| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| MARKS PANETH LLP | 17,500 | 12,500 | 5,000 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ABBVIE INC | 57,325 | 57,325 |
| ADOBE SYS INC | 284,068 | 284,068 |
| ALEXANDRIA REAL ESTATE EQUITIES INC | 56,318 | 56,318 |
| ALLEGION PUB LTD CO ORD SHS | 140,122 | 140,122 |
| ALPHABET INC CAP STK CL C | 425,707 | 425,707 |
| AMAZON | 560,192 | 560,192 |
| APPLE INC | 864,343 | 864,343 |
| AT&T INC | 83,260 | 83,260 |
| AUTOMATIC DATA PROCESSING | 131,093 | 131,093 |
| BANK OF AMERICA CORPORATION | 257,908 | 257,908 |
| BERKSHIRE HATHAWAY INC DEL CL B | 159,063 | 159,063 |
| BOSTON PPTYS INC | 230,460 | 230,460 |
| BRISTOL MYERS SQUIBB CO | 58,246 | 58,246 |
| BROADCOM INC | 267,089 | 267,089 |
| CENTENE CORP DEL | 123,242 | 123,242 |
| CHEVRON CORP NEW | 181,821 | 181,821 |
| CHUBB LTD | 183,165 | 183,165 |
| CINTAS CORP | 163,299 | 163,299 |
| CISCO SYSTEMS INC | 74,464 | 74,464 |
| CITIGROUP INC | 107,597 | 107,597 |
| CITIGROUP INC | 134,542 | 134,542 |
| CITIZENS FINL GROUP | 223,572 | 223,572 |
| COCA COLA COMPANY | 127,284 | 127,284 |
| COMCAST CORP CL A | 212,534 | 212,534 |
| CONSOLIDATED EDISON INC | 92,217 | 92,217 |
| CONSTELLATION BRANDS INC | 93,534 | 93,534 |
| CONSTELLATION BRANDS INC CL A | 128,801 | 128,801 |
| CROWN CASTLE INTL CORP NEW | 58,104 | 58,104 |
| CUMMINS INC | 94,019 | 94,019 |
| DANAHER CORP | 161,274 | 161,274 |
| DISNEY WALT CO | 229,555 | 229,555 |
| DOLLAR GEN CORP | 133,330 | 133,330 |
| DOW INC | 86,636 | 86,636 |
| DUKE ENERGY CORP | 98,427 | 98,427 |
| EAST WEST BANCORP | 133,164 | 133,164 |
| ECOLAB | 31,156 | 31,156 |
| ECOLAB INC | 135,874 | 135,874 |
| EDWARDS LIFESCIENCES CORP | 176,530 | 176,530 |
| EMERSON ELEC CO | 97,810 | 97,810 |
| EQUINIX INC | 147,835 | 147,835 |
| ESTEE LAUDER COMPANIES INC CL A | 153,858 | 153,858 |
| EXXON MOBIL CORP | 89,324 | 89,324 |
| FACEBOOK INC CL A | 164,442 | 164,442 |
| FORTIVE CORP | 144,685 | 144,685 |
| GLOBAL PMTS INC | 128,175 | 128,175 |
| HOME DEPOT INC | 345,837 | 345,837 |
| HONEYWELL INTL INC | 189,728 | 189,728 |
| IDEXX LABS INC | 186,452 | 186,452 |
| INTERNATIONAL BUSINESS MACHS CORP | 95,669 | 95,669 |
| INTUITIVE SURGICAL INC | 129,260 | 129,260 |
| JOHNSON & JOHNSON | 107,648 | 107,648 |
| JOHNSON & JOHNSON | 97,733 | 97,733 |
| JP MORGAN CHASE & CO | 125,418 | 125,418 |
| LINDE PLC SH | 273,260 | 273,260 |
| LOCKHEED MARTIN CORP | 274,400 | 274,400 |
| MCDONALDS CORP | 141,408 | 141,408 |
| MEDTRONIC PLC SHS | 56,344 | 56,344 |
| MERCK & CO INC | 186,995 | 186,995 |
| MICROSOFT CORP | 786,032 | 786,032 |
| MONDELEZ INTL INC CL A | 81,507 | 81,507 |
| MORGAN STANLEY | 127,055 | 127,055 |
| NEXTERA ENERGY INC | 105,850 | 105,850 |
| O REILLY AUTOMOTIVE INC | 145,728 | 145,728 |
| PARKER HANNIFIN | 239,448 | 239,448 |
| PAYPAL HLDGS INC | 256,215 | 256,215 |
| PEPSICO INC | 266,940 | 266,940 |
| PFIZER INC | 119,669 | 119,669 |
| PNC FINL SVCS GROUP INC | 82,993 | 82,993 |
| PRICE T ROWE GROUP INC | 116,268 | 116,268 |
| PROCTER & GAMBLE CO | 135,244 | 135,244 |
| PROGRESSIVE CORP | 173,633 | 173,633 |
| PROLOGIS | 116,104 | 116,104 |
| PROLOGIS INC | 93,780 | 93,780 |
| RAYTHEON TECHNOLOGIES CORP | 114,845 | 114,845 |
| ROPER TECHNOLOGIES INC | 161,228 | 161,228 |
| RPM INTL INC | 160,590 | 160,590 |
| SALESFORCE | 210,736 | 210,736 |
| STARBUCKS CORP | 107,194 | 107,194 |
| SVB FINL GROUP | 164,828 | 164,828 |
| SYSCO CORP | 78,938 | 78,938 |
| TARGET CORP | 131,338 | 131,338 |
| TERADYNE INC | 191,225 | 191,225 |
| TEXAS INSTRUMENTS INC | 78,782 | 78,782 |
| THERMO FISHER SCIENTIFIC INC | 227,301 | 227,301 |
| TJX COS INC | 106,806 | 106,806 |
| TYLER TECHNOLOGIES INC | 158,020 | 158,020 |
| UNION PAC CORP | 132,428 | 132,428 |
| UNITED PARCEL SVC INC CL B | 64,666 | 64,666 |
| UNITEDHEALTH GROUP | 216,019 | 216,019 |
| US BANCORP | 116,941 | 116,941 |
| V F CORP | 90,022 | 90,022 |
| VERIZON COMMUNICATIONS INC | 130,249 | 130,249 |
| VISA INC CL A | 206,044 | 206,044 |
| WALMART INC | 59,246 | 59,246 |
| WATSCO INC CL A | 251,017 | 251,017 |
| ZEBRA TECHNOLOGIES CORP CL A | 224,833 | 224,833 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| GUGGENHEIM LIMITED DURATION FUND | FMV | 2,244,327 | 2,244,327 |
| THORNBURG LIMITED-TERM INCOME FUND | FMV | 2,246,165 | 2,246,165 |
| WESTERN ASSET ULTRA SHORT INCOME FUND | FMV | 1,042,243 | 1,042,243 |
| Description | Amount |
|---|---|
| UNREALIZED GAIN ON INVESTMENTS | 6,713,291 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| NYS FILING FEE | 50 | 0 | 50 | |
| LICENSES AND PERMITS | 1,278 | 0 | 1,278 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| DEFERRED TAX | 142,050 | 7,784 |
| FEDERAL EXCISE TAX PAYABLE | 26,646 | 198,767 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FIRST-REPUBLIC BANK | 35,212 | 35,212 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| DEFERRED EXCISE TAX | 64,502 | 0 | 0 | |
| FEDERAL TAX PAID | 5,354 | 0 | 0 |