Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
ROBERT & DALE ROSEN CHARITABLE
FOUNDATION TR U/A 8/05/92
Number and street (or P.O. box number if mail is not delivered to street address)41 SHORE ROAD
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
OLD GREENWICH, CT06870
A Employer identification number

13-6997530
B Telephone number (see instructions)

(203) 625-3162
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$319,232J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 16,727
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 5,536 5,536  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 25,208
b Gross sales price for all assets on line 6a 145,048
7 Capital gain net income (from Part IV, line 2)... 101,927
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment -402 -402  
12 Total. Add lines 1 through 11........ 47,069 107,061  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 4,450 0   2,225
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 4,067 267   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 1,433 1,432   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 9,950 1,699   2,225
25 Contributions, gifts, grants paid....... 146,718 146,718
26 Total expenses and disbursements. Add lines 24 and 25 156,668 1,699   148,943
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -109,599
b Net investment income (if negative, enter -0-) 105,362
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 3,691 6,680 6,680
2 Savings and temporary cash investments......... 6,254 5,736 5,736
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 293,982 Click to see attachment181,912 306,816
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 303,927 194,328 319,232
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 303,927 194,328
29 Total net assets or fund balances (see instructions)..... 303,927 194,328
30 Total liabilities and net assets/fund balances (see instructions). 303,927 194,328
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
303,927
2
Enter amount from Part I, line 27a .....................
2
-109,599
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
194,328
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
194,328
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLIC TRADED SECURITIES      
b
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 145,048   43,121 101,927
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       101,927
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 101,927
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 1,465
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,465
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,465
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 2,152
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 850
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 3,002
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 3
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,534
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet1,534 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCT
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletTAXPAYER Telephone no.bullet (203) 625-3162

    Located atbullet41 SHORE ROADOLD GREENWICHCT ZIP+4bullet06870
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ROBERT L ROSEN TRUSTEE
    0.50     		0 0 0
    41 SHORE ROAD
    OLD GREENWICH,CT06870
    DALE A ROSEN TRUSTEE
    0.50     		0 0 0
    41 SHORE ROAD
    OLD GREENWICH,CT06870
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    302,172
    b
    Average of monthly cash balances.......................
    1b
    14,828
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    317,000
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    317,000
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    4,755
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    312,245
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    15,612
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    15,612
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    1,465
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,465
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    14,147
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    14,147
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    14,147
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    148,943
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    148,943
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    148,943
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 14,147
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 161,482
    b From 2016...... 99,806
    c From 2017...... 107,252
    d From 2018...... 102,463
    e From 2019...... 187,038
    fTotal of lines 3a through e........ 658,041
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 148,943
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 14,147
    e Remaining amount distributed out of corpus 134,796
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 792,837
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		161,482
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		631,355
    10 Analysis of line 9:
    a Excess from 2016.... 99,806
    b Excess from 2017.... 107,252
    c Excess from 2018.... 102,463
    d Excess from 2019.... 187,038
    e Excess from 2020.... 134,796
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ROBERT L ROSEN
    DALE A ROSEN
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ADL
    605 THIRD AVE
    NEW YORK,NY10158     		NONE PC TO STOP DEFAMATION OF THE JEWISH PEOPLE 50,500
    ARF - ANIMAL RESCUE FUND OF THE HAMPTONS
    90 DANIELS HOLE ROAD
    WAINSCOTT,NY11975     		NONE PC ARF ACTIVELY RESCUES CATS AND DOGS, PROVIDES QUALITY CARE AND OFFERS SANCTUARY UNTIL LOVING HOMES CAN BE FOUND. 100
    AURELIA FOUNDATION
    PO BOX 82
    PACIFIC PALISADES,CA90272     		NONE PC TO ESTABLISH PROGRAMS FOR SPECIAL NEEDS INDIVIDUALS TO ENCOURAGE DISCOVERY AND DEVELPMENT OF THEIR UNIQUE TALENTS AND ABILITIES AS THEY LEAVE THE SCHOOL SYSTEM AND ENTER COMMUNITY LIFE. 50
    CENTRAL SYNAGOGUE
    652 LEXINGTON AVE
    NEW YORK,NY10022     		NONE PC TO SUPPORT ONE OF THE LARGEST JEWISH CONGREGATIONS IN NORTH AMERICA AND THE OLDEST SYNAGOGUE IN NYC. 100
    CHABAD OF GREENWICH
    75 MASON ST
    GREENWICH,CT06830     		NONE PC TO SUPPORT A BRANCH OF THE WORLDWIDE CHABAD LUBAVITCH MOVEMENT, FOUNDED BY THE REBBE. TO SUPPORT A COMMUNITY THAT WELCOMES PEOPLE OF DIVERSE JEWISH BACKGROUNDS AND ALL AGES. TO SUPPORT A SYNAGOGUE CENTER THAT PROVIDES EDUCATIONAL OPPORTUNITIES AND SOCIAL SERVICES IN A NON-JUDGMENTAL ENVIRONMENT. 25,000
    COUNCIL ON FOREIGN RELATIONS INC
    58 EAST 68TH STREET
    NEW YORK,NY10065     		NONE PC TO ASSIST WITH EFFORTS TO RAISE THE LEVEL OF FOREIGN AWARENESS. 5,000
    CT AGAINST GUN VIOLENCE
    PO BOX 123
    RIDGEFIELD,CT06877     		NONE PC TO REDUCE GUN VIOLENCE IN CONNECTICUT BY ENACTING AND PROTECTING CT GUN SAFETY LAWS, ENSURING EFFECTIVE ADMINISTRATION OF CT GUN SAFETY LAWS AND SUPPORTING NON-LEGISLATIVE MEANS TO REDUCE GUN VIOLENCE. 250
    FEDERATION FOR JEWISH PHILANTHROPY
    4200 PARK AVENUE
    BRIDGEPORT,CT06604     		NONE PC TO SUPPORT THE NEEDS OF HUMANITARIAN AND EDUCATIONAL ORGANIZATIONS TO DETERMINE WHERE YOUR DONATIONS WILL DO THE MOST GOOD. TO SUPPORT CRITICAL NEEDS LIKE COUNSELING, GERIATRIC AND SENIOR-ADULT CARE, A COMMUNITY KOSHER FOOD PANTRY, EMERGENCY FINANCIAL ASSISTANCE, AND HUMANITARIAN AID TO VICTIMS OF NATURAL DISASTERS AROUND THE WORLD. 360
    FILLING IN THE BLANKS
    346 MAIN AVE 3A
    NORWALK,CT06851     		NONE PC FIGHT CHILDHOOD HUNGER BY PROVIDING CHILDREN IN NEED WITH MEALS ON THE WEEKENDS. 500
    FRIENDS OF GREENWICH POINT PARK
    PO BOX 711
    OLD GREENWICH,CT06870     		NONE PC ADVOCATE AND SUPPORT GREENWICH POINT PARK. 250
    GREENWICH HOSPITAL
    5 PERRYRIDGE ROAD
    GREENWICH,CT06830     		NONE PC SUPPORT FOR COMMUNITY HOSPITAL 1,800
    GREENWICH YMCA
    50 E PUTNAM AVE
    GREENWICH,CT06830     		NONE PC SUPPORT COMMUNITY-FOCUSED PROGRAMS AND SERVICES THAT BUILD A HEALTHY SPIRITY, MIND, AND BODY FOR ALL MEN, WOMEN, AND CHILDREN. 500
    HOLLY ROD FOUNDATION
    2934 1/2 N BEVERLY GLEN CIRCLE
    LOS ANGELES,CA90077     		NONE PC TO PROVIDE RESOURCES TO FAMILIES AFFECTED BY AUTISM 250
    JEWISH COMMUNITY CENTER OF HARRISON
    130 UNION AVENUE
    HARRISON,NY10528     		NONE PC TO SUPPORT A COMMUNITY SYNAGOGUE THAT IS DEDICATED TO EDUCATIONAL AND RECREATIONAL ENRICHMENT. TO SUPPORT THE EARLY CHILDHOOD CENTER THAT IS IS PREMISED ON THE NOTION THAT PLAY IS THE MOST IMPORTANT "WORK" OF THE YOUNG CHILD. TO SUPPORT THE RELIGIOUS SCHOOL NOT ONLY TRAINS OUR YOUNGER CONGREGANTS FOR B'NAI MITZVOT, BUT ALSO FOR A LIFE GUIDED BY THE JEWISH VALUES OF JUSTICE (TZEDEK), REPAIRING THE WORLD (TIKKUN OLAM), ACTS OF LOVING KINDNESS (GEMIULUT HESED) AND JEWISH PEOPLEHOOD (KLAL YISRAEL). 100
    JEWISH FAMILY SERVICES OF UTAH
    495 E 4500 S
    SALT LAKE CITY,UT84107     		NONE PC TO STRENGTHEN INDIVIDUALS AND FAMILIES OF ALL BACKGROUNDS THROUGH COUNSELING, ADVOCACY, CARE MANAGEMENT AND EDUCATION. 100
    JUMPSTART FOR YOUNG CHILDREN
    308 CONGRESS STREET 6TH FLOOR
    BOSTON,MA02210     		NONE PC HELP CHILDREN DEVELOP LANGUAGE AND LITERACY SKILLS 500
    LONDON CENTER OF POLICY RESEARCH
    10 WEST ST
    NEW YORK,NY10004     		NONE PC TO RESEARCH KEY POLICY ISSUES SUCH AS NATIONAL SECURITY, ENERGY, AND RISK ANALYSIS. 150
    MAPSO FREEDOM SCHOOL
    PO BOX 1230
    MAPLEWOOD,NJ07040     		NONE PC TO FOSTER COMMUNITY DIALOGUE, RACIAL JUSTICE AWARENESS, AND UNDERSTANDING IN THE COMMUNITY 250
    MOUNT SINAI DIABETES CENTER
    5 E 98TH ST 3RD FLOOR
    NEW YORK,NY10029     		NONE PC PROVIDE COMPASSIONATE PATIENT CARE AND SUPPORT EDUCATION AND RESEARCH FOR PEOPLE AFFECTED BY DIABETES 100
    MT SINAI HEALTH SYSTEM
    ONE GUSTAVE L LEVY PLACE
    NEW YORK,NY10029     		NONE PC TO PROVIDE COMPASSIONATE PATIENT CARE WITH SEAMLESS COORDINATION AND TO ADVANCE MEDICINE THROUGH UNRIVALED EDUCATION, RESEARCH, AND OUTREACH IN THE MANY DIVERSE COMMUNITIES WE SERVE. 250
    MT SINAI MEDICAL CENTER FOUNDATION
    4300 ALTON ROAD
    MIAMI BEACH,FL33140     		NONE PC TO SUPPORT A NOT-FOR-PROFIT HOSPITAL WHERE JEWISH PHYSICIANS CAN PRACTICE MEDICINE AND ALL PERSONS REGARDLESS OF "RACE, CREED OR COLOR" COULD RECEIVE HIGH QUALITY MEDICAL CARE. TO MEET THE PUBLIC'S EXPECTATION FOR QUALITY MEDICINE, REGARDLESS OF A PATIENT'S ABILITY TO PAY, MOUNT SINAI MEDICAL CENTER FOUNDATION PRESERVES THE HOSPITAL'S RICH TRADITION OF PHILANTHROPY AND COMMUNITY SUPPORT. 5,000
    MUSEUM OF JEWISH HERITAGE
    36 BATTERY PL
    NEW YORK,NY10280     		NONE PC TO SUPPORT A LIVING MEMORIAL TO THE HOLOCAUST 500
    NATICK SERVICE COUNCIL
    2 WEBSTER STREET
    NATICK,MA01760     		NONE PC TO SERVE THE MOST ECONOMICALLY DISADVANTAGED MEMBERS OF OUR COMMUNITY BY HELPING TO MEET BASIC NEEDS FOR FOOD, HOUSING, UTILITIES, AND PROGRAMS FOR CHILDREN. 500
    NEIGHBOR TO NEIGHBOR
    248 EAST PUTNAM AVE
    GREENWICH,CT06830     		NONE PC TO SUPPORT THREE DIFFERENT FOOD PROGRAMS AND A CLOTHING PROGRAM. A FREE WEEKLY SUPPLEMENT OF THREE DAYS' WORTH OF FOOD FOR EACH MEMBER OF A FAMILY IS AVAILABLE TO ELIGIBLE GREENWICH RESIDENTS. ONE-TIME EMERGENCY FOOD IS AVAILABLE TO RESIDENTS OF STAMFORD AND PORT CHESTER. A WEEKLY SUMMER SUPPLEMENT IS AVAILABLE TO ELIGIBLE GREENWICH STUDENTS. CLOTHING, LINENS AND SMALL HOUSEHOLD ITEMS ARE AVAILABLE TO ELIGIBLE RESIDENTS OF GREENWICH, STAMFORD AND PORT CHESTER. 500
    ORTHOPEDIC FOUNDATION
    2777 SUMMER STREET SUITE 500
    STAMFORD,CT06905     		NONE PC SUPPORTS CUTTING EDGE RESEARCH AND EDUCATION FOR THE PREVENTION AND TREATMENT OF MUSCULOSKELETAL DISEASES 1,000
    POWER OF TWO
    21 LIVONIA AVENUE
    BROOKLYN,NY11212     		NONE PC TO SUPPORT NYC FAMILIES THROUGH THE EVIDENCE-BASED ATTACHMENT AND BIOBEHAVIORAL CATCH-UP PARENT COACHING APPROACH 1,000
    RIVERDALE NEIGHBORHOOD HOUSE
    5521 MOSHOLU AVE
    BRONX,NY10471     		NONE PC SUPPORT THE NEEDS OF THE RIVERDALE COMMUNITY AND DEVELP EDUCATIONAL, RECREATIONAL, AND COMMUNITY PROGRAMS AND SERVICES 5,000
    SHELDRICK WILDLIFE TRUST
    PO BOX 15555
    MBAGATHI,NAIROBI00503
    KE     		NONE PC TO PROTECT, PRESERVE, AND CONSERVE KENYA'S WILDLIFE AND HABITATS. 2,500
    SIMON WIESENTHAL CENTER
    1399 SOUTH ROXBURY DRIVE
    LOS ANGELES,CA90035     		NONE PC TO SUPPORT THE EFFORTS TO CONFRONT ANTI-SEMITISM 750
    SPAULDING REHAB NETWORK
    300 1RST AVENUE
    BOSTON,MA02129     		NONE PC SUPPORT REHABILITATIVE MEDICINE OFFERING WORLD-CLASS CARE, PROMOTING MEDICAL EDUCATION, AND ADVANCING RESEARCH 150
    TEACHERS COLLEGE FUND
    BOX 306 525 W 120TH STREET
    NEW YORK,NY10027     		NONE PC TO PROVIDE SUPPORT FOR SCHOLARSHIPS FOR DESERVING STUDENTS, FACULTY DEVELOPMENT AND RESEARCH, FACULTY RECRUITMENT, TECHNOLOGICAL INNOVATIONS AND EDUCATION PROGRAMS. 1,000
    TELUGUPEOPLE FOUNDATION
    1 CAPO DR
    MARLBORO,NJ07746     		NONE PC TO SUPPORT THE MISSION TO EMPOWER ECONOMICALLY DISADVANTAGED STUDENTS BY PROVIDING SCHOLARSHIPS, STUDENT FINANCIAL AID SERVICES, AND AWARDS TO PURSUE HIGHER EDUCATION. 500
    TEMPLE BETH ELOHIM
    274 GARFIELD PL
    BROOKLYN,NY11215     		NONE PC SUPPORT A SPIRITUAL, CULTURAL AND INTELLECTUAL CENTER FOR JEWISH REVITALIZATION 500
    TEMPLE SHALOM SISTERHOOD
    259 RICHARDS AVENUE
    NORWALK,CT06850     		NONE PC TO ENGAGE IN ACTIVITIES THAT ENRICH THE TEMPLE'S RELIGIOUS SCHOOL AND YOUTH PROGRAMS AND THE CONGREGATION AS A WHOLE 140
    TEMPLE SHOLOM
    300 EAST PUTNAM AVENUE
    GREENWICH,CT06830     		NONE PC SUPPORT THE TEMPLE AND ITS PROGRAMS 26,778
    UJA - JCC GREENWICH
    1 HOLLY HILL LN
    GREENWICH,CT06830     		NONE PC SUPPORT THE CENTER FOR JEWISH COMMUNITY, CULTURE AND CARING 180
    UJA FEDERATION-GREENWICH
    ONE HOLLY HILL LANE
    GREENWICH,CT06830     		NONE PC HELP INSPIRE A PASSION FOR JEWISH LIFE AND LEARNING 3,860
    UJA-FEDERATION OF NEW YORK
    130 EAST 59TH STREET
    NEW YORK,NY10022     		NONE PC HELP INSPIRE A PASSION FOR JEWISH LIFE AND LEARNING 500
    UNIVERSITY SETTLEMENT HOUSE
    184 ELDRIDGE ST
    NEW YORK,NY10002     		NONE PC PROVIDES EDUCATIONAL AND SOCIAL SERVICES TO IMMIGRANTS AND LOW-INCOME FAMILIES 250
    WOMEN'S HEALTH ACCESS MATTERS
    19 EAST ELM ST
    GREENWICH,CT06830     		NONE PC TO SUPPORT RESEARCH THAT INVESTIGATES DISEASES AND CONDITIONS THAT EXCLUSIVELY, DIFFERENTLY OR DISPROPORTIONATELY AFFECT WOMEN. 10,000
    Total .................................bullet 3a 146,718
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 5,536  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 25,208  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aENTERPRISE PRODUCTS PARTNERS L.P.     		    18 -402  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 30,342 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    30,342
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    ROBERT & DALE ROSEN CHARITABLE
    FOUNDATION TR U/A 8/05/92
    Employer identification number

    13-6997530
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    ROBERT & DALE ROSEN CHARITABLE
    FOUNDATION TR U/A 8/05/92         		Employer identification number
    13-6997530
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    ROBERT L ROSEN AND DALE ATKINS ROSEN
     
    41 SHORE ROAD
     
    OLD GREENWICH, CT06870

    		$ 12,277


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    RLR CAPITAL PARTNERS LP
     
    41 SHORE ROAD
     
    OLD GREENWICH, CT06870

    		$ 4,450


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    ROBERT & DALE ROSEN CHARITABLE
    FOUNDATION TR U/A 8/05/92         		Employer identification number

    13-6997530
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 100 SHARES IBM $ 12,277 2020-11-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    ROBERT & DALE ROSEN CHARITABLE
    FOUNDATION TR U/A 8/05/92         		Employer identification number

    13-6997530
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    ROBERT & DALE ROSEN CHARITABLE
     
    FOUNDATION TR U/A 8/05/92
    EIN:
    13-6997530
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PROFESSIONAL FEES 4,450 0   2,225

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    ROBERT & DALE ROSEN CHARITABLE
     
    FOUNDATION TR U/A 8/05/92
    EIN:
    13-6997530
    Name of Stock End of Year Book Value End of Year Fair Market Value
    55 JOHNSON & JOHNSON 4,031 8,656
    20 REGENERON PHARMACEUTICALS 3,101 9,662
    70 EOG RESOURCES INC 4,012 3,491
    45 GILEAD SCIENCES INC 4,583 2,622
    250 ENTERPRISE PRODUCTS PARTNERS LP 3,008 4,897
    75 AMERICAN EXPRESS CO 5,880 9,068
    50 IAC INTERACTIVECORP COM 3,416 9,468
    4000 ARES 105,136 188,200
    100 FEDEX 15,738 25,962
    125 NESTLE 13,340 14,743
    5 BLACKROCK INC 2,039 3,608
    10 VERTEX 1,936 2,363
    100 IBM 12,277 12,588
    150 DISCOVERY 0 3,929
    50 MATCH GROUP 3,415 7,559

    TY 2020 OtherExpensesSchedule
    Name:
    ROBERT & DALE ROSEN CHARITABLE
     
    FOUNDATION TR U/A 8/05/92
    EIN:
    13-6997530
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES 1,432 1,432   0
    K-1 ENTERPRISE - NONDEDUCTIBLE EXP 1 0   0


    TY 2020 OtherIncomeSchedule2
    Name:
    ROBERT & DALE ROSEN CHARITABLE
     
    FOUNDATION TR U/A 8/05/92
    EIN:
    13-6997530
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    ENTERPRISE PRODUCTS PARTNERS L.P. -402 -402 -402


    TY 2020 TaxesSchedule
    Name:
    ROBERT & DALE ROSEN CHARITABLE
     
    FOUNDATION TR U/A 8/05/92
    EIN:
    13-6997530
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL TAX 3,800 0   0
    FOREIGN TAX 267 267   0