Form990
Click to see attachment
Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter social security numbers on this form as it may be made public.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
A For the 2019 calendar year, or tax year beginning 07-01-2019 , and ending 06-30-2020
BCheck if applicable:
CName of organization
JOHNS HOPKINS UNIVERSITY
 
 
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
3910 KESWICK ROAD NO N4327B
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
BALTIMORE, MD21211
D Employer identification number

52-0595110
E Telephone number

G Gross receipts $ 12,547,796,000
F Name and address of principal officer:
RONALD J DANIELS
3910 KESWICK ROAD NO N4327B
BALTIMORE,MD21211
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.JHU.EDU
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet8238
K Form of organization:  
L Year of formation: 1867
M State of legal domicile: MD
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: TO EDUCATE STUDENTS, TO FOSTER INDEPENDENT & ORIGINAL RESEARCH, AND TO SHARE BENEFITS DISCOVERED.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 39
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 34
5 Total number of individuals employed in calendar year 2019 (Part V, line 2a) ...... 5 47,772
6 Total number of volunteers (estimate if necessary) ............. 6 9,000
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 23,639,000
b Net unrelated business taxable income from Form 990-T, line 39 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 3,487,406,000 2,460,226,000
9 Program service revenue (Part VIII, line 2g) ......... 4,528,385,000 4,771,257,000
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 344,957,000 236,190,000
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 116,569,000 38,218,000
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 8,477,317,000 7,505,891,000
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 814,745,000 905,318,000
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 3,670,822,000 3,884,402,000
16a Professional fundraising fees (Part IX, column (A), line 11e) ..... 1,082,000 1,133,000
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet111,581,000    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 1,775,816,000 1,752,966,000
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 6,262,465,000 6,543,819,000
19 Revenue less expenses. Subtract line 18 from line 12....... 2,214,852,000 962,072,000
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 12,762,886,000 14,563,899,000
21 Total liabilities (Part X, line 26)............. 3,663,256,000 4,557,331,000
22 Net assets or fund balances. Subtract line 21 from line 20..... 9,099,630,000 10,006,568,000
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
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Signature of officer Date
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Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2019)
Form 990 (2019)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: THE MISSION OF THE JOHNS HOPKINS UNIVERSITY IS TO EDUCATE ITS STUDENTS AND CULTIVATE THEIR CAPACITY FOR LIFE-LONG LEARNING, TO FOSTER INDEPENDENT AND ORIGINAL RESEARCH, AND TO BRING THE BENEFITS OF DISCOVERY TO THE WORLD.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 5,655,621,000 including grants of $ 905,318,000 ) (Revenue $ 4,655,493,000 )
INSTRUCTION, RESEARCH AND CLINICAL PRACTICE:EDUCATION AND RELATED SERVICES (E.G., ROOM AND BOARD) ARE PROVIDED TO OVER 27,000 STUDENTS INCLUDING APPROXIMATELY 15,000 FULL-TIME AND 12,000 PART-TIME STUDENTS. RESEARCH AND RELATED SERVICES (E.G., RESEARCH TRAINING) ARE PROVIDED THROUGH APPROXIMATELY 2,100 GOVERNMENT AND PRIVATE SPONSORS. THE UNIVERSITY REMAINS A LEADER AMONG THE NATION'S RESEARCH UNIVERSITIES. UNIVERSITY RESEARCH HIGHLIGHTS ARE AVAILABLE AT WWW.JHU.EDU. PROFESSIONAL MEDICAL SERVICES ARE PROVIDED BY MEMBERS OF THE UNIVERSITY'S FACULTY TO PATIENTS AT THE JOHNS HOPKINS HOSPITAL AND OTHER HOSPITALS AND OUTPATIENT CARE FACILITIES IN THE BALTIMORE AREA.
4b (Code:   ) (Expenses $ 139,519,000 including grants of $   ) (Revenue $   )
STUDENT SERVICES:INCLUDES ADMISSIONS AND REGISTAR OFFICES AND THOSE ACTIVITIES WHOSE PRIMARY PURPOSE IS TO CONTRIBUTE TO THE STUDENT'S EMOTIONAL AND PHYSICAL WELL-BEING AND TO HIS OR HER INTELLECTUAL, CULTURAL AND SOCIAL DEVELOPMENT OUTSIDE THE CONTEXT OF THE FORMAL INSTRUCTION PROGRAM. EXAMPLES INCLUDE: STUDENT SERVICES ADMINISTRATION, SOCIAL AND CULTURAL DEVELOPMENT, COUNSELING AND CAREER GUIDANCE, FINANCIAL AID ADMINISTRATION, STUDENT RECORDS AND STUDENT HEALTH SERVICES.
4c (Code:   ) (Expenses $ 104,127,000 including grants of $   ) (Revenue $ 92,211,000 )
AUXILIARY ENTERPRISES:INCLUDES SERVICES FURNISHED DIRECTLY OR INDIRECTLY TO STUDENTS, FACULTY AND STAFF AND CHARGES RELATED TO, BUT NOT NECESSARILY EQUAL TO THE COST OF SERVICES. TRADITIONALLY THESE SERVICES INCLUDE; FOOD SERVICES, STUDENT HOUSING AND BOOKSTORES. ALSO REFLECTED IN THIS CATEGORY ARE ACTIVITIES RELATED TO VENDING MACHINES, BUS SERVICE AND ATHLETIC CONCESSIONS. IN ADDITION, THE UNIVERSITY INCLUDES THE ACTIVITIES RELATED TO THE JOHNS HOPKINS UNIVERSITY PRESS FOR PUBLICATION AND DISTRIBUTION OF SCHOLARLY BOOKS, JOURNALS AND ON-LINE COLLECTIONS.
(Code:   ) (Expenses $ 51,247,000 including grants of $   ) (Revenue $   )
LIBRARIES
4d Other program services (Describe in Schedule O.)
(Expenses $ 51,247,000 including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet5,950,514,000
Form 990 (2019)
Form 990 (2019)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment.........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part IIIClick to see attachment..
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment.........................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment....
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D, Part IIIClick to see attachment..............
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part V......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D, Part VI. Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
Yes
 
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XIIClick to see attachment......................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I(see instructions) ....Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
21
Yes
 
Form 990 (2019)
Form 990 (2019)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I .... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................Click to see attachment
25b
 
No
26
Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part IIClick to see attachment...........
26
Yes
 
27
Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?
If "Yes," complete
Schedule L, Part IIIClick to see attachment.........................
27
Yes
 
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV......................Click to see attachment
28a
Yes
 
b
A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV.....Click to see attachment
28b
Yes
 
c
A 35% controlled entity of one or more individuals and/or organizations described in lines 28a or 28b? If "Yes," complete Schedule L, Part IV.....................
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .................Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable ..
1a
39,260
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
Form 990 (2019)
Form 990 (2019)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance (continued)
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
47,772
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletBG , IV , ET , GH , GV , HK , IN , ID , IT , KE , LI , MI , MZ , NP , NI , TZ , UG , UK , VM , CA , CI , ML , WZ , SL , ZA , CG , BC , CM , GY , IC , SW , PO , EZ , DA , PL , IS , GR , HU , BR , NO , LH
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
Yes
 
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
1
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the sponsoring organization make any taxable distributions under section 4966?........
9a
 
No
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see instructions and file Form 4720, Schedule N.
15
Yes
 
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.
16
 
No
Form 990 (2019)
Form 990 (2019)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
39
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
34
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
Yes
 
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
Yes
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the states with which a copy of this Form 990 is required to be filedMediumBullet
AK , MA , MD , MI , MN , NH , NY , OH , OR , PA , SC , WA , CO
18
Section 6104 requires an organization to make its Form 1023 (or 1024-A if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletSCOTT JONAS CONTROLLER3910 KESWICK ROAD SUITE N-5112   BALTIMORE,MD21211 (443) 997-8155
Form 990 (2019)
Form 990 (2019)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See instructions for the order in which to list the persons above.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) DANIELS RONALD J......................................................................
PRESIDENT, TRUSTEE
 50.00
.................
  		X   X       3,160,352 0 1,268,413
(2) ROTHMAN PAUL......................................................................
CEO & DEAN OF MEDICAL FACULTY
 50.00
.................
  		    X       2,003,227 0 563,319
(3) STARK WALTER J......................................................................
FORMER PROFESSOR
 0.00
.................
  		          X 2,425,673 0 0
(4) PERLIONI JASON......................................................................
VP-INVESTMENTS & CIO
 50.00
.................
  		    X       1,813,110 0 114,133
(5) SEMMEL RALPH......................................................................
DIRECTOR-APL
 50.00
.................
  		    X       1,252,178 0 574,222
(6) SCHROEDER FREDERIC......................................................................
VP-DEVELOPMENT & ALUMNI RELATIONS
 50.00
.................
  		    X       1,226,659 0 359,458
(7) BREM HENRY......................................................................
PROFESSOR (SEE SCHED. O)
 50.00
.................
  		        X   1,410,418 0 160,203
(8) ENNIS DANIEL G......................................................................
SR. VP-FINANCE & ADMINISTRATION
 50.00
.................
  		    X       1,015,794 0 522,149
(9) SPONSELLER PAUL......................................................................
PROFESSOR (SEE SCHED. O)
 50.00
.................
  		        X   1,448,410 0 73,475
(10) FERRARI BERNARD......................................................................
DEAN, CAREY BUSINESS SCHOOL
 50.00
.................
  		        X   1,467,871 0 56,891
(11) ANDERSON MARK......................................................................
PROFESSOR (SEE SCHED. O)
 50.00
.................
  		        X   1,302,219 0 104,822
(12) BYDON ALI......................................................................
PROFESSOR (SEE SCHED. O)
 50.00
.................
  		        X   1,305,732 0 62,291
(13) KUMAR SUNIL......................................................................
SR.VP-ACADEMIC AFFAIRS & PROVOST
 50.00
.................
  		    X       882,117 0 267,874
(14) REEL STEPHANIE......................................................................
VICE PROVOST FOR INFO. TECHNOLOGY
 50.00
.................
  		      X     1,038,210 0 100,119
(15) ATES KATHERINE......................................................................
VP & CHIEF OF STAFF
 50.00
.................
  		    X       603,098 0 283,304
(16) PINEAU ARTHUR......................................................................
VP AND GENERAL COUNSEL
 50.00
.................
  		    X       696,977 0 160,321
(17) MARSH MAUREEN......................................................................
SECRETARY OF THE BOARD OF TRUSTEES
 50.00
.................
  		    X       464,684 0 112,198
Form 990 (2019)
Form 990 (2019)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) MCLEAN ROBERT........................................................................
VP FOR FACILITIES & REAL ESTATE
 50.00
.......................   		    X       505,133 0 59,819
(19) CONWAY HEIDI........................................................................
VP-HUMAN RESOURCES
 50.00
.......................   		    X       452,209 0 75,284
(20) GRADY HELENE........................................................................
VP - PLANNING & BUDGET
 50.00
.......................   		    X       365,981 0 110,250
(21) RIDGE SUSAN........................................................................
VP-COMMUNICATIONS
 50.00
.......................   		    X       397,972 0 39,625
(22) LIEBERMAN ROBERT........................................................................
FORMER SR.VP-ACADEMIC AFFAIRS & PROV.
 50.00
.......................   		          X 366,509 0 58,671
(23) LEWIS THOMAS........................................................................
VP-GOVERNMENT & COMMUNITY AFFAIRS
 50.00
.......................   		    X       338,883 0 47,777
(24) SCHLEGEL JANE........................................................................
VP AND CHIEF ADMINISTRATION OFFICER
 50.00
.......................   		    X       373,556 0 53,073
(25) BJORKLUND CYBELE........................................................................
VP-FEDERAL STRATEGY
 50.00
.......................   		    X       306,098 0 39,922
(26) HYATT MELISSA........................................................................
FORMER VP FOR SECURITY
 0.00
.......................   		          X 176,508 0 18,955
(27) WILSON ALICIA........................................................................
VP-ECONOMIC DEVELOPMENT
 50.00
.......................   		    X       148,216 0 21,359
(28) GREEN ANDREW........................................................................
VP-COMMUNICATIONS
 50.00
.......................   		    X       85,684 0 10,445
(29) SPECTOR PHILLIP........................................................................
FORMER VP-STRATEGIC INITIATIVES
 25.00
.......................   		          X 117,405 0 0
(30) ROUGHEAD GARY........................................................................
TRUSTEE
 3.00
.......................   		X           26,000 0 0
(31) FORSTER LOUIS........................................................................
CHAIR, TRUSTEE
 3.00
.......................   		X   X       0 0 0
(32) ANDERSON A ANTHONY........................................................................
VICE CHAIR, TRUSTEE
 3.00
.......................   		X   X       0 0 0
(33) O' HAGAN SARAH........................................................................
VICE CHAIR, TRUSTEE
 3.00
.......................   		X   X       0 0 0
(34) CONWAY WILLIAM........................................................................
VICE CHAIR, TRUSTEE
 3.00
.......................   		X   X       0 0 0
(35) AGARWAL ASHOK........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(36) ANDERSON JAMES........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(37) ARONSON JEFFREY........................................................................
TRUSTEE, FORMER CHAIR
 3.00
.......................   		X           0 0 0
(38) BARBER JEFFREY........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(39) CHEN CHAOMEI........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(40) CHENAULT-FATTAH RENEE........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(41) CLARVIT CHARLES........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(42) COLES N ANTHONY........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(43) CORDISH BLAKE........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(44) DAIMLER SUSAN........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(45) DRACOPOULOS ANDREAS........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(46) FAXON ROGER........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(47) FLAHERTY PAMELA........................................................................
TRUSTEE, FORMER CHAIR
 3.00
.......................   		X           0 0 0
(48) HANDLEY ALLYSON........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(49) HANEX TAYLOR........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(50) HANKIN MICHAEL........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(51) HOMCY CHARLES........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(52) JALLAL BAHIJA........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(53) KUMIN SOLOMON........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(54) LEDER ETHAN........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(55) MARGOLIES ROSS........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(56) MILLER WILLIAM........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(57) MOORE STEPHEN........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(58) MURREN HEATHER........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(59) NOLAN DAVID........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(60) OFFIT MORRIS........................................................................
TRUSTEE, FORMER CHAIR
 3.00
.......................   		X           0 0 0
(61) PEETZ KAREN........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(62) PENN ANIKA........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(63) SCHARF CHARLES........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(64) SCHEELER CHARLES........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(65) SHATTUCK III MAYO........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(66) SCHECHTEL ANDREW........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(67) STROMBERG WILLIAM........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 27,176,883 0 5,318,372
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet10,140
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
BROADWAY SERVICES INC

3709 E MONUMENT ST
BALTIMORE,MD21205 		SECURITY, PARKING, SHUTTLE, FACILITY MAN 22,945,939
WHITING TURNER CONTRACTING COMPANY

300 EAST JOPPA RD
BALTIMORE,MD21286 		CONSTRUCTION SERVICES 22,184,125
BON APPETIT MANAGEMENT COMPANY

100 HAMILTON AVE SUITE 400
PALO ALTO,CA94301 		FOOD SERVICE 19,097,658
WILEY EDUCATION LLC

1415 W 22ND STREET 400
OAKBROOK,IL60523 		ONLINE EDUCATION SERVICES 17,127,475
GILBANE BUILDING COMPANY

7 JACKSON WALKWAY
PROVIDENCE,RI02903 		CONSTRUCTION SERVICES 16,093,566
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet700
Form 990 (2019)
Form 990 (2019)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues..1b  
c Fundraising events..1c 359,000
d Related organizations1d 269,000
e Government grants (contributions)1e 1,013,390,000
f All other contributions, gifts, grants, and similar amounts not included above1f 1,446,208,000
g Noncash contributions included in lines 1a - 1f:$ 1g 364,213,000
h Total. Add lines 1a-1f.......MediumBullet 2,460,226,000
Program Service RevenueAmt Business Code
2a CONTRACT REVENUE 541700 2,098,343,000 2,098,343,000    
b TUITION AND FEES 611310 1,120,451,000 1,120,451,000    
c CLINICAL SERVICES 541900 705,107,000 705,107,000    
d REIMB. FROM AFFILIATES 541900 665,256,000 665,256,000    
e SALES - AUXILIARY ENTP 721310 92,259,000 92,211,000 48,000  
f All other program service revenue. 89,841,000 66,336,000 23,505,000  
g Total. Add lines 2a–2f .....MediumBullet 4,771,257,000
OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 79,092,000     79,092,000
4 Income from investment of tax-exempt bond proceedsMediumBullet        
5 Royalties...........MediumBullet 34,427,000     34,427,000
(ii) Personal (i) Real
6a Gross rents 86,000 3,716,000 6a
b Less: rental expenses 0 0 6b
c Rental income or (loss) 86,000 3,716,000 6c
d Net rental income or (loss).......MediumBullet 3,802,000   86,000 3,716,000
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory   5,198,946,000 7a
b Less: cost or other basis and sales expenses 1,607,000 5,040,241,000 7b
c Gain or (loss) -1,607,000 158,705,000 7c
d Net gain or (loss).........MediumBullet 157,098,000     157,098,000
8a Gross income from fundraising events (not including $ 359,000of contributions reported on line 1c). See Part IV, line 18 ....
8a 46,000
b Less: direct expenses ... 8b 57,000
c Net income or (loss) from fundraising events..MediumBullet -11,000   -11,000
9a Gross income from gaming activities.
See Part IV, line 19 ...
9a  
b Less: direct expenses ... 9b  
c Net income or (loss) from gaming activities..MediumBullet        
10a Gross sales of inventory, less
returns and allowances ..
10a  
b Less: cost of goods sold .. 10b  
c Net income or (loss) from sales of inventory..MediumBullet        
Business Code Miscellaneous Revenue
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet  
12 Total revenue. See instructions.....MediumBullet 7,505,891,000 4,747,704,000 23,639,000 274,322,000
Form 990 (2019)
Form 990 (2019)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising
expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 .... 351,190,000 351,190,000
2 Grants and other assistance to domestic individuals. See Part IV, line 22 ........... 464,562,000 464,562,000
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. ............. 89,566,000 89,566,000
4 Benefits paid to or for members .......    
5 Compensation of current officers, directors, trustees, and key employees ........... 21,060,000 1,908,000 17,727,000 1,425,000
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ......... 2,118,000 1,912,000 206,000  
7 Other salaries and wages........ 2,953,676,000 2,738,903,000 171,420,000 43,353,000
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 263,453,000 250,413,000 10,677,000 2,363,000
9 Other employee benefits ....... 519,129,000 451,961,000 57,277,000 9,891,000
10 Payroll taxes ........... 124,966,000 115,476,000 7,748,000 1,742,000
11 Fees for services (non-employees):        
a Management ...... 30,995,000 23,563,000 6,885,000 547,000
b Legal ......... 5,990,000 2,756,000 3,220,000 14,000
c Accounting ........... 2,927,000   2,927,000  
d Lobbying ........... 586,000   586,000  
e Professional fundraising services. See Part IV, line 17 1,133,000 1,133,000
f Investment management fees ...... 17,195,000   17,195,000  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 485,661,000 395,031,000 90,630,000  
12 Advertising and promotion .... 29,580,000 26,888,000 2,550,000 142,000
13 Office expenses ....... 151,225,000 126,575,000 19,170,000 5,480,000
14 Information technology ...... 57,052,000 44,852,000 6,179,000 6,021,000
15 Royalties .. 23,141,000 9,821,000 13,175,000 145,000
16 Occupancy ........... 128,856,000 110,726,000 12,660,000 5,470,000
17 Travel ............ 76,428,000 71,858,000 2,782,000 1,788,000
18 Payments of travel or entertainment expenses for any federal, state, or local public officials .        
19 Conferences, conventions, and meetings .... 14,258,000 13,479,000 640,000 139,000
20 Interest ........... 44,789,000 39,408,000 3,505,000 1,876,000
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization .. 218,274,000 185,288,000 26,519,000 6,467,000
23 Insurance ... 133,230,000 113,597,000 7,716,000 11,917,000
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a RESEARCH/LAB EXPENSES 167,378,000 155,380,000 330,000 11,668,000
b OTHER MISCELLANEOUS EXP 155,611,000 155,611,000    
c STREETSCAPE PROJECTS 8,824,000 8,824,000    
d BOND REFINANCING LOSS 966,000 966,000    
e All other expenses        
25 Total functional expenses. Add lines 1 through 24e 6,543,819,000 5,950,514,000 481,724,000 111,581,000
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2019)
Form 990 (2019)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 29,279,000 1 28,588,000
2 Savings and temporary cash investments ......... 281,922,000 2 470,659,000
3 Pledges and grants receivable, net ...... 326,974,000 3 223,449,000
4 Accounts receivable, net ............. 717,620,000 4 690,695,000
5 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
750,000 5 625,000
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
  6  
7 Notes and loans receivable, net ...........   7  
8 Inventories for sale or use ............ 2,519,000 8 3,127,000
9 Prepaid expenses and deferred charges ...... 68,232,000 9 72,461,000
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 6,020,302,000
b Less: accumulated depreciation 10b 3,400,610,000 2,188,765,000 10c 2,619,692,000
11 Investments—publicly traded securities . 3,535,847,000 11 4,219,448,000
12 Investments—other securities. See Part IV, line 11 ..... 5,096,076,000 12 5,478,229,000
13 Investments—program-related. See Part IV, line 11 .. 27,021,000 13 23,191,000
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 487,881,000 15 733,735,000
16 Total assets. Add lines 1 through 15 (must equal line 33)... 12,762,886,000 16 14,563,899,000
Liabilities 17 Accounts payable and accrued expenses ..... 658,936,000 17 668,562,000
18 Grants payable ... 8,400,000 18 11,278,000
19 Deferred revenue ......... 534,628,000 19 513,777,000
20 Tax-exempt bond liabilities ......... 405,190,000 20 224,378,000
21 Escrow or custodial account liability. Complete Part IV of Schedule D 623,028,000 21 614,149,000
22 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
  22  
23 Secured mortgages and notes payable to unrelated third parties .. 71,009,000 23 58,912,000
24 Unsecured notes and loans payable to unrelated third parties .. 777,954,000 24 1,460,232,000
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 584,111,000 25 1,006,043,000
26 Total liabilities. Add lines 17 through 25.. 3,663,256,000 26 4,557,331,000
Net Assets or Fund Balance Organizations that follow FASB ASC 958, check here MediumBullet and complete lines 27, 28, 32, and 33.
27 Net assets without donor restrictions .......... 2,980,246,000 27 2,939,664,000
28 Net assets with donor restrictions ........... 6,119,384,000 28 7,066,904,000
Organizations that do not follow FASB ASC 958, check here MediumBullet and complete lines 29 through 33.
29 Capital stock or trust principal, or current funds .....   29  
30 Paid-in or capital surplus, or land, building or equipment fund ...   30  
31 Retained earnings, endowment, accumulated income, or other funds   31  
32 Total net assets or fund balances ........... 9,099,630,000 32 10,006,568,000
33 Total liabilities and net assets/fund balances ........ 12,762,886,000 33 14,563,899,000
Form 990 (2019)
Form 990 (2019)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
7,505,891,000
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
6,543,819,000
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
962,072,000
4
Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..
4
9,099,630,000
5
Net unrealized gains (losses) on investments ...............
5
77,826,000
6
Donated services and use of facilities .................
6
4,052,000
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-137,012,000
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))
10
10,006,568,000
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2019)
Form 990 (2019)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1
2
3
4
5
6
7
8
9
10
11
12
a
b
c
d
e
f
Enter the number of supported organizations ...............................  
g
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 10 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total
 
   
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2015 (b) 2016 (c) 2017 (d) 2018 (e) 2019 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") .. 1,914,949,000 2,192,834,000 2,157,387,000 3,487,406,000 2,460,226,000 12,212,802,000
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3 1,914,949,000 2,192,834,000 2,157,387,000 3,487,406,000 2,460,226,000 12,212,802,000
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 1,520,192,520
6 Public support. Subtract line 5 from line 4. 10,692,609,480
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2015 (b) 2016 (c) 2017 (d) 2018 (e) 2019 (f) Total
7 Amounts from line 4.. 1,914,949,000 2,192,834,000 2,157,387,000 3,487,406,000 2,460,226,000 12,212,802,000
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 134,312,000 108,891,000 117,993,000 202,314,000 117,235,000 680,745,000
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..            
11 Total support. Add lines 7 through 10 12,893,547,000
12
12
21,264,655,000
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
82.930 %
15
15
82.470 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2015 (b) 2016 (c) 2017 (d) 2018 (e) 2019 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose            
3 Gross receipts from activities that are not an unrelated trade or business under section 513 .....            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge            
6 Total. Add lines 1 through 5            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2015 (b) 2016 (c) 2017 (d) 2018 (e) 2019 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 12 of Part I. If you checked 12a of Part I, complete Sections A and B. If you checked 12b of Part I, complete Sections A and C. If you checked 12c of Part I, complete Sections A, D, and E. If you checked 12d of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer (b) and (c) below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked 12a or 12b in Part I, answer (b) and (c) below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer (b) and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described in (a) above?
11b
 
 
c
A 35% controlled entity of a person described in (a) or (b) above? If “Yes” to a, b, or c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in (2), did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer (a) and (b) below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described in (a) constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer (a) and (b) below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    
Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by .035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    
Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity		  
3 Administrative expenses paid to accomplish exempt purposes of supported organizations  
4 Amounts paid to acquire exempt-use assets  
5 Qualified set-aside amounts (prior IRS approval required)  
6 Other distributions (describe in Part VI). See instructions  
7Total annual distributions. Add lines 1 through 6.  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions		  
9 Distributable amount for 2019 from Section C, line 6  
10 Line 8 amount divided by Line 9 amount  
Section E - Distribution Allocations (see instructions) (i)
Excess Distributions 		(ii)
Underdistributions
Pre-2019 		(iii)
Distributable
Amount for 2019
1 Distributable amount for 2019 from Section C, line 6  
2 Underdistributions, if any, for years prior to 2019 (reasonable cause required-- explain in Part VI).
See instructions.		  
3 Excess distributions carryover, if any, to 2019:
a From 2014.......  
b From 2015.......  
c From 2016.......  
d From 2017.......  
e From 2018.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2019 distributable amount  
i Carryover from 2014 not applied (see
instructions) 		 
j Remainder. Subtract lines 3g, 3h, and 3i from 3f.  
4Distributions for 2019 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2019 distributable amount  
c Remainder. Subtract lines 4a and 4b from 4.  
5 Remaining underdistributions for years prior to
2019, if any. Subtract lines 3g and 4a from line 2.
If the amount is greater than zero, explain in Part VI.
See instructions.		  
6 Remaining underdistributions for 2019. Subtract
lines 3h and 4b from line 1. If the amount is greater
than zero, explain in Part VI. See instructions.		  
7 Excess distributions carryover to 2020. Add lines
3j and 4c.		  
8 Breakdown of line 7:
a Excess from 2015.....  
b Excess from 2016.....  
c Excess from 2017.....  
d Excess from 2018.....  
e Excess from 2019.....  
Schedule A (Form 990 or 990-EZ) (2019)

Schedule A (Form 990 or 990-EZ) 2019
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A (Form 990 or 990-EZ) 2019


Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2019
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2019)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019) Page 2
Name of organization
JOHNS HOPKINS UNIVERSITY
  		Employer identification number
52-0595110
Part I
Contributors
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
 
 
 
 
  ,    

$ RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
Page 3
Name of organization
JOHNS HOPKINS UNIVERSITY
  		Employer identification number

52-0595110
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
Page 4
Name of organization
JOHNS HOPKINS UNIVERSITY
  		Employer identification number

52-0595110
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

2
Political campaign activity expenditures (see instructions) ....................................................................SchCMd Bullet
$  
3
Volunteer hours for political campaign activities (see instructions) ..................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2019

Schedule C (Form 990 or 990-EZ) 2019
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ........................    
c Total lobbying expenditures (add lines 1a and 1b) ............................................................    
d Other exempt purpose expenditures ...............................................................................    
e Total exempt purpose expenditures (add lines 1c and 1d) ..................................................    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .................................................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ...................................................................................................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) Total
2a Lobbying nontaxable amount          
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		 
c Total lobbying expenditures          
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))		  
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2019


Schedule C (Form 990 or 990-EZ) 2019
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes|No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
Yes
 
c
Media advertisements? ...................................................................................................
 
No
 
d
Mailings to members, legislators, or the public? .............................................................................
 
No
 
e
Publications, or published or broadcast statements? ...........................................................
 
No
 
f
Grants to other organizations for lobbying purposes? ..........................................................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
Yes
 
1,674,777
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
 
No
 
i
Other activities? ...................................................................................................................
 
No
 
j
Total. Add lines 1c through 1i ....................................................................................................
1,674,777
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
PART II-B, LINE 1: THE JOHNS HOPKINS OFFICES OF FEDERAL STRATEGY AND GOVERNMENT AND COMMUNITY AFFAIRS SERVE AS A RESOURCE FOR POLICY MAKERS AND OTHER JOHNS HOPKINS OFFICIALS TO ADVANCE THE CONGRESSIONAL, STATE, AND LOCAL LEGISLATIVE AND REGULATORY INTERESTS OF JOHNS HOPKINS UNIVERSITY (JHU). IN FISCAL YEAR 2020, MEMBERS OF THE FEDERAL STRATEGY OFFICE LOBBIED FEDERAL GOVERNMENT OFFICIALS ON MULTIPLE ISSUES INCLUDING: BUDGETS AND APPROPRIATIONS; EDUCATION INCLUDING HIGHER EDUCATION, K-12 AND EARLY CHILDHOOD; HEALTH CARE INCLUDING MEDICARE/MEDICAID AND PHARMACEUTICAL POLICY; PUBLIC HEALTH AND THE COVID-19 PANDEMIC, SCIENCE AND TECHNOLOGY; SECURITY, TAXATION, LABOR, WORKPLACE, ANTITRUST, RETIREMENT, IMMIGRATION AND THE ENVIRONMENT. IN ADDITION TO THE ISSUES LISTED ABOVE, GOVERNMENT AND COMMUNITY AFFAIRS LOBBIED STATE AND LOCAL GOVERNMENT OFFICIALS ON MATTERS RELATED TO ECONOMIC AND COMMUNITY DEVELOPMENT, TECH TRANSFER, FISCAL MATTERS, LAND USE, ZONING AND PLANNING ISSUES, TRANSPORTATION, PEDESTRIAN SAFETY, PUBLIC SAFETY, CAMPUS POLICIES, STUDENT LIFE, PUBLIC POLICY ON HEALTH MATTERS, AND YOUTH AND RECREATION PROGRAMS. THE JOHNS HOPKINS OFFICE OF FEDERAL STRATEGY AND GOVERNMENT AND COMMUNITY AFFAIRS SERVE THE JOHNS HOPKINS UNIVERSITY (JHU) AND ALL ENTITIES WITHIN THE JOHNS HOPKINS HEALTH SYSTEM (JHHS). AS A UNIVERSITY DEPARTMENT, THE COSTS INCURRED BY THE FEDERAL STRATEGY AND GOVERNMENT AND COMMUNITY AFFAIRS OFFICES ARE PAID AND REPORTED IN FULL BY THE UNIVERSITY. THE HEALTH SYSTEM PROVIDES SUPPORT FOR A PORTION OF THESE COSTS BUT JHU REPORTS LOBBYING EXPENSES GROSS OF ANY REIMBURSEMENT IT RECEIVES FROM JHHS. IN ADDITION, DURING THE TAX YEAR EXPENSES WERE PAID TO AN OUTSIDE LOBBYING FIRM FOR THE PRIMARY PURPOSE OF ASSISTING JOHNS HOPKINS APPLIED PHYSICS LABORATORY (APL) WITH EXECUTING LEGISLATIVE STRATEGIES TO FURTHER STRENGTHEN JHU/APL'S ROLE IN NASA MISSIONS, PROJECTS AND PROGRAMS. IN THIS CAPACITY, THE OUTSIDE FIRM OCCASIONALLY INTERACTS WITH MEMBERS OF CONGRESS AND CONGRESSIONAL STAFFS ON JHU/APL'S BEHALF. ALTHOUGH THE FIRM IS AVAILABLE TO ASSIST WITH LEGISLATIVE AND/OR REGULATORY MATTERS IMPACTING JHU/APL'S ROLE IN OTHER SPONSORS' WORK, JHU/APL FOCUSED THE FIRM'S EFFORTS EXCLUSIVELY IN THE DOMAIN OF SPACE EXPLORATION DURING FISCAL YEAR 2020. THE FOCUS HAS BEEN PRIMARILY ON THE APPROPRIATIONS AND ARMED SERVICES COMMITTEES WITHIN THE U.S. CONGRESS.
Schedule C (Form 990 or 990EZ) 2019


Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ......... 2  
2 Aggregate value of contributions to (during year) 0  
3 Aggregate value of grants from (during year) 185,000  
4 Aggregate value at end of year ........ 191,794  
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2019

Schedule D (Form 990) 2019
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back
1a Beginning of year balance .... 6,275,939,000 4,190,520,000 3,744,751,000 3,306,987,000 3,326,932,000
b Contributions ... 574,033,000 2,095,842,000 298,290,000 230,445,000 155,525,000
c Net investment earnings, gains, and losses 224,432,000 186,347,000 330,965,000 405,542,000 -17,203,000
d Grants or scholarships ... 109,958,000 30,735,000 29,754,000 27,683,000 25,984,000
e Other expenditures for facilities
and programs ... 		153,910,000 128,533,000 118,923,000 137,656,000 101,698,000
f Administrative expenses .... 60,444,000 37,502,000 34,809,000 32,884,000 30,585,000
g End of year balance ...... 6,750,092,000 6,275,939,000 4,190,520,000 3,744,751,000 3,306,987,000
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet14.400 %
b
Permanent endowment SchDMd Bullet74.000 %
c
Term endowment SchDMd Bullet11.600 %
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) Unrelated organizations .................
3a(i)
Yes
 
(ii) Related organizations .................
3a(ii)
 
No
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment) 		(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .....   116,863,000 116,863,000
b Buildings ....   3,528,081,000 2,105,334,000 1,422,747,000
c Leasehold improvements   118,783,000 84,380,000 34,403,000
d Equipment ....   1,201,708,000 975,585,000 226,123,000
e Other .....   1,054,867,000 235,311,000 819,556,000
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 2,619,692,000
Schedule D (Form 990) 2019

Schedule D (Form 990) 2019
Page 3
Part VII
Investments—Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives.........    
(2) Closely-held equity interests........    
(3) Other
(A) CASH AND EQUIVALENTS		 142,438,000 F

(B) PRIVATE EQUITY AND VENTURE CAPITAL		 1,411,264,000 F

(C) REAL PROPERTY ASSETS		 973,877,000 F

(D) ABSOLUTE RETURN FUNDS		 2,710,777,000 F

(E) INVESTMENTS IN AFFILIATES		 239,873,000 F
(F)
(G)
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 5,478,229,000
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1)INVESTMENTS IN AND LOANS TO AFFILIATES 83,508,000
(2)MCIC MALPRACTICE INSURANCE RECOVERIES RECEIVABLE 88,310,000
(3)MCIC INVESTMENT 61,462,000
(4)INTERESTS IN TRUSTS AND ENDOWMENTS HELD BY OTHERS 116,032,000
(5)DEFERRED COMPENSATION 139,091,000
(6)DONATED PROPERTY 1,315,000
(7)DEPOSIT ON REAL ESTATE 12,500,000
(8)OPERATING RIGHT OF USE ASSETS 226,328,000
(9)OTHER ASSETS 5,189,000
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet 733,735,000
Part X
Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes  
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 1,006,043,000
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2019

Schedule D (Form 990) 2019
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 7,432,662,000
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a 77,826,000
b Donated services and use of facilities ......... 2b 4,052,000
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d 279,179,000
e Add lines 2a through 2d ..................... 2e 361,057,000
3 Subtract line 2e from line 1.................. 3 7,071,605,000
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 17,195,000
b Other (Describe in Part XIII.) ........... 4b 417,091,000
c Add lines 4a and 4b.................... 4c 434,286,000
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 7,505,891,000
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 6,395,919,000
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a  
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d 296,176,000
e Add lines 2a through 2d.................... 2e 296,176,000
3 Subtract line 2e from line 1................... 3 6,099,743,000
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 17,195,000
b Other (Describe in Part XIII.) ............ 4b 426,881,000
c Add lines 4a and 4b..................... 4c 444,076,000
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 6,543,819,000
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
PART III, LINE 1A: CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES AND SIMILAR ASSETS HELD AS PART OF COLLECTIONS ARE NOT RECOGNIZED OR CAPITALIZED.
PART III, LINE 4: THE SHERIDAN LIBRARIES' SPECIAL COLLECTIONS INCLUDE 400,000 RARE BOOKS AND PAMPHLETS AND MORE THAN 10,000 LINEAR FEET OF ARCHIVAL AND MANUSCRIPT MATERIAL. THE COLLECTION IS PARTICULARLY STRONG IN EARLY MAPS AND ATLASES; INCUNABLES (BOOKS FROM THE FIRST 50 YEARS OF PRINTING); TRAVEL LITERATURE; ARCHITECTURAL HISTORY; EARLY MODERN WORKS FOCUSING ON NATURAL HISTORY AND WUNDERKAMMERN (CABINETS OF CURIOSITY); THE COUNTER REFORMATION; ARTISTS' BOOKS; NINETEENTH CENTURY BALTIMORE IMPRINTS; H. L. MENCKEN; EZRA POUND; GERTRUDE STEIN; CLASSICS IN ECONOMIC HISTORY; 19TH AND 20TH CENTURY AVANT GARD AND PROTEST MOVEMENTS; FAKES AND FORGERIES; AND THE HISTORY OF SCIENCE AND TECHNOLOGY. THE ARTHUR FRIEDHEIM LIBRARY AT THE PEABODY INSTITUTE CONTAINS RARE BOOKS, SCORES, AND MANUSCRIPTS FROM AS EARLY AS THE 17TH CENTURY. HIGHLIGHTS INCLUDE BEETHOVEN'S MANUSCRIPT FOR "DA IST DAS WERK" (WOO 197), MUSIC AND CORRESPONDENCE WITH DIRECT LINKS TO BALTIMORE, AND LETTERS PENNED BY MENDELSSOHN, LISZT, LANDOWSKA, BLOCH, GRIEG, DICKENS, AND EMERSON. THE ARCHIVES OF THE LIBRARY HOLDS THE HISTORICAL RECORDS OF THE INSTITUTE DATING TO ITS FOUNDING IN 1857 AS WELL AS MORE THAN 200 SPECIAL COLLECTIONS RELATED TO MUSIC AND BALTIMORE HISTORY, INCLUDING RARE MATERIALS ON ROSA PONSELLE, ENRICO CARUSO, PHYLLIS BRYN-JULSON, LEON FLEISHER, CHARLIE BYRD, AND JOHN PENDLETON KENNEDY. THE PEABODY ARCHIVES, THE WILLIAM F. LUCAS & FAMILY PAPERS, THE PHYLLIS BRYN-JULSON COLLECTION, THE ANDREW S. POPE COLLECTION AND THE CHARLIE BYRD COLLECTION ARE ALL HOUSED AT THE PEABODY INSTITUTE OF THE JOHNS HOPKINS UNIVERSITY. THE UNIVERSITY'S EVERGREEN MUSEUM AND LIBRARY HAS FIVE LIBRARY SPACES THAT, TOGETHER, FORM THE JOHN WORK GARRETT LIBRARY OF THE UNIVERSITY'S SHERIDAN LIBRARIES AND CONTAINS COLLECTIONS OF RARE BOOKS, LITERARY WORKS, EARLY MANUSCRIPTS, PAINTINGS, DRAWINGS, ARTIFACTS AND ONE OF THE LARGEST PRIVATE COLLECTIONS OF INCUNABULA IN THE UNITED STATES (BOOKS PRINTED PRIOR TO 1501). THE APPROXIMATELY THIRTY PERIOD ROOMS CONTAIN FINE AND DECORATIVE ARTS REPRESENTING CIVIL WAR-ERA ROCOCO AND RENAISSANCE REVIVALS THROUGH TO THE 20TH CENTURY'S COLONIAL, ARTS & CRAFTS, AND EUROPEAN-BORN MODERNIST MOVEMENTS; THE ONLY EXTANT PRIVATE THEATRE IN BALTIMORE AND TWO ADDITIONAL INTERIORS DESIGNED BY BALLET RUSSES' TASTEMAKER AND CELEBRATED MODERNIST ARTIST L ON BAKST (1866-1924). THE UNIVERSITY'S HOMEWOOD MUSEUM, THE ONE-TIME COUNTRY HOME OF CHARLES CARROLL OF HOMEWOOD (1775-1825) AND HIS WIFE HARRIET CHEW CARROLL (1775-1861) HOUSES A DISTINGUISHED PERMANENT COLLECTION OF 19TH CENTURY FURNISHINGS AND DECORATIVE ARTS. THE MAJORITY OF THE COLLECTION IS AMERICAN, WITH A STRONG CONCENTRATION IN HIGH-QUALITY BALTIMORE FURNITURE OF THE PERIOD. ENGLISH CERAMICS, SILVER, AND FURNITURE, AS WELL AS ITEMS OF CHINESE AND FRENCH MANUFACTURE, ARE REFLECTIVE OF THE IMPORTS AVAILABLE IN EARLY-19TH CENTURY BALTIMORE. THE UNIVERSITY MAINTAINS OTHER SPECIALIZED COLLECTIONS IN MEDICINE, INTERNATIONAL AFFAIRS, MUSIC, AND EARTH AND SPACE SCIENCE THAT ARE LOCATED ACROSS ITS CAMPUSES. THE COLLECTIONS THAT HAVE BEEN DESCRIBED PROVIDE CULTURAL VALUE AND INVALUABLE RESOURCES TO BE USED FOR EDUCATION, RESEARCH, AND TEACHING WITHIN THE JOHNS HOPKINS UNIVERSITY COMMUNITY AS WELL AS ITS SURROUNDING ENVIRONMENT.
PART IV, LINE 2B: THE UNIVERSITY HAS ENTERED INTO SEPARATE AGREEMENTS WITH THE JOHNS HOPKINS HOSPITAL ENDOWMENT FUND, INC. (JHHEFI),THE EVERGREEN HOUSE FOUNDATION (EHF) AND THE ROBERT GARRETT FUND FOR SURGICAL TREATMENT OF CHILDREN (GARRETT) WHEREBY THOSE ENTITIES TRANSFERRED FUNDS TO THE UNIVERSITY TO INVEST IN THE UNIVERSITY'S ENDOWMENT INVESTMENT POOL (EIP); THE UNIVERSITY MANAGES THESE ASSETS ON THEIR BEHALF. THE FUNDS ARE INVESTED WITH OTHER UNIVERSITY ASSETS IN THE UNVERSITY'S NAME AND TITLE, AND IN ACCORDANCE WITH THE UNIVERSITY'S EIP INVESTMENT POLICIES AND OBJECTIVES. JHHEFI, EHF, AND GARRETT RECEIVE PAYOUTS AND MAY REQUEST WITHDRAWALS AS SPECIFIED IN THE AGREEMENTS. THE ASSETS ARE INCLUDED IN INVESTMENTS ON THE BALANCE SHEET.
PART V, LINE 4: THE INTENDED USE OF THE UNIVERSITY'S ENDOWMENT FUNDS INCLUDE FACULTY SUPPORT, RESEARCH & INSTRUCTION, SCHOLARSHIP SUPPORT AND PROGRAM SUPPORT. THE UNIVERSITY HAS ADOPTED INVESTMENT POLICIES FOR ITS ENDOWMENT, INCLUDING BOARD-DESIGNATED FUNDS, THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING IN SUPPORT OF THE OPERATING BUDGET, WHILE SEEKING TO PRESERVE THE REAL VALUE OF THE ENDOWMENT ASSETS OVER TIME. THE UNIVERSITY RELIES ON A TOTAL RETURN STRATEGY UNDER WHICH INVESTMENT RETURNS ARE ACHIEVED THROUGH BOTH APPRECIATION (REALIZED AND UNREALIZED) AND YIELD (INTEREST AND DIVIDENDS).
PART X, LINE 2: THE UNIVERSITY ANNUALLY REVIEWS ITS TAX POSITIONS AND HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS.
PART XI, LINE 2D - OTHER ADJUSTMENTS: LOSSES ON DISPOSALS OF ASSETS 1,607,000. AFFILIATE ACTIVITY NOT INCLUDED IN FORM 990 275,416,000. JOINT VENTURE INCOME 2,156,000.
PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 417,091,000.
PART XII, LINE 2D - OTHER ADJUSTMENTS: LOSSES ON DISPOSALS OF ASSETS 1,607,000. AFFILIATE ACTIVITY NOT INCLUDED IN FORM 990 278,366,000. OTHER FIN-47 ASSET RETIREMENT OBLIGATIONS 432,000. OTHER NET PERIODIC BENEFIT COSTS 2,281,000. OTHER IMMATERIAL MISCELLANEOUS ADJUSTMENTS 521,000. PHARMACY REBATES 12,969,000.
PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 417,091,000. HENDERSON HOPKINS CHARLES VILLAGE STREETSCAPE 8,824,000. BOND REFINANCING LOSS 966,000.
SCHEDULE D, PART XI, LINE 1: RECONCILIATION OF TOTAL REVENUE PER AUDITED FINANCIAL STATEMENTS TOTAL OPERATING REVENUES $6,470,578,000 NON-OPERATING CONTRIBUTIONS 1,076,834,000 NON-OPERATING INVESTMENT RETURN (15,532,000) NET ASSETS RELEASED FROM RESTRICTION (99,218,000) -------------- TOTAL REVENUE [PART XI,LINE 1] $7,432,662,000
SCHEDULE D, PART XII, LINE 1: RECONCILIATION OF TOTAL EXPENSES PER AUDITED FINANCIAL STATEMENTS TOTAL OPERATING EXPENSES $6,395,919,000 -------------- TOTAL EXPENSES [PART XII, LINE 1] $6,395,919,000
Schedule D (Form 990) 2019


Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Schools

Right pointing arrow large image Complete if the organization answered "Yes" on Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image Go to www.irs.gov/Form990EZ for the latest information.
OMB No. 1545-0047 2019Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? . . . . . . . . . . . . . . . . . . .
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. . . . . . . . . . . . . . . . . . . . . . . . .
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? . . . . . . . . .
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . .
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? . . . . . . . . . . . .
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5a
 
No
b
Admissions policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5b
 
No
c
Employment of faculty or administrative staff? . . . . . . . . . . . . . . . . . . . . . . . . .
5c
 
No
d
Scholarships or other financial assistance? . . . . . . . . . . . . . . . . . . . . . . . . . .
5d
 
No
e
Educational policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5e
 
No
f
Use of facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5f
 
No
g
Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5g
 
No
h
Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? . . . . . . . . . .
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . . . . . . . .
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II. . . . . . . . .
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) (2019)
Schedule E (Form 990 or 990EZ) (2019)
Page 2
Part II
Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also provide
any other additional information. See instructions.
Return Reference Explanation
SCHEDULE E, PART I, LINE 3 THE UNIVERSITY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS NATIONWIDE AND WORLDWIDE AND MEETS THE CRITERIA OF SECTION 4.03 2(B) OF REVENUE PROCEDURE 75-50, AS MODIFIED BY REVENUE PROCEDURE 2019-22. THE UNIVERSITY FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY AND PUBLISHES ITS RACIALLY NONDISCRIMINATORY POLICY ON THE UNIVERSITY WEBSITE, IN EACH SCHOOL'S COURSE CATALOG AND IN UNIVERSITY BROCHURES.
SCHEDULE E, PART I, LINE 6 THE JOHNS HOPKINS UNIVERSITY RECEIVES NUMEROUS RESEARCH GRANTS AND CONTRACTS FROM VARIOUS GOVERNMENTAL AGENCIES AS WELL AS FUNDS FOR STUDENT AID.
Schedule E (Form 990 or 990-EZ) (2019)
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in the region (d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in the region		 (f) Total expenditures
for and investments
in the region
CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES & GRANTS INSTRUCTION & SPONSORED RESEARCH 82,445
CENTRAL AMERICA AND THE CARIBBEAN     BUSINESS TRAVEL N/A 160,869
CENTRAL AMERICA AND THE CARIBBEAN     INVESTMENTS N/A 1,749,738,021
EAST ASIA AND THE PACIFIC     STUDENT LOANS N/A 656,296
EAST ASIA AND THE PACIFIC 4 41 PROGRAM SERVICES & GRANTS INSTRUCTION & SPONSORED RESEARCH 8,968,530
EAST ASIA AND THE PACIFIC     PROGRAM SERVICES GENERAL SERVICES & ADMINISTRATION 1,555,926
EAST ASIA AND THE PACIFIC     PROGRAM SERVICES PLANT OPERATIONS & MAINTENANCE 932,915
EAST ASIA AND THE PACIFIC     BUSINESS TRAVEL N/A 2,144,419
EAST ASIA AND THE PACIFIC     INVESTMENTS N/A 27,802,064
EUROPE (INCLUDING ICELAND & GREENLAND)     STUDENT LOANS N/A 2,662,492
EUROPE (INCLUDING ICELAND & GREENLAND) 5 41 PROGRAM SERVICES & GRANTS INSTRUCTION & SPONSORED RESEARCH 32,420,753
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES GENERAL SERVICES & ADMINISTRATION 3,301,619
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES STUDENT SERVICES 966,608
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES LIBRARIES 472,963
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES PLANT OPERATIONS & MAINTENANCE 714,759
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES STUDENT AID 123,825
EUROPE (INCLUDING ICELAND & GREENLAND)     BUSINESS TRAVEL N/A 3,976,018
EUROPE (INCLUDING ICELAND & GREENLAND)     INVESTMENTS N/A 98,701,592
MIDDLE EAST AND NORTH AFRICA     PROGRAM SERVICES & GRANTS INSTRUCTION & SPONSORED RESEARCH 278,013
MIDDLE EAST AND NORTH AFRICA     BUSINESS TRAVEL N/A 345,046
NORTH AMERICA 1 0 PROGRAM SERVICES & GRANTS INSTRUCTION & SPONSORED RESEARCH 1,794,808
NORTH AMERICA     BUSINESS TRAVEL N/A 619,876
NORTH AMERICA     INVESTMENTS N/A 11,699,022
RUSSIA AND NEIGHBORING STATES     PROGRAM SERVICES & GRANTS INSTRUCTION & SPONSORED RESEARCH 261,493
RUSSIA AND NEIGHBORING STATES     BUSINESS TRAVEL N/A 135,012
SOUTH AMERICA 4 8 PROGRAM SERVICES & GRANTS INSTRUCTION & SPONSORED RESEARCH 2,984,883
SOUTH AMERICA     BUSINESS TRAVEL N/A 712,863
SOUTH ASIA 8 787 PROGRAM SERVICES & GRANTS INSTRUCTION & SPONSORED RESEARCH 11,929,971
SOUTH ASIA     BUSINESS TRAVEL N/A 1,194,805
SUB-SAHARAN AFRICA 55 614 PROGRAM SERVICES & GRANTS INSTRUCTION & SPONSORED RESEARCH 81,946,550
SUB-SAHARAN AFRICA     BUSINESS TRAVEL N/A 2,766,588
SUB-SAHARAN AFRICA     INVESTMENTS N/A 47,310,484
3a Sub-total .... 4 41 1,764,239,421
b Total from continuation sheets to Part I ... 73 1,450 335,122,107
c Totals (add lines 3a and 3b) 77 1,491 2,099,361,528
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2019
Schedule F (Form 990) 2019
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of noncash
assistance 		(h) Description
of noncash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
CENTRAL AMERICA AND THE CARIBBEAN SPONSORED RESEARCH - SUB AWARD 49,638 WIRE TRANSFER   N/A N/A
CENTRAL AMERICA AND THE CARIBBEAN SPONSORED RESEARCH - SUB AWARD 38,000 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 279,250 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 182,577 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 175,461 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 166,977 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 166,720 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 160,066 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 150,177 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 101,871 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 101,280 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 97,324 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 96,815 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 85,649 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 85,000 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 70,016 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 66,972 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 60,098 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 59,143 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 51,782 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 43,620 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 24,765 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 21,600 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 15,715 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 15,262 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 11,163 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 9,370 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 8,900 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 1,314,176 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 508,586 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 428,578 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 264,582 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 211,031 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 200,024 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 181,238 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 144,770 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 140,446 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 122,214 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 146,451 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 91,300 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 85,500 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 84,968 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 80,000 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 55,935 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 52,380 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 48,794 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 48,481 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 42,853 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 40,001 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 33,984 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 32,667 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 31,325 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 30,833 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 30,525 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 25,820 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 25,040 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 24,840 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 20,500 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 18,400 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 14,536 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 12,563 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 12,205 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 7,194 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 5,892 WIRE TRANSFER   N/A N/A
MIDDLE EAST AND NORTH AFRICA SPONSORED RESEARCH - SUB AWARD 105,477 WIRE TRANSFER   N/A N/A
MIDDLE EAST AND NORTH AFRICA SPONSORED RESEARCH - SUB AWARD 61,659 WIRE TRANSFER   N/A N/A
MIDDLE EAST AND NORTH AFRICA SPONSORED RESEARCH - SUB AWARD 43,471 WIRE TRANSFER   N/A N/A
MIDDLE EAST AND NORTH AFRICA SPONSORED RESEARCH - SUB AWARD 14,575 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 166,220 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 136,694 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 115,834 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 101,180 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 99,424 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 79,094 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 55,670 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 55,194 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 37,500 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 35,200 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 29,556 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 28,139 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 22,629 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 21,060 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 20,599 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 19,379 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 15,160 WIRE TRANSFER   N/A N/A
RUSSIA AND NEIGHBORING STATES SPONSORED RESEARCH - SUB AWARD 163,730 WIRE TRANSFER   N/A N/A
RUSSIA AND NEIGHBORING STATES SPONSORED RESEARCH - SUB AWARD 83,325 WIRE TRANSFER   N/A N/A
RUSSIA AND NEIGHBORING STATES SPONSORED RESEARCH - SUB AWARD 45,105 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 1,893,526 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 311,000 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 293,168 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 136,510 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 127,264 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 86,344 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 85,104 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 84,669 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 46,236 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 14,855 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 13,667 WIRE TRANSFER   N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 10,824 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 3,728,344 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 2,288,691 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 795,280 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 744,871 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 635,689 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 467,791 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 408,001 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 351,824 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 345,000 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 201,138 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 180,842 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 132,748 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 112,913 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 107,884 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 100,000 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 86,800 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 73,260 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 58,100 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 55,985 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 43,839 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 39,582 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 37,123 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 35,000 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 34,774 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 27,890 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 25,500 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 24,666 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 21,945 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 20,000 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 11,995 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 11,229 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 9,679 WIRE TRANSFER   N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 8,640 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 3,493,397 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 2,920,080 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 2,895,488 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 2,204,160 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 2,051,274 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 1,670,237 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 1,641,097 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 1,541,668 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 1,411,472 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 1,007,642 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 985,485 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 847,944 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 811,458 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 775,413 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 733,158 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 727,031 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 595,351 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 496,089 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 486,149 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 470,856 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 449,363 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 430,782 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 391,289 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 380,397 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 359,220 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 353,099 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 348,494 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 306,405 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 284,626 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 259,459 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 246,632 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 231,936 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 223,984 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 222,988 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 199,446 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 190,991 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 172,664 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 172,364 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 171,581 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 168,450 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 164,815 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 161,929 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 160,875 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 160,794 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 160,226 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 160,008 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 150,075 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 144,996 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 141,181 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 130,037 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 103,556 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 102,401 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 97,728 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 93,715 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 89,870 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 73,136 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 67,207 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 62,123 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 50,217 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 44,522 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 35,231 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 35,200 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 30,000 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 29,500 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 26,406 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 26,227 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 25,825 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 22,735 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 18,547 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 18,000 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 15,622 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 11,428 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 11,393 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 10,815 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 10,350 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 9,938 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 8,644 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 8,203 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 8,000 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 7,500 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 7,500 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 7,500 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 7,500 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 7,500 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 5,731 WIRE TRANSFER   N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 5,489 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 89,020 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 24,735,174 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 167,500 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 678,635 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 513,500 WIRE TRANSFER   N/A N/A
MIDDLE EAST AND NORTH AFRICA SPONSORED RESEARCH - SUB AWARD 113,041 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 97,141 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 53,694 WIRE TRANSFER   N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 956,834 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 163,708 WIRE TRANSFER   N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 49,970 WIRE TRANSFER   N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 63,921 WIRE TRANSFER   N/A N/A
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
 
3 Enter total number of other organizations or entities .......................MediumBullet
231
Schedule F (Form 990) 2019
Schedule F (Form 990) 2019Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
noncash
assistance 		(g) Description
of noncash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
HONORARIA CENTRAL AMERICA AND THE CARIBBEAN 1 525 WIRE TRANSFER   N/A N/A
HONORARIA EAST ASIA AND THE PACIFIC 8 9,700 WIRE TRANSFER   N/A N/A
HONORARIA EUROPE (INCLUDING ICELAND & GREENLAND) 77 101,619 WIRE TRANSFER   N/A N/A
HONORARIA MIDDLE EAST AND NORTH AFRICA 6 4,425 WIRE TRANSFER   N/A N/A
HONORARIA NORTH AMERICA 32 64,800 WIRE TRANSFER   N/A N/A
HONORARIA RUSSIA AND NEIGHBORING STATES 1 3,696 WIRE TRANSFER   N/A N/A
HONORARIA SOUTH AMERICA 2 650 WIRE TRANSFER   N/A N/A
HONORARIA SOUTH ASIA 4 1,004 WIRE TRANSFER   N/A N/A
HONORARIA SUB-SAHARAN AFRICA 2 1,000 WIRE TRANSFER   N/A N/A
SCHOLARSHIPS EUROPE (INCLUDING ICELAND & GREENLAND) 130 1,652,739 CREDIT TO STUDENT A/R   N/A N/A
SCHOLARSHIPS EAST ASIA AND THE PACIFIC 103 940,700 CREDIT TO STUDENT A/R   N/A N/A
AWARDS EAST ASIA AND THE PACIFIC 12 10,333 WIRE TRANSFER   N/A N/A
AWARDS EUROPE (INCLUDING ICELAND & GREENLAND) 7 18,447 WIRE TRANSFER   N/A N/A
AWARDS MIDDLE EAST AND NORTH AFRICA 3 3,000 WIRE TRANSFER   N/A N/A
AWARDS NORTH AMERICA 3 4,277 WIRE TRANSFER   N/A N/A
AWARDS SOUTH AMERICA 1 833 WIRE TRANSFER   N/A N/A
AWARDS SOUTH ASIA 10 33,132 WIRE TRANSFER   N/A N/A
AWARDS SUB-SAHARAN AFRICA 17 36,102 WIRE TRANSFER   N/A N/A
Schedule F (Form 990) 2019
Schedule F (Form 990) 2019
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2019
Schedule F (Form 990) 2019
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.
ReturnReference Explanation
PART I, LINE 2: THE UNIVERSITY REQUIRES THAT WHEN APPROVING INVOICE PAYMENTS TO SUBRECIPIENTS OF GRANTS AWARDED TO THE UNIVERSITY, THE VALIDITY OF EXPENSES MUST BE VERIFIED ALONG WITH THE ACHIEVEMENT OF SCIENTIFIC AND TECHNICAL PROGRESS BY THE PRINCIPAL INVESTIGATOR OR HIS/HER DESIGNEE ON THE INVOICE APPROVING THE PAYMENT. SUBRECIPIENT INVOICES SHOULD INCLUDE INFORMATION THAT CONFORMS TO THE ADMINISTRATIVE REQUIREMENTS PRESCRIBED IN 2 CFR 200, AS APPLICABLE. ALL SUBRECIPIENTS ARE REQUIRED TO MAKE THEIR FINANCIAL RECORDS AVAILABLE FOR REVIEW OR AUDIT BY THE FEDERAL AGENCIES OR PASS-THROUGH ENTITIES AS REQUESTED, UNDER THE TERMS AND CONDITIONS OF THEIR AGREEMENT.
PART I, LINE 3: THE FORM 990 IS BASED ON FINANCIAL STATEMENTS THAT ARE PREPARED USING AN ACCRUAL ACCOUNTING METHOD. TO IDENTIFY EXPENDITURES FOR FOREIGN ACTIVITIES, THE UNIVERSITY ADDED REPORTING ATTRIBUTES TO THE COST OBJECTS (OR ACCOUNTS) WHERE EXPENSE ACTIVITY IS RECORDED IN ORDER TO IDENTIFY THE IRS REGION AND ACTIVITY TYPE FOR EACH COST OBJECT. THE EXPENSES REPORTED ARE THE DIRECT EXPENSES FOR ACTIVITIES CONDUCTED IN THE REGION BASED ON THE ACCOUNTING RECORDS INCLUDING TRAVEL DIRECTLY CHARGED TO THE ACTIVITIES. FOR THE 2019 FORM 990, SCHEDULE F, PART I, THE UNIVERSITY IDENTIFIED CERTAIN BUSINESS TRAVEL BETWEEN THE U.S. AND FOREIGN REGIONS. THE AMOUNTS AVAILABLE FROM THE ACCOUNTING RECORDS ARE IDENTIFIED ON LINE 3 AS "BUSINESS TRAVEL AND INCLUDE EXPENSES FOR EMPLOYEES TO ATTEND AND SPEAK AT SEMINARS AND CONFERENCES IN OTHER COUNTRIES AS WELL AS EXPENSES FOR TRAVEL RELATED TO PROGRAM SERVICE ACTIVITIES. TRAVEL EXPENSES WHICH WERE DIRECT EXPENSES FOR PROGRAM SERVICES OR FUNDRAISING ACTIVITIES CONDUCTED IN REGIONS ARE INCLUDED IN THE AMOUNT REPORTED FOR PROGRAM SERVICE AND FUNDRAISING EXPENDITURES BY REGION.
PART III, COL (C): N/A
PART III ACCOUNTING METHOD:  
SCHEDULE F, PART I: GENERAL INFORMATION ON ACTIVITIES OUTSIDE THE U.S.: THE UNIVERSITY'S SCHOOL OF ADVANCED INTERNATIONAL STUDIES OFFERS GRADUATE EDUCATION IN 3 PRIMARY LOCATIONS: WASHINGTON, D.C, BOLOGNA, ITALY AND NANJING, CHINA. FOR SCHEDULE F REPORTING, FINANCIAL AID FOR STUDENTS ATTENDING SCHOOL AT THE BOLOGNA OR NANJING LOCATIONS ARE REPORTED BY REGION.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2019
Additional Data


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SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ.
right arrowGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Fundraising Activities.Complete if the organization answered "Yes" on Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the 10 highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.


(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
 
RUFFALO NOEL LEVITZ
1025 KIRKWOOD PARKWAY SW
 
CEDAR RAPIDS, IA524063018 		TELEMARKETING SERVICES FOR ANNUAL GIVING PROGRAMS   No 1,590,463 1,097,468 492,995
 
AMERGENT
9 CENTENIIAL DRIVE
 
PEABODY, MA01960 		PREPARING & DISTRIBUTING FUNDRAISER MATERIALS   No 672,083 36,000 636,083
             
             
             
             
             
             
             
             
Total . . . . . . . . . . . . . . . . . . . . right arrow 2,262,546 1,133,468 1,129,078
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
MD, AL, AK, AR, AZ, CA, CT, CO, DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MS, MO, MA, MI, MN, MT, NE, NV, NH, NM, NJ, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY, DC
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2019
Schedule G (Form 990 or 990-EZ) 2019
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.









VerticalRevenue
(a) Event #1

FAITH, HOPE, LOVE GALA
(event type) 		(b) Event #2

PACING FOR PARKINGSON
(event type) 		(c) Other events

3
(total number) 		(d) Total events
(add col. (a) through col. (c))

1
Gross receipts . . . . .
115,000
100,000
190,000
405,000

2
Less: Contributions . . . .
95,000
98,000
166,000
359,000
3 Gross income (line 1 minus
line 2) . . . . . .
20,000
2,000
24,000
46,000



VerticalDirectExpenses
4 Cash prizes . . . . .        
5 Noncash prizes . . . .   2,000   2,000
6 Rent/facility costs . . . .        
7 Food and beverages . . . 17,000 1,000   18,000
8 Entertainment . . . .        
9 Other direct expenses . . .   1,000 36,000 37,000
10 Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . . right arrow 57,000
11 Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . . right arrow -11,000
Part III
Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue
(a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))

1
Gross revenue . . . . .
 
 
 
 
VerticalDirectExpenses

2
Cash prizes . . . . .
 
 
 
 

3
Noncash prizes . . . .
 
 
 
 

4
Rent/facility costs . . . .
 
 
 
 

5
Other direct expenses . . .
 
 
 
 


6

Volunteer labor . . . .
%
%
%


7
Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow
 

8
Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow
 

9
Enter the state(s) in which the organization conducts gaming activities:
a
Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2019
Schedule G (Form 990 or 990-EZ) 2019
Page 3
11
Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? . . . . . . . . . . . . . . . . .
13
Indicate the percentage of gaming activity conducted in:
a
The organization's facility . . . . . . . . . . . . . . . . . .
13a
%
b
An outside facility . . . . . . . . . . . . . . . . . . . .
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? . . . . . . . . . . . . . . . . . . . . . . . .
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? . . . . . . . . . . . . . . . . . . .
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions.
Return Reference Explanation
SCHEDULE G, PART I, LINE 2B, COLUMN (V) RUFFALO NOEL LEVITZ PROVIDES A TELEMARKETING SERVICE TO JHU IN WHICH THERE IS A STATED CONTRACT AMOUNT FOR THE FISCAL YEAR IN WHICH JHU AGREED TO MAKE EVEN QUARTERLY PAYMENTS FOR PROFESSIONAL FUNDRAISING SERVICES. OTHER FUNDRAISING EXPENSES ARE BILLED SEPARATELY DURING THE MONTH INCURRED. FOR FISCAL YEAR ENDED JUNE 30, 2020, THE UNIVERSITY PAID RUFFALO NOEL LEVITZ $1,097,468 FOR PROFESSIONAL FUNDRAISING SERVICES AND $22,148 FOR OTHER FUNDRAISING EXPENSES SUCH AS PRINTING, PAPER, AND POSTAGE. THE AGREEMENT AND ITEMIZED BILLS DISTINGUISH BETWEEN PAYMENTS FOR PROFESSIONAL FUNDRAISING SERVICES AND EXPENSE FOR REIMBURSEMENTS. SOME OF THE CONTRIBUTIONS AND RELATED COSTS REPORTED FOR RUFFALO NOEL LEVITZ ARE SHARED WITH JOHNS HOPKINS HEALTH SYSTEM AFFILIATES (JHHS AFFILIATES). THE UNIVERSITY REPORTS ACTVITY WITH THIS FUNDRAISER GROSS OF ANY SHARING WITH JHHS AFFILIATES. AMERGENT PROVIDES FUNDRAISING SERVICES RELATED TO PREPARING & DISTRIBUTING FUNDRAISER MATERIALS. JHU HAS AGREED TO MAKE EVEN MONTHLY PAYMENTS FOR THES FUNDRAISING SERVICES. OTHER FUNDRAISING EXPENSES ARE BILLED SEPARATELY DURINGG THE MONTHY INCURRED. FOR FISCAL YEAR ENDED JUNE 30, 2020, THE UNIVERSITY PAID AMERGENT $36,000 FOR PROFESSIONAL FUNDRAISING SERVICES AND $355,619 FOR OTHER FUNDRAISING EXPENSES SUCH AS PRINTING, PAPER, AND POSTAGE. THE AGREEMENT AND ITEMIZED BILLS DISTINGUISH BETWEEN PAYMENT FOR PROFESSIONAL FUNDRAISING SERVICES AND EXPENSES FOR REIMBURSEMENTS.
Schedule G (Form 990 or 990-EZ) 2019
Additional Data


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Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number
52-0595110
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC section
(if applicable)		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
noncash assistance		 (h) Purpose of grant
or assistance
(1) 2 CIRCLE INC
22099 THREE NOTCH ROAD
LEXINGTON PARK,MD20653 		45-3989137   1,115,509 0 N/A N/A SUB-AWARD
(2) 21ST CENTURY SYSTEMS AND SOFTWARE SOLUTIONS LLC
3791 RAISNER COURT
WHITE PLAINS,MD206953427 		47-1334357   262,063 0 N/A N/A SUB-AWARD
(3) 2MI (MAHONEY MANAGEMENT INC)
2013A LORRAINE AVE
MCLEAN,VA22101 		47-2448453   602,741 0 N/A N/A SUB-AWARD
(4) AAVID THERMACORE INC
780 EDEN RD
LANCASTER,PA17601 		26-2443465   31,220 0 N/A N/A SUB-AWARD
(5) ABOR FOR AND ON BEHALF OF NORTHERN
PO BOX 4130
FLAGSTAFF,AZ860114130 		74-2579628   77,223 0 N/A N/A SUB-AWARD
(6) ACADEMYHEALTH
1150 17TH ST NW STE 600
WASHINGTON,DC20036 		52-1260918 501(C)(3) 10,872 0 N/A N/A SUB-AWARD
(7) ACOUSTIC MEDSYSTEMS INC
206 N RANDOLPH ST STE 301
CHAMPAIGN,IL618203979 		37-1365835   144,693 0 N/A N/A SUB-AWARD
(8) ADCOLE MARYLAND AEROSPACE LLC
2145 PRIEST BRIDGE DRIVE
CROFTON,MD211142477 		82-0977698   283,526 0 N/A N/A SUB-AWARD
(9) ADVANCED CERAMIC FIBERS LLC
2300 N YELLOWSTONE HWY SUITE 21
IDAHO FALLS,ID83401 		46-1369456   100,000 0 N/A N/A SUB-AWARD
(10) ADVANCED NEUROLOGY SPECIALISTS
400 15TH AVE S STE 206
GREAT FALLS,MT594054375 		20-1821484   16,202 0 N/A N/A SUB-AWARD
(11) ADVANCED UNMANNED AEROSPACE
1414 S SANGRE ROAD SUITE 204
STILLWATER,OK74074 		82-2679704   29,390 0 N/A N/A SUB-AWARD
(12) ADVOCATE CHARITABLE FOUNDATION
3075 HIGHLAND PARKWAY
DOWNERS GROVE,IL60515 		36-3297360 501(C)(3) 28,319 0 N/A N/A SUB-AWARD
(13) AEOLIS RESEARCH
600 N ROSEMEAD BLVD
PASADENA,CA911072153 		47-5283823   6,288 0 N/A N/A SUB-AWARD
(14) AEROJET ROCKETDYNE INC
PO BOX 60000 - FILE 3414
SAN FRANCISCO,CA94160 		95-1751500   8,879,757 0 N/A N/A SUB-AWARD
(15) AEROSPACE CORPORATION
PO BOX 881870/SPW
LOS ANGELES,CA90009 		95-2102389 501(C)(3) 62,108 0 N/A N/A SUB-AWARD
(16) AEROSPACE TECHNICAL SERVICES LLC
931 SANDPIPER LANE
PALO ALTO,CA94303 		47-4363313   80,179 0 N/A N/A SUB-AWARD
(17) ALASKA NATIVE TRIBAL HEALTH CONSORTIUM
4000 AMBASSADOR DR
ANCHORAGE,AK995085909 		92-0162721 501(C)(3) 33,695 0 N/A N/A SUB-AWARD
(18) ALBANY STATE UNIVERSITY
2400 GILLIONVILLE RD
ALBANY,GA317073023 		58-6001996 115 46,964 0 N/A N/A SUB-AWARD
(19) ALBERT EINSTEIN COLLEGE OF MEDICINE
1300 MORRIS PARK AVE
BRONX,NY10461 		13-1624225 501(C)(3) 304,408 0 N/A N/A SUB-AWARD
(20) ALION SCIENCE & TECHNOLOGY CORPORATION
5365 ROBIN HOOD ROAD
NORFOLK,VA23513 		54-2061691   244,828 0 N/A N/A SUB-AWARD
(21) ALL HAZARDS CONSORTIUM INC
47 EAST SOUTH STREET
FREDERICK,MD21701 		26-0275096   41,294 0 N/A N/A SUB-AWARD
(22) ALLEGHENY SINGER RESEARCH INSTITUTE
PO BOX 951765
CLEVELAND,OH44193 		25-1320493 501(C)(3) 77,706 0 N/A N/A SUB-AWARD
(23) ALLIANCE SPACESYSTEMS LLC
4398 CORPORATE CENTER DRIVE
LOS ALAMITOS,CA90720 		80-0872734   408,717 0 N/A N/A SUB-AWARD
(24) ALTARUM INSTITUTE
3520 GREEN CT STE 300
ANN ARBOR,MI481051566 		38-1983442 501(C)(3) 7,900 0 N/A N/A SUB-AWARD
(25) ALTAVIAN INC
606 SE DEPOT AVENUE
GAINESVILLE,FL32601 		27-5135582   12,500 0 N/A N/A SUB-AWARD
(26) AMERICAN ACADEMY OF ORTHOPEDIC
9400 W HIGGINS RD
ROSEMONT,IL60018 		36-2110592 501(C)(3) 220,605 0 N/A N/A SUB-AWARD
(27) AMERICAN CANCER SOCIETY
250 WILLIAMS ST NW STE 400
ATLANTA,GA303031002 		13-1788491 501(C)(3) 35,000 0 N/A N/A SUB-AWARD
(28) AMERICAN COLLEGE OF OBSTETRICIANS
409 12TH ST SW
WASHINGTON,DC20024 		36-2217981 501(C)(6) 40,819 0 N/A N/A SUB-AWARD
(29) AMERICAN COLLEGE OF SURGEONS
633 N ST CLAIRE ST
CHICAGO,IL60611 		36-2192800 501(C)(3) 1,352,015 0 N/A N/A SUB-AWARD
(30) AMERICAN INFRARED SOLUTIONS LLC
ONE WALL STREET
HUDSON,NH03051 		45-4668765   55,450 0 N/A N/A SUB-AWARD
(31) AMERICAN INSTITUTES FOR RESEARCH
1000 THOMAS JEFFERSON ST NW
WASHINGTON,DC20007 		25-0965219 501(C)(3) 66,449 0 N/A N/A SUB-AWARD
(32) AMERICAN SYSTEMS CORPORATION
13990 PARKEAST CIRCLE
CHANTILLY,VA20151 		54-0962497   115,857 0 N/A N/A SUB-AWARD
(33) AMERICAN UNIVERSITY
4400 MASSACHUSETTS AVE NW
WASHINGTON,DC200168066 		53-0196549 501(C)(3) 161,012 0 N/A N/A SUB-AWARD
(34) ANALYTIC SERVICES INC (ANSER)
5275 LEESBURG PIKE
FALLS CHURCH,VA220413803 		54-0695125   243,137 0 N/A N/A SUB-AWARD
(35) ANDERSON MATRIX CONSULTING
115 EMERALD CHASE CIRCLE
JOHNSON CITY,TN37615 		26-2489155   261,585 0 N/A N/A SUB-AWARD
(36) ANN AND ROBERT H LURIE CHILDRENS
OFFICE OF SPONSORED PROJECTS
CHICAGO,IL606112605 		36-2170833 501(C)(3) 349,804 0 N/A N/A SUB-AWARD
(37) ANNE ARUNDEL RESEARCH INSTITUTE INC
2000 MEDICAL PKWY
ANNAPOLIS,MD214013742 		26-3038406 501(C)(3) 22,300 0 N/A N/A SUB-AWARD
(38) ANTHEM ENGINEERING LLC
8756 BLAZING BROOK WAY
ELKRIDGE,MD21075 		46-2821408   3,242,268 0 N/A N/A SUB-AWARD
(39) AOAC INTERNATIONAL
2275 RESEARCH BLVD 300
ROCKVILLE,MD20860 		53-0029357   53,471 0 N/A N/A SUB-AWARD
(40) APPLIED AEROSPACE STRUCTURES CORP
PO BOX 100081
PASADENA,CA911890081 		36-4004211   2,088,445 0 N/A N/A SUB-AWARD
(41) APPLIED COHERENT TECHNOLOGY CORPORATION
112 ELDEN STREET
HERNDON,VA20170 		54-1534159   370,117 0 N/A N/A SUB-AWARD
(42) APPLIED PHYSICAL ELECTRONICS LC
19510 HIGHWAY 71 W
SPICEWOOD,TX78669 		75-2756093   240,000 0 N/A N/A SUB-AWARD
(43) APPLIED PHYSICAL SCIENCES CORP
530 VIRGINIA RD
CONCORD,MA01742 		01-0655626   302,352 0 N/A N/A SUB-AWARD
(44) AR CHILDRENS HOSPITAL RESEARCH INSTITUTE
1 CHILDRENS WAY FINANCIAL SERVICES
LITTLE ROCK,AR722023591 		71-0694931 501(C)(3) 308,260 0 N/A N/A SUB-AWARD
(45) ARCOS INC
4714 RIVERSTONE BLVD SUITE 200
MISSOURI CITY,TX77459 		27-0284189   47,926 0 N/A N/A SUB-AWARD
(46) ARIZONA ALLIANCE OF COMMUNITY HLTH
700 E JEFFERSON ST STE 100
PHOENIX,AZ85034 		86-0494702 501(C)(3) 27,252 0 N/A N/A SUB-AWARD
(47) ARIZONA BOARD OF REGENTS UNIVERSITY OF ARIZONA
888 NORTH EUCLID AVENUE ROOM 510
TUCSON,AZ857194824 		74-2652689 115 166,879   N/A N/A SUB-AWARD
(48) ARIZONA STATE UNIVERSITY
PO BOX 873503
TEMPE,AZ852873503 		86-0196696 115 222,235 0 N/A N/A SUB-AWARD
(49) ASSETT INC
11220 ASSETT LOOP SUITE 204
MANASSAS,VA20109 		54-2025171   18,831 0 N/A N/A SUB-AWARD
(50) ASSOCIATION OF UNIVERSITIES FOR RESEARCH IN ASTRONOMY INC
1331 PENNSYLVANIA AVE NW NO 1475
WASHINGTON,DC20004 		86-0138043 501(C)(3) 67,156   N/A N/A SUB-AWARD
(51) ATK SPACE SYSTEMS INC
6033 E BANDINI BLVD
COMMERCE,CA900402904 		33-0517898   599,542 0 N/A N/A SUB-AWARD
(52) AUBURN UNIVERSITY
115 QUAD COURT
AUBURN,AL36849 		63-6000724 115 127,598 0 N/A N/A SUB-AWARD
(53) AUGSBURG UNIVERSITY
2211 RIVERSIDE AVENUE
MINNEAPOLIS,MN55454 		41-0694721 501(C)(3) 6,587 0 N/A N/A SUB-AWARD
(54) AUGUSTA UNIV RESEARCH INSTITUTE INC
PO BOX 945552
ATLANTA,GA30394 		58-1418202 501(C)(3) 364,635 0 N/A N/A SUB-AWARD
(55) AVENIR HEALTH INC
41A NEW LONDON TURNPIKE
GLASTONBURY,CT06033 		20-4816286 501(C)(3) 484,605 0 N/A N/A SUB-AWARD
(56) BALL AEROSPACE & TECHNOLOGIES CORP
1600 COMMERCE ST
BOULDER,CO80301 		84-1315001   59,492 0 N/A N/A SUB-AWARD
(57) BALTIMORE CITY PUBLIC SCHOOLS
200 E NORTH AVE
BALTIMORE,MD21202 		52-2064235 115 17,549 0 N/A N/A SUB-AWARD
(58) BARBARA ANN KARMANOS CANCER CENTER
4100 JOHN R
DETROIT,MI48201 		38-1613280 501(C)(3) 43,862 0 N/A N/A SUB-AWARD
(59) BARNABAS HEALTH MEDICAL GROUP
95 OLD SHORT HILLS RD
WEST ORANGE,NJ07052 		22-3316007 501(C)(3) 5,485 0 N/A N/A SUB-AWARD
(60) BAYLOR COLLEGE OF MEDICINE
ONE BAYLOR PLAZA BCM505
HOUSTON,TX77030 		74-1613878 501(C)(3) 1,545,632 0 N/A N/A SUB-AWARD
(61) BAYLOR HEALTH CARE SYSTEM
3310 LIVE OAK
DALLAS,TX75204 		75-1812652 501(C)(3) 54,715 0 N/A N/A SUB-AWARD
(62) BAYLOR UNIVERSITY
ONE BEAR PL 97043
WACO,TX767061003 		74-1159753 501(C)(3) 36,910 0 N/A N/A SUB-AWARD
(63) BAYSTATE MEDICAL CENTER INC
759 CHESNUT ST
SPRINGFIELD,MA01199 		04-2790311 501(C)(3) 84,200 0 N/A N/A SUB-AWARD
(64) BECKMAN RESEARCH INSTITUTE
1500 DUARTE RD
DUARTE,CA910103000 		95-3432210 501(C)(3) 109,182 0 N/A N/A SUB-AWARD
(65) BEHAVIORAL IDEAS LAB INC
80 BROAD ST
NEW YORK,NY100042209 		27-1678009 501(C)(3) 1,580,992 0 N/A N/A SUB-AWARD
(66) BIOMEDICAL RESEARCH FOUNDATION
4300 W 7TH ST RM 7A-128
LITTLE ROCK,AR722055446 		71-0675830 501(C)(3) 108,125 0 N/A N/A SUB-AWARD
(67) BIOMEDICAL RESEARCH INSTITUTE
12111 PARKLAWN DR
ROCKVILLE,MD20852 		36-2229561 501(C)(3) 916,478 0 N/A N/A SUB-AWARD
(68) BLACK CLOUD INC
318 KENT DRIVE
COCOA BEACH,FL32931 		23-2938240   674,624 0 N/A N/A SUB-AWARD
(69) BLOCK MEMS LLC
132 TURNPIKE ROAD SUITE 110
SOUTHBOROUGH,MA01772 		42-1582318   79,595 0 N/A N/A SUB-AWARD
(70) BLUE CANYON TECHNOLOGIES INC
5330 AIRPORT BOULEVARD
BOULDER,CO80301 		26-2692494   10,000 0 N/A N/A SUB-AWARD
(71) BLUE HERON STEM EDUCATION INC
198 MAIN STREET
PLYMPTON,MA023671115 		37-1571640   50,310 0 N/A N/A SUB-AWARD
(72) BOEING COMPANY
7700 BOSTON BLVD
SPRINGFIELD,VA22153 		91-0425694   482,809 0 N/A N/A SUB-AWARD
(73) BON SECOURS ST FRANCIS MEDICAL CENTER
13710 ST FRANCIS BLVD
MIDLOTHIAN,VA231143267 		31-1716973 501(C)(3) 30,250 0 N/A N/A SUB-AWARD
(74) BOSTON UNIVERSITY
25 BUICK ST
BOSTON,MA02215 		04-2103547 501(C)(3) 1,383,491 0 N/A N/A SUB-AWARD
(75) BOYCE THOMPSON INSTITUTE
533 TOWER ROAD
ITHACA,NY148531801 		13-1739923 501(C)(3) 124,127 0 N/A N/A SUB-AWARD
(76) BRAIN INJURY ASSOC OF MARYLAND
2200 KERNAN DR
BALTIMORE,MD21207 		52-1279693 501(C)(3) 21,826 0 N/A N/A SUB-AWARD
(77) BRAINBELT CONSULTING
PO BOX 1176
FAIRFIELD,IA52556 		38-3728653   11,808 0 N/A N/A SUB-AWARD
(78) BRIGHAM AND WOMENS HOSPITAL INC
75 FRANCIS ST
BOSTON,MA02115 		04-2312909 501(C)(3) 917,260 0 N/A N/A SUB-AWARD
(79) BRIGHAM YOUNG UNIVERSITY
A-278 ASB - PO BOX 21128
PROVO,UT846021128 		87-0217280 501(C)(3) 31,526 0 N/A N/A SUB-AWARD
(80) BROAD INSTITUTE INC
415 MAIN STREET
CAMBRIDGE,MA02142 		26-3428781 501(C)(3) 125,236 0 N/A N/A SUB-AWARD
(81) BROOKINGS INSTITUTION
1775 MASSACHUSETTS AVE NW
WASHINGTON,DC200362188 		53-0196577 501(C)(3) 78,353 0 N/A N/A SUB-AWARD
(82) BROWN UNIVERSITY
OFC RES ADMIN BOX 1929
PROVIDENCE,RI02912 		05-0258809 501(C)(3) 375,570 0 N/A N/A SUB-AWARD
(83) BT CONSULTING LLC
105-A LEW DEWITT BLVD
WAYNESBORO,VA22980 		61-1906189   238,810 0 N/A N/A SUB-AWARD
(84) BUCK INSTITUTE
8001 REDWOOD BLVD
NOVATO,CA94947 		94-3030609 501(C)(3) 124,052 0 N/A N/A SUB-AWARD
(85) BUSARA CENTER FOR BEHAVIORAL ECONOMICS
PO BOX 1340
PRINCETON,NJ085421340 		46-2695042 501(C)(3) 307,813 0 N/A N/A SUB-AWARD
(86) BYDE STUDIO
4836 BALDWIN PLACE
BOULDER,CO80301 		84-2065120   208,416 0 N/A N/A SUB-AWARD
(87) C-2 INNOVATIONS INC DBA ARNIS MANGOLDS
102 PEABODY DRIVE
STOW,MA01775 		26-0350457   119,155 0 N/A N/A SUB-AWARD
(88) CABARRUS HEALTH ALLIANCE
300 MOORESVILLE RD
KANNAPOLIS,NC280810304 		56-2016594 501(C)(4) 144,086 0 N/A N/A SUB-AWARD
(89) CABOT CORPORATION
157 CONCORD RD
BILLERICA,MA018214600 		04-2271897 501(C)(3) 15,719 0 N/A N/A SUB-AWARD
(90) CALIFORNIA INSTITUTE OF TECHNOLOGY
1200 E CALIFORNIA BLVD
PASADENA,CA91125 		95-1643307 501(C)(3) 2,203,659 0 N/A N/A SUB-AWARD
(91) CALIFORNIA PACIFIC MEDICAL CENTER
475 BRANNAN ST STE 220
SAN FRANCISCO,CA94107 		94-0562680 501(C)(3) 10,678 0 N/A N/A SUB-AWARD
(92) CALLEO GROUP LLC
14712 CARRIAGE MILL ROAD
WOODBINE,MD217978338 		27-2171403   238,093 0 N/A N/A SUB-AWARD
(93) CAMBER COLLECTIVE LLC
408 N 35TH ST STE A
SEATTLE,WA98103 		27-1314359   285,696 0 N/A N/A SUB-AWARD
(94) CAMC HEALTH EDUCATION AND RESEARCH
3200 MACCORKLE AVE SE
CHARLESTON,WV253041227 		55-0753754 501(C)(3) 27,332 0 N/A N/A SUB-AWARD
(95) CANCER RESEARCH AND BIOSTATISTICS
1730 MINOR AVENUE STE 1900
SEATTLE,WA98101 		91-1828539 501(C)(3) 44,927 0 N/A N/A SUB-AWARD
(96) CANTINA CONSULTING INC
PO BOX 960926
BOSTON,MA02196 		26-0682485   402,498 0 N/A N/A SUB-AWARD
(97) CAPSULOMICS LLC
1104 ELM RD
HALETHORPE,MD212273936 		83-3366180   160,237 0 N/A N/A SUB-AWARD
(98) CARNEGIE MELLON UNIVERSITY
5000 FORBES AVE
PITTSBURGH,PA15213 		25-0969449 501(C)(3) 241,402 0 N/A N/A SUB-AWARD
(99) CAROLINA UROLOGIC RESEARCH CENTER
823 82ND PKWY STE B
MYRTLE BEACH,SC295724607 		34-1974854   42,382 0 N/A N/A SUB-AWARD
(100) CAROLINAS MEDICAL CENTER
1010 EDGEHILL RD N
CHARLOTTE,NC28207 		56-0554229 115 335,489 0 N/A N/A SUB-AWARD
(101) CASE WESTERN RESERVE UNIVERSITY
2500 METROHEALTH DR
CLEVELAND,OH44109 		34-6004382 501(C)(3) 1,250,549 0 N/A N/A SUB-AWARD
(102) CATALYST BEHAVIORAL SCIENCES LLC
2985 JACKSON AVE
MIAMI,FL33133 		46-4279527   84,730 0 N/A N/A SUB-AWARD
(103) CATHOLIC UNIVERSITY OF AMERICA
620 MICHIGAN AVE NE
WASHINGTON,DC20064 		53-0196583 501(C)(3) 64,419 0 N/A N/A SUB-AWARD
(104) CAUSASCI LLC
3847 ROSS ROAD
ELLICOTT CITY,MD210434940 		20-3263417   379,937 0 N/A N/A SUB-AWARD
(105) CCD ARMY RESEARCH LABORATORY
6375 JOHNSON RD BLDG321 RM126
ABERDEEN PROVING GROUN,MD210055425 		52-1299677 115 35,000 0 N/A N/A SUB-AWARD
(106) CDC FOUNDATION
55 PARK PL
ATLANTA,GA30303 		58-2106707 501(C)(3) 265,643 0 N/A N/A SUB-AWARD
(107) CEDARS SINAI MEDICAL CENTER
8700 BEVERLY BLVD
LOS ANGELES,CA90048 		95-1644600 501(C)(3) 1,827,801 0 N/A N/A SUB-AWARD
(108) CENSEO INSIGHT INC
PO BOX 46189
SEATTLE,WA981460189 		45-4195800   176,747 0 N/A N/A SUB-AWARD
(109) CHARLES STARK DRAPER LABORATORY INC
555 TECHNOLOGY SQUARE
CAMBRIDGE,MA021393563 		04-2505372 501(C)(3) 664,275 0 N/A N/A SUB-AWARD
(110) CHEROKEE NATION
PO BOX 1669
TAHLEQUAH,OK744651669 		73-0757033 7871 35,000 0 N/A N/A SUB-AWARD
(111) CHILD MIND INSTITUTE INC
101 E 56TH ST
NEW YORK,NY10022 		80-0478843 501(C)(3) 48,214 0 N/A N/A SUB-AWARD
(112) CHILD TRENDS INC
7315 WISCONSIN AVE STE 1200W
BETHESDA,MD208143666 		13-2982969 501(C)(3) 250,158 0 N/A N/A SUB-AWARD
(113) CHILDRENS HOSPITAL CORPORATION
300 LONGWOOD AVE
BOSTON,MA021155724 		04-2774441 501(C)(3) 15,033 0 N/A N/A SUB-AWARD
(114) CHILDREN'S HOSPITAL MEDICAL CENTER
3333 BURNET AVE
CINCINNATI,OH452293026 		31-0833936 501(C)(3) 790,869 0 N/A N/A SUB-AWARD
(115) CHILDRENS HOSPITAL OF PHILADELPHIA
3615 CIVIC CTR BLVD
PHILADELPHIA,PA19104 		23-1352166 501(C)(3) 1,018,797 0 N/A N/A SUB-AWARD
(116) CHILDRENS MERCY HOSPITAL
2401 GILLHAM RD
KANSAS CITY,MO641084619 		44-0605373 501(C)(3) 154,256 0 N/A N/A SUB-AWARD
(117) CHILDRENS NATIONAL MEDICAL CENTER
111 MICHIGAN AVE NW
WASHINGTON,DC200102916 		52-1640403 501(C)(3) 224,428 0 N/A N/A SUB-AWARD
(118) CHILDRENS RESEARCH INSTITUTE
111 MICHIGAN AVE NW
WASHINGTON,DC20010 		52-1654453 501(C)(3) 558,167 0 N/A N/A SUB-AWARD
(119) CHRISTIANA CARE HEALTH SERVICES
PO BOX 2653
WILMINGTON,DE198050653 		51-0103684 501(C)(3) 40,011 0 N/A N/A SUB-AWARD
(120) CITY OF PHILADELPHIA TRUSTEE
840 WALNUT ST
PHILADELPHIA,PA191075109 		23-6000204 501(C)(3) 23,715 0 N/A N/A SUB-AWARD
(121) CIVIC LLC
1110 VERMONT AVE NW STE 900
WASHINGTON,DC200053538 		81-0814802   50,000 0 N/A N/A SUB-AWARD
(122) CLEMSON UNIVERSITY
230 KAPPA STREET
CLEMSON,SC296345355 		57-6000254 115 292,442 0 N/A N/A SUB-AWARD
(123) CLEVELAND CLINIC
PO BOX 931820
CLEVELAND,OH441931920 		34-0714585 501(C)(3) 33,100 0 N/A N/A SUB-AWARD
(124) CLEVELAND VA MEDICAL RESEARCH
10701 EAST BOULEVARD VAMC 151C W
CLEVELAND,OH441061702 		34-1710663 501(C)(3) 54,411 0 N/A N/A SUB-AWARD
(125) CLINICAL BIOTECHNOLOGY RESEARCH INSTITUTE
316 CALHOUN ST
CHARLESTON,SC29401 		47-5407453 501(C)(3) 29,629 0 N/A N/A SUB-AWARD
(126) COLD SPRING HARBOR LABORATORY
PO BOX 100 1 BUNGTOWN RD
COLD SPRG HARBOR,NY117242213 		11-2013303 501(C)(3) 30,702 0 N/A N/A SUB-AWARD
(127) COLLINS AEROSPACE DBA ROCKWELL COLLINS INC
PO BOX 419547
BOSTON,MA022419547 		52-2314475   80,000 0 N/A N/A SUB-AWARD
(128) COLORADO STATE UNIVERSITY
1019 CAMPUS DELIVERY
FORT COLLINS,CO80523 		84-6000545 115 33,285 0 N/A N/A SUB-AWARD
(129) COLUMBIA UNIVERSITY
PO BOX 29789
NEW YORK,NY100879789 		13-5598093 501(C)(3) 1,082,879 0 N/A N/A SUB-AWARD
(130) COMMUNITY HEALTH PROJECT INC
39 W 19TH ST RM 602
NEW YORK,NY100114294 		13-3409680 501(C)(3) 195,897 0 N/A N/A SUB-AWARD
(131) CONCURRENT TECHNOLOGIES CORP
100 CTC DRIVE
JOHNSTOWN,PA15904 		25-1556708   15,260 0 N/A N/A SUB-AWARD
(132) CONSOLIDATED OCEAN TECHNOLOGIES INC
4835 COLT ST STE E
VENTURA,CA93003 		83-1716567   12,205 0 N/A N/A SUB-AWARD
(133) CONSTELLATION AVIATION SOLUTIONS LLC
111 NORTH ORANGE AVENUE
ORLANDO,FL32801 		57-1221374   65,627 0 N/A N/A SUB-AWARD
(134) COPIOUS IMAGING LLC
83 HARTWELL AVENUE
LEXINGTON,MA024213116 		82-3381403   8,871 0 N/A N/A SUB-AWARD
(135) CORNELL UNIVERSITY
107 GATES HALL - ARXIV
ITHACA,NY14853 		15-0532082 501(C)(3) 998,006 0 N/A N/A SUB-AWARD
(136) CORNERTURN LLC
2320 POMONA ROAD
CORONA,CA92880 		84-1635707   800,927 0 N/A N/A SUB-AWARD
(137) CREATIVE DIGITAL SYSTEMS INTEGRATION INC
670 E EASY STREET
SIMI VALLEY,CA93065 		51-0581645   401,235 0 N/A N/A SUB-AWARD
(138) CSRA LLC
PO BOX 419150
BOSTON,MA022419150 		47-3093524   267,728 0 N/A N/A SUB-AWARD
(139) CUSP GROUP LLC
4440 SLEAFORD RD
ANNANDALE,VA220033925 		45-3326966   51,900 0 N/A N/A SUB-AWARD
(140) CUSTOM ANALYTICAL ENGINEERING SYS INC
13000 TENSOR LANE NE
FLINTSTONE,MD21530 		52-1483418   449,080 0 N/A N/A SUB-AWARD
(141) CUSTOM SYSTEMS INTEGRATION INC
1020 PERIMETER ROAD BUILDING 1
ENDICOTT,NY13732 		30-0181088   47,420 0 N/A N/A SUB-AWARD
(142) DANA FARBER CANCER INSTITUTE
450 BROOKLINE AVE
BOSTON,MA02215 		04-2263040 501(C)(3) 1,102,990 0 N/A N/A SUB-AWARD
(143) DARTMOUTH COLLEGE
11 ROPE FERRY RD
HANOVER,NH037551404 		02-0222111 501(C)(3) 128,714 0 N/A N/A SUB-AWARD
(144) DATA DEVICE CORPORATION
PO BOX 933083
CLEVELAND,OH44193 		11-2226748   1,151,981 0 N/A N/A SUB-AWARD
(145) DBV TECHNOLOGY LLC
161 WOODMIST WAY
N KINGSTOWN,RI02852 		26-2143724   61,484 0 N/A N/A SUB-AWARD
(146) DE TECHNOLOGIES INC
100 QUEENS DRIVE
KING OF PRUSSIA,PA19406 		23-2728684   50,051 0 N/A N/A SUB-AWARD
(147) DECIPHER TECHNOLOGY STUDIOS
110 SOUTH UNION STREET
ALEXANDRIA,VA22314 		47-1177006   2,768,561 0 N/A N/A SUB-AWARD
(148) DELOITTE FINANCIAL ADVISORY SERVICES LLP
PO BOX 844742
DALLAS,TX752844742 		03-0520745   558,317 0 N/A N/A SUB-AWARD
(149) DELTA RESOURCES INC
3601 EISENHOWER AVENUE SUITE 220
ALEXANDRIA,VA22304 		54-1969638   11,056 0 N/A N/A SUB-AWARD
(150) DENVER HEALTH AND HOSPITAL AUTHORITY
777 BANNOCK ST
DENVER,CO80204 		84-1343242 115 28,250 0 N/A N/A SUB-AWARD
(151) DEPLOYABLE SPACE SYSTEMS INC
153 CASTILIAN DRIVE
GOLETA,CA93117 		27-1889503   6,137,609 0 N/A N/A SUB-AWARD
(152) DES MOINES UNIVERSITY
3200 GRAND AVE RYAN HALL 209
DES MOINES,IA503124104 		42-0730347 501(C)(3) 11,400 0 N/A N/A SUB-AWARD
(153) DEWITT & ASSOCIATES LLC
55 FIELDS END
REHOBETH BEACH,DE199711611 		  72,016 0 N/A N/A SUB-AWARD
(154) DIGITAL RECEIVER TECHNOLOGY INC
12409 MILESTONE CENTER DRIVE
GERMANTOWN,MD208767114 		52-1196343   941,242 0 N/A N/A SUB-AWARD
(155) DIGNITY HEALTH MEDICAL FOUNDATION
3400 DATA DR
RANCHO CORDOVA,CA956707956 		68-0220314 501(C)(3) 12,138 0 N/A N/A SUB-AWARD
(156) DIVERSIFIED TECHNOLOGIES INC
35 WIGGINS AVENUE
BEDFORD,MA017302345 		04-2992321   2,019,244 0 N/A N/A SUB-AWARD
(157) DNA SOFTWARE INC
334 E WASHINGTON STREET
ANN ARBOR,MI48104 		38-3592679   151,413 0 N/A N/A SUB-AWARD
(158) DOCBOX INC
760 MAIN STREET 2-4
WALTHAM,MA02451 		20-8919227   182,002 0 N/A N/A SUB-AWARD
(159) DOMAIN X TECHNOLOGIES
4229 LAFAYETTE CENTER DRIVE
CHANTILLY,VA201511270 		35-2363493   745,436 0 N/A N/A SUB-AWARD
(160) DREXEL UNIVERSITY
3141 CHESNUT ST
PHILADELPHIA,PA19104 		23-1352630 501(C)(3) 65,590 0 N/A N/A SUB-AWARD
(161) DUKE UNIVERSITY
2200 W MAIN ST STE 300
DURHAM,NC27705 		56-0532129 501(C)(3) 1,520,269 0 N/A N/A SUB-AWARD
(162) EAST TENNESSEE STATE UNIVERSITY
PO BOX 70565
JOHNSON CITY,TN37614 		62-6021046 115 148,922 0 N/A N/A SUB-AWARD
(163) EASTERN VIRGINIA MEDICAL SCHOOL
358 MOWBRAY ARCH
NORFOLK,VA23501 		54-6055378 115 114,446 0 N/A N/A SUB-AWARD
(164) EDUCATION NORTHWEST
101 SW MAIN ST STE 500
PORTLAND,OR97204 		93-0553346 501(C)(3) 44,759 0 N/A N/A SUB-AWARD
(165) ELECTRIC BOAT CORPORATION
PO BOX 949
GROTON,CT063400949 		51-0369496   135,392 0 N/A N/A SUB-AWARD
(166) ELECTRO MAGNETIC APPLICATIONS INC
7655 W MISSISSIPPI AVE SUITE 300
LAKEWOOD,CO80226 		85-0256426   140,578 0 N/A N/A SUB-AWARD
(167) ELUCIDATION CONCEPTS LLC
5805 MARIETTA STATION DRIVE
GLENN DALE,MD20769 		26-3081669   432,399 0 N/A N/A SUB-AWARD
(168) EMCUBE INC
1900 N BEAUREGARD STREET
ALEXANDRIA,VA22311 		54-1685244   912,480 0 N/A N/A SUB-AWARD
(169) EMMES CORP
401N WASHINGTON ST STE 700
ROCKVILLE,MD20850 		54-1058268   284,935 0 N/A N/A SUB-AWARD
(170) EMORY UNIVERSITY
101 WOODRUFF CIR STE 6107
ATLANTA,GA30322 		58-0566256 501(C)(3) 1,057,110 0 N/A N/A SUB-AWARD
(171) ENSCO INC
PO BOX 1780
SPRINGFIELD,VA22151 		54-1250229   131,261 0 N/A N/A SUB-AWARD
(172) ENVIRONMENTAL SYSTEMS RESEARCH INSTITUTE INC
380 NEW YORK STREET
REDLANDS,CA92373 		95-2775732   39,093 0 N/A N/A SUB-AWARD
(173) ERIDAN COMMUNICATIONS INC
110 PIONEER WAY STE L
MOUNTAIN VIEW,CA940411519 		46-3888021   590,000 0 N/A N/A SUB-AWARD
(174) ERIKSON INSTITUTE
3755 PAYSPHERE CIR
CHICAGO,IL60674 		36-2593545 501(C)(3) 119,719 0 N/A N/A SUB-AWARD
(175) ETCH INC
3403 KENILWORTH DR
CHEVY CHASE,MD208154721 		82-3682760   66,086 0 N/A N/A SUB-AWARD
(176) FABRICO TECHNOLOGY INC
20500 AUK ROAD
PFLUGERVILLE,TX78660 		20-5866038   25,000 0 N/A N/A SUB-AWARD
(177) FAMILY HEALTH INTERNATIONAL
359 BLACKWELL ST STE 200
DURHAM,NC27701 		23-7413005 501(C)(3) 4,675,718 0 N/A N/A SUB-AWARD
(178) FAMILY VOICES
3701 SAN MATEO BLVD STE 103
ALBUQUERQUE,NM87110 		65-0430800 501(C)(3) 63,000 0 N/A N/A SUB-AWARD
(179) FATHOM5 CORPORATION
701 BRAZOS STREET
AUSTIN,TX78701 		82-3831828   20,108 0 N/A N/A SUB-AWARD
(180) FEINSTEIN INSTITUTES FOR MEDICAL RESEARCH
350 COMMUNITY DR
MANHASSET,NY11030 		11-3418133 501(C)(3) 17,795 0 N/A N/A SUB-AWARD
(181) FENWAY COMMUNITY HEALTH CENTER INC
1340 BOYLSTON STREET
BOSTON,MA02215 		04-2510564 501(C)(3) 302,436 0 N/A N/A SUB-AWARD
(182) FLORIDA DEPARTMENT OF HEALTH
8175 NW 12 ST ROM305
MIAMI,FL33126 		59-3502843 115 100,000 0 N/A N/A SUB-AWARD
(183) FLORIDA INSTITUTE OF TECHNOLOGY
150 WEST UNIVERSITY BOULEVARD
MELBOURNE,FL32901 		59-6046500 501(C)(3) 124,350 0 N/A N/A SUB-AWARD
(184) FLORIDA STATE UNIVERSITY
97 S WOODWARD AVE
TALLAHASSEE,FL32306 		59-3211153 501(C)(3) 24,532 0 N/A N/A SUB-AWARD
(185) FORCEPOINT FEDERAL LLC
10900 STONELAKE BLVD SUITE 350
AUSTIN,TX787595795 		47-5289064   424,396 0 N/A N/A SUB-AWARD
(186) FOSS MARITIME COMPANY LLC
4195 SOLUTIONS CENTER DRIVE
CHICAGO,IL60677 		91-1186367   86,599 0 N/A N/A SUB-AWARD
(187) FOSTER-MILLER INC DBA QINETIQ NORTH AMERICA (QNA)
350 SECOND AVENUE
WALTHAM,MA02451 		04-2212281   246,960 0 N/A N/A SUB-AWARD
(188) FRAMEWORKS INSTITUTE
1333 H ST NW STE 700 WEST
WASHINGTON,DC200054707 		71-0891642 501(C)(3) 15,408 0 N/A N/A SUB-AWARD
(189) FRED HUTCHINSON CANCER RESEARCH CENTER
1100 FAIRVIEW AVE N PO BOX 19024
SEATTLE,WA981091024 		23-7156071 501(C)(3) 331,428 0 N/A N/A SUB-AWARD
(190) FRIENDS RESEARCH INSTITUTE
505 BALTIMORE AVE
BALTIMORE,MD21204 		52-0701445 501(C)(3) 298,829 0 N/A N/A SUB-AWARD
(191) FRONTIER SCIENCE AND TECH
4033 MAPLE RD
AMHERST,NY14226 		16-1056814 501(C)(3) 2,187,498 0 N/A N/A SUB-AWARD
(192) FUNDAMENTAL TECHNOLOGIES LLC
2411 PONDEROSA DRIVE
LAWRENCE,KS660465057 		74-2846959   172,905 0 N/A N/A SUB-AWARD
(193) FURMAN UNIVERSITY
3300 POINSETT HWY
GREENVILLE,SC296130002 		57-1061363 501(C)(3) 8,612 0 N/A N/A SUB-AWARD
(194) FUTURES WITHOUT VIOLENCE
100 MONTGOMERY ST
SAN FRANCISCO,CA94129 		94-3110973 501(C)(3) 17,009 0 N/A N/A SUB-AWARD
(195) GARNETT CORPORATION
PO BOXD 282
SAVAGE,MD20763 		26-1118222   363,964 0 N/A N/A SUB-AWARD
(196) GE RESEARCH AND DEVELOPMENT CENTER
ONE RESEARCH CIR
NISKAYUNA,NY12309 		14-0689340   675,731 0 N/A N/A SUB-AWARD
(197) GEISINGER CLINIC
100 N ACADEMY AVE
DANVILLE,PA178223069 		23-6291113 501(C)(3) 1,819,727 0 N/A N/A SUB-AWARD
(198) GENERAL ATOMICS AERONAUTICAL SYSTEMS INC (GA-ASI)
701 B STREET SUITE 150
SAN DIEGO,CA92101 		33-0581051   294,526 0 N/A N/A SUB-AWARD
(199) GENERAL DYNAMICS MISSION SYSTEMS INC
553 SOUTH STREET
QUINCY,MA02169 		45-0484950   818,720 0 N/A N/A SUB-AWARD
(200) GENERAL HOSPITAL CORP
50 BLOSSOM STREET THIER 1101 BOSTON
BOSTON,MA021142605 		04-2697983 501(C)(3) 1,209,773 0 N/A N/A SUB-AWARD
(201) GENESIS ENGINEERING SOLUTIONS INC
4501 BOSTON WAY
LANHAM,MD20706 		04-3651329   75,414 0 N/A N/A SUB-AWARD
(202) GENEVA FOUNDATION
PO BOX 98687
LAKEWOOD,WA98496 		91-1593913 501(C)(3) 357,891 0 N/A N/A SUB-AWARD
(203) GEORGE MASON UNIVERSITY
4400 UNIV DR MS2E1
FAIRFAX,VA22030 		54-0836354 115 2,891,974 0 N/A N/A SUB-AWARD
(204) GEORGE WASHINGTON UNIVERSITY
45155 RESEARCH PL STE 260
ASHBURN,VA20147 		53-0196584 501(C)(3) 542,646 0 N/A N/A SUB-AWARD
(205) GEORGETOWN UNIVERSITY
2233 WISCONSIN AVE NW
WASHINGTON,DC20007 		53-0196603 501(C)(3) 489,581 0 N/A N/A SUB-AWARD
(206) GEORGIA INSTITUTE OF TECHNOLOGY
225 NORTH AVE
ATLANTA,GA303320255 		58-6002023 115 11,530 0 N/A N/A SUB-AWARD
(207) GEORGIA TECH RESEARCH CORP
505 10TH STREET NW SUITE 300
ATLANTA,GA303320420 		58-0603146 501(C)(3) 137,680 0 N/A N/A SUB-AWARD
(208) GEOSYNTEC CONSULTANTS INC
900 BROKEN SOUND PKWY NW STE 200
BOCA RATON,FL33487 		59-2355134   10,557 0 N/A N/A SUB-AWARD
(209) GLENWOOD LIFE CENTER
516 GLENWOOD AVE
BALTIMORE,MD21212 		23-7121331 501(C)(3) 25,972 0 N/A N/A SUB-AWARD
(210) GLOBAL HEALTH STRATEGIES
38 E 32ND ST FLR 12
NEW YORK,NY100165559 		22-3885564   2,162,443 0 N/A N/A SUB-AWARD
(211) GRAF RESEARCH CORPORATION
2280 KRAFT DRIVE
BLACKSBURG,VA24060 		47-4128747   817,683 0 N/A N/A SUB-AWARD
(212) GRAPHIKA INC
311 W 43RD ST
NEW YORK,NY10036 		46-4386048   131,712 0 N/A N/A SUB-AWARD
(213) GRAY ROCK PROFESSIONAL ALLIANCE LLC
3612 GRAY ROCK DRIVE
ELLICOTT CITY,MD210423704 		48-1290987   841,845 0 N/A N/A SUB-AWARD
(214) GREENFLY SERVITORS & ULTRANAUTICS LLC
2041 PIMMIT DRIVE
FALLS CHURCH,VA22043 		81-1597920   199,165 0 N/A N/A SUB-AWARD
(215) GSE SOFTWARE INC
7058 MIDDLESBURY RIDGE CIRCLE
WEST HILLS,CA91307 		95-4711574   89,080 0 N/A N/A SUB-AWARD
(216) GUROO LLC
6036 LINCOLNIA ROAD
ALEXANDRIA,VA22312 		27-3679643   573,562 0 N/A N/A SUB-AWARD
(217) H LEE MOFFITT CANCER CENTER
12902 MAGNOLIA DR
TAMPA,FL33612 		59-3238634 501(C)(3) 7,620 0 N/A N/A SUB-AWARD
(218) HACKENSACK UNIVERSITY MEDICAL CENTER
30 PROSPECT AVE
HACKENSACK,NJ076011915 		22-1487576 501(C)(3) 6,062 0 N/A N/A SUB-AWARD
(219) HAMILTON SUNDSTRAND SPACE SYS INT (UTAS)
PO BOX 360951
PITTSBURGH,PA15251 		06-1388006   8,888 0 N/A N/A SUB-AWARD
(220) HARRIS CORPORATION
800 LEE ROAD
ROCHESTER,NY146064248 		34-0276860   3,899,440 0 N/A N/A SUB-AWARD
(221) HARVARD UNIVERSITY
665 HUNTINGTON AVE
BOSTON,MA02115 		04-2103580 501(C)(3) 985,915 0 N/A N/A SUB-AWARD
(222) HDT EXPEDITIONARY SYSTEMS INC
415 WOLFE STREET
FREDERICKSBURG,VA22401 		54-1251757   48,799 0 N/A N/A SUB-AWARD
(223) HEALTH SERVICES ENGINEERING
10362 WATERIDGE CIRCLE
SAN DIEGO,CA921215714 		81-2978183   7,443 0 N/A N/A SUB-AWARD
(224) HEKTOEN INSTITUTE
2240 W OGDEN AVE 2ND FL
CHICAGO,IL60612 		36-2244897 501(C)(3) 10,831 0 N/A N/A SUB-AWARD
(225) HENNEPIN HEALTHCARE RESEARCH INSTITUTE
701 PARK AVE
MINNEAPOLIS,MN554151623 		41-1677920 501(C)(3) 83,649 0 N/A N/A SUB-AWARD
(226) HENRY FORD HEALTH SYSTEM
2799 W GRAND BLVD
DETROIT,MI48202 		38-1357020 501(C)(3) 93,300 0 N/A N/A SUB-AWARD
(227) HENRY M JACKSON FOUNDATION
4301 JONES BRIDGE RD RM G074
BETHESDA,MD20814 		52-1317896 501(C)(3) 262,037 0 N/A N/A SUB-AWARD
(228) HERON SYSTEMS INC
22685 THREE NOTCH ROAD SUITE B
CALIFORNIA,MD20619 		52-1849417   167,405 0 N/A N/A SUB-AWARD
(229) HODGES TRANSPORTATION INC
605 FORT CHURCHILL ROAD
SILVER SPRINGS,NV984298002 		88-0314954   168,632 0 N/A N/A SUB-AWARD
(230) HOLMES-TUCKER INTERNATIONAL INC (HTII)
21789 N CORAL DRIVE
LEXINGTON PARK,MD206535518 		54-1494948   464,437 0 N/A N/A SUB-AWARD
(231) HONEYBEE ROBOTICS LTD
460 WEST 34TH STREET
NEW YORK,NY10001 		88-0193033   671,883 0 N/A N/A SUB-AWARD
(232) HONEYWELL INTERNATIONAL
19019 NORTH 59TH AVE
GLENDALE,AZ85308 		22-2640650   378,800 0 N/A N/A SUB-AWARD
(233) HOOSIER CANCER RESEARCH NETWORK INC
351 W 10TH ST STE 330
INDIANAPOLIS,IN46202 		26-0303542 501(C)(3) 638,152 0 N/A N/A SUB-AWARD
(234) HOUSE OF RUTH MARYLAND INC
2201 ARGONNE DR
BALTIMORE,MD212181627 		52-1100236 501(C)(3) 10,000 0 N/A N/A SUB-AWARD
(235) HOWARD UNIVERSITY
2225 GEORGIA AVE NW 3RD FL
WASHINGTON,DC20059 		53-0204707 501(C)(3) 373,330 0 N/A N/A SUB-AWARD
(236) HUALAPAI TRIBE
PO BOX 179
PEACH SPRINGS,AZ864340179 		86-0092282   20,000 0 N/A N/A SUB-AWARD
(237) HUNTSMAN CANCER HOSPITAL
1950 CIRCLE OF HOPE STE 2900
SALT LAKE CITY,UT841125560 		87-0541293 501(C)(3) 235,552 0 N/A N/A SUB-AWARD
(238) HYPERION RESEARCH HOLDINGS LLC
365 SUMMIT AVENUE
ST PAUL,MN55102 		81-5061463   40,000 0 N/A N/A SUB-AWARD
(239) ICF INCORPORATED LLC
9300 LEE HWY
FAIRFAX,VA220316050 		52-0893615   147,860 0 N/A N/A SUB-AWARD
(240) IHC HEALTH SERVICES INC
5121 S COTTONWOOD ST 6TH FL
MURRAY,UT84107 		94-2854057 501(C)(3) 136,558 0 N/A N/A SUB-AWARD
(241) ILC DOVER LP
ONE MOONWALKER ROAD
FREDERICA,DE19946 		51-0281422   165,155 0 N/A N/A SUB-AWARD
(242) ILLINOIS INSTITUTE OF TECHNOLOGY
10 W 35TH ST
CHICAGO,IL606163717 		36-2170136 501(C)(3) 30,110 0 N/A N/A SUB-AWARD
(243) IMPROVEMENT PATH SYSTEMS INC
24843 IVYWOOD DR
FARMINGTON HILLS,MI48336 		38-3073532   484,090 0 N/A N/A SUB-AWARD
(244) IN SILICO SOLUTIONS
2735 HARTLAND RD STE 301
FALLS CHURCH,VA22043 		26-0755383   252,755 0 N/A N/A SUB-AWARD
(245) INDIANA UNIVERSITY
30 E KIRKWOOD AVE
BLOOMINGTON,IN474084003 		35-6001673 115 644,892 0 N/A N/A SUB-AWARD
(246) INFINITE BIOMEDICAL TECHNOLOGIES LLC
8 MARKET PL STE 500
BALTIMORE,MD212024264 		52-2337593   20,029 0 N/A N/A SUB-AWARD
(247) INNOVATIVE CONCEPTS ENGINEERING INC
6411 IVY LANE
GREENBELT,MD20770 		20-4498382   897,703 0 N/A N/A SUB-AWARD
(248) INOVA HEALTH CARE SERVICES
3130 FAIRVIEW PARK DR STE 300
FALLS CHURCH,VA220424517 		54-0620889 501(C)(3) 15,496 0 N/A N/A SUB-AWARD
(249) INSTITUTE FOR CLINICAL RESEARCH INC
50 IRVING ST NW
WASHINGTON,DC20422 		52-1336656 501(C)(3) 8,151 0 N/A N/A SUB-AWARD
(250) INSTITUTE FOR SYSTEMS BIOLOGY
401 TERRY AVE N
SEATTLE,WA98109 		91-2003593 501(C)(3) 78,106 0 N/A N/A SUB-AWARD
(251) INSTITUTE OF HEALTHCARE IMPROVEMENT
53 STATE ST FL 19
BOSTON,MA021092820 		38-3017223 501(C)(3) 158,202 0 N/A N/A SUB-AWARD
(252) INTEGRATED PROGRAM SOLUTIONS
22164 HANOVER WOODS CT
LEONARDTOWN,MD20650 		26-4289157   225,788 0 N/A N/A SUB-AWARD
(253) INTEGRITY ISR
1411 FRONTIER
SPRING BRANCH,TX78070 		46-3119707   32,500 0 N/A N/A SUB-AWARD
(254) INTERNATIONAL BUSINESS MACHINES
1 ORCHARD RD
ARMONK,NY10504 		13-0871985   299,586   N/A N/A SUB-AWARD
(255) INTERNATIONAL CENTER FOR RESEARCH ON WOMEN
1120 20TH ST NW STE 500
WASHINGTON,DC200363491 		52-1081455 501(C)(3) 18,163 0 N/A N/A SUB-AWARD
(256) INTERNATIONAL FOOD POLICY RESEARCH
1201 I ST NW
WASHINGTON,DC200055905 		52-1041632 501(C)(3) 506,708 0 N/A N/A SUB-AWARD
(257) INTERNATIONAL SOCIETY FOR THIRD SECTOR RESEARCH
5801 SMITH AVENUE MCAULEY HALL SU
BALTIMORE,MD21209 		81-1457448 501(C)(3) 14,884 0 N/A N/A SUB-AWARD
(258) INTERNATIONAL YOUTH ALLIANCE FOR FAMILY PLANNING
1608 HOBART ST NW
WASHINGTON,DC20009 		47-2790657 501(C)(3) 32,185 0 N/A N/A SUB-AWARD
(259) INTERSTELLAR LLC
109 BRIGADOON DR
MADISON,AL35757 		47-5355170   11,800 0 N/A N/A SUB-AWARD
(260) INTER-TRIBAL COUNCIL OF MICHIGAN INC
2956 ASHMUN ST
SAULT SAINTE MARIE,MI497833720 		38-1893519 501(C)(3) 32,940 0 N/A N/A SUB-AWARD
(261) INTRAHEALTH INTERNATIONAL INC
6340 QUADRANGLE DR STE 200
CHAPEL HILL,NC27517 		55-0825466 501(C)(3) 1,681,068 0 N/A N/A SUB-AWARD
(262) INTREPID SOLUTIONS AND SERVICES INC
12950 WORLDGATE DRIVE SUITE 710
HERNDON,VA20170 		26-3697206   335,006 0 N/A N/A SUB-AWARD
(263) INVICTUS K9
6209 SEVEN LAKES WEST
WEST END,NC27376 		47-3135574   7,250 0 N/A N/A SUB-AWARD
(264) INVOCON INC
19221 I-45 SOUTH
CONROE,TX773858746 		76-0315372   656,724 0 N/A N/A SUB-AWARD
(265) J CRAIG VENTER INSTITUTE
9704 MEDICAL CENTER DRIVE
ROCKVILLE,MD20850 		52-1842938 501(C)(3) 219,722 0 N/A N/A SUB-AWARD
(266) JAMES BELL ASSOCIATES
3033 WILSON BLVD
ARLINGTON,VA22201 		52-1150061   285,239 0 N/A N/A SUB-AWARD
(267) JANUS COMMUNICATIONS
9 SHELBY
IRVINE,CA92602 		35-2593727   180,124 0 N/A N/A SUB-AWARD
(268) JCTM LLC
16710 TULLOCH RD
CHARLOTTE,NC28278 		47-3657946   343,893 0 N/A N/A SUB-AWARD
(269) JDSAT INC
10210 BENS WAY
MANASSAS,VA20110 		46-3550262   7,874 0 N/A N/A SUB-AWARD
(270) JMC ENGINEERING LLC
576 DARTMOUTH AVE
SAN CARLOS,CA940701705 		46-4805596   33,771 0 N/A N/A SUB-AWARD
(271) JOAN I AND SANFORD WEILL MEDICAL COLLEGE
1300 YORK AVE BOX 89
NEW YORK,NY10065 		13-3017214 501(C)(3) 7,500 0 N/A N/A SUB-AWARD
(272) JOHN SNOW INC
44 FARNSWORTH ST
BOSTON,MA02210 		04-2578580   145,255 0 N/A N/A SUB-AWARD
(273) JOHNSON RESEARCH & DEVELOPMENT CO INC
275 DECATUR STREET
ATLANTA,GA30312 		58-1973838   573,449 0 N/A N/A SUB-AWARD
(274) JOINT RESEARCH AND DEVELOPMENT INC
50 TECH PARKWAY
STAFFORD,VA22556 		42-1633797   492,304 0 N/A N/A SUB-AWARD
(275) JOSLIN DIABETES CENTER INC
1 JOSLIN PL
BOSTON,MA02215 		04-2203836 501(C)(3) 32,951 0 N/A N/A SUB-AWARD
(276) JSI RESEARCH AND TRAINING INSTITUTE
44 FARNSWORTH ST
BOSTON,MA02210 		04-2679824 501(C)(3) 1,160,633 0 N/A N/A SUB-AWARD
(277) K3 COMMUNICATIONS
6 WINDY FARMS COURT
PHOENIX,MD21131 		  52,725 0 N/A N/A SUB-AWARD
(278) KAISER FOUNDATION RESEARCH
1800 HARRISON ST
OAKLAND,CA946123433 		94-1105628 501(C)(3) 165,927 0 N/A N/A SUB-AWARD
(279) KENNEDY KRIEGER INSTITUTE INC
1741 ASHLAND AVE
BALTIMORE,MD212051531 		52-1524965 501(C)(3) 2,827,967 0 N/A N/A SUB-AWARD
(280) KINETX INC
2050 E ASU CIRCLE
TEMPE,AZ85284 		77-0326085   415,083 0 N/A N/A SUB-AWARD
(281) KINEX INC A WHOLLY OWNED SUBSIDIARY OF PSI
17061 THOUSAND OAKS DRIVE
HAYMARKET,VA201692271 		54-1788913   48,393 0 N/A N/A SUB-AWARD
(282) KSA INTEGRATION LLC
2011 CRYSTAL DRIVE SUITE 400
ARLINGTON,VA22202 		27-3853907   45,936 0 N/A N/A SUB-AWARD
(283) KUTTA TECHNOLOGIES INC
2075 WEST PINNACLE PEAK ROAD SUITE
102
PHOENIX,AZ850271219 		86-1032281   38,938 0 N/A N/A SUB-AWARD
(284) L2 DEFENSE INC
759 PARKWAY STREET SUITE 202
JUPITER,FL33477 		45-4283065   48,000 0 N/A N/A SUB-AWARD
(285) L-3 INTERSTATE ELECTRONICS CORPORATION
602 E VERMONT AVENUE
ANAHEIM,CA92805 		95-1912832   69,850 0 N/A N/A SUB-AWARD
(286) L3 TECHNOLOGIES INC DBA L3 SSG
NARDA MICROWAVE WEST
CHICAGO,IL606731220 		13-3937436   7,377,490 0 N/A N/A SUB-AWARD
(287) LA JOLLA INFECTIOUS DISEASE INSTITUTE
3525 DEL MAR HEIGHTS RD 453
SAN DIEGO,CA92130 		20-8965505 501(C)(3) 79,760 0 N/A N/A SUB-AWARD
(288) LAN SERVICE GROUP OF PORTLAND
18250 S CLARK LN
OREGON CITY,OR97045 		26-1546434   88,000 0 N/A N/A SUB-AWARD
(289) LAWRENCE BERKELEY NATIONAL
ONE CYCLOTRON RD 977-250
BERKELEY,CA94720 		94-2951741   200,748 0 N/A N/A SUB-AWARD
(290) LEHIGH UNIVERSITY
526 BRODHEAD AVE
BETHLEHEM,PA180153008 		24-0795445 501(C)(3) 209,040 0 N/A N/A SUB-AWARD
(291) LEIDOS INC
PO BOX 223058
PITTSBURGH,PA152512058 		95-3630868   1,572,181 0 N/A N/A SUB-AWARD
(292) LENTECH INC
PO BOX 67155
ALBUQERQUE,NM87193 		26-2487908   57,767 0 N/A N/A SUB-AWARD
(293) LIEBER INSTITUTE INC
855 N WOLFE ST STE 300
BALTIMORE,MD212051514 		26-3690883 501(C)(3) 2,299,950 0 N/A N/A SUB-AWARD
(294) LIGHTSHED LLC
352 CARLTON AVE STE 1
BROOKLYN,NY11238 		81-4355183   17,500 0 N/A N/A SUB-AWARD
(295) LINC LLC
667 F STREET NE
WASHINGTON,DC20002 		46-2573007   179,154 0 N/A N/A SUB-AWARD
(296) LOCKHEED MARTIN CORP
6801 ROCKLEDGE DR
BETHESDA,MD20817 		52-1893632   6,263,208 0 N/A N/A SUB-AWARD
(297) LOS ANGELES BIOMEDICAL RESEARCH
1124 W CARSON ST
TORRANCE,CA90502 		95-2138184 501(C)(3) 192,863 0 N/A N/A SUB-AWARD
(298) LOUISIANA STATE UNIVERSITY
204 THOMAS BOYD HALL
BATON ROUGE,LA708030110 		72-6000848 501(C)(3) 104,910 0 N/A N/A SUB-AWARD
(299) LOVELACE RESPIRATORY RESEARCH INSTITUTE
2425 RIDGECREST SE
ALBUQUERQUE,NM87108 		85-0110669 501(C)(3) 15,735 0 N/A N/A SUB-AWARD
(300) LOWERY CREEK CONSULTING LLC DBA ROBERT S PILATO
989 LOWERY CREEK ROAD
LANCASTER,VA22503 		81-1765474   20,381 0 N/A N/A SUB-AWARD
(301) LUMINIT GOVERNMENT SERVICES LLC
1850 W 205TH STREET
TORRANCE,CA90501 		83-3177945   320,149 0 N/A N/A SUB-AWARD
(302) LUMINIT LLC
1850 W 205TH STREET
TORRANCE,CA905011526 		20-3829605   93,385 0 N/A N/A SUB-AWARD
(303) LYN AEROSPACE LLC
1490 HIGHWAY A1A
SATELLITE BEACH,FL32937 		20-4893460   208,066 0 N/A N/A SUB-AWARD
(304) MAC INC
909 PROGRESS CIR STE 100
SALISBURY,MD21804 		52-0992005 501(C)(3) 104,499 0 N/A N/A SUB-AWARD
(305) MACALESTER COLLEGE
1600 GRAND AVE
SAINT PAUL,MN551051801 		41-0693962 501(C)(3) 23,676 0 N/A N/A SUB-AWARD
(306) MAGEE WOMENS RESEARCH INSTITUTE
3339 WARD ST
PITTSBURGH,PA15213 		25-1462312 501(C)(3) 56,075 0 N/A N/A SUB-AWARD
(307) MALIN SPACE SCIENCE SYSTEMS INC
PO BOX 910148
SAN DIEGO,CA921910148 		93-1046372   61,100 0 N/A N/A SUB-AWARD
(308) MANDEX INC
4001 N 9TH ST
ARLINGTON,VA22203 		95-2902232   530,190 0 N/A N/A SUB-AWARD
(309) MARINE ACOUSTICS INC
14 PELHAM ST
NEWPORT,RI02840 		04-2993452   2,055,331 0 N/A N/A SUB-AWARD
(310) MARYLAND INSTITUTE COLLEGE OF ART
1300 W MOUNT ROYAL AVE
BALTIMORE,MD212174134 		52-0591661 501(C)(3) 71,448 0 N/A N/A SUB-AWARD
(311) MARYLAND PATIENT SAFETY CENTER
6820 DEERPATH RD
ELKRIDGE,MD210756200 		26-2188491 501(C)(3) 9,337 0 N/A N/A SUB-AWARD
(312) MARYLAND TREATMENT CENTER
3800 FREDERICK AVE
BALTIMORE,MD21229 		52-1447757   10,511 0 N/A N/A SUB-AWARD
(313) MASSACHUSETTS INSTITUTE OF TECHNOLOGY
77 MASSACHUSETTS AVE
CAMBRIDGE,MA021394307 		04-2103594 501(C)(3) 332,583 0 N/A N/A SUB-AWARD
(314) MATERIALS RESEARCH & DESIGN INC
300 E SWEDESFORD RD
WAYNE,PA190871858 		23-2839876   17,560 0 N/A N/A SUB-AWARD
(315) MATTHEWS MEDIA GROUP INC
700 KING FARM BOULEVARD SUITE 500
ROCKVILLE,MD20850 		52-1586000   170,332 0 N/A N/A SUB-AWARD
(316) MAYO CLINIC
200 FIRST ST SW
ROCHESTER,MN55905 		41-6011702 501(C)(3) 1,353,180 0 N/A N/A SUB-AWARD
(317) MAYO FOUNDATION
200 FIRST ST SW
ROCHESTER,MN55905 		41-1937751 501(C)(3) 54,954 0 N/A N/A SUB-AWARD
(318) MCKESSON SPECIALTY HEALTH
401 MASON RD
LA VERGNE,TN37086 		94-3183211   30,864 0 N/A N/A SUB-AWARD
(319) MCLEAN HOSPITAL CORPORATION
115 MILL ST
BELMONT,MA02478 		04-2697981 501(C)(3) 319,887 0 N/A N/A SUB-AWARD
(320) MEDICAL COLLEGE OF WISCONSIN INC
8701 W WATERTOWN PLANK RD
MILWAUKEE,WI532263548 		39-0806261 501(C)(3) 1,345,692 0 N/A N/A SUB-AWARD
(321) MEDICAL UNIVERSITY OF SOUTH CAROLINA
171 ASHLEY AVE
CHARLESTON,SC294253001 		57-6000722 115 298,635 0 N/A N/A SUB-AWARD
(322) MEDSTAR HEALTH INC
5565 STERRETT PL 5TH FLR
COLUMBIA,MD21044 		52-2087445 501(C)(3) 8,000 0 N/A N/A SUB-AWARD
(323) MEDSTAR HEALTH RESEARCH INSTITUTE
6495 NEW HAMPSHIRE AVE STE 201
HYATTSVILLE,MD20783 		52-6056274 501(C)(3) 165,482 0 N/A N/A SUB-AWARD
(324) MEMBER OF THE FAMILY LLC
670 RITCHIE HIGHWAY
SEVERNA PARK,MD21146 		52-2174180   88,400 0 N/A N/A SUB-AWARD
(325) MEMORIAL HERMANN HEALTH SYSTEM
1333 MOURSUND ST
HOUSTON,TX77030 		74-1152597 501(C)(3) 35,627 0 N/A N/A SUB-AWARD
(326) MEMORIAL SLOAN KETTERING CANCER CENTER
633 THIRD AVE
NEW YORK,NY10017 		13-1624082 501(C)(3) 376,849 0 N/A N/A SUB-AWARD
(327) MENTAL HEALTH ASSOCIATION OF MD
1301 YORK RD STE 505
LUTHERVILLE,MD21093 		52-0591666 501(C)(3) 6,500 0 N/A N/A SUB-AWARD
(328) MENTE SYSTEMS INC DBA THEINCLAB
8300 GREENSBORO DRIVE
MCLEAN,VA22102 		47-4488142   451,191 0 N/A N/A SUB-AWARD
(329) MERCURY SYSTEMS INC
199 RIERNECK ROAD
CHELMSFORD,MA01824 		04-2741391   185,800 0 N/A N/A SUB-AWARD
(330) MERCYHURST UNIVERSITY
501 EAST 38TH STREET
ERIE,PA165460001 		25-0965430 501(C)(3) 410,253 0 N/A N/A SUB-AWARD
(331) MERIDIAN CLINICAL RESEARCH LLC
3319 N 107TH ST
OMAHA,NE681343664 		47-0823384   5,076 0 N/A N/A SUB-AWARD
(332) MERIDIAN MSI LLC
18 PLEASANT STREET
BRUNSWICK,ME04011 		46-4224865   277,125 0 N/A N/A SUB-AWARD
(333) MESH INC
114 BARNSLEY ROAD
OXFORD,PA19363 		23-2070794   142,844 0 N/A N/A SUB-AWARD
(334) MESO SCALE DISCOVERY
1601 RESEARCH BLVD
ROCKVILLE,MD20850 		52-1974952   236,068 0 N/A N/A SUB-AWARD
(335) METIS FOUNDATION
300 CONVENT ST STE 1330
SAN ANTIONIO,TX78205 		47-2219464 501(C)(3) 41,476 0 N/A N/A SUB-AWARD
(336) MEV TECHNOLOGY CONSULTING LLC
1239 ETRUSCAN WAY
INDIAN HARBOUR BEACH,FL32937 		47-1418732   47,872 0 N/A N/A SUB-AWARD
(337) MIAMI JEWISH HEALTH SYSTEMS
5200 NE 2ND AVE
MIAMI,FL33137 		59-0624414 501(C)(3) 92,325 0 N/A N/A SUB-AWARD
(338) MICHIGAN STATE UNIVERSITY
301 ADMINISTRATION BLDG
EAST LANSING,MI48824 		38-6005984 115 26,781 0 N/A N/A SUB-AWARD
(339) MICROWAVE ENGINEERING & MANUFACTURING CORP
10087 TYLER PLACE
IJAMSVILLE,MD217548747 		52-2042902   76,500 0 N/A N/A SUB-AWARD
(340) MID ATLANTIC PERMANENTE MEDICAL
2101 E JEFFERSON ST
ROCKVILLE,MD20852 		52-1196226   148,007 0 N/A N/A SUB-AWARD
(341) MILLION CONCEPTS LLC
1355 BARDSTOWN RD 132
LOUISVILLE,KY402041353 		37-1739173   26,676 0 N/A N/A SUB-AWARD
(342) MILTEC UV INTERNATIONAL LLC
146 LOG CANOE CIRCLE
STEVENSVILLE,MD21666 		27-3684890   49,814 0 N/A N/A SUB-AWARD
(343) MIRANDA INC
PO BOX 400
COLUMBIA,MD21045 		52-2230696   214,906 0 N/A N/A SUB-AWARD
(344) MIRIAM HOSPITAL RHODE ISLAND
593 EDDY ST
PROVIDENCE,RI02903 		05-0258905 501(C)(3) 34,406 0 N/A N/A SUB-AWARD
(345) MISSISSIPPI STATE UNIVERSITY
PO BOX 6156 HARDY RD
MISSISSIPPI STATE,MS39762 		64-6000819 501(C)(3) 47,398 0 N/A N/A SUB-AWARD
(346) MISSOURI BREAKS INDUSTRIES RESEARCH
24181 148 STREET
TIMBERLAKE,SD57656 		46-0438471   123,960 0 N/A N/A SUB-AWARD
(347) MOLOGIC INC
19 CORLAND DRIVE
HUDSON,MA01749 		83-1196668   18,725 0 N/A N/A SUB-AWARD
(348) MONELL CHEMICAL SENSES CENTER
3500 MARKET ST
PHILADELPHIA,PA191043308 		23-2020897 501(C)(3) 100,758 0 N/A N/A SUB-AWARD
(349) MONOGRAM BIOSCIENCES
345 OYSTER POINT BLVD
SAN FRANCISCO,CA94080 		94-3234479   320,850 0 N/A N/A SUB-AWARD
(350) MONTCLAIR STATE UNIVERSITY
1 NORMAL AVE
MONTCLAIR,NJ070431624 		22-2912682 115 9,893 0 N/A N/A SUB-AWARD
(351) MONTEFIORE MEDICAL CENTER
111 E 210TH ST
BRONX,NY104672490 		13-1740114 501(C)(3) 432,283 0 N/A N/A SUB-AWARD
(352) MOOG INC
PO BOX 405228
ATLANTA,GA30384 		16-0757636   2,276,772 0 N/A N/A SUB-AWARD
(353) MORGAN STATE UNIVERSITY
1700 E COLDSPRING LN
BALTIMORE,MD21251 		23-7089143 115 612,241 0 N/A N/A SUB-AWARD
(354) MOUNT SINAI SCHOOL OF MEDICINE
ONE GUSTAVE L LEVY PL BOX 1075
NEW YORK,NY10029 		13-6171197 501(C)(3) 1,047,797 0 N/A N/A SUB-AWARD
(355) MRI GLOBAL
425 VOLKER BLVD
KANSAS CITY,MO64110 		44-0545878   102,161 0 N/A N/A SUB-AWARD
(356) NABLA ZERO LABS
535 OLD MILL ROAD
SAN MARINO,CA911081651 		81-2125361   155,884 0 N/A N/A SUB-AWARD
(357) NATIONAL COALITION ON HEALTH CARE
1299 PENNSYLVANIA AVE NW STE 1175
WASHINGTON,DC200042426 		52-1687849 501(C)(3) 60,231 0 N/A N/A SUB-AWARD
(358) NATIONAL COMMITTEE FOR QUALITY ASSURANCE
1100 13TH ST NW STE 1000
WASHINGTON,DC20005 		52-1191985 501(C)(3) 69,192 0 N/A N/A SUB-AWARD
(359) NATIONAL DOMESTIC VIOLENCE HOTLINE
PO BOX 161810
AUSTIN,TX787161810 		75-1658287 501(C)(3) 42,332 0 N/A N/A SUB-AWARD
(360) NATIONAL INSTITUTE OF HEALTH
10 CENTER DR BLDG 10 RM 2B42
BETHESDA,MD20892 		52-0858115 115 84,500 0 N/A N/A SUB-AWARD
(361) NATIONAL JEWISH MEDICAL AND RESEARCH CENTER
1400 JACKSON ST
DENVER,CO802062761 		74-2044647 501(C)(3) 169,898 0 N/A N/A SUB-AWARD
(362) NATIONAL OPINION RESEARCH CENTER
55 E MONROE ST FL 20
CHICAGO,IL60603 		36-2167808 501(C)(3) 3,018,385 0 N/A N/A SUB-AWARD
(363) NAVATEK LLC
841 BISHOP STREET
HONOLULU,HI968133916 		99-0178612   105,912 0 N/A N/A SUB-AWARD
(364) NEW JERSEY INSTITUTE OF TECHNOLOGY
PO BOX 780744
PHILADELPHIA,PA191780744 		22-6000910 115 1,340,172 0 N/A N/A SUB-AWARD
(365) NEW MEXICO INSTITUTE OF MINING
801 LEROY PL
SOCORRO,NM87801 		85-6000411 115 64,570 0 N/A N/A SUB-AWARD
(366) NEW SCALE TECHNOLOGIES INC
8938 121 VICTOR HEIGHTS PKWY
VICTOR,NY14564 		22-3867856   207,527 0 N/A N/A SUB-AWARD
(367) NEW YORK - RIVERSIDE RESEARCH INSTITUTE
156 WILLIAM STREET 9TH FLOOR
NEW YORK,NY100389991 		13-2593244 501(C)(3) 30,606 0 N/A N/A SUB-AWARD
(368) NEW YORK CITY HEALTH AND HOSPITAL
1400 PELHAM PKWY SOUTH
BRONX,NY10461 		13-2655001 115 211,882 0 N/A N/A SUB-AWARD
(369) NEW YORK GENOME CENTER INC
101 AVENUE OF THE AMERICAS FLR 7
NEW YORK,NY10013 		80-0631734 501(C)(3) 215,923 0 N/A N/A SUB-AWARD
(370) NEW YORK UNIVERSITY
341 E 25TH ST
NEW YORK,NY10010 		13-5562308 501(C)(3) 300,594 0 N/A N/A SUB-AWARD
(371) NEWARK BETH ISRAEL MEDICAL CENTER
201 LYONS AVE
NEWARK,NJ07112 		22-3452311 501(C)(3) 72,904 0 N/A N/A SUB-AWARD
(372) NEWFORGE TECHNOLOGIES
249 HOMESTEAD ROAD
SOMERSET,NJ18954 		47-2499906   95,149 0 N/A N/A SUB-AWARD
(373) NEXGEN COMMUNICATIONS LLC A WHOLLY OWNED SUBS OF HARRIS CORP
85 NORTHWEST BOULEVARD
NASHUA,NH030634068 		54-2013068   39,733 0 N/A N/A SUB-AWARD
(374) NEXTAGE LLC
6802 CHICKADEE LANE
NEW MARKET,MD217746530 		47-1667974   222,260 0 N/A N/A SUB-AWARD
(375) NMC INC DBA NEW MEXICO CONSORTIUM
4200 WEST JEMEZ ROAD SUITE 301
LOS ALAMOS,NM87544 		26-0370262 501(C)(3) 12,000 0 N/A N/A SUB-AWARD
(376) NORTH CAROLINA A&T STATE UNIVERSITY
1601 E MARKET ST
GREENSBORO,NC274110001 		56-6000007 115 341,450 0 N/A N/A SUB-AWARD
(377) NORTHEASTERN UNIVERSITY
405 LAKE HALL
BOSTON,MA021155000 		91-1898417 501(C)(3) 66,551 0 N/A N/A SUB-AWARD
(378) NORTHERN CALIFORNIA INSTITUTE FOR RESEARCH AND EDUCATION
4150 CLEMENT ST 151 NC
SAN FRANCISCO,CA941211545 		94-3084159 501(C)(3) 9,893 0 N/A N/A SUB-AWARD
(379) NORTHROP GRUMMAN SYSTEMS CORPORATION
1840 CENTURY PK E
LOS ANGELES,CA90067 		95-1055798   2,904,579   N/A N/A SUB-AWARD
(380) NORTHROP GRUMMAN SYSTEMS CORPORATION - SAN DIEGO
8710 FREEPORT PARKWAY SUITE 200
IRVING,TX750632577 		80-0640649   7,048 0 N/A N/A SUB-AWARD
(381) NORTHSHORE UNIVERSITY HEALTH SYSTEM
2650 RIDGE AVE
EVANSTON,IL60201 		36-4191793 501(C)(3) 21,574 0 N/A N/A SUB-AWARD
(382) NORTHSIDE HOSPITAL INC
1000 JOHNSON FERRY RD
ATLANTA,GA303421611 		58-1954432 501(C)(3) 13,718 0 N/A N/A SUB-AWARD
(383) NORTHWEST CLINICAL RESEARCH CENTER
1951 152ND PL NE STE 200
BELLEVUE,WA980074879 		91-1994554   82,188 0 N/A N/A SUB-AWARD
(384) NORTHWESTERN UNIVERSITY
633 CLARK ST 2-502
EVANSTON,IL602081110 		36-2167817 501(C)(3) 919,414 0 N/A N/A SUB-AWARD
(385) NORTON HEALTHCARE INC
PO BOX 950268
LOUISVILLE,KY402950268 		61-1028725 501(C)(3) 34,326 0 N/A N/A SUB-AWARD
(386) NRT METHODOLOGIES INC
1901 N 370 W
TOOELE,UT84074 		27-4375172   185,893 0 N/A N/A SUB-AWARD
(387) OCEANEERING INTERNATIONAL INC
7001 DORSEY ROAD
HANOVER,MD210761553 		95-2628227   921,978 0 N/A N/A SUB-AWARD
(388) OCHSNER MEDICAL INST
1514 JEFFERSON HWY
NEW ORLEANS,LA70121 		72-0502505 501(C)(3) 5,200 0 N/A N/A SUB-AWARD
(389) OHIO STATE UNIVERSITY
1960 KENNY RD
COLUMBUS,OH43210 		31-6401599 501(C)(3) 231,958 0 N/A N/A SUB-AWARD
(390) OKEANUS SCIENCE & TECHNOLOGY LLC
2261 DENLEY ROAD
HOUMA,LA70363 		46-2632146   148,580 0 N/A N/A SUB-AWARD
(391) OKLAHOMA MEDICAL
825 NE 13TH ST
OKLAHOMA CITY,OK73104 		73-0580274 501(C)(3) 8,545 0 N/A N/A SUB-AWARD
(392) OKLAHOMA STATE UNIVERSITY
401 WHITEHURST HALL
STILLWATER,OK740781030 		73-1383996 115 35,270 0 N/A N/A SUB-AWARD
(393) ONA SYSTEMS INC
46 BREWER PKWY
SOUTH BURLINGTON,VT054037325 		38-3940780   15,000 0 N/A N/A SUB-AWARD
(394) ONCOLOGY HEMATOLOGY WEST PC
MIDWEST CANCER CENTER-LEGACY
OMAHA,NE68130 		47-0754790   5,348 0 N/A N/A SUB-AWARD
(395) OPENJAUS LLC
2820 WOOSTER DRIVE
ALLISON PARK,PA15101 		27-3228750   32,454 0 N/A N/A SUB-AWARD
(396) OPHTHALMIC CONSULTANTS OF BOSTON
50 STANIFORD ST
BOSTON,MA02114 		61-1433916 501(C)(9) 39,148 0 N/A N/A SUB-AWARD
(397) ORBITAL SCIENCES CORP
PO BOX 1450
MINNEAPOLIS,MN554857854 		54-1512926   572,371 0 N/A N/A SUB-AWARD
(398) OREGON HEALTH AND SCIENCES UNIVERSITY
3181 SW SAMUEL JACKSON
PORTLAND,OR97201 		51-0151916 115 919,053 0 N/A N/A SUB-AWARD
(399) OREGON STATE UNIVERSITY
1500 SW JEFFERSON AVE
CORVALLIS,OR973318655 		61-1730890 115 472,567 0 N/A N/A SUB-AWARD
(400) OUR LADY OF THE LAKE PHYSICIAN
5000 HENNESSY BLVD
BATON ROUGE,LA70809 		27-4026658 501(C)(3) 23,099 0 N/A N/A SUB-AWARD
(401) OUT OF THE FOG RESEARCH LLC
565 CLYDE AVE 620
MOUNTAIN VIEW,CA94043 		13-4320016   360,000 0 N/A N/A SUB-AWARD
(402) PACIFIC BUSINESS GROUP ON HEALTH
275 BATTERY ST STE 480
SAN FRANCISCO,CA941113309 		94-3093623 501(C)(3) 96,514 0 N/A N/A SUB-AWARD
(403) PACIFIC MARITIME FREIGHT INC
1444 CESAR E CHAVEZ PKWY
SAN DIEGO,CA92113 		03-0471259   3,745,453   N/A N/A SUB-AWARD
(404) PACIFIC SCIENCE & ENGINEERING GROUP INC
9180 BROWN DEER ROAD
SAN DIEGO,CA921212238 		33-0086000   140,606 0 N/A N/A SUB-AWARD
(405) PALMER WOLF CORPORATION
8A FRANCIS AVE
CAMBRIDGE,MA02138 		04-2793784   33,513 0 N/A N/A SUB-AWARD
(406) PALO ALTO INSTITUTE FOR RESEARCH AND EDUCATION
3801 MIRANDA AVE 151 P
PALO ALTO,CA943040038 		77-0207331 501(C)(3) 65,955 0 N/A N/A SUB-AWARD
(407) PARK WEST HEALTH SYSTEMS INC
3319 W BELVEDERE AVE
BALTIMORE,MD212155143 		52-0976937 501(C)(3) 17,107 0 N/A N/A SUB-AWARD
(408) PATHFINDER INTERNATIONAL
9 GALEN ST STE 217
WATERTOWN,MA02472 		53-0235320 501(C)(3) 227,720 0 N/A N/A SUB-AWARD
(409) PENINSULA REGIONAL MEDICAL CENTER
100 E CARROLL ST
SALISBURY,MD218015493 		52-0591628 501(C)(3) 151,060 0 N/A N/A SUB-AWARD
(410) PENNSYLVANIA STATE UNIVERSITY
500 UNIVERSITY DR
HERSHEY,PA170332390 		24-6000376 115 2,572,944 0 N/A N/A SUB-AWARD
(411) PERDU GLOBAL LLC
9005 OVERLOOK BOULEVARD
BRENTWOOD,TN370275269 		83-0760609   449,292 0 N/A N/A SUB-AWARD
(412) PERSON BORNE DETECTION K9 LLC
2997 ROSSER RD
BEAR CREEK,NC27207 		47-2361640   116,042 0 N/A N/A SUB-AWARD
(413) PIEDMONT HEALTHCARE INC
1968 PEACHTREE RD NW BLDG 95 STE 30
ATLANTA,GA303091281 		58-1503902 501(C)(3) 19,400 0 N/A N/A SUB-AWARD
(414) PIMA COUNTY
130 W CONGRESS ST 4
TUCSON,AZ85701 		86-6000543 115 106,848 0 N/A N/A SUB-AWARD
(415) PLANETARY SCIENCE INSTITUTE
1700 E FORT LOWELL ROAD
TUCSON,AZ857192395 		33-0175263 501(C)(3) 303,842 0 N/A N/A SUB-AWARD
(416) POPULATION ACTION INTERNATIONAL
1300 19TH ST NW STE 200
WASHINGTON,DC20036 		52-0812075 501(C)(3) 1,156,493 0 N/A N/A SUB-AWARD
(417) POPULATION COUNCIL INC
1 DAG HAMMARSKJOLD PLZ FL 3
NEW YORK,NY100172251 		13-1687001 501(C)(3) 322,993 0 N/A N/A SUB-AWARD
(418) POPULATION SERVICES INTERNATIONAL
1120 19TH ST NW
WASHINGTON,DC20036 		56-0942853 501(C)(3) 6,070,684 0 N/A N/A SUB-AWARD
(419) PRATT AND MILLER ENGINEERING & FABRICATION INC
29600 WK SMITH DRIVE
NEW HUDSON,MI48165 		36-3681684   306,671 0 N/A N/A SUB-AWARD
(420) PREDICTIVE SCIENCE INC
9990 MESA RIM ROAD
SAN DIEGO,CA921213933 		26-3200502   18,910 0 N/A N/A SUB-AWARD
(421) PRESIDENT AND FELLOWS OF MIDDLEBURY COLLEGE
DIRECTOR OF ACADEMIC RECORDS
MIDDLEBURY,VT05753 		03-0179298 501(C)(3) 302,544 0 N/A N/A SUB-AWARD
(422) PRIME SOLUTIONS GROUP INC
1300 S LITCHFIELD ROAD BLDG 4
GOODYEAR,AZ85338 		20-8269430   124,926 0 N/A N/A SUB-AWARD
(423) PRINCE GEORGES COUNTY PUBLIC SCHOOLS
14201 SCHOOL LANE
UPPER MARLBORO,MD20772 		52-6000992 115 38,922 0 N/A N/A SUB-AWARD
(424) PRINCETON UNIVERSITY
2 NEW SOUTH
PRINCETON,NJ08544 		21-0634501 501(C)(3) 3,704,267 0 N/A N/A SUB-AWARD
(425) PROBITY INC
754 ELDEN STREET
HERNDON,VA20170 		27-5398621   2,747,520 0 N/A N/A SUB-AWARD
(426) PROVIDENCE HEALTH AND SERVICES
9205 SW BARNES RD
PORTLAND,OR97225 		93-0386929 501(C)(3) 6,837 0 N/A N/A SUB-AWARD
(427) PUBLIC HEALTH MANAGEMENT CORP
1500 MARKET ST STE 1500
PHILADELPHIA,PA191022100 		23-7221025 501(C)(3) 100,602 0 N/A N/A SUB-AWARD
(428) PUBLIC HEALTH SOLUTIONS
40 WORTH ST FL 5
NEW YORK,NY100132955 		13-5669201 501(C)(3) 102,733 0 N/A N/A SUB-AWARD
(429) PURDUE UNIVERSITY
155 SOUTH GRANT STREET
WEST LAFAYETTE,IN479072114 		35-6002041 115 381,666 0 N/A N/A SUB-AWARD
(430) PYTHO LLC
866 PRESIDENT ST APT 5
BROOKLYN,NY112151441 		81-3705845   115,072 0 N/A N/A SUB-AWARD
(431) QUANTUM ENGINEERING DESIGN INC
30487 PETERSON RD
CORVALLIS,OR97333 		93-1211775   518,255 0 N/A N/A SUB-AWARD
(432) RADIANCE TECHNOLOGIES INC
350 WYNN DRIVE
HUNTSVILLE,AL35805 		63-1204084   91,713 0 N/A N/A SUB-AWARD
(433) RADIANT MISSION SOLUTIONS INC
2325 DULLES CORNER BLVD
HERNDON,VA20171 		20-2909698   352,693 0 N/A N/A SUB-AWARD
(434) RADIATION TEST SOLUTIONS INC
5061 NORTH 30TH STREET SUITE 103
COLORADO SPRINGS,CO80919 		47-3494905   32,802 0 N/A N/A SUB-AWARD
(435) RANDY ABBOTT ENGINEERING LLC
11751 CENTER DRIVE
LONGMONT,CO80504 		47-1703795   10,128 0 N/A N/A SUB-AWARD
(436) RAP RESEARCH LAB LLC
1201 W MOUNT ROYAL AVE UNIT 535
BALTIMORE,MD212175537 		83-3531821   20,000 0 N/A N/A SUB-AWARD
(437) RAYTHEON BBN TECHNOLOGIES CORP
1300 N 17TH ST
ARLINGTON,VA22209 		41-2126829   387,044 0 N/A N/A SUB-AWARD
(438) RAYTHEON COMPANY
430 BOSTON POST RD
WAYLAND,MA01778 		95-1778500   577,142 0 N/A N/A SUB-AWARD
(439) READING HOSPITAL
301 S 7 AVE
WEST READING,PA19611 		23-1352204 501(C)(3) 65,277 0 N/A N/A SUB-AWARD
(440) RECTOR & VISITORS OF THE UNIVERSITY OF VIRGINIA
1001 EMMET ST N
CHARLOTTESVILLE,VA22903 		54-6001796 115 1,533,473   N/A N/A SUB-AWARD
(441) REGAL DECISION SYSTEMS
2445 HOLLY AVENUE SUITE 122
ANNAPOLIS,MD21401 		52-2067271   11,217 0 N/A N/A SUB-AWARD
(442) REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEY
2195 HEARST AVE RM 120
BERKELEY,CA947201083 		94-6002123 115 4,126,822   N/A N/A SUB-AWARD
(443) REGENTS OF THE UNIVERSITY OF COLORADO
1800 N GRANT ST STE 400
DENVER,CO802031125 		84-6000555 115 2,729,266   N/A N/A SUB-AWARD
(444) REGENTS OF THE UNIVERSITY OF IDAHO
875 PERIMETER DR MS 4244
MOSCOW,ID83844 		82-6000945 501(C)(3) 60,827 0 N/A N/A SUB-AWARD
(445) REGENTS OF THE UNIVERSITY OF MICHIGAN
WOLVERINE TOWER 3003 SOUTH STATE
STREET
ANN ARBOR,MI481091288 		38-6006309 115 2,792,599   N/A N/A SUB-AWARD
(446) REGENTS UNIVERSITY OF CALIFORNIA LOS ANGELES
10889 WILSHIRE BOULEVARD SUITE 700
LOS ANGELES,CA900951406 		95-6006143 115 1,584,045   N/A N/A SUB-AWARD
(447) REMUDA LLC
101 S MAIN STREET
PUEBLO,CO81003 		47-1092966   190,844 0 N/A N/A SUB-AWARD
(448) RENAISSANCE ELECTRONICS & COMMUNICATIONS LLC & SUBSIDIARY HXI
12 LANCASTER COUNTY ROAD
HARVARD,MA01451 		04-3123818   158,482 0 N/A N/A SUB-AWARD
(449) RESEARCH CONSULTING GROUP INC
1411 SARATOGA DR
BEL AIR,MD21014 		52-2047439   66,891 0 N/A N/A SUB-AWARD
(450) RESEARCH FOUNDATION FOR MENTAL HYGIENE
150 BROADWAY STE 301
MENANDS,NY12204 		14-1410842 501(C)(3) 69,313 0 N/A N/A SUB-AWARD
(451) RESEARCH FOUNDATION FOR THE STATE UNIVESRITY OF NEW YORK
PO BOX 9
ALBANY,NY12201 		14-1368361 501(C)(3) 169,210   N/A N/A SUB-AWARD
(452) RESEARCH FOUNDATION OF CUNY
230 W 41ST STREET
NEW YORK,NY10036 		13-1988190 501(C)(3) 370,374 0 N/A N/A SUB-AWARD
(453) RESEARCH INSTITUTE AT NATIONWIDE
PO BOX 715245
COLUMBUS,OH43215 		31-6056230 501(C)(3) 536,398 0 N/A N/A SUB-AWARD
(454) RESEARCH TRIANGLE INSTITUTE
PO BOX 12194
RESEARCH TRIANGLE,NC277092194 		56-0686338 501(C)(3) 5,768,624 0 N/A N/A SUB-AWARD
(455) RESULTS FOR DEVELOPMENT INSTITUTE
1100 15 ST NW STE 400
WASHINGTON,DC20005 		20-8530747 501(C)(3) 491,426 0 N/A N/A SUB-AWARD
(456) RETINA CONSULTANTS OF HOUSTON
6560 FANNIN STE 750
HOUSTON,TX77030 		74-2109903   76,500 0 N/A N/A SUB-AWARD
(457) RHODE ISLAND HOSPITAL
593 EDDY ST
PROVIDENCE,RI02903 		05-0258954 501(C)(3) 314,134 0 N/A N/A SUB-AWARD
(458) RIVERA CONSULTING GROUP INC
7060 STATE ROAD 311
SELLERSBURG,IN47172 		20-2863627   2,085,842 0 N/A N/A SUB-AWARD
(459) ROCHESTER INSTITUTE OF TECHNOLOGY
7 LOMB MEMORIAL DR
ROCHESTER,NY146235603 		16-0743410 501(C)(3) 11,719 0 N/A N/A SUB-AWARD
(460) ROSWELL PARK CANCER INSTITUTION
ELM AND CARLTON STS
BUFFALO,NY14263 		16-1391608 501(C)(3) 287,924 0 N/A N/A SUB-AWARD
(461) ROWHOUSE LC
313 WYMAN PARK DR
BALTIMORE,MD212112804 		47-2675465   49,700 0 N/A N/A SUB-AWARD
(462) RST LLC
450 SUNNYSIDE RIDGE ROAD
SANDPOINT,ID83864 		27-0434974   70,178 0 N/A N/A SUB-AWARD
(463) RUHLE COMPANIES INC
99 WALL STREET
VALHALLA,NY10595 		13-3616096   260,030 0 N/A N/A SUB-AWARD
(464) RUSH UNIVERSITY MEDICAL CENTER
1653 W CONGRESS PKWY
CHICAGO,IL60612 		36-2174823 501(C)(3) 61,610 0 N/A N/A SUB-AWARD
(465) RUTGERS UNIVERSITY
675 HOES LANE WAY
PISCATAWAY,NJ08854 		22-1775306 115 2,785,832 0 N/A N/A SUB-AWARD
(466) SAFT AMERICA INC
PO BOX 734150
DALLAS,TX753734150 		58-2209171   125,174 0 N/A N/A SUB-AWARD
(467) SAINT JUDE CHILDRENS RESEARCH HOSPITAL
332 N LAUDERDALE
MEMPHIS,TN38105 		62-0646012 501(C)(3) 255,112 0 N/A N/A SUB-AWARD
(468) SAINT LOUIS UNIVERSITY
1438 S GRAND BLVD
ST LOUIS,MO63104 		43-0654872 501(C)(3) 262,069 0 N/A N/A SUB-AWARD
(469) SAN CARLOS APACHE TRIBE
PO BOX 0
SAN CARLOS,AZ85550 		86-0093307 501(C)(3) 28,000 0 N/A N/A SUB-AWARD
(470) SAN DIEGO STATE UNIVERSITY FOUNDATION
5500 CAMPANILE DR
SAN DIEGO,CA921821611 		95-6042721 501(C)(3) 42,483 0 N/A N/A SUB-AWARD
(471) SAVE THE CHILDREN
54 WILTON RD
WESTPORT,CT06880 		06-0726487 501(C)(3) 5,193,517 0 N/A N/A SUB-AWARD
(472) SCHLUMBERGER TECHNOLOGY CORPORATION
300 SCHLUMBERGER DRIVE
SUGAR LAND,TX77478 		22-1692661   101,091 0 N/A N/A SUB-AWARD
(473) SCIENCE & ENGINEERING SERVICE LLC
6992 COLUMBIA GATEWAY DRIVE
COLUMBIA,MD210462986 		52-1569411   895,815 0 N/A N/A SUB-AWARD
(474) SCRIPPS RESEARCH INSTITUTE
10550 N TORRY PINES RD
LA JOLLA,CA92037 		33-0436954 501(C)(3) 222,779 0 N/A N/A SUB-AWARD
(475) SEA LARK LLC
10523 MEADOW BRIDGE LANE
FAIRFAX,VA220303923 		  67,361 0 N/A N/A SUB-AWARD
(476) SEALANDAIRE TECHNOLOGIES INC
817 W HIGH ST
JACKSON,MI49203 		38-3347517   150,210 0 N/A N/A SUB-AWARD
(477) SEATTLE CHILDREN'S HOSPITAL
PO BOX 5371 MS RC-507
SEATTLE,WA98145 		91-0564748 501(C)(3) 202,749   N/A N/A SUB-AWARD
(478) SEATTLE SCHOOL DISTRICT 1 OF KING C
PO BOX 34165
SEATTLE,WA981241165 		91-6001541 115 127,431 0 N/A N/A SUB-AWARD
(479) SEDNA DIGITAL SOLUTIONS LLC
10611 BALLS FORD ROAD
MANASSAS,VA201092378 		11-3722762   7,966 0 N/A N/A SUB-AWARD
(480) SENTIEN ROBOTICS INC
4552 ALLIANCE WAY
FREDERICKSBURG,VA22408 		47-2335747   84,444 0 N/A N/A SUB-AWARD
(481) SETI INSTITUTE
189 BERNARDO AVE SUITE 200
MOUNTAIN VIEW,CA94043 		94-2951356   27,813 0 N/A N/A SUB-AWARD
(482) SETON HALL UNIVERSITY
400 S ORANGE AVE
SOUTH ORANGE,NJ070792646 		22-1500645 501(C)(3) 38,653 0 N/A N/A SUB-AWARD
(483) SGT LLC
7701 GREENBELT ROAD
GREENBELT,MD207706521 		52-1568810   117,613 0 N/A N/A SUB-AWARD
(484) SHARED SPECTRUM COMPANY
1593 SPRING HILL ROAD
VIENNA,VA221822249 		31-1749371   606,148 0 N/A N/A SUB-AWARD
(485) SHEPPARD PRATT HEALTH SYSTEM
PO BOX 6815 6501 N CHARLES ST
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(486) SIEMENS MEDICAL SOLUTIONS USA INC
755 COLLEGE RD E
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(487) SIERRA NEVADA CORPORATION
18635 JARKEY DR
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877 BALTIMORE ANNAPOLIS BLVD
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(489) SIMEON TECHNOLOGY LLC
6014 DEEP LAKE WAY
BURKE,VA22015 		45-5585170   31,301 0 N/A N/A SUB-AWARD
(490) SIMPLE IMAGINATION LLC
11210 NE RED HILLS RD
DUNDEE,OR971159140 		20-3775317 501(C)(3) 96,869 0 N/A N/A SUB-AWARD
(491) SIMULATION SYSTEMS TECHNOLOGIES INC
703 WHITE HORSE RD
VOORHEES,NJ08043 		22-2818966   989,426 0 N/A N/A SUB-AWARD
(492) SINAI HOSPITAL
2401 W BELVEDERE AVE
BALTIMORE,MD21215 		52-0486540 501(C)(3) 112,874 0 N/A N/A SUB-AWARD
(493) SKAION CORPORATION
51 MIDDLESEX ST
NORTH CHELMSFORD,MA018631564 		04-3420459   270,485 0 N/A N/A SUB-AWARD
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1000 JEFFERSON DRIVE S W
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(495) SOAR TECHNOLOGY INC
3600 GREEN COURT SUITE 600
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(496) SOLAERO TECHNOLOGIES CORP
10420 RESEARCH ROAD SE
ALBUQERQUE,NM871233452 		47-1941203   325,584 0 N/A N/A SUB-AWARD
(497) SOLIPSYS CORPORATION DBA RAYTHEON SOLIPSYS
6100 CHEVY CHASE DR
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1901 BEAUREGARD ST
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1455 N MCDOWELL BLVD STE D
PETALUMA,CA94954 		94-2824807   5,061 0 N/A N/A SUB-AWARD
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3323 EASTERN AVE STE 200
BALTIMORE,MD212244109 		52-1034466 501(C)(3) 10,093 0 N/A N/A SUB-AWARD
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100 S LOS ROBLES AVE FL 2
PASADENA,CA911012453 		95-1750445   208,771 0 N/A N/A SUB-AWARD
(503) SOUTHERN COMPANY SERVICES INC
600 18TH ST N
BIRMINGHAM,AL352032206 		63-0274273   23,586 0 N/A N/A SUB-AWARD
(504) SOUTHERN METHODIST UNIVERSITY INC
PO BOX 750100
DALLAS,TX752750001 		75-0800689 501(C)(3) 29,861 0 N/A N/A SUB-AWARD
(505) SOUTHWEST RESEARCH INSTITUTE
6220 CULEBRA RD
SAN ANTONIO,TX782385166 		74-1070544 501(C)(3) 3,819,121 0 N/A N/A SUB-AWARD
(506) SPACE MICRO INC
10237 FLANDERS COURT
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(507) SPACE POWER ELECTRONICS INC
99 SOUTHSHORE COURT
BONAIRE,GA310052529 		52-2058211   466,170 0 N/A N/A SUB-AWARD
(508) SPACE SCIENCE INSTITUTE
1234 INNOVATION DRIVE
BOULDER,CO803037814 		84-1215290 501(C)(3) 11,700 0 N/A N/A SUB-AWARD
(509) SPATIAL INTEGRATED SYSTEMS INC
PO BOX 8634
GAITHERSBURG,MD20898 		31-1508233   401,151 0 N/A N/A SUB-AWARD
(510) SPECIAL AEROSPACE SERVICES LLC
3005 30TH ST STE 593
BOULDER,CO80301 		20-5848882   26,811 0 N/A N/A SUB-AWARD
(511) SPECIFICA INC
1512 PACHECO ST UNIT A203
SANTA FE,NM87505 		81-2783778   245,327 0 N/A N/A SUB-AWARD
(512) SPECTRAL SENSOR SOLUTIONS LLC
10500 COOPER AVENUE
ALBUQERQUE,NM87123 		45-5372658   286,736 0 N/A N/A SUB-AWARD
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4300 FAIR LAKES COURT
FAIRFAX,VA220334232 		54-1013306   86,658 0 N/A N/A SUB-AWARD
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333 RAVENSWOOD AVENUE
MENLO PARK,CA94025 		94-1160950 501(C)(3) 5,036,570 0 N/A N/A SUB-AWARD
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417A CAREDEAN DRIVE
HORSHAM,PA19044 		33-0719451   8,100 0 N/A N/A SUB-AWARD
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CHW ST JOSEPH HOSPITAL AZ
LOS ANGELES,CA90074 		95-1675600 501(C)(3) 92,545 0 N/A N/A SUB-AWARD
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1400 WILLIAMS ROAD
YORK,PA17402 		23-2255227   371,586 0 N/A N/A SUB-AWARD
(518) STANFORD UNIVERSITY
651 SERRA ST
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1100 N GLEBE ROAD
ARLINGTON,VA22203 		54-1876344   492,521 0 N/A N/A SUB-AWARD
(520) STEPHEN P CHRISTON DBA FOCUSED ANALYSIS AND RESEARCH
1259 MARVIN AVENUE
CHARLESTON,SC29407 		52-2187763   60,000 0 N/A N/A SUB-AWARD
(521) STEVENSON UNIVERSITY INC
1525 GREENSPRING VALLEY RD
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(522) STONY BROOK UNIVERSITY
HSC L3-086
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206 NORTHFIELD PL
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900 N STUART STREET
ARLINGTON,VA22203 		27-4618833   893,128 0 N/A N/A SUB-AWARD
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11555 RANCHO BERNARDO ROAD
SAN DIEGO,CA921271441 		95-3245616   88,552 0 N/A N/A SUB-AWARD
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747 BROADWAY
SEATTLE,WA981224307 		91-0433740 501(C)(3) 23,023 0 N/A N/A SUB-AWARD
(527) SYRACUSE UNIVERSITY
113 BOWNE HALE
SYRACUSE,NY132441200 		15-0532081 501(C)(3) 151,280 0 N/A N/A SUB-AWARD
(528) SYSTEMS & TECHNOLOGY RESEARCH
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WOBURN,MA01801 		27-3556936   243,042 0 N/A N/A SUB-AWARD
(529) SYSTEMS ENGINEERING ASSOCIATES CORP DBA SEA CORP
62 JOHNNY CAKE HILL
MIDDLETOWN,RI02842 		05-0392482   332,073 0 N/A N/A SUB-AWARD
(530) SYSTEMS PLANNING & ANALYSIS INC
2001 NORTH BEAUREGARD STREET
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(531) SYZYGY INTEGRATION LLC
100 NORTH 22ND STREET
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(532) TAG CYBER LLC
PO BOX 260
SPARTA,NJ07871 		81-1549893   6,325 0 N/A N/A SUB-AWARD
(533) TALON CONCEPTS GROUP LLC
PO BOX 37
CATHARPIN,VA201430037 		82-4204859   393,256 0 N/A N/A SUB-AWARD
(534) TECH INNOVATIONS LLC
14821 BURNTWOODS ROAD
GLENWOOD,MD21738 		14-1998504   342,767 0 N/A N/A SUB-AWARD
(535) TELEDYNE BROWN ENGINEERING INC
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RANCHO CORDOVA,CA957426587 		52-2195609   1,410,549 0 N/A N/A SUB-AWARD
(536) TELEMUS GROUP LLC
6723 WHITTIER AVENUE SUITE 306
MCLEAN,VA22101 		81-2120095   353,934 0 N/A N/A SUB-AWARD
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3400 N BROAD ST
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(538) TEQUIENT LLC
18 CHEVERLY CIRCLE
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(539) TETRACORE INC
9901 BELWARD CAMPUS DR
ROCKVILLE,MD20850 		52-2112478   67,805 0 N/A N/A SUB-AWARD
(540) TEXAS A AND M RESEARCH FOUNDATION
400 HARVEY PKWY S STE 100
COLLEGE STATION,TX77845 		74-2245072 501(C)(3) 999,764 0 N/A N/A SUB-AWARD
(541) TEXAS A&M ENGINEERING EXPERIMENT STATION
7607 EASTMARK DRIVE
COLLEGE STATION,TX778404030 		74-1974733 115 198,041   N/A N/A SUB-AWARD
(542) TEXAS A&M UNIVERSITY
REGISTRARS OFFICE
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40 G COMMERCE WAY
TOTOWA,NJ075110540 		22-2676541   2,887,089 0 N/A N/A SUB-AWARD
(545) THALES DEFENSE AND SECURITY INC
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(546) THE CENTER FOR CHILDREN WITH SPECIAL NEEDS
2300 MAIN ST
GLASTONBURY,CT060332218 		06-1485324 501(C)(3) 9,363 0 N/A N/A SUB-AWARD
(547) THE CHICAGO LIGHTHOUSE
1850 W ROOSEVELT RD
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(548) THE GASTON AND PORTER HEALTH
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(549) THE GLOBAL KNOWLEDGE INITIATIVE
1200 NEW YORK AVE NW
WASHINGTON,DC20005 		27-0559519 501(C)(3) 60,214 0 N/A N/A SUB-AWARD
(550) THE JOHNS HOPKINS UNIVERSITY
3910 KESWICK ROAD
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7740 MILESTONE PARKWAY SUITE 400
HANOVER,MD21076 		26-2620786   360,619 0 N/A N/A SUB-AWARD
(552) THE MIND RESEARCH NETWORK
1101 YALE BOULEVARD NE
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(553) THE PARKER GROUP INC
4541 AUKUU ROAD
KEKAHA,HI967521132 		73-1533250   3,154,434 0 N/A N/A SUB-AWARD
(554) THE UNIVERSITY OF TEXAS ARLINGTON
701 S NEDDERMAN DR 19145
ARLINGTON,TX760199800 		75-6000121 115 27,034 0 N/A N/A SUB-AWARD
(555) THE URBAN INSTITUTE
2100 M ST NW - 5TH FLOOR
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111 MARKET PL STE 3010
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BEACHWOOD,OH44122 		34-1905083   178,301 0 N/A N/A SUB-AWARD
(559) THOMAS JEFFERSON UNIVERSITY
1020 WALNUT ST
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(560) TIER TECH INTERNATIONAL INC
1340-1272 N GREAT NECK ROAD
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(561) TNTP INC
500 FASHION AVE 8
NEW YORK,NY100184502 		13-3850158 501(C)(3) 88,000 0 N/A N/A SUB-AWARD
(562) TOMAHAWK ROBOTICS
2420 IRWIN STREET
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4011 N MARKET ST
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6800 CORTONA DRIVE
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25714 RIDGE ROAD
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102 GREEN SPRING DRIVE
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1724 MASSACHUSSETS AVE NW
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169 HOLLAND ST
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800 E COMMERCE RD STE 203
HARAHAN,LA70123 		72-0423889 501(C)(3) 692,291 0 N/A N/A SUB-AWARD
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ULTRA ELECTRONICS
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PO BOX 60327 BAYAMON
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(582) UNIVERSITY OF ALABAMA
PO BOX 870104
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903 KOYUKUK DR
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(584) UNIVERSITY OF ARIZONA
PO BOX 3308
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4301 W MARKHAM ST SLOT 545
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(586) UNIVERSITY OF BALTIMORE
PO BOX 2016
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1850 RESEARCH PARK DR STE 3 PO BOX
989062
WEST SACRAMENTO,CA95798 		94-6036494 115 247,534 0 N/A N/A SUB-AWARD
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IRVINE,CA926971875 		95-2540117 115 544,604 0 N/A N/A SUB-AWARD
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900 UNIVERSITY AVE
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(590) UNIVERSITY OF CALIFORNIA SAN DIEGO
9500 GILMAN DR
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3333 CALIFORNIA ST
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3227 CHEADLE HALL
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12424 RESEARCH PKWY STE 300
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6030 S ELLIS AVE
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(595) UNIVERSITY OF CINCINNATI
260 STETSON ST STE 2200
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(596) UNIVERSITY OF CONNECTICUT
263 FARMINGTON AVE UNIT MC5335
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(597) UNIVERSITY OF DELAWARE
224 HULLIHEN HALL
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(598) UNIVERSITY OF FLORIDA
ACCT 25065
GAINESVILLE,FL32610 		59-6002052 115 817,719 0 N/A N/A SUB-AWARD
(599) UNIVERSITY OF HAWAII
2530 DOLE ST OFFICE RESEARCH
SERVICES
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(600) UNIVERSITY OF HOUSTON
316 E CULLEN
HOUSTON,TX972042015 		23-7281200 501(C)(3) 231,822 0 N/A N/A SUB-AWARD
(601) UNIVERSITY OF ILLINOIS
1901 S 1ST ST
CHAMPAIGN,IL618207406 		37-6000511 115 566,709 0 N/A N/A SUB-AWARD
(602) UNIVERSITY OF IOWA
ROOM B5 JESSUP HALL
IOWA CITY,IA52242 		42-0796760 115 2,303,882 0 N/A N/A SUB-AWARD
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3901 RAINBOW BLVD
KANSAS CITY,KS66160 		48-1108830 501(C)(3) 93,803 0 N/A N/A SUB-AWARD
(604) UNIVERSITY OF KENTUCKY RESEARCH FOUNDATION
114 KINKEAD HALL
LEXINGTON,KY405060057 		61-6033693 501(C)(3) 10,397 0 N/A N/A SUB-AWARD
(605) UNIVERSITY OF LOUISVILLE
501 E BROADWAY
LOUISVILLE,KY40202 		61-1014882 115 74,251 0 N/A N/A SUB-AWARD
(606) UNIVERSITY OF MAINE SYSTEM
5717 CORBETT HALL
ORONO,ME044695717 		01-6000769 115 11,619 0 N/A N/A SUB-AWARD
(607) UNIVERSITY OF MARYLAND
7809 REGENTS DRIVE
COLLEGE PARK,MD207425141 		52-6002033 115 6,174,103   N/A N/A SUB-AWARD
(608) UNIVERSITY OF MASSACHUSETTS
OFFICE OF RESEARCH
WORCHESTER,MA01655 		04-3167352 115 279,743 0 N/A N/A SUB-AWARD
(609) UNIVERSITY OF MASSACHUSETTS AMHERST
333 SOUTH ST STE 450
SHREWSBURY,MA010039304 		04-3167652 115 131,462 0 N/A N/A SUB-AWARD
(610) UNIVERSITY OF MIAMI
PO BOX 248106
CORAL GABLES,FL33124 		59-0624458 501(C)(3) 238,468   N/A N/A SUB-AWARD
(611) UNIVERSITY OF MINNESOTA
200 OAK ST SE
MINNEAPOLIS,MN554552070 		41-1843943 115 5,007,603 0 N/A N/A SUB-AWARD
(612) UNIVERSITY OF MISSISSIPPI
PO BOX 1848
UNIVERSITY,MS38677 		31-1813143 501(C)(3) 1,652,498 0 N/A N/A SUB-AWARD
(613) UNIVERSITY OF MISSOURI COLUMBIA
310 JESSE HALL
COLUMBIA,MO65211 		43-6006309 115 57,207 0 N/A N/A SUB-AWARD
(614) UNIVERSITY OF NEBRASKA MEDICAL CENTER
987835 NEBRASKA MEDICAL CTR
OMAHA,NE681985100 		47-0049123 501(C)(3) 133,492 0 N/A N/A SUB-AWARD
(615) UNIVERSITY OF NEW HAMPSHIRE
REGISTRARS OFFICE
DURHAM,NH038243511 		02-6000937 115 2,659,727 0 N/A N/A SUB-AWARD
(616) UNIVERSITY OF NORTH CAROLINA
400 W FRANKLIN ST
CHAPEL HILL,NC27599 		56-6001393 115 3,053,469 0 N/A N/A SUB-AWARD
(617) UNIVERSITY OF NOTRE DAME DU LAC
731 GRACE HALL
NOTRE DAME,IN46556 		35-0868188 501(C)(3) 20,987 0 N/A N/A SUB-AWARD
(618) UNIVERSITY OF OREGON
OFFICE OF RESEARCH SERVICES ADMIN
EUGENE,OR974035219 		93-6001786 115 213,954 0 N/A N/A SUB-AWARD
(619) UNIVERSITY OF PENNSYLVANIA
125 S 31ST ST STE 2000
PHILADELPHIA,PA19104 		23-1352685 501(C)(3) 1,964,720 0 N/A N/A SUB-AWARD
(620) UNIVERSITY OF PITTSBURGH
130 DESOTO ST A428 CRABTREE HALL
PITTSBURGH,PA15261 		25-0965591 501(C)(3) 1,944,567 0 N/A N/A SUB-AWARD
(621) UNIVERSITY OF ROCHESTER
HYLAND BLDG 518
ROCHESTER,NY14627 		16-0743209 501(C)(3) 616,650 0 N/A N/A SUB-AWARD
(622) UNIVERSITY OF SOUTH CAROLINA
915 GREENE ST STE 241 2
COLUMBIA,MD29208 		56-6001153 115 415,437 0 N/A N/A SUB-AWARD
(623) UNIVERSITY OF SOUTH FLORIDA
3650 SPECTRUM BLVD
TAMPA,FL336129446 		59-3102112 115 191,127 0 N/A N/A SUB-AWARD
(624) UNIVERSITY OF SOUTHERN CALIFORNIA
UNIVERSITY PARK CAMPUS 3551
TROUSDALE PARKWAY STE 160
LOS ANGELES,CA90089 		95-1642394 501(C)(3) 604,166   N/A N/A SUB-AWARD
(625) UNIVERSITY OF TENNESSEE
877 MADISON AVE
MEMPHIS,TN38163 		62-6001636 115 113,065 0 N/A N/A SUB-AWARD
(626) UNIVERSITY OF TEXAS AT AUSTIN
PO BOX 7159 UT ACCOUNTING
AUSTIN,TX787137159 		74-6000203 115 190,480 0 N/A N/A SUB-AWARD
(627) UNIVERSITY OF TEXAS AT DALLAS
PO BOX 830688
RICHARDSON,TX750830688 		75-2801470 115 87,027 0 N/A N/A SUB-AWARD
(628) UNIVERSITY OF TEXAS AT EL PASO
REGISTRARS OFFICE
EL PASO,TX79968 		74-6000813 115 26,665 0 N/A N/A SUB-AWARD
(629) UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER
7000 FANNIN ST
HOUSTON,TX77030 		74-1761309 115 1,260,562 0 N/A N/A SUB-AWARD
(630) UNIVERSITY OF TEXAS MD ANDERSON
PO BOX 4461
HOUSTON,TX772104461 		74-6001118 501(C)(3) 121,976 0 N/A N/A SUB-AWARD
(631) UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL
6363 FOREST PARK RD TOWER II
DALLAS,TX75390 		75-6002868 115 304,450 0 N/A N/A SUB-AWARD
(632) UNIVERSITY OF TULSA
800 SOUTH TUCKER DRIVE
TULSA,OK741049700 		73-0579298 501(C)(3) 6,804 0 N/A N/A SUB-AWARD
(633) UNIVERSITY OF UTAH
175 NORTH MEDICAL DR 3RD FL
SALT LAKE CITY,UT84132 		87-6000525 115 429,100 0 N/A N/A SUB-AWARD
(634) UNIVERSITY OF VERMONT
231 ROWELL BLDG
BURLINGTON,VT05405 		03-0179440 115 1,057,308 0 N/A N/A SUB-AWARD
(635) UNIVERSITY OF WASHINGTON
2815 EASTLAKE AVE E STE 200
SEATTLE,WA98102 		91-6001537 115 1,525,838 0 N/A N/A SUB-AWARD
(636) UNIVERSITY OF WISCONSIN
21 N PARK ST STE 601
MADISON,WI537151218 		39-1805963 115 901,092 0 N/A N/A SUB-AWARD
(637) UNIVERSITY OF WYOMING
1000 E UNIVERSITY AVE DEPT 3355
LARAMI,WY82071 		83-6000331 115 13,181 0 N/A N/A SUB-AWARD
(638) VACCO INDUSTRIES
10350 VACCO ST
SOUTH EL MONTE,CA91733 		95-1793306   564,000 0 N/A N/A SUB-AWARD
(639) VALVETECH INC
1391 PHELPS JUNCTION ROAD
PHELPS,NY14532 		16-1313126   348,405 0 N/A N/A SUB-AWARD
(640) VAN ANDEL INST
333 BOSTWICK AVE NE
GRAND RAPIDS,MI49503 		52-2000820 501(C)(3) 226,209 0 N/A N/A SUB-AWARD
(641) VANDERBILT UNIVERSITY
3319 W END AVE
NASHVILLE,TN372036840 		62-0476822 501(C)(3) 1,311,034 0 N/A N/A SUB-AWARD
(642) VANTAGE SYSTEMS INC
4600 FORBES BLVD
LANHAM,MD207064890 		52-1795685   610,888 0 N/A N/A SUB-AWARD
(643) VAPORSENS INC
36 SOUTH WASATCH DRIVE
SALT LAKE CITY,UT841125001 		45-3734634   35,272 0 N/A N/A SUB-AWARD
(644) VECTOR ENGINEERING INC
32111 DEWBERRY LANE
SORRENTO,FL32776 		59-3352315   15,000 0 N/A N/A SUB-AWARD
(645) VENTUS EXECUTIVE SOLUTIONS LLC DBA VES
8116 ARLINGTON BOULEVARD
FALLS CHURCH,VA22042 		27-2771768   1,030,555 0 N/A N/A SUB-AWARD
(646) VERTEX AEROSPACE LLC
208 BELLE POINT DRIVE
QUEENSTOWN,MD216581103 		27-3640566   285,212 0 N/A N/A SUB-AWARD
(647) VETERANS BIO-MEDICAL RESEARCH INSTI
385 TREMONT AVE 15 BLDG 11 RM 117B
EAST ORANGE,NJ070181023 		22-2995785 501(C)(3) 11,829 0 N/A N/A SUB-AWARD
(648) VIAMO INC
1701 RHODE ISLAND AVE NW
WASHINGTON,DC200363040 		84-3265232   472,403 0 N/A N/A SUB-AWARD
(649) VIRGINIA COMMONWEALTH UNIVERSITY
1200 E BROAD ST PO BOX 980631
RICHMOND,VA23298 		54-6001758 115 628,577 0 N/A N/A SUB-AWARD
(650) VIRGINIA POLYTECHNIC INSTITUTE & STATE UNIVERSITY
300 TURNER ST NW SUITE 4200
BLACKSBURG,VA240610001 		54-6001805 115 738,017 0 N/A N/A SUB-AWARD
(651) VISITING NURSE SERVICE OF NEW YORK
107 E 70TH ST
NEW YORK,NY100214990 		13-3189926 501(C)(3) 286,308 0 N/A N/A SUB-AWARD
(652) VOXELERON LLC
2751 LOTUS ST
PLEASANTON,CA94588 		27-3296128   15,504 0 N/A N/A SUB-AWARD
(653) VRICON SYSTEMS LLC
8280 GREENSBORO DRIVE
MCLEAN,VA221024905 		46-4603684   16,000 0 N/A N/A SUB-AWARD
(654) VULNERABILITY ANALYTICS INTERNATIONAL
3124 ST CHARLES PLACE
ELLICOTT CITY,MD21042 		46-3549020   185,169 0 N/A N/A SUB-AWARD
(655) WAKE FOREST UNIVERSITY HEALTH SCIENCES
MEDICAL CENTER BLVD
WINSTONSALEM,NC27157 		22-3849199 501(C)(3) 1,378,556 0 N/A N/A SUB-AWARD
(656) WASHINGTON STATE UNIVERSITY
PO BOX 641039
PULLMAN,WA991641039 		91-1075542 115 123,970 0 N/A N/A SUB-AWARD
(657) WASHINGTON UNIVERSITY
700 ROSEDALE AVE
SAINT LOUIS,MO631121408 		43-0653611 115 1,032,624   N/A N/A SUB-AWARD
(658) WAYNE STATE UNIVERSITY
656 W KIRBY ST
DETROIT,MI48202 		38-2194665 501(C)(3) 477,570 0 N/A N/A SUB-AWARD
(659) WESTAT CORP
1650 RESEARCH BLVD
ROCKVILLE,MD20850 		84-0529566   5,984,703 0 N/A N/A SUB-AWARD
(660) WESTED
730 HARRISON STREET
SAN FRANCISCO,CA941071271 		94-3233542 501(C)(3) 408,412 0 N/A N/A SUB-AWARD
(661) WHEATON COLLEGE
26 E MAIN STREET
NORTON,MA027662322 		04-2103638 501(C)(3) 77,572 0 N/A N/A SUB-AWARD
(662) WHITMAN WALKER CLINIC INC
1701 14TH ST
WASHINGTON,DC20009 		52-1122122 501(C)(3) 1,011,353 0 N/A N/A SUB-AWARD
(663) WILLIAM J SIMONE INC
18815 NW 2ND STREET
PEMBROKE PINES,FL330293278 		27-1682081 501(C)(3) 25,882 0 N/A N/A SUB-AWARD
(664) WILLIAM MARSH RICE UNIVERSITY
PO BOX 1892
HOUSTON,TX77251 		74-1109620 501(C)(3) 62,210   N/A N/A SUB-AWARD
(665) WILLOWVIEW CONSULTING LLC
25850 KINGSBURY ROAD
MIDDLETON,ID836445349 		26-2420069   57,524 0 N/A N/A SUB-AWARD
(666) WISTAR INST
3601 SPRUCE ST
PHILADELPHIA,PA191044205 		23-6434390 501(C)(3) 290,584 0 N/A N/A SUB-AWARD
(667) WOODS HOLE OCEANOGRAPHIC INSTITUTION
183 OYSTER POND ROAD
WOODS HOLE,MA02543 		04-2105850 501(C)(3) 72,535 0 N/A N/A SUB-AWARD
(668) YALE UNIVERSITY
2 WHITNEY AVE 6TH FL
NEW HAVEN,CT06510 		06-0646973 501(C)(3) 1,324,203 0 N/A N/A SUB-AWARD
(669) YAVAPAI COUNTY
1090 COMMERCE DR
PRESCOTT,AZ863053700 		86-6000561 115 88,931 0 N/A N/A SUB-AWARD
(670) YMCA OF CENTRAL MARYLAND
303 W CHESAPEAKE AVE
BALTIMORE,MD212044406 		52-0591699 501(C)(3) 25,090 0 N/A N/A SUB-AWARD
(671) ZEDSOFT LLC
8 THE GREEN
DOVER,DE19901 		  158,816 0 N/A N/A SUB-AWARD
(672) ZTI SOLUTIONS LLC
994 BARBERSHOP ROAD
EDINBURG,VA228242945 		26-0580166   580,238 0 N/A N/A SUB-AWARD
(673) AMERICAN PROGRAM BUREAU INC
1 GATEWAY CTR STE 751
NEWTON,MA024582817 		04-2371423   10,000 0 N/A N/A HONORARIUM
(674) COURSESHARE LLC
3432 S ASHWOOD DR
BLOOMINGTON,IN474019762 		35-2092979   6,500 0 N/A N/A HONORARIUM
(675) GIANT ENTERTAINMENT GROUP LLC
311 2ND AVE
COLUMBIA,TN384012909 		82-5194657   6,000 0 N/A N/A HONORARIUM
(676) MEDICAL EDUCATION RESOURCES INITIATE
31 N HAVEN ST STE 4
BALTIMORE,MD212241618 		47-1139530 501(C)(3) 15,000 0 N/A N/A HONORARIUM
(677) MORELL CONSULTING LLC
PO BOX 976
MCLEAN,VA221010976 		82-5255475   10,000 0 N/A N/A HONORARIUM
(678) ORATION SERVICES INC
1530 SE 30TH AVE
PORTLAND,OR972144929 		46-5619463   22,500 0 N/A N/A HONORARIUM
(679) THEATER OF WAR PRODUCTIONS LLC
49 E 1ST ST APT 1E
NEW YORK,NY100039397 		27-0855847   15,000 0 N/A N/A HONORARIUM
(680) ADOPT A BLOCK INC
1607 CROMWELL BRIDGE RD
BALTIMORE,MD21234 		52-1758039 501(C)(3) 7,000 0 N/A N/A CONTRIBUTION
(681) AMERICAN DIABETES ASSOCIATION
2002 CLIPPER PK RD STE 110
BALTIMORE,MD21211 		13-1623888 501(C)(3) 7,500 0 N/A N/A CONTRIBUTION
(682) AMERICAN HEART ASSOCIATION
217 E REDWOOD ST STE 2300
BALTIMORE,MD21202 		52-0607918 501(C)(3) 30,000 0 N/A N/A CONTRIBUTION
(683) AMERICAN HEART ASSOCIATION INC
7272 GREENVILLE AVE
DALLAS,TX752315129 		13-5613797 501(C)(3) 10,000 0 N/A N/A CONTRIBUTION
(684) AMERICAN INSTITUTE OF CHEMICAL ENGINEERS
120 WALL ST 23RD FL
NEW YORK,NY10005 		13-1623892 501(C)(3) 10,000 0 N/A N/A CONTRIBUTION
(685) AMERICAN PUBLIC HEALTH ASSOCIATION
800 I ST NW
WASHINGTON,DC20001 		13-1628688 501(C)(3) 10,518 0 N/A N/A CONTRIBUTION
(686) ASSOCIATED BLACK CHARITIES
VILLEGE OF CROSS KEYS
BALTIMORE,MD212101816 		52-1427774 501(C)(3) 20,000 0 N/A N/A CONTRIBUTION
(687) BALTIMORE CITY FOUNDATION INC
7 E REDWOOD ST 9TH FLR
BALTIMORE,MD21202 		52-1212473 501(C)(3) 43,000 0 N/A N/A CONTRIBUTION
(688) BALTIMORE CURRICULM PROJECT INC
2707 E FAYETTE ST
BALTIMORE,MD212241205 		52-1961406 501(C)(3) 12,500 0 N/A N/A CONTRIBUTION
(689) BALTIMORE SYMPHONY ORCHESTRA INC
1212 CATHEDRAL ST
BALTIMORE,MD212015545 		52-0629696 501(C)(3) 6,000 0 N/A N/A CONTRIBUTION
(690) BALTIMOREANS UNITED IN LEADERSHIP
2439 MARYLAND AVE
BALTIMORE,MD212185018 		52-1120778 501(C)(3) 25,000 0 N/A N/A CONTRIBUTION
(691) BANNER NEIGHBORHOODS COMMUNITY CORP
2911 PULASKI HWY
BALTIMORE,MD21224 		52-1336621 501(C)(3) 10,000 0 N/A N/A CONTRIBUTION
(692) BASKETBALL ACADEMY INC
3603 1/2 PATTERSON AVE
BALTIMORE,MD21207 		20-3361913 501(C)(3) 10,000 0 N/A N/A CONTRIBUTION
(693) BETAMORE
101 W DICKMAN ST STE 1000
BALTIMORE,MD212305032 		52-2156026 501(C)(3) 10,000 0 N/A N/A CONTRIBUTION
(694) BOY SCOUTS OF AMERICA
701 WYMNAN PARK DR
BALTIMORE,MD21211 		52-0591572 501(C)(3) 7,500 0 N/A N/A CONTRIBUTION
(695) CAROLINE CENTER
900 SOMERSET ST
BALTIMORE,MD21202 		52-1920377 501(C)(3) 15,000 0 N/A N/A CONTRIBUTION
(696) CHARLES VILLAGE COMMUNITY BENEFITS
2434 ST PAUL STREET
BALTIMORE,MD21218 		52-1924284 501(C)(3) 68,340 0 N/A N/A CONTRIBUTION
(697) CONGRESSIONAL BLACK CAUCAS FOUNDATION
1720 MASSACHUSETTS AVE NW
WASHINGTON,DC20036 		52-1160561 501(C)(3) 7,500 0 N/A N/A CONTRIBUTION
(698) CONSORTIUM OF UNIVERSITIES FOR GLOBAL HEALTH
1608 RHODE ISLAND AVE NW STE 240
WASHINGTON,DC200363206 		27-1481036 501(C)(3) 40,000 0 N/A N/A CONTRIBUTION
(699) EAST BALTIMORE COMMUNITY SCHOOL
2800 N CHARLES STREET
BALTIMORE,MD21218 		26-4739632 501(C)(3) 924,829 548,621 FMV RENOVATIONS & LAPTOPS CONTRIBUTION
(700) EAST BALTIMORE DEVEOPMENT INC
1731 EAST CHASE STREET
BALTIMORE,MD21213 		27-0037508 501(C)(3) 820,000 0 N/A N/A CONTRIBUTION
(701) ELIJAH CUMMINGS YOUTH PROGRAM IN
5750 PARK HEIGHTS AVE
BALTIMORE,MD21215 		52-2136761 501(C)(3) 14,000 0 N/A N/A CONTRIBUTION
(702) FAMILY TREE INC
2108 N CHARLES STREET
BALTIMORE,MD21218 		52-1110645 501(C)(3) 10,000 0 N/A N/A CONTRIBUTION
(703) FUSION PARTNERSHIPS INC
1601 GUILFORD AVE
BALTIMORE,MD212022877 		52-2148413 501(C)(3) 12,850 0 N/A N/A CONTRIBUTION
(704) GAITHERSBURG GERMANTOWN CHAMBER
910 CLOPPER RD STE 205N
GAITHERSBURG,MD20878 		52-1077028 501(C)(6) 8,650 0 N/A N/A CONTRIBUTION
(705) GREATER REMINGTON IMPROVEMENT ASSOCIATION
406 W 23RD ST
BALTIMORE,MD212113205 		27-2246764 501(C)(3) 20,500 0 N/A N/A CONTRIBUTION
(706) HEALTH CARE FOR THE HOMELESS INC
421 FALLSWAY
BALTIMORE,MD21202 		52-1576404 501(C)(3) 12,500 0 N/A N/A CONTRIBUTION
(707) HISTORIC SHIPS IN BALTIMORE
PIER 1 - 301 E PRATT STREET
BALTIMORE,MD21202 		52-2170291 501(C)(3) 15,000 0 N/A N/A CONTRIBUTION
(708) INTERNATIONAL RESCUE COMMITTEE
122 E 42ND ST
NEW YORK,NY101680002 		13-5660870 501(C)(3) 9,120 0 N/A N/A CONTRIBUTION
(709) JDRF GREATER CHESAPEAKE AND POTOMAC
891 ELKRIDGE LANDING RD STE 150
LINTHICUM,MD21090 		23-1907729 501(C)(3) 10,000 0 N/A N/A CONTRIBUTION
(710) LIVE BALTIMORE HOME CENTER
343 N CHARLES ST 1ST FLR
BALTIMORE,MD21201 		04-3627393 501(C)(3) 10,000 0 N/A N/A CONTRIBUTION
(711) MARIAN HOUSE INC
949 GORSUCH AVE
BALTIMORE,MD21218 		52-1243849 501(C)(3) 6,000 0 N/A N/A CONTRIBUTION
(712) MARYLAND CHAMBER OF COMMERCE
60 WEST STREET
ANNAPOLIS,MD214012479 		52-1784310 501(C)(6) 10,000 0 N/A N/A CONTRIBUTION
(713) MARYLAND FOOD BANK
2200 HALETHORPE FARMS RD
BALTIMORE,MD21227 		52-1135690 501(C)(3) 6,627 0 N/A N/A CONTRIBUTION
(714) MARYLAND TECHNOLOGY DEVELOPMENT
7021 COLUMBIA GATEWAY DR STE 200
COLUMBIA,MD21046 		52-2177960 115 200,000 0 N/A N/A CONTRIBUTION
(715) MIDTOWN COMMUNITY BENEFITS DISTRICT
1120 N CHARLES ST STE 220
BALTIMORE,MD21201 		52-1922216 501(C)(4) 7,500 0 N/A N/A CONTRIBUTION
(716) MONTGOMERY COUNTY CHAMBER
51 MONROE ST STE 1800
ROCKVILLE,MD20850 		52-0735621 501(C)(6) 29,250 0 N/A N/A CONTRIBUTION
(717) NATIONAL ASSOCIATION OF HEALTH SERVICES EXECUTIVES
1050 CONNECTICUT AVENUE NW
WASHINGTON,DC20036 		62-1312239 501(C)(3) 7,500 0 N/A N/A CONTRIBUTION
(718) NATIONAL KIDNEY FOUNDATION
1301 YORK RD STE 209
LUTHERVILLE,MD21093 		52-6069952 501(C)(3) 6,500 0 N/A N/A CONTRIBUTION
(719) NATIONAL MEDICAL FELLOWSHIP INC
12 E 46TH ST FL 5E
NEW YORK,NY100172442 		01-0963657 501(C)(3) 10,000 0 N/A N/A CONTRIBUTION
(720) PRT REACH FOUNDATION
5850 WATERLOO RD STE 140
COLUMBIA,MD210451944 		27-4657414 501(C)(3) 10,000 0 N/A N/A CONTRIBUTION
(721) PUBLIC HEALTH INSTITUTE
ATTN PHI-CAROL EMMOTT FELLOWSHIP
OAKLAND,CA94607 		94-1646278 501(C)(3) 20,000 0 N/A N/A CONTRIBUTION
(722) REGINALD F LEWIS MUSEUM MD AFRICAN
830 E PRATT ST
BALTIMORE,MD212024403 		52-2107879 501(C)(3) 15,000 0 N/A N/A CONTRIBUTION
(723) RONALD MCDONALD HOUSE
1 AISQUITH ST
BALTIMORE,MD212024855 		52-1184957 501(C)(3) 25,000 0 N/A N/A CONTRIBUTION
(724) SIGMA THETA TAU INTERNATIONAL
550 W NORTH ST
INDIANAPOLIS,IN46202 		41-6022987 501(C)(3) 15,000 0 N/A N/A CONTRIBUTION
(725) SISTERS CIRCLE INC
PO BOX 84
TIMONIUM,MD210940084 		52-2335639 501(C)(3) 15,000 0 N/A N/A CONTRIBUTION
(726) STRONG CITY BALTIMORE INC
2101 E BIDDLE ST STE 1100
BALTIMORE,MD212133314 		52-0897806 501(C)(3) 210,500 0 N/A N/A CONTRIBUTION
(727) SUSAN G KOMEN BREAST CANCER FOUNDATION
303 INTERNATIONAL CIR STE 390
HUNT VALLEY,MD210301409 		52-2053491 501(C)(3) 8,750 0 N/A N/A CONTRIBUTION
(728) SWIM ACROSS AMERICA
11600 N COMMUNITY HOUSE RD STE 100
CHARLOTTE,NC282771883 		22-3248256 501(C)(3) 25,000 0 N/A N/A CONTRIBUTION
(729) THE CENTRAL BALTIMORE PARTNERSHIP I
25 E 20TH ST
BALTIMORE,MD212186033 		26-2842736 501(C)(3) 25,000 0 N/A N/A CONTRIBUTION
(730) THE DOOR
219 N CHESTER ST
BALTIMORE,MD21231 		52-1708248 501(C)(3) 12,000 0 N/A N/A CONTRIBUTION
(731) THE MARFAN FOUNDATION INC
22 MANHASSET AVE
PORT WASHINGTON,NY11050 		52-1265361 501(C)(3) 23,750 0 N/A N/A CONTRIBUTION
(732) THE SIXTH BRANCH INC
1400 GREENMOUNT AVE STE F03
BALTIMORE,MD212025684 		27-2516396 501(C)(3) 15,000 0 N/A N/A CONTRIBUTION
(733) THIRD SECTOR NEW ENGLAND INC
89 SOUTH ST STE 700
BOSTON,MA021112679 		04-2261109 501(C)(3) 25,000 0 N/A N/A CONTRIBUTION
(734) UNITED WAY OF CENTRAL MARYLAND INC
1800 WASHINGTON BLVD STE 340
BALTIMORE,MD21230 		52-0591543 501(C)(3) 7,500 0 N/A N/A CONTRIBUTION
(735) YMCA OF CENTRAL MARYLAND
303 W CHESAPEAKE AVE
BALTIMORE,MD21204 		52-0591699 501(C)(3) 44,000 0 N/A N/A CONTRIBUTION
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
449
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
285
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2019

Schedule I (Form 990) 2019
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients		 (c) Amount of
cash grant		 (d) Amount of
noncash assistance		 (e) Method of valuation (book,
FMV, appraisal, other)		 (f) Description of noncash assistance
(1) FELLOWSHIPS 2586 46,350,000 0 N/A N/A
(2) HONORARIA 2330 2,436,000 0 N/A N/A
(3) ACADEMIC AWARDS 1499 1,120,000 0 N/A N/A
(4) SCHOLARSHIPS 19571 414,656,000 0 N/A N/A
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
PART I, LINE 2: DESCRIBE ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS IN THE U.S. THE UNIVERSITY REQUIRES THAT WHEN APPROVING INVOICE PAYMENTS TO SUBRECIPIENTS, THE VALIDITY OF EXPENSES MUST BE VERIFIED ALONG WITH THE ACHIEVEMENT OF SCIENTIFIC AND TECHNICAL PROGRESS BY THE PRINCIPAL INVESTIGATOR OR HIS/HER DESIGNEE. THIS VERIFICATION INCLUDES SIGN OFF BY THE PRINCIPAL INVESTIGATOR OR HIS/HER DESIGNEE ON THE INVOICE APPROVING IT FOR PAYMENT. SUBRECIPIENT INVOICES SHOULD INCLUDE INFORMATION THAT CONFORMS TO THE ADMINISTRATIVE REQUIREMENTS AS PRESCRIBED IN 2 CFR 200, AS APPLICABLE. ALL SUBRECIPIENTS ARE REQUIRED TO MAKE THEIR FINANCIAL RECORDS AVAILABLE FOR REVIEW OR AUDIT BY FEDERAL AGENCIES OR PASS-THRU ENTITIES AS REQUESTED, UNDER THE TERMS AND CONDITIONS OF THEIR AGREEMENT.
Schedule I (Form 990) 2019



Additional Data


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Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990.
SchJMediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .........
1b
 
No
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ..
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
Yes
 
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
Yes
 
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
Yes
 
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
Yes
 
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2019

Schedule J (Form 990) 2019
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation 		(ii) Bonus & incentive
compensation 		(iii) Other reportable compensation
1DANIELS RONALD J
PRESIDENT, TRUSTEE 		(i)

(ii)		 1,404,858
-------------
0 		0
-------------
0 		1,755,494
-------------
0 		1,188,948
-------------
0 		79,465
-------------
0 		4,428,765
-------------
0 		1,381,687
-------------
0
2ROTHMAN PAUL
CEO & DEAN OF MEDICAL FACULTY 		(i)

(ii)		 1,598,839
-------------
0 		402,809
-------------
0 		1,579
-------------
0 		483,370
-------------
0 		79,949
-------------
0 		2,566,546
-------------
0 		0
-------------
0
3STARK WALTER J
FORMER PROFESSOR 		(i)

(ii)		 0
-------------
0 		0
-------------
0 		2,425,673
-------------
0 		0
-------------
0 		0
-------------
0 		2,425,673
-------------
0 		2,425,673
-------------
0
4PERLIONI JASON
VP-INVESTMENTS & CIO 		(i)

(ii)		 738,110
-------------
0 		1,075,000
-------------
0 		0
-------------
0 		90,000
-------------
0 		24,133
-------------
0 		1,927,243
-------------
0 		0
-------------
0
5SEMMEL RALPH
DIRECTOR-APL 		(i)

(ii)		 985,955
-------------
0 		185,400
-------------
0 		80,823
-------------
0 		572,415
-------------
0 		1,807
-------------
0 		1,826,400
-------------
0 		0
-------------
0
6SCHROEDER FREDERIC
VP-DEVELOPMENT & ALUMNI RELATIONS 		(i)

(ii)		 736,769
-------------
0 		260,250
-------------
0 		229,640
-------------
0 		274,155
-------------
0 		85,303
-------------
0 		1,586,117
-------------
0 		223,539
-------------
0
7BREM HENRY
PROFESSOR (SEE SCHED. O) 		(i)

(ii)		 1,141,549
-------------
0 		268,869
-------------
0 		0
-------------
0 		138,222
-------------
0 		21,981
-------------
0 		1,570,621
-------------
0 		0
-------------
0
8ENNIS DANIEL G
SR. VP-FINANCE & ADMINISTRATION 		(i)

(ii)		 808,832
-------------
0 		201,653
-------------
0 		5,309
-------------
0 		491,196
-------------
0 		30,953
-------------
0 		1,537,943
-------------
0 		0
-------------
0
9SPONSELLER PAUL
PROFESSOR (SEE SCHED. O) 		(i)

(ii)		 389,518
-------------
0 		1,058,892
-------------
0 		0
-------------
0 		48,295
-------------
0 		25,180
-------------
0 		1,521,885
-------------
0 		0
-------------
0
10FERRARI BERNARD
DEAN, CAREY BUSINESS SCHOOL 		(i)

(ii)		 375,405
-------------
0 		57,600
-------------
0 		1,034,866
-------------
0 		45,300
-------------
0 		11,591
-------------
0 		1,524,762
-------------
0 		61,974
-------------
0
11ANDERSON MARK
PROFESSOR (SEE SCHED. O) 		(i)

(ii)		 634,816
-------------
0 		408,509
-------------
0 		258,894
-------------
0 		77,935
-------------
0 		26,887
-------------
0 		1,407,041
-------------
0 		248,802
-------------
0
12BYDON ALI
PROFESSOR (SEE SCHED. O) 		(i)

(ii)		 290,679
-------------
0 		998,873
-------------
0 		16,180
-------------
0 		36,425
-------------
0 		25,866
-------------
0 		1,368,023
-------------
0 		13,820
-------------
0
13KUMAR SUNIL
SR.VP-ACADEMIC AFFAIRS & PROVOST 		(i)

(ii)		 764,402
-------------
0 		113,568
-------------
0 		4,147
-------------
0 		244,550
-------------
0 		23,324
-------------
0 		1,149,991
-------------
0 		0
-------------
0
14REEL STEPHANIE
VICE PROVOST FOR INFO. TECHNOLOGY 		(i)

(ii)		 661,216
-------------
0 		185,243
-------------
0 		191,751
-------------
0 		80,308
-------------
0 		19,811
-------------
0 		1,138,329
-------------
0 		191,751
-------------
0
15ATES KATHERINE
VP & CHIEF OF STAFF 		(i)

(ii)		 479,537
-------------
0 		120,960
-------------
0 		2,601
-------------
0 		254,664
-------------
0 		28,640
-------------
0 		886,402
-------------
0 		0
-------------
0
16PINEAU ARTHUR
VP AND GENERAL COUNSEL 		(i)

(ii)		 610,273
-------------
0 		84,273
-------------
0 		2,431
-------------
0 		157,759
-------------
0 		2,562
-------------
0 		857,298
-------------
0 		0
-------------
0
17MARSH MAUREEN
SECRETARY OF THE BOARD OF TRUSTEES 		(i)

(ii)		 382,001
-------------
0 		56,013
-------------
0 		26,670
-------------
0 		102,280
-------------
0 		9,918
-------------
0 		576,882
-------------
0 		26,672
-------------
0
18MCLEAN ROBERT
VP FOR FACILITIES & REAL ESTATE 		(i)

(ii)		 363,560
-------------
0 		97,360
-------------
0 		44,213
-------------
0 		44,501
-------------
0 		15,318
-------------
0 		564,952
-------------
0 		36,315
-------------
0
19CONWAY HEIDI
VP-HUMAN RESOURCES 		(i)

(ii)		 363,331
-------------
0 		37,506
-------------
0 		51,372
-------------
0 		45,683
-------------
0 		29,601
-------------
0 		527,493
-------------
0 		47,305
-------------
0
20GRADY HELENE
VP - PLANNING & BUDGET 		(i)

(ii)		 317,487
-------------
0 		48,494
-------------
0 		0
-------------
0 		71,900
-------------
0 		38,350
-------------
0 		476,231
-------------
0 		0
-------------
0
21RIDGE SUSAN
VP-COMMUNICATIONS 		(i)

(ii)		 196,486
-------------
0 		0
-------------
0 		201,486
-------------
0 		24,467
-------------
0 		15,158
-------------
0 		437,597
-------------
0 		14,888
-------------
0
22LIEBERMAN ROBERT
FORMER SR.VP-ACADEMIC AFFAIRS & PROV 		(i)

(ii)		 359,424
-------------
0 		0
-------------
0 		7,085
-------------
0 		44,092
-------------
0 		14,579
-------------
0 		425,180
-------------
0 		0
-------------
0
23LEWIS THOMAS
VP-GOVERNMENT & COMMUNITY AFFAIRS 		(i)

(ii)		 318,604
-------------
0 		15,000
-------------
0 		5,279
-------------
0 		39,168
-------------
0 		8,609
-------------
0 		386,660
-------------
0 		0
-------------
0
24SCHLEGEL JANE
VP AND CHIEF ADMINISTRATION OFFICER 		(i)

(ii)		 339,556
-------------
0 		34,000
-------------
0 		0
-------------
0 		41,365
-------------
0 		11,708
-------------
0 		426,629
-------------
0 		0
-------------
0
25BJORKLUND CYBELE
VP-FEDERAL STRATEGY 		(i)

(ii)		 292,634
-------------
0 		10,000
-------------
0 		3,464
-------------
0 		35,630
-------------
0 		4,292
-------------
0 		346,020
-------------
0 		0
-------------
0
26HYATT MELISSA
FORMER VP FOR SECURITY 		(i)

(ii)		 151,278
-------------
0 		25,000
-------------
0 		230
-------------
0 		18,233
-------------
0 		722
-------------
0 		195,463
-------------
0 		0
-------------
0
27WILSON ALICIA
VP-ECONOMIC DEVELOPMENT 		(i)

(ii)		 148,216
-------------
0 		0
-------------
0 		0
-------------
0 		17,500
-------------
0 		3,859
-------------
0 		169,575
-------------
0 		0
-------------
0
28SPECTOR PHILLIP
FORMER VP-STRATEGIC INITIATIVES 		(i)

(ii)		 117,405
-------------
0 		0
-------------
0 		0
-------------
0 		0
-------------
0 		0
-------------
0 		117,405
-------------
0 		0
-------------
0
Schedule J (Form 990) 2019

Schedule J (Form 990) 2019
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
PART I, LINE 1A FIRST CLASS OR CHARTER TRAVEL: THE UNIVERSITY TRAVEL POLICY REQUIRES AIR TRAVEL ACCOMMODATIONS FOR ALL EMPLOYEES TO BE AT THE LOWEST COACH CLASS FARE AVAILABLE THAT MEETS BUSINESS NEEDS. THE POLICY DOES ALLOW FOR BUSINESS CLASS AIRFARE ON INTERNATIONAL FLIGHTS, BUT FIRST CLASS OR CHARTER TRAVEL IS ONLY ALLOWED IN LIMITED CIRCUMSTANCES WITH APPROPRIATE REVIEW AND APPROVAL AND WHERE THERE IS A BONA FIDE BUSINESS PURPOSE TO JUSTIFY THE ADDITIONAL COST. DURING THE TAX YEAR THREE OFFICERS TRAVELED FIRST CLASS ON LIMITED OCCASION. THESE TRAVEL EXPENSES WERE INCURRED FOR UNIVERSITY BUSINESS PURPOSES AND THEREFORE WERE NOT TREATED AS COMPENSATION TO THE LISTED INDIVIDUALS. TRAVEL FOR COMPANIONS: COMPANION OR SPOUSAL TRAVEL IS PROVIDED ONLY IN LIMITED CIRCUMSTANCES WHERE THE TRAVEL SERVES AN ESSENTIAL BUSINESS PURPOSE OF THE UNIVERSITY. DURING THE TAX YEAR, ONE OFFICER TRAVELED WITH THEIR SPOUSE ON LIMITED OCCASION. IN THIS INSTANCE, THE SPOUSE IS ALSO AN EMPLOYEE OF THE UNIVERSITY. WHERE THE SPOUSAL TRAVEL WAS DEEMED TO HAVE AN ESSENTIAL BUSINESS PURPOSE, THE AMOUNT WAS NOT TREATED AS COMPENSATION TO THE LISTED INDIVIDUAL. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS: THE UNIVERSITY WILL PROVIDE TAX GROSS-UP PAYMENTS IN CERTAIN CIRCUMSTANCES WITH THE APPROPRIATE LEVELS OF REVIEW AND APPROVAL. DURING THE TAX YEAR, ONE OFFICER AND ONE HIGHLY COMPENSATED EMPLOYEE EACH RECEIVED A GROSS-UP PAYMENT. THIS BENEFIT WAS TREATED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUALS. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE: THE UNIVERSITY PROVIDES THE PRESIDENT WITH AN ON-CAMPUS RESIDENCE (THE "NICHOLS HOUSE") AND REQUIRES THE PRESIDENT TO USE THE HOUSE AS A PRIMARY RESIDENCE THROUGHOUT THE TERM OF OFFICE. THE PRESIDENT'S USE OF THE NICHOLS HOUSE IS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY, THEREFORE IT IS EXEMPT FROM TAXATION UNDER INTERNAL REVENUE CODE SECTION 119. HEALTH OR SOCIAL CLUB DUES: UNIVERSITY POLICY ALLOWS FOR CORPORATE SOCIAL CLUB MEMBERSHIPS, BUT SUCH MEMBERSHIPS ARE FOR STRICT BUSINESS USE. SUCH DEPARTMENTAL OR DIVISIONAL MEMBERSHIPS CANNOT BE USED FOR ANY PERSONAL USE. AS SUCH, USE OF SUCH MEMBERSHIPS FOR UNIVERSITY BUSINESS IS NOT TREATED AS TAXABLE COMPENSATION. INDIVIDUAL SOCIAL CLUB MEMBERSHIPS PAID FOR BY THE UNIVERSITY, EVEN IF USED PRIMARILY FOR UNIVERSITY BUSINESS, ARE TREATED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUAL. PERSONAL SERVICES: THE UNIVERSITY EMPLOYS A HOUSEKEEPER TO CLEAN THE NICHOLS HOUSE AND ALSO PROVIDES THE PRESIDENT WITH A UNIVERSITY EMPLOYED DRIVER TO ACCOMMODATE HIS FREQUENT TRAVEL. THE PERSONAL AND BUSINESS TIME FOR BOTH THE HOUSEKEEPER AND THE DRIVER ARE LOGGED AND ANY PERSONAL USE IS TREATED AS TAXABLE COMPENSATION TO THE PRESIDENT.
PART I, LINE 1B WRITTEN POLICIES FOR PAYMENT OR REIMBURSEMENT OR PROVISION OF EXPENSES FOR ITEMS CHECKED IN 1A: IN GENERAL UNIVERSITY POLICY AND PROCEDURES OR CONTRACTUAL OBLIGATIONS ARE FOLLOWED IN PROVIDING THE ABOVE LISTED BENEFITS TO THE LISTED EMPLOYEES. THE UNIVERSITY DOES NOT HAVE A WRITTEN POLICY FOR GROSS-UP PAYMENTS. THE GROSS UP PAYMENT MADE IS IN CONNECTION WITH A CONTRACTUAL OBLIGATION. THERE ARE NO WRITTEN POLICIES FOR THE PROVISION OF THE PRESIDENT'S HOUSING AND RELATED PERSONAL SERVICES; HOWEVER, THE PROVISIONS ARE INCLUDED IN THE EMPLOYMENT AGREEMENT WITH THE PRESIDENT. THE PRESIDENT'S RESIDENCE IS LOCATED ON CAMPUS AND IT IS INCLUDED IN HIS EMPLOYMENT AGREEMENT THAT HE MUST LIVE THERE, SO IT IS EXEMPT FROM TAXATION UNDER INTERNAL REVENUE CODE SECTION 119 AND NOT INCLUDED IN THE W-2. THE UNIVERSITY HAS ESTABLISHED WRITTEN POLICIES AND PROCEDURES GOVERNING THE TRAVEL AND BUSINESS EXPENSES. THE POLICIES AND PROCEDURES INCLUDE REQUIREMENTS TO MEET THE IRS ACCOUNTABLE PLAN RULES. IT IS THE RESPONSIBILITY OF THE OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES TO COMPLY WITH THE WRITTEN POLICIES AND PROCEDURES AND TO EXERCISE GOOD JUDGEMENT IN DETERMINING THE BUSINESS PURPOSE. TRAVEL AND BUSINESS EXPENSES FOR OFFICERS AND DEANS ARE REVIEWED AND APPROVED BY THE OFFICE OF THE PROVOST AND SENIOR VICE PRESIDENT FOR ACADEMIC AFFAIRS OR THE OFFICE OF THE SENIOR VICE PRESIDENT FOR FINANCE AND ADMINISTRATION. THE PRESIDENT'S OFFICE REVIEWS AND APPROVES TRAVEL AND BUSINESS EXPENSES OF THE SENIOR VICE PRESIDENTS AND THE CHAIR OF THE BOARD OF TRUSTEES REVIEWS AND APPROVES THE PRESIDENT'S TRAVEL AND BUSINESS EXPENSES.
PART I, LINES 4A-B PART I, QUESTION 4A: DURING CALENDAR YEAR 2019 SUSAN RIDGE RECEIVED A PAYMENT OF $186,597 UPON HER RESIGNATION FROM THE UNIVERSITY. PART I, QUESTION 4B: THE FOLLOWING AMOUNTS REPRESENT DISTRIBUTIONS MADE TO THE RESPECTIVE INDIVIDUALS FROM A NON-QUALIFIED DEFERRED COMPENSATION PLAN. ALL OF THESE AMOUNTS ARE REPORTED ON THE RESPECTIVE INDIVIDUALS W-2, BOX 11. PAYEE NON-QUALIFIED PLAN ------------------- ------------------ ANDERSON, MARK $ 248,802 BYDON, ALI $ 13,820 CONWAY, HEIDI $ 47,305 DANIELS, RONALD $ 1,381,687 FERRARI, BERNARD $ 61,974 MARSH, MAUREEN $ 26,672 MCLEAN, ROBERT $ 36,315 REEL, STEPHANIE $ 191,751 RIDGE, SUSAN $ 14,888 SCHROEDER, FREDERIC $ 223,539 THE FOLLOWING REPRESENT AMOUNTS CONTRIBUTED TO NON-QUALIFIED 457(F) DEFERRED COMPENSATION PLANS FOR THE RESPECTIVE OFFICERS, KEY EMPLOYEES AND HIGHLY COMPENSATED EMPLOYEES. PAYEE NON-QUALIFIED PLAN ------------------- ------------------ ANDERSON , MARK $ 44,335 ATES, KATHERINE $ 221,064 BJORKLUND, CYBELE $ 7,630 BREM, HENRY $ 104,622 BYDON , ALI $ 2,825 CONWAY, HEIDI $ 12,083 DANIELS, RONALD $ 1,155,348 ENNIS, DANIEL $ 457,596 FERRARI , BERNARD $ 28,500 GRADY, HELENE $ 38,300 HYATT, MELISSA $ 2,833 KUMAR, SUNIL $ 210,950 LEWIS, THOMAS $ 5,568 LIEBERMAN, ROBERT $ 10,492 MARSH, MAUREEN $ 68,680 MCLEAN, ROBERT $ 10,901 PERLIONI, JASON $ 56,400 PINEAU, ARTHUR $ 124,159 REEL, STEPHANIE $ 46,708 RIDGE, SUSAN $ 4,554 ROTHMAN, PAUL $ 449,770 SCHLEGEL, JANE $ 7,765 SCHROEDER, FREDERIC $ 240,555 SEMMEL, RALPH $ 543,015 SPONSELLER, PAUL $ 14,695 WILSON, ALICIA $ 3,500
PART I, LINES 5A, 6A AND 7: THE SCHOOL OF MEDICINE OFFERS PERFORMANCE SUPPLEMENTS FOR CLINICAL FACULTY, DEPARTMENTAL CHAIRS, AND VICE DEANS. PERFORMANCE SUPPLEMENTS ARE RECOMMENDED BY THE DEAN OF THE SCHOOL OF MEDICINE. PERFORMANCE SUPPLEMENTS ARE INCENTIVE OPPORTUNITIES TIED TO PERFORMANCE OF DEPARTMENTAL, INSTITUTIONAL AND DISCRETIONARY GOALS INCLUDING RETENTION. PERFORMANCE INDICATORS MEASURE BUDGETARY (INCLUDING PROFITABILITY/EARNINGS), SAFETY, AND SERVICE EXCELLENCE PERFORMANCE. THE UNIVERSITY HAS IMPLEMENTED AN INCENTIVE PROGRAM FOR DEANS, KEY EMPLOYEES, AND PRINCIPAL ADMINISTRATIVE OFFICERS WITH THE EXCEPTION OF THE PRESIDENT. THE INCENTIVES RANGE FROM 4% TO 20% OF BASE SALARY. THE INCENTIVE PROGRAM WAS DEVELOPED AND APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD WITH INPUT TO THE PROGRAM'S STRUCTURE AND ADMINISTRATION PROVIDED TO THE COMMITTEE BY THE PRESIDENT, SENIOR VICE PRESIDENT FOR FINANCE AND ADMINISTRATION AND THE VICE PRESIDENT FOR HUMAN RESOURCES. IT IS ADMINISTERED BY THE COMPENSATION COMMITTEE OF THE BOARD. ANNUALLY, THE INCENTIVE AWARDS ARE RECOMMENDED BY THE PRESIDENT AND APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD. THE COMPENSATION COMMITTEE APPROVED A ONE-TIME PROJECT COMPLETION BONUS FOR THE VICE PRESIDENT FOR DEVELOPMENT & ALMUNI RELATIONS AND THE VICE PRESIDENT FOR FACILITIES AND REAL ESTATE. IN ADDITION, THE VICE PRESIDENT OF INVESTMENTS AND CHIEF INVESTMENT OFFICER IS ELIGIBLE FOR PERFORMANCE SUPPLEMENTS. THESE SUPPLEMENTS ARE INCENTIVE OPPORTUNITIES DETERMINED USING BOTH QUALITATIVE AND QUANTITATIVE PERFORMANCE COMPONENTS. THESE SUPPLEMENTS ARE RECOMMENDED BY THE BOARD OF TRUSTEES INVESTMENT COMMITTEE AND APPROVED BY THE BOARD OF TRUSTEES COMPENSATION COMMITTEE. THE COMPENSATION COMMITTEE APPROVED PAYMENT OF PERFORMANCE SUPPLEMENTS TO THE VICE PRESIDENT OF INVESTMENTS AND CHIEF INVESTMENT OFFICER IN DECEMBER 2019. THE JOHNS HOPKINS APPLIED PHYSICS LABORATORY (JHU/APL) IMPLEMENTED AN INCENTIVE COMPENSATION PROGRAM FOR THE JHU/APL DIRECTOR. THE PROGRAM DESIGN AND STRUCTURE WERE APPROVED BY THE COMPENSATION COMMITTEE OF THE JHU/APL BOARD OF MANAGERS (BOM). THE ANNUAL INCENTIVE FOR THE JHU/APL DIRECTOR RANGES FROM 0% TO 20% OF BASE PAY. OVERSIGHT OF THIS PROGRAM IS PROVIDED BY THE COMPENSATION COMMITTEE OF THE BOM WITH SUPPORT PROVIDED BY THE JHU/APL DIRECTOR OF TALENT SERVICES. THE SIZE OF THE ANNUAL INCENTIVES AWARDED TO THE JHU/APL DIRECTOR IS BASED UPON HIM MEETING SPECIFIC OBJECTIVES APPROVED AT THE BEGINNING OF THE CALENDAR YEAR BY THE COMPENSATION COMMITTEE OF THE BOM. IN NOVEMBER OF EACH YEAR, THE BOM COMPENSATION COMMITTEE REVIEWS THE PROGRESS TOWARDS THE GOALS ACHIEVED BY THE JHU/APL DIRECTOR AND DETERMINES AND APPROVES THE PERCENTAGE OF THE INCENTIVE EARNED BY THE JHU/APL DIRECTOR.
PART I, LINE 8: THERE WERE THREE OFFICERS WITH RESPECT TO WHOM AMOUNTS WERE REPORTED IN PART VII WHERE THOSE AMOUNTS WERE PAID PURSUANT TO A CONTRACT THAT WAS SUBJECT TO THE INTITIAL CONTRACT EXCEPTION DESCRIBED IN REG. SECTION 53.4958-4(A)(3). THE COMPENSATION WAS ALSO APPROVED PURSUANT TO PROCESSES CONSISTENT WITH THE REBUTTABLE PRESUMPTION PROCEDURE DESCRIBED IN REG. SECTION 53.4958-6(C).
Schedule J (Form 990) 2019

Additional Data


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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number
52-0595110
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A MHHEFA 2005A BONDS
  		52-0936091 574217VC6 03-03-2005 69,265,000 SEE SCHEDULE K, PART VI   X   X   X
B MHHEFA CP SERIES A TRANCHE 7
  		52-0936091 57421PAA3 06-20-2005 11,387,000 SEE SCHEDULE K, PART VI   X   X   X
C MHHEFA CP SERIES A TRANCHE 8
  		52-0936091 57421PAA3 01-26-2006 21,713,000 SEE SCHEDULE K, PART VI   X   X   X
D MHHEFA CP SERIES A TRANCHE 9
  		52-0936091 57421PAA3 06-22-2006 16,262,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 10
  		52-0936091 57421PAA3 08-21-2007 21,446,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 11
  		52-0936091 57421PAA3 02-15-2008 35,506,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 4
  		52-0936091 57421NAA8 06-05-2003 7,342,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 5
  		52-0936091 57421NAA8 01-30-2004 12,732,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 7
  		52-0936091 57421NUT5 11-20-2008 23,777,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 8
  		52-0936091 57421NWE6 05-14-2009 22,643,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA 2013B BONDS
  		52-0936091 574218PS6 06-20-2013 99,625,000 SEE SCHEDULE K, PART VI   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 13,073,000 9,484,000 12,428,000 10,928,000
2 Amount of bonds legally defeased ..............        
3 Total proceeds of issue .................. 71,399,299 11,387,000 21,713,000 16,262,000
4 Gross proceeds in reserve funds .............        
5 Capitalized interest from proceeds ............. 2,671,827      
6 Proceeds in refunding escrows ...............        
7 Issuance costs from proceeds ............... 826,570      
8 Credit enhancement from proceeds .............        
9 Working capital expenditures from proceeds .............        
10 Capital expenditures from proceeds ............. 67,900,902 11,387,000 21,713,000 16,262,000
11 Other spent proceeds .............     108,078,992  
12 Other unspent proceeds .............        
13 Year of substantial completion ............. 2007 2005 2005 2006
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2018, a current refunding issue)? ........ 		  X   X   X   X
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2018, an advance refunding issue)? ........ 		  X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X     X   X   X
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 2
Part Ⅲ
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X     X   X   X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X      
c Are there any research agreements that may result in private business use of bond-financed property? .............   X   X   X   X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?       X   X    
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0 % 0 % 0 % 0 %
6 Total of lines 4 and 5 ............. 0 % 0 % 0 % 0 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X   X  
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........ X   X   X   X  
c No rebate due? .........   X   X   X   X
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X   X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
SCHEDULE K, PART I ALL TAX-EXEMPT DEBT IS ISSUED THROUGH MARYLAND HEALTH AND HIGHER EDUCATION FACILITIES AUTHORITY (MHHEFA). REPORTING APPROACH FOR THE TAX-EXEMPT COMMERCIAL PAPER PROGRAM: THE UNIVERSITY USES THE PROCEEDS FROM ISSUANCE OF COMMERCIAL PAPER NOTES TO FUND PURCHASES OF CAPITAL EQUIPMENT, LIBRARY BOOKS AND INFORMATION TECHNOLOGY ASSETS, AND TO FUND MINOR CAPITAL RENOVATIONS. THE NOTES IN EACH SERIES ARE ISSUED IN TRANCHES. EACH TRANCHE IS COMPRISED OF ISSUES WHICH ARE SEGREGATED BY THE AFOREMENTIONED FOUR ASSET TYPES. WEIGHTED AVERAGE LIFE CALCULATIONS ARE PREPARED FOR EACH ISSUE WITHIN A TRANCHE, RESULTING IN UNIQUE MATURITY DATES FOR EACH ISSUE WITHIN A TRANCHE. WHILE A SEPARATE FORM 8038 IS PREPARED FOR EACH ISSUE WITHIN A COMMERCIAL PAPER TRANCHE, SCHEDULE K INSTRUCTIONS PERMIT INFORMATION TO BE COMBINED FOR SERIES THAT ARE ISSUED AT SUBSTANTIALLY THE SAME TIME. SINCE THIS IS THE CASE FOR THE UNIVERSITY'S COMMERCIAL PAPER ISSUANCES THAT ARE ISSUED AS ONE TRANCHE, ALL ISSUES FOR AN INDIVIDUAL TRANCHE ARE COMBINED AND REPORTED AT THE TRANCHE LEVEL FOR PART I OF SCHEDULE K. ISSUE PRICES FOR ALL ISSUES THAT ARE STILL OUTSTANDING WITHIN A TRANCHE ARE COMBINED AND REPORTED IN TOTAL. COMBINED DATA IS ALSO REPORTED IN PARTS II, III AND IV TO SCHEDULE K. THE AGGREGATION OF DATA FOR THE COMMERCIAL PAPER AT THE TRANCHE LEVEL RESULTS IN DIFFERENCES THAT ARE DE MINIMIS FOR SCHEDULE K REPORTING PURPOSES FROM WHAT WOULD RESULT FROM REPORTING AT THE FORM 8038 ISSUE LEVEL. IN ACCORDANCE WITH THE INSTRUCTIONS, ONLY TRANCHES ISSUED AFTER DECEMBER 31, 2002 ARE LISTED ON SCHEDULE K. THE FINANCIAL MARKET APPROACH TO CUSIP NUMBERS FOR COMMERCIAL PAPER NOTES IS DIFFERENT THAN THOSE ISSUED FOR MHHEFA BONDS. AT EACH REMARKETING DATE FOR THE COMMERCIAL PAPER NOTES, A NEW CUSIP NUMBER IS ISSUED FOR THE AMOUNTS REMARKETED. SINCE TRANCHES CAN BE COMBINED AND REMARKETED TOGETHER, AN INDIVIDUAL BOND CUSIP NUMBER CANNOT BE IDENTIFIED BACK TO THE ORIGINAL TRANCHE AND ISSUE. THIS IS DIFFERENT FROM MHHEFA BONDS THAT HAVE CUSIP NUMBERS THAT REMAIN CONSTANT THROUGHOUT THE LIFE OF THE BONDS. IN ACCORDANCE WITH THE INSTRUCTIONS TO SCHEDULE K, THE CUSIP NUMBERS FROM THE FORM 8038S PREPARED AT ISSUANCE ARE USED IN PART I. NO ISSUANCE COSTS ARE PAID FROM COMMERCIAL PAPER NOTES PROCEEDS ISSUED AFTER 2000 (AS EVIDENCED ON THE FORM 8038S), ACCORDINGLY, THERE ARE NO AMOUNTS TO BE REPORTED IN PART II FOR BOND ISSUE COSTS.
SCHEDULE K, PART I, COLUMN (F), DESCRIPTION OF PURPOSE ISSUER: MHHEFA, CUSIP: 574217VC6, DATE: 3/3/2005 2005A - TO FUND CONSTRUCTION OF THE CHARLES COMMONS BUILDING AND THE SOUTH QUADRANGLE PARKING GARAGE, BOTH ON THE HOMEWOOD CAMPUS, AND THE REMOTE SHELVING FACILITY. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/20/2005 COMMERCIAL PAPER SERIES A - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2012. EQUIPMENT RELATED ISSUE RETIRED JULY 2013. RENOVATION RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 1/26/2006 CP SERIES A - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2012. EQUIPMENT RELATED ISSUE RETIRED JULY 2013. RENOVATION RELATED ISSUE RETIRED NOVEMBER 2016. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/22/2006 COMMERCIAL PAPER SERIES A - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2013. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. RENOVATION RELATED ISSUE RETIRED NOVEMBER 2016. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 8/21/2007 COMMERCIAL PAPER SERIES A - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2014. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. RENOVATION RELATED ISSUE RETIRED NOVEMBER 2016. . ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 2/15/2008 COMMERCIAL PAPER SERIES A - TRANCHE 11 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT AND EQUIPMENT RELATED ISSUE RETIRED MAY 2015. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 6/5/2003 COMMERCIAL PAPER SERIES B - TRANCHE 4 - TO FUND LIBRARY ACQUISITIONS AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED 2012. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 1/30/2004 COMMERCIAL PAPER SERIES B - TRANCHE 5 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2011. EQUIPMENT RELATED ISSUE RETIRED JULY 2012. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NUT5, DATE: 11/20/2008 COMMERCIAL PAPER SERIES B - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. IT PROJECTS RELATED ISSUE RETIRED MAY 2015. EQUIPMENT RELATED ISSUE RETIRED MAY 2016. ISSUER: MHHEFA, CUSIP: 57421NWE6, DATE: 5/14/2009 COMMERCIAL PAPER SERIES B - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED FEBRUARY 2014. IT PROJECT RELATED ISSUE RETIRED MAY 2016. ISSUER: MHHEFA, CUSIP: 574218PS6, DATE: 6/20/13 2013B: TO REFINANCE THE 2001B AND 2004A BONDS. (ISSUE DATES 8/30/01 & 4/21/04 RESPECTIVELY)
RECONCILIATION OF ISSUE FOR BONDS IN PART I COMPARED TO PROCEEDS IN PART II 2005A BONDS 2013B BONDS TOTAL ISSUE PRICE - PART I (E) $69,265,000 $99,625,000 INTEREST EARNINGS $2,134,299 $8,453,992 ____________ ___________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $71,399,299 $108,078,992 ___________ ____________ ___________ ____________
ADDITIONAL EXPLANATION FOR PART III PRIVATE BUSINESS USE, QUESTIONS 3(B) (MANAGEMENT AND SERVICE CONTRACTS) AND 3(D) (RESEARCH AGREEMENTS): PURSUANT TO THE UNIVERSITY'S POLICIES CONCERNING POST-ISSUANCE TAX COMPLIANCE FOR TAX-EXEMPT FINANCING, RESPONSIBILITY FOR MONITORING THE USE OF TAX-EXEMPT DEBT FINANCED ASSETS IS VESTED WITH THE UNIVERSITY'S CONTROLLER. THE UNIVERSITY MONITORS FOR PRIVATE BUSINESS USE RESULTING FROM MANAGEMENT AND SERVICE CONTRACTS, CLINICAL TRIALS AND OTHER TYPES OF SPONSORED RESEARCH AGREEMENTS BY USING PERIODIC SURVEYS OF SPACE FINANCED BY TAX-EXEMPT DEBT TO ASCERTAIN USAGE. BETWEEN SURVEYS THE UNIVERSITY MONITORS FOR NEW RESEARCH GRANTS USING ITS ACCOUNTING SYSTEM TO IDENTIFY SPONSORED RESEARCH AGREEMENTS THAT COULD GIVE RISE TO PRIVATE BUSINESS USE OF TAX-EXEMPT FINANCED FACILITIES. UNIVERSITY STAFF WITH RESPONSIBILITY FOR LEASES, MANAGEMENT CONTRACTS, PROFESSIONAL SERVICE CONTRACTS, RESEARCH SPONSORSHIPS AND SIMILAR AGREEMENTS HAVE BEEN DIRECTED TO PROVIDE THE CONTROLLER WITH COPIES OF EACH SUCH AGREEMENT AND OTHERWISE TO ASSIST THE CONTROLLER IN REMAINING CURRENT AS TO THE USAGE AND CHANGES IN THE USAGE OF FINANCED FACILITIES. THE UNIVERSITY UTILIZES AN ANNUAL "USE OF FACILITIES" QUESTIONNAIRE TO ENSURE THAT THE DATABASE OF USE OF SPACE REMAINS ACCURATE AND CURRENT. PART III, LINE 3(B) AS NECESSARY AND APPROPRIATE IN CONNECTION WITH SUCH MONITORING, THE UNIVERSITY'S MANAGEMENT AND INTERNAL COUNSEL CONSULTED WITH OUTSIDE COUNSEL (INCLUDING BOTH THE UNIVERSITY'S OWN TAX-EXEMPT FINANCE COUNSEL AND WITH THE ISSUER'S BOND COUNSEL) SO AS TO ASSURE THE PROPER EVALUATION OF WHETHER SUCH CONTRACTS MAY RESULT IN PRIVATE BUSINESS USE OF BOND-FINANCED PROPERTY AND THE ACCURATE MEASUREMENT AND REPORTING OF ANY RESULTING PRIVATE BUSINESS USE IN CONNECTION WITH ALL SUCH FORMS OF THIRD-PARTY AGREEMENTS. PART III, LINE 3(D) THE UNIVERSITY SCORES ALL RESEARCH RELATED ACTIVITIES SPONSORED BY PRIVATE FOR-PROFIT ENTITIES, INCLUDING MOST APPLIED RESEARCH, AS PRIVATE USE. THEREFORE, THE UNIVERSITY DOES NOT ROUTINELY ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL TO REVIEW ALL RESEARCH AGREEMENTS, BUT DOES ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL ON AN AS-NEEDED BASIS.
Schedule K (Form 990) 2019

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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number
52-0595110
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A MHHEFA 2005A BONDS
  		52-0936091 574217VC6 03-03-2005 69,265,000 SEE SCHEDULE K, PART VI   X   X   X
B MHHEFA CP SERIES A TRANCHE 7
  		52-0936091 57421PAA3 06-20-2005 11,387,000 SEE SCHEDULE K, PART VI   X   X   X
C MHHEFA CP SERIES A TRANCHE 8
  		52-0936091 57421PAA3 01-26-2006 21,713,000 SEE SCHEDULE K, PART VI   X   X   X
D MHHEFA CP SERIES A TRANCHE 9
  		52-0936091 57421PAA3 06-22-2006 16,262,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 10
  		52-0936091 57421PAA3 08-21-2007 21,446,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 11
  		52-0936091 57421PAA3 02-15-2008 35,506,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 4
  		52-0936091 57421NAA8 06-05-2003 7,342,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 5
  		52-0936091 57421NAA8 01-30-2004 12,732,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 7
  		52-0936091 57421NUT5 11-20-2008 23,777,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 8
  		52-0936091 57421NWE6 05-14-2009 22,643,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA 2013B BONDS
  		52-0936091 574218PS6 06-20-2013 99,625,000 SEE SCHEDULE K, PART VI   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 13,073,000 9,484,000 12,428,000 10,928,000
2 Amount of bonds legally defeased ..............        
3 Total proceeds of issue .................. 71,399,299 11,387,000 21,713,000 16,262,000
4 Gross proceeds in reserve funds .............        
5 Capitalized interest from proceeds ............. 2,671,827      
6 Proceeds in refunding escrows ...............        
7 Issuance costs from proceeds ............... 826,570      
8 Credit enhancement from proceeds .............        
9 Working capital expenditures from proceeds .............        
10 Capital expenditures from proceeds ............. 67,900,902 11,387,000 21,713,000 16,262,000
11 Other spent proceeds .............     108,078,992  
12 Other unspent proceeds .............        
13 Year of substantial completion ............. 2007 2005 2005 2006
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2018, a current refunding issue)? ........ 		  X   X   X   X
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2018, an advance refunding issue)? ........ 		  X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X     X   X   X
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 2
Part Ⅲ
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X     X   X   X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X      
c Are there any research agreements that may result in private business use of bond-financed property? .............   X   X   X   X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?       X   X    
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0 % 0 % 0 % 0 %
6 Total of lines 4 and 5 ............. 0 % 0 % 0 % 0 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X   X  
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........ X   X   X   X  
c No rebate due? .........   X   X   X   X
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X   X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
SCHEDULE K, PART I ALL TAX-EXEMPT DEBT IS ISSUED THROUGH MARYLAND HEALTH AND HIGHER EDUCATION FACILITIES AUTHORITY (MHHEFA). REPORTING APPROACH FOR THE TAX-EXEMPT COMMERCIAL PAPER PROGRAM: THE UNIVERSITY USES THE PROCEEDS FROM ISSUANCE OF COMMERCIAL PAPER NOTES TO FUND PURCHASES OF CAPITAL EQUIPMENT, LIBRARY BOOKS AND INFORMATION TECHNOLOGY ASSETS, AND TO FUND MINOR CAPITAL RENOVATIONS. THE NOTES IN EACH SERIES ARE ISSUED IN TRANCHES. EACH TRANCHE IS COMPRISED OF ISSUES WHICH ARE SEGREGATED BY THE AFOREMENTIONED FOUR ASSET TYPES. WEIGHTED AVERAGE LIFE CALCULATIONS ARE PREPARED FOR EACH ISSUE WITHIN A TRANCHE, RESULTING IN UNIQUE MATURITY DATES FOR EACH ISSUE WITHIN A TRANCHE. WHILE A SEPARATE FORM 8038 IS PREPARED FOR EACH ISSUE WITHIN A COMMERCIAL PAPER TRANCHE, SCHEDULE K INSTRUCTIONS PERMIT INFORMATION TO BE COMBINED FOR SERIES THAT ARE ISSUED AT SUBSTANTIALLY THE SAME TIME. SINCE THIS IS THE CASE FOR THE UNIVERSITY'S COMMERCIAL PAPER ISSUANCES THAT ARE ISSUED AS ONE TRANCHE, ALL ISSUES FOR AN INDIVIDUAL TRANCHE ARE COMBINED AND REPORTED AT THE TRANCHE LEVEL FOR PART I OF SCHEDULE K. ISSUE PRICES FOR ALL ISSUES THAT ARE STILL OUTSTANDING WITHIN A TRANCHE ARE COMBINED AND REPORTED IN TOTAL. COMBINED DATA IS ALSO REPORTED IN PARTS II, III AND IV TO SCHEDULE K. THE AGGREGATION OF DATA FOR THE COMMERCIAL PAPER AT THE TRANCHE LEVEL RESULTS IN DIFFERENCES THAT ARE DE MINIMIS FOR SCHEDULE K REPORTING PURPOSES FROM WHAT WOULD RESULT FROM REPORTING AT THE FORM 8038 ISSUE LEVEL. IN ACCORDANCE WITH THE INSTRUCTIONS, ONLY TRANCHES ISSUED AFTER DECEMBER 31, 2002 ARE LISTED ON SCHEDULE K. THE FINANCIAL MARKET APPROACH TO CUSIP NUMBERS FOR COMMERCIAL PAPER NOTES IS DIFFERENT THAN THOSE ISSUED FOR MHHEFA BONDS. AT EACH REMARKETING DATE FOR THE COMMERCIAL PAPER NOTES, A NEW CUSIP NUMBER IS ISSUED FOR THE AMOUNTS REMARKETED. SINCE TRANCHES CAN BE COMBINED AND REMARKETED TOGETHER, AN INDIVIDUAL BOND CUSIP NUMBER CANNOT BE IDENTIFIED BACK TO THE ORIGINAL TRANCHE AND ISSUE. THIS IS DIFFERENT FROM MHHEFA BONDS THAT HAVE CUSIP NUMBERS THAT REMAIN CONSTANT THROUGHOUT THE LIFE OF THE BONDS. IN ACCORDANCE WITH THE INSTRUCTIONS TO SCHEDULE K, THE CUSIP NUMBERS FROM THE FORM 8038S PREPARED AT ISSUANCE ARE USED IN PART I. NO ISSUANCE COSTS ARE PAID FROM COMMERCIAL PAPER NOTES PROCEEDS ISSUED AFTER 2000 (AS EVIDENCED ON THE FORM 8038S), ACCORDINGLY, THERE ARE NO AMOUNTS TO BE REPORTED IN PART II FOR BOND ISSUE COSTS.
SCHEDULE K, PART I, COLUMN (F), DESCRIPTION OF PURPOSE ISSUER: MHHEFA, CUSIP: 574217VC6, DATE: 3/3/2005 2005A - TO FUND CONSTRUCTION OF THE CHARLES COMMONS BUILDING AND THE SOUTH QUADRANGLE PARKING GARAGE, BOTH ON THE HOMEWOOD CAMPUS, AND THE REMOTE SHELVING FACILITY. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/20/2005 COMMERCIAL PAPER SERIES A - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2012. EQUIPMENT RELATED ISSUE RETIRED JULY 2013. RENOVATION RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 1/26/2006 CP SERIES A - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2012. EQUIPMENT RELATED ISSUE RETIRED JULY 2013. RENOVATION RELATED ISSUE RETIRED NOVEMBER 2016. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/22/2006 COMMERCIAL PAPER SERIES A - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2013. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. RENOVATION RELATED ISSUE RETIRED NOVEMBER 2016. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 8/21/2007 COMMERCIAL PAPER SERIES A - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2014. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. RENOVATION RELATED ISSUE RETIRED NOVEMBER 2016. . ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 2/15/2008 COMMERCIAL PAPER SERIES A - TRANCHE 11 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT AND EQUIPMENT RELATED ISSUE RETIRED MAY 2015. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 6/5/2003 COMMERCIAL PAPER SERIES B - TRANCHE 4 - TO FUND LIBRARY ACQUISITIONS AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED 2012. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 1/30/2004 COMMERCIAL PAPER SERIES B - TRANCHE 5 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2011. EQUIPMENT RELATED ISSUE RETIRED JULY 2012. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NUT5, DATE: 11/20/2008 COMMERCIAL PAPER SERIES B - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. IT PROJECTS RELATED ISSUE RETIRED MAY 2015. EQUIPMENT RELATED ISSUE RETIRED MAY 2016. ISSUER: MHHEFA, CUSIP: 57421NWE6, DATE: 5/14/2009 COMMERCIAL PAPER SERIES B - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED FEBRUARY 2014. IT PROJECT RELATED ISSUE RETIRED MAY 2016. ISSUER: MHHEFA, CUSIP: 574218PS6, DATE: 6/20/13 2013B: TO REFINANCE THE 2001B AND 2004A BONDS. (ISSUE DATES 8/30/01 & 4/21/04 RESPECTIVELY)
RECONCILIATION OF ISSUE FOR BONDS IN PART I COMPARED TO PROCEEDS IN PART II 2005A BONDS 2013B BONDS TOTAL ISSUE PRICE - PART I (E) $69,265,000 $99,625,000 INTEREST EARNINGS $2,134,299 $8,453,992 ____________ ___________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $71,399,299 $108,078,992 ___________ ____________ ___________ ____________
ADDITIONAL EXPLANATION FOR PART III PRIVATE BUSINESS USE, QUESTIONS 3(B) (MANAGEMENT AND SERVICE CONTRACTS) AND 3(D) (RESEARCH AGREEMENTS): PURSUANT TO THE UNIVERSITY'S POLICIES CONCERNING POST-ISSUANCE TAX COMPLIANCE FOR TAX-EXEMPT FINANCING, RESPONSIBILITY FOR MONITORING THE USE OF TAX-EXEMPT DEBT FINANCED ASSETS IS VESTED WITH THE UNIVERSITY'S CONTROLLER. THE UNIVERSITY MONITORS FOR PRIVATE BUSINESS USE RESULTING FROM MANAGEMENT AND SERVICE CONTRACTS, CLINICAL TRIALS AND OTHER TYPES OF SPONSORED RESEARCH AGREEMENTS BY USING PERIODIC SURVEYS OF SPACE FINANCED BY TAX-EXEMPT DEBT TO ASCERTAIN USAGE. BETWEEN SURVEYS THE UNIVERSITY MONITORS FOR NEW RESEARCH GRANTS USING ITS ACCOUNTING SYSTEM TO IDENTIFY SPONSORED RESEARCH AGREEMENTS THAT COULD GIVE RISE TO PRIVATE BUSINESS USE OF TAX-EXEMPT FINANCED FACILITIES. UNIVERSITY STAFF WITH RESPONSIBILITY FOR LEASES, MANAGEMENT CONTRACTS, PROFESSIONAL SERVICE CONTRACTS, RESEARCH SPONSORSHIPS AND SIMILAR AGREEMENTS HAVE BEEN DIRECTED TO PROVIDE THE CONTROLLER WITH COPIES OF EACH SUCH AGREEMENT AND OTHERWISE TO ASSIST THE CONTROLLER IN REMAINING CURRENT AS TO THE USAGE AND CHANGES IN THE USAGE OF FINANCED FACILITIES. THE UNIVERSITY UTILIZES AN ANNUAL "USE OF FACILITIES" QUESTIONNAIRE TO ENSURE THAT THE DATABASE OF USE OF SPACE REMAINS ACCURATE AND CURRENT. PART III, LINE 3(B) AS NECESSARY AND APPROPRIATE IN CONNECTION WITH SUCH MONITORING, THE UNIVERSITY'S MANAGEMENT AND INTERNAL COUNSEL CONSULTED WITH OUTSIDE COUNSEL (INCLUDING BOTH THE UNIVERSITY'S OWN TAX-EXEMPT FINANCE COUNSEL AND WITH THE ISSUER'S BOND COUNSEL) SO AS TO ASSURE THE PROPER EVALUATION OF WHETHER SUCH CONTRACTS MAY RESULT IN PRIVATE BUSINESS USE OF BOND-FINANCED PROPERTY AND THE ACCURATE MEASUREMENT AND REPORTING OF ANY RESULTING PRIVATE BUSINESS USE IN CONNECTION WITH ALL SUCH FORMS OF THIRD-PARTY AGREEMENTS. PART III, LINE 3(D) THE UNIVERSITY SCORES ALL RESEARCH RELATED ACTIVITIES SPONSORED BY PRIVATE FOR-PROFIT ENTITIES, INCLUDING MOST APPLIED RESEARCH, AS PRIVATE USE. THEREFORE, THE UNIVERSITY DOES NOT ROUTINELY ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL TO REVIEW ALL RESEARCH AGREEMENTS, BUT DOES ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL ON AN AS-NEEDED BASIS.
Schedule K (Form 990) 2019

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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number
52-0595110
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A MHHEFA 2005A BONDS
  		52-0936091 574217VC6 03-03-2005 69,265,000 SEE SCHEDULE K, PART VI   X   X   X
B MHHEFA CP SERIES A TRANCHE 7
  		52-0936091 57421PAA3 06-20-2005 11,387,000 SEE SCHEDULE K, PART VI   X   X   X
C MHHEFA CP SERIES A TRANCHE 8
  		52-0936091 57421PAA3 01-26-2006 21,713,000 SEE SCHEDULE K, PART VI   X   X   X
D MHHEFA CP SERIES A TRANCHE 9
  		52-0936091 57421PAA3 06-22-2006 16,262,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 10
  		52-0936091 57421PAA3 08-21-2007 21,446,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 11
  		52-0936091 57421PAA3 02-15-2008 35,506,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 4
  		52-0936091 57421NAA8 06-05-2003 7,342,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 5
  		52-0936091 57421NAA8 01-30-2004 12,732,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 7
  		52-0936091 57421NUT5 11-20-2008 23,777,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 8
  		52-0936091 57421NWE6 05-14-2009 22,643,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA 2013B BONDS
  		52-0936091 574218PS6 06-20-2013 99,625,000 SEE SCHEDULE K, PART VI   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 13,073,000 9,484,000 12,428,000 10,928,000
2 Amount of bonds legally defeased ..............        
3 Total proceeds of issue .................. 71,399,299 11,387,000 21,713,000 16,262,000
4 Gross proceeds in reserve funds .............        
5 Capitalized interest from proceeds ............. 2,671,827      
6 Proceeds in refunding escrows ...............        
7 Issuance costs from proceeds ............... 826,570      
8 Credit enhancement from proceeds .............        
9 Working capital expenditures from proceeds .............        
10 Capital expenditures from proceeds ............. 67,900,902 11,387,000 21,713,000 16,262,000
11 Other spent proceeds .............     108,078,992  
12 Other unspent proceeds .............        
13 Year of substantial completion ............. 2007 2005 2005 2006
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2018, a current refunding issue)? ........ 		  X   X   X   X
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2018, an advance refunding issue)? ........ 		  X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X     X   X   X
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 2
Part Ⅲ
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X     X   X   X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X      
c Are there any research agreements that may result in private business use of bond-financed property? .............   X   X   X   X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?       X   X    
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0 % 0 % 0 % 0 %
6 Total of lines 4 and 5 ............. 0 % 0 % 0 % 0 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X   X  
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........ X   X   X   X  
c No rebate due? .........   X   X   X   X
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X   X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
SCHEDULE K, PART I ALL TAX-EXEMPT DEBT IS ISSUED THROUGH MARYLAND HEALTH AND HIGHER EDUCATION FACILITIES AUTHORITY (MHHEFA). REPORTING APPROACH FOR THE TAX-EXEMPT COMMERCIAL PAPER PROGRAM: THE UNIVERSITY USES THE PROCEEDS FROM ISSUANCE OF COMMERCIAL PAPER NOTES TO FUND PURCHASES OF CAPITAL EQUIPMENT, LIBRARY BOOKS AND INFORMATION TECHNOLOGY ASSETS, AND TO FUND MINOR CAPITAL RENOVATIONS. THE NOTES IN EACH SERIES ARE ISSUED IN TRANCHES. EACH TRANCHE IS COMPRISED OF ISSUES WHICH ARE SEGREGATED BY THE AFOREMENTIONED FOUR ASSET TYPES. WEIGHTED AVERAGE LIFE CALCULATIONS ARE PREPARED FOR EACH ISSUE WITHIN A TRANCHE, RESULTING IN UNIQUE MATURITY DATES FOR EACH ISSUE WITHIN A TRANCHE. WHILE A SEPARATE FORM 8038 IS PREPARED FOR EACH ISSUE WITHIN A COMMERCIAL PAPER TRANCHE, SCHEDULE K INSTRUCTIONS PERMIT INFORMATION TO BE COMBINED FOR SERIES THAT ARE ISSUED AT SUBSTANTIALLY THE SAME TIME. SINCE THIS IS THE CASE FOR THE UNIVERSITY'S COMMERCIAL PAPER ISSUANCES THAT ARE ISSUED AS ONE TRANCHE, ALL ISSUES FOR AN INDIVIDUAL TRANCHE ARE COMBINED AND REPORTED AT THE TRANCHE LEVEL FOR PART I OF SCHEDULE K. ISSUE PRICES FOR ALL ISSUES THAT ARE STILL OUTSTANDING WITHIN A TRANCHE ARE COMBINED AND REPORTED IN TOTAL. COMBINED DATA IS ALSO REPORTED IN PARTS II, III AND IV TO SCHEDULE K. THE AGGREGATION OF DATA FOR THE COMMERCIAL PAPER AT THE TRANCHE LEVEL RESULTS IN DIFFERENCES THAT ARE DE MINIMIS FOR SCHEDULE K REPORTING PURPOSES FROM WHAT WOULD RESULT FROM REPORTING AT THE FORM 8038 ISSUE LEVEL. IN ACCORDANCE WITH THE INSTRUCTIONS, ONLY TRANCHES ISSUED AFTER DECEMBER 31, 2002 ARE LISTED ON SCHEDULE K. THE FINANCIAL MARKET APPROACH TO CUSIP NUMBERS FOR COMMERCIAL PAPER NOTES IS DIFFERENT THAN THOSE ISSUED FOR MHHEFA BONDS. AT EACH REMARKETING DATE FOR THE COMMERCIAL PAPER NOTES, A NEW CUSIP NUMBER IS ISSUED FOR THE AMOUNTS REMARKETED. SINCE TRANCHES CAN BE COMBINED AND REMARKETED TOGETHER, AN INDIVIDUAL BOND CUSIP NUMBER CANNOT BE IDENTIFIED BACK TO THE ORIGINAL TRANCHE AND ISSUE. THIS IS DIFFERENT FROM MHHEFA BONDS THAT HAVE CUSIP NUMBERS THAT REMAIN CONSTANT THROUGHOUT THE LIFE OF THE BONDS. IN ACCORDANCE WITH THE INSTRUCTIONS TO SCHEDULE K, THE CUSIP NUMBERS FROM THE FORM 8038S PREPARED AT ISSUANCE ARE USED IN PART I. NO ISSUANCE COSTS ARE PAID FROM COMMERCIAL PAPER NOTES PROCEEDS ISSUED AFTER 2000 (AS EVIDENCED ON THE FORM 8038S), ACCORDINGLY, THERE ARE NO AMOUNTS TO BE REPORTED IN PART II FOR BOND ISSUE COSTS.
SCHEDULE K, PART I, COLUMN (F), DESCRIPTION OF PURPOSE ISSUER: MHHEFA, CUSIP: 574217VC6, DATE: 3/3/2005 2005A - TO FUND CONSTRUCTION OF THE CHARLES COMMONS BUILDING AND THE SOUTH QUADRANGLE PARKING GARAGE, BOTH ON THE HOMEWOOD CAMPUS, AND THE REMOTE SHELVING FACILITY. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/20/2005 COMMERCIAL PAPER SERIES A - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2012. EQUIPMENT RELATED ISSUE RETIRED JULY 2013. RENOVATION RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 1/26/2006 CP SERIES A - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2012. EQUIPMENT RELATED ISSUE RETIRED JULY 2013. RENOVATION RELATED ISSUE RETIRED NOVEMBER 2016. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/22/2006 COMMERCIAL PAPER SERIES A - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2013. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. RENOVATION RELATED ISSUE RETIRED NOVEMBER 2016. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 8/21/2007 COMMERCIAL PAPER SERIES A - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2014. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. RENOVATION RELATED ISSUE RETIRED NOVEMBER 2016. . ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 2/15/2008 COMMERCIAL PAPER SERIES A - TRANCHE 11 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT AND EQUIPMENT RELATED ISSUE RETIRED MAY 2015. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 6/5/2003 COMMERCIAL PAPER SERIES B - TRANCHE 4 - TO FUND LIBRARY ACQUISITIONS AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED 2012. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 1/30/2004 COMMERCIAL PAPER SERIES B - TRANCHE 5 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. IT PROJECT RELATED ISSUE RETIRED JULY 2011. EQUIPMENT RELATED ISSUE RETIRED JULY 2012. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NUT5, DATE: 11/20/2008 COMMERCIAL PAPER SERIES B - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. IT PROJECTS RELATED ISSUE RETIRED MAY 2015. EQUIPMENT RELATED ISSUE RETIRED MAY 2016. ISSUER: MHHEFA, CUSIP: 57421NWE6, DATE: 5/14/2009 COMMERCIAL PAPER SERIES B - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED FEBRUARY 2014. IT PROJECT RELATED ISSUE RETIRED MAY 2016. ISSUER: MHHEFA, CUSIP: 574218PS6, DATE: 6/20/13 2013B: TO REFINANCE THE 2001B AND 2004A BONDS. (ISSUE DATES 8/30/01 & 4/21/04 RESPECTIVELY)
RECONCILIATION OF ISSUE FOR BONDS IN PART I COMPARED TO PROCEEDS IN PART II 2005A BONDS 2013B BONDS TOTAL ISSUE PRICE - PART I (E) $69,265,000 $99,625,000 INTEREST EARNINGS $2,134,299 $8,453,992 ____________ ___________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $71,399,299 $108,078,992 ___________ ____________ ___________ ____________
ADDITIONAL EXPLANATION FOR PART III PRIVATE BUSINESS USE, QUESTIONS 3(B) (MANAGEMENT AND SERVICE CONTRACTS) AND 3(D) (RESEARCH AGREEMENTS): PURSUANT TO THE UNIVERSITY'S POLICIES CONCERNING POST-ISSUANCE TAX COMPLIANCE FOR TAX-EXEMPT FINANCING, RESPONSIBILITY FOR MONITORING THE USE OF TAX-EXEMPT DEBT FINANCED ASSETS IS VESTED WITH THE UNIVERSITY'S CONTROLLER. THE UNIVERSITY MONITORS FOR PRIVATE BUSINESS USE RESULTING FROM MANAGEMENT AND SERVICE CONTRACTS, CLINICAL TRIALS AND OTHER TYPES OF SPONSORED RESEARCH AGREEMENTS BY USING PERIODIC SURVEYS OF SPACE FINANCED BY TAX-EXEMPT DEBT TO ASCERTAIN USAGE. BETWEEN SURVEYS THE UNIVERSITY MONITORS FOR NEW RESEARCH GRANTS USING ITS ACCOUNTING SYSTEM TO IDENTIFY SPONSORED RESEARCH AGREEMENTS THAT COULD GIVE RISE TO PRIVATE BUSINESS USE OF TAX-EXEMPT FINANCED FACILITIES. UNIVERSITY STAFF WITH RESPONSIBILITY FOR LEASES, MANAGEMENT CONTRACTS, PROFESSIONAL SERVICE CONTRACTS, RESEARCH SPONSORSHIPS AND SIMILAR AGREEMENTS HAVE BEEN DIRECTED TO PROVIDE THE CONTROLLER WITH COPIES OF EACH SUCH AGREEMENT AND OTHERWISE TO ASSIST THE CONTROLLER IN REMAINING CURRENT AS TO THE USAGE AND CHANGES IN THE USAGE OF FINANCED FACILITIES. THE UNIVERSITY UTILIZES AN ANNUAL "USE OF FACILITIES" QUESTIONNAIRE TO ENSURE THAT THE DATABASE OF USE OF SPACE REMAINS ACCURATE AND CURRENT. PART III, LINE 3(B) AS NECESSARY AND APPROPRIATE IN CONNECTION WITH SUCH MONITORING, THE UNIVERSITY'S MANAGEMENT AND INTERNAL COUNSEL CONSULTED WITH OUTSIDE COUNSEL (INCLUDING BOTH THE UNIVERSITY'S OWN TAX-EXEMPT FINANCE COUNSEL AND WITH THE ISSUER'S BOND COUNSEL) SO AS TO ASSURE THE PROPER EVALUATION OF WHETHER SUCH CONTRACTS MAY RESULT IN PRIVATE BUSINESS USE OF BOND-FINANCED PROPERTY AND THE ACCURATE MEASUREMENT AND REPORTING OF ANY RESULTING PRIVATE BUSINESS USE IN CONNECTION WITH ALL SUCH FORMS OF THIRD-PARTY AGREEMENTS. PART III, LINE 3(D) THE UNIVERSITY SCORES ALL RESEARCH RELATED ACTIVITIES SPONSORED BY PRIVATE FOR-PROFIT ENTITIES, INCLUDING MOST APPLIED RESEARCH, AS PRIVATE USE. THEREFORE, THE UNIVERSITY DOES NOT ROUTINELY ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL TO REVIEW ALL RESEARCH AGREEMENTS, BUT DOES ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL ON AN AS-NEEDED BASIS.
Schedule K (Form 990) 2019

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ.
MediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and section 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No
2
Enter the amount of tax incurred by the organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e) Original principal amount (f) Balance due (g) In default? (h) Approved by board or committee? (i) Written agreement?
To From Yes No Yes No Yes No
(1) RONALD DANIELS OFFICER RETENTION   X 1,000,000 625,000   No Yes   Yes  
Total ...............Small Bullet $ 625,000
Part III
Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
(1)  
  		  49,773 SCHOLARSHIP NEED BASED SCHOLARSHIP
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2019
Schedule L (Form 990 or 990-EZ) 2019
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) CENTERBRIDGE PARTNERS LP & AFFILIATED ENTITIES
  		GREATER THAN 35% OWNER IS A TRUSTEE 1,997,897 INVESTMENT FEES   No
(2) DAVID C HODGSON FORMER TRUSTEE 2,180,000 AN EDUCATIONAL PROGRAM THROUGH THE SCHOOL OF MEDICINE WAS ESTABLISHED TO PROVIDE FULL-TIME, HOME-BASED, EDUCATIONAL SERVICES TO A TRUSTEE'S FAMILY MEMBER. THE FAMILY REIMBURSES THE UNIVERSITY FOR ALL THE EXPENSES ASSOCIATED WITH THIS EDUCATIONAL PROGRAM.   No
(3) CHRISTOPHER ABULARRAGE FAMILY MEMBER OF OFFICER 465,519 CHRISTOPHER J. ABULARRAGE IS EMPLOYED BY THE UNIVERSITY AS AN ASSOCIATE PROFESSOR OF VASCULAR SURGERY AND ENDOVASCULAR THERAPY AT THE SCHOOL OF MEDICINE   No
(4) LAUREN OSBORNE FAMILY MEMBER OF FORMER OFFICER 202,548 LAUREN OSBORNE IS EMPLOYED BY THE UNIVERSITY AS AN ASSISTANT PROFESSOR OF PSYCHIATRY & BEHAVIORAL SCIENCES AT THE SCHOOL OF MEDICINE.   No
(5) ARIEL GREEN FAMILY MEMBER OF OFFICER 197,599 ARIEL GREEN IS EMPLOYED BY THE UNIVERSITY AS AN ASSISTANT PROFESSOR OF GERIATRIC MEDICINE IN THE SCHOOL OF MEDICINE   No
(6) JOANNE ROSEN FAMILY MEMBER OF TRUSTEE/OFFICER 180,424 JOANNE D. ROSEN IS EMPLOYED BY THE UNIVERSITY AS A SENIOR LECTURER AT THE BLOOMBERG SCHOOL OF PUBLIC HEALTH.   No
(7) NATALIE HENDLER FAMILY MEMBER OF FORMER TRUSTEE 171,025 NATALIE HENDLER IS EMPLOYED BY THE UNIVERSITY AS A SENIOR PROGRAM OFFICER FOR JHPIEGO.   No
(8) SUMATI MURLI FAMILY MEMBER OF OFFICER 169,603 SUMATI MURLI IS EMPLOYED BY THE UNIVERSITY AS A CLINICAL RESEARCH PROJECTS DIRECTOR AT THE SCHOOL OF MEDICINE.   No
(9) FRANCES MEYER FAMILY MEMBER OF OFFICER 45,250 FRANCES MEYER IS EMPLOYED BY THE UNIVERSITY AS AN ASSISTANT PROFESSOR OF GASTROENTEROLOGY IN THE SCHOOL OF MEDICINE   No
(10) LEYLA HERBST FAMILY MEMBER OF TRUSTEE 43,060 LEYLA HERBST IS EMPLOYED BY THE UNIVERSITY AS A RESEARCH PROGRAM COORDINATOR IN THE SCHOOL OF MEDICINE.   No
(11) CORDISH POWER PLANT NUMBER TWO LLC
  		GREATER THAN 35% OWNER IS A TRUSTEE 592,289 THE UNIVERSITY RENTS PROPERTY FROM THE LLC.   No
(12) A COMPANY THAT IS MAJORITY-OWNED BY A SUBSTANTIAL CONTRIBUTOR
  		ENTITY MORE THAN 35% OWNED BY A SUBSTANTIAL CONTRIBUTOR 449,223 ORDINARY COURSE AND OTHER SOFTWARE SUBSCRIPTIONS   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2019


Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 11    
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 519 34,678,256 AVG. OF HIGH/LOW @ TRANS
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		X 34 329,534,463 PROCEEDS RECEIVED
12 Securities—Miscellaneous .. X 1 500 PROCEEDS RECEIVED
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles ..... X 4    
19 Food inventory ... X 1    
20 Drugs and medical supplies . X 15    
21 Taxidermy ......        
22 Historical artifacts .... X 4    
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( OTHER EQUIP. ) X 13 0  
26 Other Right pointing arrow large image ( MUSICAL INSTRUMENTS ) X 1 0  
27 Other Right pointing arrow large image ( OTHER ) X 50 0  
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
29
10
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ...................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2019)
Schedule M (Form 990) (2019)
Page 2
Part IISupplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
PART I, COLUMN (B): THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS IN COLUMN (B) OF PART I
PART I, LINE 32B: THE JOHNS HOPKINS UNIVERSITY UTILIZED BROKERAGE FIRMS TO LIQUIDATE OUTRIGHT GIFTS OF SECURITIES; REALTORS TO LIQUIDATE REAL ESTATE; APPRAISERS FOR GIFTS-IN-KIND AND REAL ESTATE AS NECESSARY; AND OUTSIDE FIRMS THAT MANAGE ASSETS AND MAKE PAYMENTS AND TAX REPORTS TO LIFE INCOME DONORS.
PART I, LINE 33: CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES AND SIMILAR ASSETS HELD AS PART OF COLLECTIONS ARE NOT RECOGNIZED OR CAPITALIZED. OTHER NONCASH CONTRIBUTIONS THAT ARE DEEMED IMMATERIAL ARE NOT RECOGNIZED OR CAPITALIZED FOR FINANCIAL STATEMENT PURPOSES. THEREFORE SUCH AMOUNTS ARE NOT REPORTED IN COLUMN C.
Schedule M (Form 990) (2019)

Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Return Reference Explanation
PART I, LINE 6: VOLUNTEERS THE 9000 VOLUNTEERS REPORTED IN PART I OF FORM 990 INCLUDE AN ESTIMATE OF THE NUMBER OF TRUSTEES, ADVISORY COUNCIL MEMBERS, MEMBERS OF THE ALUMNI COUNCIL, MEMBERS OF THE HOPKINS PARENTS COUNCIL, ALUMNI AND OTHER LEADERS WHO PLAY A SIGNIFICANT VOLUNTEER ROLE ON BEHALF OF THE UNIVERSITY.
FORM 990, PART VI, SECTION A, LINE 1 THE BY-LAWS PROVIDE THAT BETWEEN MEETINGS OF THE BOARD, THE EXECUTIVE COMMITTEE MAY EXERCISE "ALL OF THE POWERS OF THE BOARD OF TRUSTEES NOT HEREIN SPECIFICALLY RESERVED TO THE BOARD." THE EXECUTIVE COMMITTEE REPORTS ITS ACTIONS TO THE FULL BOARD AT ITS NEXT MEETING. THE EXECUTIVE COMMITTEE MAY NOT REVERSE ANY ACTION OF THE BOARD. THE EXECUTIVE COMMITTEE SHALL HAVE NO FEWER THAN ELEVEN MEMBERS OF THE BOARD OF TRUSTEES, INCLUDING THE PRESIDENT OF THE UNIVERSITY AND THE CHAIR AND VICE CHAIRS OF THE BOARD OF TRUSTEES, WHO ARE MEMBERS EX OFFICIO. THE CHAIRS OF THE STANDING COMMITTEES ARE MEMBERS OF THE EXECUTIVE COMMITTEE.
FORM 990, PART VI, SECTION A, LINE 2 ROSS MARGOLIES AND JEFFREY ARONSON HAVE A BUSINESS RELATIONSHIP. WILLIAM STROMBERG AND RONALD DANIELS HAVE A BUSINESS RELATIONSHIP. WILLIAM CONWAY AND MIKE HANKIN HAVE A BUSINESS RELATIONSHIP CHARLES HOMCY AND RONALD DANIELS HAVE A BUSINESS RELATIONSHIP
FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY THE UNIVERSITY'S TAX OFFICE IN CONJUNCTION WITH VARIOUS OFFICES INCLUDING GENERAL ACCOUNTING, INVESTMENT MANAGEMENT, DEVELOPMENT, ACCOUNTS PAYABLE, GOVERNMENT AFFAIRS AND HUMAN RESOURCES. THE FORM 990 WAS REVIEWED BY THE CONTROLLER, THE CHIEF FINANCIAL OFFICER, THE SENIOR VICE PRESIDENT FOR FINANCE AND ADMINISTRATION, GENERAL COUNSEL AND THE EXTERNAL AUDITS SUB-COMMITTEE OF THE BOARD OF TRUSTEES. A FULL COPY OF THE FORM 990 WAS PROVIDED TO THE BOARD OF TRUSTEES BEFORE IT WAS FILED.
FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY HAS A POLICY OF THE BOARD OF TRUSTEES REGARDING CONFLICTS OF INTEREST THAT APPLIES TO ALL BOARD MEMBERS, INCLUDING THE FINANCIAL INTERESTS OF THEIR FAMILY MEMBERS. THE POLICY REQUIRES DISCLOSURE OF ANY POSSIBLE CONFLICT OF INTEREST AT THE EARLIEST PRACTICAL TIME. IF A BOARD MEMBER IS UNCERTIAN AS TO WHETHER A CONFLICT EXISTS, A FINAL DETERMINATION MAY BE MADE BY MAJORITY VOTE OF THE BOARD OF TRUSTEES. BOARD MEMBERS ARE PROHIBITED FROM VOTING ON ANY MATTER IN WHICH SUCH MEMBER HAS A POSSIBLE CONFLICT OF INTEREST, AND THE BOARD MEMBER IS NOT COUNTED IN DETERMINING A QUORUM. THE DISCLOSURE AND ABSTENTION ARE REFLECTED IN THE MINUTES. THE UNIVERSITY HAS A POLICY ON CONFLICT OF INTEREST AND CONFLICT OF COMMITMENT THAT APPLIES TO ALL EMPLOYEES OF THE UNIVERSITY. THE POLICY REQUIRES EVERY EMPLOYEE TO SUBMIT A WRITTEN REPORT TO HIS OR HER SUPERVISOR WHENEVER A POSSIBLE CONFLICT OF INTEREST ARISES FROM A PROPOSED ACTIVITY OF THE EMPLOYEE. THE EMPLOYEE MAY NOT UNDERTAKE THE ACTIVITY UNLESS AND UNTIL APPROVED BY THE SUPERVISOR. THE UNIVERSITY HAS A POLICY ON INSTITUTIONAL CONFLICT OF INTEREST THAT APPLIES TO CERTAIN FINANCIAL INTERESTS OF UNIVERSITY OFFICERS, DEANS, PROVOSTS, OTHER INSTITUTIONAL OFFICIALS. THESE INDIVIDUALS MAKE ANNUAL DISCLOSURES OF THEIR FINANCIAL INTERESTS AND FIDUCIARY ROLES AS DEFINED IN THE POLICY AND MUST UPDATE THEIR REPORTS WITHIN A REASONABLE PERIOD OF TIME AFTER THEY LEARN THAT THEIR FINANCIAL INTERESTS HAVE CHANGED. THE UNIVERSITY HAS A STATEMENT OF ETHICAL STANDARDS THAT REQUIRES FACULTY AND STAFF TO ABIDE BY ITS CONFLICT OF INTEREST POLICIES. THIS STATEMENT ALSO PROHIBITS ACCEPTANCE OF GIFTS AND ENTERTAINMENT IN CERTAIN INSTANCES. THE UNIVERSITY HAS AN INTERMEDIATE SANCTIONS POLICY THAT APPLIES TO BOTH CURRENT AND FORMER MEMBERS OF THE BOARD OF TRUSTEES, UNIVERSITY OFFICERS, KEY EMPLOYEES AND FAMILY MEMBERS OF THESE INDIVIDUALS. TRUSTEES AND OFFICIALS MAKE AN ANNUAL DISCLOSURE OF CERTAIN FINANCIAL INTERESTS. IF A POSSIBLE CONFLICT OF INTEREST IS IDENTIFIED, THE INTEREST IS REVIEWED BY THE INTERMEDIATE SANCTIONS COMMITTEE OF THE BOARD. THE UNIVERSITY HAS CONFLICT OF INTEREST POLICIES IN SPECIFIC AREAS. FOR EXAMPLE, THE UNIVERSITY HAS A PROCUREMENT CODE OF CONDUCT THAT DISSUADES EMPLOYEES FROM HAVING PERSONAL INTERESTS IN SUGGESTING OR SPECIFYING VENDORS. THE UNIVERSITY ALSO HAS A POLICY THAT REQUIRES FINANCIAL AID OFFICERS ANNUALLY TO DISCLOSE CERTAIN FINANCIAL INTERESTS. THE SCHOOL OF MEDICINE HAS A POLICY ON INTERACTION WITH INDUSTRY THAT APPLIES TO CERTAIN FINANCIAL RELATIONSHIPS WITH THE MEDICAL INDUSTRY. VARIOUS DIVISIONS OF THE UNIVERSITY HAVE CONFLICT OF INTEREST POLICIES THAT IMPOSE ADDITIONAL RESTRICTIONS. FOR EXAMPLE, THERE ARE DIVISIONAL CONFLICT OF INTEREST POLICIES RELATING TO RESEARCH. POSSIBLE CONFLICTS IDENTIFIED UNDER THESE POLICIES MAY BE REVIEWED BY A COMMITTEE WHICH MAKES RECOMMENDATIONS TO A DEAN. CONFLICTS ARE MANAGED IN VARIOUS WAYS, WHICH MAY INCLUDE PROHIBITION OF THE RESEARCH, PUBLIC DISCLOSURE OF THE INTEREST, DIVESTITURE OF FINANCIAL INTERESTS AND OTHER RESTRICTIONS AND CONDITIONS.
FORM 990, PART VI, SECTION B, LINE 15 THE UNIVERSITY'S BOARD OF TRUSTEES HAS A COMPENSATION COMMITTEE THAT ANNUALLY REVIEWS COMPENSATION FOR OFFICERS AND DEANS, WITH THE EXCEPTION OF THE DIRECTOR OF THE APPLIED PHYSICS LABORATORY (APL). THE COMMITTEE IS ADVISED BY A COMPENSATION SURVEY PERFORMED EACH YEAR BY AN INDEPENDENT CONSULTING COMPANY WHICH GATHERS COMPARABLE DATA FROM A GROUP OF PEER INSTITUTIONS. MINUTES OF THE COMPENSATION COMMITTEE AND SUPPORTING MATERIALS PROVIDE SUBSTANTIATION OF THE DECISIONS WHICH INCLUDES APPROVAL OF THE COMPENSATION FOR ALL OFFICERS AND DEANS EXCEPT THE PRESIDENT. THE COMPENSATION COMMITTEE REPORTS ITS ACTIONS TO THE FULL BOARD. THE FULL BOARD, AFTER REVIEW BY THE COMPENSATION COMMITTEE, REVIEWS AND APPROVES THE PRESIDENT'S COMPENSATION. THE APL BOARD OF MANAGERS APPROVES THE COMPENSATION FOR THE DIRECTOR. THE APL BOARD OF MANAGERS IS APPOINTED BY THE UNIVERSITY'S BOARD OF TRUSTEE COMMITTEE ON THE APPLIED PHYSICS LABORATORY.
FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC THROUGH THE UNIVERSITY'S WEBSITE AND UPON REQUEST. CERTAIN GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES ARE AVAILABLE TO THE PUBLIC ON REQUEST OR, IN SOME CASES, ON THE WEBSITE.
FORM 990, PART VII, SECTION A, COLUMN A: THE FOLLOWING INDIVIDUALS HAVE ADDITIONAL APPOINTMENTS WHICH IMPACT THEIR COMPENSATION: HENRY BREM HARVEY CUSHING PROFESSOR OF NEUROSURGERY DIRECTOR, DEPARTMENT OF NEUROSURGERY PROFESSOR OF NEUROSURGERY, OPHTHALMOLOGY, ONCOLOGY AND BIOMEDICAL ENGINEERING NEUROSURGEON-IN-CHIEF, JOHNS HOPKINS MEDICAL INSTITUTIONS DIRECTOR, HUNTERIAN NEUROSURGICAL RESEARCH CENTER CO-DIRECTOR, BRAIN PROGRAM, SIDNEY KIMMEL CANCER CENTER PAUL SPONSELLER PROFESSOR OF ORTHOPEDIC SURGERY AND PEDIATRIC ORTHOPEDICS CHIEF, DIVISION OF PEDIATRIC ORTHOPEDICS ALI BYDON CO-DIRECTOR OF NEUROSURGERY MEDICAL STUDENT EDUCATION DIRECTOR OF NEUROSURGERY UNDERGRADUATE STUDENT EDUCATION DIRECTOR OF SPINAL OUTCOMES AND BIOMECHANICS LABORATORY CLINICAL DIRECTOR OF SPINE PROGRAM AT JOHNS HOPKINS BAYVIEW MEDICAL CENTER PROFESSOR OF NEUROSURGERY MARK ANDERSON WILLIAM OSLER PROFESSOR OF MEDICINE DIRECTOR, DEPARTMENT OF MEDICINE, JOHNS HOPKINS UNIVERSITY SCHOOL OF MEDICINE PROFESSOR OF MEDICINE AND PHYSIOLOGY
FORM 990, PART XI, LINE 9: NET UNREALIZED GAINS FROM SWAPS - MARK TO MARKET -126,094,000. CHANGE IN BENEFIT PLAN FUNDED STATUS -10,918,000.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2019


Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) 11101 JOHNS HOPKINS ROAD BUSINESS TRUST
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595111 		HOLDS TITLE TO REAL ESTATE MD 0 56,163,413 APPLIED PHYSICS LABORATORY LLC
 
(2) 2733 NORTH CHARLES LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		HOLDS TITLE TO REAL ESTATE MD 61,604 595,000 JOHNS HOPKINS UNIVERSITY
 
(3) JOHNS HOPKINS APPLIED PHYSICS LABORATORY LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595111 		RESEARCH MD 1,846,175,827 1,261,356,467 JOHNS HOPKINS UNIVERSITY
 
(4) CHARLES & BLACKSTONE APARTMENTS LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1990969 		HOLDS TITLE TO REAL ESTATE MD 2,143,678 18,578,309 JOHNS HOPKINS UNIVERSITY
 
(5) FREDERICK NEONATAL SERVICES LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		CLINICAL SERVICES MD 2,180,885 715,248 JOHNS HOPKINS UNIVERSITY
 
(6) JHU CLINICAL BILLING LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		BILLING SERVICES MD 389,914 0 JOHNS HOPKINS UNIVERSITY
 
(7) JHU-CHARLES COMMONS LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		HOLDS TITLE TO REAL ESTATE MD 45,000 40,391,935 JOHNS HOPKINS UNIVERSITY
 
(8) JOHNS HOPKINS SETON PROPERTIES LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		HOLDS TITLE TO REAL ESTATE MD 0 5,398,594 JOHNS HOPKINS UNIVERSITY
 
(9) THE JOHNS HOPKINS UNIVERSITY (USA) FOUNDATION LIMITED
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		PROMOTES EDUCATION UK 539,344 83,591 JOHNS HOPKINS UNIVERSITY
 
(10) MT WASHINGTON CAMPUS NORTH BUSINESS TRUST
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
41-6517144 		BUSINESS TRUST - REAL ESTATE AND RELATED SERVICES MD 8,600,309 26,279,954 JOHNS HOPKINS UNIVERSITY
 
(11) MT WASHINGTON CAMPUS SOUTH BUSINESS TRUST
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
51-6539776 		BUSINESS TRUST - REAL ESTATE AND RELATED SERVICES MD 10,030,667 20,839,752 JOHNS HOPKINS UNIVERSITY
 
(12) STAFFORD APARTMENTS LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		HOLDS TITLE TO REAL ESTATE MD 0 0 JOHNS HOPKINS UNIVERSITY
 
(13) 3111 NORTH CHARLES INVESTMENT LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		HOLDS TITLE TO REAL ESTATE MD 298,873 92,610 JOHNS HOPKINS UNIVERSITY
 
(14) RA03 NORFOLK REMAINDERCO LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
 HOLDS TITLE TO REAL ESTATE DE 0 1,315,000 JOHNS HOPKINS UNIVERSITY
 
(15) JOHNS HOPKINS GLOBAL II LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
83-1519934 		RESEARCH AND INTERNATIONAL EDUCATION MD   124,403 JOHNS HOPKINS UNIVERSITY
 
(16) HACKERMAN CHARITABLE HOLDINGS LLC
300 EAST JOPPA ROAD SUITE PL-6
BALTIMORE,MD21286
52-0595110 		INVESTMENT DE 516,048 0 JOHNS HOPKINS UNIVERSITY
 
(17) 63019 HOLDINGS LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
83-3939444 		INVESTMENT DE 432,047,227 2,226,943,140 JOHNS HOPKINS UNIVERSITY
 
(18) 1876 HOLDINGS LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110 		INVESTMENT MD 447,691 447,691 JOHNS HOPKINS UNIVERSITY
 
(19) JHHC PARTICIPATING PHYSICIANS SERIES
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
 MEDICAL SERVICES MD     JOHNS HOPKINS HEALTHCARE LLC
 
(20) JH IMAGING LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
 MEDICAL SERVICES MD     JOHNS HOPKINS HEALTHCARE LLC
 
(21) JOHNS HOPKINS EMERGENCY MEDICAL SERVICES SERIES
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
 EMERGENCY MEDICAL SERVICES TO HOWARD COUNTY GENERAL HOSPITAL MD     JOHNS HOPKINS HEALTHCARE LLC
 
(22) PATIENT FIRST SERIES
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
 MEDICAL SERVICES MD     JOHNS HOPKINS HEALTHCARE LLC
 
Part II
Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1)EVERGREEN HOUSE FOUNDATION INC
4545 NORTH CHARLES STREET

BALTIMORE,MD212102693
52-0627782 		SUPPORT CULTURAL/EDUC FACILITY MD 501(C)(3) LINE 12D, III-O N/A
 
No
(2)JOHNS HOPKINS UNIVERSITY CENTER FOR COMMUNICATION PROGRAMS (TZ) LIMITED
C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
 SOCIAL AWARENESS AND COMMUNICATIONS FOR PUBLIC HEALTH TZ   N/A JOHNS HOPKINS UNIVERSITY
 
Yes
 
(3)JOHNS HOPKINS BANGLADESH LIMITED
C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
 COMMUNICATIONS PROGRAMS FOR PUBLIC HEALTH BG   N/A JOHNS HOPKINS UNIVERSITY
 
Yes
 
(4)JOHNS HOPKINS PEDIATRICS AT HOME INC
5901 HOLABIRD AVE STE A

BALTIMORE,MD21224
52-1803773 		HOME HEALTH SERVICES MD 501(C)(3) LINE 11 JOHNS HOPKINS UNIVERSITY
 
Yes
 
(5)JOHNS HOPKINS PEDIATRICS AT HOME INC
5901 HOLABIRD AVE STE A

BALTIMORE,MD21224
52-1803773 		HOME HEALTH SERVICES MD 501(C)(3) LINE 11 JOHNS HOPKINS HOME HEALTH CARE GROUP INC
 
Yes
 
(6)JOHNS HOPKINS PUBLIC HEALTH IN NIGERIA INITIATIVE
C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
 COMMUNICATIONS PROGRAMS FOR PUBLIC HEALTH NI   N/A JOHNS HOPKINS UNIVERSITY
 
Yes
 
(7)JOHNS HOPKINS UNIVERSITY HONG KONG LTD
C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
 EDUCATION HK   N/A JOHNS HOPKINS UNIVERSITY
 
Yes
 
(8)JOHNS HOPKINS UNIVERSITY RETIREE MEDICAL BENEFITS TRUST
C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
52-6644093 		INVESTMENT TRUST MD 501(C)(3) 509(A)(3), TYPE I JOHNS HOPKINS UNIVERSITY
 
Yes
 
(9)THE BOLOGNA CENTER OF THE JOHNS HOPKINS UNIVERSITY CHARITABLE TRUST
C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
 ADVANCEMENT OF EDUCATION UK   N/A JOHNS HOPKINS UNIVERSITY
 
 
No
(10)JOHNS HOPKINS UNIVERSITY (GUYANA) INC
C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
 COMMUNICATIONS PROGRAMS FOR PUBLIC HEALTH GY   N/A JOHNS HOPKINS UNIVERSITY
 
Yes
 
(11)JOHNS HOPKINS INDIA FOUNDATION
C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
 RESEARCH AND EDUCATION IN   N/A JOHNS HOPKINS GLOBAL III
 
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2019
Schedule R (Form 990) 2019
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) ASTHMA CENTER LP

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1542228 		REAL ESTATE MD N/A
 EXCLUDED -9,160 -222,849   No   Yes   1.000 %
(2) ASTHMA CENTER LP

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1542228 		REAL ESTATE MD N/A
 EXCLUDED -677,872 4,276,522   No     No 74.000 %
(3) JHMI UTILITIES LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
20-2814243 		UTILITIES SERVICES TO MEMBERS MD N/A
 RELATED 3,507,851 159,888,414   No 16,557 Yes   50.000 %
(4) JOHNS HOPKINS HEALTHCARE LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1899357 		MEDICAL SERVICES MD N/A
 RELATED 2,212,414 93,499,686   No -726,730 Yes   50.000 %
(5) JOHNS HOPKINS MEDICINE INTERNATIONAL LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-2144849 		INTERNATIONAL HEALTH CARE, EDUCATION MD N/A
 RELATED -373,098 59,967,233   No 513,178 Yes   50.000 %
(6) HOWARD COUNTY NEONATAL SERVICES LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-2239401 		CLINICAL SERVICES MD N/A
 RELATED -392,999 -569,269   No   Yes   50.000 %
(7) JOHNS HOPKINS BROADWAY ACQUISITION AND DEVELOPMENT SERIES

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-2284576 		LAND HOLDING AND DEVELOPMENT MD N/A
 EXCLUDED 156,099 7,529,502   No   Yes   50.000 %
(8) JOHNS HOPKINS MEDICINE ALLIANCE FOR PATIENTS LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
46-2866692 		MEDICAL SERVICES MD N/A
 RELATED       No   Yes   50.000 %
(9) JOHNS HOPKINS SURGERY CENTER SERIES LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
20-8707724 		CLINICAL SERVICES MD N/A
 RELATED -2,194,630 8,717,801   No   Yes   50.000 %
(10) NEPHROLOGY INVESTMENTS OF ABERDEEN LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
20-8645333 		INVESTMENT HOLDING MD N/A
 UNRELATED 394,512 335,893   No 393,628 Yes   60.260 %
(11) JOHNS HOPKINS HEALTH CARE AND SURGERY CENTER DEVELOPMENT LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
82-1388814 		REAL ESTATE MD N/A
 EXCLUDED 1,145,577 22,506,505   No   Yes   50.000 %
(12) 320 W 29TH STREET LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
46-5373756 		REAL ESTATE MD N/A
 EXCLUDED -41,304 976,058   No   Yes   50.000 %
(13) REMINGTON 29TH STREET LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
83-3917703 		REAL ESTATE MD N/A
 EXCLUDED -17,712 1,779,763   No   Yes   99.900 %
(14) IMPALA BLUEBUCK LP

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
82-4035345 		INVESTING DE N/A
 EXCLUDED -21,464,441     No     No  
(15) CCA2-H LP

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
82-5305108 		INVESTING DE N/A
 EXCLUDED -3,014,467 140,420,677   No     No 99.710 %
(16) SKYKNIGHT RAIL HOLDINGS II LP - SERIES 1

ONE LETTERMAN DR BLDG C SUITE 3-950
SAN FRANCISCO,CA94129
61-1815868 		TRANSPORTATION DE N/A
 EXCLUDED 92,978 15,764,904   No 46,822   No 95.350 %
(17) SKYKNIGHT RAIL HOLDINGS II LP - SERIES 5

ONE LETTERMAN DR BLDG C SUITE 3-950
SAN FRANCISCO,CA94129
81-5237145 		TRANSPORTATION DE N/A
 EXCLUDED -190,175 4,641,042   No -205,519   No 99.010 %
(18) 550 BROADWAY LP

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1794353 		N/A MD N/A
                  
(19) C&C SALT LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
13-4025085 		MINING NY N/A
 UNRELATED 1,532,512 7,636,936   No 1,498,411 Yes   53.330 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) CHARITABLE REMAINDER TRUSTS (95 TRUSTS)

C/O 3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
 INVESTMENTS MD N/A
 T   49,722,912     No
(2) JOHNS HOPKINS INDIA PRIVATE LIMITED

C/O 3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
 RESEARCH & PROJECT MANAGEMENT IN JOHNS HOPKINS GLOBAL II LLC
  		C   91,639 99.990 % Yes  
(3) 63019 HOLDINGS II LLC

C/O 3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
98-1485660 		INVESTMENTS CJ 63019 HOLDINGS LLC
  		C 489,365 23,360,218 100.000 % Yes  








Schedule R (Form 990) 2019
Schedule R (Form 990) 2019
Page 3
Part V
Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
 
No
b Gift, grant, or capital contribution to related organization(s) ............................
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) ............................
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) ............................
1d
Yes
 
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
 
No
g Sale of assets to related organization(s) ............................
1g
 
No
h Purchase of assets from related organization(s) ............................
1h
 
No
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
Yes
 
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
Yes
 
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
Yes
 
o Sharing of paid employees with related organization(s) ............................
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses ............................
1p
 
No
q Reimbursement paid by related organization(s) for expenses ............................
1q
Yes
 
r Other transfer of cash or property to related organization(s) ............................
1r
Yes
 
s Other transfer of cash or property from related organization(s) ............................
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) ASTHMA CENTER LP

 K 375,300 LEASE AGREEMENT
(2) NEPHROLOGY INVESTMENTS OF ABERDEEN INC

 S 519,371 PARTNERSHIP DISTRIBUTION
(3) CCA2-H LP

 S 25,000,000 PARTNERSHIP DISTRIBUTION
(4) CCA2-H LP

 B 50,000,000 PARTNERSHIP CONTRIBUTION
(5) C&C SALT LLC

 S 1,295,136 PARTNERSHIP DISTRIBUTION
(6) JOHNS HOPKINS UNIVERSITY CENTER FOR COMMUNICATION PROGRAMS (TZ) LIMITED

 B 436,895 COST REIMBURSEMENT
(7) JOHNS HOPKINS UNIVERSITY HONG KONG LIMITED

 B 101,079 COST REIMBURSEMENT
(8) JOHNS HOPKINS BROADWAY ACQUISITION AND DEVELOPMENT SERIES

 S 150,000 PARTNERSHIP DISTRIBUTION
(9) IMPALA BLUEBUCK FUND LP

 S 111,491,422 PARTNERSHIP DISTRIBUTION
(10) 63019 HOLDINGS II LLC

 B 933,054 CAPITAL CONTRIBUTION
(11) JOHNS HOPKINS UNIVERSITY (GUYANA) INC

 B 366,303 COST REIMBURSEMENT
(12) 63019 HOLDINGS II LLC

 S 348,401 CAPITAL DISTRIBUTION
(13) REMINGTON 29TH ST LLC

 B 215,042 PARTNERSHIP CONTRIBUTION
(14) JOHNS HOPKINS SURGERY CENTERS SERIES

 B 3,886,500 PARTNERSHIP CONTRIBUTION
(15) JOHNS HOPKINS HEALTH CARE AND SURGERY CENTER DEVELOPMENT LLC

 B 1,061,513 PARTNERSHIP CONTRIBUTION
(16) HOWARD COUNTY NEONATAL SERVICES

 B 73,021 CAPITAL CONTRIBUTION
(17) JOHNS HOPKINS PUBLIC HEALTH IN NIGERIA INITIATIVE

 B 15,403,298 COST REIMBURSEMENT
Schedule R (Form 990) 2019
Schedule R (Form 990) 2019
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2019
Schedule R (Form 990) 2019
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R. (see instructions).
Return Reference Explanation
RELATED TAX-EXEMPT ENTITIES LIST OF ENTITIES INCLUDED IN THE UNIVERSITY'S GROUP EXEMPTION: * JHPIEGO CORPORATION [EIN: 23-7424444] * JOHNS HOPKINS GLOBAL, INC. [EIN: 47-5649093] * JOHNS HOPKINS GLOBAL III, INC. [EIN: 83-1496989] * PEABODY INSTITUTE OF THE CITY OF BALTIMORE [EIN: 52-0591627]
Schedule R (Form 990) 2019

Additional Data


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