Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 07-01-2020 , and ending 06-30-2021
Name of foundation
EDDIE AND JO ALLISON SMITH
FAMILY FOUNDATION INC
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 1527
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
GREENVILLE, NC27835
A Employer identification number

56-1844198
B Telephone number (see instructions)

(252) 752-2111
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$128,592,539J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 17,396,608
2 Check bullet.............
3 Interest on savings and temporary cash investments 10,775 10,775  
4 Dividends and interest from securities... 846,363 555,908  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 5,726,960
b Gross sales price for all assets on line 6a 20,522,004
7 Capital gain net income (from Part IV, line 2)... 5,727,461
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 94,477 95,901  
12 Total. Add lines 1 through 11........ 24,075,183 6,390,045  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages...... 58,826 0   58,826
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 12,847 0   12,847
b Accounting fees (attach schedule)....... Click to see attachment 78,500 27,618   49,847
c Other professional fees (attach schedule).... Click to see attachment 624,576 602,020   0
17 Interest............... 5,841 0   0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 86,669 1,669   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 17,702 15,376   1,750
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 884,961 646,683   123,270
25 Contributions, gifts, grants paid....... 3,139,510 3,139,510
26 Total expenses and disbursements. Add lines 24 and 25 4,024,471 646,683   3,262,780
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 20,050,712
b Net investment income (if negative, enter -0-) 5,743,362
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 9,438,296 16,985,356 17,020,381
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 11,247,826 Click to see attachment13,051,479 13,338,672
b Investments—corporate stock (attach schedule)....... 19,803,042 Click to see attachment26,606,734 36,814,398
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 38,730,533 Click to see attachment39,343,979 61,419,088
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 79,219,697 95,987,548 128,592,539
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 79,219,697 95,987,548
29 Total net assets or fund balances (see instructions)..... 79,219,697 95,987,548
30 Total liabilities and net assets/fund balances (see instructions). 79,219,697 95,987,548
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
79,219,697
2
Enter amount from Part I, line 27a .....................
2
20,050,712
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
99,270,409
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
3,282,861
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
95,987,548
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 128 SHS. ALASKA AIR GROUP INC COM 032020/QO P 2020-03-20 2020-11-05
b 0.221 SHS. ALASKA AIR GROUP INC COM 040220/QO P 2020-04-02 2020-11-05
c 205.779 SHS. ALASKA AIR GROUP INC COM 040220/QO_SLD#1 P 2020-04-02 2020-11-05
d 2.847 SHS. ALASKA AIR GROUP INC COM 120619/QO P 2019-12-06 2020-11-05
e 100 SHS. ALASKA AIR GROUP INC COM 120919/QO P 2019-12-09 2020-11-05
311 SHS. ALLIANZ SE ADR UNSPON 092320/LAZ P 2020-09-23 2021-05-27
68 SHS. AMDOCS LTD COM 101420/LAZ P 2020-10-14 2021-02-11
29 SHS. AMDOCS LTD COM 111320/LAZ P 2020-11-13 2021-02-11
13 SHS. AMERICAN EXPRESS CO COM 092220/LAZ_SLD#1 P 2020-09-22 2021-05-20
13 SHS. AMERICAN EXPRESS CO COM 092220/LAZ_SLD#2 P 2020-09-22 2021-06-23
15 SHS. AMERICAN TOWER CORP REIT 030620/CHR_SLD#1 P 2020-03-06 2021-02-02
25 SHS. AVERY DENNISON CORP COM 041520/LAZ P 2020-04-15 2021-02-23
1232 SHS. BANCO BRADESCO SA ADR SPONS 011321/LAZ P 2021-01-13 2021-04-23
50 SHS. BANK OF AMERICA CORP 082720/LAZ_SLD#1 P 2020-08-27 2021-04-16
73 SHS. BB SEGURIDADE PARTICIPACOES SA ADR 101420/LAZ P 2020-10-14 2021-02-24
110 SHS. BHP GROUP LTD ADR 031120/QO_SLD#1 P 2020-03-11 2020-09-03
100 SHS. BOSTON PROP INC COM 010721/CHR P 2021-01-07 2021-05-13
80 SHS. BOSTON PROP INC COM 021021/CHR P 2021-02-10 2021-05-13
75 SHS. BOSTON PROP INC COM 121120/CHR P 2020-12-11 2021-05-13
100 SHS. BROOKFIELD INFRASTR CORP COM 042220/GWK_SLD#2 P 2020-04-22 2021-04-22
480 SHS. CAMPBELL SOUP CO COM 031120/QO P 2020-03-11 2020-08-06
48 SHS. CAMPBELL SOUP CO COM 050520/QO P 2020-05-05 2020-08-06
0.048 SHS. CHEVRON CORP COM 020520/QO P 2020-02-05 2020-09-30
225.952 SHS. CHEVRON CORP COM 020520/QO_SLD#1 P 2020-02-05 2020-09-30
2.054 SHS. CHEVRON CORP COM 121119/QO P 2019-12-11 2020-09-30
8 SHS. CHINA GAS HOLDINGS ADR 071520/LAZ P 2020-07-15 2021-03-11
35 SHS. CHINA GAS HOLDINGS ADR 071520/LAZ_SLD#1 P 2020-07-15 2021-01-28
24 SHS. CHINA GAS HOLDINGS ADR 082420/LAZ P 2020-08-24 2021-03-11
15 SHS. CHINA GAS HOLDINGS ADR 090920/LAZ P 2020-09-09 2021-03-11
125 SHS. CITIZENS FINL GROUP INC 042020/LAZ P 2020-04-20 2021-03-18
25 SHS. COMCAST CORP COM CL-A 120420/QO P 2020-12-04 2021-02-04
75 SHS. COMERICA INC COM 033121/GWK_SLD#1 P 2021-03-31 2021-04-22
650 SHS. CONOCOPHILLIPS COM 031120/QO P 2020-03-11 2020-11-05
107 SHS. CONOCOPHILLIPS COM 060320/QO P 2020-06-03 2020-11-05
328 SHS. CONTINENTAL AG ADR 090920/LAZ P 2020-09-09 2021-01-28
143 SHS. CONTINENTAL AG ADR 111320/LAZ P 2020-11-13 2021-01-28
167 SHS. COVESTRO AG ADR SPONS 011921/LAZ P 2021-01-19 2021-03-18
350 SHS. CYRUSONE INC COM 022420/CHR P 2020-02-24 2020-12-18
180 SHS. CYRUSONE INC COM 031320/CHR P 2020-03-13 2020-12-18
170 SHS. CYRUSONE INC COM 050120/CHR P 2020-05-01 2020-12-18
50 SHS. CYRUSONE INC COM 060420/CHR P 2020-06-04 2020-12-18
20 SHS. CYRUSONE INC COM 092820/CHR P 2020-09-28 2020-12-18
80 SHS. CYRUSONE INC COM 121120/CHR P 2020-12-11 2020-12-18
250 SHS. CYRUSONE INC COM 121720/CHR P 2020-12-17 2020-12-18
16 SHS. DICKS SPORTING GOODS INC COM 061021/SE_SLD#1 P 2021-06-10 2021-06-29
20 SHS. DISCOVER FINL SRVCS COM 042420/LAZ P 2020-04-24 2020-09-22
40 SHS. DISCOVER FINL SRVCS COM 050620/LAZ P 2020-05-06 2020-09-22
175 SHS. DOUGLAS EMMETT INC COM 030620/CHR P 2020-03-06 2020-11-12
75 SHS. DOUGLAS EMMETT INC COM 033120/CHR P 2020-03-31 2020-11-12
422 SHS. ENEL SPA ADR 012320/LAZ P 2020-01-23 2020-07-15
188 SHS. ENEL SPA ADR 012320/LAZ_SLD#1 P 2020-01-23 2020-07-07
150 SHS. EQY LIFESTYLE PROP INC 012821/GWK P 2021-01-28 2021-03-24
310 SHS. EQY LIFESTYLE PROP INC 033120/GWK P 2020-03-31 2021-03-24
150 SHS. EQY LIFESTYLE PROP INC 040120/GWK P 2020-04-01 2021-03-24
200 SHS. EQY LIFESTYLE PROP INC 040220/GWK P 2020-04-02 2021-03-24
100 SHS. EQY LIFESTYLE PROP INC 042120/GWK P 2020-04-21 2021-03-24
175 SHS. EQY LIFESTYLE PROP INC 050420/GWK P 2020-05-04 2021-03-24
90 SHS. FANUC CORP ADR 012820/LAZ P 2020-01-28 2021-01-19
94 SHS. FANUC CORP ADR 012820/LAZ_SLD#1 P 2020-01-28 2020-09-09
113 SHS. FANUC CORP ADR 032520/LAZ P 2020-03-25 2021-01-19
250 SHS. FIRST HORIZON CORP COM 032221/GWK_SLD#1 P 2021-03-22 2021-04-22
86 SHS. FIRSTENERGY CORP COM 070720/LAZ P 2020-07-07 2020-11-19
70 SHS. FLORIDA ST GOV UTIL 34281PKR3/MB P 2020-03-10 2020-10-01
65 SHS. GALP ENERGIA SGPS SA ADR 101420/LAZ P 2020-10-14 2020-12-09
53 SHS. GAMING & LEISURE P COM 050120/LAZ_SLD#1 P 2020-05-01 2021-04-23
103 SHS. GAP INC COM 082820/LAZ_SLD#1 P 2020-08-28 2020-11-25
76 SHS. GAP INC COM 082820/LAZ P 2020-08-28 2020-11-30
88 SHS. GAP INC COM 090120/LAZ P 2020-08-28 2020-11-30
16 SHS. GAP INC COM 101420/LAZ P 2020-10-14 2020-11-30
27 SHS. GLAXO SMITH KLINE ADR SPONS 010521/QO P 2021-01-05 2021-04-06
103 SHS. GLAXO SMITH KLINE ADR SPONS 020421/QO P 2021-02-04 2021-04-06
73 SHS. HANG SENG BANK ADR SPONS 092619/LAZ P 2019-09-26 2020-07-07
55 SHS. HITACHI ADR 072320/LAZ P 2020-07-23 2021-04-09
251 SHS. INDITEX (INDDE DISENO TEXTIL) ADR UNSP 061920/LAZ P 2020-06-19 2021-02-05
12 SHS. JP MORGAN CHASE & CO (JPM) 082720/LAZ P 2020-08-27 2021-04-12
3 SHS. JP MORGAN CHASE & CO (JPM) 101420/LAZ P 2020-10-14 2021-04-12
91 SHS. KENNAMETAL INC COM 102220/LAZ P 2020-10-22 2021-01-27
61 SHS. KENNAMETAL INC COM 110520/LAZ P 2020-11-05 2021-01-27
5 SHS. KEURIG DR PEPPER INC COM 030220(1)/QO_SLD#1 P 2020-03-02 2020-11-05
230 SHS. KEURIG DR PEPPER INC COM 030220(1)/QO_SLD#2 P 2020-03-02 2020-11-05
65 SHS. KEURIG DR PEPPER INC COM 030220(1)/QO_SLD#3 P 2020-03-02 2021-02-04
102 SHS. KEURIG DR PEPPER INC COM 030220(1)/QO_SLD#4 P 2020-03-02 2021-02-04
290 SHS. KEURIG DR PEPPER INC COM 090320(1)/QO P 2020-09-03 2021-05-05
347 SHS. KEURIG DR PEPPER INC COM 090320(2)/QO P 2020-09-03 2021-05-05
100 SHS. KILROY RLTY CORP COM 022620/CHR P 2020-02-26 2020-07-17
39 SHS. KIMBERLY CLARK CORP COM 012821/LAZ P 2021-01-28 2021-03-29
11 SHS. KIMBERLY CLARK CORP COM 092619/LAZ_SLD#1 P 2019-09-26 2020-08-28
14 SHS. KIMBERLY CLARK CORP COM 102219/LAZ P 2019-10-22 2020-10-13
6 SHS. LAM RESEARCH CORP COM 020421/QO P 2021-02-04 2021-05-04
182 SHS. LEGAL & GEN GRP PLC SPON ADR 111519/LAZ P 2019-11-15 2020-08-25
18 SHS. LOWES COS INC 032420/LAZ P 2020-03-24 2020-08-28
12 SHS. LOWES COS INC 101119/LAZ P 2019-10-11 2020-08-28
57 SHS. MATCH GROUP INC NEW 031020/FROM C&E D 2019-01-30 2020-10-13
15 SHS. MCDONALDS CORP COM 031920/LAZ P 2020-03-19 2020-09-09
150 SHS. MEDTRONIC PLC COM 030220/QO P 2020-03-02 2020-07-07
100 SHS. MEDTRONIC PLC COM 030220/QO_SLD#2 P 2020-03-02 2020-07-07
125 SHS. MERCK & CO INC COM 012821/GWK P 2021-01-28 2021-04-08
42 SHS. NOVARTIS AG ADR 030420/LAZ_SLD#1 P 2020-03-04 2020-11-05
11 SHS. NOVARTIS AG ADR 030420/LAZ P 2020-03-04 2020-11-13
44 SHS. NOVARTIS AG ADR 031220/LAZ P 2020-03-12 2020-11-13
4 SHS. NOVARTIS AG ADR 101420/LAZ P 2020-10-14 2020-11-13
200 SHS. OLD REPUBLIC INTL CORP COM 012821/GWK P 2021-01-28 2021-02-25
250 SHS. OLD REPUBLIC INTL CORP COM 031120/GWK P 2020-03-11 2021-02-25
500 SHS. OLD REPUBLIC INTL CORP COM 033120/GWK P 2020-03-31 2021-02-25
107 SHS. OPAP (ORG OF FOOTB) ADR UNSP 101420/LAZ P 2020-10-14 2021-01-13
15 SHS. PING AN INS (GRP) CO OF CHINA ADR 101420/LAZ P 2020-10-14 2021-04-28
33 SHS. POTLATCHDELTIC CORP COM 011520/LAZ_SLD#1 P 2020-01-15 2020-08-27
42 SHS. PROGRESSIVE CORP (OHIO) COM 013020/LAZ P 2020-01-30 2020-10-22
6 SHS. PUBLIC STORAGE COM 030420/LAZ_SLD#1 P 2020-03-04 2020-10-30
8 SHS. PUBLIC STORAGE COM 030420/LAZ P 2020-03-04 2020-11-13
13 SHS. PUBLIC STORAGE COM 031020/LAZ P 2020-03-10 2020-11-13
1 SHS. PUBLIC STORAGE COM 101420/LAZ P 2020-10-14 2020-11-13
100 SHS. QTS RLTY TRST INC CL-A 020821/CHR P 2021-02-08 2021-06-07
150 SHS. QTS RLTY TRST INC CL-A 021021/CHR P 2021-02-10 2021-06-07
60 SHS. QTS RLTY TRST INC CL-A 121120/CHR P 2020-12-11 2021-06-07
300 SHS. QTS RLTY TRST INC CL-A 121720/CHR P 2020-12-17 2021-06-07
20 SHS. RALPH LAUREN CORP COM CL-A 080620/QO P 2020-08-06 2021-03-04
9 SHS. RAYTHEON TECH CORP COM 032420/LAZ P 2020-03-24 2021-03-08
5 SHS. RAYTHEON TECH CORP COM 101420/LAZ P 2020-10-14 2021-03-08
375 SHS. REPUBLIC SERVICES INC COM 120420/QO P 2020-12-04 2021-06-04
100 SHS. REXFORD INDUSTRIAL RLTY INC 010721/CHR P 2021-01-07 2021-05-11
300 SHS. REXFORD INDUSTRIAL RLTY INC 020821/CHR P 2021-02-08 2021-05-11
50 SHS. REXFORD INDUSTRIAL RLTY INC 071420/CHR P 2020-07-14 2021-05-11
100 SHS. REXFORD INDUSTRIAL RLTY INC 072220/CHR P 2020-07-22 2021-05-11
100 SHS. REXFORD INDUSTRIAL RLTY INC 093020/CHR P 2020-09-30 2021-05-11
300 SHS. REXFORD INDUSTRIAL RLTY INC 120420/CHR P 2020-12-04 2021-05-11
200 SHS. REXFORD INDUSTRIAL RLTY INC 121120/CHR P 2020-12-11 2021-05-11
138 SHS. SANDS CHINA LTD ADR 082520/LAZ P 2020-08-25 2021-01-27
2434.244 SHS. SCHWAB FUND US LG IDX 121820 P 2020-12-18 2021-06-29
80 SHS. SIMON PROP GRP INC 050520/QO_SLD#1 P 2020-05-05 2020-09-03
371 SHS. SIMON PROP GRP INC 050520/QO P 2020-05-05 2020-12-04
61 SHS. SIMON PROP GRP INC 050720/QO P 2020-05-07 2020-12-04
SHS. S&P 500 SPX 01 15 21 1000 (051920) - EXPIRED P 2020-05-19 2021-01-19
SHS. S&P 500 SPX 01 15 21 1100 (051920) - EXPIRED P 2020-05-19 2021-01-19
SHS. S&P 500 SPX 01 15 21 1100 (051820) - EXPIRED P 2020-05-18 2021-01-19
SHS. S&P 500 SPX 01 15 21 1500 (051820) - EXPIRED P 2020-05-18 2021-01-19
SHS. S&P 500 SPX 06 18 21 1500 (051820-1) - EXPIRED P 2020-05-18 2021-06-21
SHS. S&P 500 SPX 06 18 21 1500 (051820-2) - EXPIRED P 2020-05-18 2021-06-21
56 SHS. STEEL DYNAMICS INC COM 080620/QO P 2020-08-06 2021-05-04
320 SHS. TESCO ADR SPONS 030920/LAZ P 2020-03-09 2020-09-23
199 SHS. TESCO ADR SPONS 061920/LAZ P 2020-06-19 2020-09-23
453 SHS. TOPDANMARK A/S ADR UNSP 012420/LAZ P 2020-01-24 2020-07-24
297 SHS. TOPDANMARK A/S ADR UNSP 030420/LAZ P 2020-03-04 2020-07-24
507 SHS. TOPDANMARK A/S ADR UNSP 042420/LAZ P 2020-04-24 2020-07-24
589 SHS. UNICREDIT SPA ADR UNSP 060520/LAZ P 2020-06-05 2020-11-30
302 SHS. UNICREDIT SPA ADR UNSP 061920/LAZ P 2020-06-19 2020-11-30
73 SHS. UNICREDIT SPA ADR UNSP 101420/LAZ P 2020-10-14 2020-11-30
6 SHS. UNILEVER PLC ADR SPONS 062220/LAZ P 2020-06-22 2021-05-12
45 SHS. UNILEVER PLC ADR SPONS 062220/LAZ_SLD#1 P 2020-06-22 2021-04-16
63 SHS. UNILEVER PLC ADR SPONS 120220/LAZ P 2020-11-30 2021-05-12
390 SHS. VALERO ENERGY CORP COM 031120/QO P 2020-03-11 2021-02-04
81 SHS. VALERO ENERGY CORP COM 040220/QO P 2020-04-02 2021-02-04
7 SHS. VALERO ENERGY CORP COM 101420/LAZ P 2020-10-14 2021-06-07
163 SHS. VALERO ENERGY CORP COM 110520/QO P 2020-11-05 2021-02-04
198 SHS. VIATRIS INC COM 111920/LAZ P 2020-11-17 2021-02-23
5 SHS. VIATRIS INC VTRS 020720/LAZ P 2020-11-17 2021-02-23
1 SHS. VIATRIS INC VTRS 111420/LAZ P 2020-11-17 2021-02-23
147 SHS. VOLKSWAGEN AG ADR UNSP 020521/LAZ P 2021-02-05 2021-03-22
99 SHS. VOLKSWAGEN AG ADR UNSP 020521/LAZ_SLD#1 P 2021-02-05 2021-03-18
100 SHS. WELLS FARGO & CO COM 032221/GWK_SLD#1 P 2021-03-22 2021-04-22
80 SHS. ABB LTD ADR SPONS 052819/LAZ P 2019-05-28 2020-09-23
18 SHS. ABB LTD ADR SPONS 071819/LAZ_SLD#1 P 2019-07-18 2020-09-23
69 SHS. ABB LTD ADR SPONS 071819/LAZ P 2019-07-18 2021-01-27
19 SHS. ABB LTD ADR SPONS 081219/LAZ_SLD#1 P 2019-08-12 2021-01-27
5 SHS. ABBVIE INC COM 052915/GWK P 2015-05-29 2021-04-22
10 SHS. ABBVIE INC COM 053117/GWK_SLD#1 P 2017-05-31 2021-04-22
60 SHS. ABBVIE INC COM 070215/GWK P 2015-07-02 2021-04-22
5 SHS. ACCENTURE PLC COM 032719/LAZ_SLD#1 P 2019-03-27 2020-09-09
7 SHS. ACCENTURE PLC COM 032719/LAZ_SLD#2 P 2019-03-27 2021-05-20
205 SHS. ACTIVISION BLIZZARD INC COM 041519/FROM C&E D 2019-04-15 2020-10-13
46 SHS. ADVANCED MICRO DEVICES INC 041519/FROM C&E D 2019-04-15 2020-10-13
225 SHS. AGNC INVST CORP COM 020119/GWK P 2019-02-01 2021-06-09
100 SHS. AGNC INVST CORP COM 020119/GWK_SLD#1 P 2019-02-01 2021-04-22
375 SHS. AGNC INVST CORP COM 030719/GWK_SLD#1 P 2019-03-07 2021-06-09
150 SHS. AGNC INVST CORP COM 122118/GWK P 2018-12-21 2021-04-22
375 SHS. ALASKA AIR GROUP INC COM 021119/QO P 2019-02-11 2020-11-05
100 SHS. ALASKA AIR GROUP INC COM 030419/QO P 2019-03-04 2020-11-05
72 SHS. ALASKA AIR GROUP INC COM 062619/QO P 2019-06-26 2020-11-05
3.374 SHS. ALASKA AIR GROUP INC COM 090619/QO P 2019-09-06 2020-11-05
22 SHS. ALIGN TECHNOLOGY INC COM 090319/FROM C&E D 2019-09-03 2020-10-13
250 SHS. ALLY BANK MIDVALE (UTAH) CD 02007GJR5/TD P 2019-04-24 2021-05-03
109 SHS. ALLY FINL INC COM 061119/QO_SLD#1 P 2019-06-11 2021-05-04
150 SHS. ALTRIA GRP INC COM 031820(1)/GWK_SLD#2 P 2020-03-18 2021-04-22
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403 SHS. ALUMINA LTD-SPONS ADR 121818/LAZ P 2018-12-18 2020-10-13
272 SHS. ALUMINA LTD-SPONS ADR 121918/LAZ P 2018-12-19 2020-10-13
80 SHS. AMAZON COM INC 013019/FROM C&E D 2019-01-30 2020-10-13
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20 SHS. AMERICAN TOWER CORP REIT 012617/CHR P 2017-01-26 2021-02-02
20 SHS. AMERICAN TOWER CORP REIT 012918/CHR P 2018-01-29 2021-02-02
65 SHS. AMERICAN TOWER CORP REIT 022117/CHR P 2017-02-21 2021-02-02
20 SHS. AMERICAN TOWER CORP REIT 030717/GWK_SLD#5 P 2017-03-07 2021-04-22
40 SHS. AMERICAN TOWER CORP REIT 052218/CHR P 2018-05-22 2021-02-02
75 SHS. AMERICAN TOWER CORP REIT 061418/CHR P 2018-06-14 2021-02-02
50 SHS. AMERICAN TOWER CORP REIT 062818/CHR P 2018-06-28 2021-02-02
15 SHS. AMERICAN TOWER CORP REIT 071118/CHR P 2018-07-11 2021-02-02
30 SHS. AMERICAN TOWER CORP REIT 071918/CHR P 2018-07-19 2021-02-02
20 SHS. AMERICAN TOWER CORP REIT 080816/CHR P 2016-08-08 2021-02-02
35 SHS. AMERICAN TOWER CORP REIT 081616/CHR P 2016-08-16 2021-02-02
20 SHS. AMERICAN TOWER CORP REIT 082216/CHR P 2016-08-22 2021-02-02
40 SHS. AMERICAN TOWER CORP REIT 110619/CHR P 2019-11-06 2021-02-02
45 SHS. AMGEN INC COM 100917/GWK P 2017-10-09 2020-07-13
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10 SHS. AVALONBAY COM 012918/CHR_SLD#1 P 2018-01-29 2021-01-20
50 SHS. AVALONBAY COM 072716/CHR P 2016-07-27 2021-01-20
25 SHS. AVALONBAY COM 080916/CHR P 2016-08-09 2021-01-20
25 SHS. AVALONBAY COM 090616/CHR P 2016-09-06 2021-01-20
230 SHS. BB SEGURIDADE PARTICIPACOES SA ADR 050217/LAZ P 2017-05-02 2021-02-24
20 SHS. BB SEGURIDADE PARTICIPACOES SA ADR 082516/LAZ P 2016-08-25 2021-02-24
377 SHS. BB SEGURIDADE PARTICIPACOES SA ADR 092619/LAZ P 2019-09-26 2021-02-24
247 SHS. BB SEGURIDADE PARTICIPACOES SA ADR 100917/LAZ P 2017-10-09 2021-02-24
215 SHS. BB SEGURIDADE PARTICIPACOES SA ADR 120618/LAZ P 2018-12-06 2021-02-24
11 SHS. BLACKSTONE MRTG TRST INC 062119/LAZ P 2019-06-21 2020-08-25
62 SHS. BLACKSTONE MRTG TRST INC 100917/LAZ P 2017-10-09 2020-08-25
75 SHS. BOSTON PROP INC COM 011615/CHR P 2015-01-16 2021-01-20
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45 SHS. BOSTON PROP INC COM 020615/CHR P 2015-02-06 2021-05-13
55 SHS. BOSTON PROP INC COM 020615/CHR_SLD#1 P 2015-02-06 2021-01-20
125 SHS. BOSTON PROP INC COM 052218/CHR P 2018-05-22 2021-05-13
50 SHS. BOSTON PROP INC COM 061416/CHR P 2016-06-14 2021-05-13
125 SHS. BOSTON PROP INC COM 062818/CHR P 2018-06-28 2021-05-13
100 SHS. BOSTON PROP INC COM 072616/CHR P 2016-07-26 2021-05-13
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28 SHS. BRIXMOR PROP GRP INC COM 022119/LAZ P 2019-02-21 2021-03-19
87 SHS. BRIXMOR PROP GRP INC COM 022119/LAZ_SLD#2 P 2019-02-21 2021-03-18
63 SHS. BRIXMOR PROP GRP INC COM 032619/LAZ P 2019-03-26 2021-03-19
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250 SHS. CAMDEN PPTY TR SH BEN INT 011615/CHR_SLD#1 P 2015-01-16 2021-04-22
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1845 SHS. CATCHMARK TIMBER TRST INC CL-A 050219/CHR_SLD#1 P 2019-05-02 2020-10-07
65 SHS. CATCHMARK TIMBER TRST INC CL-A 050219/CHR P 2019-05-02 2020-10-19
1090 SHS. CATCHMARK TIMBER TRST INC CL-A 051419/CHR P 2019-05-14 2020-10-19
300 SHS. CATCHMARK TIMBER TRST INC CL-A 061819/CHR P 2019-06-18 2020-10-19
300 SHS. CATCHMARK TIMBER TRST INC CL-A 081519/CHR P 2019-08-15 2020-10-19
300 SHS. CATCHMARK TIMBER TRST INC CL-A 082019/CHR P 2019-08-20 2020-10-19
200 SHS. CATCHMARK TIMBER TRST INC CL-A 091919/CHR P 2019-09-19 2020-10-19
68 SHS. CHEVRON CORP COM 011619/QO_SLD#6 P 2019-01-16 2020-09-03
48 SHS. CHEVRON CORP COM 011619/QO P 2019-01-16 2020-09-30
33 SHS. CHEVRON CORP COM 062619/QO P 2019-06-26 2020-09-30
2.994 SHS. CHEVRON CORP COM 091119/QO P 2019-09-11 2020-09-30
70 SHS. CISCO SYSTEMS INC COM 021618/LAZ P 2018-02-16 2020-11-12
70 SHS. CISCO SYSTEMS INC COM 111617/LAZ P 2017-11-16 2020-11-12
30 SHS. CISCO SYSTEMS INC COM 100917/LAZ P 2017-10-09 2020-09-22
2 SHS. CISCO SYSTEMS INC COM 111617/LAZ_SLD#1 P 2017-11-16 2020-09-22
100 SHS. CISCO SYSTEMS INC COM 071416/GWK_SLD#3 P 2016-07-14 2021-04-22
97 SHS. CITIZENS FINL GROUP INC 050119/LAZ P 2019-05-01 2021-03-18
11 SHS. CITIZENS FINL GROUP INC 061418/LAZ P 2018-06-14 2021-03-18
360 SHS. CLARK CNTY NEV 181012BN4/TD P 2018-04-17 2020-10-29
20 SHS. CME GRP INC COM CL-A 032118/GWK_SLD#3 P 2018-03-21 2021-04-22
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467 SHS. COMCAST CORP COM CL-A 011619/QO P 2019-01-16 2021-02-04
147 SHS. COMCAST CORP COM CL-A 011619/QO_SLD#4 P 2019-01-16 2021-01-05
136 SHS. COMCAST CORP COM CL-A 062619/QO P 2019-06-26 2021-02-04
5.119 SHS. COMCAST CORP COM CL-A 072519/QO P 2019-07-25 2021-02-04
5.038 SHS. COMCAST CORP COM CL-A 102419/QO P 2019-10-24 2021-02-04
0.157 SHS. COMCAST CORP COM CL-A 120919/QO P 2019-12-09 2021-02-04
69.843 SHS. COMCAST CORP COM CL-A 120919/QO_SLD#1 P 2019-12-09 2021-02-04
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180 SHS. CORESITE RLTY CORP COM 071219/CHR P 2019-07-12 2020-09-16
120 SHS. CORESITE RLTY CORP COM 071919/CHR P 2019-07-19 2020-09-16
100 SHS. CORESITE RLTY CORP COM 081519/CHR P 2019-08-15 2020-09-16
60 SHS. CYRUSONE INC COM 081517/GWK P 2017-08-15 2021-06-09
100 SHS. CYRUSONE INC COM 081517/GWK_SLD#3 P 2017-08-15 2021-04-22
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75 SHS. DOUGLAS EMMETT INC COM 012918/CHR P 2018-01-29 2020-11-12
25 SHS. DOUGLAS EMMETT INC COM 013018/CHR P 2018-01-30 2020-11-12
100 SHS. DOUGLAS EMMETT INC COM 030218/CHR P 2018-03-02 2020-11-12
25 SHS. DOUGLAS EMMETT INC COM 032118/CHR P 2018-03-21 2020-11-12
75 SHS. DOUGLAS EMMETT INC COM 041218/CHR P 2018-04-12 2020-11-12
140 SHS. DOUGLAS EMMETT INC COM 050919/CHR P 2019-05-09 2020-11-12
160 SHS. DOUGLAS EMMETT INC COM 051619/CHR P 2019-05-16 2020-11-12
200 SHS. DOUGLAS EMMETT INC COM 052218/CHR P 2018-05-22 2020-11-12
200 SHS. DOUGLAS EMMETT INC COM 061418/CHR P 2018-06-14 2020-11-12
100 SHS. DOUGLAS EMMETT INC COM 062818/CHR P 2018-06-28 2020-11-12
100 SHS. DOUGLAS EMMETT INC COM 071918/CHR P 2018-07-19 2020-11-12
100 SHS. DOUGLAS EMMETT INC COM 081519/CHR P 2019-08-15 2020-11-12
450 SHS. DOUGLAS EMMETT INC COM 081717/CHR P 2017-08-17 2020-11-12
100 SHS. DOUGLAS EMMETT INC COM 091819/CHR P 2019-09-18 2020-11-12
100 SHS. DOUGLAS EMMETT INC COM 100119/CHR P 2019-10-01 2020-11-12
55 SHS. ECOLAB INC COM 033120/GWK_SLD#1 P 2020-03-31 2021-06-29
100 SHS. ECOLAB INC COM 092618/GWK P 2018-09-26 2021-06-29
20 SHS. ECOLAB INC COM 092618/GWK_SLD#4 P 2018-09-26 2021-04-22
135 SHS. ECOLAB INC COM 101918/GWK P 2018-10-19 2021-06-29
600 SHS. EMPIRE ST RLTY INC CL-A COM 011615/CHR P 2015-01-16 2020-08-21
200 SHS. EMPIRE ST RLTY INC CL-A COM 012918/CHR P 2018-01-29 2020-08-21
300 SHS. EMPIRE ST RLTY INC CL-A COM 062818/CHR P 2018-06-28 2020-08-21
600 SHS. EMPIRE ST RLTY INC CL-A COM 072616/CHR P 2016-07-26 2020-08-21
300 SHS. EMPIRE ST RLTY INC CL-A COM 072716/CHR P 2016-07-27 2020-08-21
200 SHS. EMPIRE ST RLTY INC CL-A COM 080718/CHR P 2018-08-07 2020-08-21
45 SHS. EQUINIX INC REIT 061418/CHR P 2018-06-14 2020-08-27
5 SHS. EQUINIX INC REIT 062818/CHR_SLD#1 P 2018-06-28 2020-08-27
100 SHS. FIRSTENERGY CORP COM 031820/GWK_SLD#2 P 2020-03-18 2021-04-22
235 SHS. FLORIDA HURRICANE CATASTROPHE BDS 34074GDH4/MB P 2017-07-25 2020-07-01
19 SHS. GALP ENERGIA SGPS SA ADR 062119/LAZ P 2019-06-21 2020-12-09
215 SHS. GALP ENERGIA SGPS SA ADR 100917/LAZ P 2017-10-09 2020-12-09
164 SHS. GALP ENERGIA SGPS SA ADR 111519/LAZ P 2019-11-15 2020-12-09
220 SHS. GALP ENERGIA SGPS SA ADR 112816/LAZ P 2016-11-28 2020-12-09
434 SHS. GLAXO SMITH KLINE ADR SPONS 011619(1)/QO P 2019-01-16 2021-04-06
335 SHS. GLAXO SMITH KLINE ADR SPONS 011619(1)/QO_SLD#5 P 2019-01-16 2021-03-04
200 SHS. GLAXO SMITH KLINE ADR SPONS 011619(2)/QO P 2019-01-16 2021-04-06
100 SHS. GLAXO SMITH KLINE ADR SPONS 011619(3)/QO P 2019-01-16 2021-04-06
100 SHS. GLAXO SMITH KLINE ADR SPONS 011619(4)/QO P 2019-01-16 2021-04-06
199 SHS. GLAXO SMITH KLINE ADR SPONS 062619/QO P 2019-06-26 2021-04-06
18.285 SHS. GLAXO SMITH KLINE ADR SPONS 071219/QO P 2019-07-12 2021-04-06
0.866 SHS. GLAXO SMITH KLINE ADR SPONS 101119/QO P 2019-10-11 2021-04-06
18.715 SHS. GLAXO SMITH KLINE ADR SPONS 101119/QO_SLD#1 P 2019-10-11 2021-04-06
88 SHS. HANG SENG BANK ADR SPONS 040819/LAZ P 2019-04-08 2020-07-07
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112 SHS. INTEL CORP COM 011619/QO_SLD#4 P 2019-01-16 2021-04-06
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120 SHS. KEURIG DR PEPPER INC COM 030220(1)/QO P 2020-03-02 2021-05-05
300 SHS. KEURIG DR PEPPER INC COM 030220(2)/QO P 2020-03-02 2021-05-05
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150 SHS. KILROY RLTY CORP COM 032216/CHR P 2016-03-22 2020-07-17
100 SHS. KILROY RLTY CORP COM 052218/CHR P 2018-05-22 2020-07-17
250 SHS. KILROY RLTY CORP COM 062818/CHR P 2018-06-28 2020-07-17
100 SHS. KILROY RLTY CORP COM 071918/CHR P 2018-07-19 2020-07-17
150 SHS. KILROY RLTY CORP COM 072616/CHR P 2016-07-26 2020-07-17
50 SHS. KILROY RLTY CORP COM 081116/CHR P 2016-08-11 2020-07-17
25 SHS. KILROY RLTY CORP COM 082516/CHR P 2016-08-25 2020-07-17
25 SHS. KILROY RLTY CORP COM 090916/CHR P 2016-09-09 2020-07-17
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200 SHS. KINDER MORGAN INC COM 103018/GWK_SLD#3 P 2018-10-30 2021-04-22
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3 SHS. LAM RESEARCH CORP COM 011619/QO_SLD#8 P 2019-01-16 2021-03-04
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38 SHS. LAM RESEARCH CORP COM 062619/QO P 2019-06-26 2021-05-04
1.296 SHS. LAM RESEARCH CORP COM 071119/QO P 2019-07-11 2021-05-04
0.237 SHS. LAM RESEARCH CORP COM 101719/QO P 2019-10-17 2021-05-12
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25 SHS. MERCK & CO INC COM 010820/GWK P 2020-01-08 2021-04-08
25 SHS. MERCK & CO INC COM 010919/GWK P 2019-01-09 2021-04-08
55 SHS. MERCK & CO INC COM 011818/GWK P 2018-01-18 2021-03-22
145 SHS. MERCK & CO INC COM 011818/GWK_SLD#1 P 2018-01-18 2021-03-22
150 SHS. MERCK & CO INC COM 033120/GWK P 2020-03-31 2021-04-08
85 SHS. MERCK & CO INC COM 072617/GWK P 2017-07-26 2021-03-22
75 SHS. MERCK & CO INC COM 092618/GWK P 2018-09-26 2021-04-08
125 SHS. MERCK & CO INC COM 092618/GWK_SLD#1 P 2018-09-26 2021-03-22
45 SHS. MERCK & CO INC COM 102214/GWK P 2014-10-22 2021-03-22
100 SHS. MERCK & CO INC COM 102417/GWK P 2017-10-24 2021-03-22
10 SHS. MERCK & CO INC COM 112916/GWK P 2016-11-29 2021-03-22
40 SHS. MERCK & CO INC COM 122414/GWK P 2014-12-24 2021-03-22
124 SHS. MICROSOFT CORP COM 011619/QO P 2019-01-16 2021-06-04
6 SHS. MICROSOFT CORP COM 050819/LAZ P 2019-05-08 2020-09-09
11 SHS. MICROSOFT CORP COM 050819/LAZ_SLD#1 P 2019-05-08 2020-08-27
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24 SHS. MICROSOFT CORP COM 062619/QO P 2019-06-26 2021-06-04
0.709 SHS. MICROSOFT CORP COM 091319/QO P 2019-09-13 2021-06-04
50 SHS. MICROSOFT CORP COM 102418/GWK_SLD#3 P 2018-10-24 2021-04-22
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130 SHS. MILWAUKEE WIS 602366ZF6/MB P 2018-10-18 2020-10-15
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12 SHS. NVIDIA CORP COM 061719/FROM C&E D 2019-06-17 2020-10-13
66 SHS. OKTA INC CL-A 030519/FROM C&E D 2019-03-05 2020-10-13
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300 SHS. OLD REPUBLIC INTL CORP COM 072617/GWK P 2017-07-26 2021-01-28
50 SHS. OLD REPUBLIC INTL CORP COM 092519/GWK P 2019-09-25 2021-02-25
275 SHS. OLD REPUBLIC INTL CORP COM 110116/GWK P 2016-11-01 2021-01-28
125 SHS. OLD REPUBLIC INTL CORP COM 110116/GWK_SLD#1 P 2016-11-01 2021-01-26
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125 SHS. OLD REPUBLIC INTL CORP COM 122414/GWK P 2014-12-24 2021-01-26
460 SHS. OPAP (ORG OF FOOTB) ADR UNSP 101719/LAZ_SLD#1 P 2019-10-17 2020-12-22
254 SHS. OPAP (ORG OF FOOTB) ADR UNSP 101719/LAZ P 2019-10-17 2021-01-13
291 SHS. OPAP (ORG OF FOOTB) ADR UNSP 103119/LAZ P 2019-10-31 2021-01-13
286 SHS. OPAP (ORG OF FOOTB) ADR UNSP 120219/LAZ P 2019-12-02 2021-01-13
400 SHS. ORANGE CNTY NY 6845753U5/MB P 2019-04-24 2021-03-01
100 SHS. OREGON ST BD MISC REV 68607KD30/MB P 2013-05-02 2021-02-18
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1630 SHS. PARATEK PHARM INC COM 080219/FROM C&E D 2019-08-02 2020-10-13
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257 SHS. PAYPAL HLDGS INC COM 013019/FROM C&E D 2019-01-30 2020-10-13
100 SHS. PENNINGTON CNTY SD CTFS 708292EL7/MB P 2018-01-03 2020-12-01
10 SHS. PHILIP MORRIS INTL COM 012414/GWK P 2014-01-24 2021-04-22
35 SHS. PHILIP MORRIS INTL COM 102214/GWK P 2014-10-22 2021-04-22
5 SHS. PHILIP MORRIS INTL COM 122414/GWK_SLD#1 P 2014-12-24 2021-04-22
200 SHS. PHYSICIANS RLTY TRST COM 031820(1)/GWK_SLD#2 P 2020-03-18 2021-04-22
92 SHS. PING AN INS (GRP) CO OF CHINA ADR 040819/LAZ P 2019-04-08 2021-02-11
65 SHS. PING AN INS (GRP) CO OF CHINA ADR 042419/LAZ P 2019-04-24 2021-02-11
60 SHS. PING AN INS (GRP) CO OF CHINA ADR 052319/LAZ P 2019-05-23 2021-04-16
10 SHS. PING AN INS (GRP) CO OF CHINA ADR 052319/LAZ_SLD#1 P 2019-05-23 2021-02-11
37 SHS. PING AN INS (GRP) CO OF CHINA ADR 090519/LAZ P 2019-09-05 2021-04-16
2 SHS. PING AN INS (GRP) CO OF CHINA ADR 092619(1)/LAZ_SLD#1 P 2019-09-26 2021-04-16
67 SHS. PING AN INS (GRP) CO OF CHINA ADR 092619(1)/LAZ P 2019-09-26 2021-04-28
140 SHS. PING AN INS (GRP) CO OF CHINA ADR 092619(2)/LAZ P 2019-09-26 2021-04-28
60 SHS. PNC FINL SRVCS GRP COM 011619/QO_SLD#2 P 2019-01-16 2020-08-06
31 SHS. PNC FINL SRVCS GRP COM 011619/QO_SLD#3 P 2019-01-16 2021-04-06
66 SHS. PNC FINL SRVCS GRP COM 011619/QO_SLD#4 P 2019-01-16 2021-05-04
45 SHS. POTLATCHDELTIC CORP COM 011520/LAZ P 2020-01-15 2021-03-18
51 SHS. POTLATCHDELTIC CORP COM 030420/LAZ P 2020-03-04 2021-04-28
1 SHS. POTLATCHDELTIC CORP COM 030420/LAZ_SLD#1 P 2020-03-04 2021-03-18
292 SHS. PPL CORP COM 011619/QO_SLD#3 P 2019-01-16 2021-03-04
500 SHS. QTS RLTY TRST INC CL-A 082019/CHR P 2019-08-20 2021-06-07
100 SHS. QTS RLTY TRST INC CL-A 091919/CHR P 2019-09-19 2021-06-07
240 SHS. QTS RLTY TRST INC CL-A 112519/CHR P 2019-11-25 2021-06-07
182 SHS. RALPH LAUREN CORP COM CL-A 011619/QO P 2019-01-16 2021-03-04
24 SHS. RALPH LAUREN CORP COM CL-A 062619/QO P 2019-06-26 2021-03-04
1.408 SHS. RALPH LAUREN CORP COM CL-A 071519/QO P 2019-07-15 2021-03-04
0.151 SHS. RALPH LAUREN CORP COM CL-A 101419/QO P 2019-10-14 2021-03-04
1.592 SHS. RALPH LAUREN CORP COM CL-A 101419/QO_SLD#1 P 2019-10-14 2021-03-04
40 SHS. RAYTHEON TECH CORP COM 041719/LAZ P 2019-04-18 2021-03-08
2 SHS. RAYTHEON TECH CORP COM 062119/LAZ P 2019-06-21 2021-03-08
65 SHS. RAYTHEON TECH CORP COM 121319/LAZ P 2019-12-13 2021-03-08
100 SHS. RESTAURANT BRANDS INTL INC 062818/GWK_SLD#3 P 2018-06-28 2021-04-22
50 SHS. REXFORD INDUSTRIAL RLTY INC 041118/CHR P 2018-04-11 2021-05-11
100 SHS. REXFORD INDUSTRIAL RLTY INC 041718/CHR P 2018-04-17 2021-05-11
400 SHS. REXFORD INDUSTRIAL RLTY INC 061418/CHR P 2018-06-14 2021-05-11
100 SHS. REXFORD INDUSTRIAL RLTY INC 071918/CHR P 2018-07-19 2021-05-11
100 SHS. REXFORD INDUSTRIAL RLTY INC 072318/CHR P 2018-07-23 2021-05-11
100 SHS. REXFORD INDUSTRIAL RLTY INC 081418/CHR P 2018-08-14 2021-05-11
29 SHS. RIO TINTO PLC ADR 100917/LAZ_SLD#2 P 2017-10-09 2020-07-07
89 SHS. ROBLOX CORP (FROM GREENSPRING IX-B) 040921 D 2020-02-27 2021-04-12
297 SHS. ROBLOX CORP (FROM GREENSPRING SEC IV) 041521 D 2020-02-27 2021-04-30
267 SHS. ROBLOX CORP (FROM GREENSPRING SEC IV) 060721 D 2020-02-27 2021-06-07
12151 SHS. ROBLOX CORP (FROM C&E) D 2020-02-27 2021-06-25
158 SHS. SALESFORCE.COM INC 013019/FROM C&E D 2019-01-30 2020-10-13
78 SHS. SALESFORCE.COM INC 030519/FROM C&E D 2019-03-05 2020-10-13
100 SHS. SAN MARCOS CA REDEV AGY TAX 798754DM6/MB P 2017-12-20 2020-10-01
145 SHS. SANTA MONICA-MALIBU UNI SCH 802498KT1/MB P 2017-08-21 2020-07-01
100 SHS. SCHUYLKILL CO PA 808366PG7/TD P 2012-11-15 2020-09-01
7100.568 SHS. SCHWAB FUND US LRG IDX 012114 P 2014-01-21 2021-06-09
965.157 SHS. SCHWAB FUND US LRG IDX 021712 L/T P 2012-02-17 2021-06-09
2746.779 SHS. SCHWAB FUND US LRG IDX 021712 L/T_SLD11 P 2012-02-17 2021-06-09
5654.299 SHS. SCHWAB FUND US LRG IDX 021712 L/T_SLD12 P 2012-02-17 2021-06-09
4063.647 SHS. SCHWAB FUND US LRG IDX 022018 P 2018-02-20 2021-06-17
8181.342 SHS. SCHWAB FUND US LRG IDX 031820 P 2020-03-18 2021-06-29
8003.467 SHS. SCHWAB FUND US LRG IDX 061919 P 2019-06-19 2021-06-29
4823.263 SHS. SCHWAB FUND US LRG IDX 061919_SLD#1 P 2019-06-19 2021-06-17
552.394 SHS. SCHWAB FUND US LRG IDX 072117 P 2017-07-21 2021-06-17
4090.083 SHS. SCHWAB FUND US LRG IDX 072117_SLD#1 P 2017-07-21 2021-06-09
1512.78 SHS. SCHWAB FUND US LRG IDX 092217 P 2017-09-22 2021-06-17
663.5 SHS. SCHWAB FUND US LRG IDX 121917(1) P 2017-12-19 2021-06-17
92.668 SHS. SCHWAB FUND US LRG IDX 121917(2) P 2017-12-19 2021-06-17
2652.727 SHS. SCHWAB FUND US LRG IDX 122016 (1) P 2016-12-20 2021-06-09
458.116 SHS. SCHWAB FUND US LRG IDX 122016 (2) P 2016-12-20 2021-06-09
96.076 SHS. SCHWAB FUND US LRG IDX 122019 P 2019-12-20 2021-06-29
1513.815 SHS. SCHWAB FUND US LRG IDX 122019(1) P 2019-12-20 2021-06-29
879.892 SHS. SCHWAB FUND US LRG IDX 122215 (1) P 2015-12-22 2021-06-09
1133.749 SHS. SCHWAB FUND US LRG IDX 122215 (2) P 2015-12-22 2021-06-09
826.219 SHS. SCHWAB FUND US LRG IDX 122314 (1) P 2014-12-23 2021-06-09
695.191 SHS. SCHWAB FUND US LRG IDX 122314 (2) P 2014-12-23 2021-06-09
4655.627 SHS. SCHWAB FUND US LRG IDX 122314 (3) P 2014-12-23 2021-06-09
3029.772 SHS. SCHWAB FUND US LRG IDX 122418(1) P 2018-12-24 2021-06-17
27.991 SHS. SCHWAB FUND US LRG IDX 122418(2) P 2018-12-24 2021-06-17
54 SHS. SONY CORP ADR SPONS 011619/QO_SLD#5 P 2019-01-16 2020-07-07
72 SHS. SONY CORP ADR SPONS 011619/QO_SLD#6 P 2019-01-16 2021-02-04
69 SHS. SQUARE INC COM CL-A 090319/FROM C&E D 2019-09-03 2020-10-13
100 SHS. ST CHARLES CNTY MO SPL OBLIG 78775RAA7/TD P 2017-12-28 2020-10-01
75 SHS. STAG INDUSTRIAL INC COM 040416/GWK P 2016-04-04 2021-04-22
75 SHS. STAG INDUSTRIAL INC COM 040516/GWK_SLD#1 P 2016-04-05 2021-04-22
1000 SHS. STEEL DYNAMICS INC COM 031120/QO P 2020-03-11 2021-05-04
10 SHS. SW DUBOIS CO IN FIRST MTG BDS 844816AE8/MB_SLD#1 P 2014-01-06 2021-01-11
123 SHS. T-MOBILE US INC COM 013019/FROM C&E D 2019-01-30 2020-10-13
21 SHS. TAIWAN SEMICONDUCTOR ADR 100917/LAZ_SLD#3 P 2017-10-09 2020-11-13
13 SHS. TAIWAN SEMICONDUCTOR ADR 100917/LAZ_SLD#4 P 2017-10-09 2021-02-23
37 SHS. TAIWAN SEMICONDUCTOR ADR 100917/LAZ_SLD#5 P 2017-10-09 2021-03-25
12 SHS. TAIWAN SEMICONDUCTOR ADR 100917/LAZ_SLD#6 P 2017-10-09 2021-04-16
17 SHS. TARGET CORP COM 051619/FROM C&E D 2019-05-16 2020-10-13
200 SHS. TESLA INC COM 051619/FROM C&E D 2019-05-16 2020-10-13
29 SHS. TEXAS INSTRUMENTS INC COM 032919/LAZ P 2019-03-29 2021-01-19
18 SHS. TEXAS INSTRUMENTS INC COM 111819/LAZ P 2019-11-18 2021-01-19
235 SHS. TEXAS ST UNIV SYS FING 88278PVB7/TD P 2019-04-24 2021-03-15
18 SHS. THE TRADE DESK INC COM CL-A 041519/FROM C&E D 2019-04-15 2020-10-13
31 SHS. THERMO FISHER SCIENTIFIC INC 051619/FROM C&E D 2019-05-16 2020-10-13
33 SHS. TWILIO INC COM CL-A 013019/FROM C&E D 2019-01-30 2020-10-13
15 SHS. UNITED HEALTH GROUP INC COM 101918/GWK_SLD#5 P 2018-10-19 2021-04-22
250 SHS. UNIV OK REVENUES 91476PFP8/TD P 2019-04-18 2020-07-01
72 SHS. VALERO ENERGY CORP COM 031020/LAZ P 2020-03-10 2021-06-07
826 SHS. VANGUARD HIGH DIVD YIELD ETF 082114 (FROM C&E) D 2014-08-21 2021-05-21
24 SHS. VANGUARD HIGH DIVD YIELD ETF 082114_SLD#6 D 2014-08-21 2021-05-21
1074.984 SHS. VANGUARD S&P 500 GR ETF 010719(1)_SLD#1 P 2019-01-07 2021-01-21
484.468 SHS. VANGUARD S&P 500 GR ETF 011917(1) (FROM C&E)_SLD#2 D 2017-01-19 2021-01-21
121.325 SHS. VANGUARD S&P 500 GR ETF 011917(1) (FROM C&E)_SLD#3 D 2017-01-19 2021-01-21
700 SHS. VANGUARD S&P 500 GR ETF 011917(2) (FROM C&E) D 2017-01-19 2021-01-21
599 SHS. VANGUARD S&P 500 GR ETF 022018 P 2018-02-20 2021-01-21
78.577 SHS. VANGUARD S&P 500 GR ETF 032917 (FROM C&E) D 2017-03-29 2021-01-21
110.714 SHS. VANGUARD S&P 500 GR ETF 070617 (FROM C&E) D 2017-07-06 2021-01-21
1306 SHS. VANGUARD S&P 500 GR ETF 072117 P 2017-07-21 2021-01-21
156 SHS. VANGUARD S&P 500 GR ETF 092217 P 2017-09-22 2021-01-21
110.121 SHS. VANGUARD S&P 500 GR ETF 100317 (FROM C&E) D 2017-10-03 2021-01-21
191.811 SHS. VANGUARD S&P 500 GR ETF 121917(1) (FROM C&E) D 2017-12-19 2021-01-21
3 SHS. VANGUARD S&P 500 GR ETF 011917(1) (FROM C&E) D 2017-01-19 2021-04-21
1942 SHS. VANGUARD S&P 500 GR ETF 022216 P 2016-02-22 2021-01-21
15.035 SHS. VANGUARD S&P 500 GR ETF 032919 (FROM C&E) D 2019-03-29 2021-04-21
9125 SHS. VANGUARD S&P 500 GR ETF 051719 (FROM C&E)_SLD#1 D 2019-05-17 2021-01-21
851.965 SHS. VANGUARD S&P 500 GR ETF 051719 (FROM C&E)_SLD#2 D 2019-05-17 2021-04-21
376 SHS. VANGUARD TOTAL STK MKT ETF 013019 (FROM C&E)_SLD#1 D 2019-01-30 2021-01-21
1224 SHS. VANGUARD TOTAL STK MKT ETF 013019 (FROM C&E)_SLD#2 D 2019-01-30 2021-01-21
400 SHS. VANGUARD TOTAL STK MKT ETF 013019 (FROM C&E)_SLD#3 D 2019-01-30 2021-01-21
93 SHS. VANGUARD TOTAL STK MKT ETF 013019 (FROM C&E)_SLD#4 D 2019-01-30 2021-01-21
283.801 SHS. VANGUARD TOTAL STK MKT ETF 013019 (FROM C&E)_SLD#5 D 2019-01-30 2021-01-21
1123.199 SHS. VANGUARD TOTAL STK MKT ETF 013019 (FROM C&E)_SLD#6 D 2019-01-30 2021-01-21
204.801 SHS. VANGUARD TOTAL STK MKT ETF 013019 (FROM C&E)_SLD#7 D 2019-01-30 2021-01-21
323.619 SHS. VANGUARD TOTAL STK MKT ETF 013019 (FROM C&E)_SLD#8 D 2019-01-30 2021-01-21
2500 SHS. VANGUARD TOTAL STK MKT ETF 013019 (FROM C&E)_SLD#9 D 2019-01-30 2021-01-21
3000 SHS. VANGUARD TOTAL STK MKT ETF 013019 (FROM C&E)_SLD10 D 2019-01-30 2021-01-21
651.58 SHS. VANGUARD TOTAL STK MKT ETF 013019 (FROM C&E)_SLD11 D 2019-01-30 2021-01-21
3467 SHS. VANGUARD TOTAL STK MKT ETF 013019 (FROM C&E)_SLD12 D 2019-01-30 2021-04-21
650 SHS. VANGUARD TOTAL STK MKT ETF 013019 (FROM C&E)_SLD13 D 2019-01-30 2021-05-21
150 SHS. VANGUARD TOTAL STK MKT ETF 013019 (FROM C&E)_SLD14 D 2019-01-30 2021-05-21
1 SHS. VIATRIS INC VTRS 062119/LAZ P 2019-06-21 2021-02-23
16 SHS. VIATRIS INC VTRS 100917/LAZ P 2017-10-09 2021-02-23
200 SHS. VICI PROP INC COM 011020/GWK_SLD#1 P 2020-01-10 2021-04-22
150 SHS. VIRGINIA COMWLTH UNIV HEALTH 92778LBK5/TD P 2018-06-20 2020-07-07
105 SHS. WADSWORTH OH WTRWRKS 930336GT3 011515/MB P 2015-01-15 2020-12-01
13 SHS. WATSCO INC CL-A 061217/GWK P 2017-06-12 2021-04-22
7 SHS. WATSCO INC CL-A 061317/GWK_SLD#1 P 2017-06-13 2021-04-22
250 SHS. WEX BK MIDVALE UT CD 92937CJE9/TD P 2019-04-24 2020-11-03
100 SHS. WINSTON SALEM NC LTD OBLIG 975680DB2/TD P 2019-04-23 2021-06-01
ROUNDING P   2021-06-30
CAPITAL GAIN DISTRIBUTIONS P   2021-06-30
FROM BELL INSTITUTIONAL FUND V P   2021-06-30
FROM GREENSPRING GLOBAL V-B P   2021-06-30
FROM GREENSPRING GLOBAL V-B K-1 UBTI P   2021-06-30
FROM GREENSPRING GLOBAL VII-B P   2021-06-30
FROM GREENSPRING GLOBAL VII-B K-1 UBTI P   2021-06-30
FROM GREENSPRING GLOBAL IX-B P   2021-06-30
FROM GREENSPRING SECONDARIES II P   2021-06-30
SALE OF INTEREST IN GREENSPRING GLOBAL V-B P   2021-06-30
FROM FIVE POINTS SMALL BUYOUT STRATEGIES III P   2021-06-30
FROM SJC ONSHORE DIRECT LENDING II P   2021-06-30
SALE OF INTEREST IN SJC ONSHORE DIRECT LENDING FUND II P   2021-06-30
FROM PLEXUS FUND V-A P   2021-06-30
SALE OF INTEREST IN OZ OVERSEAS II P   2021-06-30
SALE OF INTEREST IN PORTFOLIO ADVISORS SECONDARY FUND II P   2021-06-30
SALE OF INTEREST IN GREENSPRING SECONDARIES FUND II P   2021-06-30
FROM PIPE EQUITY FUND, LLC P   2020-04-20
FROM THE SALE OF NEON LIBERTY EMERGING MARKETS FUND P   2020-04-20
FROM THE SALE OF OZ EUROPE OVERSEAS FUND P   2020-11-24
FROM THE SALE OF OZ ASIA OVERSEAS FUND II P   2021-03-25
FROM THE SALE OF INTEREST IN PIPE EQUITY P   2021-04-01
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 5,013   3,104 1,909
b 9   6 3
c 8,059   5,286 2,773
d 112   193 -81
e 3,916   6,812 -2,896
8,166   6,199 1,967
5,259   4,020 1,239
2,243   1,887 356
2,015   1,349 666
2,162   1,349 813
3,543   3,578 -35
4,403   2,689 1,714
5,261   5,622 -361
1,953   1,296 657
362   327 35
6,201   3,858 2,343
10,524   9,086 1,438
8,419   7,747 672
7,893   7,638 255
7,326   3,800 3,526
24,163   24,144 19
2,416   2,448 -32
3   5 -2
16,339   24,919 -8,580
149   240 -91
749   654 95
3,201   2,862 339
2,247   1,786 461
1,404   1,080 324
5,917   2,542 3,375
1,272   1,280 -8
5,146   5,389 -243
19,262   20,589 -1,327
3,171   4,781 -1,610
4,613   3,699 914
2,011   1,809 202
5,825   5,588 237
23,945   23,482 463
12,314   9,969 2,345
11,630   11,773 -143
3,421   3,697 -276
1,368   1,400 -32
5,473   5,504 -31
17,103   16,941 162
1,607   1,594 13
1,188   723 465
2,377   1,566 811
5,044   6,564 -1,520
2,162   2,236 -74
3,838   3,570 268
1,653   1,591 62
9,532   9,336 196
19,700   17,107 2,593
9,532   7,919 1,613
12,710   10,229 2,481
6,355   5,908 447
11,121   10,429 692
2,348   1,644 704
1,713   1,717 -4
2,948   1,527 1,421
4,385   4,209 176
2,476   3,440 -964
70,000   70,000 0
356   321 35
2,401   1,406 995
2,704   1,759 945
1,672   1,298 374
1,936   1,519 417
352   312 40
976   1,016 -40
3,725   3,635 90
1,245   1,583 -338
5,154   3,571 1,583
3,936   3,506 430
1,871   1,206 665
468   305 163
3,755   3,152 603
2,517   1,810 707
140   140 0
6,417   6,455 -38
2,081   1,824 257
3,265   2,863 402
10,379   8,648 1,731
12,419   10,344 2,075
5,816   8,211 -2,395
5,407   5,307 100
1,713   1,522 191
2,108   1,845 263
3,618   3,095 523
2,654   3,250 -596
3,023   1,384 1,639
2,015   1,331 684
6,346   1,886 4,460
3,178   2,302 876
14,011   15,243 -1,232
9,341   10,162 -821
9,475   9,786 -311
3,410   3,675 -265
945   963 -18
3,781   3,296 485
344   353 -9
3,950   3,698 252
4,937   4,478 459
9,875   7,733 2,142
709   537 172
329   328 1
1,544   1,445 99
3,985   3,389 596
1,369   1,349 20
1,879   1,798 81
3,054   2,943 111
235   235 0
7,802   6,584 1,218
11,703   9,858 1,845
4,681   3,574 1,107
23,407   17,664 5,743
2,391   1,330 1,061
684   517 167
380   303 77
40,811   35,872 4,939
5,311   4,646 665
15,934   14,984 950
2,656   2,090 566
5,311   4,080 1,231
5,311   4,513 798
15,934   14,347 1,587
10,623   9,559 1,064
5,454   6,116 -662
53,919   44,011 9,908
5,360   4,849 511
32,250   22,489 9,761
5,303   3,517 1,786
    153,306 -153,306
    34,761 -34,761
    118,903 -118,903
    153,963 -153,963
    72,016 -72,016
    82,669 -82,669
3,296   1,558 1,738
2,778   3,044 -266
1,728   1,687 41
1,955   2,157 -202
1,282   1,349 -67
2,188   2,065 123
3,000   2,940 60
1,538   1,396 142
372   324 48
361   344 17
2,591   2,577 14
3,787   3,834 -47
23,845   21,044 2,801
4,952   3,501 1,451
581   297 284
9,966   6,496 3,470
3,013   3,311 -298
77   191 -114
17   37 -20
4,141   2,868 1,273
2,673   1,931 742
4,307   3,878 429
2,007   1,500 507
452   337 115
2,065   1,291 774
569   355 214
551   338 213
1,102   662 440
6,614   4,253 2,361
1,181   837 344
1,987   1,172 815
16,748   9,386 7,362
3,954   1,264 2,690
4,231   4,006 225
1,747   1,780 -33
7,052   6,656 396
2,620   2,625 -5
14,687   24,774 -10,087
3,916   5,967 -2,051
2,820   4,446 -1,626
132   215 -83
7,312   3,921 3,391
250,000   250,000 0
5,637   3,231 2,406
7,122   5,873 1,249
356   714 -358
1,596   2,558 -962
1,077   1,770 -693
278,361   133,641 144,720
6,959   3,822 3,137
4,724   2,095 2,629
4,724   2,912 1,812
15,351   7,113 8,238
5,042   2,294 2,748
9,447   5,490 3,957
17,713   10,405 7,308
11,809   7,164 4,645
3,543   2,163 1,380
7,085   4,281 2,804
4,724   2,322 2,402
8,266   4,012 4,254
4,724   2,294 2,430
9,447   8,267 1,180
11,413   8,349 3,064
3,833   2,746 1,087
8,936   3,593 5,343
2,482   957 1,525
2,437   861 1,576
6,665   3,898 2,767
20,851   22,273 -1,422
2,502   2,619 -117
1,668   1,687 -19
8,340   8,911 -571
4,170   4,652 -482
4,170   4,447 -277
1,142   2,176 -1,034
99   182 -83
1,871   3,226 -1,355
1,226   2,260 -1,034
1,067   1,538 -471
257   402 -145
1,448   1,946 -498
7,074   10,537 -3,463
2,631   3,045 -414
2,631   3,049 -418
4,736   6,366 -1,630
5,187   7,781 -2,594
13,155   14,757 -1,602
5,262   6,310 -1,048
13,155   15,481 -2,326
10,524   13,818 -3,294
5,262   6,905 -1,643
2,631   2,968 -337
2,631   3,595 -964
576   494 82
1,826   1,534 292
1,297   1,158 139
6,798   4,036 2,762
4,025   2,468 1,557
2,411   1,581 830
30,142   19,757 10,385
3,617   2,371 1,246
16,464   18,545 -2,081
563   653 -90
9,437   10,906 -1,469
2,597   3,180 -583
2,597   2,989 -392
2,597   3,015 -418
1,732   2,134 -402
5,660   7,621 -1,961
3,471   5,380 -1,909
2,386   4,103 -1,717
217   364 -147
2,718   3,154 -436
2,718   2,548 170
1,192   1,015 177
79   73 6
5,188   2,995 2,193
4,592   3,476 1,116
521   455 66
360,000   360,000 0
4,135   3,308 827
469,521   296,069 173,452
23,752   16,848 6,904
7,299   5,303 1,996
6,917   5,787 1,130
260   230 30
256   231 25
8   7 1
3,552   3,080 472
40,000   40,000 0
20,929   21,331 -402
13,953   13,869 84
11,627   10,896 731
4,901   3,603 1,298
7,453   6,004 1,449
1,225   940 285
4,720   2,785 1,935
5,581   1,675 3,906
6,778   2,034 4,744
100,000   100,000 0
1,441   2,010 -569
2,162   2,893 -731
721   961 -240
2,883   3,597 -714
721   927 -206
2,162   2,654 -492
4,036   5,653 -1,617
4,612   6,641 -2,029
5,765   7,405 -1,640
5,765   7,799 -2,034
2,883   3,912 -1,029
2,883   3,965 -1,082
2,883   4,099 -1,216
12,971   17,102 -4,131
2,883   4,192 -1,309
2,883   4,247 -1,364
11,445   8,777 2,668
20,810   15,754 5,056
4,473   3,151 1,322
28,093   20,176 7,917
3,705   10,791 -7,086
1,235   3,860 -2,625
1,852   5,107 -3,255
3,705   12,245 -8,540
1,852   6,133 -4,281
1,235   3,428 -2,193
34,990   17,839 17,151
3,888   2,111 1,777
3,667   3,468 199
235,000   235,000 0
104   149 -45
1,178   1,905 -727
899   1,381 -482
1,206   1,456 -250
15,695   16,679 -984
11,435   12,875 -1,440
7,233   7,685 -452
3,616   3,842 -226
3,616   3,842 -226
7,197   8,015 -818
661   741 -80
31   37 -6
677   793 -116
1,501   2,217 -716
938   1,456 -518
319,976   134,336 185,640
129,976   96,747 33,229
11,606   3,530 8,076
100,000   100,000 0
37,105   21,851 15,254
3,398   5,630 -2,232
380,000   380,000 0
7,387   5,419 1,968
250,000   250,000 0
60,000   60,000 0
100,000   100,000 0
5,856   5,393 463
6,920   5,650 1,270
2,876   2,204 672
1,715   1,260 455
303   229 74
2,655   1,948 707
5,362   4,027 1,335
4,295   3,368 927
10,737   8,420 2,317
5,816   7,079 -1,263
2,908   3,530 -622
8,723   9,100 -377
5,816   7,345 -1,529
14,539   18,643 -4,104
5,816   7,463 -1,647
8,723   10,647 -1,924
2,908   3,586 -678
1,454   1,770 -316
1,454   1,760 -306
2,409   2,214 195
3,347   3,315 32
65,000   65,000 0
32,531   7,538 24,993
5,536   2,373 3,163
1,552   419 1,133
13,238   2,792 10,446
5,093   2,200 2,893
22,892   6,876 16,016
781   238 543
134   56 78
424   167 257
1,454   787 667
4,363   2,291 2,072
3,824   1,574 2,250
1,912   870 1,042
29,875   16,284 13,591
1,895   2,237 -342
1,895   1,915 -20
4,271   3,420 851
11,151   9,016 2,135
11,370   11,536 -166
6,537   5,306 1,231
5,685   5,314 371
9,707   8,856 851
3,461   2,509 952
7,690   6,304 1,386
769   648 121
3,076   2,337 739
31,090   13,045 18,045
1,290   753 537
2,366   1,380 986
1,590   1,012 578
6,017   3,251 2,766
178   98 80
13,002   5,238 7,764
104   64 40
73   45 28
139,686   130,000 9,686
15,567   8,300 7,267
100,000   100,000 0
5,711   3,339 2,372
7,845   2,870 4,975
1,537   735 802
4,440   2,182 2,258
4,696   2,296 2,400
5,231   3,047 2,184
143   83 60
6,850   1,747 5,103
16,302   5,294 11,008
1,975   2,104 -129
9,875   10,187 -312
1,832   2,037 -205
5,496   6,018 -522
987   1,187 -200
5,038   4,673 365
2,354   2,124 230
8,475   6,561 1,914
2,354   1,861 493
2,960   2,429 531
1,684   1,341 343
1,929   1,578 351
1,896   1,765 131
400,000   400,000 0
100,000   100,000 0
115,000   115,000 0
9,028   5,003 4,025
4,889   2,201 2,688
52,670   23,759 28,911
100,000   100,000 0
943   846 97
3,300   3,080 220
472   422 50
3,845   3,067 778
2,138   2,201 -63
1,510   1,568 -58
1,392   1,284 108
232   214 18
858   892 -34
46   46 0
1,471   1,548 -77
3,074   3,245 -171
6,300   7,284 -984
5,485   3,763 1,722
12,716   8,012 4,704
2,371   1,971 400
3,088   2,043 1,045
53   40 13
8,126   8,597 -471
39,011   24,605 14,406
7,802   4,940 2,862
18,725   12,530 6,195
21,758   19,311 2,447
2,869   2,795 74
168   159 9
18   14 4
190   146 44
3,041   3,066 -25
152   189 -37
4,941   6,088 -1,147
6,644   5,915 729
2,656   1,429 1,227
5,311   2,945 2,366
21,245   12,586 8,659
5,311   3,093 2,218
5,311   3,024 2,287
5,311   3,134 2,177
1,636   1,396 240
6,506   352 6,154
23,166   1,883 21,283
25,278   1,693 23,585
1,048,839   56,642 992,197
42,221   23,574 18,647
20,843   12,251 8,592
100,000   100,000 0
145,000   145,000 0
100,000   100,000 0
160,473   100,000 60,473
21,813   11,243 10,570
62,077   31,996 30,081
127,787   65,865 61,922
89,441   70,000 19,441
181,217   100,000 81,217
177,277   134,153 43,124
106,160   80,847 25,313
12,158   8,924 3,234
92,436   66,076 26,360
33,296   25,000 8,296
14,604   11,445 3,159
2,040   1,599 441
59,952   40,852 19,100
10,353   7,055 3,298
2,128   1,704 424
33,531   26,855 6,676
19,886   12,187 7,699
25,623   15,702 9,921
18,673   12,707 5,966
15,711   10,692 5,019
105,217   72,000 33,217
66,685   42,720 23,965
616   395 221
3,801   2,686 1,115
7,918   3,581 4,337
13,143   4,225 8,918
100,000   100,000 0
2,748   1,532 1,216
2,748   1,523 1,225
58,850   20,880 37,970
10,000   10,000 0
14,958   8,410 6,548
1,910   814 1,096
1,695   504 1,191
4,091   1,435 2,656
1,416   465 951
2,828   1,210 1,618
89,590   9,140 80,450
5,032   3,077 1,955
3,123   2,126 997
235,000   235,000 0
11,480   3,646 7,834
14,515   8,285 6,230
11,211   3,433 7,778
5,919   3,986 1,933
250,000   250,000 0
5,972   4,538 1,434
88,394   55,532 32,862
2,568   1,614 954
254,712   147,972 106,740
114,792   54,047 60,745
28,747   13,535 15,212
165,861   78,078 87,783
141,930   85,925 56,005
18,618   9,250 9,368
26,233   13,513 12,720
309,450   164,955 144,495
36,963   20,016 16,947
26,093   14,226 11,867
45,449   26,470 18,979
748   335 413
460,147   190,465 269,682
3,747   2,319 1,428
2,162,120   1,439,837 722,283
212,321   134,432 77,889
75,717   51,813 23,904
246,484   168,668 77,816
80,546   55,120 25,426
18,727   12,815 5,912
57,148   39,108 18,040
226,174   154,777 71,397
41,240   28,222 13,018
65,166   44,595 20,571
503,414   344,501 158,913
604,096   413,401 190,695
131,206   89,788 41,418
739,958   477,754 262,204
140,422   89,570 50,852
32,405   20,670 11,735
11   45 -34
244   578 -334
6,111   5,105 1,006
162,670   150,000 12,670
105,000   105,000 0
3,740   1,923 1,817
2,014   1,045 969
250,000   250,000 0
100,000   100,000 0
4     4
302,217     302,217
835,043     835,043
565,473     565,473
396     396
7,672     7,672
105     105
    98 -98
91,434     91,434
483     483
35,287     35,287
2,920     2,920
706     706
20     20
3,057     3,057
360,952     360,952
130,567     130,567
    12 -12
    169,791 -169,791
    406,329 -406,329
    515,196 -515,196
    243,450 -243,450
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       1,909
b       3
c       2,773
d       -81
e       -2,896
      1,967
      1,239
      356
      666
      813
      -35
      1,714
      -361
      657
      35
      2,343
      1,438
      672
      255
      3,526
      19
      -32
      -2
      -8,580
      -91
      95
      339
      461
      324
      3,375
      -8
      -243
      -1,327
      -1,610
      914
      202
      237
      463
      2,345
      -143
      -276
      -32
      -31
      162
      13
      465
      811
      -1,520
      -74
      268
      62
      196
      2,593
      1,613
      2,481
      447
      692
      704
      -4
      1,421
      176
      -964
      0
      35
      995
      945
      374
      417
      40
      -40
      90
      -338
      1,583
      430
      665
      163
      603
      707
      0
      -38
      257
      402
      1,731
      2,075
      -2,395
      100
      191
      263
      523
      -596
      1,639
      684
      4,460
      876
      -1,232
      -821
      -311
      -265
      -18
      485
      -9
      252
      459
      2,142
      172
      1
      99
      596
      20
      81
      111
      0
      1,218
      1,845
      1,107
      5,743
      1,061
      167
      77
      4,939
      665
      950
      566
      1,231
      798
      1,587
      1,064
      -662
      9,908
      511
      9,761
      1,786
      -153,306
      -34,761
      -118,903
      -153,963
      -72,016
      -82,669
      1,738
      -266
      41
      -202
      -67
      123
      60
      142
      48
      17
      14
      -47
      2,801
      1,451
      284
      3,470
      -298
      -114
      -20
      1,273
      742
      429
      507
      115
      774
      214
      213
      440
      2,361
      344
      815
      7,362
      2,690
      225
      -33
      396
      -5
      -10,087
      -2,051
      -1,626
      -83
      3,391
      0
      2,406
      1,249
      -358
      -962
      -693
      144,720
      3,137
      2,629
      1,812
      8,238
      2,748
      3,957
      7,308
      4,645
      1,380
      2,804
      2,402
      4,254
      2,430
      1,180
      3,064
      1,087
      5,343
      1,525
      1,576
      2,767
      -1,422
      -117
      -19
      -571
      -482
      -277
      -1,034
      -83
      -1,355
      -1,034
      -471
      -145
      -498
      -3,463
      -414
      -418
      -1,630
      -2,594
      -1,602
      -1,048
      -2,326
      -3,294
      -1,643
      -337
      -964
      82
      292
      139
      2,762
      1,557
      830
      10,385
      1,246
      -2,081
      -90
      -1,469
      -583
      -392
      -418
      -402
      -1,961
      -1,909
      -1,717
      -147
      -436
      170
      177
      6
      2,193
      1,116
      66
      0
      827
      173,452
      6,904
      1,996
      1,130
      30
      25
      1
      472
      0
      -402
      84
      731
      1,298
      1,449
      285
      1,935
      3,906
      4,744
      0
      -569
      -731
      -240
      -714
      -206
      -492
      -1,617
      -2,029
      -1,640
      -2,034
      -1,029
      -1,082
      -1,216
      -4,131
      -1,309
      -1,364
      2,668
      5,056
      1,322
      7,917
      -7,086
      -2,625
      -3,255
      -8,540
      -4,281
      -2,193
      17,151
      1,777
      199
      0
      -45
      -727
      -482
      -250
      -984
      -1,440
      -452
      -226
      -226
      -818
      -80
      -6
      -116
      -716
      -518
      185,640
      33,229
      8,076
      0
      15,254
      -2,232
      0
      1,968
      0
      0
      0
      463
      1,270
      672
      455
      74
      707
      1,335
      927
      2,317
      -1,263
      -622
      -377
      -1,529
      -4,104
      -1,647
      -1,924
      -678
      -316
      -306
      195
      32
      0
      24,993
      3,163
      1,133
      10,446
      2,893
      16,016
      543
      78
      257
      667
      2,072
      2,250
      1,042
      13,591
      -342
      -20
      851
      2,135
      -166
      1,231
      371
      851
      952
      1,386
      121
      739
      18,045
      537
      986
      578
      2,766
      80
      7,764
      40
      28
      9,686
      7,267
      0
      2,372
      4,975
      802
      2,258
      2,400
      2,184
      60
      5,103
      11,008
      -129
      -312
      -205
      -522
      -200
      365
      230
      1,914
      493
      531
      343
      351
      131
      0
      0
      0
      4,025
      2,688
      28,911
      0
      97
      220
      50
      778
      -63
      -58
      108
      18
      -34
      0
      -77
      -171
      -984
      1,722
      4,704
      400
      1,045
      13
      -471
      14,406
      2,862
      6,195
      2,447
      74
      9
      4
      44
      -25
      -37
      -1,147
      729
      1,227
      2,366
      8,659
      2,218
      2,287
      2,177
      240
      6,154
      21,283
      23,585
      992,197
      18,647
      8,592
      0
      0
      0
      60,473
      10,570
      30,081
      61,922
      19,441
      81,217
      43,124
      25,313
      3,234
      26,360
      8,296
      3,159
      441
      19,100
      3,298
      424
      6,676
      7,699
      9,921
      5,966
      5,019
      33,217
      23,965
      221
      1,115
      4,337
      8,918
      0
      1,216
      1,225
      37,970
      0
      6,548
      1,096
      1,191
      2,656
      951
      1,618
      80,450
      1,955
      997
      0
      7,834
      6,230
      7,778
      1,933
      0
      1,434
      32,862
      954
      106,740
      60,745
      15,212
      87,783
      56,005
      9,368
      12,720
      144,495
      16,947
      11,867
      18,979
      413
      269,682
      1,428
      722,283
      77,889
      23,904
      77,816
      25,426
      5,912
      18,040
      71,397
      13,018
      20,571
      158,913
      190,695
      41,418
      262,204
      50,852
      11,735
      -34
      -334
      1,006
      12,670
      0
      1,817
      969
      0
      0
      4
      302,217
      835,043
      565,473
      396
      7,672
      105
      -98
      91,434
      483
      35,287
      2,920
      706
      20
      3,057
      360,952
      130,567
      -12
      -169,791
      -406,329
      -515,196
      -243,450
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 5,727,461
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 79,833
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 79,833
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 79,833
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 122,385
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 125,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 247,385
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 167,552
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet167,552 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
Yes
 
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNC
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletTHE ORGANIZATION Telephone no.bullet (252) 752-2111

    Located atbullet5121 MARTIN LUTHER KING JR BLVDGREENVILLENC ZIP+4bullet27834
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
    No
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    EDWARD C SMITH JR PRESIDENT/DIRECTOR
    3.75     		0 0 0
    PO BOX 1527
    GREENVILLE,NC27835
    SAMUEL E SOLIMAN EXECUTIVE VICE PRESIDENT/DIRECTOR
    6.00     		0 0 0
    123 WEST FRANKLIN STREET STE 540
    CHAPEL HILL,NC27516
    CHRISTOPHER B SMITH VICE PRESIDENT/DIRECTOR
    1.00     		0 0 0
    PO BOX 1527
    GREENVILLE,NC27835
    KRISTIN CARROLL VP/ASST. TREASURER/ASST. SEC./DIRECTOR
    1.00     		0 0 0
    PO BOX 1527
    GREENVILLE,NC27835
    JILL A CARRAWAY SECRETARY/TREASURER/DIRECTOR
    1.00     		0 0 0
    PO BOX 1527
    GREENVILLE,NC27835
    HERMAN SIMON DIRECTOR
    1.00     		0 0 0
    3720 SOUTH OCEAN BOULEVARD 602
    HIGHLAND BEACH,FL33487
    TERRY NG DIRECTOR
    1.00     		0 0 0
    PO BOX 31084
    GREENVILLE,NC27833
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    GERI LASSITER CONTRIBUTIONS COORDI
    30.00     		58,826 0 0
    PO BOX 1527
    GREENVILLE,NC27835
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    SAFE HARBOR FAMILY CAPITAL LLC INVESTMENT ADVISORY SERVICES 547,000
    123 WEST FRANKLIN STREET SUITE 540
    CHAPEL HILL,NC27516
    TERRY NG CPA PLLC ACCOUNTING AND TAX SERVICES 78,500
    PO BOX 31084
    GREENVILLE,NC27833
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    50,910,759
    b
    Average of monthly cash balances.......................
    1b
    5,837,824
    c
    Fair market value of all other assets (see instructions)................
    1c
    59,638,041
    d
    Total (add lines 1a, b, and c).........................
    1d
    116,386,624
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    116,386,624
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    1,745,799
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    114,640,825
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    5,732,041
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    5,732,041
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    79,833
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    79,833
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    5,652,208
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    5,652,208
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    5,652,208
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    3,262,780
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    3,262,780
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    3,262,780
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 5,652,208
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 893,767
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 3,262,780
    a Applied to 2019, but not more than line 2a 893,767
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 2,369,013
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		3,283,195
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    EDWARD C SMITH JR
    CHRISTOPHER B SMITH
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    A TIME FOR SCIENCE
    729 DICKINSON DR
    GREENVILLE,NC27834     		NONE PC GENERAL FUNDING- EDUCATION 2,500
    ACES FOR AUTISM
    PO BOX 3986
    GREENVILLE,NC27836     		NONE PC FUND DRIVE 1,000
    ALS ASSOCIATION - NC CHAPTER
    4 NORTH BLOUNT ST SUITE 200
    RALEIGH,NC27601     		NONE PC PROGRAMS SUPPORT EASTERN NC 11,500
    AMERICAN CANCER SOCIETY
    930-B WELLNESS DR
    GREENVILLE,NC27934     		NONE PC RELAY FOR LIFE AND HOPE LODGE IN GREENVILLE, NC 11,250
    AMERICAN CHILDREN'S HOME
    PO BOX 1288
    LEXINGTON,NC27293     		NONE PC CHILDREN'S SERVICES 2,500
    AMERICAN RED CROSS
    700-A CROMWELL DRIVE
    GREENVILLE,NC27858     		NONE PC DISASTER RELIEF AND FLEET FUNDING 66,000
    ANSWER ALS
    2021 LAKESHORE DR SUITE 304
    NEW ORLEANS,LA70122     		NONE PC FUND DRIVE 3,500
    ATHLETES IN ACTION - CRU
    651 TAYLOR DR
    XENIA,OH45385     		NONE PC FUND DRIVE 7,500
    AUTHORACARE COLLECTIVE
    914 CHAPEL HILL ROAD
    BURLINGTON,NC27215     		NONE PC FUND DRIVE 1,000
    BAPTIST CHILDRENS HOMES OF NORTH CAROLINA INC
    PO BOX 338
    THOMASVILLE,NC27361     		NONE PC FUND DRIVE 5,000
    BATH CHRISTIAN CHURCH
    PO BOX 300
    BATH,NC27808     		NONE PC FUND DRIVE 500
    BEAUFORT COUNTY ARTS COUNCIL DBA ARTS OF THE PAMLICO
    PO BOX 634
    WASHINGTON,NC27889     		NONE PC ROOFING PROJECT TURNAGE THEATER 62,500
    BEAUFORT GAME FAIRE INC
    PO BOX 1120
    BEAUFORT,NC28516     		NONE PC FUND DRIVE 1,500
    BETA CHAPTER OF PDT INC
    210 NORTH COLUMBIA STREET
    CHAPEL HILL,NC27514     		NONE PC FUND DRIVE 1,000
    BETHEL UNITED METHODIST CHURCH
    PO BOX 207
    BETHEL,NC27812     		NONE PC FUND DRIVE 1,000
    BOYS & GIRLS CLUB OF THE PIEDMONT
    1001 CHOCHRAN STREET
    STATESVILLE,NC28677     		NONE PC FUND DRIVE 500
    BOYS & GIRLS CLUBS OF COASTAL PLAIN
    621 W FIRETOWER RD
    WINTERVILLE,NC28590     		NONE PC CHILDREN'S SERVICES-CLUB ACADEMY 53,500
    BUILDING HOPE
    PO BOX 4237
    GREENVILLE,NC27836     		NONE PC CHILDREN'S SERVICES-VIRTUAL SCHOOL AND SUMMER CAMP 21,250
    CAMPUS CRUSADE-MARK PALMER
    PO BOX 628222
    ORLANDO,FL32832     		NONE PC MARK PALMER MINISTRY 1,000
    CANCER SERVICES OF EASTERN NC
    PO BOX 2844
    GREENVILLE,NC27834     		NONE PC BASIC NEEDS FUND FOR CANCER PATIENTS IN EASTERN NC 5,000
    CARENET COUNSELING EAST
    108 OAKMONT DR
    GREENVILLE,NC27858     		NONE PC ACCESS TO MENTAL HEALTH 7,500
    CAROLINA CHRISTIAN STUDY CENTER INC
    203 BATTLE LANE
    CHAPEL HILL,NC27514     		NONE PC NORTH CAROLINA STUDY CENTER 202,500
    CAROLINA PREGNANCY CENTER
    1012 CHARLES BLVD
    GREENVILLE,NC27858     		NONE PC BUILDING PURCHASE CAPITAL CAMPAIGN 23,000
    CATAWBA RIVERKEEPER
    PO BOX 11838
    CHARLOTTE,NC28220     		NONE PC ENVIRONMENTAL PRESERVATION 1,500
    CENTER FOR FAMILY VIOLENCE PREVENTION
    PO BOX 8429
    GREENVILLE,NC27835     		NONE PC EMERGENCY FUNDING 13,500
    CENTRAL PENNSYLVANIA CLINIC
    PO BOX 5806
    BELLEVILLE,PA17004     		NONE PC COVID FUNDING 500
    CHARLOTTE COUNTRY DAY
    1440 CARMEL ROAD
    CHARLOTTE,NC28226     		NONE PC CHILDREN'S EDUCATIONAL SERVICES 1,000
    CHARLOTTE FRIENDS OF JUNG
    1981 JN PEASE PLACE STE 101
    CHARLOTTE,NC28262     		NONE PC FUND DRIVE 500
    CHARLOTTE MECKLENBURG LIBRARY FOUNDATION
    310 NORTH TRYON ST
    CHARLOTTE,NC28202     		NONE SO 1 FUND DRIVE 1,500
    CHESAPEAKE BAY FOUNDATION
    6 HERNDON AVE
    ANNAPOLIS,MD21403     		NONE PC FUND DRIVE 1,000
    CHURCHES OUTREACH NETWORK
    PO BOX 31045
    GREENVILLE,NC31045     		NONE PC FEEDING PITT COUNTY HUNGRY CHILDREN/FAMILIES 12,000
    CLEAN AIR CAROLINA
    PO BOX 5311
    CHARLOTTE,NC28299     		NONE PC ENVIRONMENTAL PRESERVATION 2,500
    COASTAL CONSERVATION ASSOCIATION NORTH CAROLINA
    4809 HARGROVE ROAD SUITE 123
    RALEIGH,NC27616     		NONE PC FUND DRIVE 13,250
    COASTAL LAND TRUST
    3 PINE VALLEY DRIVE
    WILMINGTON,NC28412     		NONE PC ENVIRONMENTAL PRESERVATION 75,600
    COMMUNITIES IN SCHOOLSCHARLOTTE-MECKLENBURG
    601 EAST 5TH ST STE 301
    CHARLOTTE,NC28202     		NONE PC EDUCATIONAL SERVICES 1,500
    CONGRESSIONAL SPORTSMEN'S FOUNDATION
    110 NORTH CAROLINA AVENUE SE
    WASHINGTON,DC20003     		NONE PC ENVIRONMENTAL PRESERVATION 5,000
    CONSERVATION LEGACY - CCNC
    1028 WASHINGTON ST
    RALEIGH,NC27605     		NONE PC EASTERN NC OPPORTUNITY YOUTH CONSERVATION SERVICE PROGRAM 15,000
    CONSERVATION TRUST FOR NC
    1028 WASHINGTON ST
    RALEIGH,NC27605     		NONE PC SEEDING RESILIENCE IN PRINCEVILLE 15,000
    COUNCIL FOR CHILDREN'S RIGHTS
    601 EAST FIFTH ST STE 510
    CHARLOTTE,NC28202     		NONE PC CHILDREN'S SERVICES 500
    CRADLES TO CRAYONS
    281 NEWTONVILLE AVENUE
    NEWTON,MA02460     		NONE PC FUND DRIVE 1,000
    CRISIS ASSISTANCE MINISTRY
    500-A SPRATTT STREET
    CHARLOTTE,NC28206     		NONE PC FUND DRIVE 5,000
    CROSS TRAIL OUTFITTERS OF NORTH CAROLINA INC
    PO BOX 706
    PLYMOUTH,NC27962     		NONE PC FUND DRIVE 1,000
    DEMENTIA ALLIANCE OF NC
    9131 ANSON WAY STE 206
    RALEIGH,NC27615     		NONE PC CARE GIVER TRAINING 10,000
    DIAL-4-PRAYER INC
    5212 SKY LANE
    DURHAM,NC27704     		NONE PC RELIGIOUS ORGANIZATIONS 2,000
    DISTRICT 7720 CHARITABLE TRUST
    121 COUNTRY MEADOWS DRIVE
    SOUTH MILLS,NC27976     		NONE PC HOT SPOTS FOR BEAUFORT COUNTY SCHOOLS 5,000
    DUCKS UNLIMITED INC
    ONE WATERFOWL WAY
    MEMPHIS,TN38120     		NONE PC WETLANDS CONSERVATION 50,000
    DURHAM ACADEMY
    3601 RIDGE ROAD
    DURHAM,NC27705     		NONE PC EDUCATIONAL SERVICES 12,000
    E C SMITH CIVIC CENTER
    217 S MAIN STREET
    LEXINGTON,NC27292     		NONE PC PERFORMANCE GRANT 47,500
    EAST CAROLINA COUNCIL BOY SCOUTS OF AMERICA
    PO BOX 1698
    KINSTON,NC28501     		NONE PC COVID-19 RELIEF FUNDING 47,500
    EAST CAROLINA MUSICAL ARTS
    PO BOX 3941
    GREENVILLE,NC27835     		NONE PC FUNDING DRIVE 1,500
    EAST CAROLINA UNIVERSITY FOUNDATION
    2200 SOUTH CHARLESS BOULEVARD STE
    1143
    GREENVILLE,NC27858     		NONE PC VARIOUS PROJECTS FOR THE SCHOOL OF MUSIC AND THEATER 15,000
    EVERY NATION
    PO BOX 1787
    BRENTWOOD,TN370241787     		NONE PC MISSIONARY PARTNERSHIP 3,300
    FATHERS IN THE FIELD
    6796 N FRANKLIN AVENUE
    LOVELAND,CO80538     		NONE PC FUND DRIVE 1,000
    TRIANGLE FELLOWSHIP OF CHRISTIAN ATHLETES
    4600 MARRIOTT DR-120
    RALEIGH,NC27612     		NONE PC MINISTRY 6,000
    FCA LACROSSE
    103 IRON MOUNTAIN RD
    CHAPEL HILL,NC27517     		NONE PC FUND DRIVE 5,000
    FELLOWSHIP OF CHRISTIAN ATHLETES
    PMB 171 SUITE 400 740 GREENVILLE
    BLVD
    GREENVILLE,NC27858     		NONE PC FCA CAMP SCHOLARSHIP FUND 8,500
    FIRST BORN COMMUNITY DEV CTR
    PO BOX 308
    GRIMESLAND,NC27837     		NONE PC THANKSGIVING FOOD DISTRIBUTION 1,500
    FISHER CENTER FOR ALZHEIMER'S RESEARCH FOUNDATION
    FDR STATION PO BOX 220
    NEW YORK,NY10150     		NONE PC FUND DRIVE 10,000
    FOOD BANK OF CENTRAL & EASTERN NORTH CAROLINA
    1924 CAPITAL BLVD
    RALEIGH,NC27604     		NONE PC EMERGENCY FUNDING FOR COVID-19 10,000
    FOUNDATION OF HOPE
    9401 GLENWOOD AVE
    RALEIGH,NC27617     		NONE PC FUND DRIVE 10,000
    FREE WILL BAPTIST CHILDREN'S HOME INC
    PO BOX 249
    MIDDLESEX,NC27557     		NONE PC CAPITAL CAMPAIGN 150,000
    FRIENDS OF BATH COMMUNITY LIBRARY
    PO BOX 160
    BATH,NC27808     		NONE PC FUND DRIVE 2,000
    FRIENDS OF GREENVILLE GREENWAYS
    PO BOX 2544
    GREENVILLE,NC27836     		NONE PC FUND DRIVE 2,000
    FRIENDS OF THE NC MARITIME MUSEUM
    315 FRONT STREET
    BEAUFORT,NC28516     		NONE PC FUND DRIVE 2,000
    GIRL SCOUTS-NC COASTAL PINES INC
    6901 PINECREST ROAD
    RALEIGH,NC27613     		NONE PC GIRL SCOUT COMMUNITY OUTREACH PROGRAM - GIRL SCOUTING AT HOME 15,000
    GREENVILLE CHORAL SOCIETY
    PO BOX 1357
    GREENVILLE,NC27835     		NONE PC FUND DRIVE 2,000
    GREENVILLE COMMUNITY SHELTER (DBA COMMUNITY CROSSROADS CENTER)
    207 MANHATTAN AVE
    GREENVILLE,NC27834     		NONE PC FUND DRIVE 42,000
    GREENVILLE LEARNING CENTER
    PO BOX 2612
    GREENVILLE,NC27858     		NONE PC THE LARRY SEIGLER SCHOLARSHIP FUND 16,000
    GREENVILLE MUSEUM OF ART
    802 SOUTH EVANS STREET
    GREENVILLE,NC27834     		NONE PC CHILDREN'S PROGRAMS AND FINE ARTS PROGRAMING 8,500
    GRIFTON MISSION MINISTRIES
    6499 N HIGHLAND BLVD
    GRIFTON,NC28530     		NONE PC EMERGENCY FUNDING-COMMUNITY COVID-19 RELIEF 1,000
    GRIMESLAND VOLUNTEER FIRE DEPARTMENT
    PO BOX 68
    GRIMESLAND,NC27837     		NONE PC FUND DRIVE 2,500
    HABITAT FOR HUMANITY OF PITT COUNTY INC
    210 EAST 14TH ST STE D
    GREENVILLE,NC27858     		NONE PC EMERGENCY FUNDING 10,000
    HEALTHNETWORK FOUNDATION
    33 RIVER STREET
    CHAGRIN FALLS,OH44022     		NONE PC MEDICAL SERVICES 5,000
    HEART FOR ENC
    PO BOX 3771
    GREENVILLE,NC27836     		NONE PC FUND DRIVE 5,000
    HELPING A HERO ORG
    PO BOX 19310
    HOUSTON,TX77224     		NONE PC MILTARY COMMUNITY SUPPORT 10,750
    HIGHER EDUCATION WORKS FOUNDATION
    PO BOX 10463
    RALEIGH,NC27605     		NONE POF EDUCATIONAL SERVICES 7,000
    HISTORIC BATH FOUNDATION INC
    PO BOX 238
    BATH,NC27808     		NONE PC FUND DRIVE 2,500
    HOPE FOR THE WARRIORS
    8003 FORBES PLACE STE 201
    SPRINGFIELD,VA22151     		NONE PC FUND DRIVE 5,000
    HOPE OF GLORY MINISTRIES
    103 E ARLINGTON BLVD STE 106
    GREENVILLE,NC27858     		NONE PC FOOD COOP PROGRAM 15,000
    HOSPICE OF DAVIDSON COUNTY
    200 HOSPICE WAY
    LEXINGTON,NC27292     		NONE PC FUND DRIVE 2,000
    HOSPICE OF GOLDEN ISLES
    1692 GLYNCO PARKWAY
    BRUNSWICK,GA31525     		NONE PC FUND DRIVE 1,000
    HUMANE SOCIETY OF EASTERN CAROLINA
    3520 TUPPER DR
    GREENVILLE,NC27934     		NONE PC FUND DRIVE 1,000
    IN HIS WAKES
    PO BOX 120987
    CLERMONT,FL34712     		NONE PC EVENT AT-RISK CHILDREN 3,000
    INDEPENDENT COLLEGE FUND
    530 N BLOUNT ST
    RALEIGH,NC27604     		NONE PC FUND DRIVE 1,500
    INNER BANKS STEM CENTER
    202 AIRPORT RD WASHINGTON WARREN
    AIRPORT
    WASHINGTON,NC27889     		NONE PC MATHEMATICS MIDDLE-SCHOOL TUTORING PROJECT 2,000
    JARVIS UNITED METHODIST CHURCH
    510 S WASHIGNTON ST
    GREENVILLE,NC27834     		NONE PC FUND DRIVE 1,000
    JOHN LOCKE FOUNDATION
    4800 SIX FORKS RD SUITE 220
    RALEIGH,NC27609     		NONE PC FUND DRIVE 5,000
    UNC KENAN-FLAGLER BUSINESS SCHOOL FOUNDATION
    300 KENAN CENTER DRIVE CAMPUS BOX
    3440
    CHAPEL HILL,NC27599     		NONE PC EDUCATIONAL SERVICES 20,000
    KRISTI OVERTON JOHNSON MINISTRIES
    PO BOX 120952
    CLERMONT,FL34712     		NONE PC PRISON OUTREACH PROGRAM 5,000
    LITTLE WILLIE CENTER
    807 WEST 5TH STREET
    GREENVILLE,NC27834     		NONE PC NUTRITION AND TRANSPORTAION PROGRAM 7,000
    LOAVES AND FISHES
    648-B GRIFFITH ROAD
    CHARLOTTE,NC28217     		NONE PC FUND DRIVE 2,000
    LOVE A SEA TURTLE
    105 BISHOP DRIVE
    WINTERVILLE,NC28590     		NONE PC YOUTH SCHOLARS PROGRAM 5,000
    MARBLES KIDS MUSEUM
    201 E HARGETT STREET
    RALEIGH,NC27601     		NONE PC MARBLES SEA SHAPES 15,000
    MARINE TOYS FOR TOTS FOUNDATION
    18251 QUANTICO GATEWAY DRIVE
    TRIANGLE,VA22172     		NONE PC 2020 TOY DRIVE 2,500
    MARTIN-PITT PARTNERSHIP FOR CHILDREN INC
    111 EASTBROOK DRIVE
    GREENVILLE,NC27858     		NONE PC RAISING A READER AND REACH OUT AND READ 12,500
    MEDICAL UNIVERSITY OF SOUTH CAROLINA FOUNDATION
    18 BEE STREET
    CHARLESTON,SC29425     		NONE SO III FI FUND DRIVE 500
    METHODIST HOME FOR CHILDREN
    1041 WASHINGTON ST
    RALEIGH,NC27605     		NONE PC FOSTER CARE TRAINING AND SUPPORT IN EASTERN NC 28,000
    MICHAEL J FOX FOUNDATION
    PO BOX 4777
    NEW YORK,NY10163     		NONE PC GIVING TUESDAY CHALLENGE 100,000
    MISTY MEADOWS MITEY RIDERS
    455 PROVIDENCE ROAD SOUTH
    WAXHAW,NC28173     		NONE PC THERAPEUTIC RIDING PROGRAM 1,000
    NATHANIEL'S HOPE
    5210 S ORANGE AVE
    ORLANDO,FL32809     		NONE PC CHILDREN'S SERVICES 2,500
    NATIONAL FOOTBALL FOUNDATION
    835 SOUTH LUMINA AVENUE
    WILMINGTON,NC28480     		NONE PC SCHOLARSHIP PROGRAM 3,000
    NATIONAL FOUNDATION FOR ALTERNATIVE MEDICINE
    PO BOX 2860
    LOVELAND,CO80539     		NONE PC FUND DRIVE 1,000
    NATIONAL WILD TURKEY FEDERATION
    PO BOX 530
    EDGEFIELD,SC29824     		NONE PC COVID FUNDING 500
    NC AQUARIUM SOCIETY
    3125 POPLARWOOD CT SUITE 160
    RALEIGH,NC27607     		NONE PC IMAGINATION BAY AT PINE KNOLL SHORES AQUARIUM 25,000
    NORTH CAROLINA BOTANICAL GARDEN FOUNDATION INC
    CAMPUS BOX 3375 UNC-CHAPEL HILL
    CHAPEL HILL,NC27599     		NONE PC FUND DRIVE 2,500
    NORTH CAROLINA COASTAL FEDERATION
    3609 HIGHWAY 24
    NEWPORT,NC28570     		NONE PC ENVIRONMENTAL PRESERVATION 4,000
    NORTH CAROLINA FAMILY POLICY COUNCIL
    PO BOX 20607
    RALEIGH,NC27619     		NONE PC FUNDING DRIVE 1,000
    NORTH CAROLINA GOVERNOR'S SCHOOL FOUNDATION
    PO BOX 11824
    WINSTONSALEM,NC27116     		NONE PC GOVERNOR'S SCHOOL SCHOLARSHIP 1,000
    NORTH CAROLINA MUSEUM OF HISTORY FOUNDATION
    E EAST EDENTON STREET
    RALEIGH,NC27601     		NONE PC FUND DRIVE 2,500
    FRIENDS OF THE NORTH CAROLINA MUSEUM OF NATURAL SCIENCES
    11 WEST JONES STREET
    RALEIGH,NC27601     		NONE PC FUND DRIVE 2,500
    NORTH CAROLINA SPORTS HALL OF FAME INC
    3008 ANDERSON DRIVE SUITE 210
    RALEIGH,NC27609     		NONE PC FUND DRIVE 7,500
    NORTH CAROLINA STATE UNIVERSITY FOUNDATION INC
    PO BOX 7474
    RALEIGH,NC27837     		NONE PC GREATEST NEEDS FUND 1,000
    NC STOP HUMAN TRAFFICKING
    PO BOX 959
    FARMVILLE,NC27828     		NONE PC TRAINING TO IDENTIFY HUMAN TRAFFICKING VICTIMS 2,500
    NORTH CAROLINA COMMUNITY FOUNDATION
    3737 GLENWOOD AVE SUITE 460
    RALEIGH,NC27612     		NONE PC FUNDING DRIVE 8,890
    NORTH CAROLINA OPERA
    612 WADE AVENUE SUITE 100
    RALEIGH,NC27605     		NONE PC FUNDING DRIVE 1,500
    NORTH CAROLINA SYMPHONY
    3700 GREENWOOD AVE STE 130
    RALEIGH,NC27612     		NONE PC FUND DRIVE 2,500
    PITT COUNTY HEALTH DEPARTMENT (NURSE-FAMILY PARTNERSHIP)
    201 GOVERNMENT CIRCLE
    GREEENVILLE,NC27834     		NONE GOV NURSE FAMILY PARTNERSHIP 25,000
    OAK RIDGE MILITARY ACADEMY
    PO BOX 498
    OAK RIDGE,NC27310     		NONE PC TRANSPORTATION VAN 12,000
    ONE MISSION
    69 MILK STREET SUITE 300
    WESTBOROUGH,MA01581     		NONE PC FUND DRIVE 500
    OPEN DOOR COMMUNITY CENTER
    1240 COWELL FARM ROAD
    WASHINGTON,NC27889     		NONE PC WOMEN'S SHELTER 5,000
    PALMER HOME FOR CHILDREN
    PO BOX 746
    COLUMBUS,MS39703     		NONE PC FUND DRIVE 1,000
    PARENTS FOR PUBLIC SCHOOLS
    PO BOX 2873
    GREENVILLE,NC27836     		NONE PC EDUCATIONAL SERVICES 5,000
    PIRATE CHAPTER OF DUCKS UNLIMITED
    3704 TUCKER DRIVE
    GREENVILLE,NC27858     		NONE PC ENVIRONMENTAL PRESERVATION 500
    PITT COMMUNITY COLLEGE FOUNDATION
    PO DRAWER 7007
    GREENVILLE,NC27835     		NONE PC VISIONS PROGRAM 269,965
    PITT COUNCIL ON AGING
    4551 COUNTY HOME RD
    GREENVILLE,NC27858     		NONE PC MEALS ON WHEELS AND SENIOR CENTER EXPANSION 331,000
    PITT COUNTY ARTS COUNCIL AT EMERGE
    404 EVANS STREET
    GREENVILLE,NC27858     		NONE PC EMERALD LOOP: PHASE I 13,000
    PITT COUNTY DEPT OF SOCIAL SERVICES
    1717 WEST FIFTH ST
    GREENVILLE,NC27834     		NONE GOV FOSTER CHILDREN'S CHRISTMAS FUND 1,500
    FUTURE FARMERS OF AMERICA STATE ASSOCIATIONS AND LOCAL CHAPTER
    2293 SIS MILLS ROAD
    GRIMESLAND,NC27837     		NONE PC HIGH SCHOOL FFA PROGRAMS 2,500
    PLANNED PARENTHOOD SOUTH ATLANTIC
    100 SOUTH BOYLAN AVENUE
    RALEIGH,NC27603     		NONE PC FUND DRIVE 2,500
    THE HISTORIC PRESERVATION FOUNDATION OF NORTH CAROLINA INC
    PO BOX 27644
    RALEIGH,NC27611     		NONE PC ENDANGERED PROPERTIES PROGRAM 7,500
    PROJECT POTENTIAL
    PO BOX 1823
    LEXINGTON,NC27293     		NONE PC AFTERSCHOOL AND SUMMER SUPPORT 33,500
    PROVIDENCE DAY SCHOOL
    5800 SARDOS ROAD
    CHARLOTTE,NC28270     		NONE PC FUND DRIVE 1,000
    QUALITY DEER MANAGEMENT ASSOC
    PO BOX 160
    BOGART,GA30622     		NONE PC FUND DRIVE 5,000
    QUEST MINISTRIES
    320 MOORE HILL WAY
    HOLLY SPRINGS,NC27540     		NONE PC FUND DRIVE 1,000
    REFORMED UNIVERSITY FELLOWSHIP
    PO BOX 890004
    CHARLOTTE,NC28289     		NONE PC PROGRAM FUNDING 1,000
    ROBERT J FISHMAN MEMORIAL FUND
    14 FOUNDRY ROAD
    SHARON,MA02067     		NONE PC SCHOLARSHIP PROGRAM 10,000
    ROC SOLID FOUNDATION INC
    5464 W MILITARY HWY SUITE 100
    CHESAPEAKE,VA23321     		NONE PC PROGRAMING FOR CHILDREN WITH CANCER 5,000
    SALVATION ARMY OF GREENVILLE NC
    PO BOX 30280
    GREENVILLE,NC27833     		NONE PC FUNDING DRIVE 10,000
    SAMARITAN'S PURSE
    PO BOX 3000
    BOONE,NC28607     		NONE PC DISASTER RELIEF AND FUNDING 12,500
    SAN DIEGO HUMANE SOCIETY
    5500 GAINES STREET
    SAN DIEGO,CA92110     		NONE PC FUNDING DRIVE 1,000
    SAN DIEGO RESCUE MISSION
    PO BOX 80427
    SAN DIEGO,CA92138     		NONE PC FUNDING DRIVE 1,000
    SECU FAMILY HOUSE
    123 OLD MASON FARM ROAD
    CHAPEL HILL,NC27517     		NONE PC COVID-19 FUNDING 10,000
    SERVICE LEAGUE OF GREENVILLE
    4101 BILKS WAY
    WINTERVILLE,NC28590     		NONE SO I FUNDING DRIVE 7,500
    SOUND RIVERS INC
    PO BOX 1854
    WASHINGTON,NC27889     		NONE PC ENVIRONMENTAL PRESERVATION 20,000
    SPECIAL OPERATIONS WARRIOR
    1137 MARBELLA PLAZA DR
    TAMPA,FL33619     		NONE PC FUNDING DRIVE 15,000
    ST JAMES UNITED METHODIST CHURCH
    2000 E 6TH STREET
    GREENVILLE,NC27858     		NONE PC COVID-19 FUNDING 125,000
    ST JAMES UNITED METHODIST CHURCH
    211 E ST JAMES STREET
    TARBORO,NC27886     		NONE PC FUNDING DRIVE 500
    ST LUKE UNITED METHODIST CHURCH
    1400 CLAYTON AVENUE
    TUPELO,MS38804     		NONE PC FUNDING DRIVE 1,000
    ST MATTHEW CATHOLIC CHURCH
    3314 SANDRA LANE
    VIRGINIA BEACH,VA23464     		NONE PC FUNDING DRIVE 500
    ST PAUL'S EPISCOPAL CHURCH
    401 E FOURTH STREET
    GREENVILLE,NC27858     		NONE PC FOOD PANTRY SUPPORT 3,000
    TAR RIVER LAND CONSERVANCY
    PO BOX 1161
    LOUISBURG,NC27549     		NONE PC ENVIRONMENTAL PRESERVATION 5,000
    TEACH FOR AMERICA
    PO BOX 12331
    DURHAM,NC27709     		NONE PC EDUCATIONAL LEADERSHIP IN PITT COUNTY DURING COVID-19 PANDEMIC 35,000
    TEEN HEALTH CONNECTION
    3541 RANDOLPH ROAD SUITE 206
    CHARLOTTE,NC28211     		NONE PC FUNDING DRIVE 2,000
    THE BILLFISH FOUNDATION
    5100 N FEDERAL HWY SUITE 200
    FORT LAUDERDALE,FL33308     		NONE PC COVID-19 FUNDING 1,000
    THE CENTER FOR SCIENCE TECHNOLOGY AND LEADERSHIP DEVELOPMENT
    PO BOX 165
    BETHEL,NC27812     		NONE PC ACHIEVING SUCCESS THROUGH AFTERSCHOOL AND SPECIAL PROGRAMS 10,000
    THE DUBLIN SCHOOL
    18 LEHMANN WAY
    DUBLIN,NH03444     		NONE PC FUNDING DRIVE 1,000
    THE FISTULA FOUNDATION
    1922 THE ALAMEDA SUITE 302
    SAN JOSE,CA95126     		NONE PC FUNDING DRIVE 1,000
    THE HILL CENTER
    3200 PICKETT ROAD
    DURHAM,NC27705     		NONE PC FUNDING DRIVE 2,000
    THE JAMES G MARTIN CENTER
    353 E SIX FORKS ROAD SUITE 200
    RALEIGH,NC27609     		NONE PC JAMES G. MARTIN CENTER FOR ACADEMIC RENEWAL PROGRAM 2,500
    THE JESSE HELMS CENTER
    PO BOX 188
    WINGATE,NC28174     		NONE PC FUNDING DRIVE 2,000
    THE MEMORIAL BAPTIST CHURCH
    1510 GREENVILLE BLVD SE
    GREENVILLE,NC27858     		NONE PC FUNDING DRIVE 500
    THE NATURE CONSERVANCY
    334 BLACKWELL ST STE 300
    DURHAM,NC27701     		NONE PC RIVERS TO REEFS 130,000
    THE ROTARY FOUNDATION OF ROTARY INTERNATIONAL
    1560 SHERMAN AVENUE
    EVANSTON,IL60201     		NONE PC FUNDING FOR POLIO WALK 1,000
    THIRD STREET COMMUNITY CENTER
    600 WEST THIRD STREET
    GREENVILLE,NC27834     		NONE PC VOCATIONAL TRAINING EQUIPMENT 4,475
    UNC CENTER FOR PUBLIC TELEVISION
    PO BOX 14900
    RESEARCH TRIANGLE PARK,NC27709     		NONE GOV EDUCATIONAL TV PROGRAMING 12,500
    UNC CHILDREN'S HOSPITAL
    PO BOX 1050
    CHAPEL HILL,NC27514     		NONE PC COVID-19 FUNDING 1,000
    THE EDUCATIONAL FOUNDATION INC THE RAMS CLUB
    450 SKIPPER BOWLES DR
    CHAPEL HILL,NC27517     		NONE PC CHRIS SMITH FIELD 210,800
    UNC FRIENDS OF THE LIBRARY
    CAMPUS BOX 3920
    CHAPEL HILL,NC27514     		NONE PC FUNDING DRIVE 10,000
    UNC HEALTH FOUNDATION
    123 W FRANKLIN STREET SUITE 510
    CHAPEL HILL,NC27516     		NONE PC CAROLINA CLINIC 49,000
    UNC INSTITUTE-ENVIRONMENT
    CAMPUS BOX 1105
    CHAPEL HILL,NC27599     		NONE PC OLD WELL SOCIETY 10,000
    UNC LINEBERGER CANCER CTR
    CAMPUS BOX 7295
    CHAPEL HILL,NC27599     		NONE PC FUND DRIVE 10,000
    UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL ATHLETIC ASSOCIATION (UNCCA)
    PO BOX 2126
    CHAPEL HILL,NC27515     		NONE PC SPIKE SHOE TRACK CLUB 1,000
    UNITED METHODIST RETIREMENT HOMES INC (DBA CYPRESS GLEN RETIREMENT COMMUNI
    100 HICKORY ST
    GREENVILLE,NC27858     		NONE PC BENEVOLENT CARE FUND 11,500
    UNITED WAY OF PITT COUNTY
    226 W 8TH STREET
    GREENVILLE,NC27834     		NONE PC KIDS READ NOW 2021 SUMMER READING PROGRAM 18,980
    UPTOWN GREENVILLE ASSOCIATION
    PO BOX 92
    GREENVILLE,NC27835     		NONE PC FUND DRIVE 1,000
    USO (UNITED SERVICE ORGANIZATION INC)
    PO BOX 96860
    WASHINGTON,DC20077     		NONE PC PHONE CALLS AND VIDEO CHATS FOR MILITARY 2,500
    VIRGINIA EPISCOPAL SCHOOL
    400 VES ROAD
    LYNCHBURG,VA24503     		NONE PC BUILDING FUND 115,500
    WASHINGTON-BEAUFORT COUNTY CHAMBER OF COMMERCE FOUNDATION (BRIGHT FUTURES B
    PO BOX 665
    WASHINGTON,NC27889     		NONE PC BRIGHT FUTURES BEAUFORT CIYBT 5,000
    WOFFORD COLLEGE
    429 N CHURCH STREET
    SPARTANBURG,SC29303     		NONE PC SCHOLARSHIP PROGRAM 1,000
    WOMEN'S IMPACT FUND
    2525 DISTRIBUTION STREET
    CHARLOTTE,NC28203     		NONE PC FUND DRIVE 1,000
    WYOMING GOVERNORS RESIDENCE FOUNDATION
    5001 CENTRAL AVENUE
    CHEYENNE,WY82009     		NONE PC FUND DRIVE 5,000
    YMCA OF THE TRIANGLE AREA
    801 CORPORATE CENTER DRIVE SUITE
    200
    RALEIGH,NC27607     		NONE PC CAMP SEA GULL COVID 19 SUPPORT 27,000
    YOUNG LIFE - PAMLICO CHAPTER
    PO BOX 1682
    WASHINGTON,NC27889     		NONE PC FUNDING FOR SUMMER CAMPS 5,000
    YOUNG LIFE OF PITT COUNTY
    PO BOX 3738
    GREENVILLE,NC27836     		NONE PC FUND DRIVE 10,000
    YWCA CENTRAL CAROLINAS
    3420 PARK ROAD
    CHARLOTTE,NC28209     		NONE PC FUND DRIVE 1,000
    Total .................................bullet 3a 3,139,510
    bApproved for future payment
    EVERY NATION
    PO BOX 1787
    BRENTWOOD,TN370241787     		NONE PC MISSIONARY PARTNERSHIP 600
    DURHAM ACADEMY
    3601 RIDGE ROAD
    DURHAM,NC27705     		NONE PC EDUCATIONAL SERVICES 20,000
    THE EDUCATIONAL FOUNDATION INC THE RAMS CLUB
    450 SKIPPER BOWLES DR
    CHAPEL HILL,NC27517     		NONE PC SEVERAL PROJECTS 18,500,000
    Total .................................bullet 3b 18,520,600
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 10,775  
    4 Dividends and interest from securities....     14 555,908 290,455
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		525990 -501 18 5,727,461  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aTHE CEDARS OTHER INCOME     		    14 22,663  
    bBELL INSTITUTIONAL V OTHER INCOME     14 -863  
    cGREENSPRING GLOBAL V-B OTHER INCOME     14 -21,118  
    dGREENSPRING GLOBAL V-B OTHER INCOME - UBTI 525990 -388      
    eSJC ONSHORE DIRECT III OTHER INCOME     14 124,559  
    fGREENSPRING GLOBAL VII-B OTHER INCOME     14 -12,992  
    gGREENSPRING GLOBAL VII-B OTHER INCOME - UBTI 525990 -68      
    hSJC ONSHORE DIRECT II OTHER INCOME     14 389  
    iFIVE POINTS SMALL BO III     14 -15,359  
    jFIVE POINTS SMALL BO III -UBIT 525990 -2,915      
    kGREENSPRING SECONDARIES II     14 -4,535  
    lCLASS ACTION SETTLEMENT     14 4,325  
    mFEDERAL INC TAX REFUND     14    
    nNC STATE INCOME TAX REFUND     14    
    oSJC DIRECT LENDING REVOLVER III     14 25,864  
    pGREENSPRING GLOBAL IX-B OTHER INCOME     14 -5,726  
    qPLEXUS FUND V-A     14 -3,045  
    rPLEXUS FUND V-A OTHER INCOME - UBTI 525990 -1,848      
    sTWIN BRIDGE NARROW GATE     14 -12,888  
    tPIPE SELECT PARTNERS     14 -1,048  
    12 Subtotal. Add columns (b), (d), and (e).. -6,250 6,394,370 290,455
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    6,678,575
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    4 INCLUDES INTEREST OF $289537 FROM STATE MUNICIPAL BONDS WHICH IS EXCLUDED FROM TAX BY SECTION 103. ALSO, INCLUDES $918 OF PPP LOAN FORGIVENESS INCOME REPORTED FROM PLEXUS V-A K-1 RECEIVED. THIS INCOME IS EXCLUDED FROM TAX BY SECTION 276.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    EDDIE AND JO ALLISON SMITH
    FAMILY FOUNDATION INC
    Employer identification number

    56-1844198
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    EDDIE AND JO ALLISON SMITH
    FAMILY FOUNDATION INC         		Employer identification number
    56-1844198
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    CHRISTOPHER B SMITH SR 2007 NORTH CAROLINA IRREVOCABLE TRUST
     
    PO BOX 1527
     
    GREENVILLE, NC27835

    		$ 5,000,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    C&E ENTERPRISES LLC
     
    PO BOX 1527
     
    GREENVILLE, NC27835

    		$ 469,545


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
    C&E ENTERPRISES LLC
     
    PO BOX 1527
     
    GREENVILLE, NC27835

    		$ 759,840


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
    C&E ENTERPRISES LLC
     
    PO BOX 1527
     
    GREENVILLE, NC27835

    		$ 4,169,040


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    5
    C&E ENTERPRISES LLC
     
    PO BOX 1527
     
    GREENVILLE, NC27835

    		$ 2,949,344


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    6
    C&E ENTERPRISES LLC
     
    PO BOX 1527
     
    GREENVILLE, NC27835

    		$ 1,048,839


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Name of organization
    EDDIE AND JO ALLISON SMITH
    FAMILY FOUNDATION INC         		Employer identification number
    56-1844198
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    7
    EDWARD C SMITH JR
    PO BOX 1527
     
    GREENVILLE, NC27835

    		$ 3,000,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    EDDIE AND JO ALLISON SMITH
    FAMILY FOUNDATION INC         		Employer identification number

    56-1844198
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 MUTUAL FUNDS - COLUMBIA GLOBAL TECH - 8,118 SHARES $ 469,545 2020-10-13
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    3
    		 STOCK - VARIOUS 3,853 SHARES $ 759,840 2020-10-13
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    4
    		 MUTUAL FUNDS - VANGUARD S&P 500 ETF - 18,133 SHARES $ 4,169,040 2021-01-14
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    5
    		 MUTUAL FUNDS - VANGUARD TOTAL STK MKT ETF - 14,800 SHARES $ 2,949,344 2021-01-14
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    6
    		 STOCK - ROBLOX - 12,151 SHARES $ 1,048,839 2021-06-25
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    EDDIE AND JO ALLISON SMITH
    FAMILY FOUNDATION INC         		Employer identification number

    56-1844198
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    EDDIE AND JO ALLISON SMITH
     
    FAMILY FOUNDATION INC
    EIN:
    56-1844198
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING 78,500 27,618   49,847

    TY 2020 GeneralExplanationAttachment
    Name:
    EDDIE AND JO ALLISON SMITH
     
    FAMILY FOUNDATION INC
    EIN:
    56-1844198
    Identifier Return Reference Explanation
    COMPENSATION OF OFFICERS AND DIRECTORS 990-PF, PART I, LINE 13 SEE 990-PF, PART VIII, LINE 1 AND STATEMENT 17 FOR ADDITIONAL DETAIL.
    INFORMATION ABOUT OFFICERS & DIRECTORS 990-PF, PART VIII, LINE 1 & 3 THE OFFICERS AND DIRECTORS RECEIVE NO COMPENSATION FOR THEIR SERVICES TO THE FOUNDATION AS AN OFFICER AND/OR DIRECTOR. HOWEVER, THE AMOUNTS LISTED ON LINE 3 ARE PROVIDED FOR SPECIFIC LEGAL, CONSULTING, AND INVESTMENT ADVISORY SERVICES TO THE FOUNDATION AND ARE PROVIDED BY COMPANIES OWNED (IN PART IF APPLICABLE) BY A DIRECTOR.CHRISTOPHER B. SMITH, A VICE-PRESIDENT AND A DIRECTOR, PASSED AWAY ON MAY 1, 2021.
    LEGAL, ACCOUNTING, PROFESSIONAL FEES 990-PF, PART I, LINES 16 A, B, C AMOUNTS ARE PAID TO ENTITIES THAT HAVE A PRINCIPAL WHO IS ALSO A DIRECTOR. THESE PAYMENTS FIT WITHIN THE PERSONAL SERVICES EXCEPTION TO THE SELF-DEALING RULES.

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    EDDIE AND JO ALLISON SMITH
     
    FAMILY FOUNDATION INC
    EIN:
    56-1844198
    Name of Stock End of Year Book Value End of Year Fair Market Value
    INVESTMENTS-MUTUAL FUNDS & ETFS 19,134,950 27,281,627
    INVESTMENTS-STOCK 7,471,784 9,532,771

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    EDDIE AND JO ALLISON SMITH
     
    FAMILY FOUNDATION INC
    EIN:
    56-1844198
    US Government Securities - End of Year Book Value:

    0
    US Government Securities - End of Year Fair Market Value:

    0
    State & Local Government Securities - End of Year Book Value:


    13,051,479
    State & Local Government Securities - End of Year Fair Market Value:


    13,338,672


    TY 2020 InvestmentsOtherSchedule2
    Name:
    EDDIE AND JO ALLISON SMITH
     
    FAMILY FOUNDATION INC
    EIN:
    56-1844198
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    400 CAPITAL CREDIT OPP FUND AT COST 500,000 1,403,879
    AUDA CAP FEEDER-AUDA SEC FUND IV AT COST 1,707,483 3,401,078
    BELL INSTITUTIONAL FUND V AT COST 1,121,541 3,078,414
    CEDARS AT COST 21,016 400,000
    CEVIAN CAPITAL II AT COST 1,504,497 3,551,352
    FIVE POINTS SBS III, LP AT COST 349,174 583,736
    FORESTER OFFSHORE AT COST 2,462,389 5,006,761
    FORESTER OPPORTUNITIES LTD AT COST 7,785,398 10,633,484
    FORESTER STRATEGIC OPPORTUNITIES AT COST 795,000 1,546,027
    GREENSPRING GLOBAL PARTNERS VII-B AT COST 441,137 1,101,866
    GREENSPRING GLOBAL PRTNRS IX-B AT COST 181,502 346,797
    GREENSPRING GLOBAL V-B AT COST 0 1,965,335
    GREENSPRING SECONDARIES FUND II AT COST 0 492,626
    HARVEST MLP AT COST 3,050,000 3,529,172
    MOON CAPITAL AT COST 147,486 45,029
    MOON CAPITAL GLOBAL EQUITY PARTNERS OFFSHORE AT COST 554,503 1,232,348
    MUDRICK DISTRESSED OPP OS FUND II AT COST 1,996,053 2,595,014
    OCP ASIA FUND III AT COST 2,166,656 2,764,160
    PORTFOLIO ADVISORS SECONDARY FUND III AT COST 433,939 955,855
    SJC DIRECT LENDING REVOLVER FD III AT COST 843,752 859,095
    SJC ONSHORE DIRECT III AT COST 1,822,785 1,870,660
    TORTOISE CAPITAL ADVISORS GVA0257 AT COST 3,100,000 3,538,857
    WHITE OAK YIELD SPECTRUM FUND AT COST 2,001,408 2,396,523
    GREENSPRING SECONDARIES FUND IV AT COST 508,551 906,902
    PLEXUS FUND V-B AT COST 105,752 115,492
    SANDGLASS OPP FEEDER FUND AT COST 1,250,000 1,505,150
    CARRHAE CAPITAL FUND LTD AT COST 2,000,000 2,029,952
    OCP ASIA FUND IV AT COST 752,413 772,230
    OZ OVERSEAS FUND II AT COST 0 24,233
    PORTFOLIO ADVISORS SECONDARY FUND II AT COST 0 783,334
    PORTFOLIO ADVISORS SECONDARY FUND IV AT COST 166,766 204,832
    SJC ONSHORE DIRECT FUND IV AT COST 1,441,486 1,475,799
    TWIN BRIDGE NARROW GATE FUND AT COST 52,162 70,349
    ALLBLUE LTD AT COST 0 7,015
    AXA SECONDARY FUND III AT COST 0 11,993
    AXA SECONDARY FUND V AT COST 0 21,831
    LUXOR CAPITAL PARTNERS AT COST 0 40,420
    MORROCROFT SPECIAL OPPORTUNITY FUND II AT COST 0 67,790
    PIPE SELECT FUND AT COST 81,085 83,698
    PIPE EQUITY PARTNERS AT COST 45 0

    TY 2020 LegalFeesSchedule
    Name:
    EDDIE AND JO ALLISON SMITH
     
    FAMILY FOUNDATION INC
    EIN:
    56-1844198
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL 12,847 0   12,847


    TY 2020 OtherDecreasesSchedule
    Name:
    EDDIE AND JO ALLISON SMITH
     
    FAMILY FOUNDATION INC
    EIN:
    56-1844198
    Description Amount
    FAIR MARKET VALUE ADJUSTMENTS ON DONATED SECURITIES 3,282,335
    OTHER DECREASES NOT INCLUDED 526


    TY 2020 OtherExpensesSchedule
    Name:
    EDDIE AND JO ALLISON SMITH
     
    FAMILY FOUNDATION INC
    EIN:
    56-1844198
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER EXPENSES 17,702 15,376   1,750


    TY 2020 OtherIncomeSchedule2
    Name:
    EDDIE AND JO ALLISON SMITH
     
    FAMILY FOUNDATION INC
    EIN:
    56-1844198
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    THE CEDARS OTHER INCOME 22,663 22,663 22,663
    BELL INSTITUTIONAL V OTHER INCOME -863 -863 -863
    GREENSPRING GLOBAL V-B OTHER INCOME -21,118 -21,118 -21,118
    GREENSPRING GLOBAL V-B OTHER INCOME - UBTI -388   -388
    SJC ONSHORE DIRECT III OTHER INCOME 124,559 124,559 124,559
    GREENSPRING GLOBAL VII-B OTHER INCOME -12,992 -12,992 -12,992
    GREENSPRING GLOBAL VII-B OTHER INCOME - UBTI -68   -68
    SJC ONSHORE DIRECT II OTHER INCOME 389 389 389
    FIVE POINTS SMALL BO III -15,359 -15,359 -15,359
    FIVE POINTS SMALL BO III -UBIT -2,915   -2,915
    GREENSPRING SECONDARIES II -4,535 -4,535 -4,535
    CLASS ACTION SETTLEMENT 4,325   4,325
    SJC DIRECT LENDING REVOLVER III 25,864 25,864 25,864
    GREENSPRING GLOBAL IX-B OTHER INCOME -5,726 -5,726 -5,726
    PLEXUS FUND V-A -3,045 -3,045 -3,045
    PLEXUS FUND V-A OTHER INCOME - UBTI -1,848   -1,848
    TWIN BRIDGE NARROW GATE -12,888 -12,888 -12,888
    PIPE SELECT PARTNERS -1,048 -1,048 -1,048
    GREENSPRING SECONDARIES II OTHER INCOME - UBTI -4   -4
    TWIN BRIDGE NARROW GATE OTHER INCOME - UBTI -525   -525
    GREENSPRING GLOBAL IX OTHER INCOME - UBTI -1   -1


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    EDDIE AND JO ALLISON SMITH
     
    FAMILY FOUNDATION INC
    EIN:
    56-1844198
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MONEY MANAGER FEES 624,576 602,020   0


    TY 2020 TaxesSchedule
    Name:
    EDDIE AND JO ALLISON SMITH
     
    FAMILY FOUNDATION INC
    EIN:
    56-1844198
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES WITHHELD ON INVESTMENTS 1,669 1,669   0
    FEDERAL INCOME TAXES 85,000 0   0