Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
Zoma Foundation Inc
 
Number and street (or P.O. box number if mail is not delivered to street address)PO Box 1860
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Bentonville, AR72712
A Employer identification number

81-4630003
B Telephone number (see instructions)

(479) 464-1570
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$243,118,496J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 10,529,610
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 4,189,014 4,185,722  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 4,816,839
b Gross sales price for all assets on line 6a 195,397,909
7 Capital gain net income (from Part IV, line 2)... 15,323,504
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances 0
b Less: Cost of goods sold.... 0
c Gross profit or (loss) (attach schedule)..... 0  
11 Other income (attach schedule)....... Click to see attachment -326,864 -344,759 0
12 Total. Add lines 1 through 11........ 19,208,599 19,164,467 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages...... 494,296     494,296
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 63,280 0 0 63,280
b Accounting fees (attach schedule)....... Click to see attachment 76,009 76,009 0 0
c Other professional fees (attach schedule).... Click to see attachment 852,388 198,510 0 653,878
17 Interest............... 921 921    
18 Taxes (attach schedule) (see instructions)... Click to see attachment 349,156 220,215 0 0
19 Depreciation (attach schedule) and depletion... 0 0 0
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 988,589 974,804 0 10,881
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 2,824,639 1,470,459 0 1,222,335
25 Contributions, gifts, grants paid....... 19,885,325 19,885,325
26 Total expenses and disbursements. Add lines 24 and 25 22,709,964 1,470,459 0 21,107,660
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -3,501,365
b Net investment income (if negative, enter -0-) 17,694,008
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 171,482 14,168 14,168
2 Savings and temporary cash investments......... 11,024,715 19,252,359 19,252,359
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet   26,091 0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)..... 0 0 0
7 Other notes and loans receivable (attach schedule) bullet23,294,525
Less: allowance for doubtful accounts bullet0 3,250,000 Click to see attachment23,294,525 23,294,525
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 0 0 0
b Investments—corporate stock (attach schedule)....... 0 Click to see attachment0 0
c Investments—corporate bonds (attach schedule)....... 0   0
11 Investments—land, buildings, and equipment: basis bullet0
Less: accumulated depreciation (attach schedule) bullet0 0   0
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 217,412,681 Click to see attachment186,094,523 200,557,444
14 Land, buildings, and equipment: basis bullet0
Less: accumulated depreciation (attach schedule) bullet0 0   0
15 Other assets (describe bullet) 0 0 0
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 231,884,969 228,655,575 243,118,496
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons 0 0
21 Mortgages and other notes payable (attach schedule)...... 0 0
22 Other liabilities (describe bullet) Click to see attachment0 Click to see attachment271,971
23 Total liabilities (add lines 17 through 22)......... 0 271,971
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds 231,884,969 228,383,604
29 Total net assets or fund balances (see instructions)..... 231,884,969 228,383,604
30 Total liabilities and net assets/fund balances (see instructions). 231,884,969 228,655,575
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
231,884,969
2
Enter amount from Part I, line 27a .....................
2
-3,501,365
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
228,383,604
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
228,383,604
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a Breckinridge LT Sustainable Bond      
b Breckinridge LT Sustainable Bond      
c NT Equitization Account      
d NT Equitization Account      
e MSCI Custom ESG Leaders Account      
MSCI Custom ESG Leaders Account      
MSCI Custom ESG Leaders Account      
73,500 Shares of Publicly Traded Securities     2020-12-24
PASS THROUGH GAIN/LOSS      
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 71,295,703   69,661,687 1,634,016
b 35,866,584   34,623,279 1,243,305
c 499,928   499,928 0
d 3,980,071     3,980,071
e 45,941,215   50,446,117 -4,504,902
27,252,465   24,880,627 2,371,838
5,861     5,861
10,559,159   22,945 10,536,214
57,101     57,101
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a     0 1,634,016
b     0 1,243,305
c     0 0
d     0 3,980,071
e     0 -4,504,902
    0 2,371,838
    0 5,861
    0 10,536,214
    0 57,101
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 15,323,504
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 0
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 245,947
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 245,947
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 245,947
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 242,513
b Exempt foreign organizations—tax withheld at source...... 6b  
c Tax paid with application for extension of time to file (Form 8868)... 6c 150,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 392,513
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 146,566
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet146,566 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCO, DE, AR
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletRachel Proctor Telephone no.bullet (479) 464-1570

    Located atbulletPO Box 1860BentonvilleAR ZIP+4bullet72712
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16Yes  
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bulletIS, JA, UK, CA, DA, FR
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Benjamin S WALTON Co-President & Director
    5.000     		0 0 0
    PO Box 1860
    Bentonville,AR72712
    Lucy Ana WALTON Co-President & Director
    5.000     		0 0 0
    PO Box 1860
    Bentonville,AR72712
    Valeria Alberola Treasurer
    20.000     		0 0 0
    PO Box 1860
    Bentonville,AR72712
    Lisa Montez Secretary
    2.000     		0 0 0
    PO Box 1860
    Bentonville,AR72712
    Zoma Holdings LLC Mgmt Services
    0     		494,296 0 0
    PO Box 1860
    Bentonville,AR72712
    M Sean Evans Assistant Secretary
    2.000     		0 0 0
    PO Box 1860
    Bentonville,AR72712
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    Common Group LLC Consulting 198,000
    1853 Webster Street
    San Francisco,CA94115
    SUMMIT VIEW STRATEGY CONSULTING LLC Strategic Consulting 120,086
    5420 S QUEBEC STREET 206
    Greenwood Village,CO80111
    Brian McPeek Consulting 118,500
    772 N Marion ST
    Denver,CO80218
    Walton Enterprises LLC Professional Services 89,277
    PO Box 1860
    Bentonville,AR72712
    Inline Media Inc Consulting 80,000
    1123 Auraria Parkway 200
    Denver,CO80204
    Total number of others receiving over $50,000 for professional services.............bullet1
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 DreamSpring - To Support Facilitating PP Loans for Colorado Businesses 10,000,000
    2 ALL OTHER PROGRAM RELATED INVESTMENTS 7,700,000
    All other program-related investments. See instructions.
    3 Click to see attachment 5,000,000
    Total. Add lines 1 through 3.........................bullet22,700,000
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    183,244,380
    b
    Average of monthly cash balances.......................
    1b
    27,732,846
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    210,977,226
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    210,977,226
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    3,164,658
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    207,812,568
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    10,390,628
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    10,390,628
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    245,947
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    245,947
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    10,144,681
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    2,655,475
    5
    Add lines 3 and 4............................
    5
    12,800,156
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    12,800,156
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    21,107,660
    b
    Program-related investments—total from Part IX-B..................
    1b
    22,700,000
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    43,807,660
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    43,807,660
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 12,800,156
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 2016 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 0
    b From 2016...... 0
    c From 2017...... 448,743
    d From 2018...... 2,957,838
    e From 2019...... 0
    fTotal of lines 3a through e........ 3,406,581
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 43,807,660
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 12,800,156
    e Remaining amount distributed out of corpus 31,007,504
    5 Excess distributions carryover applied to 2020.   0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 34,414,085
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		34,414,085
    10 Analysis of line 9:
    a Excess from 2016.... 0
    b Excess from 2017.... 448,743
    c Excess from 2018.... 2,957,838
    d Excess from 2019.... 0
    e Excess from 2020.... 31,007,504
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    Benjamin S Walton
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Agora
    80M Street SE c/o We Work
    Washington,DC20003     		  PC To transition the Agora Strengthening Chile's Social Entrepreneurship Ecosystem grant to cover costs related to the closure of the Agora office in Chile in the next 3 months. 36,880
    Bright by Three
    3605 MLK Jr Blvd
    Denver,CO80205     		  PC The grant will 1) scale the Bright by Text platform and 2) increase enrollments and distribution of Colorado toolkits through home visits, group visits, and virtual visits. Additionally, Bright by Three will develop maternal and co-parent wellness content for five months preceding birth to be added to the Bright by Text platform, enhance the functionality of the Bright by Text platform with two-way texting and reduce the overall cost per family of both programs. 450,000
    CareerWise
    400 S Colorado Blvd 700
    Denver,CO80246     		  PC General operating support 50,000
    Children's Hospital Colorado Foundation
    13123 East 16th Ave Box 130
    Aurora,CO80045     		  PC The grant will integrate parent-focused messaging into the clinical pediatric setting by leveraging previously created content, technologies, and relationships for a multi-model approach for engaging and educating parents. 175,895
    City Year Inc
    789 Sherman St 400
    Denver,CO80203     		  PC General operating support 250,000
    Clayton Early Learning
    3801 Martin Luther King Blvd
    Denver,CO80205     		  PC General operating support 50,000
    Coalition for Green Capital
    154 West 14th Street 2nd Floor
    New York,NY10011     		  PC General operating support 15,000
    Colorado Association for Infant Mental Health
    PO Box 260134
    Lakewood,CO80226     		  PC Increase local and regional access to quality Reflective Supervision/Consultation by expanding organizational capacity. 53,500
    Colorado Center for the Advancement of Patient Safety (CCAPS)
    7335 E Orchard Rd Ste 100
    Greenwood Village,CO80111     		  PC The grant will fund rapid development of a strategy for rural health care services in Colorado to respond to the operating and financial challenges presented by COVID-19 and future pandemic preparedness, as well as, the advancement of a more sustainable financial future for rural healthcare in Colorado. 130,500
    Colorado Children's Campaign Inc
    1580 Lincoln Street Suite 420
    Denver,CO80203     		  PC General operating support 50,000
    Colorado Department of Labor and Employment (CDLE)
    633 17th Street Suite 1200
    Denver,CO80202     		  GOV Increase staff capacity in local workforce centers and cover the costs of training opportunities for displaced workers 280,000
    Colorado Department of Public Health and Environment
    633 17th Street 900
    Denver,CO80202     		  GOV To support the Health eMoms programs longitudinal study of maternal mental health issues and Colorado Mothers attitudes 75,000
    Colorado Education Initiative (CEI)
    600 17th St 1400n
    Denver,CO80202     		  PC General operating support 50,000
    Colorado Nonprofit Development Center
    789 Sherman St Suite 250
    Denver,CO80203     		  PC The grant wii focus on identifying the operational and clinical barriers and recommendations when the caregiver screening is done in a pediatric setting to to create and implement the tools for use by pediatric primary care practices 50,000
    Colorado Perinatal Care Quality Collaborative (CPCQC)
    820 S Monaco Pkwy 161
    Denver,CO80224     		  PC This grant will allow CPCQC to develop the in-house capacity needed to build out their grants and core support moving forward. 123,333
    Colorado Seminary dba University of Denver
    2199 South University Blvd
    Denver,CO80208     		  PC Meet increased demand for virtual clinical consultation and support groups to underserved communities in need through the DU GSPP ParentLine Program 60,000
    Colorado State University
    408 State University Services Ctr
    Fort Collins,CO805232002     		  PC To support the creation of an ecosystem of capacities, knowledge and trust, between US based and Chilean based institutions so as to contribute to a more sustainable, resilient, decentralized and smarter energy future in Chile. 97,570
    Colorado State University Foundation
    408 University Services Center 2002
    Campus Delivery
    Fort Collins,CO80523     		  PC General operating support for the Colorado Collaboratory 25,000
    Colorado State University Foundation
    408 University Services Center 2002
    Campus Delivery
    Fort Collins,CO80523     		  PC General operating support for the New Energy Economy 25,000
    Colorado Succeeds
    1390 Lawrence Street Suite 200
    Denver,CO80204     		  PC General operating support 20,000
    Denver Children's Advocacy Center
    2149 Federal Blvd
    Denver,CO80211     		  PC To support the expansion of the Community Outreach and Treatment and Integrated Services programs 84,660
    Denver Children's Advocacy Center
    2149 Federal Blvd
    Denver,CO80211     		  PC General operating support 50,000
    Denver Children's Advocacy Center
    2149 Federal Blvd
    Denver,CO80211     		  PC To conduct forensic interviews, which are of vital importance in the investigation and successful prosecution of child abuse cases in Denver. 120,000
    Denver Health Foundation
    655 Broadway Suite 750
    Denver,CO80203     		  PC General operating support in response to COVID-19. 500,000
    Denver Public Library Friends Foundation
    10 W 14th Ave Parkway
    Denver,CO80204     		  PC Establish a Birth to 3 Coordinator at the Denver Public Library to provide structure, process and oversight to the LENA/DPL partnership and other early childhood initiatives. 90,000
    Denver Public Schools Foundation
    1860 Lincoln Street 9th Floor
    Denver,CO80203     		  PC General operating support 20,000
    Douglas County
    4400 Castleton Court
    Castle Rock,CO80109     		  GOV to support the implementation phase of a comprehensive effort to utilize a predictive risk model to help with child welfare call screening decisions 106,700
    Early Milestones Colorado
    165 Madison Street
    Denver,CO80206     		  PC General operating support 50,000
    First Southwest Community Fund
    720 Main Street
    Alamosa,CO81101     		  PC General operating support 50,000
    Fundacion Chile
    Parque Antonio Rabat Sur 6165
      Santiago  
    CI     		  NC To collectively develop water scenarios by the year 2030 and 2050, contributing to the safety and sustainability of water resources in Chile, as well as to the national discussion and formulation of sectorial policies in this area, identifying the risks and opportunities. 625,461
    Fundacion Chile
    Parque Antonio Rabat Sur 6165
      Santiago  
    CI     		  NC General operating support 100,000
    Fundacion Chile
    Parque Antonio Rabat Sur 6165
      Santiago  
    CI     		  NC To develop water scenarios by the year 2030 and 2050, contributing to the safety and sustainability of water resources in Chile 312,265
    Fundacion Viento Sur
    Avenida Jose Alcalde Delano
    Oficina 501 Lo Barnechea
      Santiago  
    CI     		  PC The purpose of the grant is to carry out charitable activities in educational, health, environmental, cultural and social issues in Chile. 11,000,000
    HealthONE
    700 Potomac
    Aurora,CO80011     		  NC To support the creation and implementation of a mobile application to support maternal mental health at the two busiest OB/GYN clinics at Rose Medical Center, and foster social and emotional well-being for mom and baby from their first physician visit through the child's first year 130,000
    Illuminate Colorado
    1530 West 13th Avenue Suite 118
    Denver,CO80204     		  PC General operating support 30,000
    Invest in Kids
    1775 Sherman Street Suite 2075
    Denver,CO80203     		  PC To provide operating support for the next four years for the Parent Program in APS 166,193
    LENA Foundation
    5525 Central Ave 100
    Boulder,CO80301     		  PC Establish a Birth to Three Coordinator at the Denver Public Library (DPL) to provide structure, process and oversight to the LENA/DPL partnership and other early childhood initiatives. 10,000
    Mental Health America of Colorado dba Mental Health Colorado
    1120 Lincoln Street Suite 1606
    Denver,CO80203     		  PC The purpose of the grant is to support research to help inform strategies to strengthen requirements for mental health screenings in OB/GYN practices, and to determine who has authority to set continuing education, and/or certification requirements for OB/GYN practitioners and nurse midwives. 50,000
    Mental Health Center of Denver
    4141 E Dickenson Pl
    Denver,CO80220     		  PC Support the 10% non-federal match to the $2.5 million award and expand the scope of the state-wide needs assessment to reach even more providers. 75,000
    Mile High United Way Inc
    PO Box 5547
    Denver,CO802179425     		  PC In response to COVID-19 related increased demand on 211 355,000
    Mile High United Way Inc
    PO Box 5547
    Denver,CO802179425     		  PC General operating support 25,000
    Mitchell Kapor Foundation
    2148 Broadway
    Oakland,CA94612     		  POF To support deployment, marketing, and general operations for OnwardCO 250,000
    New Venture Fund
    10 Rockefeller Plaza - 16th Floor
    New York,NY10020     		  PC General operating support for Skillful 50,000
    Parent Possible
    800 Grant Street Suite 200
    Denver,CO80203     		  PC To support the hiring of a Senior Director of Policy and to support expanded data utilization capacity and for website development 58,064
    Postpartum Support International
    6706 SW 54th Avenue
    Portland,OR97219     		  PC General operating support 50,000
    Prime Health
    3513 Brighton Blvd Ste 484
    Denver,CO80216     		  PC In response to COVID-19 and the emergent need for telehealth, lead a state-wide, coordinated approach to address core areas of concern for Colorado providers including Immediate training and resources, centralized, vetted, up to date information, coaching, and hands on assistance, neutral, community driven procurement support and serve as an active hub for digital health and facilitate stakeholder coordination 175,000
    Project HOPE The People-To-People Health Foundation Inc
    7500 Old Georgetown Rd Suite 600
    Bethesda,MD20814     		  PC Co-fund a partial theme issue of the Health Affairs Journal dedicated to perinatal mental health to be published in December 2021. 75,000
    Ralston House
    10795 West 58th Avenue
    Arvada,CO80002     		  PC General operating support 15,000
    Regents of the University of Colorado
    1800 N Grant St Ste 400
    Denver,CO80203     		  PC To support the Alma program which is a research-based peer-to-peer mentoring program that provides support to new and expectant parents and that provides a creative solution to mental health workforce shortages. 300,000
    RMI
    2490 Junction Place Suite 200
    Boulder,CO80301     		  PC General operating support 25,000
    Rockefeller Philanthropy Advisors
    6 West 48th Street 10th Floor
    New York,NY10036     		  PC To provide support for Anchor Colorado as a key market for the work Promise Venture Studios is doing across the States in an effort to support our local ecosystem and offer Colorado as a test-bed for national innovations in the ECD field 333,000
    SCL Health Foundation
    500 Eldorado Blvd Ste 4300
    Broomfield,CO80021     		  PC General operating support for COVID related needs including healthcare associate support and vulnerable population responses 500,000
    Tennyson Center for Children
    2950 Tennyson St
    Denver,CO80212     		  PC To catalyze the "Rewiring Child Welfare" initiative to demonstrate a replicable oath to reducing the number of children and families falling into crisis and reducing the number of children requiring residential placement. 500,000
    Tennyson Center for Children
    2950 Tennyson St
    Denver,CO80212     		  PC to secure the existing investment in Rewiring and, in response to significant demand from the market, build out an independent accelerator. 109,000
    The Center for African American Health
    3601 Martin Luther King Blvd Denver
    CO 80205
    Denver,CO80205     		  PC To support the Strengthening Families project 32,500
    The Kempe Foundation
    13123 East 16th Avenue Suite B390
    Aurora,CO80045     		  PC The purpose of the grant is to provide bridge funding for the CARE Network where state appropriations funding has been cut or reduced. 75,000
    Third Sector New England (TSNE)
    89 South Street Suite 700
    Boston,MA021112670     		  PC General operating support for Constellation Philanthropy 60,000
    Tides Center
    1014 Torney Ave
    San Francisco,CA94129     		  PC To support five Foster America fellowships, including selection, ongoing training, and individualized coaching for each of the fellows, as well as support for a portion of Foster America's general operating expenses for program delivery, as well as support initial engagement of the local Colorado funder community around the topic of child welfare. 68,307
    University of Colorado Foundation
    1800 Grant Street Suite 725
    Denver,CO80203     		  PC To support the 3-year expansion cohort to be trained through the Harris Fellows Program 45,539
    University of Colorado Foundation
    1800 Grant Street Suite 725
    Denver,CO80203     		  PC To establish and support entrepreneurial communities in rural areas and connect all entrepreneurs throughout Colorado 319,500
    University of Colorado Foundation
    1800 Grant Street Suite 725
    Denver,CO80203     		  PC To support Project ECHOs COVID-19 Comprehensive Community Support Response, including the Just-in-Time COVID-19 ECHO for Primary Care, Comprehensive Support for Community Response to COVID-19 (CSCRC), and the Community-based Capacity-building for Mental Health programs. 365,000
    Valley Settlement
    520 South 3rd Street
    Carbondale,CO81623     		  PC General operating support 10,000
    Western Resource Advocates
    2260 Baseline Road Suite 200
    Boulder,CO80302     		  PC To support and drive large new investments in innovative and clean energy technologies in Colorado that will modernize that state's electric system and dramatically reduce carbon emissions that contribute to climate change 426,458
    Western Resource Advocates
    2260 Baseline Road Suite 200
    Boulder,CO80302     		  PC General operating support 25,000
    Total .................................bullet 3a 19,885,325
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities.... 523000 3,292 14 4,185,722  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 4,816,839  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aPass Through Partnerhip Other Income (Loss)     		523000 17,895 18 -344,759  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 21,187 8,657,802 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    8,678,989
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID: 20011424
    Software Version: 2020v4.0


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    Zoma Foundation Inc
     
    Employer identification number

    81-4630003
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    Zoma Foundation Inc
          		Employer identification number
    81-4630003
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    BENJAMIN S WALTON
     
    PO BOX 1860
     
    BENTONVILLE, AR72712

    		$ 10,529,610


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    Zoma Foundation Inc
          		Employer identification number

    81-4630003
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 73,500 SHARES OF PUBLICLY TRADED SECURITIES $ 10,529,610 2020-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    Zoma Foundation Inc
          		Employer identification number

    81-4630003
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID: 20011424
    Software Version: 2020v4.0

    TY 2020 AccountingFeesSchedule
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    NT Accounting Fees 76,009 76,009    

    TY 2020 AllOthProgRltdInvestmentsSch
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Category Amount
    Colorado Lending Source - To support Facilitating PP Loans for Colorado Busineeses 5,000,000

    TY 2020 CompensationExplanation
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Person Name Explanation
    Zoma Holdings LLC REPORTED AS AUTHORIZED UNDER IRS ANNOUNCEMENT 2001-33. NO INDIVIDUAL LISTED RECEIVED COMPENSATION FROM ZOMA HOLDINGS, LLC OR ANY OTHER SOURCE FOR SERVICES TO THE FOUNDATION.

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    TY 2020 ExpenditureResponsibilityStmt
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    Fundacion Viento Sur
          		Avenida Jose Alcalde Delano
    Oficina 501 Lo Barnechea
      Santiago  
    CI     		2020-01-29 11,000,000 The purpose of the grant is to carry out charitable activities in educational, health, environmental, cultural and social issues in Chile. 11,000,000 None 09/27/2021 2021-09-27 THE GRANTEE HAS PROVIDED THE FOUNDATION WITH THE REQUIRED REPORTS. THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT; THEREFORE, NO FURTHER VERIFICATION BY THE FOUNDATION IS DEEMED NECESSARY.
    HealthONE
          		700 Potomac
    Aurora,CO80011     		2020-01-02 130,000 The creation and implementation of a mobile application to support maternal mental health at the two busiest OB/GYN clinics at Rose Medical Center, and foster social and emotional well-being for mom and baby from their first physician visit through the child's first year 128,240 NONE 06/10/2021 2021-06-10 THE GRANTEE HAS PROVIDED THE FOUNDATION WITH THE REQUIRED REPORTS. THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT; THEREFORE, NO FURTHER VERIFICATION BY THE FOUNDATION IS DEEMED NECESSARY.
    Mitchell Kapor Foundation
          		2148 Broadway
    Oakland,CA94612     		2020-04-20 250,000 To support deployment, marketing, and general operations for OnwardCO 250,000 NONE 04/20/2021 2021-04-20 THE GRANTEE HAS PROVIDED THE FOUNDATION WITH THE REQUIRED REPORTS. THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT; THEREFORE, NO FURTHER VERIFICATION BY THE FOUNDATION IS DEEMED NECESSARY.
    Greenline Community Development Fund LLC
          		1324 15th Street
    Denver,CO80202     		2020-07-14 700,000 To provide capital to enable the Borrower to originate loans under the Microloan Program 324,000 None 05/24/2021 2021-05-24 THE BORROWER HAS PROVIDED THE FOUNDATION WITH THE REQUIRED REPORTS. THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT; THEREFORE, NO FURTHER VERIFICATION BY THE FOUNDATION IS DEEMED NECESSARY.
    Colorado Lending Source
          		1441 18th Street Suite 100
    Denver,CO80202     		2020-04-30 5,000,000 To support PPP loans, repayment guaranteed 4,999,717 none 03/30/2021 2021-03-30 THE BORROWER HAS PROVIDED THE FOUNDATION WITH THE REQUIRED REPORTS. THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT; THEREFORE, NO FURTHER VERIFICATION BY THE FOUNDATION IS DEEMED NECESSARY.
    FUNDACION IMPULSORA DE UN NUEVO SECTOR
          		PRESIDENTE ERRAURIZ 3949 LAS CONDES
      SANTIAGO  
    CI     		2017-08-17 803,000 IMPLEMENT STRATEGIC ENTREPRENEURIAL INITIATIVES 803,000 NONE 04/01/2020; 03/31/2021 2021-03-31 THE GRANTEE HAS PROVIDED THE FOUNDATION WITH THE REQUIRED REPORTS. THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT; THEREFORE, NO FURTHER VERIFICATION BY THE FOUNDATION IS DEEMED NECESSARY.

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    TY 2020 GainLossSaleOtherAssetsSch
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    Breckinridge LT Sustainable Bond         71,295,703 69,661,687     1,634,016  
    Breckinridge LT Sustainable Bond         35,866,584 34,623,279     1,243,305  
    NT Equitization Account         499,928 499,928     0  
    NT Equitization Account         3,980,071       3,980,071  
    MSCI Custom ESG Leaders Account         45,941,215 50,446,117     -4,504,902  
    MSCI Custom ESG Leaders Account         27,252,465 24,880,627     2,371,838  
    MSCI Custom ESG Leaders Account         5,861       5,861  
    73,500 Shares of Publicly Traded Securities         10,559,159 10,529,610     29,549  
    PASS-THROUGH GAIN/LOSS         57,101       57,101  

    TY 2020 InvestmentsOtherSchedule2
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    MSC CUSTOM ESG LEADERS AT COST 71,704,653 85,852,003
    BRECKINRIDGE LT SUSTATNABLE FD AT COST 82,704,402 83,019,105
    NT EQUITIZATION ACCOUNT AT COST 8,285,388 8,286,256
    MISSION RELATED INVESTMENTS AT COST 23,400,080 23,400,080

    TY 2020 LegalFeesSchedule
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Legal Fees 63,280     63,280


    TY 2020 OtherExpensesSchedule
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Registered Agent Fees 25     25
    Secretary of State Fees 255     255
    Dues and Subscriptions 10,000     10,000
    Miscellaneous 601     601
    Pass Through Deductions 977,708 974,804    


    TY 2020 OtherIncomeSchedule2
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Pass Through Other Taxable Income (Loss) 17,867 -28  
    PASS THROUGH RENTAL LOSS -336,364 -336,364  
    Section 988 Loss -8,367 -8,367  


    TY 2020 OtherLiabilitiesSchedule
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Description Beginning of Year - Book Value End of Year - Book Value
    Book/Tax Income Differences   271,971


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    TY 2020 OtherNotesLoansRcvblLongSch
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    20011424
    Software Version:
    2020v4.0

    Borrower's Name Relationship to Insider Original Amount of Loan Balance Due Date of Note Maturity Date Repayment Terms Interest Rate Security Provided by Borrower Purpose of Loan Description of Lender Consideration Consideration FMV
    First Southwest Community Fund Loan   2,000,000 2,000,000 2020-05 2027-04   0 %   To support emergency and micro-grant loan to support businesses in SW CO cash 2,000,000
    Greenline Community Development Fund Loan   700,000 700,000 2020-07     200 %   To provide capital to enable the Borrower to originate loans under the Microloan Program cash 700,000
    Character Based Sm Bus Lending Fund Loan   5,000,000 5,000,000 2020-05 2025-04   0 %   To support Emergency Colorado Main Street loan program cash 5,000,000
    Colorado Lending Source Loan   5,000,000 5,000,000 2020-05 2022-04   0 %   To support PPP loans cash 5,000,000
    Dreamspring Loan   10,000,000 9,594,525 2020-05 2023-05   0 %   To support Dreamspring in facilitating PPP loans for Colorado businesses cash 9,594,525
    TELLURIDE FOUNDATION   1,000,000 1,000,000 2019-03 2026-03   0 %   SUPPORT THE TELLURIDE LOAN FUND cash 1,000,000
    LANDED DENVER EDUCATION LLC   5,000,000 0 2018-05 2028-04 SECURITY TNTEREST TN ASSETS OF BORROWER 500 %   PURCHASE LANDED OPTIONS TO RECRUIT EDUCATORS cash 0

    TY 2020 OtherProfessionalFeesSchedule
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Program Consulting Fees 591,388     591,388
    NT Investment Fees 198,510 198,510    
    Administrative/ Professional Fees 62,490     62,490


    TY 2020 TaxesSchedule
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    20011424
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    NT - Foreign Taxes 220,215 220,215    
    Excise Taxes 128,941