOLIO 541 541 0 0
    WELLINGTON TRUST COMPANY, NA CTF EMERGING COMPANIES PORTFOLIO 32,741 32,741 0 0
    WELLINGTON TRUST COMPANY, NA CTF SELECT LEADERS PARTNERS 1,441 1,441 0 0
    WELLINGTON TRUST COMPANY, NA CTF SELECT LEADERS PARTNERS 82,808 82,808 0 0


    TY 2020 SubstantialContributorsSch
    Name:
    MARIPOSA FOUNDATION INC
    EIN:
    51-0170409
    Name Address
    LEWIS W BERNARD 7 WEST 81ST STREET APT 7A
    NEW YORK,NY10024


    TY 2020 TaxesSchedule
    Name:
    MARIPOSA FOUNDATION INC
    EIN:
    51-0170409
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADAMAS PARTNERS - OTHER STATE/FED TAX CREDIT 95 95 0 0
    FEDERAL TAXES 45,000 0 0 0
    FOREIGN TAX - BLACKROCK DEVELOPED EX-FOSSIL 3,573 3,573 0 0
    FOREIGN TAX - CEDAR ROCK CAPITAL PARTNERS 3,489 3,489 0 0
    FOREIGN TAX - DAVIDSON KEMPNER INSTITUTIONAL PARTNERS 91 91 0 0
    FOREIGN TAX - GQG PARTNERS EMERGING MARKETS EQUITY FUND 5,736 5,736 0 0
    FOREIGN TAX - HIGHCLERE INTERNATIONAL 5,817 5,817 0 0
    FOREIGN TAX - NEWPORT ASIA INSTITUTIONAL FUND, LP 1,818 1,818 0 0
    FOREIGN TAX - RENAISSANCE INSTITUTIONAL DIVERSIFIED ALPHA FUND LLC 2,689 2,689 0 0
    FOREIGN TAX - THE SANDERSON INTERNATIONAL VALUE FUND 1,270 1,270 0 0
    FOREIGN TAX - WELLINGTON TRUST COMPANY, NA CTF EMERGING COMPANIES PORTFOLIO 735 735 0 0
    FOREIGN TAX - WELLINGTON TRUST COMPANY, NA CTF SELECT LEADERS PORTFOLIO 1,145 1,145 0 0
    NYS CORPORATION TAX 250 0 0 0
    PAYROLL ADMINISTRATION 14,858 0 0 14,858
    WELLINGTON TRUST COMPANY NA CTF INTERNATIONAL QUALITY 16,214 16,214 0 0