Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
The Jane and Daniel Och Family
Foundation
Number and street (or P.O. box number if mail is not delivered to street address)co UE 325 Columbia TpkSte 202
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Florham Park, NJ07932
A Employer identification number

26-3791338
B Telephone number (see instructions)

(973) 408-6700
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$465,904,323J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 35,514,928
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 1,542,303 1,542,303  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 48,718,008
b Gross sales price for all assets on line 6a 106,360,003
7 Capital gain net income (from Part IV, line 2)... 48,718,008
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 1,957,210 2,290,827  
12 Total. Add lines 1 through 11........ 87,732,449 52,551,138  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 84,192 0   84,192
b Accounting fees (attach schedule)....... Click to see attachment 93,917 46,958   37,567
c Other professional fees (attach schedule).... Click to see attachment 1,903,399 1,903,399   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 505,977 5,977   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 21,445 0   21,445
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 2,608,930 1,956,334   143,204
25 Contributions, gifts, grants paid....... 23,188,665 23,188,665
26 Total expenses and disbursements. Add lines 24 and 25 25,797,595 1,956,334   23,331,869
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 61,934,854
b Net investment income (if negative, enter -0-) 50,594,804
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 10,158,277 46,391,252 46,391,252
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 9,146,600 Click to see attachment8,794,155 8,794,155
c Investments—corporate bonds (attach schedule)....... 25,271,596 Click to see attachment23,773,202 23,773,202
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment313,023,518 Click to see attachment386,945,714 Click to see attachment386,945,714
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 357,599,991 465,904,323 465,904,323
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 255,085,573 255,085,573
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 102,514,418 210,818,750
29 Total net assets or fund balances (see instructions)..... 357,599,991 465,904,323
30 Total liabilities and net assets/fund balances (see instructions). 357,599,991 465,904,323
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
357,599,991
2
Enter amount from Part I, line 27a .....................
2
61,934,854
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
46,369,478
4
Add lines 1, 2, and 3 ..........................
4
465,904,323
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
465,904,323
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a Anchorage Capital Partners Offshore Ltd P   2020-12-31
b Canyon Balanced Fund (Cayman) Ltd P   2020-12-31
c Canyon Value Realization Fund (Cayman) Ltd P   2020-12-31
d Eton Park Overseas Fund Ltd P   2020-12-31
e Goldman Sach #3269 - Publicly Traded Securities P    
Goldman Sach #8987 - Publicly Traded Securities P    
Highfields Capital Ltd P   2020-12-31
JPMorgan #0007- Publicly Traded Securities P    
Kensico Offshore Fund II Ltd P   2020-12-31
Net Capital Gain from Passthrough Entities P   2020-12-31
Sculptor Credit Opportunities Overseas Fund Ltd P   2020-12-31
Sculptor Enhanced Overseas Fund P   2020-12-31
Tiger Global Long Opportunities Ltd P   2020-12-31
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 19,316,992   11,250,000 8,066,992
b 2,334,614   1,250,000 1,084,614
c 2,225,316   1,250,000 975,316
d 13,286   127,689 -114,403
e 20,355,914   17,641,659 2,714,255
7,855,547   8,141,208 -285,661
8,681   9,389 -708
27,328,768   4,402,065 22,926,703
17,136,390   10,000,000 7,136,390
3,898,802     3,898,802
1,960,364   1,409,985 550,379
459,060     459,060
3,466,269   2,160,000 1,306,269
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       8,066,992
b       1,084,614
c       975,316
d       -114,403
e       2,714,255
      -285,661
      -708
      22,926,703
      7,136,390
      3,898,802
      550,379
      459,060
      1,306,269
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 48,718,008
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 703,268
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 703,268
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 703,268
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 344,023
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 950,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,294,023
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 590,755
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet590,755 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructionsClick to see attachment.................
    12
    Yes
     
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletUntracht Early LLC Telephone no.bullet (973) 408-6700

    Located atbullet325 Columbia Turnpike Ste 202Florham ParkNJ ZIP+4bullet07932
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Daniel S Och Trustee/Part-Time
    0.00     		0 0 0
    c/o UE LLC 325 Columbia Tpke 202
    Florham Park,NJ07932
    Jane C Och Trustee/Part-Time
    0.00     		0 0 0
    c/o UE LLC 325 Columbia Tpke 202
    Florham Park,NJ07932
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    Willoughby Capital Holdings LLC Investment Management 1,858,451
    325 Columbia Turnpike Suite 202
    Florham Park,NJ07932
    Untracht Early LLC Accounting 93,917
    325 Columbia Turnpike Suite 202
    Florham Park,NJ07932
    Kirkland & Ellis LLP Legal 59,611
    300 North Lasalle
    Chicago,IL60654
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    44,807,562
    b
    Average of monthly cash balances.......................
    1b
    37,441,365
    c
    Fair market value of all other assets (see instructions)................
    1c
    322,344,709
    d
    Total (add lines 1a, b, and c).........................
    1d
    404,593,636
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    404,593,636
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    6,068,905
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    398,524,731
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    19,926,237
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    19,926,237
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    703,268
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    703,268
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    19,222,969
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    19,222,969
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    19,222,969
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    23,331,869
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    23,331,869
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    23,331,869
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 19,222,969
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016...... 8,558,865
    c From 2017...... 5,668,508
    d From 2018...... 8,399,166
    e From 2019...... 3,293,867
    fTotal of lines 3a through e........ 25,920,406
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 23,331,869
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 19,222,969
    e Remaining amount distributed out of corpus 4,108,900
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 30,029,306
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		30,029,306
    10 Analysis of line 9:
    a Excess from 2016.... 8,558,865
    b Excess from 2017.... 5,668,508
    c Excess from 2018.... 8,399,166
    d Excess from 2019.... 3,293,867
    e Excess from 2020.... 4,108,900
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    Daniel S Och
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    American Jewish Committee
    225 Millburn Ave 305
    Millburn,NJ07041     		None Public General Unrestricted 300,000
    Anti-Defamation League
    605 Third Ave
    New York,NY10158     		None Public General Unrestricted 100,000
    Aspen Community Foundation
    455 Gold Rivers Court Ste 515
    Basalt,CO81621     		None Public General Unrestricted 200,000
    Aspen Valley Hospital Foundation
    401 Castle Creek Rd
    Aspen,CO81611     		None Public General Unrestricted 50,000
    Beth El
    222 Irvington Ave
    South Orange,NJ07079     		None Public General Unrestricted 509,613
    Birthright Israel Foundation
    PO Box 5892
    Hicksville,NY11802     		None Public General Unrestricted 1,500,000
    Camp Ramah in the Berkshires
    PO Box 515
    Wingdale,NY12594     		None Public General Unrestricted 135,000
    The Community Security Service
    99 Wall Street 3690
    New York,NY10005     		None Public General Unrestricted 100,000
    Friends of Schools in the Square
    120 Wadsworth Ave
    New York,NY10033     		None Public General Unrestricted 345,016
    Greater Miami Jewish Federation
    4200 Biscayne Blvd
    Miami,FL33137     		None Public General Unrestricted 500,000
    Harlem Village Academies
    35 West 124th Street
    New York,NY10027     		None Public General Unrestricted 250,531
    Health in the Hood
    2020 N Bayshore Dr 4102
    Miami,FL33137     		None Public General Unrestricted 100,000
    Hillel the Foundation for Jewish Campus Life
    800 8th Street NW
    Washington,DC20001     		None Public General Unrestricted 110,000
    Icahn School of Medicine
    1 Gustave L Levy Place
    New York,NY10029     		None Public General Unrestricted 75,000
    Jewish Communal Fund
    575 Madison Avenue Ste 703
    New York,NY10022     		None Public General Unrestricted 520,935
    Leadership Conference Education Fund
    1620 L St NW 1100
    Washington,DC20036     		None Public General Unrestricted 250,000
    Mount Sinai Medical Center Foundation
    4300 Alton Road Ste 100
    Miami Beach,FL33140     		None Public General Unrestricted 100,000
    New Heights Youth Inc
    2472 Broadway PMB 112
    New York,NY10025     		None Public General Unrestricted 100,000
    New Venture Fund
    1201 Connecticut Ave NW Ste 300
    Washington,DC20036     		None Public General Unrestricted 420,000
    New York Presbyterian Fund Inc
    525 E 68th Street
    New York,NY10065     		None Public General Unrestricted 4,128,661
    Robin Hood
    826 Broadway 9th Fl
    New York,NY10003     		None Public General Unrestricted 2,500,000
    The Museum of Modern Art
    11 W 53rd Street
    New York,NY10019     		None Public General Unrestricted 3,273,650
    Tides Foundation
    1012 Torney Ave
    San Francisco,CA94129     		None Public General Unrestricted 500,000
    UJA Federation of NY
    130 E 59th Street
    New York,NY10022     		None Public General Unrestricted 6,721,396
    United States Holocaust Memorial Museum
    100 Raoul Wallenberg Pl SW
    Washington,DC20024     		None Public General Unrestricted 200,424
    University of Pennsylvania
    3730 Walnut Street
    Philadelphia,PA19104     		None Public General Unrestricted 98,439
    Westchester Reform Temple
    255 Mamaroneck Rd
    Scarsdale,NY10583     		None Public General Unrestricted 100,000
    Total .................................bullet 3a 23,188,665
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 1,542,303  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     14 1,957,210  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 48,718,008  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 52,217,521 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    52,217,521
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    The Jane and Daniel Och Family
    Foundation
    Employer identification number

    26-3791338
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    The Jane and Daniel Och Family
    Foundation         		Employer identification number
    26-3791338
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    Daniel S Och
    c/o UE LLC 325 Columbia Tpk Ste 202
     
    Florham Park, NJ07932

    		$ 10,000,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    Daniel S Och
    c/o UE LLC 325 Columbia Tpk Ste 202
     
    Florham Park, NJ07932

    		$ 3,863,587


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
    Daniel S Och
    c/o UE LLC 325 Columbia Tpk Ste 202
     
    Florham Park, NJ07932

    		$ 3,812,906


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
    Daniel S Och
    c/o UE LLC 325 Columbia Tpk Ste 202
     
    Florham Park, NJ07932

    		$ 4,638,168


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    5
    Daniel S Och
    c/o UE LLC 325 Columbia Tpk Ste 202
     
    Florham Park, NJ07932

    		$ 925,974


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    6
    Daniel S Och
    c/o UE LLC 325 Columbia Tpk Ste 202
     
    Florham Park, NJ07932

    		$ 281,284


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    The Jane and Daniel Och Family
    Foundation         		Employer identification number
    26-3791338
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    7
    Daniel S Och
    c/o UE LLC 325 Columbia Tpk Ste 202
     
    Florham Park, NJ07932

    		$ 897,894


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    8
    Daniel S Och
    c/o UE LLC 325 Columbia Tpk Ste 202
     
    Florham Park, NJ07932

    		$ 2,048,771


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    9
    Daniel S Och
    c/o UE LLC 325 Columbia Tpk Ste 202
     
    Florham Park, NJ07932

    		$ 4,586,271


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    10
    Daniel S Och
    c/o UE LLC 325 Columbia Tpk Ste 202
     
    Florham Park, NJ07932

    		$ 391,168


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    11
    Daniel S Och
    c/o UE LLC 325 Columbia Tpk Ste 202
     
    Florham Park, NJ07932

    		$ 250,516


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    12
    Daniel S Och
    c/o UE LLC 325 Columbia Tpk Ste 202
     
    Florham Park, NJ07932

    		$ 986,738


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    The Jane and Daniel Och Family
    Foundation         		Employer identification number
    26-3791338
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    13
    Daniel S Och
    c/o UE LLC 325 Columbia Tpk Ste 202
     
    Florham Park, NJ07932

    		$ 324,424


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    14
    Daniel S Och
    c/o UE LLC 325 Columbia Tpk Ste 202
     
    Florham Park, NJ07932

    		$ 915,780


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    15
    Daniel S Och
    c/o UE LLC 325 Columbia Tpk Ste 202
     
    Florham Park, NJ07932

    		$ 449,748


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    16
    Daniel S Och
    c/o UE LLC 325 Columbia Tpk Ste 202
     
    Florham Park, NJ07932

    		$ 290,236


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    17
    WCH Q3 2015 5 LLC
     
    c/o UE LLC 325 Columbia Tpk Ste 202
     
    Florham Park, NJ07932

    		$ 851,463


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    The Jane and Daniel Och Family
    Foundation         		Employer identification number

    26-3791338
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 22,408 shares of Microsoft Corp $ 3,863,587 2020-01-30
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    3
    		 22,229 shares of Microsoft Corp $ 3,812,906 2020-01-31
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    4
    		 166,064 shares of Slack Technologies Inc $ 4,638,168 2020-03-27
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    5
    		 42,711 shares of Pagerduty Inc $ 925,974 2020-04-29
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    6
    		 1,454 shares of Facebook Inc $ 281,284 2020-04-29
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    7
    		 43,272 shares of Pinterest Inc $ 897,894 2020-04-29
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    The Jane and Daniel Och Family
    Foundation         		Employer identification number

    26-3791338
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    8
    		 11,722 shares of Microsoft Corp $ 2,048,771 2020-04-29
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    9
    		 28,994 shares of Spotify Technology SA $ 4,586,271 2020-04-29
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    10
    		 11,544 shares of Lyft Inc $ 391,168 2020-04-29
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    11
    		 11,002 shares of Pinterest Inc $ 250,516 2020-06-18
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    12
    		 28,249 shares of Pinterest Inc $ 986,738 2020-08-11
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    13
    		 11,253 shares of Lyft Inc $ 324,424 2020-08-25
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    The Jane and Daniel Och Family
    Foundation         		Employer identification number

    26-3791338
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    14
    		 15,332 shares of Pinterest Inc $ 915,780 2020-11-12
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    15
    		 11,262 shares of Lyft Inc $ 449,748 2020-11-19
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    16
    		 792 shares of Intuit Inc $ 290,236 2020-12-14
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    The Jane and Daniel Och Family
    Foundation         		Employer identification number

    26-3791338
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    The Jane and Daniel Och Family
     
    Foundation
    EIN:
    26-3791338
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Untracht Early LLC 93,917 46,958   37,567

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    The Jane and Daniel Och Family
     
    Foundation
    EIN:
    26-3791338
    Name of Bond End of Year Book Value End of Year Fair Market Value
    Abbvie Inc 3.2% 11/06/2022 525,934 525,934
    Agilent Technologies, Inc 3.2% 10/01/2022 733,390 733,390
    Air Lease Corp 2.5% 03/01/2021 Sr Lien S&P Bbb 96,082 96,082
    Amazon.com, Inc 2.4% 02/22/2023 526,100 526,100
    Apple Inc 2.45% 08/04/2026 1,073,976 1,073,976
    Autozone, Inc 3.7% 04/15/2022 469,850 469,850
    BB&T Corporation Mtn 2.5% 08/01/2024 860,405 860,405
    Burlington Northern Santa Fe 3.05% 03/15/2022 724,101 724,101
    Crown Castle Intl Corp 5.25% 01/15/2023 615,153 615,153
    Dominion Resources, Inc 3.9% 10/01/2025 1,145,930 1,145,930
    Dowdupont Inc 4.205% 11/15/2023 609,737 609,737
    Fiserv, Inc 2.75% 07/01/2024 625,335 625,335
    General Motors Financial Compa Frn 04/09/2021 601,859 601,859
    GS Financial Square Treasury Instruments Fund 3,174,408 3,174,408
    Illinois Tool Works Inc 2.65% 11/15/2026 443,362 443,362
    International Business Machine 3.0% 05/15/2024 1,059,936 1,059,936
    Interpublic Group Cos 3.75% 02/15/2023 324,764 324,764
    Interpublic Group Cos 4.2% 04/15/2024 532,726 532,726
    Keybank National Association 1.25% 03/10/2023 511,722 511,722
    Mastercard Inc 2.0% 03/03/2025 774,014 774,014
    Merck & Co, Inc 2.4% 09/15/2022 728,579 728,579
    Moody's Corporation 4.875% 02/15/2024 686,668 686,668
    Oracle Corporation 2.5% 04/01/2025 302,683 302,683
    Pepsico Inc 2.25% 03/19/2025 429,826 429,826
    Philip Morris International Inc 2.875% 05/01/2024 647,323 647,323
    PNC Bank, National Association 3.1% 10/25/2027 562,992 562,992
    Republic Services Inc 2.5% 08/15/2024 296,264 296,264
    Republic Services Inc 2.9% 07/01/2026 167,913 167,913
    Roper Industries, Inc 3.125% 11/15/2022 314,854 314,854
    Sunoco Logistics Partner 4.25% 04/01/2024 131,209 131,209
    TD Ameritrade Holding Co 3.75% 04/01/2024 775,072 775,072
    Thermo Fischer Scientific Inc 2.95% 09/19/2026 673,877 673,877
    U.S. Bank National Association 2.05% 01/21/2025 629,725 629,725
    Verizon Communications Inc 3.5% 11/01/2024 416,383 416,383
    Wells Fargo & Company Hybrid Mtn 10/30/2025 291,880 291,880
    Wells Fargo Bank NA FRN 09/09/2022 376,693 376,693
    Xilinx, Inc 3.0% 03/15/2021 912,477 912,477

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    The Jane and Daniel Och Family
     
    Foundation
    EIN:
    26-3791338
    Name of Stock End of Year Book Value End of Year Fair Market Value
    Alphabet Inc Cmn Class A 3,154,752 3,154,752
    Altimeter Growth Corp Cmn 5,582,000 5,582,000
    CrowdStrike Holdings 57,403 57,403

    TY 2020 LegalFeesSchedule
    Name:
    The Jane and Daniel Och Family
     
    Foundation
    EIN:
    26-3791338
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Legal Fees - Kirkland & Ellis 59,611 0   59,611
    Legal Fees - Other 24,581 0   24,581


    TY 2020 OtherAssetsSchedule
    Name:
    The Jane and Daniel Och Family
     
    Foundation
    EIN:
    26-3791338
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    Accel Growth Fund III LP 771,424 597,395 597,395
    Accel Growth Fund IV LP 943,690 1,287,063 1,287,063
    Accel Leaders Fund LP 386,084 847,913 847,913
    Accel XII Strategic Ptrs LP 501,567 607,764 607,764
    Addition One, LP 0 5,240,423 5,240,423
    Anchorage Capital Partners 13,279,555 0 0
    Andreessen Horowitz Fund VI, LP 426,279 976,672 976,672
    Andreessen Horowitz LSV I 1,058,133 3,992,584 3,992,584
    Apollo Accord Offshore Fund III B, LP 0 1,874,869 1,874,869
    Apollo Accord Offshore Fund IV, LP 0 624,676 624,676
    Apollo Total Return Fund Exempt LP 5,146,301 5,086,478 5,086,478
    BDT Capital Partners Fund II (TE), LP 15,482,360 15,629,715 15,629,715
    BDT Capital Partners Fund II, LP 241,652 290,338 290,338
    BDT Capital Partners Fund III (TE), LP 1,334,169 1,833,150 1,833,150
    Cadre - Broadway Investors LP 1,073,842 756,224 756,224
    Cadre - Chatham Hill Holdings, LLC 1,662,941 1,711,884 1,711,884
    Cadre - Crestleigh Investors Parallel LP 811,200 968,786 968,786
    Cadre - Skyridge Investors Parallel LP 58,932 0 0
    Cadre - West Putnam Investors Parallel LP 630,369 607,320 607,320
    Candlestick Cayman Feeder Ltd 5,045,591 6,357,261 6,357,261
    Canyon Balanced Fund (Cayman) 10,615,860 7,717,372 7,717,372
    Canyon Value Realization Fund 9,931,322 7,231,990 7,231,990
    CEH Feeder I 1,697,914 2,327,346 2,327,346
    C-III Recovery Fund II LP 19,610,887 18,533,077 18,533,077
    Coinbase Global Inc 4,999,946 13,815,000 13,815,000
    D1 Capital Partners (PI Invest) 4,805,561 11,718,530 11,718,530
    D1 Capital Partners Offshore 6,563,747 7,314,683 7,314,683
    Diameter Offshore Fund LP 15,230,804 18,634,911 18,634,911
    Distributions Receivable 25,287,276 2,305,448 2,305,448
    Dividend/Interest Receivable 0 92 92
    DST Global VI LP 5,783,146 11,380,691 11,380,691
    DST Investments XVI LP 3,566,237 3,832,687 3,832,687
    DST Opportunities Access Offshore 2,714,043 3,632,920 3,632,920
    Eton Park Overseas Fund Ltd 21,403 6,021 6,021
    Fortress Credit Opportunities Fund V Expansion (B) LP Subscription 0 491,728 491,728
    Frankford TX Investors LP 513,390 506,044 506,044
    Fundersclub 3DJ LLC 2,529,000 6,719,000 6,719,000
    Greenoaks Capital MS/Blackwell 923,714 2,928,954 2,928,954
    Greenoaks Capital MS/Cathedral Spire 4,029,475 4,024,728 4,024,728
    Greenoaks Capital MS/Mooney Bridge 4,898,374 5,843,764 5,843,764
    Greenoaks Capital MS/Osler 687,206 2,190,844 2,190,844
    Greenoaks Capital MS/Vincefinkel 7,726,617 7,716,920 7,716,920
    Greenoaks Capital Opportunities Fund II 1,642,650 0 0
    Greenoaks Capital Opportunities Fund III LP 0 1,004,936 1,004,936
    Greenoaks Opportunities II 0 3,886,816 3,886,816
    Highfields Capital Ltd 8,787 0 0
    JADOFF Investments, LP 0 5,172,501 5,172,501
    Kensico Offshore Fund II 19,772 0 0
    Legacy Venture VIII LLC 4,046,663 6,748,333 6,748,333
    Lincoln CA Investors LP 288,109 332,923 332,923
    Melvin Capital Offshore 20,055,394 30,750,881 30,750,881
    Murray TOD Investors 641,715 41,630 41,630
    Northwood Real Estate Partners 9,866,433 10,002,093 10,002,093
    Orange Center Tower Investors 660,808 585,601 585,601
    Oz Enhanced Overseas Fund Ltd 451,090 0 0
    PEG Digital Growth Fund II Offshore, LP 1,944,447 864,506 864,506
    PEG Digital Growth Fund Offshore LP 90,290 75,270 75,270
    PEG Secondary Pvt Eqty Investors II Offshore Spec LP 2,229,600 1,493,400 1,493,400
    PEG Secondary Pvt Eqty Investors Offshore Spec LP 1,317,654 1,207,530 1,207,530
    Quadro Ptrs (Cadre Series B) 1,375,535 1,375,534 1,375,534
    Redwood Offshore Flagship 4,955,932 5,496,005 5,496,005
    Redwood Offshore Opportunity Fund 5,248,434 5,835,615 5,835,615
    Schaumburg CC Investors 704,620 651,604 651,604
    Sculptor Credit Opportunities Overseas 3,953,941 1,543,566 1,543,566
    Sculptor Real Estate Credit Parallel Fund A LP- Cash Collateral 2,268,759 4,172,521 4,172,521
    Sequoia - SCHF USTE, LP 34,937,075 51,032,578 51,032,578
    Shadowlake Investors I LP 857,045 813,199 813,199
    Skye Global Fund Ltd 5,019,547 16,394,622 16,394,622
    Steadview Capital Fund 8,616,628 11,639,229 11,639,229
    Stonecrest CA Investors I LP 834,559 864,629 864,629
    Sugarloaf Investors Parallel 26,677 0 0
    SVP Holdings LLC 1,400,000 3,136,000 3,136,000
    Talkdesk 0 5,000,001 5,000,001
    Tiger Global Long Opp 5,976,064 7,889,012 7,889,012
    Trails TX Investors 352,666 302,120 302,120
    Trident Capital VIII Parallel Fund, LP 0 1,758,636 1,758,636
    Trident VII LP 9,318,599 11,953,810 11,953,810
    Trive Capital III 1,622,222 4,048,821 4,048,821
    Vista Equity Endeavor Fund II-A LP 120,504 173,964 173,964
    Vista Equity Partners Fund VII-A, LP 1,181,288 2,537,377 2,537,377
    Vista Foundation Fund IV, LP 0 -2,815 -2,815
    WCH Q4 2018 1, LLC 0 1 1


    TY 2020 OtherExpensesSchedule
    Name:
    The Jane and Daniel Och Family
     
    Foundation
    EIN:
    26-3791338
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Filing Fees 3,815 0   3,815
    Insurance Fees 6,901 0   6,901
    Software 10,729 0   10,729


    TY 2020 OtherIncomeSchedule2
    Name:
    The Jane and Daniel Och Family
     
    Foundation
    EIN:
    26-3791338
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Accel Growth Fund III Strategic Partners LP -17,493 -17,493 -17,493
    Accel Growth Fund IV LP -19,509 -19,509 -19,509
    Accel Leaders Fund LP -85 -85 -85
    Accel XII Strategic Partners LP -8,528 -8,528 -8,528
    Addition One, LP -92,241 -92,241 -92,241
    Andreessen Horowitz Fund VI, LP -25,392 -25,392 -25,392
    Andreessen Horowitz Fund VII, LP -611 -611 -611
    Andreessen Horowitz LSV Fund I, LP -27,433 -27,433 -27,433
    Apollo Total Return Fund (Exempt) LP 138,526 138,526 138,526
    BDT Capital Partners Fund 3 (TE), LP -6,413 -6,413 -6,413
    BDT Capital Partners Fund II (TE) LP 182,330 182,330 182,330
    CEH Feeder I -86,009 -86,009 -86,009
    CEH Feeder I - Foreign Currency Gain 19,603 19,603 19,603
    C-III Recovery Fund II LP 43,332 43,332 43,332
    DST Global VI LP -85,506 -85,506 -85,506
    DST Investments XVI LP -47,196 -47,196 -47,196
    Fortress Credit Opportunities Fund V Expansion (B) LP -4,648 -4,648 -4,648
    Fund II-A Spirits, LP -780 -780 -780
    Fundersclub 3DJ LLC -720 -720 -720
    Greenoaks Capital MS LP - Blackwell Series -13,822 -13,822 -13,822
    Greenoaks Capital MS LP - Cathedral Spire Series -5,525 -5,525 -5,525
    Greenoaks Capital MS LP - Mooney Bridge Series -8,090 -8,090 -8,090
    Greenoaks Capital MS LP - Osler Series -8,317 -8,317 -8,317
    Greenoaks Capital MS LP - Vincefinkel Series -11,439 -11,439 -11,439
    Greenoaks Capital Opportunities Fund II LP -45,610 -45,610 -45,610
    Greenoaks Capital Opportunities Fund III LP -86,534 -86,534 -86,534
    Income from PFIC - CeGeREAL SA 14,014 14,014 14,014
    Income from PFIC - NW CGR SCS 11,786 11,786 11,786
    Income from PFIC - NW Europe (No 1) LP 340,219 340,219 340,219
    Legacy Venture VIII, LLC -162,724 -162,724 -162,724
    Northwood Real Estate Partners TE (AIV 1) Feeder LP -1,341 -1,341 -1,341
    Northwood Real Estate Partners TE (AIV 2) Feeder LP 10,390 10,390 10,390
    Northwood Real Estate Partners TE (AIV 2016) Feeder LP -1,164 -1,164 -1,164
    Northwood Real Estate Partners TE (AIV 4) Feeder LP -5 -5 -5
    Northwood Real Estate Partners TE (AIV 5) Feeder LP -13 -13 -13
    Northwood Real Estate Partners TE (AIV 7) Feeder LP -10,979 -10,979 -10,979
    Northwood Real Estate Partners TE (AIV 8) Feeder LP -1,204 -1,204 -1,204
    Northwood Real Estate Partners TE (AIV 9) Feeder LP -3,665 -3,665 -3,665
    Northwood Real Estate Partners TE (AIV KNE) Feeder LP -478 -478 -478
    Northwood Real Estate Partners TE (AIV ME) Feeder LP -2,156 -2,156 -2,156
    Northwood Real Estate Partners TE (AIV PM) Feeder LP -1,308 -1,308 -1,308
    Northwood Real Estate Partners TE (AIV PWF) Feeder LP -3,860 -3,860 -3,860
    Northwood Real Estate Partners TE (AIV PWP) Feeder LP -654 -654 -654
    Northwood Real Estate Partners TE (AIV SRP II) LP -7,856 -7,856 -7,856
    Northwood Real Estate Partners TE (AIV SRP) LP -1,105 -1,105 -1,105
    Northwood Real Estate Partners TE (Hotel AIV) Feeder LP -667 -667 -667
    Northwood Real Estate Partners TE (Palace AIV) Feeder LP -12 -12 -12
    Northwood Real Estate Partners TE AIV BCP Hotel LP -59 -59 -59
    Northwood Real Estate Partners TE LP 26,455 26,455 26,455
    SCHF USTE, LP 1,705,147 1,705,147 1,705,147
    Sculptor Real Estate Credit Parallel Fund A, LP 279,952 279,952 279,952
    Thru Apollo Accord Offshore Fund III B, LP 216,224 216,224 216,224
    Thru PEG Secondary Private Equity Investors Offshore II 507,795 507,795 507,795
    Trident VII, LP -93,416 -93,416 -93,416
    Trident VIII Parallel Fund LP -60,026 -60,026 -60,026
    Trive Capital Fund III-A LP -84,101 -84,101 -84,101
    UBTI - From K-1s -333,617 0 -333,617
    Vista Equity Endeavor Fund II-A, LP -54,359 -54,359 -54,359
    Vista Equity Partners Fund VII-A, LP -70,627 -70,627 -70,627
    Vista Foundation Fund IV-A, LP -34,986 -34,986 -34,986
    WestCap Stub II-2020 LLC -6,280 -6,280 -6,280


    TY 2020 OtherIncreasesSchedule
    Name:
    The Jane and Daniel Och Family
     
    Foundation
    EIN:
    26-3791338
    Description Amount
    Unrealized Gains/Book-Tax differences on Investments 46,369,478


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    The Jane and Daniel Och Family
     
    Foundation
    EIN:
    26-3791338
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment Mgmt Fees - Goldman Sachs 44,948 44,948   0
    Investment Mgmt Fees - Willoughby Capital Holdings, LLC 1,858,451 1,858,451   0


    TY 2020 TaxesSchedule
    Name:
    The Jane and Daniel Och Family
     
    Foundation
    EIN:
    26-3791338
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Fed Tax Paid (Net of Refunds) (990-PF) 500,000 0   0
    State Taxes 5,977 5,977   0