Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
Graham Foundation for Advanced Studies in the Fine Arts
 
Number and street (or P.O. box number if mail is not delivered to street address)4 West Burton Place
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Chicago, IL606101416
A Employer identification number

36-2356089
B Telephone number (see instructions)

(312) 787-4071
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$48,452,282J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 35 19  
4 Dividends and interest from securities... 314,999 546,029  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 372,124
b Gross sales price for all assets on line 6a 5,411,408
7 Capital gain net income (from Part IV, line 2)... 549,041
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances 0
b Less: Cost of goods sold.... 0
c Gross profit or (loss) (attach schedule)..... 0  
11 Other income (attach schedule)....... Click to see attachment 0 76,401 0
12 Total. Add lines 1 through 11........ 687,158 1,171,490 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 193,185     193,185
14 Other employee salaries and wages...... 337,408     337,408
15 Pension plans, employee benefits....... 109,041     115,836
16a Legal fees (attach schedule)......... 0 0 0 0
b Accounting fees (attach schedule)....... Click to see attachment 119,989 59,995 0 0
c Other professional fees (attach schedule).... Click to see attachment 352,898 158,837 0 143,265
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 112,599 10,234 0 37,624
19 Depreciation (attach schedule) and depletion... Click to see attachment 85,204 0 0
20 Occupancy.............. 46,516     49,075
21 Travel, conferences, and meetings....... 9,885     10,293
22 Printing and publications.......... 1,754     1,754
23 Other expenses (attach schedule)....... Click to see attachment 170,760 235,939 0 151,545
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 1,539,239 465,005 0 1,039,985
25 Contributions, gifts, grants paid....... 943,795 953,905
26 Total expenses and disbursements. Add lines 24 and 25 2,483,034 465,005 0 1,993,890
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -1,795,876
b Net investment income (if negative, enter -0-) 706,485
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 1,170,395 3,625,187 3,625,187
2 Savings and temporary cash investments......... 100,094 100,129 100,129
3 Accounts receivable bullet124,924
Less: allowance for doubtful accounts bullet   1,739,949 124,924 124,924
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet   0 0 0
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)..... 0 0 0
7 Other notes and loans receivable (attach schedule) bullet0
Less: allowance for doubtful accounts bullet0 0 0 0
8 Inventories for sale or use.............. 35,596 25,140 25,140
9 Prepaid expenses and deferred charges.......... 45,680 45,829 45,829
10a Investments—U.S. and state government obligations (attach schedule) 0 0 0
b Investments—corporate stock (attach schedule)....... 9,612,725 Click to see attachment12,779,378 12,779,378
c Investments—corporate bonds (attach schedule)....... 8,644,402 Click to see attachment6,407,913 6,407,913
11 Investments—land, buildings, and equipment: basis bullet0
Less: accumulated depreciation (attach schedule) bullet0 0   0
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 22,569,483 Click to see attachment24,026,927 24,026,927
14 Land, buildings, and equipment: basis bullet3,207,645
Less: accumulated depreciation (attach schedule) bullet1,890,790 1,367,318 Click to see attachment1,316,855 1,316,855
15 Other assets (describe bullet) Click to see attachment9,458 Click to see attachment0 Click to see attachment0
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 45,295,100 48,452,282 48,452,282
Liabilities 17 Accounts payable and accrued expenses.......... 121,349 41,162
18 Grants payable................. 332,500 342,500
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons 0 0
21 Mortgages and other notes payable (attach schedule)...... 0 0
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 453,849 383,662
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 41,967,257 44,929,103
25 Net assets with donor restrictions............ 2,873,994 3,139,517
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 44,841,251 48,068,620
30 Total liabilities and net assets/fund balances (see instructions). 45,295,100 48,452,282
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
44,841,251
2
Enter amount from Part I, line 27a .....................
2
-1,795,876
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
5,023,245
4
Add lines 1, 2, and 3 ..........................
4
48,068,620
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
48,068,620
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a From Partnerships Schedules K-1      
b
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 549,041 0 0 549,041
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a 0 0 0 549,041
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 549,041
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 0
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 9,820
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 9,820
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 9,820
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 30,000
b Exempt foreign organizations—tax withheld at source...... 6b  
c Tax paid with application for extension of time to file (Form 8868)... 6c 13,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 43,000
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 33,180
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet33,180 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletwww.GRAHAMFOUNDATION.ORG
    14
    The books are in care ofbulletSarah Herda Telephone no.bullet (312) 787-4071

    Located atbullet4 West BurtonChicagoIL ZIP+4bullet60610
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    SARAH HERDA EXECUTIVE DIRECTOR
    40.000     		178,875 14,310 0
    4 West Burton Place
    Chicago,IL606101416
    CRAIG BARTON TRUSTEE
    1.000     		0 0 0
    4 West Burton Place
    Chicago,IL606101416
    JOHN RONAN TRUSTEE
    1.000     		0 0 0
    4 West Burton Place
    Chicago,IL606101416
    JOHN SYVERTSEN TRUSTEE
    1.000     		0 0 0
    4 West Burton Place
    Chicago,IL606101416
    YESOMI UMOLU TRUSTEE
    1.000     		0 0 0
    4 West Burton Place
    Chicago,IL606101416
    Sean Keller Trustee
    1.000     		0 0 0
    4 West Burton Place
    Chicago,IL606101416
    Brian Black Trustee
    1.000     		0 0 0
    4 West Burton Place
    Chicago,IL606101416
    Amanda Williams Trustee
    1.000     		0 0 0
    4 West Burton Place
    Chicago,IL606101416
    MICHELLE BOONE SECRETARY
    3.000     		0 0 0
    4 West Burton Place
    Chicago,IL606101416
    CHANDRA GOLDSMITH GRAY President
    3.000     		0 0 0
    4 West Burton Place
    Chicago,IL606101416
    DAVID BROWN Vice President
    3.000     		0 0 0
    4 West Burton Place
    Chicago,IL606101416
    ERIC MCKISSACK Treasurer
    3.000     		0 0 0
    4 West Burton Place
    Chicago,IL606101416
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    Ellen Alderman Program Manager
    40.000     		73,093   0
    4 West Burton Place
    Chicago,IL606101416
    Carolyn Kelly Grants Manager
    40.000     		69,693   0
    4 West Burton Place
    Chicago,IL606101416
    Ronald Konow Facilities Manager
    40.000     		65,233   0
    4 West Burton Place
    Chicago,IL606101416
    James Pike Grant Project Mgr.
    40.000     		57,304   0
    4 West Burton Place
    Chicago,IL606101416
    Ava Barrett Program Manager
    40.000     		50,486   0
    4 West Burton Place
    Chicago,IL606101416
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    KSMB Associates Accounting Services 66,203
    624 Fairhope
    Glenview,IL60025
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 Public Programs - In addition to its international grants program, the Graham Foundation produces original exhibitions, lectures, panel discussions, performances, screenings, (SEE STATEMENT) 379,060
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    38,880,457
    b
    Average of monthly cash balances.......................
    1b
    3,429,327
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    42,309,784
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    42,309,784
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    634,647
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    41,675,137
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    2,083,757
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    2,083,757
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    9,820
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    9,820
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,073,937
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    2,073,937
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    2,073,937
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,993,890
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,993,890
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,993,890
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 2,073,937
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:2018, 2017, 2016 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 142,615
    b From 2016...... 84,267
    c From 2017...... 13,735
    d From 2018...... 0
    e From 2019...... 113,855
    fTotal of lines 3a through e........ 354,472
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 1,993,890
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 1,993,890
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 80,047 80,047
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 274,425
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		62,568
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		211,857
    10 Analysis of line 9:
    a Excess from 2016.... 84,267
    b Excess from 2017.... 13,735
    c Excess from 2018.... 0
    d Excess from 2019.... 113,855
    e Excess from 2020.... 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    SARAH HERDA GRAHAM FOUNDATION
    4 WEST BURTON
    CHICAGO,IL606101416
    (312) 787-4071
    bThe form in which applications should be submitted and information and materials they should include:
    SEE ATTACHED STATEMENT
    cAny submission deadlines:
    SEE ATTACHED STATEMENT
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    SEE ATTACHED STATEMENT
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Danielle Abdon Guimaraes
    4 West Burton Place
    Chicago,IL60610     		None I Poverty Disease and Port Cities: Global Exchanges in Hospital Architecture during the Age of Exploration 1,000
    Miriam Hillawi Abraham
    4 West Burton Place
    Chicago,IL60610     		None I Abyssinian Cyber Vernaculus 5,000
    Acute Angles
    2305 North Commonwealth Avenue 3N
    Chicago,IL60614     		None PC Interior Landscape Exhibitions and Residencies at Space p11 5,000
    Saulat Ajmal Amna Hashmi Saba Khan and Emaan Shaikh
    4 West Burton Place
    Chicago,IL60610     		None I Barrages and the fragmentation of the Indus river 5,000
    Stan Allen
    4 West Burton Place
    Chicago,IL60610     		None I Situated Objects 5,000
    Anyone Corporation
    41 West 25th Street
    New York,NY10010     		None PC Log: Observations on Architecture and the Contemporary City Issues 47 48 and 49 5,000
    Architectural Assoc School of Architecture
    36 Bedford Square
    London,EnglandWC1B3ES
    UK     		None NC Architecture in Translation 15,000
    Tobias Armborst Daniel D'Oca and Georgeen Theodore
    4 West Burton Place
    Chicago,IL60610     		None I The Arsenal of Exclusion & Inclusion 10,000
    Association of Architecture Organizations
    111 East Wacker Drive
    Chicago,IL606013713     		None PC AAO 2020 Design Matters Conference 10,000
    Andrea Bagnato & Anna Positano
    4 West Burton Place
    Chicago,IL60610     		None I Arborea/Mussolinia 10,000
    Shiben Banerji
    4 West Burton Place
    Chicago,IL60610     		None I Lineages of the Global City 5,000
    Giovanna Bassi Cendra
    4 West Burton Place
    Chicago,IL60610     		None I Tectonics of Development: Mineral Extraction and the Architecture of the University-City in South America 1945-1975 15,000
    Irene E Brisson
    4 West Burton Place
    Chicago,IL60610     		None I Speaking Gesturing Drawing Building: Relational Techniques of a Kreyl Architecture 20,000
    Canadian Centre for Architecture
    1920 rue Baile
    Montreal,QuebecH3H2S6
    CA     		None NC CCA Singles 20,000
    Greg Castillo & Lee Stickells
    4 West Burton Place
    Chicago,IL60610     		None I Design Radicals: Spaces of Bay Area Counterculture 5,000
    Jay Cephas
    4 West Burton Place
    Chicago,IL60610     		None I Black Architects Archive 10,000
    Chicago Architecture Biennial
    78 East Washington Street
    Chicago,IL60602     		None PC Chicago Architecture Biennial 2019 and 2021 50,000
    Chicago Architecture Foundation
    224 South Michigan Avenue
    Chicago,IL60604     		None PC From Me to We: Imagining the City of 2050 25,000
    Lawrence Chua
    4 West Burton Place
    Chicago,IL60610     		None I Bangkok Utopia: modern architecture and Buddhist felicities 1910-1973 5,000
    Joseph Clarke
    4 West Burton Place
    Chicago,IL60610     		None I Echo's Chambers: Architecture and the Idea of Acoustic Space 7,500
    Concordia University Press
    1455 de Maisonneuve Boulevard
    W LB 331
    Montreal,QuebecH3G1M8
    CA     		None PC Clara Porset: Living Design 10,000
    Kathleen Conti
    4 West Burton Place
    Chicago,IL60610     		None I "Tell It Like It Was": Race Memory and Historic Preservation in the American South 1,000
    Stephanie Cristello
    4 West Burton Place
    Chicago,IL60610     		None I Barbara Kasten: Architecture & Film (2015-2020) 7,500
    Dalhousie University-Dalhousie Architectural Press
    5410 Spring Garden Road
    PO Box 15000
    Halifax,Nova ScotiaB3H4R2
    CA     		None NC Design Matters series: Colonization Through Design and Situated Practices in Architecture and Politics 10,000
    Equitable Vitrines
    3435 Wilshire Boulevard Suite 450
    Los Angeles,CA90010     		None PC Florian Hecker 5,000
    ETH Zurich-GTA Exhibitions
    HIL D 621 Stefano-Franscini-Platz 5
    Zurich,Ayo8093
    SZ     		None NC Inside Outside / Petra Blaisse 5,000
    Michael Faciejew
    4 West Burton Place
    Chicago,IL60610     		None I Building "Worldwide Society": The Architecture of Documentation 1895-1939 1,000
    Teresa Fankhnel
    4 West Burton Place
    Chicago,IL60610     		None I The Miniature Boom: A History of American Architectural Models in the Twentieth Century 10,000
    Fenester
    Dtsk 2594/226
    Prague,Ayo10000
    EZ     		None NC Private Views: A High-Rise Panorama of Manhattan 5,000
    Brandon Finn
    4 West Burton Place
    Chicago,IL60610     		None I Southern African Urbanization And Socio-Spatial Transformation: The Historical Origins of the Contemporary Informal-Formal Labor Nexus 1,000
    The Regents of the University of California
    Sponsored Projects Office 1608 Four
    th Street Suite 220
    Berkeley,CA947101749     		None NC Aleksandr Rodchenko and Photography in the Age of Stalin 7,500
    Alex Gore and Dingle Price
    4 West Burton Place
    Chicago,IL60610     		None I Dulwich Pavilion 2019 (publication) 1,300
    Williamena Granger
    4 West Burton Place
    Chicago,IL60610     		None I Constructing Old Age: Race Ethnicity Religion and the Architecture of Homes for the Aged 1870-1970 1,000
    Nicolas Grospierre
    4 West Burton Place
    Chicago,IL60610     		None I A House for Culture: An Inquiry into the Architecture of the Kibbutz and the Kolkhoz 5,000
    Ciro Miguel & Vanessa Grossman
    4 West Burton Place
    Chicago,IL60610     		None I Everyday Matters: Contemporary Approaches to Architecture 10,000
    President and Fellows of Harvard College
    48 Quincy Street Gund Hall 408
    Cambridge,MA02138     		None PC New Geographies 12: Commons 5,000
    House of World Cultures
    John-Foster-Dulles-Allee 10
    Berlin,Ayo10557
    GM     		None NC Counter Gravity: The Architecture Films of Heinz Emigholz 10,000
    Jeffrey Hogrefe & Scott Ruff
    4 West Burton Place
    Chicago,IL60610     		None I In Search of African American Space 7,500
    Eric Hweler & Meejin Yoon
    4 West Burton Place
    Chicago,IL60610     		None I Signal to Noise 7,500
    Cathy Hsiao
    4 West Burton Place
    Chicago,IL60610     		None I Mother's House |Architecture for Water Cannon Blue 3,300
    Hubbard Street Dance Chicago
    1658 North Milwaukee Avenue 100-158
    38
    Chicago,IL60647     		None PC The Sky Was Different 5,000
    Instituto Bardi Casa de Vidro
    Alameda Itu 1063 Jardim Paulista
    So Paulo,Ayo22902
    BR     		None NC Casa de Vidro: The Bardis' Life between Art Architecture and Landscape 10,000
    Istanbul Foundation for Culture and Arts-Istanbul Biennial
    Nejat Eczacba Binas
    Sadi Konuralp Caddesi No 5
    Istanbul,Ayo34433
    TU     		None NC Empathy Revisited: designs for more than one 5,000
    Ghazal Jafari
    4 West Burton Place
    Chicago,IL60610     		None I Rivers of Power 5,000
    John of the Thing
    Sindicalismo 43 Escandn
    II Secc
    Mexico City,Ayo6100
    MX     		None NC Notebooks Series 6,000
    Vishal Khandelwal
    4 West Burton Place
    Chicago,IL60610     		None I Between Socialism and Society: The Art of Design and Modernity in India 1961-1985 1,000
    Lampo
    53 West Jackson Boulevard 1656
    Chicago,IL60604     		None PC Lampo 2019 concert series at the Graham Foundation 5,000
    Nana Last
    4 West Burton Place
    Chicago,IL60610     		None I Archive Matrix Assembly: The Photographs of Thomas Struth 1978-2017 10,000
    James Leng & Jennifer Ly
    4 West Burton Place
    Chicago,IL60610     		None I Veil Craft 10,000
    Zoe Leonard
    4 West Burton Place
    Chicago,IL60610     		None I Al Rio/To the River 10,000
    LIGA - Space for Architecture - Mexico City
    Doctor Erazo 172
    Col Doctores Del Cuauhtmoc
    Mexico City,Ayo06720
    MX     		None NC LIGA Public Program 2019-2020 10,000
    University of Puerto Rico
    18 Avenue Universidad
    Suite 1801
    San Juan,Ayo009522512
    RQ     		None NC Wicked Colonial Nostalgias: Power Tragedy and Heritage-Making in Caribbean Cities 5,000
    Ann Lui & Craig Reschke
    4 West Burton Place
    Chicago,IL60610     		None I The Night Gallery 5,000
    Jessica Lynne
    4 West Burton Place
    Chicago,IL60610     		None I Drafts for an Epic 5,000
    Geoff Manaugh
    4 West Burton Place
    Chicago,IL60610     		None I Invisible Cities: Architecture's Geophysical Turn 5,000
    Alex Martinez Suarez
    4 West Burton Place
    Chicago,IL60610     		None I Jaragua no cae 5,000
    MASS Design Group
    334 Boylston Street Suite 400
    Boston,MA02116     		None PC The Whole Architect: Giancarlo De Carlo 10,000
    Sarah M Miller
    4 West Burton Place
    Chicago,IL60610     		None I Documentary in Dispute: The Original Manuscript of Changing New York by Berenice Abbott and Elizabeth McCausland 5,000
    Magdalena Milosz
    4 West Burton Place
    Chicago,IL60610     		None I "They Have Decided What Houses Will Be Built": Indigenous Peoples Architecture and the Settler-Colonial State 1920-1970s 1,000
    Minerva Projects
    43 County Route 7
    Pine Plains,NY12567     		None PC Project 4: Rey Akdogan 10,000
    Maxwell Mutanda
    4 West Burton Place
    Chicago,IL60610     		None I (In)Voluntary Mutations 7,500
    Jessica Myers
    4 West Burton Place
    Chicago,IL60610     		None I Here There Be Dragons Season Three: Stockholm 10,000
    National Building Museum
    401 F Street NW
    Washington,DC20001     		None PC Justice is Beauty: The Work of MASS Design Group 10,000
    National Trust for Historic Preservationin the United States
    14520 River Road
    Plano,IL60545     		None PC Edith Farnsworth Reconsidered 10,000
    New Architecture Writers
    Open City Architecture 9th Floor
    Import Building 2 Clove Crescent
    London,AyoE142BE
    UK     		None NC Critic Critique 10,000
    NTU Centre for Contemporary Art Singapore
    Block 6 Lock Road Gillman Barracks
    Singapore,Ayo108934
    SN     		None NC Revisiting i Press: 'The Ideal Communist City' and 'World of Variation' 10,000
    John Palmesino & Ann-Sofi Rnnskog
    4 West Burton Place
    Chicago,IL60610     		None I Territorial Agency: Oceans in Transformation 7,500
    Paprika
    180 York Street 3rd Floor
    New Haven,CT06511     		None PC Paprika! Volume V 5,000
    Places Journal
    912 Cole Street 171
    San Francisco,CA94117     		None PC Reservoir: Nature Culture Infrastructure 10,000
    Places Journal
    912 Cole Street 171
    San Francisco,CA94117     		None PC Critics-in-Residence in Architecture and Landscape Architecture 15,000
    Sergio Prego Imaz
    4 West Burton Place
    Chicago,IL60610     		None I Poured Architecture: Sergio Prego on Miguel Fisac 20,000
    Produzioni Nero Scrl
    Produzioni Nero
    ScrlVia dei Giuochi Istmici 28
    Rome,Ayo00135
    IT     		None NC Scenes from the life of Raimund Abraham 5,000
    Prospect New Orleans
    PO Box 58800
    New Orleans,LA70158     		None PC Prospect5 New Orleans 20,000
    Queens Museum of Art
    NYC Building Flushing Meadows Coron
    a Park
    Queens,NY11368     		None PC After the Plaster Foundation 15,000
    Kareem Rabie
    4 West Burton Place
    Chicago,IL60610     		None I Everywhere in the world there is a Chinatown; in China there is a Khaliltown 5,000
    Rice University-School of Architecture
    MS-50 6100 Main Street
    Houston,TX77005     		None PC PLAT 100 4,000
    The Richard H Driehaus Museum
    25 East Erie Street
    Chicago,IL60611     		None PF Hector Guimard: Art Nouveau to Modernism 5,000
    Ettore Santi
    4 West Burton Place
    Chicago,IL60610     		None I Designing a Land Revolution The Corporate Reinvention of China's Rural Environment 1,000
    Beatriz A Santos
    4 West Burton Place
    Chicago,IL60610     		None I The "Race Colony:" an Architectural Threshold to the Realization of Freedom 5,000
    Eva Schreiner
    4 West Burton Place
    Chicago,IL60610     		None I Kultur of Empire: The Production of Land the Spirit of Capital and the German Orient 1871-1919 15,000
    Christina Schwenkel
    4 West Burton Place
    Chicago,IL60610     		None I Building Socialism: The Afterlife of East German Architecture in Urban Vietnam 5,000
    The Serpentine Trust
    Kensington Gardens
    London,AyoW23XA
    UK     		None NC Serpentine Pavilion 2020-21 designed by Counterspace 25,000
    Ishita Shah
    4 West Burton Place
    Chicago,IL60610     		None I Revisiting India's Architectural History: Tracing the Women Practitioners of Twentieth Century India 5,000
    Society of Architectural Historians
    1365 North Astor Street
    Chicago,IL60610     		None PC Twenty Historically Contested Sites: Focusing A Critical Lens on the History of Minorities in the US through their Built Environments 10,000
    Barbara Stauffacher Solomon
    4 West Burton Place
    Chicago,IL60610     		None I Exits Exist 20,000
    Southern California Institute of Architecture
    960 East Third Street
    Los Angeles,CA10027     		None PC Architectural Bestia 10,000
    Standpunkte
    Vogesenstrasse 126
    Basel,Ayo4056
    SZ     		None NC Archetypes: David Ross 10,000
    Storefront for Art and Architecture
    611 Broadway Suite 634
    New York,NY10007     		None PC Building Cycles Year 2 20,000
    Studio Museum in Harlem
    144 West 125th Street
    New York,NY10027     		None PC The Smokehouse Associates 10,000
    Kirsten Swenson
    4 West Burton Place
    Chicago,IL60610     		None I Public Works: Land Art and Urban Redevelopment 5,000
    Terreform Inc
    270 Broadway 16 C
    New York,NY10007     		None PF UR (Urban Research) 2019 10,000
    Thames & Hudson Ltd
    181A High Holborn
    London    
    UK     		None NC Modern Architecture and the Lifeworld: Essays in Honor of Kenneth Frampton 10,000
    The Funambulist
    75 Rue du Cherche-Midi
    Paris,Ile de France75006
    FR     		None NC The Funambulist Network 10,000
    The Funambulist
    75 Rue du Cherche-Midi
    Paris,Ile de France75006
    FR     		None NC The Funambulist Correspondents 20,000
    The Museum of Modern Art
    11 West 53rd Street
    New York,NY11225     		None PC Reconstructions: Architecture and Blackness in America 10,000
    The Renaissance Society at the University of Chicago
    5811 South Ellis Avenue Room 418
    Chicago,IL60637     		None PC Haig Aivazian: All of the Lights 5,000
    The Trust for Public Land
    120 South LaSalle Street 2000
    Chicago,IL60657     		None PC OAC Chicago: Urban Hack 5,000
    Toronto Biennial of Art
    37 Edwin Avenue
    Toronto,OntarioM6P3Z5
    CA     		None NC Learning from Ice 10,000
    University of California Berkeley-Architecture Department
    232 Wurster Hall 1800
    Berkeley,CA60637     		None PC Room One Thousand: Issue 9 5,000
    University of California Los Angeles
    9029 3/4 Rangely Avenue
    West Hollywood,CA90048     		None PC POOL Issue No 06 3,000
    University of Chicago-South Side Home Movie Project
    5801 S Ellis Avenue Suite 501
    Chicago,IL60607     		None PC South Side Home Movie Project Interactive Digital Archive 10,000
    University of Chicago-UChicago Arts Public Art Program
    5235 South Harper Court 541-05
    Chicago,IL33146     		None PC YOU BE MY ALLY 5,000
    Board of Trustees of the University of Illinois
    845 West Harrison Street
    Chicago,IL60607     		None PC Fresh Meat Journal Issue XII 3,000
    University of Miami-School of Architecture
    1217 Dickinson Drive Room 310C
    Coral Gables,FL94608     		None PC Cuban Modernism: Mid-Century Architecture 1940-1970 10,000
    University of Pennsylvania-Institute of Contemporary Art
    118 South 36th Street
    Philadelphia,PA19104     		None PC Jessica Vaughn: Our Primary Focus Is To Be Successful 15,000
    University of Utah-School of Architecture
    375 South 1530 East ARCH Room 235
    Salt Lake City,UT84112     		None PC Dialectic VIII: Subverting-Unmaking Architecture? 4,000
    Desiree Valadares
    4 West Burton Place
    Chicago,IL60610     		None I The Reparative Logics of World War II Confinement Camp Preservation: British Columbia Alaska and Hawaii in Context 1,000
    Jina Valentine
    4 West Burton Place
    Chicago,IL60610     		None I The Exhibit of American Negroes Revisited 5,000
    Jessica Varner
    4 West Burton Place
    Chicago,IL60610     		None I Chemical Desires: Dyes Additives Foams and the Making of Architectural Modernity (1901-20xx) 1,000
    Anna Martine Whitehead
    4 West Burton Place
    Chicago,IL60610     		None I FORCE! an opera in three acts 10,000
    Yale University-Yale University Press
    PO Box 209040
    New Haven,CT065209040     		None PC Mies van der Rohe: The Architect in His Time 10,000
    Total .................................bullet 3a 947,100
    bApproved for future payment
    Anthony Acciavatti
    4 West Burton Place
    Chicago,IL60610     		None I Building a Republic of Villages 5,000
    The Architecture Lobby
    19614 Winslow Road
    Shaker Heights,OH44122     		None PF JustDesign 10,000
    Fred Schmidt-Arenales
    4 West Burton Place
    Chicago,IL60610     		None I Committee of Six 5,000
    Julie Ault
    4 West Burton Place
    Chicago,IL60610     		None I Hidden in Plain Sight: Selected Writings of Karin Higa 10,000
    Erin Besler and Ian Erin
    4 West Burton Place
    Chicago,IL60610     		None I Best Practices 7,500
    Rossella Biscotti
    4 West Burton Place
    Chicago,IL60610     		None I The City 10,000
    Black Reconstruction Collective
    500 Saint Marks Avenue Suite 208
    Brooklyn,NY11238     		None PC Black Reconstruction Collective Manifesting Textile 10,000
    Cranbrook Art Museum
    39221 Woodward Avenue
    Bloomfield Hills,MI483030801     		None PC Olga de Amaral: To Weave a Rock 10,000
    Christina Crawford
    4 West Burton Place
    Chicago,IL60610     		None I Atlanta Housing Interplay: Expanding the Interwar Housing Map 5,000
    Killian Doherty and Edward Lawrenson
    4 West Burton Place
    Chicago,IL60610     		None I Salone Drift 5,000
    Neven Fuchs Stefano Graziani & Aleksandra Ognjanov
    4 West Burton Place
    Chicago,IL60610     		None I Sverre Fehn Architecture 7,500
    Charles Heller and Lorenzo Pezzani
    4 West Burton Place
    Chicago,IL60610     		None I Agitated Waters: Migration Borders and Activism in the Wake of the Mediterranean Spring 5,000
    The Royal College of Art
    School of Architecture
    Kensington Gore
    London   SW72EU
    UK     		None NC The Image Object 5,000
    Andrs Jaque and Bart-Jan Polman
    4 West Burton Place
    Chicago,IL60610     		None I OFFSHORECRACY: A Study of How Offshore Regimes Act Architecturally 5,000
    Vishal Khandelwal
    4 West Burton Place
    Chicago,IL60610     		None I Belonging Without Aligning: India and the Ethics of Design 1955-1985 20,000
    Gelare Khoshgozaran
    4 West Burton Place
    Chicago,IL60610     		None I Inviolable Exteriors 5,000
    Prem Krishnamurthy
    4 West Burton Place
    Chicago,IL60610     		None I Future of Futures (Scene 1: Nottingham Contemporary) 7,500
    Kera Lovell
    4 West Burton Place
    Chicago,IL60610     		None I The People's Park: Work the Body and the Built Environment in Radical Postwar Placemaking 5,000
    Roberta Marcaccio
    4 West Burton Place
    Chicago,IL60610     		None I The Hero of Doubt 5,000
    Catherine Seavitt Nordenson
    4 West Burton Place
    Chicago,IL60610     		None I The Miasmist: George E Waring Jr and the Sanitary Landscape 5,000
    Spyros Papapetros & Gerd Zillner
    4 West Burton Place
    Chicago,IL60610     		None I Frederick Kiesler's Magic Architecture: The Story of Human Housing 7,500
    Southtern California Institute of Architecture
    960 East Third Street
    Los Angeles,CA10027     		None PC LA8020 10,000
    The Royal College of Art
    Darwin Building Kensington Gore
    London,EnglandSW72EU
    UK     		None NC Offsetted 10,000
    Clarissa Tossin
    4 West Burton Place
    Chicago,IL60610     		None I Mojo'q che b'ixan ri ixkanulab' / Antes de que los Volcanes Canten / Before the Volcanoes Sing 10,000
    Oliver Wainwright
    4 West Burton Place
    Chicago,IL60610     		None I The New Utopias 5,000
    Ed Wall
    4 West Burton Place
    Chicago,IL60610     		None I Expanding architectural operations 5,000
    Delia Wendel
    4 West Burton Place
    Chicago,IL60610     		None I Rwanda's Genocide Heritage: Between Memory and Sovereignty 5,000
    Total .................................bullet 3b 200,000
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		525990 16 14 19  
    4 Dividends and interest from securities....     14 314,999  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		525990 24,902 18 352,442  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aPship income for book include as dividends     		525990 -5,220      
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 19,698 667,460 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    687,158
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID: 20011424
    Software Version: 2020v4.0


    Form 990PF - Special Condition Description:
    Special Condition Description

    Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Danielle Abdon Guimaraes4 West Burton Place
    Chicago,IL60610     		None I Poverty Disease and Port Cities: Global Exchanges in Hospital Architecture during the Age of Exploration 1,000
    Miriam Hillawi Abraham4 West Burton Place
    Chicago,IL60610     		None I Abyssinian Cyber Vernaculus 5,000
    Acute Angles2305 North Commonwealth Avenue 3N
    Chicago,IL60614     		None PC Interior Landscape Exhibitions and Residencies at Space p11 5,000
    Saulat Ajmal Amna Hashmi Saba Khan and Emaan Shaikh4 West Burton Place
    Chicago,IL60610     		None I Barrages and the fragmentation of the Indus river 5,000
    Stan Allen4 West Burton Place
    Chicago,IL60610     		None I Situated Objects 5,000
    Anyone Corporation41 West 25th Street
    New York,NY10010     		None PC Log: Observations on Architecture and the Contemporary City Issues 47 48 and 49 5,000
    Architectural Assoc School of Architecture36 Bedford Square
    London,EnglandWC1B3ES
    UK     		None NC Architecture in Translation 15,000
    Tobias Armborst Daniel D'Oca and Georgeen Theodore4 West Burton Place
    Chicago,IL60610     		None I The Arsenal of Exclusion & Inclusion 10,000
    Association of Architecture Organizations111 East Wacker Drive
    Chicago,IL606013713     		None PC AAO 2020 Design Matters Conference 10,000
    Andrea Bagnato & Anna Positano4 West Burton Place
    Chicago,IL60610     		None I Arborea/Mussolinia 10,000
    Shiben Banerji4 West Burton Place
    Chicago,IL60610     		None I Lineages of the Global City 5,000
    Giovanna Bassi Cendra4 West Burton Place
    Chicago,IL60610     		None I Tectonics of Development: Mineral Extraction and the Architecture of the University-City in South America 1945-1975 15,000
    Irene E Brisson4 West Burton Place
    Chicago,IL60610     		None I Speaking Gesturing Drawing Building: Relational Techniques of a Kreyl Architecture 20,000
    Canadian Centre for Architecture1920 rue Baile
    Montreal,QuebecH3H2S6
    CA     		None NC CCA Singles 20,000
    Greg Castillo & Lee Stickells4 West Burton Place
    Chicago,IL60610     		None I Design Radicals: Spaces of Bay Area Counterculture 5,000
    Jay Cephas4 West Burton Place
    Chicago,IL60610     		None I Black Architects Archive 10,000
    Chicago Architecture Biennial78 East Washington Street
    Chicago,IL60602     		None PC Chicago Architecture Biennial 2019 and 2021 50,000
    Chicago Architecture Foundation224 South Michigan Avenue
    Chicago,IL60604     		None PC From Me to We: Imagining the City of 2050 25,000
    Lawrence Chua4 West Burton Place
    Chicago,IL60610     		None I Bangkok Utopia: modern architecture and Buddhist felicities 1910-1973 5,000
    Joseph Clarke4 West Burton Place
    Chicago,IL60610     		None I Echo's Chambers: Architecture and the Idea of Acoustic Space 7,500
    Concordia University Press1455 de Maisonneuve Boulevard
    W LB 331
    Montreal,QuebecH3G1M8
    CA     		None PC Clara Porset: Living Design 10,000
    Kathleen Conti4 West Burton Place
    Chicago,IL60610     		None I "Tell It Like It Was": Race Memory and Historic Preservation in the American South 1,000
    Stephanie Cristello4 West Burton Place
    Chicago,IL60610     		None I Barbara Kasten: Architecture & Film (2015-2020) 7,500
    Dalhousie University-Dalhousie Architectural Press5410 Spring Garden Road
    PO Box 15000
    Halifax,Nova ScotiaB3H4R2
    CA     		None NC Design Matters series: Colonization Through Design and Situated Practices in Architecture and Politics 10,000
    Equitable Vitrines3435 Wilshire Boulevard Suite 450
    Los Angeles,CA90010     		None PC Florian Hecker 5,000
    ETH Zurich-GTA ExhibitionsHIL D 621 Stefano-Franscini-Platz 5
    Zurich,Ayo8093
    SZ     		None NC Inside Outside / Petra Blaisse 5,000
    Michael Faciejew4 West Burton Place
    Chicago,IL60610     		None I Building "Worldwide Society": The Architecture of Documentation 1895-1939 1,000
    Teresa Fankhnel4 West Burton Place
    Chicago,IL60610     		None I The Miniature Boom: A History of American Architectural Models in the Twentieth Century 10,000
    FenesterDtsk 2594/226
    Prague,Ayo10000
    EZ     		None NC Private Views: A High-Rise Panorama of Manhattan 5,000
    Brandon Finn4 West Burton Place
    Chicago,IL60610     		None I Southern African Urbanization And Socio-Spatial Transformation: The Historical Origins of the Contemporary Informal-Formal Labor Nexus 1,000
    The Regents of the University of CaliforniaSponsored Projects Office 1608 Four
    th Street Suite 220
    Berkeley,CA947101749     		None NC Aleksandr Rodchenko and Photography in the Age of Stalin 7,500
    Alex Gore and Dingle Price4 West Burton Place
    Chicago,IL60610     		None I Dulwich Pavilion 2019 (publication) 1,300
    Williamena Granger4 West Burton Place
    Chicago,IL60610     		None I Constructing Old Age: Race Ethnicity Religion and the Architecture of Homes for the Aged 1870-1970 1,000
    Nicolas Grospierre4 West Burton Place
    Chicago,IL60610     		None I A House for Culture: An Inquiry into the Architecture of the Kibbutz and the Kolkhoz 5,000
    Ciro Miguel & Vanessa Grossman4 West Burton Place
    Chicago,IL60610     		None I Everyday Matters: Contemporary Approaches to Architecture 10,000
    President and Fellows of Harvard College48 Quincy Street Gund Hall 408
    Cambridge,MA02138     		None PC New Geographies 12: Commons 5,000
    House of World CulturesJohn-Foster-Dulles-Allee 10
    Berlin,Ayo10557
    GM     		None NC Counter Gravity: The Architecture Films of Heinz Emigholz 10,000
    Jeffrey Hogrefe & Scott Ruff4 West Burton Place
    Chicago,IL60610     		None I In Search of African American Space 7,500
    Eric Hweler & Meejin Yoon4 West Burton Place
    Chicago,IL60610     		None I Signal to Noise 7,500
    Cathy Hsiao4 West Burton Place
    Chicago,IL60610     		None I Mother's House |Architecture for Water Cannon Blue 3,300
    Hubbard Street Dance Chicago1658 North Milwaukee Avenue 100-158
    38
    Chicago,IL60647     		None PC The Sky Was Different 5,000
    Instituto Bardi Casa de VidroAlameda Itu 1063 Jardim Paulista
    So Paulo,Ayo22902
    BR     		None NC Casa de Vidro: The Bardis' Life between Art Architecture and Landscape 10,000
    Istanbul Foundation for Culture and Arts-Istanbul BiennialNejat Eczacba Binas
    Sadi Konuralp Caddesi No 5
    Istanbul,Ayo34433
    TU     		None NC Empathy Revisited: designs for more than one 5,000
    Ghazal Jafari4 West Burton Place
    Chicago,IL60610     		None I Rivers of Power 5,000
    John of the ThingSindicalismo 43 Escandn
    II Secc
    Mexico City,Ayo6100
    MX     		None NC Notebooks Series 6,000
    Vishal Khandelwal4 West Burton Place
    Chicago,IL60610     		None I Between Socialism and Society: The Art of Design and Modernity in India 1961-1985 1,000
    Lampo53 West Jackson Boulevard 1656
    Chicago,IL60604     		None PC Lampo 2019 concert series at the Graham Foundation 5,000
    Nana Last4 West Burton Place
    Chicago,IL60610     		None I Archive Matrix Assembly: The Photographs of Thomas Struth 1978-2017 10,000
    James Leng & Jennifer Ly4 West Burton Place
    Chicago,IL60610     		None I Veil Craft 10,000
    Zoe Leonard4 West Burton Place
    Chicago,IL60610     		None I Al Rio/To the River 10,000
    LIGA - Space for Architecture - Mexico CityDoctor Erazo 172
    Col Doctores Del Cuauhtmoc
    Mexico City,Ayo06720
    MX     		None NC LIGA Public Program 2019-2020 10,000
    University of Puerto Rico18 Avenue Universidad
    Suite 1801
    San Juan,Ayo009522512
    RQ     		None NC Wicked Colonial Nostalgias: Power Tragedy and Heritage-Making in Caribbean Cities 5,000
    Ann Lui & Craig Reschke4 West Burton Place
    Chicago,IL60610     		None I The Night Gallery 5,000
    Jessica Lynne4 West Burton Place
    Chicago,IL60610     		None I Drafts for an Epic 5,000
    Geoff Manaugh4 West Burton Place
    Chicago,IL60610     		None I Invisible Cities: Architecture's Geophysical Turn 5,000
    Alex Martinez Suarez4 West Burton Place
    Chicago,IL60610     		None I Jaragua no cae 5,000
    MASS Design Group334 Boylston Street Suite 400
    Boston,MA02116     		None PC The Whole Architect: Giancarlo De Carlo 10,000
    Sarah M Miller4 West Burton Place
    Chicago,IL60610     		None I Documentary in Dispute: The Original Manuscript of Changing New York by Berenice Abbott and Elizabeth McCausland 5,000
    Magdalena Milosz4 West Burton Place
    Chicago,IL60610     		None I "They Have Decided What Houses Will Be Built": Indigenous Peoples Architecture and the Settler-Colonial State 1920-1970s 1,000
    Minerva Projects43 County Route 7
    Pine Plains,NY12567     		None PC Project 4: Rey Akdogan 10,000
    Maxwell Mutanda4 West Burton Place
    Chicago,IL60610     		None I (In)Voluntary Mutations 7,500
    Jessica Myers4 West Burton Place
    Chicago,IL60610     		None I Here There Be Dragons Season Three: Stockholm 10,000
    National Building Museum401 F Street NW
    Washington,DC20001     		None PC Justice is Beauty: The Work of MASS Design Group 10,000
    National Trust for Historic Preservationin the United States14520 River Road
    Plano,IL60545     		None PC Edith Farnsworth Reconsidered 10,000
    New Architecture WritersOpen City Architecture 9th Floor
    Import Building 2 Clove Crescent
    London,AyoE142BE
    UK     		None NC Critic Critique 10,000
    NTU Centre for Contemporary Art SingaporeBlock 6 Lock Road Gillman Barracks
    Singapore,Ayo108934
    SN     		None NC Revisiting i Press: 'The Ideal Communist City' and 'World of Variation' 10,000
    John Palmesino & Ann-Sofi Rnnskog4 West Burton Place
    Chicago,IL60610     		None I Territorial Agency: Oceans in Transformation 7,500
    Paprika180 York Street 3rd Floor
    New Haven,CT06511     		None PC Paprika! Volume V 5,000
    Places Journal912 Cole Street 171
    San Francisco,CA94117     		None PC Reservoir: Nature Culture Infrastructure 10,000
    Places Journal912 Cole Street 171
    San Francisco,CA94117     		None PC Critics-in-Residence in Architecture and Landscape Architecture 15,000
    Sergio Prego Imaz4 West Burton Place
    Chicago,IL60610     		None I Poured Architecture: Sergio Prego on Miguel Fisac 20,000
    Produzioni Nero ScrlProduzioni Nero
    ScrlVia dei Giuochi Istmici 28
    Rome,Ayo00135
    IT     		None NC Scenes from the life of Raimund Abraham 5,000
    Prospect New OrleansPO Box 58800
    New Orleans,LA70158     		None PC Prospect5 New Orleans 20,000
    Queens Museum of ArtNYC Building Flushing Meadows Coron
    a Park
    Queens,NY11368     		None PC After the Plaster Foundation 15,000
    Kareem Rabie4 West Burton Place
    Chicago,IL60610     		None I Everywhere in the world there is a Chinatown; in China there is a Khaliltown 5,000
    Rice University-School of ArchitectureMS-50 6100 Main Street
    Houston,TX77005     		None PC PLAT 100 4,000
    The Richard H Driehaus Museum25 East Erie Street
    Chicago,IL60611     		None PF Hector Guimard: Art Nouveau to Modernism 5,000
    Ettore Santi4 West Burton Place
    Chicago,IL60610     		None I Designing a Land Revolution The Corporate Reinvention of China's Rural Environment 1,000
    Beatriz A Santos4 West Burton Place
    Chicago,IL60610     		None I The "Race Colony:" an Architectural Threshold to the Realization of Freedom 5,000
    Eva Schreiner4 West Burton Place
    Chicago,IL60610     		None I Kultur of Empire: The Production of Land the Spirit of Capital and the German Orient 1871-1919 15,000
    Christina Schwenkel4 West Burton Place
    Chicago,IL60610     		None I Building Socialism: The Afterlife of East German Architecture in Urban Vietnam 5,000
    The Serpentine TrustKensington Gardens
    London,AyoW23XA
    UK     		None NC Serpentine Pavilion 2020-21 designed by Counterspace 25,000
    Ishita Shah4 West Burton Place
    Chicago,IL60610     		None I Revisiting India's Architectural History: Tracing the Women Practitioners of Twentieth Century India 5,000
    Society of Architectural Historians1365 North Astor Street
    Chicago,IL60610     		None PC Twenty Historically Contested Sites: Focusing A Critical Lens on the History of Minorities in the US through their Built Environments 10,000
    Barbara Stauffacher Solomon4 West Burton Place
    Chicago,IL60610     		None I Exits Exist 20,000
    Southern California Institute of Architecture960 East Third Street
    Los Angeles,CA10027     		None PC Architectural Bestia 10,000
    StandpunkteVogesenstrasse 126
    Basel,Ayo4056
    SZ     		None NC Archetypes: David Ross 10,000
    Storefront for Art and Architecture611 Broadway Suite 634
    New York,NY10007     		None PC Building Cycles Year 2 20,000
    Studio Museum in Harlem144 West 125th Street
    New York,NY10027     		None PC The Smokehouse Associates 10,000
    Kirsten Swenson4 West Burton Place
    Chicago,IL60610     		None I Public Works: Land Art and Urban Redevelopment 5,000
    Terreform Inc270 Broadway 16 C
    New York,NY10007     		None PF UR (Urban Research) 2019 10,000
    Thames & Hudson Ltd181A High Holborn
    London    
    UK     		None NC Modern Architecture and the Lifeworld: Essays in Honor of Kenneth Frampton 10,000
    The Funambulist75 Rue du Cherche-Midi
    Paris,Ile de France75006
    FR     		None NC The Funambulist Network 10,000
    The Funambulist75 Rue du Cherche-Midi
    Paris,Ile de France75006
    FR     		None NC The Funambulist Correspondents 20,000
    The Museum of Modern Art11 West 53rd Street
    New York,NY11225     		None PC Reconstructions: Architecture and Blackness in America 10,000
    The Renaissance Society at the University of Chicago5811 South Ellis Avenue Room 418
    Chicago,IL60637     		None PC Haig Aivazian: All of the Lights 5,000
    The Trust for Public Land120 South LaSalle Street 2000
    Chicago,IL60657     		None PC OAC Chicago: Urban Hack 5,000
    Toronto Biennial of Art37 Edwin Avenue
    Toronto,OntarioM6P3Z5
    CA     		None NC Learning from Ice 10,000
    University of California Berkeley-Architecture Department232 Wurster Hall 1800
    Berkeley,CA60637     		None PC Room One Thousand: Issue 9 5,000
    University of California Los Angeles9029 3/4 Rangely Avenue
    West Hollywood,CA90048     		None PC POOL Issue No 06 3,000
    University of Chicago-South Side Home Movie Project5801 S Ellis Avenue Suite 501
    Chicago,IL60607     		None PC South Side Home Movie Project Interactive Digital Archive 10,000
    University of Chicago-UChicago Arts Public Art Program5235 South Harper Court 541-05
    Chicago,IL33146     		None PC YOU BE MY ALLY 5,000
    Board of Trustees of the University of Illinois845 West Harrison Street
    Chicago,IL60607     		None PC Fresh Meat Journal Issue XII 3,000
    University of Miami-School of Architecture1217 Dickinson Drive Room 310C
    Coral Gables,FL94608     		None PC Cuban Modernism: Mid-Century Architecture 1940-1970 10,000
    University of Pennsylvania-Institute of Contemporary Art118 South 36th Street
    Philadelphia,PA19104     		None PC Jessica Vaughn: Our Primary Focus Is To Be Successful 15,000
    University of Utah-School of Architecture375 South 1530 East ARCH Room 235
    Salt Lake City,UT84112     		None PC Dialectic VIII: Subverting-Unmaking Architecture? 4,000
    Desiree Valadares4 West Burton Place
    Chicago,IL60610     		None I The Reparative Logics of World War II Confinement Camp Preservation: British Columbia Alaska and Hawaii in Context 1,000
    Jina Valentine4 West Burton Place
    Chicago,IL60610     		None I The Exhibit of American Negroes Revisited 5,000
    Jessica Varner4 West Burton Place
    Chicago,IL60610     		None I Chemical Desires: Dyes Additives Foams and the Making of Architectural Modernity (1901-20xx) 1,000
    Anna Martine Whitehead4 West Burton Place
    Chicago,IL60610     		None I FORCE! an opera in three acts 10,000
    Yale University-Yale University PressPO Box 209040
    New Haven,CT065209040     		None PC Mies van der Rohe: The Architect in His Time 10,000
    Total ...............................bullet 3a 947,100
    bApproved for future payment
    Anthony Acciavatti4 West Burton Place
    Chicago,IL60610     		None I Building a Republic of Villages 5,000
    The Architecture Lobby19614 Winslow Road
    Shaker Heights,OH44122     		None PF JustDesign 10,000
    Fred Schmidt-Arenales4 West Burton Place
    Chicago,IL60610     		None I Committee of Six 5,000
    Julie Ault4 West Burton Place
    Chicago,IL60610     		None I Hidden in Plain Sight: Selected Writings of Karin Higa 10,000
    Erin Besler and Ian Erin4 West Burton Place
    Chicago,IL60610     		None I Best Practices 7,500
    Rossella Biscotti4 West Burton Place
    Chicago,IL60610     		None I The City 10,000
    Black Reconstruction Collective500 Saint Marks Avenue Suite 208
    Brooklyn,NY11238     		None PC Black Reconstruction Collective Manifesting Textile 10,000
    Cranbrook Art Museum39221 Woodward Avenue
    Bloomfield Hills,MI483030801     		None PC Olga de Amaral: To Weave a Rock 10,000
    Christina Crawford4 West Burton Place
    Chicago,IL60610     		None I Atlanta Housing Interplay: Expanding the Interwar Housing Map 5,000
    Killian Doherty and Edward Lawrenson4 West Burton Place
    Chicago,IL60610     		None I Salone Drift 5,000
    Neven Fuchs Stefano Graziani & Aleksandra Ognjanov4 West Burton Place
    Chicago,IL60610     		None I Sverre Fehn Architecture 7,500
    Charles Heller and Lorenzo Pezzani4 West Burton Place
    Chicago,IL60610     		None I Agitated Waters: Migration Borders and Activism in the Wake of the Mediterranean Spring 5,000
    The Royal College of ArtSchool of Architecture
    Kensington Gore
    London   SW72EU
    UK     		None NC The Image Object 5,000
    Andrs Jaque and Bart-Jan Polman4 West Burton Place
    Chicago,IL60610     		None I OFFSHORECRACY: A Study of How Offshore Regimes Act Architecturally 5,000
    Vishal Khandelwal4 West Burton Place
    Chicago,IL60610     		None I Belonging Without Aligning: India and the Ethics of Design 1955-1985 20,000
    Gelare Khoshgozaran4 West Burton Place
    Chicago,IL60610     		None I Inviolable Exteriors 5,000
    Prem Krishnamurthy4 West Burton Place
    Chicago,IL60610     		None I Future of Futures (Scene 1: Nottingham Contemporary) 7,500
    Kera Lovell4 West Burton Place
    Chicago,IL60610     		None I The People's Park: Work the Body and the Built Environment in Radical Postwar Placemaking 5,000
    Roberta Marcaccio4 West Burton Place
    Chicago,IL60610     		None I The Hero of Doubt 5,000
    Catherine Seavitt Nordenson4 West Burton Place
    Chicago,IL60610     		None I The Miasmist: George E Waring Jr and the Sanitary Landscape 5,000
    Spyros Papapetros & Gerd Zillner4 West Burton Place
    Chicago,IL60610     		None I Frederick Kiesler's Magic Architecture: The Story of Human Housing 7,500
    Southtern California Institute of Architecture960 East Third Street
    Los Angeles,CA10027     		None PC LA8020 10,000
    The Royal College of ArtDarwin Building Kensington Gore
    London,EnglandSW72EU
    UK     		None NC Offsetted 10,000
    Clarissa Tossin4 West Burton Place
    Chicago,IL60610     		None I Mojo'q che b'ixan ri ixkanulab' / Antes de que los Volcanes Canten / Before the Volcanoes Sing 10,000
    Oliver Wainwright4 West Burton Place
    Chicago,IL60610     		None I The New Utopias 5,000
    Ed Wall4 West Burton Place
    Chicago,IL60610     		None I Expanding architectural operations 5,000
    Delia Wendel4 West Burton Place
    Chicago,IL60610     		None I Rwanda's Genocide Heritage: Between Memory and Sovereignty 5,000
    Total ................................bullet 3b 200,000

    TY 2020 AccountingFeesSchedule
    Name:
    Graham Foundation for Advanced Studies in the Fine Arts
    EIN:
    36-2356089
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 119,989 59,995    

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    TY 2020 DepreciationSchedule
    Name:
    Graham Foundation for Advanced Studies in the Fine Arts
    EIN:
    36-2356089
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    Available Upon Request           85,204      

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2020 ExpenditureResponsibilityStmt
    Name:
    Graham Foundation for Advanced Studies in the Fine Arts
    EIN:
    36-2356089
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    The Architectural Association Inc
          		36 Bedford Square
    London,EnglandWC1B3ES
    UK     		2019-06-19 15,000 Production and Presentation\Film/Video/New Media Architecture in Translation 15,000 No 07/31/2021 00:00:00 2021-09-19 Verified
    The Architectural Association Inc
          		 
          		2014-06-27 10,000 Production and Presentation\Conference/Lecture Plan the Planet: Jaqueline Tyrwhitt and the Formation of International and Global Architecture 8,202 No 06/30/2021 00:00:00 2021-09-27 Verified
    Canadian Centre for Architecture
          		1920 rue Baile
    Montreal,QuebecH3H2S6
    CA     		2019-12-10 40,000 Production and Presentation\Publication CCA Singles 20,000 No 03/31/2021 00:00:00 2021-05-05 Verified
    Concordia University Press
          		1455 de Maisonneuve Boulevard
    W LB 331
    Montreal,QuebecH3G1M8
    CA     		2020-08-11 10,000 Production and Presentation\Publication Clara Porset: Living Design 1,996 No 08/31/2021 00:00:00 2021-09-07 Verified
    Dalhousie University
          		5410 Spring Garden Road
    PO Box 15000
    Halifax,Nova ScotiaB3H4R2
    CA     		2020-11-23 10,000 Production and Presentation\Publication Design Matters series: Colonization Through Design and Situated Practices in Architecture and Politics 0 No 06/30/2021 00:00:00 2021-09-21 Verified
    ETH Zurich
          		HIL D 621 Stefano-Franscini-Platz 5
    Zurich   8093
    SZ     		2019-06-19 5,000 Production and Presentation\Publication Inside Outside / Petra Blaisse 5,000 No 03/31/2020 00:00:00 2021-09-23 Verified
    Fenester
          		Dtsk 2594 226
    Prague   10000
    EZ     		2020-10-15 5,000 Production and Presentation\Publication Private Views: A High-Rise Panorama of Manhattan 5,000 No 02/28/2021 00:00:00 2021-03-05 Verified
    forum ar ge kunst
          		75 Rue du Cherche-Midi
    Paris,Ile de France75006
    FR     		2018-08-16 5,000 Production and Presentation\Publication Image Diplomacy 5,000 No 12/31/2020 00:00:00 2021-01-05 Verified
    The Funambulist
          		75 Rue du Cherche-Midi
    Paris,Ile de France75006
    FR     		2020-11-23 20,000 Production and Presentation\Publication The Funambulist Correspondents 6,410 No 03/31/2021 00:00:00 2021-09-14 Verified
    The Funambulist
          		75 Rue du Cherche-Midi
    Paris,Ile de France75006
    FR     		2019-06-19 10,000 Production and Presentation\Other The Funambulist Network 10,000 No 03/31/2021 00:00:00 2021-09-24 Verified
    Kulturveranstaltungen des Bundes in Berlin KBB GmbH
          		John-Foster-Dulles-Allee 10
    10557
    Berlin    
    GM     		2019-06-19 10,000 Production and Presentation\Publication Counter Gravity: The Architecture Films of Heinz Emigholz 0 No 03/31/2021 00:00:00 2021-04-12 Verified
    Istanbul Foundation for Culture and Arts-Istanbul Biennial
          		Nejat Eczacba Binas Sadi
    Konuralp Caddesi No 5
    stanbul   34433
    TU     		2020-10-06 5,000 Production and Presentation\Exhibition Empathy Revisited: designs for more than one 5,000 No 08/13/2021 00:00:00 2021-09-07 Verified
    Instituto Lina Bo e P M Bardi
          		Rua General Almrio de Moura
    200 Morumbi
    So Paulo   05690080
    BR     		2019-06-19 10,000 Production and Presentation\Publication Casa de Vidro: The Bardis' Life between Art Architecture and Landscape 10,000 No 03/31/2021 00:00:00 2021-09-14 Verified
    Juan de la Cosa
          		Sindicalismo 43
    Escandn II Secc
    Miguel Hidalgo,Mexico City6100
    MX     		2020-11-23 6,000 Production and Presentation\Publication Notebooks Series 2,000 No 03/31/2021 00:00:00 2024-09-24 Verified
    Lars Muller Publishers
          		Pfingstweidstrasse 6
    Zurich   8005
    SZ     		2018-08-16 10,000 Production and Presentation\Publication Karl Blossfeldt: Variations 10,000 No 12/31/2020 00:00:00 2020-12-17 Verified
    LIGARQ-DF AC
          		C/O Doctor Erazo
    176 Cuauhtmoc
    Mexico City   06760
    MX     		2019-06-19 10,000 Production and Presentation\Exhibition LIGA Public Program 2019-2020 10,000 No 06/30/2021 00:00:00 2021-07-06 Verified
    The National Life Story Collection
          		 
          		2018-08-16 5,000 Production and Presentation\Film/Video/New Media Architects' Lives: An Oral History Project 2,556 No 03/31/2021 00:00:00 2021-09-29 Verified
    New Architecture Writers
          		 
          		2019-06-19 10,000 Production and Presentation\Other Critic Critique 0 No 07/05/2020 00:00:00 2021-09-16 Verified
    NTU Centre for Contemporary Art Singapore
          		Block 6 Lock Road Gillman Barracks
    Singapore   108934
    SN     		2019-06-19 10,000 Production and Presentation\Publication World of Variation 1970/2020 - Revisiting the i Press Series on the Human Environment 0 No 06/30/2021 00:00:00 2021-09-17 Verified
    Real Estate Architecture Laboratory Ltd
          		 
          		2019-06-19 5,000 Production and Presentation\Publication Kommunen in der Neuen Welt: 1740-1972 5,000 No 07/30/2021 00:00:00 2021-08-16 Verified
    The Serpentine Trust
          		 
          		2019-12-10 25,000 Production and Presentation\Exhibition Serpentine Pavilion 2020-21 designed by Counterspace 25,000 No 06/30/2021 00:00:00 2021-09-18 Verified
    Standpunkte
          		Vogesenstrasse 126
    Basel   4056
    SZ     		2019-06-19 10,000 Production and Presentation\Publication Archetypes: David K Ross 10,000 No 03/31/2021 00:00:00 2021-07-19 Verified
    Terreform Inc
          		270 Broadway 16 C
    New York,NY10007     		2019-06-19 10,000 Production and Presentation\Publication UR (Urban Research) 2019 10,000 No 07/15/2021 00:00:00 2021-03-20 Verified
    Thames & Hudson Ltd
          		 
          		2019-06-19 10,000 Production and Presentation\Publication Modern Architecture and the Lifeworld: Essays in Honor of Kenneth Frampton 10,000 No 03/31/2021 00:00:00 2020-12-09 Verified
    Toronto Biennial of Art
          		37 Edwin Avenue
    Toronto,OntarioM6P3Z5
    CA     		2019-06-19 10,000 Production and Presentation\Exhibition Learning from Ice 10,000   08/15/2020 00:00:00 2020-08-27 Verified
    Universidad Nacional Autonoma de Mexico
          		AvUniversidad 3000
    Mexico City   04510
    MX     		2018-08-16 5,000 Production and Presentation\Exhibition 1968: Mexico's Olympic Architecture and City through Print Media 5,000   02/28/2021 00:00:00 2021-09-10 Verified

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    TY 2020 GainLossSaleOtherAssetsSch
    Name:
    Graham Foundation for Advanced Studies in the Fine Arts
    EIN:
    36-2356089
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
              5,411,408 5,039,284     372,124  

    TY 2020 GeneralExplanationAttachment
    Name:
    Graham Foundation for Advanced Studies in the Fine Arts
    EIN:
    36-2356089
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Identifier Return Reference Explanation
    LINE 1, CONTINUED Form 990-PF, Part XI, Line 1 AND OTHER PUBLIC PROGRAMS FEATURING THE WORK OF INTERNATIONAL ARCHITECTS, ARTISTS, AND DESIGNERS WHOSE WORK EXPLORES INNOVATIVE AND EXPERIMENTAL APPROACHES TO ARCHITECTURE AND THE DESIGNED ENVIRONMENT. IN 2020, THE FOUNDATION PRESENTED TWO EXHIBITIONS AND MULTIDISCIPLINARY EVENTS AND WORKSHOPS AT THE MADLENER HOUSE BY ARCHITECTS, ARTISTS, AND SCHOLARS. ALL PROGRAMS ARE FREE, OPEN TO THE PUBLIC, AND REACH LOCAL, NATIONAL, AND INTERNATIONAL AUDIENCES. DUE TO THE PANDEMIC, ADDITIONAL PROGRAMS WERE POSTPONED. THE GRAHAM FOUNDATION MAINTAINS THE MADLENER HOUSE, RECOGNIZED ON THE NATIONAL REGISTER OF HISTORIC PLACES, TO HOST ITS PUBLIC PROGRAMS, GALLERIES, LIBRARAY, BOOKSTORE AND OUTDOOR COLLECTION OF ARCHITECTURAL FRAGMENTS. THE NON-CIRCULATING LIBRARY IS OPEN TO THE PUBLIC HOUSING NEARLY 2,000 PUBLICATIONS SUPPORTED BY THE GRAHAM FOUNDATION OVER LAST 65 YEARS. THE GRAHAM FOUNDATION BOOKSHOP OFFERS A SELECTION OF PUBLICATIONS PRODUCED BY THE FOUNDATION'S GRANTEES, TITLES RELATED TO OUR PUBLIC PROGRAMMING, AS WELL AS NEW, HISTORICALLY SIGNIFICANT, AND RARE PUBLICATIONS ON ARCHITECTURE, URBANISM, ART, AND RELATED FIELDS.

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    Graham Foundation for Advanced Studies in the Fine Arts
    EIN:
    36-2356089
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ABSOLUTE RETURN & FIXED INCOME 6,407,913 6,407,913

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    Graham Foundation for Advanced Studies in the Fine Arts
    EIN:
    36-2356089
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Name of Stock End of Year Book Value End of Year Fair Market Value
    LARGE & SMALL CAP EQUITY 12,779,378 12,779,378

    TY 2020 InvestmentsOtherSchedule2
    Name:
    Graham Foundation for Advanced Studies in the Fine Arts
    EIN:
    36-2356089
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    INTERNATIONAL EQUITY FMV 12,339,181 12,339,181
    HEDGED EQUITY FMV 9,384,040 9,384,040
    PRIVATE EQUITY FMV 2,303,706 2,303,706

    TY 2020 LandEtcSchedule2
    Name:
    Graham Foundation for Advanced Studies in the Fine Arts
    EIN:
    36-2356089
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    LAND 86,951   86,951 86,951
    BUILDINGS 2,465,253 1,451,459 1,013,794 1,013,794
    EQUIPMENT 655,441 439,331 216,110 216,110


    TY 2020 OtherAssetsSchedule
    Name:
    Graham Foundation for Advanced Studies in the Fine Arts
    EIN:
    36-2356089
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    UNDEPOSITED FUNDS 9,458    


    TY 2020 OtherExpensesSchedule
    Name:
    Graham Foundation for Advanced Studies in the Fine Arts
    EIN:
    36-2356089
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Stipends/Honoraria Speakers 8,000     7,500
    Insurance 38,089     38,089
    Postage & Shipping 1,462     1,462
    Supplies 6,150     5,980
    Grant Making Database Fees 19,602     19,602
    Production 12,234     17,234
    Dues & Subscriptions 9,828     9,828
    Bank & Credit Card Fees 1,297     1,297
    Office Equipment 5,604     5,182
    Advertising & Promotions 15,508     15,508
    Reception & Hospitality 5,350     5,350
    A/V & Documentation 6,599     6,599
    Book store returns & allowances, shipping 23,421      
    Planning & Research 592     592
    Miscellaneous Expenses 1,817     1,817
    Program Supplies 207     505
    Administration Fees 15,000     15,000
    Other expenses from pass through entities   235,939    


    TY 2020 OtherIncomeSchedule2
    Name:
    Graham Foundation for Advanced Studies in the Fine Arts
    EIN:
    36-2356089
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Other Income from pass through 0 76,401 0


    TY 2020 OtherIncreasesSchedule
    Name:
    Graham Foundation for Advanced Studies in the Fine Arts
    EIN:
    36-2356089
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Description Amount
    Unrealized Gain on Investments 5,023,245


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    Graham Foundation for Advanced Studies in the Fine Arts
    EIN:
    36-2356089
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 279,263 158,837   69,624
    IT & GRAPHIC DESIGN FEES 4,050     4,250
    CONSULTANT FEES 65,568     65,374
    PAYROLL SERVICES 4,017     4,017


    TY 2020 TaxesSchedule
    Name:
    Graham Foundation for Advanced Studies in the Fine Arts
    EIN:
    36-2356089
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PAYROLL TAX 37,574 0 0 37,574
    OTHER STATE TAXES 25 0 0 50
    Federal Excise Tax 75,000 0 0  
    FOREIGN TAXES PAID-Schedule K-1 0 10,234 0 0