TY 2020 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
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Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020

Name of foundation
MARIE B MALLORY TRUST DATED OCTOBER 4 1989

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 803878
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60680

A Employer identification number

86-6200715

B Telephone number (see instructions)

(312) 630-6000

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$981,790J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	24,587		23,986
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		27,018
b	Gross sales price for all assets on line 6a 850,988
7	Capital gain net income (from Part IV, line 2)...			27,018
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	51,605		51,004
13	Compensation of officers, directors, trustees, etc.	10,712		3,109		7,603
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........		9,269	0	0	9,269
b	Accounting fees (attach schedule).......		1,050	525	0	525
c	Other professional fees (attach schedule)....					0
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...		352	352		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		409			30
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	21,792		3,986	0	17,427
25	Contributions, gifts, grants paid.......	30,000				30,000
26	Total expenses and disbursements. Add lines 24 and 25	51,792		3,986	0	47,427
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-187
b	Net investment income (if negative, enter -0-)			47,018
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	34,140
	2	Savings and temporary cash investments.........		6,013	6,013
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	490,155	392,320	538,806
	c	Investments—corporate bonds (attach schedule).......	297,747	410,673	422,492
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........		14,606	14,479
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	822,042	823,612	981,790
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	822,042	823,612
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	822,042	823,612
	30	Total liabilities and net assets/fund balances (see instructions).	822,042	823,612

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

822,042

Enter amount from Part I, line 27a .....................

-187

Other increases not included in line 2 (itemize) bullet

1,757

Add lines 1, 2, and 3 ..........................

823,612

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

823,612

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	31. AGNC INVT CORP DEP SHS REPSTG 1/1000 INTSH PFD STK SER C		2017-08-16	2020-02-06
b	30. AGNC INVT CORP DEP SHS REPSTG 1/1000 INTSH PFD STK SER C		2019-08-19	2020-02-06
c	31. AGNC INVT CORP DEP SHS REPSTG 1/1000TH INT SH PFD SER D FIXED TO F		2019-08-12	2020-02-06
d	400. AT&T INC		2018-07-31	2020-06-05
e	87. AT&T INC AT&T INC 5.625% DUE 08-01-2067 BEO		2018-10-29	2020-02-06
	95. AEGON FDG CO LLC SUB NTS RETAIL TIER 2		2019-10-17	2020-02-06
	15. AEGON N V PERP CAP SECS FLTG RATE PFD STK		2011-03-03	2020-02-06
	49. AEGON N V PERP CAP SECS FLTG RATE PFD STK		2016-10-25	2020-02-06
	63. AFFILIATED MANAGERS GROUP INC 5.875% 03-30-2059 BEO		2019-03-22	2020-02-06
	88. AIR LEASE CORP NON CUM PERP PFD SER A FIXED TO FLTG RATE		2019-04-09	2020-02-06
	30. ALGONQUIN PWR & UTILS CORP SUB NTS FXD 6.875% 10-17-2078		2018-10-16	2020-02-06
	117. ALGONQUIN PWR & UTIL 6.2% 07-01-2079		2019-07-15	2020-02-06
	90. MLP ALLIANCE RESOURCE PARTNERS L P UNIT LTD PARTNER INT COM STCK		2019-11-18	2020-02-06
	82. MLP ALLIANCE RESOURCE PARTNERS L P UNIT LTD PARTNER INT COM STCK		2018-11-07	2020-02-06
	20. ALLIANT ENERGY CORP COMMON		2019-02-12	2020-02-13
	161. ALLSTATE CORP SUB DEB FIXED TO FLTG RATE		2016-11-16	2020-02-06
	61. ALLSTATE CORP DEPOSITARY SHS REPSTG 1/1000TH INT SH PERP PFD SER H		2019-08-02	2020-02-06
	20. AMERICAN ELECTRIC POWER INC		2018-02-15	2020-02-13
	125. AMERICAN EQUITY INVT LIFE HLDG CO DEP SHS REPSTG 1/1000 INT NON C		2019-11-19	2020-02-06
	31. AMERN FINL GROUP 6% DUE 11-15-2055 11-15-2055		2016-10-26	2020-02-06
	31. AMERICAN FINL GROUP INC OHIO SUB NT		2019-03-12	2020-02-06
	30. AMERICAN HOMES 4 RENT PERP CUM RED PFD SER D 6.50%		2016-10-25	2020-02-06
	61. AMERICAN HOMES 4 RENT PERP CUM RED PFD SER E 6.35%		2016-10-31	2020-02-06
	32. AMERN HOMES 4 RENT PERPETUAL CUMULATIVE REDEEMABLE 6.25% PFD SHS S		2018-09-13	2020-02-06
	126. ANNALY CAP MGMT PFD SER I FIXED/FLTG		2019-09-05	2020-02-06
	34. ANNALY CAP MGMT INC CUM RED PFD		2017-07-27	2020-02-06
	28. ANNALY CAP MGMT INC CUM RED PFD		2019-08-19	2020-02-06
	62. ARCH CAPITAL GROUP LTD NON CUM DEP REP 1/1000 PFD SER F		2017-08-15	2020-02-06
	65. ARCH CAP GROUP LTD DEPOSITARY SH REPSTG 1/1000 5.25% PFD SER E		2016-11-15	2020-02-06
	94. ASSURED GUARANTY MUNI		2016-10-25	2020-02-06
	30. ATCO LTD CL I NON VTG CL I NON VTG		2019-11-18	2020-02-06
	64. ATHENE HLDG LTD DEP SHS REPSTG 1/100TH INT PERP NON CUM PREF SER B		2019-09-17	2020-02-06
	110. MLP BP MIDSTREAM PARTNERS LP UNIT LTD PARTNERSHIP INT		2019-02-28	2020-02-06
	110. MLP BP MIDSTREAM PARTNERS LP UNIT LTD PARTNERSHIP INT		2018-11-07	2020-02-06
	141. BANCO SANTANDER S A GTD PFD SECS SER 6 FLTG RATE		2019-01-29	2020-02-06
	29. BANK AMER CORP DEP SHS REPSTG 1/1000TH INT NON CUM PFD SER HH		2018-07-18	2020-02-06
	59. BANK AMER CORP DEPOSITARY SH REPSTG 1/1000TH INT PFD SER GG		2018-05-08	2020-02-06
	191. BANK AMER CORP DEP SHS REPSTG 1/1000TH INT PFD NON CUM SER CC		2017-08-17	2020-02-06
	64. BANK AMER CORP DEPOSITARY SHS REPSTG 1/1000TH INT SHS NON CUMULATI		2019-09-12	2020-02-06
	63. BERKLEY(W.R.)CORP 5.900% SUBORDINATED DEBENTURES 03-01-2056		2016-11-15	2020-02-06
	33. BERKLEY W R CORP 5.75% DUE 06-01-2056/06-01-2021 REG		2016-10-25	2020-02-06
	129. BRIGHTSPHERE INVT GROUP INC 5.125% 08-01-2031		2016-11-15	2020-02-06
	232. CHS INC PFD CL B SER 2 RESET RATE		2016-11-16	2020-02-06
	238. CHS INC RED PFD SER 3 CL B 6.75%		2016-11-16	2020-02-06
	115. CHS INC CUM REDEEMABLE PFD 7.5% CL B SER4		2018-02-08	2020-02-06
	40. CMS ENERGY CORP		2019-02-12	2020-02-13
	57. CMS ENERGY CORP 5.875% 03-01-2079		2019-04-04	2020-02-06
	40. CANADIAN UTILS LTD CL A CL A		2018-11-07	2020-02-06
	9.12 MFO AMERICAN CAP INC BUILDER-F2		2019-12-23	2020-06-05
	421.91 MFO AMERICAN CAP INC BUILDER-F2		2017-12-26	2020-06-05
	540.54 MFO AMERICAN CAP INC BUILDER-F2		2007-12-24	2020-06-05
	30. CAPITAL ONE FINL CORP DEP SHS REPSTG 1/40TH INT SH FXD RATE NON CU		2019-02-26	2020-02-06
	131. CAPITAL ONE FINL CORP DEP SHS REPSTG 1/40TH PERP PFD SER I 5%		2019-09-16	2020-02-06
	31. CAPITAL ONE FINL CORP DEP SHS REPSTG 1/40TH PERP PFD SER F 6.2%		2017-09-29	2020-02-06
	61. CITIGROUP INC DEPOSITARY SHS REPSTG 1/1000TH INT PFD SER S 6.300%		2016-10-25	2020-02-06
	339. CITIGROUP INC DEP SHS REPSTG 1/1000TH PFD SER K 6.875%		2017-03-01	2020-02-06
	85. CITIGROUP INC DEP SHS REPSTG 1/1000 PFD SER J FIXED/FLTG		2017-08-16	2020-02-06
	117. CITIGROUP CAP XIII 7.875% TR PFD SECS FIXED/FLTG		2016-10-25	2020-02-06
	30. CITIZENS FINL GROUP INC DEPOSITARY SHS REPSTG 1/40TH PFD SER D FIX		2019-02-14	2020-02-06
	55. CITIZENS FINL GROUP INC DEPOSITARY SHS REPSTG 1/40TH PFD SER D FIX		2019-01-23	2020-02-06
	86. COLONY CAP INC 7.125% CUM RED PERP PREF STK SER J USD25		2017-10-19	2020-02-06
	65. DIG RLTY TR INC PFD SER L		2019-10-02	2020-02-06
	59. DIG RLTY TR INC RED PFD SER K %		2019-04-02	2020-02-06
	42. DIGITAL RLTY TR INC		2017-09-21	2020-02-06
	10. DUKE ENERGY CORP NEW COM NEW COM NEW		2019-11-18	2020-02-13
	29. DUKE ENERGY CORP NEW FIXED 5.625% 09-15-2078		2018-09-12	2020-02-06
	87. DUKE ENERGY CORP NEW DEP SHS EACH REPSTG 1/1000TH INT SH SER A CUM		2019-04-04	2020-02-06
	88. EBAY INC 6.0% DUE 02-01-2056 REG		2016-10-25	2020-02-06
	30. EMERA INC COM		2018-02-15	2020-02-06
	216. ENBRIDGE INC COM		2018-12-20	2020-06-05
	10. ENBRIDGE INC COM		2019-06-14	2020-06-05
	174. ENBRIDGE INC 6.375% DUE 04-15-2078 REG		2018-04-12	2020-02-06
	130. MLP ENERGY TRANSFER LP COMMON UNITS REP LIMITED PTNR INTERESTS		2019-06-14	2020-02-06
	534. MLP ENERGY TRANSFER LP COMMON UNITS REP LIMITED PTNR INTERESTS		2018-11-07	2020-02-06
	88. ENSTAR GROUP LTD DEPOSITARY SH REPSTG 1/1000TH FIXED TO FLTG RATE		2018-06-22	2020-02-06
	80. MLP ENTERPRISE PRODS PARTNERS L P COM UNIT		2019-11-18	2020-02-06
	1040. MLP ENTERPRISE PRODS PARTNERS L P COM UNIT		2018-02-15	2020-02-06
	64. EQUITABLE HLDGS INC		2019-11-21	2020-02-06
	47. EQUITRANS MIDSTREAM CORP COM NPV WI		2019-02-12	2020-02-06
	10. EVERSOURCE ENERGY COM		2019-02-12	2020-02-13
	90. EXELON CORP		2018-05-22	2020-06-05
	10. EXELON CORP		2019-06-14	2020-06-05
	107. F N B CORP FLA DEP SHS REPSTG 1/40TH SHSPFD DEP SHS REPSTG 1/40TH		2016-10-27	2020-02-06
	62. FARMLAND PARTNERS PFD PART SER B		2017-08-11	2020-02-06
	7.5 FHLMC MULTICLASS SERIES 1408 CLASS K 7.5% MTG PARTN CTF DUE 11-15-		2020-01-29	2020-02-18
	6.6 FHLMC MULTICLASS SERIES 1408 CLASS K 7.5% MTG PARTN CTF DUE 11-15-		2020-01-29	2020-03-16
	7.34 FHLMC MULTICLASS SERIES 1408 CLASS K 7.5% MTG PARTN CTF DUE 11-15		2020-01-29	2020-04-15
	7.67 FHLMC MULTICLASS SERIES 1408 CLASS K 7.5% MTG PARTN CTF DUE 11-15		2020-01-29	2020-05-15
	8.14 FHLMC MULTICLASS SERIES 1408 CLASS K 7.5% MTG PARTN CTF DUE 11-15		2020-01-29	2020-06-15
	18.16 FHLMC MULTICLASS SERIES 1408 CLASS K 7.5% MTG PARTN CTF DUE 11-1		2020-01-29	2020-07-15
	6.55 FHLMC MULTICLASS SERIES 1408 CLASS K 7.5% MTG PARTN CTF DUE 11-15		2020-01-29	2020-08-17
	6.39 FHLMC MULTICLASS SERIES 1408 CLASS K 7.5% MTG PARTN CTF DUE 11-15		2020-01-29	2020-09-15
	7.71 FHLMC MULTICLASS SERIES 1408 CLASS K 7.5% MTG PARTN CTF DUE 11-15		2020-01-29	2020-10-15
	5.79 FHLMC MULTICLASS SERIES 1408 CLASS K 7.5% MTG PARTN CTF DUE 11-15		2020-01-29	2020-11-16
	24.18 FHLMC MULTICLASS SERIES 1408 CLASS K 7.5% MTG PARTN CTF DUE 11-1		2020-01-29	2020-12-15
	114. FIFTH THIRD BANCORP DEPOSITARY SHS REPSTG 1/1000TH OWNERSHIP INT		2016-11-16	2020-02-06
	32. FIFTH THIRD BANCORP 6% DEP SHS REP 1/40TH NON CUM CL B SER A		2017-11-17	2020-02-06
	300. MFC FIRST TR EXCHANGE TRADED FD IV FIRSTTR TACTICAL HIGH YIELD ET		2016-03-09	2020-02-06
	921. MFC FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD		2020-02-13	2020-06-05
	619. MFC FLEXSHARES TR STOXX GLOBAL BROAD INFRASTRUCTURE INDEX FD		2020-02-13	2020-06-05
	30. FORTIS INC COM STK		2019-11-18	2020-02-06
	378. GMAC CAP TR I VAR RT DUE 02-15-2040 BEO		2017-05-16	2020-02-06
	20. GMAC CAP TR I VAR RT DUE 02-15-2040 BEO		2019-11-26	2020-02-06
	20. GLOBAL NET LEASE PFD SER A 7.25%		2017-09-08	2020-02-06
	61. GLOBE LIFE INC		2016-10-26	2020-02-06
	118. GOLDMAN SACHS GROUP INC DEPOSITARY SHS REPSTG 1/1000TH PFD SER J		2017-08-17	2020-02-06
	169. GOLDMAN SACHS GROUP INC DEP SHS REPSTG 1/1000 INT SH FXD/FLTG NON		2018-02-06	2020-02-06
	61. GOLDMAN SACHS GROUP INC DEP SHS REPSTG 1/1000TH INT NON CUM PFD SE		2017-08-18	2020-02-06
	27. HARTFORD FINL SVCS GROUP INC DEL JR SUB DEB FIXED TO FLTG		2016-10-25	2020-02-06
	58. HARTFORD FINL SVCS GROUP INC DEL DEP SHSREPSTG 1/1000TH PFD SER G		2019-02-04	2020-02-06
	30. MLP HOLLY ENERGY PARTNERS L P COM UNIT REPSTG LIMITED PARTNER		2019-06-14	2020-02-06
	212. MLP HOLLY ENERGY PARTNERS L P COM UNIT REPSTG LIMITED PARTNER		2016-02-22	2020-02-06
	87. HUNTINGTON BANCSHARES INC PFD STOCK		2016-10-25	2020-02-06
	29. INVESCO MTG CAP PFD SER B CUM FXD TO FLTG		2017-07-24	2020-02-06
	31. JPMORGAN CHASE & CO DEPOSITARY SHS REPSTG 1/400TH INT PFD STK SER		2016-10-25	2020-02-06
	32. JPMORGAN CHASE & CO PREFERRED STOCK		2019-12-23	2020-02-06
	62. JPMORGAN CHASE & CO PREFERRED STOCK		2016-10-25	2020-02-06
	30. JPMORGAN CHASE & CO DEPOSITARY SH REPSTG1/400TH PFD SER EE 6.00%		2019-01-17	2020-02-06
	29. JPMORGAN CHASE & CO DEPOSITARY SHS REPSTG 1/400TH INT PFD SER DD 5		2018-09-18	2020-02-06
	165. KEYCORP DEP SHS REP 1/40TH OWNRSHP		2017-01-10	2020-02-06
	80. KINDER MORGAN INC DEL COM		2019-11-18	2020-06-05
	350. KINDER MORGAN INC DEL COM		2018-11-07	2020-06-05
	. LEXINGTON CORP PROPERTIES TR			2020-03-30
	47. LEXINGTON CORP PROPERTIES TR		2009-10-16	2020-06-05
	400. LEXINGTON CORP PROPERTIES TR		2020-01-29	2020-06-05
	40. MLP MPLX LP COM UNIT REPSTG LTD PARTNER INT .		2018-08-30	2020-02-06
	50. MLP MPLX LP COM UNIT REPSTG LTD PARTNER INT .		2019-06-14	2020-02-06
	244. MLP MAGELLAN MIDSTREAM PARTNERS LP COM UNIT REPSTG LTD PARTNER IN		2018-11-07	2020-02-06
	20. MLP MAGELLAN MIDSTREAM PARTNERS LP COM UNIT REPSTG LTD PARTNER INT		2019-11-18	2020-02-06
	232. MORGAN STANLEY DEPOSITARY SH REPSTG 1/1000TH PFD SER I FIXED TO F		2016-10-25	2020-02-06
	60. MORGAN STANLEY DEP SHS REPSTG 1/1000 SH NON-CUM PFD STK SER K 5.85		2017-01-25	2020-02-06
	228. MORGAN STANLEY DEP SHS REPSTG 1/1000TH INT PFD SER F FXD TO FLTG		2016-10-25	2020-02-06
	31. NATIONAL RURAL UTILS COOP FIN FIXED 5.5%05-15-2064 REG		2019-04-30	2020-02-06
	30. NATIONAL STORAGE AFFILIATES TR PFD 6.000% CUM REDEEMABLE BEN INT S		2017-10-04	2020-02-06
	50. NEW JERSEY RESOURCES CORP		2016-10-06	2020-02-13
	169. NEW YORK CMNTY BANCORP INC PREFERRED STOCK		2019-01-07	2020-02-06
	35. NEXTERA ENERGY INC COM		2019-02-12	2020-06-05
	58. NEXTERA ENERGY CAP HLDGS INC 5.65% 03-01-2079 BEO		2019-04-09	2020-02-06
	229. NEXTERA ENERGY PARTNERS LP COM UNIT LTD PARTNERSHIP INT		2019-02-12	2020-06-05
	29. NISOURCE INC DEP SHS REPSTG 1/1000TH PERP PFD SER B & SER B-1		2019-04-05	2020-02-06
	57. NISOURCE INC DEP SHS REPSTG 1/1000TH PERP PFD SER B & SER B-1		2018-11-29	2020-02-06
	1180.17 MFB NORTHN INTL EQTY INDEX FD		2020-02-13	2020-06-05
	3814.92 MFB NORTHERN FDS GLOBAL REAL ESTATE INDEX FD		2020-02-13	2020-06-05
	14503.92 MFB NORTHN HI YIELD FXD INC FD		2020-06-05	2020-06-05
	61. NUSTAR LOGISTICS L P		2017-09-27	2020-02-06
	40. ONEOK INC NEW		2019-11-18	2020-06-05
	47. ONEOK INC NEW		2017-11-16	2020-06-05
	162. PNC FINL SVCS GROUP INC DEPOSITARY SHS REPSTG 1/4000TH PERP PFD S		2016-10-27	2020-02-06
	40. PPL CORP		2019-06-14	2020-02-13
	60. PPL CORP		2019-02-12	2020-02-13
	32. PS BUSINESS PKS INC CALIF DEPOSITARY SH REPSTG 1/1000TH PFD SER Z		2019-10-25	2020-02-06
	175. PEOPLES UTD FINL INC PERP PFD SER A FIXED/FLTG		2018-02-06	2020-02-06
	50. MLP PHILLIPS 66 PARTNERS LP COM UNIT REPSTG LTD PARTNERSHIP INT LP		2019-06-14	2020-02-13
	130. MLP PHILLIPS 66 PARTNERS LP COM UNIT REPSTG LTD PARTNERSHIP INT L		2017-11-16	2020-02-13
	120. PLAINS ALL AMERICAN PIPELINE LIMITED PARTNERS		2019-11-18	2020-02-06
	370. PLAINS ALL AMERICAN PIPELINE LIMITED PARTNERS		2018-11-07	2020-02-06
	29. PRUDENTIAL FINANCIAL INC 5.625% 08-15-2058		2018-08-07	2020-02-06
	10. PUBLIC SVC ENTERPRISE GROUP INC		2019-11-18	2020-02-13
	110. PUBLIC SVC ENTERPRISE GROUP INC		2019-02-12	2020-02-13
	187. QWEST CORP PREFERRED STOCK		2018-04-10	2020-02-06
	62. QWEST CORP NT		2016-10-25	2020-02-06
	190. QWEST CORP 6.5% DUE 09-01-2056/09-01-2021 REG		2018-04-05	2020-02-06
	11. RMR GROUP INC CL A CL A		2015-12-15	2020-02-06
	84. REGIONS FINL CORP NEW DEP SHS REPSTG 1/40TH PERP PFD SER B FIXED-F		2017-11-10	2020-02-06
	138. REINSURANCE GROUP OF AMERICA 6.2% DUE 09-15-2042		2017-03-15	2020-02-06
	196. REINS GROUP AMER 5.75% DUE 06-15-2056 06-15-2056		2017-01-09	2020-02-06
	30. SCE TR IV TR PREF SECS FIXED TO FLTG RATE		2016-10-25	2020-02-06
	62. SCE TR V FXD/FLTG RATE TR PFD SECS		2018-02-27	2020-02-06
	121. SCHWAB CHARLES CORP NEW DEP SHS REPSTG 1/40TH INT NON CUM PERP PF		2016-10-25	2020-02-06
	10. SEMPRA ENERGY INC		2019-02-12	2020-02-13
	380. MLP SHELL MIDSTREAM PARTNERS L P UNIT LTD PARTNERSHIP INT		2018-11-07	2020-02-06
	32. SOUTH JERSEY INDS INC 5.625% DUE 09-16-2079 BEO		2019-09-11	2020-02-06
	30. SPIRE INC DEP SHS REPSTG 1/1000TH INT PERP PFD SER A		2019-05-15	2020-02-06
	500. STARWOOD PROPERTY TRUST INC COM REIT		2013-06-17	2020-02-13
	146. STATE STR CORP DEP SHS REPSTG 1/4000TH PERP PFD SER D 5.9% FIXED		2018-01-10	2020-02-06
	148. STATE STR CORP DEP SHS REPSTG 1/4000TH INT PERP PFD NON CUM SER G		2017-11-22	2020-02-06
	59. STIFEL FINL CORP DEPOSITARY SH REPSTG 1/1000TH PFD SER A 6.25%		2016-10-31	2020-02-06
	33. STIFEL FINL CORP 5.2% 10-15-2047		2017-09-28	2020-02-06
	31. SYNOVUS FINL CORP PERP PFD SER D FIXED TO FLTG		2018-06-13	2020-02-06
	31. SYNOVUS FINL CORP PERP PFD SER E		2019-06-25	2020-02-06
	33. TCF FINL CORP NEW 5.7%DEP SHS RTG 1/1000TH NON CUM PF SR C		2017-09-08	2020-02-06
	50. MLP TC PIPELINES LP UNIT COM LTD PARTNERSHIP INT ISIN #US87233Q108		2019-06-14	2020-02-06
	245. MLP TC PIPELINES LP UNIT COM LTD PARTNERSHIP INT ISIN #US87233Q10		2017-10-02	2020-02-06
	313. TC ENERGY CORPORATION COM NPV		2018-11-28	2020-06-05
	70. TC ENERGY CORPORATION COM NPV		2019-11-18	2020-06-05
	136. TELEPHONE & DATA SYS INC SR NT		2011-06-08	2020-02-06
	52. TELEPHONE & DATA SYS INC SR NT		2016-10-25	2020-02-06
	30. TWO HBRS INVT CORP TWO HBRS INVT CORP		2017-07-13	2020-02-06
	29. TWO HBRS INVT CORP CUM RED PFD SER C FIXED TO FLTG RATE		2019-08-08	2020-02-06
	65. TWO HBRS INVT CORP CUM RED PFD SER C FIXED TO FLTG RATE		2018-01-08	2020-02-06
	29. US BANCORP DEL DEPOSITARY SHS REPSTG 1/1000TH PERP PFD SER K		2018-08-08	2020-02-06
	32. UNITED STATES CELLULAR CORP PREFERRED STOCK		2016-10-26	2020-02-06
	60. UTD STATES 7.25% DUE 12-01-2064 12-01-2064		2016-10-26	2020-02-06
	20. URSTADT BIDDLE CUM REDEEMABLE PFD SER H PFD 6.25%		2017-09-14	2020-02-06
	55. VY NATL BANCORP PERP PFD SER A		2016-11-15	2020-02-06
	31. VALLEY NATL BANCORP NON CUM PERP PFD SERB FIXED/FLTG		2017-10-04	2020-02-06
	99. VEREIT INC PFD SER F		2018-01-12	2020-02-06
	300. VERIZON COMMUNICATIONS		2010-08-12	2020-06-05
	10. WEC ENERGY GROUP INC COM		2019-02-12	2020-02-13
	278. WELLS FARGO & CO NEW DEPOSITARY SHS REPSTG 1/1000TH INT PERP PFD		2017-09-27	2020-02-06
	122. ADR WELLS FARGO & CO NEW DEP SHS REPSTG 1/1000TH INT PERP PFD CL		2017-10-30	2020-02-06
	31. WELLS FARGO & CO NEW DEP SHS REPSTG 1/1000TH INT NON CUM PERP PFD		2017-08-18	2020-02-06
	13. WELLS FARGO & CO NEW DEP SHS REPSTG 1/1000TH PERP PFD SER V 6%		2017-08-31	2020-02-06
	61. WESTN ALLIANCE 6.25% DUE 07-01-2056 07-01-2056		2016-11-16	2020-02-06
	110. MLP WESTLAKE CHEM PARTNERS LP COM UNIT REPSTG LTD PARTNER INT WES		2018-02-21	2020-02-06
	60. MLP WESTLAKE CHEM PARTNERS LP COM UNIT REPSTG LTD PARTNER INT WEST		2019-11-25	2020-02-06
	143. WILLIAMS COS INC		2018-08-13	2020-02-06
	50. WILLIAMS COS INC		2019-06-14	2020-02-06
	134. WINTRUST FINL CORP PRFD STK		2016-10-27	2020-02-06
	40. XCEL ENERGY INC		2018-11-07	2020-02-13
	114. ZIONS BANCORPORATION N A DEP REP 1/40 PRF SER G USD25.00		2017-07-21	2020-02-06
	65. ASPEN INSURANCE HLDGS 5.95% PREF		2019-02-22	2020-02-06
	76. ASPEN INSURANCE HLDGS 5.95% PREF		2016-11-15	2020-02-06
	123. ASPEN INSURANCE HLDGS		2016-11-16	2020-02-06
	32. ASPEN INSURANCE HLDGS 5.625% 12-31-2040		2019-08-08	2020-02-06
	57. ATHENE HOLDING LTD DEP SHS 1/1000TH PERP NON CUM PREF SER A		2019-06-06	2020-02-06
	89. GLOBAL INDEMNITY LTD 7.875% 04-15-2047		2017-04-21	2020-02-07
	109. PARTNERRE LTD PREF STCK		2011-06-09	2020-02-06
	117. PARTNERRE LTD PREF STCK		2018-03-28	2020-02-06
	CAPITAL GAIN DIVIDENDS	P
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	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
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	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
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	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
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	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
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	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
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(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	813	770	43
b	787	784	3
c	808	794	14
d	13,110	12,854	256
e	2,391	2,118	273
	2,456	2,396	60
	374	333	41
	1,222	1,144	78
	1,737	1,562	175
	2,461	2,240	221
	863	756	107
	3,407	2,994	413
	788	1,160	-372
	718	1,229	-511
	1,183	899	284
	4,452	4,142	310
	1,608	1,538	70
	2,046	1,326	720
	3,312	3,210	102
	811	778	33
	865	777	88
	799	760	39
	1,627	1,533	94
	878	798	80
	3,280	3,169	111
	888	846	42
	731	725	6
	1,645	1,540	105
	1,674	1,592	82
	2,532	2,285	247
	1,185	1,132	53
	1,680	1,599	81
	1,585	1,810	-225
	1,585	2,138	-553
	3,482	3,073	409
	797	728	69
	1,625	1,475	150
	4,980	4,914	66
	1,688	1,603	85
	1,653	1,555	98
	864	826	38
	3,236	3,175	61
	6,494	6,254	240
	6,622	6,157	465
	3,269	3,205	64
	2,708	1,929	779
	1,595	1,444	151
	1,232	1,098	134
	542	575	-33
	25,078	25,753	-675
	32,130	27,192	4,938
	760	759	1
	3,353	3,235	118
	811	836	-25
	1,589	1,532	57
	9,758	9,269	489
	2,470	2,291	179
	3,314	2,929	385
	838	770	68
	1,536	1,390	146
	2,075	2,118	-43
	1,694	1,626	68
	1,648	1,481	167
	1,139	1,105	34
	994	895	99
	810	724	86
	2,477	2,204	273
	2,327	2,209	118
	1,323	967	356
	7,250	6,799	451
	336	344	-8
	4,743	4,394	349
	1,644	1,838	-194
	6,752	9,423	-2,671
	2,559	2,224	335
	2,092	2,157	-65
	27,190	29,022	-1,832
	1,686	1,592	94
	466	902	-436
	918	703	215
	3,677	3,534	143
	409	506	-97
	3,230	2,963	267
	1,572	1,546	26
	8	1	7
	7	1	6
	7	1	6
	8	1	7
	8	1	7
	18	1	17
	7	1	6
	6	1	5
	8	1	7
	6	1	5
	24	1	23
	3,339	3,139	200
	877	817	60
	14,605	14,099	506
	27,220	29,412	-2,192
	31,442	34,488	-3,046
	1,296	1,214	82
	10,113	9,646	467
	535	519	16
	532	493	39
	1,643	1,538	105
	3,172	2,995	177
	4,890	4,471	419
	1,606	1,669	-63
	774	758	16
	1,616	1,488	128
	700	818	-118
	4,947	6,526	-1,579
	2,286	2,263	23
	794	684	110
	774	790	-16
	816	824	-8
	1,582	1,555	27
	833	752	81
	796	724	72
	5,041	4,249	792
	1,340	1,572	-232
	5,861	6,664	-803
	2		2
	506	185	321
	4,310	1	4,309
	937	1,424	-487
	1,171	1,639	-468
	14,612	17,164	-2,552
	1,198	1,227	-29
	6,657	6,217	440
	1,726	1,519	207
	6,614	6,260	354
	866	780	86
	822	749	73
	2,124	1,537	587
	4,813	4,346	467
	8,935	5,268	3,667
	1,621	1,467	154
	12,339	5,427	6,912
	819	773	46
	1,611	1,418	193
	13,832	15,000	-1,168
	36,890	44,368	-7,478
	92,245	98,760	-6,515
	1,602	1,525	77
	1,809	2,600	-791
	2,126	2,114	12
	4,480	4,551	-71
	1,453	1,256	197
	2,179	1,866	313
	818	807	11
	4,971	4,558	413
	3,005	2,461	544
	7,812	6,703	1,109
	2,012	2,355	-343
	6,203	8,902	-2,699
	801	720	81
	585	611	-26
	6,434	5,305	1,129
	4,879	4,618	261
	1,592	1,534	58
	4,909	4,690	219
	485	131	354
	2,425	2,309	116
	3,843	3,660	183
	5,851	5,278	573
	753	772	-19
	1,547	1,605	-58
	3,240	3,197	43
	1,590	1,143	447
	7,754	10,419	-2,665
	853	808	45
	826	767	59
	12,933	10,096	2,837
	4,151	3,905	246
	4,263	3,993	270
	1,591	1,539	52
	873	826	47
	856	792	64
	836	786	50
	874	830	44
	2,028	1,672	356
	9,939	12,434	-2,495
	14,694	12,378	2,316
	3,286	3,572	-286
	3,521	3,400	121
	1,346	1,300	46
	839	761	78
	771	737	34
	1,728	1,635	93
	813	726	87
	853	800	53
	1,603	1,499	104
	530	503	27
	1,646	1,414	232
	819	809	10
	2,546	2,440	106
	17,347	9,059	8,288
	1,008	752	256
	8,088	8,028	60
	3,346	3,239	107
	810	795	15
	339	346	-7
	1,603	1,506	97
	2,493	2,462	31
	1,360	1,369	-9
	3,088	4,453	-1,365
	1,080	1,313	-233
	4,118	3,450	668
	2,772	1,980	792
	3,271	3,114	157
	1,831	1,635	196
	2,141	2,020	121
	3,328	3,178	150
	848	807	41
	1,639	1,456	183
	2,424	2,204	220
	2,967	2,712	255
	3,185	3,299	-114
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803
			9,803

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			43
b			3
c			14
d			256
e			273
			60
			41
			78
			175
			221
			107
			413
			-372
			-511
			284
			310
			70
			720
			102
			33
			88
			39
			94
			80
			111
			42
			6
			105
			82
			247
			53
			81
			-225
			-553
			409
			69
			150
			66
			85
			98
			38
			61
			240
			465
			64
			779
			151
			134
			-33
			-675
			4,938
			1
			118
			-25
			57
			489
			179
			385
			68
			146
			-43
			68
			167
			34
			99
			86
			273
			118
			356
			451
			-8
			349
			-194
			-2,671
			335
			-65
			-1,832
			94
			-436
			215
			143
			-97
			267
			26
			7
			6
			6
			7
			7
			17
			6
			5
			7
			5
			23
			200
			60
			506
			-2,192
			-3,046
			82
			467
			16
			39
			105
			177
			419
			-63
			16
			128
			-118
			-1,579
			23
			110
			-16
			-8
			27
			81
			72
			792
			-232
			-803
			2
			321
			4,309
			-487
			-468
			-2,552
			-29
			440
			207
			354
			86
			73
			587
			467
			3,667
			154
			6,912
			46
			193
			-1,168
			-7,478
			-6,515
			77
			-791
			12
			-71
			197
			313
			11
			413
			544
			1,109
			-343
			-2,699
			81
			-26
			1,129
			261
			58
			219
			354
			116
			183
			573
			-19
			-58
			43
			447
			-2,665
			45
			59
			2,837
			246
			270
			52
			47
			64
			50
			44
			356
			-2,495
			2,316
			-286
			121
			46
			78
			34
			93
			87
			53
			104
			27
			232
			10
			106
			8,288
			256
			60
			107
			15
			-7
			97
			31
			-9
			-1,365
			-233
			668
			792
			157
			196
			121
			150
			41
			183
			220
			255
			-114

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	27,018
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	654
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	654
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	654
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	0
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9	654
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax0	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

NORTHERN TRUST COMPANY Telephone no. bullet

(312) 630-6000

Located at bullet

PO BOX 803878CHICAGOIL ZIP+4 bullet

60680

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NORTHERN TRUST COMPANY	TRUSTEE 40	10,712
PO BOX 803878 CHICAGO,IL60680	TRUSTEE 40	10,712

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

926,367

Average of monthly cash balances.......................

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

926,367

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

926,367

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

13,896

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

912,471

Minimum investment return. Enter 5% of line 5..................

45,624

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

45,624

Tax on investment income for 2020 from Part VI, line 5......

654

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

654

Distributable amount before adjustments. Subtract line 2c from line 1............

44,970

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

44,970

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

44,970

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

47,427

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

47,427

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

47,427

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2019	(c) 2019	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7					44,970
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2020:
a From 2015......	317
b From 2016......	1,766
c From 2017......	0
d From 2018......	0
e From 2019......	14,007
fTotal of lines 3a through e........		16,090
4Qualifying distributions for 2020 from Part
XII, line 4: $ 47,427
a Applied to 2019, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2020 distributable amount.....					44,970
e Remaining amount distributed out of corpus		2,457
5 Excess distributions carryover applied to 2020.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		18,547
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...		317
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......		18,230
10 Analysis of line 9:
a Excess from 2016....	1,766
b Excess from 2017....	0
c Excess from 2018....	0
d Excess from 2019....	14,007
e Excess from 2020....	2,457

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
ARIZONA MEDICAL ASSOCIATION FOUNDATION 2401 W PEORIA AVE PHOENIX,AZ85029	NONE	PC	GENERAL	30,000
Total ................................. 3a				30,000

bApproved for future payment

Total ................................. 3b

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	24,587
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	27,018
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				51,605

13Total. Add line 12, columns (b), (d), and (e)..................

51,605

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
STATE FILING FEE	30	0		30
DEFERRED EXPENSE	379	0		0