TY 2020 Form 990PF

- TIN:

Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020

Name of foundation
THE DAVID ROCKEFELLER FUND INC

Number and street (or P.O. box number if mail is not delivered to street address)475 RIVERSIDE DRIVE NO 900
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10115

A Employer identification number

13-3533359

B Telephone number (see instructions)

(212) 812-4300

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$66,044,643J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	378,960
2	Check .............
3	Interest on savings and temporary cash investments	3,768		3,768
4	Dividends and interest from securities...	1,343,064		1,331,178
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		492,192
b	Gross sales price for all assets on line 6a 27,601,702
7	Capital gain net income (from Part IV, line 2)...			976,336
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		-23,997	-31,248
12	Total. Add lines 1 through 11........	2,193,987		2,280,034
13	Compensation of officers, directors, trustees, etc.	348,154		57,568	288,586
14	Other employee salaries and wages......	121,929		0	117,418
15	Pension plans, employee benefits.......	158,389		15,965	149,789
16a	Legal fees (attach schedule).........		11,281	5,929	14,156
b	Accounting fees (attach schedule).......		28,372	12,858	2,004
c	Other professional fees (attach schedule)....		440,263	279,564	158,913
17	Interest...............			89
18	Taxes (attach schedule) (see instructions)...		19,583	25,500	0
19	Depreciation (attach schedule) and depletion...		4,238	0
20	Occupancy..............	32,230		1,557	28,478
21	Travel, conferences, and meetings.......	17,503		0	20,834
22	Printing and publications..........	400		0	400
23	Other expenses (attach schedule).......		291,990	195,450	98,183
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	1,474,332		594,480	878,761
25	Contributions, gifts, grants paid.......	10,236,780			10,752,105
26	Total expenses and disbursements. Add lines 24 and 25	11,711,112		594,480	11,630,866
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-9,517,125
b	Net investment income (if negative, enter -0-)			1,685,554
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	269,114	511,865	511,865
	2	Savings and temporary cash investments.........	1,769,818	397,504	397,504
	3	Accounts receivable
		Less: allowance for doubtful accounts	80,159
	4	Pledges receivable 8,300
		Less: allowance for doubtful accounts	1,000	8,300	8,300
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........	9,600	22,757	22,757
	10a	Investments—U.S. and state government obligations (attach schedule)	8,688,090	6,966,527	6,966,527
	b	Investments—corporate stock (attach schedule).......	15,942,859	20,019,851	20,019,851
	c	Investments—corporate bonds (attach schedule).......	3,065,577	2,786,215	2,786,215
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	38,715,674	35,247,659	35,247,659
	14	Land, buildings, and equipment: basis 29,110
		Less: accumulated depreciation (attach schedule) 12,304	8,527	16,806	16,806
	15	Other assets (describe )	0	67,159	67,159
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	68,550,418	66,044,643	66,044,643
	17	Accounts payable and accrued expenses..........	252,434	293,184
	18	Grants payable.................	990,000	475,000
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........	1,242,434	768,184
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........	62,424,603	61,134,181
	25	Net assets with donor restrictions............	4,883,381	4,142,278
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	67,307,984	65,276,459
	30	Total liabilities and net assets/fund balances (see instructions).	68,550,418	66,044,643

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

67,307,984

Enter amount from Part I, line 27a .....................

-9,517,125

Other increases not included in line 2 (itemize) bullet

7,556,704

Add lines 1, 2, and 3 ..........................

65,347,563

Decreases not included in line 2 (itemize) bullet

71,104

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

65,276,459

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation
1 a	PUBLICLY TRADED SECURITIES
b	LIBRA FOSSIL FUEL FREE FUND, LP	P
c	ROCKEFELLER ACCESS FUND 06-I, LLC - NET OF UBI	P
d	ROCKEFELLER ALTERNATIVE STRATEGIES FUND, LP	P
e

(e) Gross sales price		(f) Depreciation allowed (or allowable)	(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a				-94,056
b				924,040
c				145,177
d				1,175
e

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-94,056
b			924,040
c			145,177
d			1,175
e

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	976,336
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	23,429
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	23,429
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	23,429
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a	18,417
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	6,600
d	Backup withholding erroneously withheld ...........	6d	0

7	Total credits and payments. Add lines 6a through 6d..............		7	25,017
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	1,588
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax1,588	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

Yes

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Yes

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions Click to see attachment

.................

Yes

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

WWW.DRFUND.ORG

The books are in care of bullet

LUKAS HAYNES Telephone no. bullet

(212) 812-4300

Located at bullet

475 RIVERSIDE DRIVENEW YORKNY ZIP+4 bullet

10115

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
PEGGY DULANY	TRUSTEE 1.50	0	0	0
475 RIVERSIDE DRIVE SUITE 900 NEW YORK,NY10115	TRUSTEE 1.50	0	0	0
NILI GILBERT	TRUSTEE 2.50	11,550	0	0
475 RIVERSIDE DRIVE SUITE 900 NEW YORK,NY10115	TRUSTEE 2.50	11,550	0	0
DANIEL GROWALD	TRUSTEE 2.00	0	0	0
475 RIVERSIDE DRIVE SUITE 900 NEW YORK,NY10115	TRUSTEE 2.00	0	0	0
GARA LAMARCHE	TRUSTEE 1.00	2,000	0	0
475 RIVERSIDE DRIVE SUITE 900 NEW YORK,NY10115	TRUSTEE 1.00	2,000	0	0
REBECCA LAMBERT	TRUSTEE 1.50	0	0	0
475 RIVERSIDE DRIVE SUITE 900 NEW YORK,NY10115	TRUSTEE 1.50	0	0	0
MICHAEL QUATTRONE	TRUSTEE 2.50	0	0	0
475 RIVERSIDE DRIVE SUITE 900 NEW YORK,NY10115	TRUSTEE 2.50	0	0	0
CAMILLA ROCKEFELLER	TRUSTEE/CHAIR 3.00	0	0	0
475 RIVERSIDE DRIVE SUITE 900 NEW YORK,NY10115	TRUSTEE/CHAIR 3.00	0	0	0
CLAY ROCKEFELLER	TRUSTEE 2.00	0	0	0
475 RIVERSIDE DRIVE SUITE 900 NEW YORK,NY10115	TRUSTEE 2.00	0	0	0
DAVID ROCKEFELLER JR	TRUSTEE 1.50	0	0	0
475 RIVERSIDE DRIVE SUITE 900 NEW YORK,NY10115	TRUSTEE 1.50	0	0	0
MANYA RUBINSTEIN	TRUSTEE 1.50	0	0	0
475 RIVERSIDE DRIVE SUITE 900 NEW YORK,NY10115	TRUSTEE 1.50	0	0	0
JAMIE BENNETT	TRUSTEE 2.00	0	0	0
475 RIVERSIDE DRIVE SUITE 900 NEW YORK,NY10115	TRUSTEE 2.00	0	0	0
ARIANA ROCKEFELLER	TRUSTEE 1.50	0	0	0
475 RIVERSIDE DRIVE SUITE 900 NEW YORK,NY10115	TRUSTEE 1.50	0	0	0
CHRISTINE HEENAN	TRUSTEE 1.00	0	0	0
475 RIVERSIDE DRIVE SUITE 900 NEW YORK,NY10115	TRUSTEE 1.00	0	0	0
MAX MILLER	TRUSTEE 1.50	0	0	0
475 RIVERSIDE DRIVE SUITE 900 NEW YORK,NY10115	TRUSTEE 1.50	0	0	0
LUKAS HAYNES	EXECUTIVE DIRECTOR 40.00	242,087	49,260	5,050
475 RIVERSIDE DRIVE SUITE 900 NEW YORK,NY10115	EXECUTIVE DIRECTOR 40.00	242,087	49,260	5,050
LEXI FISHER	SECRETARY/DIR OF PROGRAMS & OPERATIONS 40.00	86,232	47,014	1,485
475 RIVERSIDE DRIVE SUITE 900 NEW YORK,NY10115	SECRETARY/DIR OF PROGRAMS & OPERATIONS 40.00	86,232	47,014	1,485
LEAH D'ANGELO	TREASURER 1.00	6,285	1,886	0
475 RIVERSIDE DRIVE SUITE 900 NEW YORK,NY10115	TREASURER 1.00	6,285	1,886	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
STEPHANIE BURGOS	PROGRAM ASSISTANT 40.00	52,230	17,960	1,178
475 RIVERSIDE DRIVE SUITE 900 NEW YORK,NY10115	PROGRAM ASSISTANT 40.00	52,230	17,960	1,178








Total number of other employees paid over $50,000...................				0

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
ROCKEFELLER CAPITAL MANAGEMENT	INVESTMENT MANAGEMENT	342,058
45 ROCKEFELLER PLAZA FLOOR 5 NEW YORK,NY10111	INVESTMENT MANAGEMENT	342,058
BUILDING IMPACT	GRANT MAKING CONSULTANTS	70,000
44 HOWARD AVENUE NEW HAVEN,CT06519	GRANT MAKING CONSULTANTS	70,000

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1	DURING 2020, 2 MEMBERS OF THE STAFF OF DAVID ROCKEFELLER FUND PROVIDED TECHNICAL ASSISTANCE TO CHARITABLE ORGANIZATIONS, GOVERNMENTAL BODIES AND COMMITTEES, AND 1 MEMBER OF THE STAFF SERVED ON 3 CHARITABLE ORGANIZATIONS' BOARDS. 2 MEMBERS OF THE STAFF SERVED ON TOTAL OF 7 COMMITTEES, PUBLIC COMMISSIONS, OR TASK FORCES IN ORDER TO PROVIDE TECHNICAL ASSISTANCE.	109,586
2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

62,262,759

Average of monthly cash balances.......................

2,312,853

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

64,575,612

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

64,575,612

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

968,634

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

63,606,978

Minimum investment return. Enter 5% of line 5..................

3,180,349

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

3,180,349

Tax on investment income for 2020 from Part VI, line 5......

23,429

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

23,429

Distributable amount before adjustments. Subtract line 2c from line 1............

3,156,920

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

3,156,920

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

3,156,920

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

11,630,866

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

11,630,866

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

11,630,866

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2019	(c) 2019	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7					3,156,920
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2020:
a From 2015......	1,296,082
b From 2016......	1,355,799
c From 2017......	1,209,689
d From 2018......	593,750
e From 2019......	1,621,017
fTotal of lines 3a through e........		6,076,337
4Qualifying distributions for 2020 from Part
XII, line 4: $ 11,630,866
a Applied to 2019, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2020 distributable amount.....					3,156,920
e Remaining amount distributed out of corpus		8,473,946
5 Excess distributions carryover applied to 2020.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		14,550,283
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...		1,296,082
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......		13,254,201
10 Analysis of line 9:
a Excess from 2016....	1,355,799
b Excess from 2017....	1,209,689
c Excess from 2018....	593,750
d Excess from 2019....	1,621,017
e Excess from 2020....	8,473,946

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

LEXI FISHER
475 RIVERSIDE DRIVE SUITE 900
NEW YORK,NY10115
(212) 812-4300
LOI@DRFUND.ORG

bThe form in which applications should be submitted and information and materials they should include:

THE DAVID ROCKEFELLER FUND WEBSITE STATES 1-2 PAGE LETTER OF INTENT SHOULD BE SUBMITTED TO LOI@DRFUND.ORG

cAny submission deadlines:

THE DAVID ROCKEFELLER FUND ACCEPTS UNSOLICITED REQUESTS ON A ROLLING BASIS.

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

THE DAVID ROCKEFELLER FUND ONLY ACCEPTS UNSOLICITED REQUESTS THAT FIT ITS THREE KEY PROGRAM AREAS (ARTS, CRIMINAL JUSTICE AND ENVIRONMENT)

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
350ORG PO BOX 843004 BOSTON,MA022843004		PC	GRASSROOTS CLIMATE MOVEMENT	100,000
A BETTER BIG SKY PO BOX 7134 MISSOULA,MT59807		NC	SUPPORT MONTANA-BASED ORGANIZATION EDUCATIONG RURAL AND YOUNGER MONTANANS ABOUT PROGRESSIVE POLICY.	50,000
A BLADE OF GRASS 81 PROSPECT STREET BROOKLYN,NY11201		PC	SOCIALLY ENGAGED ART	25,000
ABOLITIONIST LAW CENTER PO BOX 8654 PITTSBURGH,PA15221		PC	LIFE WITHOUT PAROLE PROJECT	50,000
ALLIANCE FOR CLIMATE EDUCATION (ACE) 4676 BROADWAY SUITE A BOULDER,CO80304		PC	ENOUGH! VOTER EDUCATION CAMPAIGN	100,000
ALLIANCE OF ARTISTS COMMUNITIES 44 WESTMINSTER STREET PROVIDENCE,RI02903		PC	ARTIST RESIDENCIES	10,000
AMERICAN FARMLAND TRUST 1150 CONNECTICUT AVENUE NW SUITE 600 WASHINGTON,DC20036		PC	REGENERATIVE AGRICULTURE	50,000
AMERICANS FOR THE ARTS ACTION FUND 1000 VERMONT AVENUE NW - 6TH FLOOR WASHINGTON,DC20005		NC	EDUCATE CITIZENS ON ARTS-FRIENDLY PUBLIC POLICIES AT THE FEDERAL, STATE AND LOCAL LEVELS.	75,000
AMOS HOUSE 460 PINE STREET PROVIDENCE,RI02907		PC	HOMELESS SERVICES	25,000
AMPLIFIER FOUNDATION 901 HIAWATHA PLACE S UNIT 100 SEATTLE,WA98144		PC	DESIGN LAB FOR ART ACTIVISM	50,000
ARIZONA CENTER FOR EMPOWERMENT 5716 N 19TH AVENUE PHOENIX,AZ85015		PC	VOTING RIGHTS PROTECTION	50,000
BEAUTIFUL TROUBLE INC 139 NORFOLK ST 3D NEW YORK CITY,NY10002		PC	CLIMATE CLOCK ART INSTALLATION	75,000
BIODIVERSITY FUNDERS GROUP PO BOX 29361 SAN FRANCISCO,CA941290361		PC	CLIMATE AND ENERGY FUNDERS GROUP	10,000
BOSTON COLLEGE HIGH SCHOOL 150 MORRISSEY BLVD BOSTON,MA02125		PC	NATIONAL ANTI-RACISM TEACH IN	10,000
BRAVE NEW FILMS ACTION FUND 10510 CULVER BOULEVARD CULVER CITY,CA90232		NC	CREATE AND DISTRIBUTE ENGAGING MEDIA TO EDUCATE AND MOTIVATE CITIZENS, LEADING TO PRODUCTIVE CIVIC PARTICIPATION.	25,000
BULLETIN OF THE ATOMIC SCIENTISTS 1307 E 60TH ST CHICAGO,IL606373283		PC	ARTISTIC SCULPTURE	25,000
BVM CAPACITY BUILDING INSTITUTE 3645 MARKETPLACE BOULEVARD STE 130-209 EAST POINT,GA30344		PC	CIVIC ENGAGEMENT IN BLACK COMMUNITIES	250,000
CASA DE MARYLAND 8151 15TH AVE HYATTSVILLE,MD20873		PC	VOTING RIGHTS PROTECTION	50,000
CENTER FOR CONSTITUTIONAL RIGHTS 666 BROADWAY 7TH FLOOR NEW YORK,NY10012		PC	LIFE WITHOUT PAROLE / RACIAL JUSTICE	150,000
CHASHAMA 675 THIRD AVE SUITE 3225 NEW YORK,NY10017		PC	AFFORDABLE SPACE FOR ARTISTS	35,000
CIVIL LIBERTIES DEFENSE CENTER 1430 WILLAMETTE STREET 359 EUGENE,OR97401		PC	LEGAL DEFENSE IN SERVICE OF ENVIRONMENTAL MOVEMENT	50,000
COALITION FOR BUZZARDS BAY 114 FRONT STREET BEDFORD,MA02740		PC	TRUSTEE DISCRETIONARY GRANT	10,000
COMMUNITY FUNDS INC 909 THIRD AVENUE 22ND FLOOR NEW YORK,NY10022		PC	COVID-19 RAPID RESPONSE FUND	20,000
COMMUNITY FUNDS INC 909 THIRD AVENUE ND FLOOR,NY10022		PC	MOSAIC NETWORK & FUND	50,000
CONFLUENCE PHILANTHROPY 436 14TH STREET - SUITE 900 OAKLAND,CA94612		PC	MISSION ALIGNED INVESTING	3,000
CONSERVATION COLORADO 1536 WYNKOOP STREET SUITE 510 DENVER,CO80202		NC	PROTECT COLORADO'S CLIMATE, AIR, LAND, WATER, AND COMMUNITIES THROUGH ORGANIZING AND ADVOCACY.	50,000
COUNCIL ON CRIMINAL JUSTICE 560 LEXINGTON AVENUE SUITE 16B NEW YORK,NY10022		PC	NATIONAL JUSTICE REFORM COALITION	75,000
COUNCIL ON STRATEGIC RISKS 1025 CONNECTICUT AVENUE NW STE 1000 WASHINGTON,DC20036		PC	CENTER FOR CLIMATE & SECURITY	100,000
COUNCIL ON STRATEGIC RISKS 1025 CONNECTICUT AVENUE NW STE 1000 WASHINGTON,DC20036		PC	CENTER FOR CLIMATE & SECURITY (CLIMATE SECURITY IN JAPAN)	50,000
COUNT MI VOTE EDUCATION FUND PO BOX 16180 LANSING,MI48901		PC	VOTER EDUCATION	50,000
CROSSROADS RHODE ISLAND 160 BROAD STREET PROVIDENCE,RI02903		PC	HOMELESS SERVICES	25,000
CULTURAL ENGAGEMENT LAB 1330 BROADWAY SUITE 300 OAKLAND,CA94612		NC	ORGANIZE A STRONG NETWORK OF ARTISTS AND CULTURE MAKERS FROM IMPACTED COMMUNITIES WHO CAN USE ART AND CULTURE AS AN ENGINE FOR CIVIC ENGAGEMENT.	100,000
CULTURAL SHED 545 W 30TH STREET NEW YORK,NY10001		PC	PERFORMANCE ART	50,000
DETENTION WATCH NETWORK 1915 I STREET NW 8TH FLOOR WASHINGTON,DC20006		PC	IMMIGRANT DETENTION REFORM	50,000
DOCTORS WITHOUT BORDERS USA 40 RECTOR STREET 16TH FLOOR NEW YORK,NY10006		PC	COVID-19 EMERGENCY RESPONSE	100,000
DREAM CORPS 36 14TH STREET SUITE 920 OAKLAND,CA94612		PC	CANARY IMPACT FUND PARTICIPATORY GRANTMAKING COMMITTEE	100,000
EARTH DAY NETWORK 1752 N STREET NW - 7TH FLOOR WASHINGTON,DC20036		PC	STREET ART PROJECT	10,000
ENVIRONMENTAL GRANTMAKERS ASSOCIATION 475 RIVERSIDE DRIVE SUITE 900 NEW YORK,NY10115		PC	ENVIRONMENT FUNDER NETWORK	5,000
ENVIRONMENTAL INTEGRITY PROJECT 1000 VERMONT AVE NW STE 1100 WASHINGTON,DC20005		PC	CLEAN AIR STANDARDS IN TX	50,000
FAIR COUNT 464 BOULEVARD SE ATLANTA,GA30312		PC	VOTING RIGHTS PROTECTION	50,000
FIDELITY INVESTMENTS CHARITABLE GIFT FUND 55 POND AVE BROOKLINE,PA02445		PC	RESILIENT DEMOCRACY FUND	100,000
FORUM FOR THE FUTURE US 81 PROSPECT ST BROOKLYN,NY11201		PC	REGENERATIVE AGRICULTURE	50,000
FORWARD MONTANA FOUNDATION PO BOX 2817 MISSOULA,MT59806		PC	VOTING RIGHTS PROTECTION	50,000
FOUNDATION FOR CONTEMPORARY ARTS 820 GREENWICH STREET NEW YORK,NY10014		PC	COVID-19 RAPID RESPONSE FUND	20,000
FOUNTAIN HOUSE 425 WEST 47TH STREET NEW YORK,NY10036		PC	STUDIO GALLERY	25,000
FRACTURED ATLAS PO BOX 55 HARTSDALE,NY10530		PC	"SCENE CITY" DOCUMENTARY FILM	50,000
FRIENDS OF LITTLE COMPTON WELLNESS CENTER 115 E MAIN ROAD LITTLE COMPTON,RI02837		PC	COVID-19 EFFORTS	20,000
FUND FOR CONSTITUTIONAL GOVERNMENT 122 MARYLAND AVENUE NE WASHINGTON,DC20002		PC	PEACE & SECURITY FUNDERS GROUP	3,500
GAMALIEL FAITH AND DEMOCRACY CAMPAIGN 5401 S CORNELL AVENUE SUITE 301 CHICAGO,IL60615		NC	BUILD STRUCTURAL POWER THROUGH COMMUNITY EDUCATION TO TRANSFORM THE SYSTEMS THAT PERPETUATE INEQUITY AND INJUSTICE.	50,000
GEORGE MASON UNIVERSITY FOUNDATION 4400 UNIVERSITY DRIVE MS 1A3 FAIRFAX,VI22030		PC	REPUBLICEN (ENFRANCHISING CONSERVATIVE GRASSROOTS TO EMBOLDEN AMERICAN CLIMATE LEADERSHIP)	100,000
GEORGIA INVESTOR ACTION FUND INC PO BOX 170515 ATLANTA,GA30317		NC	BUILD POWER IN HISTORICALLY UNDERREPRESENTED COMMUNITIES THROUGH CIVIC ENGAGEMENT AND COMMUNITY ORGANIZING.	750,000
GIBNEY DANCE 280 BROADWAY NEW YORK,NY10007		PC	GIBNEY COMMUNITY ACTION HUB	20,000
GIBNEY DANCE 280 BROADWAY NEW YORK,NY10007		PC	DIVERSITY, EQUITY AND INCLUSION TRAINING	100,000
GIRL BE HEARD 20 JAY STREET - SUITE 209 BROOKLYN,NY11201		PC	YOUTH PERFORMANCE ART	50,000
GOOD NATION FOUNDATION 100 CROSBY STREET ROOM 303 NEW YORK,NY10012		PC	CRIMINAL JUSTICE COLLABORATIVE FUND	55,000
GOOD NATION FOUNDATION 100 CROSBY STREET ROOM 303 NEW YORK,NY10012		PC	DEMOCRACY REFORM	100,000
GOOD SHEPHERD FOOD BANK 3121 HOTEL ROAD AUBURN,ME04210		PC	COVID-19 EFFORTS	50,000
GRANTMAKERS IN THE ARTS 522 COURTLANDT AVENUE BRONX,NY104515008		PC	ARTS FUNDER PROGRAMMING	5,000
GRASSROOTS LEADERSHIP 3121 E 12TH STREET AUSTIN,TX78702		PC	IMMIGRANT DETENTION REFORM	25,000
HI-ARTS 215 EAST 99TH STREET NEW YORK,NY10029		PC	HIP HOP THEATER	75,000
HIP HOP CAUCUS ACTION FUND 817 S LOS ANGELES ST LOS ANGELES,CA90014		NC	ENERGIZE THE HIP HOP COMMUNITY AS A WAY TO BUILD CLIMATE MOVEMENT POWER AND PROMOTE CIVIC ENGAGEMENT.	100,000
HOPEWELL FUND 1201 CONNECTICUT AVENUE NW SUITE 300 WASHINGTON,DC20036		PC	THE MOVEMENT INSTITUTE	115,000
INTERNATIONAL RESCUE COMMITTEE 122 E 42ND STREET NEW YORK,NY10168		PC	GENERAL OPERATING PURPOSES	250
INTERNATIONAL RESCUE COMMITTEE 122 E 42ND STREET NEW YORK,NY10168		PC	STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING PURPOSES	1,500
JACKSON HOLE CENTER FOR GLOBAL AFFAIRS 125 S KING STREET - SUITE F1 JACKSON,WY83001		PC	JACKSON HOLE GLOBAL FORUM: CLIMATE CHANGE AND NATIONAL SECURITY	30,000
JED FOUNDATION 6 E 39TH STREET SUITE 700 NEW YORK,NY10016		PC	STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING PURPOSES	2,050
JEWISH COUNCIL FOR PUBLIC AFFAIRS 25 BROADWAY SUITE 1700 NEW YORK,NY10004		PC	BAIL REFORM PROJECT	50,000
JOLT ACTION PO BOX 4185 AUSTIN,TX78765		NC	BUILD LONG-TERM LEADERSHIP OF LATINX YOUTH, GIVING THEM THE ABILITY TO SHAPE THE CONVERSATION ON CLIMATE JUSTICE.	50,000
LAW FOR BLACK LIVES CO NEO PHILANTHROPY 45 WEST 36TH STREET NEW YORK,NY10018		PC	STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING PURPOSES	150
LEAGUE OF CONSERVATION VOTERS EDUCATION FUND 740 15TH ST NW 7TH FLOOR WASHINGTON,DC20005		PC	CHISPA PROJECT (LATINX VOTER EDUCATION)	75,000
LEAGUE OF CONSERVATION VOTERS 740 15TH ST NW 7TH FLOOR WASHINGTON,DC20005		NC	BUILD POWER THROUGH EDUCATION THAT WILL CREATE A WORLD WITH CLEAN AIR, CLEAN WATER, PUBLIC LANDS, AND A SAFE CLIMATE THAT ARE PROTECTED BY A JUST AND EQUITABLE DEMOCRACY.	250,000
MAINE COAST HERITAGE TRUST 1 BOWDOIN MILL ISLAND SUITE 201 TOPSHAM,ME04086		PC	CLIMATE CHANGE ADAPTATION	50,000
MAKE THE ROAD ACTION FUND 449 TROUTMAN STREET SUITE C BROOKLYN,NY11237		NC	BUILD POWER THROUGH EDUCATION FOR JUSTICE IN LATINX AND IMMIGRANT COMMUNITIES AND WORKING CLASS COMMUNITIES OF COLOR.	50,000
MEALS ON WHEELS OF RHODE ISLAND 70 BATH STREET PROVIDENCE,RI02908		PC	HOMELESS SERVICES	25,000
MICHIGAN CIVIC ACTION FUND 28342 DARTMOUTH STREET MADISON HEIGHTS,MI48071		NC	IMPROVE ALIGNMENT ACROSS NATIONAL, STATE, AND LOCAL PARTNERS TO FOCUS ON TOP PRIORITIES FOR ELIMINATING DISPARITIES IN CIVIC PARTICIPATION.	100,000
MIDDLE COLLEGIATE CHURCH 50 EAST 7TH STREET NEW YORK,NY10003		PC	MIDDLE VOTING REFORM PROJECT	35,000
MIGHTY EARTH 1150 CONNECTICUT AVE NW 8TH FLOOR WASHINGTON,DC20036		PC	DECARBONIZING AGRICULTURE	750,000
MINNESOTA YOUTH COLLECTIVE 2161 UNIVERSITY AVE WEST SUITE 100 ST PAUL,MN55114		NC	ENGAGE YOUNG PEOPLE IN CIVIC ENGAGEMENT AND LEADERSHIP DEVELOPMENT.	50,000
MONTCLAIR COMMUNITY PRE-K LULU'S FUND 49 ORANGE ROAD MONTCLAIR,NJ07042		PC	STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING PURPOSES	300
MONTCLAIR COMMUNITY PRE-K LULU'S FUND 49 ORANGE ROAD MONTCLAIR,NJ07042		PC	STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING PURPOSES	9,900
NATIONAL BLACK THEATRE 2031 FIFTH AVENUE NATIONAL BLACK THEATRE WAY NEW YORK,NY10035		PC	COMMUNITY THEATER	75,000
NATIONAL CENTER FOR FAMILY PHILANTHROPY 1667 K STREET NW - SUITE 550 WASHINGTON,DC20006		PC	PHILANTHROPIC SECTOR SUPPORT	10,000
NATIONAL COMMITTEE FOR RESPONSIVE PHILANTHROPY 1900 L STREET NW SUITE 825 WASHINGTON,DC20036		PC	PHILANTHROPIC SECTOR SUPPORT	2,000
NATIONAL CONFERENCE ON CITIZENSHIP 1920 L ST NW WASHINGTON,DC20036		PC	PARTY AT THE MAILBOX VOTER EDUCATION PROJECT	50,000
NATURAL RESOURCES COUNCIL OF MAINE 3 WADE STREET AUGUSTA,ME043306351		PC	END OF WINTER PUBLICATION	25,000
NEIGHBORHOOD FUNDERS GROUP 300 FRANK H OGAWA PLAZA - SUITE 700 OAKLAND,CA94612		PC	FUNDERS FOR JUSTICE	2,000
NEW FLORIDA MAJORITY (NAME CHANGED TO FLORIDA RISING AS OF JANUARY 2021) 10800 BISCAYNE BLVD SUITE 1050 MIAMI,FL33161		NC	EDUCATE TO BUILD POWER AND INCREASE THE CIVIC ENGAGEMENT OF MARGINALIZED AND EXCLUDED CONSTITUENCIES TOWARD AN INCLUSIVE, EQUITABLE, AND JUST FLORIDA.	100,000
NEW VENTURE FUND 1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON,DC20036		PC	ILLUMINATIVE'S ARTISTIC EFFORTS	100,000
NEW VENTURE FUND 1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON,DC20036		PC	AGROECOLOGY FUND	150,000
NEW WAY OF LIFE PO BOX 875288 LOS ANGELES,CA90087		PC	FORMERLY INCARCERATED, CONVICTED PEOPLE AND FAMILIES MOVEMENT	75,000
NEW YORK FOUNDATION FOR THE ARTS 20 JAY STREET SUITE 740 BROOKLYN,NY11201		PC	RIVER VALLEY ARTS COLLECTIVE	35,000
NISKANEN CENTER 820 FIRST ST NE 675 WASHINGTON,DC20002		PC	COMMON LAW CLIMATE NUISANCE LITIGATION PROJECT	50,000
ONE NEIGHBORHOOD BUILDERS 66 CHAFFEE STREET PROVIDENCE,RI02909		PC	SHERIDAN SMALL HOMES PROJECT (TINY HOMES)	50,000
ORGANIZE PENNSYLVANIA 1414 BRIGHTON RD PITTSBURGH,PA15212		NC	AMPLIFY VOICES AND PRIORITIZE LEADERSHIP DEVELOPMENT IN COMMUNITIES THAT ARE UNDERPAID AND UNDERSERVED IN THE CURRENT ECONOMY, SPECIFICALLY THE ONE PA AMBASSADOR PROGRAM.	50,000
PEACETECH LAB 2301 CONSTITUTION AVENUE NW WASHINGTON,DC20037		PC	THE ROAD TO EQUAL JUSTICE PROJECT	12,000
PHILANTHROPY NEW YORK 320 EAST 43RD STREET NEW YORK,NY10017		PC	PHILANTHROPIC SECTOR SUPPORT	4,850
PODER 5877 W INDIAN SCHOOL RD PHOENIX,AZ85031		NC	TRANSFORM POLICING AND IMMIGRANT DETENTION THROUGH EDUCATING ARIZONA COMMUNITIES OF COLOR IN CIVIC ENGAGEMENT STRATEGIES THAT BUILD POWER.	50,000
PROGRESS MICHIGAN EDUCATION 614 SEYMOUR AVENUE LANSING,MI48933		PC	VOTING RIGHTS PROTECTION	50,000
PROGRESSIVE MULTIPLIER ACTION FUND 714 G STREET NE SUITE 200 WASHINGTON,DC20003		NC	SUPPORT CHARITABLE ORGANIZATIONS IN ENGAGING IN EFFECTIVE COMMUNITY OUTREACH AND REVENUE GENERATION.	75,000
PROJECT ON GOVERNMENT OVERSIGHT 1100 G STREET NW SUITE 500 WASHINGTON,DC20005		PC	INCREASED OVERSIGHT OF PRIVATE PRISON INDUSTRY	25,000
PROTECT OUR WINTERS 4676 BROADWAY STREET BOULDER,CO80304		PC	CLIMATE ACTION FROM OUTDOOR COMMUNITY	75,000
RESEARCH FOUNDATION OF CUNY 524 WEST 59TH STREET SUITE 609B NEW YORK,NY10019		PC	INSTITUTE FOR JUSTICE AND OPPORTUNITY AT JOHN JAY COLLEGE - CRIMINAL JUSTICE FELLOWSHIP	63,000
RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK 524 WEST 59TH STREET SUITE 609B NEW YORK,NY10019		PC	INSTITUTE FOR JUSTICE AND OPPORTUNITY AT JOHN JAY COLLEGE	16,800
RHODE ISLAND COMMUNITY FOOD BANK ASSOCIATION 200 NIANTIC AVENUE PROVIDENCE,RI02907		PC	COVID-19 EFFORTS	100,000
RHODE ISLAND COMMUNITY FOUNDATION ONE UNION STATION PROVIDENCE,RI02903		PC	COVID-19 EFFORTS	100,000
RHODE ISLAND FREE CLINIC 655 BROAD STREET PROVIDENCE,RI02907		PC	COVID-19 EFFORTS	25,000
RHODE ISLAND PUBLIC RADIO 1 UNION STATION PROVIDENCE,RI02903		PC	COVID-19 EFFORTS	25,000
ROCKEFELLER FAMILY FUND 475 RIVERSIDE DRIVE SUITE 900 NEW YORK,NY10115		PC	EQUATION CAMPAIGN & CLIMATE PROGRESS FUND	223,500
ROCKEFELLER FAMILY FUND 475 RIVERSIDE DRIVE SUITE 900 NEW YORK,NY10115		PC	STRATEGIC CONSULTANT IN TX	250,000
ROCKEFELLER PHILANTHROPY ADVISORS 6 WEST 48TH STREET 10TH FLOOR NEW YORK,NY10036		PC	UPSTART CO-LAB - CREATIVE ECONOMY	25,000
ROCKEFELLER PHILANTHROPY ADVISORS 6 WEST 48TH STREET FLOOR 10 NEW YORK,NY100361802		PC	ADMINISTERING THE DAVID ROCKEFELLER FUND TRUSTEE AND MATCHING GRANTS DONOR ADVISED FUND.	80,000
SALZBURG GLOBAL SEMINAR 1250 H STREET NW SUITE 1150 WASHINGTON,DC20005		PC	YOUTH JUSTICE INTERNATIONAL CONVENING	50,000
SCHEHERAZADE INITIATIVES USA 8 THE GREEN SUITE A DOVER,DE19901		PC	REPLICATION OF PARTICIPATORY THEATER MODEL	25,000
SEPSIS ALLIANCE 3180 UNIVERSITY AVENUE SUITE 235 SAN DIEGO,CA92104		PC	NATIONAL SEPSIS REGISTRY	40,350
SHARE OUR STRENGTH 1030 15TH STREET NW SUITE 1100 WEST WASHINGTON,DC20005		PC	STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING PURPOSES	1,000
SIXTEEN THIRTY FUND 1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON,DC20036		NC	EDUCATIONAL COMPONENTS OF THE CLIMATE EQUITY ACTION FUND, WHICH ADVOCATES FOR CLIMATE AND CLEAN ENERGY POLICIES.	494,430
SOCIAL TEES ANIMAL RESCUE 325 E 5TH STREET NEW YORK,NY10023		PC	STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING PURPOSES	25
SOULS GROWN DEEP COMMUNITY PARTNERSHIP 10 LIBERTY STREET SUITE 24G NEW YORK,NY10005		PC	GEE'S BEND QUILT TRAIL	10,000
STATE VOICES 1616 P STREET NW NO 220 WASHINGTON,DC20036		PC	MICHIGAN VOICE VOTER EDUCATION PROJECT	100,000
STELLA ADLER SCHOOL OF ACTING 65 BROADWAY - FLOOR 2 NEW YORK,NY10006		PC	2020 COMMENCEMENT PROJECT	10,000
SUSTAINABLE MARKETS FOUNDATION 45 WEST 36TH STREET FLOOR 6 NEW YORK,NY10018		PC	BANK FORWARD INITIATIVE	25,000
SUSTAINABLE MARKETS FOUNDATION 45 W 36TH STREET 6TH FLOOR NEW YORK,NY10018		PC	ECO-ACCOUNTABILITY PROJECT	25,000
SWISS INSTITUTE 18 WOOSTER STREET NEW YORK,NY10013		PC	COLLECTIVE APPEAL OF ARTS ORGANIZATIONS	50,000
TEXAS CIVIL RIGHTS PROJECT 1405 MONTOPOLIS DRIVE AUSTIN,TX78741		PC	LIMIT OIL AND GAS DEVELOPMENT IN TX	32,500
THE BAIL PROJECT PO BOX 750 VENICE,CA90294		PC	BAIL REFORM	50,000
THE CHURCH OF ST LUKE IN THE FIELDS 481 HUDSON STREET NEW YORK,NY10014		PC	STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING PURPOSES	1,000
THE CLARA LIONEL FOUNDATION 81 PROSPECT STREET BROOKLYN,NY11201		PC	RACIAL JUSTICE / POLICE REFORM	130,000
THE CLARA LIONEL FOUNDATION 81 PROSPECT STREET BROOKLYN,NY11201		PC	RACIAL JUSTICE EFFORTS	270,000
THE CLARA LIONEL FOUNDATION 81 PROSPECT STREET BROOKLYN,NY11201		PC	RACIAL JUSTICE WORK	100,000
THE LAUNDROMAT PROJECT 1476 FULTON ST BROOKLYN,NY11216		PC	JUSTICE REFORM FELLOWSHIP	75,000
THE MARSHALL PROJECT 156 WEST 56TH STREET SUITE 701 NEW YORK,NY10019		PC	JUSTICE REFORM JOURNALISM	75,000
THE MARSHALL PROJECT 156 WEST 56TH STREET SUITE 701 NEW YORK,NY10019		PC	SURVEY OF INCARCERATED INDIVIDUALS	8,000
THE NORTH FUND 1101 CONNECTICUT AVENUE NW SUITE 450 WASHINGTON,DC20036		NC	DEMOCRACY DOCKET ACTION FUND IN FIGHTING SUPPRESSIVE VOTING LAWS AND PRACTICES IN COURT WITH A PARTICULAR FOCUS ON THOSE LAWS AND PRACTICES THAT WILL HAVE THE GREATEST IMPACT ON MINORITY AND YOUNG VOTERS.	100,000
THE OCEAN FOUNDATION 205 WENTWORTH AVENUE CRANSTON,RI02905		PC	OCEAN STATE OF MIND PROJECT	75,000
THE PUBLIC THEATER 425 LAFAYETTE ST NEW YORK,NY10003		PC	PUBLIC WORKS / MOBILE UNIT	100,000
THE VOTER PROJECT 1229 CHESTNUT STREET PMB 177 PHILADELPHIA,PA19107		NC	ENSURE THAT EACH PENNSYLVANIA VOTER IS ABLE TO CAST A BALLOT IN A SAFE, SECURE, CONVENIENT WAY.	100,000
THE YEARS PROJECT 630 9TH AVENUE - SUITE 305 NEW YORK,NY10036		PC	SOCIAL JUSTICE DOCUMENTARY FILMMAKING	85,000
THEATRE OF THE OPPRESSED NYC 758 8TH AVENUE SUITE 300 NEW YORK,NY10036		PC	SOCIALLY CONSCIOUS THEATER	50,000
TIDES ADVOCACY 1600 E GRAND BLVD SUITE 300G DETROIT,MI48211		NC	EDUCATIONAL PROJECT FOR DETROIT ACTION IN CHALLENGING THE ROOT CAUSE OF POVERTY, ADVANCING JUSTICE, AND PROMOTING HUMAN DEVELOPMENT THROUGH NEIGHBORHOOD-DRIVEN CIVIC ENGAGEMENT.	50,000
TIDES ADVOCACY PO BOX 618147 SAN FRANCISCO,CA29903		NC	SUPPORT FLORIDA RIGHTS RESTORATION COALITION IN ENDING DISENFRANCHISEMENT AND DISCRIMINATION AGAINST PEOPLE WITH CONVICTIONS.	50,000
TIDES FOUNDATION 1012 TORNEY AVE SAN FRANCISCO,CA94129		PC	THE JUSTICE COLLABORATIVE	100,000
TIDES FOUNDATION 1014 TORNEY AVE SAN FRANCISCO,CA94129		PC	MASS LIBERATION - JUSTICE REFORM ORGANIZING	75,000
TIDES FOUNDATION PO BOX 618147 SAN FRANCISCO,CA29903		PC	EDUCATIONAL ACTIVITIES OF THE FLORIDA RIGHTS RESTORATION COALITION, DEDICATED TO ENDING THE DISENFRANCHISEMENT AND DISCRIMINATION AGAINST PEOPLE WITH CONVICTIONS.	250,000
TRANSGENDER LAW CENTER PO BOX 70976 OAKLAND,CA946120976		PC	BLACK LGBTQIA+ MIGRANT PROJECT	10,000
URBAN JUSTICE CENTER 40 RECTOR STREET 9TH FLOOR NEW YORK,NY10006		PC	FREEDOM AGENDA JUSTICE REFORM PROJECT	50,000
VERA INSTITUTE OF JUSTICE 34 35TH STREET SUITE 4-2A BROOKLYN,NY11232		PC	DECARCERATION EFFORTS	75,000
VICTORY GARDENS THEATER 2433 N LINCOLN AVE CHICAGO,IL60614		PC	SOCIAL JUSTICE THEATER	30,000
W HAYWOOD BURNS INSTITUTE 475 14TH STREET SUITE 800 OAKLAND,CA94612		PC	DATA-DRIVEN JUSTICE REFORM	100,000
WESTERN ORGANIZATION OF RESOURCE COUNCILS EDUCATION PROJECT 220 SOUTH 27TH STREET SUITE B BILLINGS,MT59101		PC	MONTANA VOICES CIVIC ENGAGEMENT PROJECT	75,000
WINDWARD FUND 1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON,DC20038		PC	MOSAIC FUND (ENVIRONMENT MOVEMENT INFRASTRUCTURE)	25,000
WINDWARD FUND 1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON,DC20039		PC	HIVE FUND FOR CLIMATE AND GENDER JUSTICE	100,000
WOMEN OF COLOR ADVANCING PEACE AND SECURITY 3695 KETCHUM COURT WOODBRIDGE,VA22193		PC	CLIMATE SECURITY	25,000
WOONASQUATUCKET RIVER WATERSHED COUNCIL 45 EAGLE STREET PROVIDENCE,RI02909		PC	COVID-19 EFFORTS	10,000
WOONASQUATUCKET VALLEY COMMUNITY BUILD 27 SIMS AVENUE PROVIDENCE,RI02909		PC	THE STEEL YARD	15,000
Total ................................. 3a				10,752,105

bApproved for future payment
350ORG PO BOX 843004 BOSTON,MA022843004	PC	GRASSROOTS CLIMATE MOVEMENT	100,000
BRAVE NEW FILMS ACTION FUND 10510 CULVER BOULEVARD CULVER CITY,CA90232	NC	CREATE AND DISTRIBUTE ENGAGING MEDIA TO EDUCATE AND MOTIVATE CITIZENS, LEADING TO PRODUCTIVE CIVIC PARTICIPATION.	25,000
MIGHTY EARTH 1150 CONNECTICUT AVE NW 8TH FLOOR WASHINGTON,DC20037	PC	DECARBONIZING AGRICULTURE	250,000
ROCKEFELLER PHILANTHROPY ADVISORS 6 WEST 48TH STREET 10TH FLOOR NEW YORK,NY10036	PC	UPSTART CO-LAB - CREATIVE ECONOMY	25,000
URBAN JUSTICE CENTER 40 RECTOR STREET 9TH FLOOR NEW YORK,NY10006	PC	FREEDOM AGENDA JUSTICE REFORM PROJECT	50,000
WINDWARD FUND 1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON,DC20038	PC	MOSAIC FUND (ENVIRONMENT MOVEMENT INFRASTRUCTURE)	25,000
Total ................................. 3b			475,000

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........			14	3,768
4 Dividends and interest from securities....	525990	247	14	1,342,817
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............	525990	-194	18	492,386
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: aLIBRA FOSSIL FUEL FREE FUND, LP			14	-25,042
bROCKEFELLER ACCESS FUND 06-I, LLC	525990	4,378	14	-4,508
cROCKEFELLER ALTERNATIVE STRATEGIES FUND, LP			14	1,175
d
e
12 Subtotal. Add columns (b), (d), and (e)..		4,431		1,810,596	0

13Total. Add line 12, columns (b), (d), and (e)..................

1,815,027

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

Yes

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements
1a(1)	50,000	A BETTER BIG SKY	GRANT PAYMENT TO SUPPORT MONTANA-BASED ORGANIZATION EDUCATING WITH RURAL AND YOUNGER MONTANANS ABOUT PROGESSIVE POLICY.
1a(1)	75,000	AMERICANS FOR THE ARTS ACTION FUND	GRANT PAYMENT TO EDUCATE CITIZENS ON ARTS-FRIENDLY PUBLIC POLICIES AT THE FEDERAL, STATE AND LOCAL LEVELS.
1a(1)	25,000	BRAVE NEW FILMS ACTION FUND	GRANT PAYMENT TO CREATE AND DISTRIBUTE ENGAGING MEDIA TO EDUCATE AND MOTIVATE CITIZENS, LEADING TO PRODUCTIVE CIVIC PARTICIPATION.
1a(1)	50,000	CONSERVATION COLORADO	GRANT PAYMENT TO PROTECT COLORADO'S CLIMATE, AIR, LAND, WATER, AND COMMUNITIES THROUGH ORGANIZING AND ADVOCACY.
1a(1)	100,000	CULTURAL ENGAGEMENT LAB	GRANT PAYMENT TO ORGANIZE A STRONG NETWORK OF ARTISTS AND CULTURE MAKERS FROM IMPACTED COMMUNITIES WHO CAN USE ART AND CULTURE AS AN ENGINE FOR CIVIC ENGAGEMENT.
1a(1)	50,000	GAMALIEL FAITH AND DEMOCRACY CAMPAIGN	GRANT PAYMENT TO BUILD STRUCTURAL POWER THROUGH COMMUNITY EDUCATION TO TRANSFORM THE SYSTEMS THAT PERPETUATE INEQUITY AND INJUSTICE.
1a(1)	750,000	GEORGIA INVESTOR ACTION FUND INC	GRANT PAYMENT TO BUILD POWER IN HISTORICALLY UNDERREPRESENTED COMMUNITIES THROUGH CIVIC ENGAGEMENT AND COMMUNITY ORGANIZING.
1a(1)	100,000	HIP HOP CAUCUS ACTION FUND	TOTAL GRANT PAYMENTS MADE IN 2020 TO ENERGIZE THE HIP HOP COMMUNITY AS A WAY TO BUILD CLIMATE MOVEMENT POWER AND PROMOTE CIVIC ENGAGEMENT.
1a(1)	50,000	JOLT ACTION	GRANT PAYMENT TO BUILD LONG-TERM LEADERSHIP OF LATINX YOUTH, GIVING THEM THE ABILITY TO SHAPE THE CONVERSATION ON CLIMATE JUSTICE.
1a(1)	250,000	LEAGUE OF CONSERVATION VOTERS	GRANT PAYMENT TO BUILD POWER THROUGH EDUCATION THAT WILL CREATE A WORLD WITH CLEAN AIR, CLEAN WATER, PUBLIC LANDS, AND A SAFE CLIMATE THAT ARE PROTECTED BY A JUST AND EQUITABLE DEMOCRACY.
1a(1)	50,000	MAKE THE ROAD ACTION FUND	GRANT PAYMENT TO BUILD POWER THROUGH EDUCATION FOR JUSTICE IN LATINX AND IMMIGRANT COMMUNITIES AND WORKING CLASS COMMUNITIES OF COLOR.
1a(1)	100,000	MICHIGAN CIVIC ACTION FUND	GRANT PAYMENT TO IMPROVE ALIGNMENT ACROSS NATIONAL, STATE, AND LOCAL PARTNERS TO FOCUS ON TOP PRIORITIES FOR ELIMINATING DISPARITIES IN CIVIC PARTICIPATION.
1a(1)	50,000	MINNESOTA YOUTH COLLECTIVE	GRANT PAYMENT TO ENGAGE YOUNG PEOPLE IN CIVIC ENGAGEMENT AND LEADERSHIP DEVELOPMENT.
1a(1)	100,000	NEW FLORIDA MAJORITY	GRANT PAYMENT TO EDUCATE TO BUILD POWER AND INCREASE THE CIVIC ENGAGEMENT OF MARGINALIZED AND EXCLUDED CONSTITUENCIES TOWARD AN INCLUSIVE, EQUITABLE, AND JUST FLORIDA.
1a(1)	50,000	ORGANIZE PENNSYLVANIA	GRANT PAYMENT TO AMPLIFY VOICES AND PRIORITIZE LEADERSHIP DEVELOPMENT IN COMMUNITIES THAT ARE UNDERPAID AND UNDERSERVED IN THE CURRENT ECONOMY, SPECIFICALLY THE ONE PA AMBASSADOR PROGRAM.
1a(1)	50,000	PODER	GRANT PAYMENT TO TRANSFORM POLICING AND IMMIGRANT DETENTION THROUGH EDUCATING ARIZONA COMMUNITIES OF COLOR IN CIVIC ENGAGEMENT STRATEGIES THAT BUILD POWER.
1a(1)	75,000	PROGRESSIVE MULTIPLIER ACTION FUND	GRANT PAYMENT TO SUPPORT CHARITABLE ORGANIZATIONS IN ENGAGING IN EFFECTIVE COMMUNITY OUTREACH AND REVENUE GENERATION.
1a(1)	494,430	SIXTEEN THIRTY FUND	TOTAL GRANT PAYMENTS MADE IN 2020, TO SUPPORT EDUCATIONAL COMPONENTS OF THE CLIMATE EQUITY ACTION FUND, WHICH ADVOCATES FOR CLIMATE AND CLEAN ENERGY POLICIES.
1a(1)	100,000	THE NORTH FUND	GRANT PAYMENT TO SUPPORT DEMOCRACY DOCKET ACTION FUND IN FIGHTING SUPPRESSIVE VOTING LAWS AND PRACTICES IN COURT WITH A PARTICULAR FOCUS ON THOSE LAWS AND PRACTICES THAT WILL HAVE THE GREATEST IMPACT ON MINORITY AND YOUNG VOTERS.
1a(1)	100,000	THE VOTER PROJECT	GRANT PAYMENT TO ENSURE THAT EACH PENNSYLVANIA VOTER IS ABLE TO CAST A BALLOT IN A SAFE, SECURE, CONVENIENT WAY.
1a(1)	50,000	TIDES ADVOCACY	GRANT PAYMENT TO SUPPORT DETROIT ACTION IN CHALLENGING THE ROOT CAUSE OF POVERTY, ADVANCING JUSTICE, AND PROMOTING HUMAN DEVELOPMENT THROUGH NEIGHBORHOOD-DRIVEN CIVIC ENGAGEMENT.
1a(1)	50,000	TIDES ADVOCACY	GRANT PAYMENT TO SUPPORT FLORIDA RIGHTS RESTORATION COALITION

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)	Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
350ORGPO BOX 843004 BOSTON,MA022843004	PC	GRASSROOTS CLIMATE MOVEMENT	100,000
A BETTER BIG SKYPO BOX 7134 MISSOULA,MT59807	NC	SUPPORT MONTANA-BASED ORGANIZATION EDUCATIONG RURAL AND YOUNGER MONTANANS ABOUT PROGRESSIVE POLICY.	50,000
A BLADE OF GRASS81 PROSPECT STREET BROOKLYN,NY11201	PC	SOCIALLY ENGAGED ART	25,000
ABOLITIONIST LAW CENTERPO BOX 8654 PITTSBURGH,PA15221	PC	LIFE WITHOUT PAROLE PROJECT	50,000
ALLIANCE FOR CLIMATE EDUCATION (ACE)4676 BROADWAY SUITE A BOULDER,CO80304	PC	ENOUGH! VOTER EDUCATION CAMPAIGN	100,000
ALLIANCE OF ARTISTS COMMUNITIES44 WESTMINSTER STREET PROVIDENCE,RI02903	PC	ARTIST RESIDENCIES	10,000
AMERICAN FARMLAND TRUST1150 CONNECTICUT AVENUE NW SUITE 600 WASHINGTON,DC20036	PC	REGENERATIVE AGRICULTURE	50,000
AMERICANS FOR THE ARTS ACTION FUND1000 VERMONT AVENUE NW - 6TH FLOOR WASHINGTON,DC20005	NC	EDUCATE CITIZENS ON ARTS-FRIENDLY PUBLIC POLICIES AT THE FEDERAL, STATE AND LOCAL LEVELS.	75,000
AMOS HOUSE460 PINE STREET PROVIDENCE,RI02907	PC	HOMELESS SERVICES	25,000
AMPLIFIER FOUNDATION901 HIAWATHA PLACE S UNIT 100 SEATTLE,WA98144	PC	DESIGN LAB FOR ART ACTIVISM	50,000
ARIZONA CENTER FOR EMPOWERMENT5716 N 19TH AVENUE PHOENIX,AZ85015	PC	VOTING RIGHTS PROTECTION	50,000
BEAUTIFUL TROUBLE INC139 NORFOLK ST 3D NEW YORK CITY,NY10002	PC	CLIMATE CLOCK ART INSTALLATION	75,000
BIODIVERSITY FUNDERS GROUPPO BOX 29361 SAN FRANCISCO,CA941290361	PC	CLIMATE AND ENERGY FUNDERS GROUP	10,000
BOSTON COLLEGE HIGH SCHOOL150 MORRISSEY BLVD BOSTON,MA02125	PC	NATIONAL ANTI-RACISM TEACH IN	10,000
BRAVE NEW FILMS ACTION FUND10510 CULVER BOULEVARD CULVER CITY,CA90232	NC	CREATE AND DISTRIBUTE ENGAGING MEDIA TO EDUCATE AND MOTIVATE CITIZENS, LEADING TO PRODUCTIVE CIVIC PARTICIPATION.	25,000
BULLETIN OF THE ATOMIC SCIENTISTS1307 E 60TH ST CHICAGO,IL606373283	PC	ARTISTIC SCULPTURE	25,000
BVM CAPACITY BUILDING INSTITUTE3645 MARKETPLACE BOULEVARD STE 130-209 EAST POINT,GA30344	PC	CIVIC ENGAGEMENT IN BLACK COMMUNITIES	250,000
CASA DE MARYLAND8151 15TH AVE HYATTSVILLE,MD20873	PC	VOTING RIGHTS PROTECTION	50,000
CENTER FOR CONSTITUTIONAL RIGHTS666 BROADWAY 7TH FLOOR NEW YORK,NY10012	PC	LIFE WITHOUT PAROLE / RACIAL JUSTICE	150,000
CHASHAMA675 THIRD AVE SUITE 3225 NEW YORK,NY10017	PC	AFFORDABLE SPACE FOR ARTISTS	35,000
CIVIL LIBERTIES DEFENSE CENTER1430 WILLAMETTE STREET 359 EUGENE,OR97401	PC	LEGAL DEFENSE IN SERVICE OF ENVIRONMENTAL MOVEMENT	50,000
COALITION FOR BUZZARDS BAY114 FRONT STREET BEDFORD,MA02740	PC	TRUSTEE DISCRETIONARY GRANT	10,000
COMMUNITY FUNDS INC909 THIRD AVENUE 22ND FLOOR NEW YORK,NY10022	PC	COVID-19 RAPID RESPONSE FUND	20,000
COMMUNITY FUNDS INC909 THIRD AVENUE ND FLOOR,NY10022	PC	MOSAIC NETWORK & FUND	50,000
CONFLUENCE PHILANTHROPY436 14TH STREET - SUITE 900 OAKLAND,CA94612	PC	MISSION ALIGNED INVESTING	3,000
CONSERVATION COLORADO1536 WYNKOOP STREET SUITE 510 DENVER,CO80202	NC	PROTECT COLORADO'S CLIMATE, AIR, LAND, WATER, AND COMMUNITIES THROUGH ORGANIZING AND ADVOCACY.	50,000
COUNCIL ON CRIMINAL JUSTICE560 LEXINGTON AVENUE SUITE 16B NEW YORK,NY10022	PC	NATIONAL JUSTICE REFORM COALITION	75,000
COUNCIL ON STRATEGIC RISKS1025 CONNECTICUT AVENUE NW STE 1000 WASHINGTON,DC20036	PC	CENTER FOR CLIMATE & SECURITY	100,000
COUNCIL ON STRATEGIC RISKS1025 CONNECTICUT AVENUE NW STE 1000 WASHINGTON,DC20036	PC	CENTER FOR CLIMATE & SECURITY (CLIMATE SECURITY IN JAPAN)	50,000
COUNT MI VOTE EDUCATION FUNDPO BOX 16180 LANSING,MI48901	PC	VOTER EDUCATION	50,000
CROSSROADS RHODE ISLAND160 BROAD STREET PROVIDENCE,RI02903	PC	HOMELESS SERVICES	25,000
CULTURAL ENGAGEMENT LAB1330 BROADWAY SUITE 300 OAKLAND,CA94612	NC	ORGANIZE A STRONG NETWORK OF ARTISTS AND CULTURE MAKERS FROM IMPACTED COMMUNITIES WHO CAN USE ART AND CULTURE AS AN ENGINE FOR CIVIC ENGAGEMENT.	100,000
CULTURAL SHED545 W 30TH STREET NEW YORK,NY10001	PC	PERFORMANCE ART	50,000
DETENTION WATCH NETWORK1915 I STREET NW 8TH FLOOR WASHINGTON,DC20006	PC	IMMIGRANT DETENTION REFORM	50,000
DOCTORS WITHOUT BORDERS USA40 RECTOR STREET 16TH FLOOR NEW YORK,NY10006	PC	COVID-19 EMERGENCY RESPONSE	100,000
DREAM CORPS36 14TH STREET SUITE 920 OAKLAND,CA94612	PC	CANARY IMPACT FUND PARTICIPATORY GRANTMAKING COMMITTEE	100,000
EARTH DAY NETWORK1752 N STREET NW - 7TH FLOOR WASHINGTON,DC20036	PC	STREET ART PROJECT	10,000
ENVIRONMENTAL GRANTMAKERS ASSOCIATION475 RIVERSIDE DRIVE SUITE 900 NEW YORK,NY10115	PC	ENVIRONMENT FUNDER NETWORK	5,000
ENVIRONMENTAL INTEGRITY PROJECT1000 VERMONT AVE NW STE 1100 WASHINGTON,DC20005	PC	CLEAN AIR STANDARDS IN TX	50,000
FAIR COUNT464 BOULEVARD SE ATLANTA,GA30312	PC	VOTING RIGHTS PROTECTION	50,000
FIDELITY INVESTMENTS CHARITABLE GIFT FUND55 POND AVE BROOKLINE,PA02445	PC	RESILIENT DEMOCRACY FUND	100,000
FORUM FOR THE FUTURE US81 PROSPECT ST BROOKLYN,NY11201	PC	REGENERATIVE AGRICULTURE	50,000
FORWARD MONTANA FOUNDATIONPO BOX 2817 MISSOULA,MT59806	PC	VOTING RIGHTS PROTECTION	50,000
FOUNDATION FOR CONTEMPORARY ARTS820 GREENWICH STREET NEW YORK,NY10014	PC	COVID-19 RAPID RESPONSE FUND	20,000
FOUNTAIN HOUSE425 WEST 47TH STREET NEW YORK,NY10036	PC	STUDIO GALLERY	25,000
FRACTURED ATLASPO BOX 55 HARTSDALE,NY10530	PC	"SCENE CITY" DOCUMENTARY FILM	50,000
FRIENDS OF LITTLE COMPTON WELLNESS CENTER115 E MAIN ROAD LITTLE COMPTON,RI02837	PC	COVID-19 EFFORTS	20,000
FUND FOR CONSTITUTIONAL GOVERNMENT122 MARYLAND AVENUE NE WASHINGTON,DC20002	PC	PEACE & SECURITY FUNDERS GROUP	3,500
GAMALIEL FAITH AND DEMOCRACY CAMPAIGN5401 S CORNELL AVENUE SUITE 301 CHICAGO,IL60615	NC	BUILD STRUCTURAL POWER THROUGH COMMUNITY EDUCATION TO TRANSFORM THE SYSTEMS THAT PERPETUATE INEQUITY AND INJUSTICE.	50,000
GEORGE MASON UNIVERSITY FOUNDATION4400 UNIVERSITY DRIVE MS 1A3 FAIRFAX,VI22030	PC	REPUBLICEN (ENFRANCHISING CONSERVATIVE GRASSROOTS TO EMBOLDEN AMERICAN CLIMATE LEADERSHIP)	100,000
GEORGIA INVESTOR ACTION FUND INCPO BOX 170515 ATLANTA,GA30317	NC	BUILD POWER IN HISTORICALLY UNDERREPRESENTED COMMUNITIES THROUGH CIVIC ENGAGEMENT AND COMMUNITY ORGANIZING.	750,000
GIBNEY DANCE280 BROADWAY NEW YORK,NY10007	PC	GIBNEY COMMUNITY ACTION HUB	20,000
GIBNEY DANCE280 BROADWAY NEW YORK,NY10007	PC	DIVERSITY, EQUITY AND INCLUSION TRAINING	100,000
GIRL BE HEARD20 JAY STREET - SUITE 209 BROOKLYN,NY11201	PC	YOUTH PERFORMANCE ART	50,000
GOOD NATION FOUNDATION100 CROSBY STREET ROOM 303 NEW YORK,NY10012	PC	CRIMINAL JUSTICE COLLABORATIVE FUND	55,000
GOOD NATION FOUNDATION100 CROSBY STREET ROOM 303 NEW YORK,NY10012	PC	DEMOCRACY REFORM	100,000
GOOD SHEPHERD FOOD BANK3121 HOTEL ROAD AUBURN,ME04210	PC	COVID-19 EFFORTS	50,000
GRANTMAKERS IN THE ARTS522 COURTLANDT AVENUE BRONX,NY104515008	PC	ARTS FUNDER PROGRAMMING	5,000
GRASSROOTS LEADERSHIP3121 E 12TH STREET AUSTIN,TX78702	PC	IMMIGRANT DETENTION REFORM	25,000
HI-ARTS215 EAST 99TH STREET NEW YORK,NY10029	PC	HIP HOP THEATER	75,000
HIP HOP CAUCUS ACTION FUND817 S LOS ANGELES ST LOS ANGELES,CA90014	NC	ENERGIZE THE HIP HOP COMMUNITY AS A WAY TO BUILD CLIMATE MOVEMENT POWER AND PROMOTE CIVIC ENGAGEMENT.	100,000
HOPEWELL FUND1201 CONNECTICUT AVENUE NW SUITE 300 WASHINGTON,DC20036	PC	THE MOVEMENT INSTITUTE	115,000
INTERNATIONAL RESCUE COMMITTEE122 E 42ND STREET NEW YORK,NY10168	PC	GENERAL OPERATING PURPOSES	250
INTERNATIONAL RESCUE COMMITTEE122 E 42ND STREET NEW YORK,NY10168	PC	STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING PURPOSES	1,500
JACKSON HOLE CENTER FOR GLOBAL AFFAIRS125 S KING STREET - SUITE F1 JACKSON,WY83001	PC	JACKSON HOLE GLOBAL FORUM: CLIMATE CHANGE AND NATIONAL SECURITY	30,000
JED FOUNDATION6 E 39TH STREET SUITE 700 NEW YORK,NY10016	PC	STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING PURPOSES	2,050
JEWISH COUNCIL FOR PUBLIC AFFAIRS25 BROADWAY SUITE 1700 NEW YORK,NY10004	PC	BAIL REFORM PROJECT	50,000
JOLT ACTIONPO BOX 4185 AUSTIN,TX78765	NC	BUILD LONG-TERM LEADERSHIP OF LATINX YOUTH, GIVING THEM THE ABILITY TO SHAPE THE CONVERSATION ON CLIMATE JUSTICE.	50,000
LAW FOR BLACK LIVES CO NEO PHILANTHROPY45 WEST 36TH STREET NEW YORK,NY10018	PC	STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING PURPOSES	150
LEAGUE OF CONSERVATION VOTERS EDUCATION FUND740 15TH ST NW 7TH FLOOR WASHINGTON,DC20005	PC	CHISPA PROJECT (LATINX VOTER EDUCATION)	75,000
LEAGUE OF CONSERVATION VOTERS740 15TH ST NW 7TH FLOOR WASHINGTON,DC20005	NC	BUILD POWER THROUGH EDUCATION THAT WILL CREATE A WORLD WITH CLEAN AIR, CLEAN WATER, PUBLIC LANDS, AND A SAFE CLIMATE THAT ARE PROTECTED BY A JUST AND EQUITABLE DEMOCRACY.	250,000
MAINE COAST HERITAGE TRUST1 BOWDOIN MILL ISLAND SUITE 201 TOPSHAM,ME04086	PC	CLIMATE CHANGE ADAPTATION	50,000
MAKE THE ROAD ACTION FUND449 TROUTMAN STREET SUITE C BROOKLYN,NY11237	NC	BUILD POWER THROUGH EDUCATION FOR JUSTICE IN LATINX AND IMMIGRANT COMMUNITIES AND WORKING CLASS COMMUNITIES OF COLOR.	50,000
MEALS ON WHEELS OF RHODE ISLAND70 BATH STREET PROVIDENCE,RI02908	PC	HOMELESS SERVICES	25,000
MICHIGAN CIVIC ACTION FUND28342 DARTMOUTH STREET MADISON HEIGHTS,MI48071	NC	IMPROVE ALIGNMENT ACROSS NATIONAL, STATE, AND LOCAL PARTNERS TO FOCUS ON TOP PRIORITIES FOR ELIMINATING DISPARITIES IN CIVIC PARTICIPATION.	100,000
MIDDLE COLLEGIATE CHURCH50 EAST 7TH STREET NEW YORK,NY10003	PC	MIDDLE VOTING REFORM PROJECT	35,000
MIGHTY EARTH1150 CONNECTICUT AVE NW 8TH FLOOR WASHINGTON,DC20036	PC	DECARBONIZING AGRICULTURE	750,000
MINNESOTA YOUTH COLLECTIVE2161 UNIVERSITY AVE WEST SUITE 100 ST PAUL,MN55114	NC	ENGAGE YOUNG PEOPLE IN CIVIC ENGAGEMENT AND LEADERSHIP DEVELOPMENT.	50,000
MONTCLAIR COMMUNITY PRE-K LULU'S FUND49 ORANGE ROAD MONTCLAIR,NJ07042	PC	STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING PURPOSES	300
MONTCLAIR COMMUNITY PRE-K LULU'S FUND49 ORANGE ROAD MONTCLAIR,NJ07042	PC	STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING PURPOSES	9,900
NATIONAL BLACK THEATRE2031 FIFTH AVENUE NATIONAL BLACK THEATRE WAY NEW YORK,NY10035	PC	COMMUNITY THEATER	75,000
NATIONAL CENTER FOR FAMILY PHILANTHROPY1667 K STREET NW - SUITE 550 WASHINGTON,DC20006	PC	PHILANTHROPIC SECTOR SUPPORT	10,000
NATIONAL COMMITTEE FOR RESPONSIVE PHILANTHROPY1900 L STREET NW SUITE 825 WASHINGTON,DC20036	PC	PHILANTHROPIC SECTOR SUPPORT	2,000
NATIONAL CONFERENCE ON CITIZENSHIP1920 L ST NW WASHINGTON,DC20036	PC	PARTY AT THE MAILBOX VOTER EDUCATION PROJECT	50,000
NATURAL RESOURCES COUNCIL OF MAINE3 WADE STREET AUGUSTA,ME043306351	PC	END OF WINTER PUBLICATION	25,000
NEIGHBORHOOD FUNDERS GROUP300 FRANK H OGAWA PLAZA - SUITE 700 OAKLAND,CA94612	PC	FUNDERS FOR JUSTICE	2,000
NEW FLORIDA MAJORITY (NAME CHANGED TO FLORIDA RISING AS OF JANUARY 2021)10800 BISCAYNE BLVD SUITE 1050 MIAMI,FL33161	NC	EDUCATE TO BUILD POWER AND INCREASE THE CIVIC ENGAGEMENT OF MARGINALIZED AND EXCLUDED CONSTITUENCIES TOWARD AN INCLUSIVE, EQUITABLE, AND JUST FLORIDA.	100,000
NEW VENTURE FUND1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON,DC20036	PC	ILLUMINATIVE'S ARTISTIC EFFORTS	100,000
NEW VENTURE FUND1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON,DC20036	PC	AGROECOLOGY FUND	150,000
NEW WAY OF LIFEPO BOX 875288 LOS ANGELES,CA90087	PC	FORMERLY INCARCERATED, CONVICTED PEOPLE AND FAMILIES MOVEMENT	75,000
NEW YORK FOUNDATION FOR THE ARTS20 JAY STREET SUITE 740 BROOKLYN,NY11201	PC	RIVER VALLEY ARTS COLLECTIVE	35,000
NISKANEN CENTER820 FIRST ST NE 675 WASHINGTON,DC20002	PC	COMMON LAW CLIMATE NUISANCE LITIGATION PROJECT	50,000
ONE NEIGHBORHOOD BUILDERS66 CHAFFEE STREET PROVIDENCE,RI02909	PC	SHERIDAN SMALL HOMES PROJECT (TINY HOMES)	50,000
ORGANIZE PENNSYLVANIA1414 BRIGHTON RD PITTSBURGH,PA15212	NC	AMPLIFY VOICES AND PRIORITIZE LEADERSHIP DEVELOPMENT IN COMMUNITIES THAT ARE UNDERPAID AND UNDERSERVED IN THE CURRENT ECONOMY, SPECIFICALLY THE ONE PA AMBASSADOR PROGRAM.	50,000
PEACETECH LAB2301 CONSTITUTION AVENUE NW WASHINGTON,DC20037	PC	THE ROAD TO EQUAL JUSTICE PROJECT	12,000
PHILANTHROPY NEW YORK320 EAST 43RD STREET NEW YORK,NY10017	PC	PHILANTHROPIC SECTOR SUPPORT	4,850
PODER5877 W INDIAN SCHOOL RD PHOENIX,AZ85031	NC	TRANSFORM POLICING AND IMMIGRANT DETENTION THROUGH EDUCATING ARIZONA COMMUNITIES OF COLOR IN CIVIC ENGAGEMENT STRATEGIES THAT BUILD POWER.	50,000
PROGRESS MICHIGAN EDUCATION614 SEYMOUR AVENUE LANSING,MI48933	PC	VOTING RIGHTS PROTECTION	50,000
PROGRESSIVE MULTIPLIER ACTION FUND714 G STREET NE SUITE 200 WASHINGTON,DC20003	NC	SUPPORT CHARITABLE ORGANIZATIONS IN ENGAGING IN EFFECTIVE COMMUNITY OUTREACH AND REVENUE GENERATION.	75,000
PROJECT ON GOVERNMENT OVERSIGHT1100 G STREET NW SUITE 500 WASHINGTON,DC20005	PC	INCREASED OVERSIGHT OF PRIVATE PRISON INDUSTRY	25,000
PROTECT OUR WINTERS4676 BROADWAY STREET BOULDER,CO80304	PC	CLIMATE ACTION FROM OUTDOOR COMMUNITY	75,000
RESEARCH FOUNDATION OF CUNY524 WEST 59TH STREET SUITE 609B NEW YORK,NY10019	PC	INSTITUTE FOR JUSTICE AND OPPORTUNITY AT JOHN JAY COLLEGE - CRIMINAL JUSTICE FELLOWSHIP	63,000
RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK524 WEST 59TH STREET SUITE 609B NEW YORK,NY10019	PC	INSTITUTE FOR JUSTICE AND OPPORTUNITY AT JOHN JAY COLLEGE	16,800
RHODE ISLAND COMMUNITY FOOD BANK ASSOCIATION200 NIANTIC AVENUE PROVIDENCE,RI02907	PC	COVID-19 EFFORTS	100,000
RHODE ISLAND COMMUNITY FOUNDATIONONE UNION STATION PROVIDENCE,RI02903	PC	COVID-19 EFFORTS	100,000
RHODE ISLAND FREE CLINIC655 BROAD STREET PROVIDENCE,RI02907	PC	COVID-19 EFFORTS	25,000
RHODE ISLAND PUBLIC RADIO1 UNION STATION PROVIDENCE,RI02903	PC	COVID-19 EFFORTS	25,000
ROCKEFELLER FAMILY FUND475 RIVERSIDE DRIVE SUITE 900 NEW YORK,NY10115	PC	EQUATION CAMPAIGN & CLIMATE PROGRESS FUND	223,500
ROCKEFELLER FAMILY FUND475 RIVERSIDE DRIVE SUITE 900 NEW YORK,NY10115	PC	STRATEGIC CONSULTANT IN TX	250,000
ROCKEFELLER PHILANTHROPY ADVISORS6 WEST 48TH STREET 10TH FLOOR NEW YORK,NY10036	PC	UPSTART CO-LAB - CREATIVE ECONOMY	25,000
ROCKEFELLER PHILANTHROPY ADVISORS6 WEST 48TH STREET FLOOR 10 NEW YORK,NY100361802	PC	ADMINISTERING THE DAVID ROCKEFELLER FUND TRUSTEE AND MATCHING GRANTS DONOR ADVISED FUND.	80,000
SALZBURG GLOBAL SEMINAR1250 H STREET NW SUITE 1150 WASHINGTON,DC20005	PC	YOUTH JUSTICE INTERNATIONAL CONVENING	50,000
SCHEHERAZADE INITIATIVES USA8 THE GREEN SUITE A DOVER,DE19901	PC	REPLICATION OF PARTICIPATORY THEATER MODEL	25,000
SEPSIS ALLIANCE3180 UNIVERSITY AVENUE SUITE 235 SAN DIEGO,CA92104	PC	NATIONAL SEPSIS REGISTRY	40,350
SHARE OUR STRENGTH1030 15TH STREET NW SUITE 1100 WEST WASHINGTON,DC20005	PC	STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING PURPOSES	1,000
SIXTEEN THIRTY FUND1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON,DC20036	NC	EDUCATIONAL COMPONENTS OF THE CLIMATE EQUITY ACTION FUND, WHICH ADVOCATES FOR CLIMATE AND CLEAN ENERGY POLICIES.	494,430
SOCIAL TEES ANIMAL RESCUE325 E 5TH STREET NEW YORK,NY10023	PC	STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING PURPOSES	25
SOULS GROWN DEEP COMMUNITY PARTNERSHIP10 LIBERTY STREET SUITE 24G NEW YORK,NY10005	PC	GEE'S BEND QUILT TRAIL	10,000
STATE VOICES1616 P STREET NW NO 220 WASHINGTON,DC20036	PC	MICHIGAN VOICE VOTER EDUCATION PROJECT	100,000
STELLA ADLER SCHOOL OF ACTING65 BROADWAY - FLOOR 2 NEW YORK,NY10006	PC	2020 COMMENCEMENT PROJECT	10,000
SUSTAINABLE MARKETS FOUNDATION45 WEST 36TH STREET FLOOR 6 NEW YORK,NY10018	PC	BANK FORWARD INITIATIVE	25,000
SUSTAINABLE MARKETS FOUNDATION45 W 36TH STREET 6TH FLOOR NEW YORK,NY10018	PC	ECO-ACCOUNTABILITY PROJECT	25,000
SWISS INSTITUTE18 WOOSTER STREET NEW YORK,NY10013	PC	COLLECTIVE APPEAL OF ARTS ORGANIZATIONS	50,000
TEXAS CIVIL RIGHTS PROJECT1405 MONTOPOLIS DRIVE AUSTIN,TX78741	PC	LIMIT OIL AND GAS DEVELOPMENT IN TX	32,500
THE BAIL PROJECTPO BOX 750 VENICE,CA90294	PC	BAIL REFORM	50,000
THE CHURCH OF ST LUKE IN THE FIELDS481 HUDSON STREET NEW YORK,NY10014	PC	STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING PURPOSES	1,000
THE CLARA LIONEL FOUNDATION81 PROSPECT STREET BROOKLYN,NY11201	PC	RACIAL JUSTICE / POLICE REFORM	130,000
THE CLARA LIONEL FOUNDATION81 PROSPECT STREET BROOKLYN,NY11201	PC	RACIAL JUSTICE EFFORTS	270,000
THE CLARA LIONEL FOUNDATION81 PROSPECT STREET BROOKLYN,NY11201	PC	RACIAL JUSTICE WORK	100,000
THE LAUNDROMAT PROJECT1476 FULTON ST BROOKLYN,NY11216	PC	JUSTICE REFORM FELLOWSHIP	75,000
THE MARSHALL PROJECT156 WEST 56TH STREET SUITE 701 NEW YORK,NY10019	PC	JUSTICE REFORM JOURNALISM	75,000
THE MARSHALL PROJECT156 WEST 56TH STREET SUITE 701 NEW YORK,NY10019	PC	SURVEY OF INCARCERATED INDIVIDUALS	8,000
THE NORTH FUND1101 CONNECTICUT AVENUE NW SUITE 450 WASHINGTON,DC20036	NC	DEMOCRACY DOCKET ACTION FUND IN FIGHTING SUPPRESSIVE VOTING LAWS AND PRACTICES IN COURT WITH A PARTICULAR FOCUS ON THOSE LAWS AND PRACTICES THAT WILL HAVE THE GREATEST IMPACT ON MINORITY AND YOUNG VOTERS.	100,000
THE OCEAN FOUNDATION205 WENTWORTH AVENUE CRANSTON,RI02905	PC	OCEAN STATE OF MIND PROJECT	75,000
THE PUBLIC THEATER425 LAFAYETTE ST NEW YORK,NY10003	PC	PUBLIC WORKS / MOBILE UNIT	100,000
THE VOTER PROJECT1229 CHESTNUT STREET PMB 177 PHILADELPHIA,PA19107	NC	ENSURE THAT EACH PENNSYLVANIA VOTER IS ABLE TO CAST A BALLOT IN A SAFE, SECURE, CONVENIENT WAY.	100,000
THE YEARS PROJECT630 9TH AVENUE - SUITE 305 NEW YORK,NY10036	PC	SOCIAL JUSTICE DOCUMENTARY FILMMAKING	85,000
THEATRE OF THE OPPRESSED NYC758 8TH AVENUE SUITE 300 NEW YORK,NY10036	PC	SOCIALLY CONSCIOUS THEATER	50,000
TIDES ADVOCACY1600 E GRAND BLVD SUITE 300G DETROIT,MI48211	NC	EDUCATIONAL PROJECT FOR DETROIT ACTION IN CHALLENGING THE ROOT CAUSE OF POVERTY, ADVANCING JUSTICE, AND PROMOTING HUMAN DEVELOPMENT THROUGH NEIGHBORHOOD-DRIVEN CIVIC ENGAGEMENT.	50,000
TIDES ADVOCACYPO BOX 618147 SAN FRANCISCO,CA29903	NC	SUPPORT FLORIDA RIGHTS RESTORATION COALITION IN ENDING DISENFRANCHISEMENT AND DISCRIMINATION AGAINST PEOPLE WITH CONVICTIONS.	50,000
TIDES FOUNDATION1012 TORNEY AVE SAN FRANCISCO,CA94129	PC	THE JUSTICE COLLABORATIVE	100,000
TIDES FOUNDATION1014 TORNEY AVE SAN FRANCISCO,CA94129	PC	MASS LIBERATION - JUSTICE REFORM ORGANIZING	75,000
TIDES FOUNDATIONPO BOX 618147 SAN FRANCISCO,CA29903	PC	EDUCATIONAL ACTIVITIES OF THE FLORIDA RIGHTS RESTORATION COALITION, DEDICATED TO ENDING THE DISENFRANCHISEMENT AND DISCRIMINATION AGAINST PEOPLE WITH CONVICTIONS.	250,000
TRANSGENDER LAW CENTERPO BOX 70976 OAKLAND,CA946120976	PC	BLACK LGBTQIA+ MIGRANT PROJECT	10,000
URBAN JUSTICE CENTER40 RECTOR STREET 9TH FLOOR NEW YORK,NY10006	PC	FREEDOM AGENDA JUSTICE REFORM PROJECT	50,000
VERA INSTITUTE OF JUSTICE34 35TH STREET SUITE 4-2A BROOKLYN,NY11232	PC	DECARCERATION EFFORTS	75,000
VICTORY GARDENS THEATER2433 N LINCOLN AVE CHICAGO,IL60614	PC	SOCIAL JUSTICE THEATER	30,000
W HAYWOOD BURNS INSTITUTE475 14TH STREET SUITE 800 OAKLAND,CA94612	PC	DATA-DRIVEN JUSTICE REFORM	100,000
WESTERN ORGANIZATION OF RESOURCE COUNCILS EDUCATION PROJECT220 SOUTH 27TH STREET SUITE B BILLINGS,MT59101	PC	MONTANA VOICES CIVIC ENGAGEMENT PROJECT	75,000
WINDWARD FUND1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON,DC20038	PC	MOSAIC FUND (ENVIRONMENT MOVEMENT INFRASTRUCTURE)	25,000
WINDWARD FUND1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON,DC20039	PC	HIVE FUND FOR CLIMATE AND GENDER JUSTICE	100,000
WOMEN OF COLOR ADVANCING PEACE AND SECURITY3695 KETCHUM COURT WOODBRIDGE,VA22193	PC	CLIMATE SECURITY	25,000
WOONASQUATUCKET RIVER WATERSHED COUNCIL45 EAGLE STREET PROVIDENCE,RI02909	PC	COVID-19 EFFORTS	10,000
WOONASQUATUCKET VALLEY COMMUNITY BUILD27 SIMS AVENUE PROVIDENCE,RI02909	PC	THE STEEL YARD	15,000
Total ............................... 3a			10,752,105
bApproved for future payment
350ORGPO BOX 843004 BOSTON,MA022843004	PC	GRASSROOTS CLIMATE MOVEMENT	100,000
BRAVE NEW FILMS ACTION FUND10510 CULVER BOULEVARD CULVER CITY,CA90232	NC	CREATE AND DISTRIBUTE ENGAGING MEDIA TO EDUCATE AND MOTIVATE CITIZENS, LEADING TO PRODUCTIVE CIVIC PARTICIPATION.	25,000
MIGHTY EARTH1150 CONNECTICUT AVE NW 8TH FLOOR WASHINGTON,DC20037	PC	DECARBONIZING AGRICULTURE	250,000
ROCKEFELLER PHILANTHROPY ADVISORS6 WEST 48TH STREET 10TH FLOOR NEW YORK,NY10036	PC	UPSTART CO-LAB - CREATIVE ECONOMY	25,000
URBAN JUSTICE CENTER40 RECTOR STREET 9TH FLOOR NEW YORK,NY10006	PC	FREEDOM AGENDA JUSTICE REFORM PROJECT	50,000
WINDWARD FUND1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON,DC20038	PC	MOSAIC FUND (ENVIRONMENT MOVEMENT INFRASTRUCTURE)	25,000
Total ................................ 3b			475,000

- TIN:

Schedule B
(Form 990, 990-EZ,
or 990-PF)

Department of the Treasury
Internal Revenue Service

Schedule of Contributors

Attach to Form 990, 990-EZ, or 990-PF.

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2020

Name of the organization

THE DAVID ROCKEFELLER FUND INC

Employer identification number

13-3533359

Organization type (check one):

Filers of:

Section:

Form 990 or 990-EZ

501(c)( ) (enter number) organization

4947(a)(1) nonexempt charitable trust not treated as a private foundation

527 political organization

Form 990-PF

501(c)(3) exempt private foundation

4947(a)(1) nonexempt charitable trust treated as a private foundation

501(c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule.
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.

General Rule

For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, contributions totaling $5,000 or more (in money or other property) from any one contributor. Complete Parts I and II. See instructions for determining a contributor's total contributions.

Special Rules

For an organization described in section 501(c)(3) filing Form 990 or 990-EZ that met the 33¹/3% support test of the regulations
under sections 509(a)(1) and 170(b)(1)(A)(vi), that checked Schedule A (Form 990 or 990-EZ), Part II, line 13, 16a, or 16b, and that received from any one contributor, during the year, total contributions of the greater of (1) $5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, total contributions of more than $1,000 exclusively for religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals. Complete Parts I, II, and III.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, contributions exclusively for religious, charitable, etc., purposes, but no such contributions totaled more than $1,000. If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Don't complete any of the parts unless the General Rule applies to this organization because it received nonexclusively religious, charitable, etc., contributions totaling $5,000 or more during the year ......... Arrow Bullet

Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).

For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.

Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)

Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2

Name of organization THE DAVID ROCKEFELLER FUND INC			Employer identification number 13-3533359

Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions		(d) Type of contribution
1	CAMILLA ROCKEFELLER 475 RIVERSIDE DRIVE SUITE 900 NEW YORK, NY10115	$ 29,150		Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions		(d) Type of contribution
2	MAEVE ROCKEFELLER 475 RIVERSIDE DRIVE SUITE 900 NEW YORK, NY10115	$ 25,000		Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions		(d) Type of contribution
3	MICHAEL QUATTRONE KALA SMITH 475 RIVERSIDE DRIVE SUITE 900 NEW YORK, NY10115	$ 50,000		Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions		(d) Type of contribution
4	NILI GILBERT 475 RIVERSIDE DRIVE SUITE 900 NEW YORK, NY10115	$ 10,000		Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions		(d) Type of contribution
5	REBECCA LAMBERT 475 RIVERSIDE DRIVE SUITE 900 NEW YORK, NY10115	$ 150,000		Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions		(d) Type of contribution
6	PEGGY DULANY 475 RIVERSIDE DRIVE SUITE 900 NEW YORK, NY10115	$ 60,000		Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)

Name of organization THE DAVID ROCKEFELLER FUND INC			Employer identification number 13-3533359
Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions		(d) Type of contribution
7	GRIFFIN MILLER 475 RIVERSIDE DRIVE SUITE 900 NEW YORK, NY10115	$ 12,500		Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions		(d) Type of contribution
8	MAX MILLER 475 RIVERSIDE DRIVE SUITE 900 NEW YORK, NY10115	$ 12,500		Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions		(d) Type of contribution
9	DAVID SUSAN ROCKEFELLER 475 RIVERSIDE DRIVE SUITE 900 NEW YORK, NY10115	$ 25,000		Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions		(d) Type of contribution
		$		Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions		(d) Type of contribution
		$		Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions		(d) Type of contribution
		$		Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)

Schedule B (Form 990, 990-EZ, or 990-PF) (2020)

Page 3

Name of organization THE DAVID ROCKEFELLER FUND INC		Employer identification number 13-3533359

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)

Schedule B (Form 990, 990-EZ, or 990-PF) (2020)

Page 4


Name of organization THE DAVID ROCKEFELLER FUND INC			Employer identification number 13-3533359
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

Schedule B (Form 990, 990-EZ, or 990-PF) (2020)

Additional Data

Software ID:
Software Version:

- TIN:

TY 2020 AccountingFeesSchedule

Name:

THE DAVID ROCKEFELLER FUND INC

EIN:

13-3533359

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
GRANT THORNTON, LLP	360	0		212
PKF O'CONNOR DAVIES, LLP	28,012	12,858		1,792

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TY 2020 ExpenditureResponsibilityStmt

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THE DAVID ROCKEFELLER FUND INC

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13-3533359

Grantee's Name	Grantee's Address	Grant Date	Grant Amount	Grant Purpose	Amount Expended By Grantee	Any Diversion By Grantee?	Dates of Reports By Grantee
A BETTER BIG SKY	PO BOX 7134 MISSOULA,MT59807	2020-05-22	50,000	TO SUPPORT MONTANA-BASED ORGANIZATION EDUCATIONG RURAL AND YOUNGER MONTANANS ABOUT PROGRESSIVE POLICY.	50,000	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/21
AMERICANS FOR THE ARTS ACTION FUND	1000 VERMONT AVENUE 6TH FLOOR WASHINGTON,DC20005	2020-07-31	75,000	TO EDUCATE CITIZENS ON ARTS-FRIENDLY PUBLIC POLICIES AT THE FEDERAL, STATE AND LOCAL LEVELS.	25,000	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/21
AMERICANS FOR THE ARTS ACTION FUND	1000 VERMONT AVENUE 6TH FLOOR WASHINGTON,DC20005	2019-12-03	38,000	TO EDUCATE CITIZENS ON ARTS-FRIENDLY PUBLIC POLICIES AT THE FEDERAL, STATE AND LOCAL LEVELS.	38,000	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/2020 & 2/28/2021
BRAVE NEW FILMS ACTION FUND	10510 CULVER BOULEVARD CULVER CITY,CA90232	2020-05-22	50,000	TO CREATE AND DISTRIBUTE ENGAGING MEDIA TO EDUCATE AND MOTIVATE CITIZENS, LEADING TO PRODUCTIVE CIVIC PARTICIPATION.	29,844	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/21
CONSERVATION COLORADO	1536 WYNKOOP STREET SUITE 510 DENVER,CO80202	2020-09-23	50,000	TO PROTECT COLORADO'S CLIMATE, AIR, LAND, WATER, AND COMMUNITIES THROUGH ORGANIZING AND ADVOCACY.	28,477	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/21
CULTURAL ENGAGEMENT LAB	1330 BROADWAY SUITE 300 OAKLAND,CA94612	2020-11-09	100,000	TO ORGANIZE A STRONG NETWORK OF ARTISTS AND CULTURE MAKERS FROM IMPACTED COMMUNITIES WHO CAN USE ART AND CULTURE AS AN ENGINE FOR CIVIC ENGAGEMENT.	0	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/21
GAMALIEL FAITH & DEMOCRACY CAMPAIGN	5401 S CORNELL AVENUE SUITE 301 CHICAGO,IL60615	2020-05-22	50,000	TO BUILD STRUCTURAL POWER THROUGH COMMUNITY EDUCATION TO TRANSFORM THE SYSTEMS THAT PERPETUATE INEQUITY AND INJUSTICE.	50,000	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/21
GEORGIA INVESTOR ACTION FUND	PO BOX 170515 ATLANTA,GA30317	2020-12-03	750,000	TO BUILD POWER IN HISTORICALLY UNDERREPRESENTED COMMUNITIES THROUGH CIVIC ENGAGEMENT AND COMMUNITY ORGANIZING.	750,000	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/21
HIP HOP CAUCUS ACTION FUND	20 F ST NW 7TH FLOOR WASHINGTON,DC20001	2020-05-22	50,000	TO ENERGIZE THE HIP HOP COMMUNITY AS A WAY TO BUILD CLIMATE MOVEMENT POWER AND PROMOTE CIVIC ENGAGEMENT.	29,477	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/21
HIP HOP CAUCUS ACTION FUND	20 F ST NW 7TH FLOOR WASHINGTON,DC20001	2020-09-09	50,000	TO ENERGIZE THE HIP HOP COMMUNITY AS A WAY TO BUILD CLIMATE MOVEMENT POWER AND PROMOTE CIVIC ENGAGEMENT.	29,477	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/21
JOLT ACTION	PO BOX 4185 AUSTIN,TX78765	2020-09-26	50,000	TO BUILD LONG-TERM LEADERSHIP OF LATINX YOUTH, GIVING THEM THE ABILITY TO SHAPE THE CONVERSATION ON CLIMATE JUSTICE.	16,667	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/21
JOLT ACTION	PO BOX 4185 AUSTIN,TX78765	2019-07-19	50,000	TO BUILD LONG-TERM LEADERSHIP OF LATINX YOUTH, GIVING THEM THE ABILITY TO SHAPE THE CONVERSATION ON CLIMATE JUSTICE.	50,000	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/27/2020 & 2/28/21
LEAGUE OF CONSERVATION VOTERS	740 15TH ST NW 7TH FLOOR WASHINGTON,DC20005	2020-10-19	250,000	TO BUILD POWER THROUGH EDUCATION THAT WILL CREATE A WORLD WITH CLEAN AIR, CLEAN WATER, PUBLIC LANDS, AND A SAFE CLIMATE THAT ARE PROTECTED BY A JUST AND EQUITABLE DEMOCRACY.	105,000	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/21
MAKE THE ROAD ACTION FUND	449 TROUTMAN STREET SUITE C BROOKLYN,NY11237	2020-11-06	50,000	TO BUILD POWER THROUGH EDUCATION FOR JUSTICE IN LATINX AND IMMIGRANT COMMUNITIES AND WORKING CLASS COMMUNITIES OF COLOR.	13,636	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/21
MICHIGAN CIVIC ACTION FUND	28342 DARTMOUTH STREET MADISON HEIGHTS,MI48071	2020-09-09	100,000	TO IMPROVE ALIGNMENT ACROSS NATIONAL, STATE, AND LOCAL PARTNERS TO FOCUS ON TOP PRIORITIES FOR ELIMINATING DISPARITIES IN CIVIC PARTICIPATION.	100,000	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/21
MINNESOTA YOUTH COLLECTIVE	2161 UNIVERSITY AVE WEST SUITE 100 ST PAUL,MN55114	2020-05-22	50,000	TO ENGAGE YOUNG PEOPLE IN CIVIC ENGAGEMENT AND LEADERSHIP DEVELOPMENT.	50,000	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/21
NEW FLORIDA MAJORITY (NAME CHANGED TO FLORIDA RISING AS OF JANUARY 2021)	10800 BISCAYNE BLVD SUITE 1050 MIAMI,FL33161	2020-09-17	100,000	EDUCATE TO BUILD POWER AND INCREASE THE CIVIC ENGAGEMENT OF MARGINALIZED AND EXCLUDED CONSTITUENCIES TOWARD AN INCLUSIVE, EQUITABLE, AND JUST FLORIDA.	100,000	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/21 & 4/16/21
ORGANIZE PENNSYLVANIA	1414 BRIGHTON RD PITTSBURGH,PA15212	2020-10-05	50,000	TO AMPLIFY VOICES AND PRIORITIZE LEADERSHIP DEVELOPMENT IN COMMUNITIES THAT ARE UNDERPAID AND UNDERSERVED IN THE CURRENT ECONOMY, SPECIFICALLY THE ONE PA AMBASSADOR PROGRAM.	50,000	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/21
PODER	PO BOX 23406 / 4415 N MARYVALE PKWY PHOENIX,AZ85063	2020-09-09	50,000	TO TRANSFORM POLICING AND IMMIGRANT DETENTION THROUGH EDUCATING ARIZONA COMMUNITIES OF COLOR IN CIVIC ENGAGEMENT STRATEGIES THAT BUILD POWER.	50,000	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/21
PROGRESSIVE MULTIPLIER ACTION FUND	714 G ST SE STE 200 WASHINGTON,DC20003	2020-07-09	75,000	TO SUPPORT CHARITABLE ORGANIZATIONS IN ENGAGING IN EFFECTIVE COMMUNITY OUTREACH AND REVENUE GENERATION.	75,000	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	8/31/21
PROTECT OUR WINTERS ACTION FUND	4676 BROADWAY STREET BOULDER,CO80304	2019-12-03	50,000	TO SUPPORT EDUCATIONAL EFFORTS TO MAKE ACTION ON CLIMATE CHANGE A TOP POLICY PRIORITY FOR THE OUTDOOR SPORTS COMMUNITY.	50,000	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/2020 & 2/28/2021
SIXTEEN THIRTY FUND	1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON,DC20036	2020-10-07	269,431	SUPPORT EDUCATIONAL COMPONENTS OF THE CLIMATE EQUITY ACTION FUND, WHICH ADVOCATES FOR CLIMATE AND CLEAN ENERGY POLICIES.	269,431	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/21 & 4/30/21
SIXTEEN THIRTY FUND	1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON,DC20036	2020-09-26	100,000	SUPPORT EDUCATIONAL COMPONENTS OF THE CLIMATE EQUITY ACTION FUND, WHICH ADVOCATES FOR CLIMATE AND CLEAN ENERGY POLICIES.	100,000	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/21 & 4/30/21
SIXTEEN THIRTY FUND	1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON,DC20036	2020-05-22	125,000	SUPPORT EDUCATIONAL COMPONENTS OF THE CLIMATE EQUITY ACTION FUND, WHICH ADVOCATES FOR CLIMATE AND CLEAN ENERGY POLICIES.	125,000	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/21 & 4/30/21
THE NORTH FUND	1101 CONNECTICUT AVENUE NW SUITE 450 WASHINGTON,DC20036	2020-09-17	100,000	TO SUPPORT DEMOCRACY DOCKET ACTION FUND IN FIGHTING SUPPRESSIVE VOTING LAWS AND PRACTICES IN COURT WITH A PARTICULAR FOCUS ON THOSE LAWS AND PRACTICES THAT WILL HAVE THE GREATEST IMPACT ON MINORITY AND YOUNG VOTERS.	100,000	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/21
THE VOTER PROJECT	1229 CHESTNUT STREET PMB 177 PHILADELPHIA,PA19107	2020-09-18	100,000	TO ENSURE THAT EACH PENNSYLVANIA VOTER IS ABLE TO CAST A BALLOT IN A SAFE, SECURE, CONVENIENT WAY.	100,000	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/21
TIDES ADVOCACY	1600 E GRAND BLVD SUITE 300G DETROIT,MI48211	2020-10-08	50,000	EDUCATIONAL PROJECT FOR DETROIT ACTION IN CHALLENGING THE ROOT CAUSE OF POVERTY, ADVANCING JUSTICE, AND PROMOTING HUMAN DEVELOPMENT THROUGH NEIGHBORHOOD-DRIVEN CIVIC ENGAGEMENT.	50,000	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/21
TIDES ADVOCACY	PO BOX 29229 SAN FRANCISCO,CA94129	2019-12-03	100,000	TO SUPPORT EDUCATIONAL ACTIVITIES OF THE FLORIDA RIGHTS RESTORATION COALITION, DEDICATED TO ENDING THE DISENFRANCHISEMENT AND DISCRIMINATION AGAINST PEOPLE WITH CONVICTIONS.	77,045	TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS.	2/28/2020 & 2/28/21

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TY 2020 GeneralExplanationAttachment

Name:

THE DAVID ROCKEFELLER FUND INC

EIN:

13-3533359

Identifier	Return Reference	Explanation
INFORMATION REGARDING CONTRIBUTIONS, GRANT, GIFT, LOAN, SCHOLARSHIP, ETC.	990-PF, PART XV, LINE 2	THE DAVID ROCKEFELLER FUND CURRENTLY HAS THREE PRIMARY PROGRAM AREAS: ARTS, CRIMINAL JUSTICE, AND ENVIRONMENT.THE ARTS PROGRAM FOCUSES ON CULTIVATING, SHOWCASING AND DISSEMINATING THE STORIES OF INNOVATIVE ART FOR SOCIAL CHANGE; CRIMINAL JUSTICE SUPPORTS BOLD NEW IDEAS AND POLICY INITIATIVES FOR TRANSFORMING U.S. DETENTION AND INCARCERATION POLICY; AND ENVIRONMENT SUPPORTS NEW IDEAS, INITIATIVES AND POLICY BREAKTHROUGHS IN SUPPORT OF BIPARTISAN U.S. CLIMATE LEADERSHIP.IN ADDITION TO THE PROGRAM AREAS OUTLINED ABOVE, THE FUND SUPPORTED A NUMBER OF CHARITABLE INITIATIVES DESIGNED TO ENCOURAGE TRUSTEES' INDIVIDUAL CHARITABLE GIVING.

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TY 2020 InvestmentsCorpBondsSchedule

Name:

THE DAVID ROCKEFELLER FUND INC

EIN:

13-3533359

Name of Bond	End of Year Book Value	End of Year Fair Market Value
AIR PRODUCTS & CHEMICALS 3.00% DUE 11/03/2021	64,431	64,431
AMAZON.COM INC 0.80% DUE 06/03/2025 CALLABLE @ 100 05/03/25	26,381	26,381
AMERICAN EXPRESS 4.05% DUE 12/03/2042	38,247	38,247
ASCENSION HEALTH 2.532% DUE 11/15/2029	54,780	54,780
BANK OF AMERICA CORP 3.499% DUE 05/17/2022 CALL @ 100 05/17/2021	97,138	97,138
BANK OF AMERICA CORPORATION 3.335% DUE 01/25/2023 CALL @ 100 01/25/2022	74,339	74,339
CISCO SYSTEMS INC 3.00% DUE 06/15/2022	65,519	65,519
COMCAST CORP 3.90% DUE 03/01/2038 CALL @ 100 09/01/2037	79,549	79,549
CONSERVATION FUND 3.474% DUE 12/15/2029	108,253	108,253
CVS HEALTH CORP 2.75% DUE 12/01/2022 CALL @ 100 09/01/2022	85,244	85,244
CVS HEALTH CORP 3.25% DUE 08/15/2029 CALL @ 100 05/15/2029	31,535	31,535
CVS HEALTH CORP 4.30% DUE 03/25/2028 CALL @ 100 12/25/2027	38,079	38,079
ECOLAB INC 3.25% DUE 01/14/2023 CALL @ 100 11/14/2022	67,354	67,354
FANNIE MAE FN BM3973 3.00% DUE 04/01/2032	38,340	38,340
FANNIE MAE FN BM4676 4.00% DUE 10/01/2048	77,051	77,051
FANNIE MAE FN BO8903 3.00% DUE 01/01/2050	77,021	77,021
FANNIE MAE FN BQ2350 2.00% DUE 09/01/2050	67,093	67,093
FANNIE MAE FN CA3845 4.50% DUE 07/01/2049	51,730	51,730
FANNIE MAE FN CA7588 1.50% DUE 11/01/2050	50,546	50,546
FANNIE MAE FN FM2612 3.50% DUE 05/01/2049	37,053	37,053
FANNIE MAE FN FM4933 2.00% DUE 12/01/2035	26,075	26,075
FANNIE MAE FN MA3902 2.50% DUE 01/01/2050	22,634	22,634
FREDDIE MAC FN ZS7888 2.50% DUE 10/01/2032	30,377	30,377
FREDDIE MAC FR RA2970 3.00% DUE 07/01/2050	65,934	65,934
GM FINANCIAL SECURITIZED TERM GMCAR 2019-3 A3 2.18% DUE 04/16/2024	30,485	30,485
GOLDMAN SACHS GROUP INC 4.223% DUE 05/01/2029 CALL @ 100 05/01/2028	33,218	33,218
HAROT 2020-2 A2 0.74% DUE 11/15/2022	31,362	31,362
HOME DEPOT INC 3.25% DUE 03/01/2022	64,125	64,125
HOME DEPOT INC 5.875% DUE 12/16/2036	69,743	69,743
JPMORGAN CHASE & CO 4.493% DUE 03/24/2031 CALL @ 100 03/24/2030	86,109	86,109
KFW 2.00% DUE 09/29/2022	98,004	98,004
KROGER CO 2.80% DUE 08/01/2022 CALL @ 100 07/01/2022	74,588	74,588
MICROSOFT CORP 2.375% DUE 02/12/2022 CALL @100 01/12/2022	81,787	81,787
NAROT 2020-B A2A .47% DUE 10/17/2022	63,854	63,854
NVR INC CORP 3.95% DUE 09/15/2022	114,653	114,653
PNC FINANCIAL SERVICES 2.20% DUE 11/01/2024 CALL @ 100 10/02/2024	69,081	69,081
PRAXAIR, INC. 2.45% DUE 02/15/2022 CALL @ 100 11/15/2021	89,634	89,634
SIMON PROPERTY GROUP LP 2.625% DUE 06/15/2022 CALL @ 100 3/15/2022	67,730	67,730
SIMON PROPERTY GROUP LP 3.375% DUE 06/15/2027 CALL @ 100 03/15/2027	39,985	39,985
SOUTHERN POWER CO 2.50% DUE 12/15/2021 CALL @ 100 11/15/2021	65,186	65,186
TRUIST FINANCIAL CORPORATION 3.75% DUE 12/06/2023 CALL @ 100 11/06/2023	76,899	76,899
VANGUARD MORTGAGE BACKED SECURITIES ETF	52,826	52,826
VERIZON COMMUNICATIONS 5.15% DUE 09/15/2023	66,484	66,484
VISA INC 2.15% DUE 09/15/2022 CALL @ 100 08/15/2022	68,049	68,049
WALT DISNEY COMPANY 2.45% DUE 03/04/2022	67,710	67,710

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TY 2020 InvestmentsCorpStockSchedule

Name:

THE DAVID ROCKEFELLER FUND INC

EIN:

13-3533359

Name of Stock	End of Year Book Value	End of Year Fair Market Value
2U, INC.	6,322	6,322
3M CO.	51,738	51,738
51JOB INC. - ADR	6,440	6,440
AAC TECHNOLOGIES HOLDINGS INC UNSPONSORED ADR	7,428	7,428
ABB LTD. - SPON ADR	30,644	30,644
ABBOTT LABORATORIES	88,249	88,249
ABBVIE INC.	77,898	77,898
ABIOMED, INC	648	648
ACADIA PHARMACEUTICALS, INC.	12,670	12,670
ACCENTURE PLC	101,088	101,088
ACCOR SA - ADR	9,924	9,924
ACS ACTIVIDADES CO-UNSPON ADR	10,630	10,630
ACTIVISION BLIZZARD, INC.	21,356	21,356
ADECCO SA UNSPONSORED - ADR	20,279	20,279
ADIDAS AG - SPONSORED ADR	19,683	19,683
ADOBE INC	103,025	103,025
ADTALEM GLOBAL EDUCATION INC.	1,562	1,562
ADVANCED MICRO DEVICES INC.	50,807	50,807
AEGON N.V. - AMERICAN REG SHS	11,333	11,333
AES CORPORATION	13,466	13,466
AGC INC - UNSP ADR	19,003	19,003
AGILENT TECHNOLOGIES, INC.	18,011	18,011
AGNICO-EAGLE MINES LIMITED	19,179	19,179
AIA GROUP LTD. SPON ADR	97,820	97,820
AIR LIQUIDE - UNSPON ADR	51,316	51,316
AIR PRODUCTS AND CHEMICALS, INC.	39,890	39,890
AIRBUS GROUP NV - UNSPONS ADR	14,830	14,830
AKAMAI TECHNOLOGIES, INC.	14,279	14,279
ALCOA CORP	12,539	12,539
ALCON INC.	9,501	9,501
ALIBABA GROUP HOLDING LTD.	164,540	164,540
ALIGN TECHNOLOGY, INC.	12,291	12,291
ALLEGHENY TECHNOLOGIES, INC.	7,312	7,312
ALLIANCE DATA SYSTEMS CORPORATION	6,521	6,521
ALLIANZ SE - UNSPONSORED ADR	64,585	64,585
ALLSTATE CORPORATION	10,114	10,114
ALPHABET INC. - CLASS A	371,560	371,560
ALTRIA GROUP, INC.	25,133	25,133
AMADEUS IT HOLDING - UNSPONSORED ADR	24,267	24,267
AMAZON.COM INC	482,026	482,026
AMERICAN EXPRESS CO.	30,590	30,590
AMERICAN WATER WORKS CO., INC.	82,260	82,260
AMERISOURCEBERGEN CORPORATION	4,302	4,302
AMGEN INC.	52,422	52,422
AMPHENOL CORP CLASS A	12,946	12,946
ANALOG DEVICES, INC.	13,000	13,000
ANGLOGOLD LIMITED - SPON ADR	3,303	3,303
ANHEUSER-BUSCH INBEV SPONS ADR	31,739	31,739
ANHUI CONCH CEMENT COMPANT LIMITED ADR	7,451	7,451
ANTHEM INC.	32,751	32,751
AON PLC	10,564	10,564
APPLE INC.	855,718	855,718
APPLIED MATERIALS INC	11,651	11,651
ARCHER DANIELS MIDLAND CO.	13,661	13,661
ARISTA NETWORKS, INC.	10,170	10,170
ARKEMA - SPONS ADR	12,584	12,584
ARROW ELECTRONICS, INC.	24,033	24,033
ASAHI KASEI CORP - UNSPONS ADR	23,164	23,164
ASHTEAD GROUP PLC. - ADR	6,015	6,015
ASM PACIFIC TECHNOLOGY - UNSP ADR	40	40
ASML HOLDINGS NV NY REG SHS ADR	93,642	93,642
ASSA ABLOY AB - UNSPONSORED ADR	19,627	19,627
ASSOCIATED BRITISH FOODS PLC - ADR	20,921	20,921
ASTELLAS PHARMA INC UNSPONSORED ADR	26,756	26,756
ASTRAZENECA GROUP PLC - SPONS ADR	49,490	49,490
AT&T INC	66,522	66,522
ATLANTIA S.P.A. - UNSPONSORED ADR	18,401	18,401
ATLAS COPCO AB-SPONSORED ADR A	21,843	21,843
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED SPONSORED ADR	46,139	46,139
AUTODESK, INC.	22,290	22,290
AUTOHOME INC (ADR)	5,579	5,579
AUTOMATIC DATA PROCESSING	19,382	19,382
AVALARA INC	11,048	11,048
AVIVA PLC - SPONSORED ADR	26,636	26,636
AXA SA - SPONSORED ADR	20,914	20,914
BAE SYSTEMS PLC - SPON ADR	6,281	6,281
BAIDU.COM, INC.	3,892	3,892
BANCO BRADESCO SPON ADR	12,419	12,419
BANCO DO BRASIL S.A.- SPONSORED ADR	18,398	18,398
BANCOLOMBIA S.A. SPONSORED ADR	33,751	33,751
BANK OF AMERICA CORPORATION	86,414	86,414
BANK OF MONTREAL	69,111	69,111
BANK OF NEW YORK MELLON CORPORATION	24,827	24,827
BANK OF NOVA SCOTIA	80,682	80,682
BAOZUN INC SPONSORED ADR	1,924	1,924
BARRICK GOLD CORPORATION	20,593	20,593
BAXTER INT'L INC.	10,030	10,030
BAYER AG SPONSORED ADR	12,963	12,963
BAYERISCHE MOTOREN WERKE (BMW) - SPONS ADR	24,304	24,304
BCE INC.	47,679	47,679
BECTON DICKINSON & CO.	36,282	36,282
BED BATH & BEYOND INC.	6,678	6,678
BEIGENE, LTD. - ADR	4,909	4,909
BEST BUY CO., INC.	18,361	18,361
BIDVEST GROUP LTD - SPONSORED ADR	5,794	5,794
BILIBILI INC - ADR	27,345	27,345
BIOGEN IDEC INC.	23,507	23,507
BIOMARIN PHARMACEUTICAL INC.	2,368	2,368
BLACKBAUD	1,439	1,439
BLACKBERRY LIMITED	8,049	8,049
BLACKROCK, INC CLASS A	49,786	49,786
BLUEBIRD BIO, INC.	1,774	1,774
BOC HONG KONG HOLDINGS - SPONSORED ADR	19,639	19,639
BOEING CO.	29,968	29,968
BOOKING HOLDINGS INC	11,136	11,136
BOSTON SCIENTIFIC CO.	5,105	5,105
BRAMBLES LIMITED - SPONSORED ADR	23,541	23,541
BRF-BRASIL FOODS SA ADR	5,678	5,678
BRISTOL MYERS SQUIBB CO.	56,571	56,571
BRITISH AMERICAN TOBACCO PLC - SP ADR	28,005	28,005
BROADCOM INC.	57,358	57,358
BROWN-FORMAN CORPORATION - CL B	20,652	20,652
BUNGE LIMITED	15,411	15,411
BUNZL PLC-SPONSORED ADR	16,530	16,530
BURBERRY GROUP PLC SPON ADR	11,399	11,399
BURLINGTON STORES, INC.	7,062	7,062
BYD COMPANY LIMITED - UNSPONSORED ADR	8,648	8,648
CAE, INC.	12,733	12,733
CAMPBELL SOUP CO.	7,349	7,349
CANADIAN NATIONAL RAILWAY COMPANY	27,572	27,572
CANADIAN PACIFIC RAILWAY LTD	44,376	44,376
CANON INC. - SPONSORED ADR	17,993	17,993
CANTEL MEDICAL CORP	4,101	4,101
CAPGEMINI SA - UNSPONSORED ADR	21,100	21,100
CARDINAL HEALTH, INC.	11,676	11,676
CATALENT, INC.	16,859	16,859
CATERPILLAR INC.	30,397	30,397
CBOE GLOBAL MARKETS INC	10,057	10,057
CBRE GROUP, INC.	30,796	30,796
CEMIG SA -SPONSORED ADR	11,154	11,154
CENTENE CORPORATION	2,161	2,161
CENTRAL JAPAN RAILWAY UNSPONSORED ADR	9,751	9,751
CERENCE INC	13,163	13,163
CHARTER COMMUNICATIONS INC. CLASS A SHARES	26,462	26,462
CHINA CONSTRUCTION BANK CORPORATION	13,977	13,977
CHINA LIFE INSURANCE CO., LIMITED ADR	14,323	14,323
CHINA LODGING GROUP SPONSORED ADR	2,792	2,792
CHINA MOBILE (HONG KONG) LIMITED SP ADR	23,003	23,003
CHINA OVERSEAS LAND & INVESTMENT LTD. - ADR	24,930	24,930
CHINA UNICOM - ADR	11,207	11,207
CHIPOTLE MEXICAN GRILL	20,801	20,801
CHUBB LIMITED	10,159	10,159
CHUNGHWA TELECOM LTD ADR	88,440	88,440
CHURCH & DWIGHT CO., INC.	8,549	8,549
CIA CERVECERIAS UNIDAS - ADR	17,714	17,714
CIGNA CORPORATION	27,896	27,896
CISCO SYSTEMS, INC.	85,070	85,070
CITIGROUP INC.	60,427	60,427
CLEAN HARBORS, INC.	10,806	10,806
CME GROUP INC.	14,928	14,928
CNH INDUSTRIAL NV	23,086	23,086
COCA COLA COMPANY	109,790	109,790
COCA-COLA EUROPEAN PARTNERS	18,288	18,288
COCA-COLA HBC - UNSPON ADR	17,780	17,780
COGNIZANT TECHNOLOGY SOLUTIONS CORP.	28,601	28,601
COLA-COLA AMATIL LTD - SPONSORED ADR	19,247	19,247
COLGATE-PALMOLIVE	59,601	59,601
COLOPLAST A/S - UNSPONSORED ADR	8,099	8,099
COMCAST CORPORATION - CL A	54,077	54,077
COMERICA INCORPORATED	3,407	3,407
COMMERCIAL INTERNATIONAL BANK - ADR	8,403	8,403
COMMERCIAL METALS COMPANY	4,416	4,416
COMMONWEALTH BANK OF AUSTRALIA UNSPONSORED ADR	84,776	84,776
COMPAGNIE FINANCIERE RICHEMONT SA UNSPONSORED ADR	42,850	42,850
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO - ADR	7,413	7,413
COMPANHIA PARANAENSE DE ENERGIA-COPEL SPONSORED ADR	14,400	14,400
COMPASS GROUP PLC - SPONSORED ADR	30,686	30,686
COMPASS MINERALS INTERNATIONAL, INC.	7,283	7,283
CONAGRA BRANDS, INC.	3,300	3,300
CONSTELLATION BRANDS, INC.	2,191	2,191
CORTEVA INC.	11,229	11,229
COSTCO WHOLESALE CORPORATION	16,202	16,202
COTY INC - CLASS A	2,822	2,822
COUPA SOFTWARE INC	12,540	12,540
CREDIT SUISSE GROUP - SPON ADR	30,195	30,195
CRH PLC - SPONSORED ADR	20,737	20,737
CROWDSTRIKE HOLDINGS INC	19,064	19,064
CSL LIMITED - SPONSORED ADR	53,755	53,755
CSX CORPORATION	9,438	9,438
CUMMINS ENGINE INC.	58,365	58,365
CVS HEALTH CORPORATION	29,437	29,437
DAI NIPPON PRINTING CO., LTD. - ADR	28,550	28,550
DAIICHI SANKYO COMPANY LTD	29,377	29,377
DAIKIN INDUSTRIES, LTD. UNSPONSORED ADR	41,513	41,513
DAIMLER AG UNSPONSORED- ADR	7,000	7,000
DAIWA HOUSE INDUSTRY CO., LTD. UNSPONSORED ADR	27,896	27,896
DANAHER CORPORATION	35,765	35,765
DANONE S.A. SPONSORED ADR	24,470	24,470
DARDEN RESTAURANTS, INC.	10,125	10,125
DBS GROUP HOLDINGS - SPON ADR	33,118	33,118
DEERE & COMPANY	24,753	24,753
DELL TECHNOLOGIES	13,046	13,046
DENTSPLY SIRONA INC.	10,053	10,053
DEUTSCHE BANK AG - REG ADR	19,587	19,587
DEUTSCHE POST AG SPONSORED ADR	50,595	50,595
DEUTSCHE TELEKOM AG-SPON ADR	11,620	11,620
DEXCOM, INC.	17,747	17,747
DIAGEO PLC - SPONSORED ADR	53,995	53,995
DNB ASA SPONSOR ADR	52,370	52,370
DOCUSIGN INC.	16,895	16,895
DOLLAR TREE, INC.	6,699	6,699
DOMINION ENERGY INC	39,931	39,931
DOW INC.	18,815	18,815
DR. REDDY'S LABORATORIES LIMITED - ADR	11,335	11,335
DSV A/S - UNSPONSORED ADR	28,168	28,168
DUPONT DE NEMOURS INC	25,884	25,884
DXC TECHNOLOGY CO	8,832	8,832
EAST JAPAN RAILWAY COMPANY -UNSP ADR	19,606	19,606
EASTMAN CHEMICAL COMPANY	21,259	21,259
EBAY INC.	16,784	16,784
ECOLAB INC.	36,349	36,349
EDENRED SA - ADR	14,196	14,196
EDISON INTERNATIONAL	11,873	11,873
EDP - ENERGIAS DE PORTUGAL, S.A.	6,372	6,372
EDWARDS LIFESCIENCES CORPORATION	30,380	30,380
EISAI CO., LTD. - SPONSORED ADR	10,782	10,782
ELECTRONIC ARTS INC.	5,744	5,744
ELI LILLY & CO.	44,574	44,574
EMBRAER SA- ADR	1,600	1,600
EMERSON ELECTRIC CO.	35,765	35,765
ENEL AMERICAS SA - ADR	21,232	21,232
ENN ENERGY HOLDINGS UNSPON ADR	24,246	24,246
ERSTE GROUP BANK AG - ADR	6,256	6,256
ESSILOR INTERNATIONAL SA ADR	34,490	34,490
ETSY, INC.	6,939	6,939
EVERBRIDGE INC	11,180	11,180
EVERSOURCE ENERGY	15,399	15,399
EXACT SCIENCES CORPORATION	9,009	9,009
EXELON CORPORATION	20,097	20,097
EXPERIAN PLC - SPONS ADR	24,105	24,105
FACEBOOK INC.	232,186	232,186
FAIR ISSAAC CORPORATION	10,221	10,221
FAST RETAILING CO LTD - ADR	29,556	29,556
FEDEX CORPORATION	15,577	15,577
FERGUSON PLC - ADR	14,937	14,937
FIAT CHRYSLER AUTOMOBILES NV	13,188	13,188
FIDELITY NATIONAL INFORMATION	9,336	9,336
FIRST AMERICAN FINANCIAL CORPORATION	2,788	2,788
FISERV, INC.	16,168	16,168
FLEX LTD	16,038	16,038
FLOWSERVE CORPORATION	9,950	9,950
FMC CORPORATION	33,904	33,904
FORD MOTOR COMPANY	9,687	9,687
FRESENIUS SE & CO KGAA - SPONSORED ADR	3,565	3,565
FUJIFILM HOLDINGS- UNSPON ADR	10,850	10,850
FUJITSU LIMITED - UNSPONSORED ADR	37,246	37,246
GAP, INC.	8,561	8,561
GDS HOLDINGS LTD - ADR	18,073	18,073
GEA GROUP AG - SPON ADR	4,765	4,765
GEELY AUTOMOBILE HOLDINGS- ADR	16,200	16,200
GENERAL ELECTRIC CO.	41,753	41,753
GENERAL MOTORS CO.	36,019	36,019
GENMAB A/S - ADR	13,418	13,418
GILDAN ACTIVEWEAR INC.	24,453	24,453
GILEAD SCIENCES INC.	26,858	26,858
GIVAUDAN SA-UNSPONSORED ADR	33,758	33,758
GLAXOSMITHKLINE PLC - ADR	40,406	40,406
GLOBAL PAYMENTS INC.	15,510	15,510
GODADDY INC. - CLASS A	8,046	8,046
GOLDMAN SACHS GROUP, INC.	34,546	34,546
GRUPO AEROPORTUARIO DEL - ADR	223	223
GRUPO AEROPORTUARIO DEL SURESTE S.A. DE C.V. - ADR	12,865	12,865
GRUPO AVAL ACCIONES Y VALORES S.A.	9,481	9,481
GRUPO FINANCIERO BANORTE SAB SPONSORED ADR	14,005	14,005
HANG LUNG PROPERTIES LTD - SPONSORED ADR	11,525	11,525
HANG SENG BANK- ADR	46,729	46,729
HANNOVER RUECKVERSICHERUNG AG-ADR	16,102	16,102
HARTFORD FINANCIAL SERVICES GROUP, INC.	6,270	6,270
HASBRO, INC.	19,082	19,082
HCA HEALTHCARE INC.	14,308	14,308
HEINEKEN NV- SPN ADR	11,273	11,273
HENKEL AG & CO/S ADR	18,524	18,524
HERMES INTERNATIONAL UNSPONSORED ADR	11,839	11,839
HERSHEY FOODS CORP.	18,889	18,889
HEWLETT PACKARD ENTERPRISE COMPANY	12,336	12,336
HILTON WORLDWIDE HOLDINGS INC.	31,042	31,042
HITACHI, LTD. - ADR	41,105	41,105
HOLOGIC, INC.	15,731	15,731
HOME DEPOT INC.	78,624	78,624
HONDA MOTOR CO., LTD	20,877	20,877
HONEYWELL INTERNATIONAL INC.	13,613	13,613
HONG KONG EXCHANGES & CLEARING LIMITED UNSPONSORED ADR	63,581	63,581
HORMEL FOODS CORP.	8,716	8,716
HOWMET AEROSPACE INC	14,555	14,555
HOYA CORPORATION	21,976	21,976
HP INC.	39,270	39,270
HSBC HOLDINGS PLC - SPONS ADR	37,025	37,025
HUANENG POWER INTERNATIONAL, INC. - SPONS ADR	7,263	7,263
HUMANA INC.	17,231	17,231
HUYA INC - ADR	8,430	8,430
IBERDROLA S.A. - SPONSORED ADR	55,029	55,029
ICICI BANK LIMITED - SPON ADR	46,155	46,155
ICL GROUP LTD	17,534	17,534
IDEX CORPORATION	15,139	15,139
IHS MARKIT LTD	62,073	62,073
ILLINOIS TOOL WORKS INC.	17,738	17,738
ILLUMINA, INC.	16,650	16,650
IMPALA PLATINUM - SPONSORED ADR	24,260	24,260
IMPERIAL BRANDS PLC - ADR	14,000	14,000
INDUSTRIA DE DISENO TEXTIL, S.A. UNSPONSORED ADR	18,416	18,416
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD. - UNSPONSORED ADR	12,196	12,196
INFINEON TECHNOLOGIES AG - ADR	25,925	25,925
INFORMA PLC- ADR	15,474	15,474
INFOSYS TECHNOLOGIES LIMITED	58,122	58,122
ING GROEP N.V. - SPONSORED ADR	17,011	17,011
INGERSOLL-RAND INC.	3,827	3,827
INSULET CORPORATION	10,737	10,737
INTEL CORP.	75,477	75,477
INTERCONTINENTAL HOTELS GROUP PLC - ADR	21,424	21,424
INTERCONTINENTALEXCHANGE INC.	10,953	10,953
INTERNATIONAL FLAVORS & FRAGRANCES INC.	4,789	4,789
INT'L BUSINESS MACHINES CORP.	48,967	48,967
INTUIT CORP.	40,264	40,264
IQIYI, INC - ADR	5,768	5,768
IQVIA HOLDINGS INC	13,975	13,975
J.P. MORGAN CHASE & CO.	116,396	116,396
JACOBS ENGINEERING GROUP, INC.	5,012	5,012
JANUS HENDERSON GROUP PLC	12,126	12,126
JD.COM INC - ADR	38,764	38,764
JOHNSON & JOHNSON	167,925	167,925
JOHNSON CONTROLS INTERNATIONAL PLC	40,580	40,580
JONES LANG LASALLE INC.	5,490	5,490
JOYY INC. - ADR	9,998	9,998
KANSAS CITY SOUTHERN	10,207	10,207
KAO CORP - ADR	44,850	44,850
KASIKORNBANK PUBLIC CAMPANY LIMITED ADR	11,583	11,583
KB FINANCIAL GROUP INC. - ADR	51,084	51,084
KBC GROEP NV - UNSPONSORED ADR	20,044	20,044
KELLOGG COMPANY	9,023	9,023
KERING -UNSPONSORED ADR	34,910	34,910
KEURIG DR PEPPER INC	8,576	8,576
KEYCORP	4,874	4,874
KEYSIGHT TECHNOLOGIES INC.	6,076	6,076
KIMBERLY-CLARK CORP	38,157	38,157
KIMBERLY-CLARK DE MEXICO, S.A. DE C.V. ADR	4,936	4,936
KINROSS GOLD CORPORATION	9,645	9,645
KIRBY CORPORATION	15,445	15,445
KIRIN BREWERY CO - SPON ADR	23,504	23,504
KOHL'S CORP.	2,726	2,726
KOMATSU LTD. - SPONS ADR	45,874	45,874
KONE OYJ-B-UNSPONSORED ADR	8,376	8,376
KONINKLIJKE AHOLD DELHAIZE NV - ADR	25,788	25,788
KONINKLIJKE DSM NV - SPONS ADR	34,111	34,111
KONINKLIJKE PHILIPS ELECT-N.V. NY SHS	23,997	23,997
KROGER CO.	16,801	16,801
KUBOTA CORPORATION - SPONS ADR	36,301	36,301
KYOCERA CORPORATION - SPONS ADR	29,410	29,410
L3 HARRIS TECHNOLOGIES INC	9,262	9,262
LAM RESEARCH CORPORATION	14,168	14,168
LAMB WESTON HOLDINGS INC	5,591	5,591
LAS VEGAS SANDS CORP.	13,470	13,470
LEGRAND SA-UNSPONSORED ADR	24,474	24,474
LEIDOS HOLDINGS INC.	17,976	17,976
LENOVO GROUP LIMITED ADR	39,990	39,990
LINCOLN NATIONAL CORPORATION	24,753	24,753
LINDE AG	84,587	84,587
LIONS GATE ENTERTAINMENT - A	2,456	2,456
LIVERAMP HOLDINGS INC.	3,879	3,879
LOCALIZA RENT A CAR SA - ADR	27,000	27,000
LOCKHEED MARTIN CORPORATION	27,334	27,334
LOEWS CORPORATION	29,758	29,758
LONDON STOCK EXCHANGE GROUP PLC - UNSPON ADR	34,354	34,354
LONZA GROUP LTD- SPONSORED ADR	24,452	24,452
LOREAL SA-UNSPONSORED ADR	41,070	41,070
LOWE'S COMPANIES	27,608	27,608
LULULEMON ATHLETICA INC.	25,406	25,406
LVMH MOET HENNESSY LOUIS VUITTON SA UNSPONSORED ADR	88,766	88,766
LYFT INC - A	4,078	4,078
MANPOWER INC.	11,904	11,904
MARKETAXESS HOLDINGS, INC.	7,988	7,988
MARRIOTT INTERNATIONAL CL A	23,350	23,350
MARSH MCLENNAN & CO.	9,126	9,126
MASTERCARD INC - CLASS A	108,867	108,867
MCDONALD'S CORPORATION	51,070	51,070
MCKESSON HBOC INC.	16,349	16,349
MEDTRONIC, PLC	79,187	79,187
MELCO CROWN ENTERTAINMENT LTD. - ADR	13,430	13,430
MERCK & CO. INC.	103,641	103,641
MERCK KGAA - SPONSORED ADR	42,416	42,416
MICHELIN CGDE UNSPON ADR	9,888	9,888
MICROCHIP TECHNOLOGY INC.	16,297	16,297
MICRON TECHNOLOGY, INC.	38,041	38,041
MICROSOFT CORP.	621,219	621,219
MINERALS TECHNOLOGIES INC.	6,771	6,771
MITSUBISHI ELECTRIC CORPORATION UNSPONSORED ADR	29,588	29,588
MITSUBISHI ESTATE COMPANY, LTD. UNSPONSORED ADR	22,742	22,742
MITSUBISHI UFJ FINANCIAL GROUP, INC. - ADR	17,281	17,281
MODERNA INC	17,238	17,238
MOLSON COORS BEVERAGE CO.	22,234	22,234
MONDELEZ INTERNATIONAL INC.	38,064	38,064
MORGAN STANLEY	22,752	22,752
MOTOROLA SOLUTIONS, INC.	19,047	19,047
MOWI ASA - SPONSORED ADR	12,136	12,136
MTU AERO ENGINES AG - UNSPON ADR	10,967	10,967
MUENCHENER RUECKVERSICHERUNGS- GESELLSCHAFT AG (MUNICHRE)- UNSPONSORED ADR	28,520	28,520
MURATA MANUFACTURING CO LTD - UNSPON ADR	4,062	4,062
NASPERS LTD - SPONSORED ADR	26,722	26,722
NATIONAL AUSTRALIA BANK LTD - SP ADR	60,026	60,026
NATIONAL GRID PLC - SP ADR	10,094	10,094
NATURA & CO HOLDING ADR	18,580	18,580
NEDBANK GROUP LTD - SPONS ADR	1,384	1,384
NESTLE SA-SPONS ADR FOR REG	98,251	98,251
NETAPP, INC.	2,583	2,583
NETEASE.COM INC. - ADR	16,760	16,760
NETFLIX INC.	76,243	76,243
NEW JERSEY RESOURCES CORPORATION	11,767	11,767
NEW ORIENTAL EDUCATION & TECHNOLOGY GRP SPONSORED- ADR	22,669	22,669
NEW RELIC INC	3,597	3,597
NEWCREST MINING LTD. - SPON ADR	11,717	11,717
NEWMONT GOLDCORP CORPORATION	39,408	39,408
NEXTERA ENERGY, INC.	54,005	54,005
NICE SYSTEMS LTD. - SPONS ADR	24,668	24,668
NIDEC CORPORATION - SPON ADR	31,807	31,807
NIELSEN HOLDINGS PLC	13,712	13,712
NIKE INC. - CL B	54,607	54,607
NINTENDO CO LTD - UNSPONSORED ADR	4,463	4,463
NIO INC ADR	23,785	23,785
NIPPON TELEGRAPH & TELEPHONE -ADR	33,387	33,387
NISSAN MOTORS CO., LTD. - SPON ADR	13,853	13,853
NOAH HOLDINGS LTD - SPONSORED ADR	15,969	15,969
NOKIA - ADR A	19,323	19,323
NOMURA HOLDINGS, INC. - ADR	23,319	23,319
NORDEA BANK ABP - SPONSORED ADR	11,508	11,508
NORSK HYDRO AS SPON ADR	58,515	58,515
NORTHERN TRUST CORPORATION	8,942	8,942
NORTHROP GRUMMAN CORPORATION	14,017	14,017
NORTONLIFELOCK INC	12,904	12,904
NOVARTIS AG - ADR	72,239	72,239
NOVO NORDISK A/S-SPONS ADR	54,274	54,274
NOVOZYMES A/S UNSPONS-ADR	15,742	15,742
NTT DOCOMO, INC. - SPONSORED ADR	54,849	54,849
NUTANIX INC - CLASS A SHARES	319	319
NUTRIEN LTD.	31,737	31,737
NVIDIA CORPORATION	125,328	125,328
NXP SEMICONDUCTORS NV	27,986	27,986
OKTA, INC.	19,324	19,324
OLYMPUS CORP. - SPON ADR	7,387	7,387
OMNICOM GROUP	19,896	19,896
OMRON CORPORATION - SPON ADR	32,079	32,079
ON SEMICONDUCTOR CORPORATION	27,591	27,591
ORACLE CORPORATION	21,930	21,930
ORIX CORPORATION - SPON ADR	31,937	31,937
ORKLA ASA SPON ADR	30,748	30,748
OTSUKA HLDGS CO-UNSPON ADR	3,937	3,937
OWENS CORNING INC.	27,046	27,046
PAN AMERICAN SILVER CORPORATION	14,736	14,736
PANASONIC CORPORATION SPON ADR	28,873	28,873
PARKER-HANNIFIN CORPORATION	25,334	25,334
PAYPAL HOLDINGS INC.	92,743	92,743
PEARSON PLC - SPONSORED ADR	14,202	14,202
PELOTON INTERACTIVE INC - A	16,993	16,993
PEPSICO, INC	98,916	98,916
PERNOD-RICARD - SPONS ADR	31,848	31,848
PFIZER INC.	72,921	72,921
PG&E CORPORATION	9,806	9,806
PHILIP MORRIS INTERNATIONAL INC.	50,005	50,005
PING AN INSURANCE - ADR	29,552	29,552
PINTEREST INC - CLASS A	24,251	24,251
PLDT INC- UNSPONSORED ADR	4,075	4,075
PNC FINANCIAL SERVICES GROUP	34,866	34,866
PPL CORPORATION	8,601	8,601
PRINCIPAL FINANCIAL GROUP	10,765	10,765
PROCTER & GAMBLE CO.	135,522	135,522
PROGRESSIVE CORPORATION	4,845	4,845
PRUDENTIAL FINANCIAL, INC.	13,740	13,740
PRUDENTIAL PLC - ADR	13,406	13,406
PRYSMIAN SPA-UNSPON ADR	3,558	3,558
PT BANK MANDIRI TBK - ADR	25,948	25,948
PT TELEKOMUNIKASI INDONESIA PERSERO TBK SPON ADR	7,103	7,103
PUBLIC SERVICE ENTERPRISE GROUP INC.	31,599	31,599
PUBLICIS GROUPE SA - ADR	17,206	17,206
QBE INSURANCE GROUP-SPN ADR	9,492	9,492
QIAGEN NV	2,484	2,484
QUALCOMM INC.	65,963	65,963
QUEST DIAGNOSTICS INCORPORATED	6,078	6,078
QUIDEL CORPORATION	10,060	10,060
RAYTHEON TECHNOLOGIES CORP	44,050	44,050
REATA PHARMACEUTICALS INC	7,294	7,294
RECKITT BENCKISER GROUP PLC- SPONS ADR	22,356	22,356
REGENERON PHARMACEUTICALS	4,348	4,348
REGIONS FINANCIAL CORPORATION	23,761	23,761
RELX PLC - SPONSORED ADR	42,687	42,687
RENTOKIL INITIAL PLC - ADR	15,081	15,081
RESMED INC.	18,280	18,280
RINGCENTRAL INC - CLASS A	21,222	21,222
RIO TINTO PLC - SPONSORED ADR	62,282	62,282
RITCHIE BROS. AUCTIONEERS INCORPORATED	19,544	19,544
ROCHE HOLDING AG - SPONS ADR	97,180	97,180
ROGERS COMMUNICATIONS	19,475	19,475
ROKU INC	20,917	20,917
ROSS STORES, INC.	14,737	14,737
ROYAL BANK OF CANADA	78,367	78,367
RSA INSURANCE GROUP PLC - ADR	23,307	23,307
RYDER SYSTEMS, INC.	13,278	13,278
S&P GLOBAL INC	79,224	79,224
SAFRAN SA-UNSPON ADR	17,450	17,450
SAGE THERAPEUTICS, INC	6,142	6,142
SALESFORCE.COM, INC.	66,314	66,314
SAMPO OYJ-A SHS-UNSPONSORED ADR	4,357	4,357
SANDVIK AB - SPONSORED ADR	35,370	35,370
SANLAM LTD. - SPONSORED ADR	22,270	22,270
SANOFI-AVENTIS - ADR	40,816	40,816
SANTEN PHARMACEUTICAL - UNSP ADR	8,128	8,128
SAP AG - SPONSORED ADR	67,021	67,021
SCHNEIDER ELECTRIC SA-UNSPONSORED ADR	49,503	49,503
SCHWAB (CHARLES) CORP.	11,669	11,669
SCIENCE APPLICATIONS INTERNATIONAL CORP.	3,786	3,786
SEAGATE TECHNOLOGY	10,008	10,008
SEAGEN INC	6,130	6,130
SEKISUI HOUSE SPON ADR	36,449	36,449
SEMPRA ENERGY	29,559	29,559
SERVICENOW INC	35,228	35,228
SEVEN & I HOLDINGS CO-UNSPONSORED ADR	32,747	32,747
SHARP CORP-UNSPONSORED ADR	5,938	5,938
SHAW COMMUNICATIONS INC. CLASS B	4,811	4,811
SHIMANO INC-UNSPON - ADR	10,731	10,731
SHIN-ETSU CHEMICAL CO., LTD. -UNSPON ADR	41,236	41,236
SHINHAN FINANCIAL GROUP CO., LTD. - ADR	54,104	54,104
SHISEIDO COMPANY, LIMITED SPON ADR	12,234	12,234
SIEMENS AG-SPONS ADR	44,576	44,576
SINGAPORE TELECOMMUNICATIONS LIMITED ADR	50,512	50,512
SINOPEC SHANGHAI PETROCHEMICAL CO-SP ADR	8,849	8,849
SK TELECOM CO., LTD.	59,486	59,486
SMITH & NEPHEW PLC ADR	4,175	4,175
SNAP INC - CLASS A	21,380	21,380
SOCIEDAD QUIMICA Y MINERA DE CHILE SA SPONSORED ADR	17,182	17,182
SOFTBANK CORP - UNSPON ADR	31,531	31,531
SONIC HEALTHCARE SPONSORED ADR	20,963	20,963
SONY GROUP CORPORATION - SPONS ADR	75,421	75,421
SOUTHWEST GAS HOLDINGS INC	35,296	35,296
SPIRIT AEROSYSTEMS HOLDINGS, INC. CLASS A	11,610	11,610
SPLUNK INC.	5,946	5,946
SQUARE INC - A	18,499	18,499
STANLEY BLACK & DECKER INC.	5,000	5,000
STARBUCKS CORPORATION	79,914	79,914
STATE STREET CORP.	43,450	43,450
STEEL DYNAMICS, INC.	1,290	1,290
STMICROELECTRONICS-N.V. NY SHS	33,148	33,148
STORA ENSO OYJ - SPONS ADR	23,909	23,909
STRATEGIC EDUCATION INC.	10,391	10,391
STRYKER CORPORATION	17,888	17,888
SUMITOMO MITSUI FINANCIAL GROUP SPON ADR	21,078	21,078
SUMITOMO MITSUI FINANCIAL GROUP, INC SPON ADR	19,497	19,497
SUN LIFE FINANCIAL INC.	3,824	3,824
SUZANO SA - ADR	4,204	4,204
SWIRE PACIFIC LIMITED SPONSORED ADR	25,493	25,493
SWISS RE LTD-SPN ADR	32,810	32,810
SYMRISE AG UNSPONSORED ADR	19,099	19,099
SYNOVUS FINANCIAL CORP.	4,143	4,143
SYSCO CORPORATION	11,807	11,807
SYSMEX CORPORATION - UNSPN ADR	31,707	31,707
TAIWAN SEMICONDUCTOR MANUFACTURING COMPANY LTD. - SP ADR	266,058	266,058
TAKEDA PHARMACEUTICAL CO LTD-SPN ADR	36,254	36,254
TAKE-TWO INTERACTIVE SOFTWARE, INC.	5,195	5,195
TAL EDUCATION GROUP - ADR	18,378	18,378
TAPESTRY, INC.	7,646	7,646
TARGET CORPORATION	30,363	30,363
TATA MOTORS LIMITED - ADR	20,677	20,677
TCF FINANCIAL	10,181	10,181
TDK CORP - ADR	7,526	7,526
TE CONNECTIVITY LIMITED	38,137	38,137
TECHTRONIC INDUSTRIES COMPANY LIMITED	16,404	16,404
TELADOC HEALTH, INC.	13,197	13,197
TELECOM ITALIA SPA-SP ADR	16,767	16,767
TELEFONICA BRASIL- ADR	4,814	4,814
TELEFONICA S.A. - ADR	15,380	15,380
TELENOR ASA-ADR	40,062	40,062
TENCENT HOLDINGS LTD - SPONSORED ADR	161,988	161,988
TENCENT MUSIC ENTERTAINMENT - ADR	11,352	11,352
TERMINIX GLOBAL HOLDINGS INC	8,417	8,417
TESCO PLC - SPONSORED ADR	18,020	18,020
TESLA INC.	190,531	190,531
TEXAS INSTRUMENTS INC.	32,498	32,498
THE CHEMOURS COMPANY	4,066	4,066
THE CLOROX COMPANY	27,865	27,865
THE ESTEE LAUDER COMPANIES INC. CLASS A	5,590	5,590
THE INTERPUBLIC GROUP OF COMPANIES, INC.	28,389	28,389
THE MOSAIC COMPANY	26,899	26,899
THE TJX COMPANIES, INC.	41,247	41,247
THE TRADE DESK, INC. - CLASS A	17,622	17,622
THE TRAVELERS COMPANIES, INC.	23,161	23,161
THE WALT DISNEY COMPANY	89,322	89,322
THERMO FISHER SCIENTIFIC INC.	63,812	63,812
THOMSON REUTERS CORPORATION	87,377	87,377
TIFFANY & CO.	17,614	17,614
TIM SA ADR	4,315	4,315
TOKIO MARINE HOLDING INC ADR	9,511	9,511
TOKYO ELECTRON LTD UNSPONSORED ADR	42,400	42,400
TORAY INDUSTRIES, INC. - UNSPON ADR	6,213	6,213
TORONTO-DOMINION BANK	47,111	47,111
TOSHIBA CORP - UNSPON ADR	5,924	5,924
TOYOTA MOTOR CORPORATION - SPON ADR	73,885	73,885
TRANE TECHNOLOGIES PLC	24,968	24,968
TREASURY WINE ESTATES - ADR	15,131	15,131
TRIMBLE INC	13,020	13,020
TRIP.COM GROUP LTD ADR	2,024	2,024
TRUIST FINANCIAL CORP	12,558	12,558
TWILIO INC - A	35,881	35,881
TWITTER, INC.	22,093	22,093
TYSON FOODS, INC. - CLASS A	16,432	16,432
UBER TECHNOLOGIES INC	21,675	21,675
UBS GROUP AG	36,823	36,823
UGI CORPORATION	16,886	16,886
ULTA BEAUTY INC	3,446	3,446
UMICORE - UNSPONSORED ADR	16,778	16,778
UNICREDIT SPA - ADR	14,055	14,055
UNILEVER PLC - SPONSORED ADR	50,521	50,521
UNION PACIFIC CORP.	37,480	37,480
UNITED MICROELECTRONICS ADR	52,409	52,409
UNITED PARCEL SERVICE CLASS B	28,123	28,123
UNITED STATES STEEL CORPORATION	16,267	16,267
UNITEDHEALTH GROUP INC.	105,555	105,555
UPM- KYMMENE OYJ - UNSPON ADR	23,264	23,264
US FOODS HOLDING CORP	8,094	8,094
V.F. CORPORATION	8,199	8,199
VAIL RESORTS, INC.	3,905	3,905
VALVOLINE INC	6,178	6,178
VARIAN MEDICAL SYSTEMS, INC.	11,551	11,551
VEEVA SYSTEMS INC. - CLASS A	17,152	17,152
VEOLIA ENVIRONMENT ADR	12,707	12,707
VERISK ANALYTICS, INC.	38,197	38,197
VERIZON COMMUNICATIONS	77,080	77,080
VERTEX PHARMACEUTICALS INC.	10,872	10,872
VESTAS WIND SYSTEMS-UNSP ADR	34,547	34,547
VIASAT, INC.	3,722	3,722
VIATRIS INC	9,914	9,914
VICI PROPERTIES INC	22,338	22,338
VINCI SA-UNSPONS ADR	9,358	9,358
VIPSHOP HOLDINGS LTD. ADR	20,014	20,014
VISA INC - CLASS A SHARES	126,426	126,426
VIVENDI SA - UNSPON ADR	11,943	11,943
VMWARE INC.	1,964	1,964
VODAFONE GROUP PLC - SP ADR	18,441	18,441
VOLVO AB - UNSPON ADR	36,317	36,317
W.R. GRACE & CO.	9,758	9,758
WALGREENS BOOTS ALLIANCE INC	5,264	5,264
WAL-MART DE MEXICO SA DE CV ADR	25,950	25,950
WALMART INC	59,246	59,246
WASTE MANAGEMENT, INC.	39,742	39,742
WAYFAIR INC	9,936	9,936
WEBSTER FINANCIAL CORP.	11,338	11,338
WEC ENERGY GROUP, INC.	15,369	15,369
WEIBO CORP - SPONSORED ADR	2,500	2,500
WELLS FARGO COMPANY	11,167	11,167
WEST JAPAN RAILWAY - UNSPON ADR	20,081	20,081
WEST PHARMACEUTICAL SERVICES, INC.	11,616	11,616
WESTERN DIGITAL CORPORATION	10,358	10,358
WESTPAC BANKING SPONSORED ADR	42,346	42,346
WH GROUP LIMITED - SPONSORED ADR	9,003	9,003
WIPRO LTD - ADR	43,166	43,166
WOLTERS KLUWER NV - SPONS ADR	8,703	8,703
WOORI FINANCIAL SPONSORED ADR-W/I	45,670	45,670
WPP PLC ADR	15,088	15,088
XEROX HOLDINGS CORPORATION	13,589	13,589
XIAOMI CORP UNSPON ADR	12,738	12,738
XYLEM INC.	29,825	29,825
YARA INTERNATIONAL ASA-ADR	16,673	16,673
YASKAWA ELECTRIC CORP ADR	15,105	15,105
YELP INC.	2,091	2,091
YUM CHINA HOLDINGS INC	22,265	22,265
YUM! BRANDS, INC.	5,645	5,645
ZAI LAB LTD - ADR	23,414	23,414
ZALANDO SE - UNSPONSORED ADR	19,721	19,721
ZILLOW GROUP INC. - CLASS A	6,253	6,253
ZIMMER BIOMET HOLDINGS, INC.	7,242	7,242
ZOOM VIDEO COMMUNICATIONS - CLASS A	21,251	21,251
ZSCALER INC	14,179	14,179
ZTO EXPRESS CAYMAN INC - ADR	4,695	4,695
ZURICH INSURANCE GROUP AG - ADR	27,042	27,042

- TIN:

TY 2020 InvestmentsGovtObligationsSch

Name:

THE DAVID ROCKEFELLER FUND INC

EIN:

13-3533359

US Government Securities - End of Year Book Value:

6,966,527

US Government Securities - End of Year Fair Market Value:

6,966,527

State & Local Government Securities - End of Year Book Value:

State & Local Government Securities - End of Year Fair Market Value:

- TIN:

TY 2020 InvestmentsOtherSchedule2

Name:

THE DAVID ROCKEFELLER FUND INC

EIN:

13-3533359

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
ALEXANDRIA REAL ESTATE EQUITIES, INC.	FMV	1,960	1,960
AMERICAN TOWER CORPORATION	FMV	46,014	46,014
AVALONBAY COMMUNITIES, INC.	FMV	9,786	9,786
CROWN CASTLE INTERNATIONAL CORP.	FMV	12,098	12,098
DIGITAL REALTY TRUST, INC.	FMV	13,672	13,672
DUKE REALTY CORPORATION	FMV	5,236	5,236
EQUINIX, INC.	FMV	23,568	23,568
FEDERAL REALTY INVESTMENT TR.	FMV	9,108	9,108
GAMING AND LEISURE PROPERTIES, INC.	FMV	11,661	11,661
HEALTHPEAK PROPERTIES INC	FMV	18,440	18,440
HOST HOTELS & RESORTS INC.	FMV	9,597	9,597
IRON MOUNTAIN INC.	FMV	7,930	7,930
JBG SMITH PROPERTIES	FMV	18,856	18,856
MEDICAL PROPERTIES TRUST INC.	FMV	14,469	14,469
PROLOGIS INC.	FMV	37,472	37,472
REGENCY CENTERS CORPORATION	FMV	4,331	4,331
RETAIL PROPERTIES OF AMERICA, INC. - A	FMV	10,991	10,991
SBA COMMUNICATIONS CORPORATION	FMV	10,439	10,439
SIMON PROPERTY GROUP, INC.	FMV	10,234	10,234
STORE CAPITAL CORP	FMV	11,145	11,145
VENTAS, INC.	FMV	17,409	17,409
WELLTOWER INC.	FMV	14,023	14,023
CRA QUALIFIED INVESTMENT FUND	FMV	6,644,409	6,644,409
PARNASSUS FUND INSTITUTIONAL SHARES	FMV	6,100,841	6,100,841
PAX GLOBAL ENVIRONMENTAL MARKETS FUND	FMV	6,120,228	6,120,228
NEW ENERGY CAPITAL INFRASTRUCTURE	FMV	264,456	264,456
ROCKEFELLER ALTERNATIVE STRATEGIES FUND	FMV	8,709	8,709
ROCKEFELLER ACCESS FUND 06-1	FMV	243,457	243,457
ROCKEFELLER LIBRA FOSSIL FUEL FREE L.P.	FMV	15,547,120	15,547,120

- TIN:

TY 2020 LandEtcSchedule2

Name:

THE DAVID ROCKEFELLER FUND INC

EIN:

13-3533359

Category / Item	Cost / Other Basis	Accumulated Depreciation	Book Value	End of Year Fair Market Value
OFFICE EQUIPMENT	9,905	6,635	3,270	3,270
COMPUTER EQUIPMENT & SOFTWARE	19,205	5,669	13,536	13,536

- TIN:

TY 2020 LegalFeesSchedule

Name:

THE DAVID ROCKEFELLER FUND INC

EIN:

13-3533359

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
PATTERSON BELKNAP WEBB & TYLER, LLP	10,531	5,929		13,406
OTHER LEGAL FEES	750	0		750

- TIN:

TY 2020 OtherAssetsSchedule

Name:

THE DAVID ROCKEFELLER FUND INC

EIN:

13-3533359

Description	Beginning of Year - Book Value	End of Year - Book Value	End of Year - Fair Market Value
ACCRUED INVESTMENT RECEIVABLE		67,159	67,159

- TIN:

TY 2020 OtherDecreasesSchedule

Name:

THE DAVID ROCKEFELLER FUND INC

EIN:

13-3533359

Description	Amount
DEFERRED FEDERAL EXCISE TAX EXPENSE	71,104

- TIN:

TY 2020 OtherExpensesSchedule

Name:

THE DAVID ROCKEFELLER FUND INC

EIN:

13-3533359

Description	Revenue and Expenses per Books	Net Investment Income	Disbursements for Charitable Purposes
TELEPHONE & INTERNET	3,092	149	2,973
INSURANCE	14,217	688	14,217
GEN. OFFICE EXP: DUES & MEMBERSHIPS	21,560	39	21,560
GEN. OFFICE EXP: MAINTENANCE & REPAIRS	14,662	708	11,675
OFFICE & COMPUTER EQUIPMENT	1,346	65	1,346
GENERAL OFFICE EXP: OTHER	16,076	656	15,356
PORTFOLIO DEDUCTIONS THROUGH PARTNERSHIPS	152,353	154,070	0
APERIO ADR FEES	37,649	37,649	0
GEN. OFFICE EXP: PAYROLL FEES	8,705	420	8,705
PRINTING & STATIONERY	20,830	1,006	20,851
FILING FEE	1,500	0	1,500

- TIN:

TY 2020 OtherIncomeSchedule2

Name:

THE DAVID ROCKEFELLER FUND INC

EIN:

13-3533359

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
ROCKEFELLER ACCESS FUND 06-I, LLC STRATEGIES FUND, LP		278
ROCKEFELLER LIBRA FOSSIL FUEL FREE FUND LP		-31,526
LIBRA FOSSIL FUEL FREE FUND, LP	-25,042		-25,042
ROCKEFELLER ACCESS FUND 06-I, LLC	-130		-130
ROCKEFELLER ALTERNATIVE STRATEGIES FUND, LP	1,175		1,175

- TIN:

TY 2020 OtherIncreasesSchedule

Name:

THE DAVID ROCKEFELLER FUND INC

EIN:

13-3533359

Description	Amount
UNREALIZED APPRECIATION ON INVESTMENTS	7,556,704

- TIN:

TY 2020 OtherProfessionalFeesSchedule

Name:

THE DAVID ROCKEFELLER FUND INC

EIN:

13-3533359

Category	Amount	Net Investment Income	Disbursements for Charitable Purposes
PROGRAM CONSULTANTS	145,288	0	145,368
INVESTMENT ADVISORY COMMITTEE STIPENDS	5,000	5,000	0
INVESTMENT MANAGEMENT FEES	218,479	218,479	0
CONSULTANTS' FEES - BENEFIT RESOURCES	3,409	0	1,757
INFORMATION & TECHNOLOGY SERVICES	12,002	0	11,788
CUSTODY FEES	56,085	56,085	0

- TIN:

TY 2020 TaxesSchedule

Name:

THE DAVID ROCKEFELLER FUND INC

EIN:

13-3533359

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
FEDERAL EXCISE TAX	19,583	0		0
FOREIGN TAXES THROUGH K-1S	0	25,500		0