| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| ARCH CAPITAL GRP LTD BM | AT COST | 10,125 | 11,181 |
| EQT CORP | AT COST | 6,725 | 6,355 |
| EQT CORP | AT COST | 3,546 | 3,178 |
| GENERAL MOTORS | AT COST | 12,976 | 19,571 |
| GENERAL MOTORS | AT COST | 9,501 | 13,741 |
| INTRA-CELLULAR THERAPIES INC | AT COST | 6,934 | 7,950 |
| INTRA-CELLULAR THERAPIES INC | AT COST | 3,071 | 3,180 |
| FIRST TRUST US EQUITY | AT COST | 43,935 | 54,896 |
| FIRST TR NASDAQ CYBERSECURITY ETF | AT COST | 20,669 | 32,309 |
| FIRST TR DOW JONES SELECT MICROCAP INDEX | AT COST | 10,018 | 11,731 |
| FRT TRT VAL INDX | AT COST | 30,415 | 33,001 |
| EATON VANCE RISK MANAGED DIVERSIFIED EQUITY INCM | AT COST | 20,229 | 20,553 |
| ISHARES S&P MID-CAP 400 | AT COST | 18,554 | 20,539 |
| ISHARES S&P SMALLCAP 600 | AT COST | 20,070 | 24,800 |
| FIRST TR EMERGING MARKETS ALPHADEX | AT COST | 10,081 | 10,997 |
| GLOBAL X FUNDS SHS US | AT COST | 13,734 | 15,632 |
| CITIGROUP INC COM NEW | AT COST | 4,884 | 4,933 |
| PUTNAM CONVERTIBLE | AT COST | 37,677 | 42,188 |
| CITIGROUP INC COM NEW | AT COST | 6,007 | 6,166 |
| PROG HOLDINGS INC | AT COST | 5,420 | 5,387 |
| FIRST TRUST WATER ETF | AT COST | 13,642 | 18,102 |
| FIRST TRUST LARGE CAP | AT COST | 46,078 | 54,118 |
| FIRST TR INDSTRL PRDCR | AT COST | 12,910 | 13,549 |
| FIRST TR MATERIALS | AT COST | 13,721 | 16,062 |
| FIRST TR EUROPE ALPHADEX | AT COST | 19,342 | 24,104 |
| FIRST TRUST CLOUD | AT COST | 15,727 | 25,183 |
| FIRST TRUST PREFERRED | AT COST | 7,587 | 7,935 |
| FIRST TRUST ETFIV FIRST | AT COST | 10,121 | 10,377 |
| FIRST TRUST RISING | AT COST | 24,605 | 30,954 |
| FIRST TR MANAGED | AT COST | 7,614 | 7,715 |
| FIRST TRUST LOW DURATION | AT COST | 7,614 | 7,566 |
| SPDR GOLD TRUST | AT COST | 106,625 | 104,876 |
| FIRST TRUST CAPITAL | AT COST | 83,418 | 90,113 |
| PROG HOLDINGS INC | AT COST | 5,189 | 5,387 |
| BED BATH & BEYOND INC | AT COST | 10,052 | 14,208 |
| CALAMOS MARKET NEUTRAL | AT COST | 25,483 | 26,066 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FILING FEE | 600 | 0 | 0 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FIDUCIARY FEES | 2,137 | 2,137 | 0 | 0 |
| Name | Address |
|---|---|
| ANTHONY J SIRCO |
61 MEADOWS DRIVE MELROSE,NY12121 |