TY 2020 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020

Name of foundation
THE CENTURY FUND TRUST

Number and street (or P.O. box number if mail is not delivered to street address)462 W WALNUT STREET NO 202
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
ALLENTOWN, PA181025497

A Employer identification number

22-6404912

B Telephone number (see instructions)

(610) 434-4000

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$4,819,113J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments	1,113		1,113
4	Dividends and interest from securities...	121,315		121,315
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		1,087,125
b	Gross sales price for all assets on line 6a 17,347,070
7	Capital gain net income (from Part IV, line 2)...			1,087,125
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		2	2	0
12	Total. Add lines 1 through 11........	1,209,555		1,209,555	0
13	Compensation of officers, directors, trustees, etc.	100,000		55,000	0	45,000
14	Other employee salaries and wages......	113,554		113,554	0	0
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........		20,000	20,000	0	0
b	Accounting fees (attach schedule).......		6,425	6,425	0	0
c	Other professional fees (attach schedule)....		46,680	46,680	0	0
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		15,188	15,188	0	0
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............	9,600		9,600	0	0
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		6,983	6,982	0	0
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	318,430		273,429	0	45,000
25	Contributions, gifts, grants paid.......	6,079,000				6,079,000
26	Total expenses and disbursements. Add lines 24 and 25	6,397,430		273,429	0	6,124,000
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-5,187,875
b	Net investment income (if negative, enter -0-)			936,126
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	5,202	6,202	6,202
	2	Savings and temporary cash investments.........	171,443	4,812,597	4,812,597
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)	3,327,229	0	0
	b	Investments—corporate stock (attach schedule).......	1,470,201	0	0
	c	Investments—corporate bonds (attach schedule).......	4,480,868	0	0
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............	492,910	0	0
	13	Investments—other (attach schedule)..........	878,913	0	0
	14	Land, buildings, and equipment: basis 1,550
		Less: accumulated depreciation (attach schedule) 1,550
	15	Other assets (describe )	61,064	314	314
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	10,887,830	4,819,113	4,819,113
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........	0	0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	10,887,830	4,819,113
	27	Paid-in or capital surplus, or land, bldg., and equipment fund	0	0
	28	Retained earnings, accumulated income, endowment, or other funds	0	0
	29	Total net assets or fund balances (see instructions).....	10,887,830	4,819,113
	30	Total liabilities and net assets/fund balances (see instructions).	10,887,830	4,819,113

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

10,887,830

Enter amount from Part I, line 27a .....................

-5,187,875

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

5,699,955

Decreases not included in line 2 (itemize) bullet

880,842

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

4,819,113

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	70 SHARES-3M COMPANY COMMON	P	2016-01-01	2020-06-17
b	37 SHARES-AAON INC COM PAR	P	2016-01-01	2020-10-20
c	315 SHARES-ABBVIE INC COMMON	P	2016-01-01	2020-06-17
d	79000 SHARES-ABBVIE INC DTD 09/18/2018 3.75% 11/14/2023	P	2016-01-01	2020-06-05
e	75 SHARES-ACCENTURE PLC IRELAND PLC CL A COMMON	P	2016-01-01	2020-01-06
	125 SHARES-ACCENTURE PLC IRELAND PLC CL A COMMON	P	2016-01-01	2020-06-17
	60 SHARES-ACI WORLDWIDE INC COMMON	P	2016-01-01	2020-10-20
	20 SHARES-ALBANY INTL CORP NEW CL A	P	2016-01-01	2020-07-15
	95000 SHARES-ALLY AUTO RECEIVABLES TRUST SERIES 19-3 CL A3 DTD 09/17/2019 1.	P	2016-01-01	2020-06-05
	10 SHARES-ALPHABET INC -CL A COMMON	P	2016-01-01	2020-06-17
	40 SHARES-ALTAIR ENGINEERING INC-A COMMON	P	2016-01-01	2020-10-20
	55 SHARES-AMC NETWORKS INC-A COMMON	P	2016-01-01	2020-06-17
	121000 SHARES-AMERICAN EXPRESS CO DTD 02/22/2019 3.4% 02/22/2024	P	2016-01-01	2020-06-05
	123000 SHARES-AMERICAN HONDA FINANCE DTD 11/16/2017 2.6% 11/16/2022	P	2016-01-01	2020-06-05
	100000 SHARES-AMERICAN TOWER TRUST I DTD 04/15/2013 (DTC) 3.07% 03/15/2048	P	2016-01-01	2020-11-02
	80000 SHARES-ANHEUSER-BUSHC INDEV WORLDWIDE DTD 04/04/2018 3.5% 01/12/2024	P	2016-01-01	2020-06-05
	216 SHARES-APPLE INC COMMON	P	2016-01-01	2020-06-17
	125000 SHARES-ARLINGTON TX INDP SCH DIST TXBL-REF-SER C DTD 07/01/2016 1.603	P	2016-01-01	2020-06-05
	120000 SHARES-AT&T INC DTD 02/09/2017 3.8% 03/01/2024	P	2016-01-01	2020-06-05
	200 SHARES-AVERY DENNISON CORP COMMON	P	2016-01-01	2020-06-17
	25 SHARES-AXON ENTERPRISE INC COMMON	P	2016-01-01	2020-10-20
	20 SHARES-BALCHEM CORP COMMON	P	2016-01-01	2020-10-20
	110000 SHARES-BANK OF AMERICA CORP DTD 07/30/2015 3.875% 08/01/2025	P	2016-01-01	2020-06-05
	122000 SHARES-BANK OF AMERICA CORP DTD 4/19/2016 2.625% 04/19/2021	P	2016-01-01	2020-06-04
	125000 SHARES-BANK OF AMERICA CREDIT CARD ISSUANCE TRUST SERIES 19-A1 CL A1	P	2016-01-01	2020-06-05
	122000 SHARES-BANK OF MONTREAL DTD 02/05/2019 3.3% 02/05/2024	P	2016-01-01	2020-06-05
	115 SHARES-BIOGEN INC COMMON	P	2016-01-01	2020-06-17
	10 SHARES-BIO-TECHNE CORP COMMON	P	2016-01-01	2020-10-20
	5 SHARES-BLACKBAUD INC COMMON	P	2016-01-01	2020-04-08
	5 SHARES-BLACKBAUD INC COMMON	P	2016-01-01	2020-07-29
	10 SHARES-BLACKBAUD INC COMMON	P	2016-01-01	2020-07-30
	5 SHARES-BLACKLINE INC COMMON STOCK	P	2016-01-01	2020-06-10
	30 SHARES-BLACKLINE INC COMMON STOCK	P	2016-01-01	2020-10-20
	65 SHARES-BLACKROCK INC COMMON	P	2016-01-01	2020-06-17
	115 SHARES-BOOT BARN HOLDINGS INC COMMON	P	2016-01-01	2020-06-17
	5 SHARES-BOTTOMLINE TECHNOLOGIES DEL INC COMMON	P	2016-01-01	2020-05-19
	40 SHARES-BOTTOMLINE TECHNOLOGIES DEL INC COMMON	P	2016-01-01	2020-10-20
	79000 SHARES-BP CAP MARKETS AMERICA DTD 12/14/2018 4.742% 03/11/2021	P	2016-01-01	2020-06-05
	70 SHARES-BROADRIDGE FINANCIAL SOLUTIONS LLC COMMON	P	2016-01-01	2020-06-17
	320 SHARES-BROWN & BROWN INC COMMON	P	2016-01-01	2020-06-17
	320 SHARES-C.H ROBINSON WORLDWIDE INC COMMON	P	2016-01-01	2020-01-06
	320 SHARES-CADENCE DESIGN SYSTEMS, INC. COMMON	P	2016-01-01	2020-06-17
	175000 SHARES-CALIFORNIA ST TXBL-VARIOUS PURPOSE DTD 10/26/2017 2.25% 10/01/	P	2016-01-01	2020-06-05
	25 SHARES-CANTEL MEDICAL CORP. COMMON	P	2016-01-01	2020-03-26
	15 SHARES-CANTEL MEDICAL CORP. COMMON	P	2016-01-01	2020-10-20
	40 SHARES-CARLISLE COMMON	P	2016-01-01	2020-06-17
	50 SHARES-CARTERS INC COMMON	P	2016-01-01	2020-06-17
	50 SHARES-CASELLA WASTE SYSTEMS, INC. COMMON	P	2016-01-01	2020-10-20
	118000 SHARES-CATERPILLAR FINL SERVICE DTD 12/07/2018 3.65% 12/07/2023	P	2016-01-01	2020-06-05
	45 SHARES-CHARLES RIV LABORATORIES INTL INC COM	P	2016-01-01	2020-06-17
	50 SHARES-CHEESECAKE FACTORY COMMON	P	2016-01-01	2020-06-17
	15 SHARES-CHEFS' WAREHOUSE HOLDINGS, LLC COMMON	P	2016-01-01	2020-03-23
	25 SHARES-CHEFS' WAREHOUSE HOLDINGS, LLC COMMON	P	2016-01-01	2020-03-24
	63 SHARES-CHURCH & DWIGHT CO INC COMMON	P	2016-01-01	2020-06-17
	125000 SHARES-CINTAS CORP NO. 2 DTD 03/14/2017 2.9% 04/01/2022	P	2016-01-01	2020-06-05
	70 SHARES-CIRRUS LOGIC COMMON	P	2016-01-01	2020-06-17
	535 SHARES-CISCO SYSTEMS INC COMMON	P	2016-01-01	2020-06-17
	126000 SHARES-CISCO SYSTEMS INC DTD 09/20/2016 1.85% 09/20/2021	P	2016-01-01	2020-06-05
	123000 SHARES-CITIGROUP INC DTD 10/27/2017 2.7% 10/27/2022	P	2016-01-01	2020-06-05
	365 SHARES-COLGATE PALMOLIVE COMPANY COMMON	P	2016-01-01	2020-06-17
	495 SHARES-COMCAST CORP CLASS A	P	2016-01-01	2020-06-17
	121000 SHARES-COMCAST CORP DTD 07/02/2012 CALLABLE 3.125%	P	2016-01-01	2020-06-05
	152 SHARES-COMMERCE BANCSHARES, INC.	P	2016-01-01	2020-06-17
	10 SHARES-COMPUTER SVCS INC COM	P	2016-01-01	2020-10-20
	90 SHARES-CONSTRUCTION PARTNERS INC COMMON	P	2016-01-01	2020-10-20
	35 SHARES-CRACKER BARREL OLD COUNTRY STORE COMMON	P	2016-01-01	2020-06-17
	45 SHARES-CRANE CO. COMMON	P	2016-01-01	2020-06-17
	117000 SHARES-CROWN CASTLE INTL CORP DTD 04/15/2014 4.875% 04/15/2022	P	2016-01-01	2020-06-05
	45 SHARES-CURTISS WRIGHT CORP COMMON	P	2016-01-01	2020-06-17
	87000 SHARES-CVS HEALTH CORP DTD 03/09/2018 4.1% 03/25/2025	P	2016-01-01	2020-06-05
	95000 SHARES-CVS HEALTH CORP DTD 05/25/2016 2.125% 06/01/2021	P	2016-01-01	2020-05-04
	105 SHARES-DELUXE CORPORATION COMMON	P	2016-01-01	2020-06-17
	20 SHARES-DESCARTES SYS GROUP INC COM	P	2016-01-01	2020-01-16
	5 SHARES-DESCARTES SYS GROUP INC COM	P	2016-01-01	2020-06-09
	55 SHARES-DESCARTES SYS GROUP INC COM	P	2016-01-01	2020-10-20
	11078.929 SHARES-DFA COMMODITY STRATEGY PORT	P	2016-01-01	2020-09-17
	4725.868 SHARES-DFA GLOBAL REAL ESTATE SEC PORT	P	2016-01-01	2020-03-20
	90000 SHARES-DISCOVER CARD SERIES 19-A3 CLASS A DTD 10/31/2019 (DTC) 1.89% 1	P	2016-01-01	2020-06-05
	280 SHARES-DISCOVER FINANCIAL SERVICES COMMON	P	2016-01-01	2020-06-17
	20 SHARES-DORMAN PRODUCTS, INC COMMON	P	2016-01-01	2020-10-20
	50 SHARES-DOUGLAS DYNAMICS INC COMMON	P	2016-01-01	2020-10-20
	125000 SHARES-DUKE ENERGY CORP DTD 08/10/2017 2.4% 08/15/2022	P	2016-01-01	2020-06-05
	77000 SHARES-DUPONT DE NEMOURS INC DTD 11/28/2018 4.205% 11/15/2023	P	2016-01-01	2020-06-05
	120 SHARES-EAST WEST BANCORP INC COMMON	P	2016-01-01	2020-06-17
	29.299 SHARES-EATON VANCE -ATLANTA SMID-R6	P	2016-01-01	2020-09-17
	5605.83 SHARES-EATON VANCE -ATLANTA SMID-R6	P	2016-01-01	2020-10-16
	476.844 SHARES-EDGEWOOD GROWTH FUND-INST INST CL FUND # 2131	P	2016-01-01	2020-06-25
	206.971 SHARES-EDGEWOOD GROWTH FUND-INST INST CL FUND # 2131	P	2016-01-01	2020-09-17
	5563.532 SHARES-EDGEWOOD GROWTH FUND-INST INST CL FUND # 2131	P	2016-01-01	2020-10-16
	110 SHARES-ELECTRONIC ARTS INC COMMON	P	2016-01-01	2020-06-17
	5 SHARES-ESCO TECHNOLOGIES INC COM	P	2016-01-01	2020-02-10
	20 SHARES-ESCO TECHNOLOGIES INC COM	P	2016-01-01	2020-10-20
	15 SHARES-EVI INDUSTRIES INC COMMON	P	2016-01-01	2020-10-20
	10 SHARES-EXPONENT INC COMMON	P	2016-01-01	2020-03-06
	5 SHARES-EXPONENT INC COMMON	P	2016-01-01	2020-03-23
	5 SHARES-EXPONENT INC COMMON	P	2016-01-01	2020-03-27
	35 SHARES-EXPONENT INC COMMON	P	2016-01-01	2020-10-20
	250 SHARES-EXXON MOBIL CORP COMMON	P	2016-01-01	2020-06-17
	145 SHARES-FACEBOOK INC-A COMMON	P	2016-01-01	2020-06-17
	20 SHARES-FACTSET RESEARCH SYSTEMS INC	P	2016-01-01	2020-06-17
	105000 SHARES-FED HOME LOAN BANK DTD 02/15/2019 2.5% 02/13/2024	P	2016-01-01	2020-06-04
	75000 SHARES-FED HOME LOAN BANK DTD 02/18/2016 1.375% 02/18/2021	P	2016-01-01	2020-01-03
	85000 SHARES-FED HOME LOAN BANK DTD 07/14/2016 1.125% 07/14/2021	P	2016-01-01	2020-06-04
	85000 SHARES-FED HOME LOAN BANK DTD 11/30/2016 1.875% 11/29/2021	P	2016-01-01	2020-06-04
	82000 SHARES-FED HOME LOAN MTG CORP DTD 01/13/2012 2.375% 01/13/2022	P	2016-01-01	2020-06-04
	123000 SHARES-FED NATL MTG ASSN DTD 01/23/2018 2.375% 01/19/2023	P	2016-01-01	2020-06-04
	83000 SHARES-FED NATL MTG ASSN DTD 04/10/2017 1.875% 04/05/2022	P	2016-01-01	2020-06-04
	16000 SHARES-FED NATL MTG ASSN DTD 05/16/2016 1.25% 05/06/2021	P	2016-01-01	2020-02-28
	110000 SHARES-FED NATL MTG ASSN DTD 05/16/2016 1.25% 05/06/2021	P	2016-01-01	2020-03-02
	3598560.576 SHARES-FEDERATED INST PRIME OBLIGATIONS FD 010	P	2016-01-01	2020-12-22
	120000 SHARES-FIFTH THIRD BANCORP DTD 01/25/2019 3.65% 01/25/2024	P	2016-01-01	2020-06-05
	25 SHARES-FIRSTSERVICE CORP	P	2016-01-01	2020-10-20
	120000 SHARES-FISERV INC DTD 06/24/2019 2.75% 07/01/2024	P	2016-01-01	2020-06-05
	10 SHARES-FIVE9 INC COMMON	P	2016-01-01	2020-07-28
	10 SHARES-FIVE9 INC COMMON	P	2016-01-01	2020-10-20
	70 SHARES-FLIR SYSTEMS INC COMMON	P	2016-01-01	2020-06-17
	35 SHARES-FOX FACTORY HOLDING CORP COMMON	P	2016-01-01	2020-10-20
	75 SHARES-GALLAGHER ARTHUR J COMMON	P	2016-01-01	2020-02-20
	205 SHARES-GENTEX CORP COMMON	P	2016-01-01	2020-06-17
	123000 SHARES-GOLDMAN SACHS DTD 02/20/2019 3.625% 02/20/2024	P	2016-01-01	2020-06-05
	20 SHARES-GRAND CANYON EDUCATION, INC. COMMON	P	2016-01-01	2020-10-20
	738.957 SHARES-HARBOR LARGE CAP VALUE-RET	P	2016-01-01	2020-06-25
	101.448 SHARES-HARBOR LARGE CAP VALUE-RET	P	2016-01-01	2020-09-17
	15812.81 SHARES-HARBOR LARGE CAP VALUE-RET	P	2016-01-01	2020-10-16
	248.766 SHARES-HARDING LOEVNER INTERNATIONAL EQUITY INST CL FUND # 4951	P	2016-01-01	2020-09-17
	5203.464 SHARES-HARDING LOEVNER INTERNATIONAL EQUITY INST CL FUND # 4951	P	2016-01-01	2020-10-16
	70 SHARES-HEALTHEQUITY INC COMMON	P	2016-01-01	2020-06-17
	20 SHARES-HELEN OF TROY CORP LTD COMMON	P	2016-01-01	2020-06-17
	5 SHARES-HELIOS TECHNOLOGIES INC COMMON	P	2016-01-01	2020-04-13
	32 SHARES-HELIOS TECHNOLOGIES INC COMMON	P	2016-01-01	2020-10-20
	55 SHARES-HOLLYFRONTIER CORP COMMON	P	2016-01-01	2020-06-17
	95000 SHARES-HOME DEPOT INC DTD 02/12/2016 2% 04/01/2021	P	2016-01-01	2020-06-05
	110 SHARES-HORMEL FOODS CORP	P	2016-01-01	2020-06-17
	35 SHARES-HUBBELL INC COMMON	P	2016-01-01	2020-06-17
	122000 SHARES-HUNTINGTON BANCSHARES INC DTD 08/06/2019 2.625% 08/06/2024	P	2016-01-01	2020-06-05
	0.596 SHARES-INGERSOLL-RAND INC COM	P	2016-01-01	2020-03-31
	145 SHARES-INGERSOLL-RAND INC COM	P	2016-01-01	2020-04-13
	740 SHARES-INTEL CORP COMMON	P	2016-01-01	2020-06-17
	75 SHARES-J2 GLOBAL, INC. COMMON	P	2016-01-01	2020-06-17
	70 SHARES-JABIL INC COMMON	P	2016-01-01	2020-06-17
	1893.291 SHARES-JOHCM INTERNATIONAL SELECT FUND CLOSED TO NEW EFF 07/15/15	P	2016-01-01	2020-10-16
	20 SHARES-JOHN BEAN TECHNOLOGIES CORP COMMON	P	2016-01-01	2020-10-20
	110 SHARES-JOHNSON & JOHNSON COMMON	P	2016-01-01	2020-06-17
	15 SHARES-JONES LANG LA SALLE INC	P	2016-01-01	2020-06-17
	90000 SHARES-JPMORGAN CHASE & CO DTD 10/21/2010 4.25% 10/15/2020	P	2016-01-01	2020-06-05
	79000 SHARES-KINDER MORGAN ENER PART DTD 08/05/2013 4.15% 02/01/2024	P	2016-01-01	2020-06-05
	45 SHARES-LAM RESEARCH CORP COMMON	P	2016-01-01	2020-01-06
	55 SHARES-LAM RESEARCH CORP COMMON	P	2016-01-01	2020-06-17
	5107.203 SHARES-LAZARD GLOBAL LISTED INFRASTRUCTURE PORTFOLIO	P	2016-01-01	2020-03-18
	40 SHARES-LEMAITRE VASCULAR INC COMMON	P	2016-01-01	2020-10-20
	15 SHARES-LIGAND PHARMACEUTICALS CL B COMMON	P	2016-01-01	2020-10-20
	80 SHARES-LUMENTUM HOLDINGS INC COMMON	P	2016-01-01	2020-06-17
	110000 SHARES-MADISON WI TXBL-PROMISSORY NTS-SER B DTD 11/01/2018 3.2% 10/01	P	2016-01-01	2020-06-05
	65 SHARES-MANPOWER INC WIS COMMON	P	2016-01-01	2020-06-17
	330 SHARES-MARSH & MCLENNAN COS INC COMMON	P	2016-01-01	2020-06-17
	30 SHARES-MAXIMUS INC	P	2016-01-01	2020-06-17
	165 SHARES-MCDONALDS CORP. COMMON	P	2016-01-01	2020-06-17
	340 SHARES-MERCK & CO INC COMMON	P	2016-01-01	2020-06-17
	40 SHARES-MERCURY SYSTEMS INC COMMON	P	2016-01-01	2020-10-20
	40 SHARES-MERIT MEDICAL SYSTEM INC COMMON	P	2016-01-01	2020-10-20
	10 SHARES-MESA LABORATORIES INC COMMON	P	2016-01-01	2020-10-20
	3094.291 SHARES-MFS INTERNATIONAL GROWTH FD-I	P	2016-01-01	2020-06-25
	76.445 SHARES-MFS INTERNATIONAL GROWTH FD-I	P	2016-01-01	2020-09-17
	3368.227 SHARES-MFS INTERNATIONAL GROWTH FD-I	P	2016-01-01	2020-10-16
	3047.064 SHARES-MFS NEW DISCOVERY VALUE-R6	P	2016-01-01	2020-10-16
	5 SHARES-MGP INGREDIENTS INC COMMON	P	2016-01-01	2020-02-12
	10 SHARES-MGP INGREDIENTS INC COMMON	P	2016-01-01	2020-03-24
	15 SHARES-MGP INGREDIENTS INC COMMON	P	2016-01-01	2020-04-08
	412 SHARES-MICROSOFT CORP COMMON	P	2016-01-01	2020-06-17
	123000 SHARES-MITSUBISHI UJF FINANCIAL GRP DTD 02/22/2017 2.998% 02/22/2022	P	2016-01-01	2020-06-05
	40 SHARES-MODEL N INC COM	P	2016-01-01	2020-10-20
	123000 SHARES-MORGAN STANLEY DTD 04/21/2016 2.5% 04/21/2021	P	2016-01-01	2020-05-04
	112000 SHARES-MORGAN STANLEY DTD 07/23/2015 4% 07/23/2025	P	2016-01-01	2020-06-05
	15 SHARES-NATIONAL RESEARCH CORP COMMON	P	2016-01-01	2020-10-20
	75 SHARES-NAT'L INSTRUMENTS CORP COMMON	P	2016-01-01	2020-06-17
	145 SHARES-NATUS MEDICAL INC COMMON	P	2016-01-01	2020-06-17
	35 SHARES-NEOGEN CORP COMMON	P	2016-01-01	2020-10-20
	1 SHARES-NEOGEN CORP COMMON	P	2016-01-01	2020-11-02
	175000 SHARES-NEW YORK CITY NY TRANSITIONAL FIN AUTH REV FUTURE TAX TXBL-SUB	P	2016-01-01	2020-06-05
	170000 SHARES-NEW YORK ST DORM AUTH SALES TAX REV TXBL- REF-SER D DTD 07/19/	P	2016-01-01	2020-06-05
	210 SHARES-NIKE INC CLASS B	P	2016-01-01	2020-06-17
	79000 SHARES-NIKE INC DTD 03/27/2020 2.4% 03/27/2025	P	2016-01-01	2020-06-05
	20 SHARES-NOVANTA INC	P	2016-01-01	2020-10-20
	40000 SHARES-NUCOR CORP DTD 05/22/2020 2% 06/01/2025	P	2016-01-01	2020-06-05
	1784.064 SHARES-OAKMARK INTERNATIONAL-INST	P	2016-01-01	2020-03-18
	3825.447 SHARES-OAKMARK INTERNATIONAL-INST	P	2016-01-01	2020-03-23
	10 SHARES-OMEGA FLEX INC COMMON STOCK	P	2016-01-01	2020-10-20
	180 SHARES-OMEGA HEALTHCARE SERVICES COMMON	P	2016-01-01	2020-06-17
	5 SHARES-OMNICELL INC	P	2016-01-01	2020-04-15
	30 SHARES-OMNICELL INC	P	2016-01-01	2020-10-20
	15 SHARES-PAYLOCITY HOLDING CORP COMMON	P	2016-01-01	2020-10-20
	280 SHARES-PAYPAL HOLDINGS INC COMMON	P	2016-01-01	2020-06-17
	255 SHARES-PEPSICO INC COMMON	P	2016-01-01	2020-06-17
	290 SHARES-PFIZER INC COMMON	P	2016-01-01	2020-06-17
	60000 SHARES-PNC DTD 01/23/2019 3.5% 01/23/2024	P	2016-01-01	2020-06-05
	45000 SHARES-PNC FUNDING CORP DTD 02/08/10 5.125% 02/08/2020	P	2016-01-01	2020-02-10
	135 SHARES-PRESTIGE CONSUMER HEALTHCARE I COMMON	P	2016-01-01	2020-06-17
	140 SHARES-PROCTER & GAMBLE CO COMMON	P	2016-01-01	2020-06-17
	21000 SHARES-PROCTER & GAMBLE CO DTD 03/23/2020 2.45% 03/25/2025	P	2016-01-01	2020-06-05
	55 SHARES-PROS HOLDINGS INC COMMON	P	2016-01-01	2020-10-20
	5 SHARES-PROTO LABS, INC COMMON	P	2016-01-01	2020-04-07
	5 SHARES-PROTO LABS, INC COMMON	P	2016-01-01	2020-09-21
	5 SHARES-PROTO LABS, INC COMMON	P	2016-01-01	2020-10-20
	124000 SHARES-PUBLIC SERVICE ENTERPRISE GROUP DTD 11/06/2017 2.65% 11/15/202	P	2016-01-01	2020-06-05
	15 SHARES-Q2 HOLDINGS INC COMMON	P	2016-01-01	2020-10-20
	80000 SHARES-RABOBANK NEDERLAND DTD 02/08/2012 3.875% 02/08/2022	P	2016-01-01	2020-06-05
	0.242 SHARES-RAYTHEON TECHNOLOGIES CORP COM	P	2016-01-01	2020-04-10
	385 SHARES-RAYTHEON TECHNOLOGIES CORP COM	P	2016-01-01	2020-06-17
	15 SHARES-RBC BEARINGS INC COMMON	P	2016-01-01	2020-10-20
	25 SHARES-REALPAGE, INC. COMMON	P	2016-01-01	2020-10-20
	120000 SHARES-REGIONS FINANCIAL CORP DTD 05/18/2020 2.25% 05/18/2025	P	2016-01-01	2020-06-05
	5 SHARES-REPLIGEN CORPORATION	P	2016-01-01	2020-04-30
	25 SHARES-REPLIGEN CORPORATION	P	2016-01-01	2020-10-20
	5 SHARES-ROGERS CORP COMMON	P	2016-01-01	2020-04-24
	10 SHARES-ROGERS CORP COMMON	P	2016-01-01	2020-10-20
	123000 SHARES-ROYAL BANK OF CANADA DTD 01/19/2016 2.5% 01/19/2021	P	2016-01-01	2020-06-05
	130 SHARES-RPM INC COMMON	P	2016-01-01	2020-06-17
	82000 SHARES-RYDER SYSTEM INC DTD 05/07/2020 3.35% 09/01/2025	P	2016-01-01	2020-06-05
	80000 SHARES-RYDER SYSTEM INC DTD 08/06/2018 3.5% 06/01/2021	P	2016-01-01	2020-05-07
	70 SHARES-SEI INVESTMENTS COMPANY COMMON	P	2016-01-01	2020-06-17
	49000 SHARES-SHERWIN-WILLIAMS CO DTD 05/16/2017 2.75% 06/01/2022	P	2016-01-01	2020-03-19
	7000 SHARES-SHERWIN-WILLIAMS CO DTD 05/16/2017 2.75% 06/01/2022	P	2016-01-01	2020-06-05
	127000 SHARES-SIMON PROPERTY DTD 09/13/2019 2% 09/13/2024	P	2016-01-01	2020-06-05
	5 SHARES-SIMPSON MANUFACTURING CO INC COMMON	P	2016-01-01	2020-07-24
	25 SHARES-SIMPSON MANUFACTURING CO INC COMMON	P	2016-01-01	2020-10-20
	25 SHARES-SITEONE LANDSCAPE SUPPLY INC COMMON	P	2016-01-01	2020-10-20
	60 SHARES-SONOCO PRODUCTS COMPANY COMMON	P	2016-01-01	2020-06-17
	5206 SHARES-SPDR BLOOMBERG BARCLAYS SHORT TERN HIGH YIELD BOND ETF	P	2016-01-01	2020-06-05
	35 SHARES-SPS COMMERCE INC COMMON	P	2016-01-01	2020-10-20
	123000 SHARES-SUMITOMO MITSUI FINL GRP DTD 10/19/2016 2.442% 10/19/2021	P	2016-01-01	2020-06-05
	916.806 SHARES-T ROWE PRICE INTL DISC-I CLOSE TO NEW WAIVE EFF 4/10/2018	P	2016-01-01	2020-03-24
	230 SHARES-TARGET CORP COMMON	P	2016-01-01	2020-06-17
	65000 SHARES-TARGET CORP DTD 01/12/2012 2.9% 01/15/2022	P	2016-01-01	2020-06-05
	160 SHARES-THE WALT DISNEY COMPANY COMMON	P	2016-01-01	2020-06-17
	790 SHARES-TJX COMPANIES COMMON	P	2016-01-01	2020-06-17
	80 SHARES-TORO COMPANY COMMON	P	2016-01-01	2020-06-17
	126000 SHARES-TORONTO DOMINION BANK DTD 07/13/2016 1.8% 07/13/2021	P	2016-01-01	2020-06-05
	80000 SHARES-TOYOTA AUTO RECEIVABLES OWNER TRUST SERIES 18-C CL A4 DTD 08/22	P	2016-01-01	2020-06-05
	165 SHARES-TRANE TECHNOLOGIES PLC	P	2016-01-01	2020-06-17
	5 SHARES-TREX INC	P	2016-01-01	2020-02-26
	40 SHARES-TREX INC	P	2016-01-01	2020-10-20
	5 SHARES-TYLER TECHNOLOGIES INC COMMON	P	2016-01-01	2020-05-13
	110 SHARES-UGI CORP. (HOLD CO.)	P	2016-01-01	2020-06-17
	210 SHARES-UNION PACIFIC CORP COMMON	P	2016-01-01	2020-06-17
	140 SHARES-UNITEDHEALTH GROUP INC COMMON	P	2016-01-01	2020-06-17
	120000 SHARES-UNITEDHEALTH GROUP INC DTD 7/23/2015 3.35% 07/15/2022	P	2016-01-01	2020-06-05
	130 SHARES-URBAN OUTFITTERS INC COMMON	P	2016-01-01	2020-06-17
	585 SHARES-US BANCORP COMMON	P	2016-01-01	2020-06-17
	96925.5 SHARES-US TREASURY INFL INDEX BD DTD 7/29/2011 .625% 07/15/2021	P	2016-01-01	2020-03-02
	100000 SHARES-US TREASURY NOTE DTD 01/02/2018 2.25% 12/31/2024	P	2016-01-01	2020-06-04
	82000 SHARES-US TREASURY NOTE DTD 01/03/2017 2% 12/31/2021	P	2016-01-01	2020-03-27
	30000 SHARES-US TREASURY NOTE DTD 01/31/2017 1.875% 01/31/2022	P	2016-01-01	2020-05-22
	95000 SHARES-US TREASURY NOTE DTD 01/31/2017 1.875% 01/31/2022	P	2016-01-01	2020-05-27
	95000 SHARES-US TREASURY NOTE DTD 01/31/2019 2.5% 01/31/2024	P	2016-01-01	2020-06-04
	35000 SHARES-US TREASURY NOTE DTD 02/17/2015 2% 02/15/2025	P	2016-01-01	2020-05-18
	240000 SHARES-US TREASURY NOTE DTD 02/17/2015 2% 02/15/2025	P	2016-01-01	2020-06-04
	84000 SHARES-US TREASURY NOTE DTD 05/15/2013 1.75% 05/15/2023	P	2016-01-01	2020-06-04
	121000 SHARES-US TREASURY NOTE DTD 05/15/2014 2.5% 05/15/2024	P	2016-01-01	2020-06-04
	29000 SHARES-US TREASURY NOTE DTD 06/30/2015 2.125% 06/30/2022	P	2016-01-01	2020-05-27
	95000 SHARES-US TREASURY NOTE DTD 06/30/2015 2.125% 06/30/2022	P	2016-01-01	2020-06-04
	160000 SHARES-US TREASURY NOTE DTD 07/02/2018 2.625% 06/30/2023	P	2016-01-01	2020-06-04
	90000 SHARES-US TREASURY NOTE DTD 07/31/2017 2.125% 07/31/2024	P	2016-01-01	2020-06-04
	255000 SHARES-US TREASURY NOTE DTD 08/01/2016 1.25% 07/31/2023	P	2016-01-01	2020-06-04
	215000 SHARES-US TREASURY NOTE DTD 08/31/2015 1.375% 08/31/2020	P	2016-01-01	2020-08-31
	110000 SHARES-US TREASURY NOTE DTD 11/30/2016 2.125% 11/30/2023	P	2016-01-01	2020-06-04
	77000 SHARES-US TREASURY NOTE DTD 12/31/2018 2.625% 12/31/2023	P	2016-01-01	2020-06-04
	355 SHARES-V F CORP COMMON	P	2016-01-01	2020-01-06
	280 SHARES-VALERO ENERGY CORP	P	2016-01-01	2020-06-17
	74 SHARES-VANGUARD DIVIDEND APPRECIATION INDEX FUND	P	2016-01-01	2020-06-26
	130 SHARES-VANGUARD DIVIDEND APPRECIATION INDEX FUND	P	2016-01-01	2020-09-18
	1623 SHARES-VANGUARD DIVIDEND APPRECIATION INDEX FUND	P	2016-01-01	2020-10-19
	140 SHARES-VANGUARD EMERGING MARKET VIPERS	P	2016-01-01	2020-04-21
	159 SHARES-VANGUARD EMERGING MARKET VIPERS	P	2016-01-01	2020-05-04
	200 SHARES-VANGUARD FTSE DEVELOPED MARKETS ETF	P	2016-01-01	2020-04-21
	27 SHARES-VANGUARD FTSE DEVELOPED MARKETS ETF	P	2016-01-01	2020-04-21
	365 SHARES-VANGUARD FTSE DEVELOPED MARKETS ETF	P	2016-01-01	2020-05-04
	37.089 SHARES-VANGUARD INST INDEX-INST	P	2016-01-01	2020-06-25
	18.545 SHARES-VANGUARD INST INDEX-INST	P	2016-01-01	2020-09-17
	698.57 SHARES-VANGUARD INST INDEX-INST	P	2016-01-01	2020-10-16
	137 SHARES-VANGUARD REIT VIPERS	P	2016-01-01	2020-04-21
	31.778 SHARES-VANGUARD RUSSELL 1000 GROWTH INDEX FUND	P	2016-01-01	2020-06-25
	25.289 SHARES-VANGUARD RUSSELL 1000 GROWTH INDEX FUND	P	2016-01-01	2020-09-17
	424.532 SHARES-VANGUARD RUSSELL 1000 GROWTH INDEX FUND	P	2016-01-01	2020-10-16
	14130.219 SHARES-VANGUARD TOTAL BOND MARKET INDEX FUND ADM CL FUND # 584	P	2016-01-01	2020-01-17
	98 SHARES-VANGUARD TOTAL STOCK MKT VIPERS	P	2016-01-01	2020-04-21
	143 SHARES-VANGUARD TOTAL STOCK MKT VIPERS	P	2016-01-01	2020-05-04
	71 SHARES-VANGUARD VALUE VIPERS	P	2016-01-01	2020-04-21
	105 SHARES-VANGUARD VALUE VIPERS	P	2016-01-01	2020-05-04
	155 SHARES-VARIAN MED SYS INC COMMON	P	2016-01-01	2020-06-17
	120000 SHARES-VENTAS REALTY LP DTD 4/17/2014 3.75% 05/01/2024	P	2016-01-01	2020-06-05
	425 SHARES-VERIZON COMMUNICATIONS INC	P	2016-01-01	2020-06-17
	20 SHARES-VERTEX INC CL A	P	2016-01-01	2020-10-20
	5 SHARES-VOCERA COMMUNICATIONS INC COMMON	P	2016-01-01	2020-08-12
	65 SHARES-VOCERA COMMUNICATIONS INC COMMON	P	2016-01-01	2020-10-20
	250 SHARES-WALGREENS BOOTS ALLIANCE COMMON INC	P	2016-01-01	2020-06-17
	125000 SHARES-WASHINGTON ST TXBL-SER T DTD 09/12/2018 3.03% 08/01/2023	P	2016-01-01	2020-06-05
	45 SHARES-WATSCO INC COMMON	P	2016-01-01	2020-06-17
	5 SHARES-WD40 - COMPANY COMMON	P	2016-01-01	2020-10-20
	120000 SHARES-WELLS FARGO & CO DTD 01/24/2019 3.75% 01/24/2024	P	2016-01-01	2020-06-05
	123000 SHARES-WESTPAC BANKING CORP DTD 01/25/2018 2.65% 01/25/2021	P	2016-01-01	2020-06-05
	60 SHARES-WORTHINGTON INDUSTRIES INC COMMON	P	2016-01-01	2020-06-17
	CAPITAL GAINS DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	11,009	13,258	-2,249
b	2,345	382	1,963
c	29,353	28,207	1,146
d	86,528	80,047	6,481
e	15,705	9,591	6,114
	24,821	14,780	10,041
	1,863	617	1,246
	1,044	1,640	-596
	96,603	94,997	1,606
	14,163	12,408	1,755
	1,845	1,464	381
	1,627	3,120	-1,493
	131,509	121,353	10,156
	127,636	120,610	7,026
	101,583	100,390	1,193
	86,801	81,823	4,978
	74,421	1,738	72,683
	125,831	123,245	2,586
	130,750	122,983	7,767
	23,129	14,711	8,418
	2,677	1,447	1,230
	2,114	692	1,422
	124,049	124,168	-119
	124,281	120,193	4,088
	128,438	124,969	3,469
	131,381	122,194	9,187
	31,792	35,577	-3,785
	2,682	605	2,077
	245	73	172
	274	73	201
	550	146	404
	373	265	108
	2,974	1,097	1,877
	35,392	27,843	7,549
	2,618	3,512	-894
	202	70	132
	1,716	562	1,154
	81,422	81,296	126
	8,531	1,236	7,295
	13,271	5,065	8,206
	24,709	17,121	7,588
	28,978	18,815	10,163
	181,519	166,453	15,066
	608	1,218	-610
	709	530	179
	4,879	3,932	947
	4,223	4,338	-115
	3,080	2,366	714
	129,982	122,545	7,437
	8,025	4,533	3,492
	1,251	2,748	-1,497
	67	439	-372
	134	463	-329
	4,642	1,296	3,346
	129,833	125,600	4,233
	4,658	3,375	1,283
	24,366	11,087	13,279
	128,386	123,801	4,585
	127,860	119,166	8,694
	26,628	15,865	10,763
	19,766	21,057	-1,291
	128,164	119,829	8,335
	9,373	3,907	5,466
	580	618	-38
	1,836	1,414	422
	4,064	5,538	-1,474
	2,470	3,946	-1,476
	125,303	121,769	3,534
	4,306	3,013	1,293
	97,560	96,017	1,543
	95,786	91,342	4,444
	2,574	4,087	-1,513
	911	426	485
	248	106	142
	3,096	1,168	1,928
	55,949	65,020	-9,071
	35,775	55,434	-19,659
	92,363	89,981	2,382
	15,480	7,516	7,964
	1,833	848	985
	1,792	1,758	34
	129,756	120,305	9,451
	84,208	77,831	6,377
	4,500	5,000	-500
	1,055	1,006	49
	207,079	192,363	14,716
	20,814	20,757	57
	9,976	9,009	967
	279,623	242,181	37,442
	13,857	11,630	2,227
	517	270	247
	1,771	1,080	691
	424	531	-107
	761	222	539
	322	111	211
	307	111	196
	2,621	777	1,844
	11,876	13,584	-1,708
	33,632	25,158	8,474
	5,861	1,098	4,763
	113,086	104,613	8,473
	74,824	72,579	2,245
	85,856	82,671	3,185
	87,066	82,638	4,428
	84,819	81,940	2,879
	129,769	121,391	8,378
	85,497	81,785	3,712
	16,003	15,359	644
	110,301	106,475	3,826
	3,600,000	3,601,799	-1,799
	130,662	126,143	4,519
	3,400	1,984	1,416
	127,939	121,963	5,976
	1,122	382	740
	1,457	382	1,075
	2,907	3,237	-330
	3,055	624	2,431
	8,118	2,407	5,711
	5,540	4,941	599
	132,812	129,461	3,351
	1,621	347	1,274
	11,631	12,067	-436
	1,758	1,659	99
	284,947	258,656	26,291
	6,229	5,615	614
	130,971	117,442	13,529
	4,231	4,279	-48
	3,513	2,690	823
	168	54	114
	1,363	344	1,019
	1,732	2,452	-720
	96,118	92,607	3,511
	5,147	891	4,256
	4,381	1,179	3,202
	127,727	121,733	5,994
	13	20	-7
	3,642	4,868	-1,226
	44,436	17,112	27,324
	5,537	2,509	3,028
	2,202	2,933	-731
	53,542	52,482	1,060
	1,814	1,585	229
	15,506	5,098	10,408
	1,604	1,991	-387
	91,226	95,172	-3,946
	86,052	81,673	4,379
	13,348	7,083	6,265
	15,950	8,322	7,628
	64,657	80,584	-15,927
	1,296	968	328
	1,421	665	756
	6,007	3,338	2,669
	117,271	110,000	7,271
	4,519	5,655	-1,136
	34,881	11,306	23,575
	2,053	2,007	46
	31,334	16,280	15,054
	25,135	29,391	-4,256
	3,104	1,681	1,423
	1,914	1,899	15
	2,834	523	2,311
	121,451	124,793	-3,342
	3,372	3,083	289
	147,192	111,932	35,260
	42,324	43,431	-1,107
	172	165	7
	242	330	-88
	428	495	-67
	78,483	7,606	70,877
	127,466	121,162	6,304
	1,420	1,328	92
	124,485	120,522	3,963
	126,095	123,549	2,546
	792	148	644
	2,936	3,495	-559
	3,236	4,899	-1,663
	2,516	257	2,259
	68	7	61
	182,441	175,644	6,797
	174,335	170,000	4,335
	20,543	21,316	-773
	84,640	78,893	5,747
	2,300	1,265	1,035
	40,836	39,939	897
	26,404	52,576	-26,172
	52,638	103,237	-50,599
	1,774	899	875
	5,666	6,475	-809
	345	95	250
	2,479	571	1,908
	2,913	892	2,021
	44,132	22,837	21,295
	33,295	8,988	24,307
	9,686	12,490	-2,804
	65,696	61,517	4,179
	45,000	48,388	-3,388
	5,398	4,931	467
	16,254	12,959	3,295
	22,811	21,029	1,782
	1,899	1,157	742
	335	155	180
	721	155	566
	732	155	577
	129,106	120,098	9,008
	1,459	1,294	165
	84,486	80,868	3,618
	15	6	9
	25,934	9,313	16,621
	1,874	2,111	-237
	1,483	1,369	114
	123,452	119,634	3,818
	561	66	495
	4,302	331	3,971
	495	285	210
	1,085	570	515
	124,599	121,355	3,244
	9,693	6,315	3,378
	84,463	81,943	2,520
	80,639	80,152	487
	3,952	3,996	-44
	51,128	48,002	3,126
	7,175	6,950	225
	126,251	127,080	-829
	444	104	340
	2,427	520	1,907
	3,386	825	2,561
	3,015	3,087	-72
	132,828	129,601	3,227
	3,047	1,090	1,957
	126,077	119,539	6,538
	43,383	49,345	-5,962
	27,252	21,727	5,525
	67,763	66,164	1,599
	18,787	17,944	843
	41,343	10,030	31,313
	5,384	575	4,809
	127,928	123,426	4,502
	83,425	82,125	1,300
	14,985	16,855	-1,870
	519	90	429
	3,068	361	2,707
	1,668	84	1,584
	3,407	4,975	-1,568
	35,314	14,414	20,900
	39,823	16,934	22,889
	126,888	120,843	6,045
	2,239	4,646	-2,407
	22,709	18,226	4,483
	98,375	91,110	7,265
	108,527	102,758	5,769
	84,348	81,232	3,116
	30,862	29,454	1,408
	97,701	93,426	4,275
	102,611	94,852	7,759
	37,764	36,482	1,282
	258,121	251,984	6,137
	87,698	80,042	7,656
	131,351	124,181	7,170
	30,187	28,663	1,524
	98,770	94,030	4,740
	171,593	166,644	4,949
	96,665	91,885	4,780
	262,928	252,252	10,676
	215,000	213,262	1,738
	117,029	111,118	5,911
	83,382	77,280	6,102
	35,390	4,745	30,645
	17,756	22,883	-5,127
	8,531	8,622	-91
	17,014	15,158	1,856
	215,158	179,620	35,538
	5,003	6,350	-1,347
	5,733	7,212	-1,479
	6,961	9,075	-2,114
	940	1,225	-285
	13,021	16,563	-3,542
	10,138	10,383	-245
	5,620	5,198	422
	217,157	195,796	21,361
	10,444	10,894	-450
	11,866	11,963	-97
	10,714	9,526	1,188
	189,787	159,907	29,880
	156,987	151,052	5,935
	13,948	13,764	184
	20,829	20,084	745
	6,913	7,492	-579
	10,347	11,079	-732
	18,249	11,067	7,182
	121,166	122,650	-1,484
	23,932	20,030	3,902
	538	522	16
	164	165	-1
	2,130	1,740	390
	10,412	7,681	2,731
	132,425	125,000	7,425
	7,946	4,058	3,888
	984	521	463
	129,708	122,417	7,291
	124,752	121,559	3,193
	2,011	2,366	-355
	930		930

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-2,249
b			1,963
c			1,146
d			6,481
e			6,114
			10,041
			1,246
			-596
			1,606
			1,755
			381
			-1,493
			10,156
			7,026
			1,193
			4,978
			72,683
			2,586
			7,767
			8,418
			1,230
			1,422
			-119
			4,088
			3,469
			9,187
			-3,785
			2,077
			172
			201
			404
			108
			1,877
			7,549
			-894
			132
			1,154
			126
			7,295
			8,206
			7,588
			10,163
			15,066
			-610
			179
			947
			-115
			714
			7,437
			3,492
			-1,497
			-372
			-329
			3,346
			4,233
			1,283
			13,279
			4,585
			8,694
			10,763
			-1,291
			8,335
			5,466
			-38
			422
			-1,474
			-1,476
			3,534
			1,293
			1,543
			4,444
			-1,513
			485
			142
			1,928
			-9,071
			-19,659
			2,382
			7,964
			985
			34
			9,451
			6,377
			-500
			49
			14,716
			57
			967
			37,442
			2,227
			247
			691
			-107
			539
			211
			196
			1,844
			-1,708
			8,474
			4,763
			8,473
			2,245
			3,185
			4,428
			2,879
			8,378
			3,712
			644
			3,826
			-1,799
			4,519
			1,416
			5,976
			740
			1,075
			-330
			2,431
			5,711
			599
			3,351
			1,274
			-436
			99
			26,291
			614
			13,529
			-48
			823
			114
			1,019
			-720
			3,511
			4,256
			3,202
			5,994
			-7
			-1,226
			27,324
			3,028
			-731
			1,060
			229
			10,408
			-387
			-3,946
			4,379
			6,265
			7,628
			-15,927
			328
			756
			2,669
			7,271
			-1,136
			23,575
			46
			15,054
			-4,256
			1,423
			15
			2,311
			-3,342
			289
			35,260
			-1,107
			7
			-88
			-67
			70,877
			6,304
			92
			3,963
			2,546
			644
			-559
			-1,663
			2,259
			61
			6,797
			4,335
			-773
			5,747
			1,035
			897
			-26,172
			-50,599
			875
			-809
			250
			1,908
			2,021
			21,295
			24,307
			-2,804
			4,179
			-3,388
			467
			3,295
			1,782
			742
			180
			566
			577
			9,008
			165
			3,618
			9
			16,621
			-237
			114
			3,818
			495
			3,971
			210
			515
			3,244
			3,378
			2,520
			487
			-44
			3,126
			225
			-829
			340
			1,907
			2,561
			-72
			3,227
			1,957
			6,538
			-5,962
			5,525
			1,599
			843
			31,313
			4,809
			4,502
			1,300
			-1,870
			429
			2,707
			1,584
			-1,568
			20,900
			22,889
			6,045
			-2,407
			4,483
			7,265
			5,769
			3,116
			1,408
			4,275
			7,759
			1,282
			6,137
			7,656
			7,170
			1,524
			4,740
			4,949
			4,780
			10,676
			1,738
			5,911
			6,102
			30,645
			-5,127
			-91
			1,856
			35,538
			-1,347
			-1,479
			-2,114
			-285
			-3,542
			-245
			422
			21,361
			-450
			-97
			1,188
			29,880
			5,935
			184
			745
			-579
			-732
			7,182
			-1,484
			3,902
			16
			-1
			390
			2,731
			7,425
			3,888
			463
			7,291
			3,193
			-355
			930

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	1,087,125
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	13,012
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	13,012
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	13,012
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a	10,800
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d	0

7	Total credits and payments. Add lines 6a through 6d..............		7	10,800
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9	2,212
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

DONALD BERNHARD Telephone no. bullet

(610) 434-4000

Located at bullet

462 WALNUT STREETALLENTOWNPA ZIP+4 bullet

181025497

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)
ROBERT STEVENS	ASST SECRETARY/TRUSTEE 5.00	20,000
462 WALNUT STREET ALLENTOWN,PA18102	ASST SECRETARY/TRUSTEE 5.00	20,000
DAVID K BAUSCH	CHAIR/TRUSTEE 5.00	20,000
462 WALNUT STREET ALLENTOWN,PA18102	CHAIR/TRUSTEE 5.00	20,000
JOAN MILLER MORAN	SECRETARY/TRUSTEE 5.00	20,000
462 WALNUT STREET ALLENTOWN,PA18102	SECRETARY/TRUSTEE 5.00	20,000
DONALD BERNHARD	TREAS./TRUSTEE 5.00	20,000
462 WALNUT STREET ALLENTOWN,PA18102	TREAS./TRUSTEE 5.00	20,000
LEE A BUTZ	VICE CHAIR/TRUSTEE 5.00	20,000
462 WALNUT STREET ALLENTOWN,PA18102	VICE CHAIR/TRUSTEE 5.00	20,000

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
LISA CURRAN	EXECUTIVE DIRECTOR 35.00	91,213	0	18,960
462 WALNUT STREET SUITE 202 ALLENTOWN,PA18102	EXECUTIVE DIRECTOR 35.00	91,213	0	18,960








Total number of other employees paid over $50,000...................				0

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

4,969,030

Average of monthly cash balances.......................

4,885,833

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

9,854,863

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

9,854,863

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

147,823

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

9,707,040

Minimum investment return. Enter 5% of line 5..................

485,352

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

485,352

Tax on investment income for 2020 from Part VI, line 5......

13,012

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

13,012

Distributable amount before adjustments. Subtract line 2c from line 1............

472,340

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

472,340

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

472,340

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

6,124,000

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

6,124,000

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

6,124,000

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2019	(c) 2019	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7					472,340
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2020:
a From 2015......	798,720
b From 2016......	951,224
c From 2017......	1,016,942
d From 2018......	6,651,119
e From 2019......	1,214,549
fTotal of lines 3a through e........		10,632,554
4Qualifying distributions for 2020 from Part
XII, line 4: $ 6,124,000
a Applied to 2019, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2020 distributable amount.....					472,340
e Remaining amount distributed out of corpus		5,651,660
5 Excess distributions carryover applied to 2020.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		16,284,214
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...		798,720
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......		15,485,494
10 Analysis of line 9:
a Excess from 2016....	951,224
b Excess from 2017....	1,016,942
c Excess from 2018....	6,651,119
d Excess from 2019....	1,214,549
e Excess from 2020....	5,651,660

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

DAVID K BAUSCH
462 W WALNUT STREET NO 202
ALLENTOWN,PA181025497
(610) 434-4000

bThe form in which applications should be submitted and information and materials they should include:

LETTER EXPLAINING PROJECT AND IRS DETERMINATION LETTER.

cAny submission deadlines:

NONE

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

LIMITED TO LEHIGH VALLEY, PA ORGANIZATIONS (GENERALLY)

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
ALLENTOWN ART MUSEUM 31 N 5TH ST ALLENTOWN,PA18101	NONE		CHARITABLE	10,000
ALLENTOWN BAND 1914 WEST GREENLEAF STREET ALLENTOWN,PA18101	NONE		CHARITABLE	15,000
ALLENTOWN ECUMENICAL FOOD BANK 534 CHEW STREET ALLENTOWN,PA18102	NONE		CHARITABLE	7,500
ALLENTOWN MUSIC FESTIVAL 824 WALNUT STREET SUITE 1 ALLENTOWN,PA18101	NONE		CHARITABLE	500
ALLENTOWN PUBLIC LIBRARY 1210 HAMILTON ST ALLENTOWN,PA18101	NONE		CHARITABLE	50,000
ALLENTOWN RESCUE MISSION 355 HAMILTON STREET ALLENTOWN,PA18101	NONE		CHARITABLE	51,000
ALLENTOWN ST PATRICK'S DAY PARADE 17TH AND LIBERTY STREETS ALLENTOWN,PA18103	NONE		CHARITABLE	500
ALLENTOWN SYMPHONY ASSOCIATION 23 NORTH 6TH ST ALLENTOWN,PA18102	NONE		CHARITABLE	150,000
AMERICA ON WHEELS 5 N FRONT ST ALLENTOWN,PA18102	NONE		CHARITABLE	5,000
BACH CHOIR OF BETHLEHEM 440 HECKWELDER PL BETHLEHEM,PA18018	NONE		CHARITABLE	5,000
BACH CHOIR OF BETHLEHEM 440 HECKWELDER PL BETHLEHEM,PA18018	NONE		CHARITABLE	15,000
BAUM SCHOOL OF ART 510 W LINDEN STREET ALLENTOWN,PA18101	NONE		CHARITABLE	25,000
BOYS & GIRLS CLUB ALLENTOWN 720 N SIXTH ST ALLENTOWN,PA18102	NONE		CHARITABLE	5,000
BRADLEY SULLIVAN LGBT COMMUNITY CENTER 522 W MAPLE STREET ALLENTOWN,PA18101	NONE		CHARITABLE	1,000
BUILDING 21 265 LEHIGH STREET ALLENTOWN,PA18102	NONE		CHARITABLE	50,000
CAMELOT FOR CHILDREN 2354 W EMMAUS AVE ALLENTOWN,PA18103	NONE		CHARITABLE	5,000
CAMERATA SINGERS 3231 W TILGHMAN ST ALLENTOWN,PA18103	NONE		CHARITABLE	1,500
CASA GUADALUPE CENTER 218 N 2ND STREET ALLENTOWN,PA18101	NONE		CHARITABLE	10,000
CEDAR CREST COLLEGE 100 COLLEGE DRIVE ALLENTOWN,PA18104	NONE		CHARITABLE	25,000
CEDAR CREST COLLEGE 100 COLLEGE DRIVE ALLENTOWN,PA18104	NONE		CHARITABLE	150,000
CITY OF ALLENTOWN UNION & WEST END 435 HAMILTON STREET ALLENTOWN,PA18101	NONE		CHARITABLE	1,500
CIVIC THEATRE 527 N 19TH STREET ALLENTOWN,PA18104	NONE		CHARITABLE	50,000
COMMUNITY ACTION COMMITTEE OF LEHIGH VALLEY 1337 EAST FIFTH STREET BETHLEHEM,PA18015	NONE		CHARITABLE	60,000
COMMUNITY ACTION COMMITTEE OF LEHIGH VALLEY 1337 EAST FIFTH STREET BETHLEHEM,PA18015	NONE		CHARITABLE	7,500
COMMUNITY ACTION DEVELOPMENT CORPORATION OF ALLENTOWN 443 N 7TH ST ALLENTOWN,PA18102	NONE		CHARITABLE	17,500
COMMUNITY ACTION DEVELOPMENT CORPORATION OF ALLENTOWN 443 N 7TH ST ALLENTOWN,PA18102	NONE		CHARITABLECHARITABLE	17,500
COMMUNITY BIKE WORKS 235 NORTH MADISON STREET ALLENTOWN,PA18102	NONE		CHARITABLE	50,000
COMMUNITY BIKE WORKS 235 NORTH MADISON STREET ALLENTOWN,PA18102	NONE		CHARITABLE	10,000
COMMUNITY MUSIC SCHOOL 23 N 6TH STREET ALLENTOWN,PA18101	NONE		CHARITABLE	15,000
DA VINCI SCIENCE CENTER 3145 HAMILTON BLVD ALLENTOWN,PA18103	NONE		CHARITABLE	25,000
DESALES UNIVERSITY 2755 STATION AVE CENTER VALLEY,PA18034	NONE		CHARITABLE	25,000
DESALES UNIVERSITY 2755 STATION AVE CENTER VALLEY,PA18034	NONE		CHARITABLE	50,000
DOROTHY RIDER POOL TRUST 645 W HAMILTON STREET SUITE 202 ALLENTOWN,PA18101	NONE		CHARITABLE	50,000
EAST SIDE YOUTH CENTER 1140 EAST CLAIR STREET ALLENTOWN,PA18109	NONE		CHARITABLE	10,000
FAMILY PROMISE OF THE LEHIGH VALLEY 1346 HAMILTON STREET ALLENTOWN,PA18102	NONE		CHARITABLE	3,000
GRACE COMMUNITY FOUNDATION 108 NORTH 5TH STREET ALLENTOWN,PA18102	NONE		CHARITABLE	2,000
GREATER VALLEY YMCA 425 15TH STREET ALLENTOWN,PA18102	NONE		CHARITABLE	25,000
HISPANIC AMERICAN ORGANIZATION INC 462 WALNUT STREET ALLENTOWN,PA18102	NONE		CHARITABLE	10,000
HOUSING ASSOCIATION AND DEVELOPMENT CORPORATION 513 W CHEW ST ALLENTOWN,PA18102	NONE		CHARITABLE	15,000
LEHIGH CARBON COMMUNITY COLLEGE 4525 EDUCATION PARK DRIVE SCHNECKSVILLE,PA18078	NONE		CHARITABLE	17,500
LEHIGH CARBON COMMUNITY COLLEGE 4525 EDUCATION PARK DRIVE SCHNECKSVILLE,PA18078	NONE		CHARITABLE	35,000
LEHIGH COUNTY CONFERENCE OF CHURCHES 534 CHEW STREET ALLENTOWN,PA18102	NONE		CHARITABLE	10,000
LEHIGH COUNTY HISTORICAL SOCIETY 432 W WALNUT STREET ALLENTOWN,PA18102	NONE		CHARITABLE	50,000
LEHIGH COUNTY HUMANE SOCIETY 640 DIXON STREET ALLENTOWN,PA18102	NONE		CHARITABLE	5,000
LEHIGH GAP NATURE CENTER 8845 PAINT MILL RD SLATINGTON,PA18081	NONE		CHARITABLE	8,500
LEHIGH VALLEY CHAMBER OF COMMERCE FOUNDATION 840 HAMILTON ST 205 ALLENTOWN,PA18101	NONE		CHARITABLE	5,000
LEHIGH VALLEY CHAMBER OF COMMERCE FOUNDATION 840 HAMILTON ST 205 ALLENTOWN,PA18101	NONE		CHARITABLE	5,000
LEHIGH VALLEY CHILDRENS CENTER 1501 LEHIGH STREET SUITE 201 ALLENTOWN,PA18103	NONE		CHARITABLE	4,000
LEHIGH VALLEY COMMUNITY FOUNDATION 840 HAMILTON ST 310 ALLENTOWN,PA18101	NONE		CHARITABLE	30,000
LEHIGH VALLEY COMMUNITY FOUNDATION 840 HAMILTON ST 310 ALLENTOWN,PA18101	NONE		CHARITABLE	4,500,000
LEHIGH VALLEY COMMUNITY FOUNDATION- DACDI 840 HAMILTON ST 310 ALLENTOWN,PA18101	NONE		CHARITABLE	10,000
LEHIGH VALLEY HEALTH NETWORK 3900 HAMILTON BLVD ALLENTOWN,PA18103	NONE		CHARITABLE	2,500
LIBERTY BELL SHRINE MUSEUM 622 HAMILTON STREET ALLENTOWN,PA18101	NONE		CHARITABLE	5,000
LITERACY CENTER 801 HAMILTON STREET ALLENTOWN,PA18101	NONE		CHARITABLE	15,000
MACUNGIE BAND PO BOX 201 MACUNGIE,PA18062	NONE		CHARITABLE	500
MARINE BAND OF ALLENTOWN 823 W WALNUT ST ALLENTOWN,PA18101	NONE		CHARITABLE	1,000
MEALS ON WHEELS OF THE GREATER LEHIGH VALLEY 4240 FRITCH DRIVE BETHLEHEM,PA18020	NONE		CHARITABLE	15,000
MILLER-KEYSTONE BLOOD CENTER 1255 S CEDAR CREST BLVD ALLENTOWN,PA18103	NONE		CHARITABLE	4,000
MINSI TRAILS BOY SCOUTS 991 POSTAL ROAD ALLENTOWN,PA18109	NONE		CHARITABLE	25,000
MINSI TRAILS BOY SCOUTS 991 POSTAL ROAD ALLENTOWN,PA18109	NONE		CHARITABLE	50,000
MUHLENBERG COLLEGE 2400 CHEW ST ALLENTOWN,PA18104	NONE		CHARITABLE	25,000
MUHLENBERG COLLEGE 2400 CHEW ST ALLENTOWN,PA18104	NONE		CHARITABLE	100,000
MUNICIPAL BAND OF ALLENTOWN 161 E BEIL AVE NAZARETH,PA18064	NONE		CHARITABLE	1,500
PENNSYLVANIA SHAKESPEARE FESTIVAL 2755 STATION AVENUE CENTER VALLEY,PA18034	NONE		CHARITABLE	1,000
PHOEBE MINISTRIES 1925 W TURNER ST ALLENTOWN,PA18104	NONE		CHARITABLE	20,000
PINEBROOK FAMILY ANSWERS 402 NORTH FULTON STREET ALLENTOWN,PA18102	NONE		CHARITABLE	10,000
PIONEER BAND OF ALLENTOWN PO BOX 1613 ALLENTOWN,PA18105	NONE		CHARITABLE	5,000
PIONEER BAND OF ALLENTOWN PO BOX 1613 ALLENTOWN,PA18105	NONE		CHARITABLE	1,000
PLANNED PARENTHOOD OF NORTHEAST PA 29 N 9TH STREET ALLENTOWN,PA18101	NONE		CHARITABLE	15,000
RIPPLE COMMUNITY INC 36 S 8TH STREET ALLENTOWN,PA18101	NONE		CHARITABLE	30,000
SALVATION ARMY 144 NORTH 8TH STREET ALLENTOWN,PA18101	NONE		CHARITABLE	5,000
ST LUKES - THE NEIGHBORHOOD CENTER 435 N 7TH STREET ALLENTOWN,PA18102	NONE		CHARITABLE	5,000
STATE THEATRE CENTER FOR THE ARTS 453 NORTHAMPTON STREET EASTON,PA18042	NONE		CHARITABLE	1,000
TREATMENT TRENDS 1130 WALNUT STREET ALLENTOWN,PA18102	NONE		CHARITABLE	4,000
VALLEY YOUTH HOUSE 827-829 LINDEN ST ALLENTOWN,PA18101	NONE		CHARITABLE	5,000
VIA LEHIGH VALLEY 336 W SPRUCE STREET BETHLEHEM,PA18108	NONE		CHARITABLE	2,000
VOLUNTEERS OF AMERICAN - ALLENTOWN CHILDRENS CENTER 730 W UNION ST ALLENTOWN,PA18101	NONE		CHARITABLE	10,000
WILLIAM ALLEN ENHANCEMENT PROJECT 31 S PENN ST ALLENTOWN,PA18102	NONE		CHARITABLE	5,000
WILLIAM ALLEN ENHANCEMENT PROJECT 31 S PENN ST ALLENTOWN,PA18102	NONE		CHARITABLE	5,000
ZION REFORMED UNITED CHURCH OF CHRIST 620 HAMILTON ST ALLENTOWN,PA18101	NONE		CHARITABLE	4,500
Total ................................. 3a				6,079,000

bApproved for future payment
ALLENTOWN SCHOOL DISTRICT FOUNDATION 31 S PENN ST ALLENTOWN,PA18105	NONE	CHARITABLE	20,000
COMMUNITY ACTION COMMITTEE OF LEHIGH VALLEY 1337 EAST FIFTH STREET BETHLEHEM,PA18105	NONE	CHARITABLE	60,000
FRIENDS OF ALLENTOWN PARKS 2700 PARKWAY BLVD ALLENTOWN,PA18104	NONE	CHARITABLE	5,000
CULTURAL COALITION OF ALLENTOWN 2400 CHEW ST ALLENTOWN,PA18104	NONE	CHARITABLE	20,000
Total ................................. 3b			105,000

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........			14	1,113
4 Dividends and interest from securities....			14	121,315
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....					2
8 Gain or (loss) from sales of assets other than inventory ............			14	930	1,086,195
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..		0		123,358	1,086,197

13Total. Add line 12, columns (b), (d), and (e)..................

1,209,555

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)
8	REALIZED GAINS FROM SALE OF INVESTMENTS, PROCEEDS USED TO PROVIDE
8	ADDITIONAL DISTRIBUTIONS TO CHARITABLE ENTITIES.

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Description	Revenue and Expenses per Books	Net Investment Income
MEMBERSHIPS FEES	765	765
INSURANCE	1,810	1,810
PAYROLL FEES	1,402	1,401
TELEPHONE	1,362	1,362
OFFICE SUPPLIES/MAINTENANCE	1,644	1,644

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
INVESTMENT MANAGER FEES	36,610	36,610	0	0
MARKETING & PUBLIC RELATIONS	10,070	10,070	0	0

Category	Amount	Net Investment Income
FOREIGN TAXES	26	26
PAYROLL TAXES	8,916	8,916
FEDERAL EXCISE TAX	6,246	6,246