Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THE JOHN & FRANK SPARACIO CHARITABLE
 
Number and street (or P.O. box number if mail is not delivered to street address)114 W 47TH ST NY8-114-07-07 AFT
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY100361510
A Employer identification number

65-0951605
B Telephone number (see instructions)

(888) 866-3275
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$19,082,403J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 374,931 371,335  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 -452,301
b Gross sales price for all assets on line 6a 4,177,639
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ -77,370 371,335  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule)......... Click to see attachment 487 0 0 487
b Accounting fees (attach schedule)....... Click to see attachment 2,500 0 0 2,500
c Other professional fees (attach schedule).... Click to see attachment 130,660 78,396   52,264
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 12,615 7,284   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 1,737     1,737
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 147,999 85,680 0 56,988
25 Contributions, gifts, grants paid....... 820,490 820,490
26 Total expenses and disbursements. Add lines 24 and 25 968,489 85,680 0 877,478
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -1,045,859
b Net investment income (if negative, enter -0-) 285,655
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 12,967 9,214 9,214
2 Savings and temporary cash investments......... 221,153 297,637 297,637
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule)....... 123,700 Click to see attachment123,700 125,650
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............     9,214
13 Investments—other (attach schedule).......... 15,634,970 Click to see attachment14,528,763 18,640,688
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 15,992,790 14,959,314 19,082,403
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 15,992,790 14,959,314
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 15,992,790 14,959,314
30 Total liabilities and net assets/fund balances (see instructions). 15,992,790 14,959,314
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
15,992,790
2
Enter amount from Part I, line 27a .....................
2
-1,045,859
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
18,755
4
Add lines 1, 2, and 3 ..........................
4
14,965,686
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
6,372
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
14,959,314
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 1. AMERICAN CAPITAL WORLD   2014-11-04 2020-04-07
b 4047. AMERICAN CAPITAL WORLD   2013-06-26 2020-04-07
c 27. AMERICAN CAPITAL WORLD   2014-06-16 2020-04-07
d 17. AMERICAN CAPITAL WORLD   2014-09-22 2020-04-07
e 139. EATON VANCE FLOATING-RATE INCOME TRUST   2016-06-09 2020-04-07
160. EATON VANCE FLOATING-RATE INCOME TRUST   2016-01-25 2020-04-07
154. EATON VANCE FLOATING-RATE INCOME TRUST   2016-03-09 2020-04-07
146. EATON VANCE FLOATING-RATE INCOME TRUST   2016-04-12 2020-04-07
144. EATON VANCE FLOATING-RATE INCOME TRUST   2016-05-10 2020-04-07
1. EATON VANCE FLOATING-RATE INCOME TRUST   2014-11-20 2020-04-07
142. EATON VANCE FLOATING-RATE INCOME TRUST   2015-10-16 2020-04-07
143. EATON VANCE FLOATING-RATE INCOME TRUST   2015-11-10 2020-04-07
126. EATON VANCE FLOATING-RATE INCOME TRUST   2015-06-10 2020-04-07
136. EATON VANCE FLOATING-RATE INCOME TRUST   2015-09-16 2020-04-07
141. EATON VANCE FLOATING-RATE INCOME TRUST   2016-08-09 2020-04-07
1. EATON VANCE FLOATING-RATE INCOME TRUST   2014-11-20 2020-04-07
130. EATON VANCE FLOATING-RATE INCOME TRUST   2015-07-10 2020-04-07
131. EATON VANCE FLOATING-RATE INCOME TRUST   2015-08-12 2020-04-07
149. EATON VANCE FLOATING-RATE INCOME TRUST   2015-12-10 2020-04-07
129. EATON VANCE FLOATING-RATE INCOME TRUST   2017-01-23 2020-04-07
46. EATON VANCE FLOATING-RATE INCOME TRUST   2017-07-12 2020-04-07
125. EATON VANCE FLOATING-RATE INCOME TRUST   2017-06-09 2020-04-07
1. EATON VANCE FLOATING-RATE INCOME TRUST   2017-05-09 2020-04-07
119. EATON VANCE FLOATING-RATE INCOME TRUST   2017-05-09 2020-04-07
121. EATON VANCE FLOATING-RATE INCOME TRUST   2017-04-12 2020-04-07
125. EATON VANCE FLOATING-RATE INCOME TRUST   2017-03-09 2020-04-07
130. EATON VANCE FLOATING-RATE INCOME TRUST   2017-01-11 2020-04-07
123. EATON VANCE FLOATING-RATE INCOME TRUST   2015-05-11 2020-04-07
138. EATON VANCE FLOATING-RATE INCOME TRUST   2016-12-12 2020-04-07
141. EATON VANCE FLOATING-RATE INCOME TRUST   2016-11-09 2020-04-07
143. EATON VANCE FLOATING-RATE INCOME TRUST   2016-10-11 2020-04-07
140. EATON VANCE FLOATING-RATE INCOME TRUST   2016-09-12 2020-04-07
1. EATON VANCE FLOATING-RATE INCOME TRUST   2017-07-12 2020-04-07
1. EATON VANCE FLOATING-RATE INCOME TRUST   2014-11-20 2020-04-07
144. EATON VANCE FLOATING-RATE INCOME TRUST   2016-07-13 2020-04-07
1. EATON VANCE FLOATING-RATE INCOME TRUST   2014-11-20 2020-04-07
1. EATON VANCE FLOATING-RATE INCOME TRUST   2014-11-20 2020-04-07
1. EATON VANCE FLOATING-RATE INCOME TRUST   2014-11-20 2020-04-07
1. EATON VANCE FLOATING-RATE INCOME TRUST   2014-11-20 2020-04-07
1. EATON VANCE FLOATING-RATE INCOME TRUST   2014-11-20 2020-04-07
1. EATON VANCE FLOATING-RATE INCOME TRUST   2014-11-20 2020-04-07
1. EATON VANCE FLOATING-RATE INCOME TRUST   2014-11-20 2020-04-07
1. EATON VANCE FLOATING-RATE INCOME TRUST   2014-11-20 2020-04-07
86. EATON VANCE FLOATING-RATE INCOME TRUST   2015-01-14 2020-04-07
123. EATON VANCE FLOATING-RATE INCOME TRUST   2015-03-10 2020-04-07
122. EATON VANCE FLOATING-RATE INCOME TRUST   2015-04-13 2020-04-07
152. EATON VANCE FLOATING-RATE INCOME TRUST   2016-01-12 2020-04-07
.3 EATON VANCE FLOATING-RATE INCOME TRUST   2014-11-20 2020-04-08
224. EATON VANCE FLOATING-RATE INCOME TRUST   2019-01-22 2020-04-08
1. EATON VANCE FLOATING-RATE INCOME TRUST   2018-04-12 2020-04-08
51. EATON VANCE FLOATING-RATE INCOME TRUST   2019-03-11 2020-04-08
161. EATON VANCE FLOATING-RATE INCOME TRUST   2019-01-09 2020-04-08
153. EATON VANCE FLOATING-RATE INCOME TRUST   2018-12-10 2020-04-08
1. EATON VANCE FLOATING-RATE INCOME TRUST   2018-12-10 2020-04-08
144. EATON VANCE FLOATING-RATE INCOME TRUST   2018-11-09 2020-04-08
1. EATON VANCE FLOATING-RATE INCOME TRUST   2018-10-10 2020-04-08
134. EATON VANCE FLOATING-RATE INCOME TRUST   2018-09-19 2020-04-08
134. EATON VANCE FLOATING-RATE INCOME TRUST   2018-05-10 2020-04-08
137. EATON VANCE FLOATING-RATE INCOME TRUST   2018-08-14 2020-04-08
1. EATON VANCE FLOATING-RATE INCOME TRUST   2018-08-14 2020-04-08
138. EATON VANCE FLOATING-RATE INCOME TRUST   2018-07-16 2020-04-08
1. EATON VANCE FLOATING-RATE INCOME TRUST   2018-07-16 2020-04-08
137. EATON VANCE FLOATING-RATE INCOME TRUST   2018-06-12 2020-04-08
1. EATON VANCE FLOATING-RATE INCOME TRUST   2019-01-22 2020-04-08
1. EATON VANCE FLOATING-RATE INCOME TRUST   2019-03-11 2020-04-08
130. EATON VANCE FLOATING-RATE INCOME TRUST   2017-11-09 2020-04-08
136. EATON VANCE FLOATING-RATE INCOME TRUST   2018-10-10 2020-04-08
81. EATON VANCE FLOATING-RATE INCOME TRUST   2017-07-12 2020-04-08
126. EATON VANCE FLOATING-RATE INCOME TRUST   2017-08-10 2020-04-08
1. EATON VANCE FLOATING-RATE INCOME TRUST   2017-09-13 2020-04-08
131. EATON VANCE FLOATING-RATE INCOME TRUST   2017-09-13 2020-04-08
132. EATON VANCE FLOATING-RATE INCOME TRUST   2017-10-11 2020-04-08
1. EATON VANCE FLOATING-RATE INCOME TRUST   2017-11-09 2020-04-08
135. EATON VANCE FLOATING-RATE INCOME TRUST   2018-04-12 2020-04-08
138. EATON VANCE FLOATING-RATE INCOME TRUST   2017-12-12 2020-04-08
1. EATON VANCE FLOATING-RATE INCOME TRUST   2018-01-16 2020-04-08
264. EATON VANCE FLOATING-RATE INCOME TRUST   2018-01-16 2020-04-08
136. EATON VANCE FLOATING-RATE INCOME TRUST   2018-03-13 2020-04-08
1. EATON VANCE FLOATING-RATE INCOME TRUST   2018-06-12 2020-04-08
174.88 EATON VANCE FLOATING-RATE INCOME TRUST   2019-07-30 2020-04-09
.38 EATON VANCE FLOATING-RATE INCOME TRUST   2019-07-09 2020-04-09
89.68 EATON VANCE FLOATING-RATE INCOME TRUST   2019-10-30 2020-04-09
10.32 EATON VANCE FLOATING-RATE INCOME TRUST   2019-09-27 2020-04-09
174.14 EATON VANCE FLOATING-RATE INCOME TRUST   2019-09-27 2020-04-09
182.61 EATON VANCE FLOATING-RATE INCOME TRUST   2019-08-29 2020-04-09
1. EATON VANCE FLOATING-RATE INCOME TRUST   2019-07-09 2020-04-09
175. EATON VANCE FLOATING-RATE INCOME TRUST   2019-07-09 2020-04-09
175. EATON VANCE FLOATING-RATE INCOME TRUST   2019-06-11 2020-04-09
107. EATON VANCE FLOATING-RATE INCOME TRUST   2019-03-11 2020-04-09
170. EATON VANCE FLOATING-RATE INCOME TRUST   2019-05-09 2020-04-09
1. EATON VANCE FLOATING-RATE INCOME TRUST   2019-05-09 2020-04-09
168. EATON VANCE FLOATING-RATE INCOME TRUST   2019-04-09 2020-04-09
1. EATON VANCE FLOATING-RATE INCOME TRUST   2019-04-09 2020-04-09
.53 EATON VANCE FLOATING-RATE INCOME TRUST   2014-11-20 2020-04-29
112.67 EATON VANCE FLOATING-RATE INCOME TRUST   2019-10-30 2020-04-29
257.53 EATON VANCE FLOATING-RATE INCOME TRUST   2020-03-30 2020-04-29
208.15 EATON VANCE FLOATING-RATE INCOME TRUST   2020-02-27 2020-04-29
183.14 EATON VANCE FLOATING-RATE INCOME TRUST   2020-01-10 2020-04-29
196.77 EATON VANCE FLOATING-RATE INCOME TRUST   2020-01-09 2020-04-29
196.77 EATON VANCE FLOATING-RATE INCOME TRUST   2019-12-30 2020-04-29
202.1 EATON VANCE FLOATING-RATE INCOME TRUST   2019-11-27 2020-04-29
3799.88 EATON VANCE FLOATING-RATE INCOME TRUST   2014-11-20 2020-04-29
1801. EATON VANCE FLOATING-RATE INCOME TRUST   2014-11-25 2020-05-14
199. EATON VANCE FLOATING-RATE INCOME TRUST   2014-11-20 2020-05-14
1193.29 EATON VANCE FLOATING-RATE INCOME TRUST   2014-11-20 2020-05-14
4000. EATON VANCE FLOATING-RATE INCOME TRUST   2014-12-29 2020-05-14
995. EATON VANCE FLOATING-RATE INCOME TRUST   2014-11-25 2020-05-14
1811.71 EATON VANCE FLOATING-RATE INCOME TRUST   2015-01-09 2020-05-14
1. EATON VANCE FLOATING-RATE INCOME TRUST   2016-01-12 2020-05-21
1. EATON VANCE FLOATING-RATE INCOME TRUST   2017-01-11 2020-05-21
1. EATON VANCE FLOATING-RATE INCOME TRUST   2016-12-12 2020-05-21
1. EATON VANCE FLOATING-RATE INCOME TRUST   2016-11-09 2020-05-21
1. EATON VANCE FLOATING-RATE INCOME TRUST   2016-08-09 2020-05-21
1. EATON VANCE FLOATING-RATE INCOME TRUST   2016-05-10 2020-05-21
1. EATON VANCE FLOATING-RATE INCOME TRUST   2016-03-09 2020-05-21
1. EATON VANCE FLOATING-RATE INCOME TRUST   2015-11-10 2020-05-21
1. EATON VANCE FLOATING-RATE INCOME TRUST   2015-08-12 2020-05-21
1. EATON VANCE FLOATING-RATE INCOME TRUST   2015-06-10 2020-05-21
1. EATON VANCE FLOATING-RATE INCOME TRUST   2015-03-10 2020-05-21
5000. EATON VANCE FLOATING-RATE INCOME TRUST   2015-02-03 2020-05-21
2800. EATON VANCE FLOATING-RATE INCOME TRUST   2015-02-03 2020-05-21
2188.29 EATON VANCE FLOATING-RATE INCOME TRUST   2015-01-09 2020-05-21
.71 EATON VANCE FLOATING-RATE INCOME TRUST   2017-01-23 2020-05-21
1. AMERICAN FUNDS FUNDAMENTAL INVESTORS   2014-11-04 2020-04-07
57. AMERICAN FUNDS FUNDAMENTAL INVESTORS   2014-03-17 2020-04-07
1010. AMERICAN FUNDS FUNDAMENTAL INVESTORS   2014-11-04 2020-04-07
1. AMERICAN FUNDS FUNDAMENTAL INVESTORS   2014-03-17 2020-04-07
2056. AMERICAN FUNDS FUNDAMENTAL INVESTORS   2013-06-26 2020-04-07
.41 OAKMARK GLOBAL SELECT FUND   2018-12-13 2020-03-31
.03 OAKMARK GLOBAL SELECT FUND   2018-12-11 2020-03-31
3205. OAKMARK GLOBAL SELECT FUND   2017-12-15 2020-03-31
1. OAKMARK GLOBAL SELECT FUND   2017-12-15 2020-03-31
3403. OAKMARK GLOBAL SELECT FUND   2015-12-18 2020-03-31
2357. OAKMARK GLOBAL SELECT FUND   2015-09-18 2020-03-31
3552. OAKMARK GLOBAL SELECT FUND   2015-08-12 2020-03-31
1. OAKMARK GLOBAL SELECT FUND   2015-08-12 2020-03-31
1117. OAKMARK GLOBAL SELECT FUND   2015-02-10 2020-03-31
4182. OAKMARK GLOBAL SELECT FUND   2015-01-09 2020-03-31
13290. OAKMARK GLOBAL SELECT FUND   2014-11-06 2020-03-31
41188. OAKMARK GLOBAL SELECT FUND   2014-11-04 2020-03-31
2643. OAKMARK GLOBAL SELECT FUND   2018-12-13 2020-03-31
1. JPMORGAN VALUE ADVANTAGE FUND   2018-12-13 2020-03-31
20645. JPMORGAN VALUE ADVANTAGE FUND   2014-11-04 2020-03-31
918.23 JPMORGAN VALUE ADVANTAGE FUND   2018-12-13 2020-03-31
5357.39 JPMORGAN VALUE ADVANTAGE FUND   2014-11-04 2020-03-31
619. JPMORGAN VALUE ADVANTAGE FUND   2015-02-03 2020-03-31
632. JPMORGAN VALUE ADVANTAGE FUND   2015-02-10 2020-03-31
1. JPMORGAN VALUE ADVANTAGE FUND   2015-02-10 2020-03-31
11431. JPMORGAN VALUE ADVANTAGE FUND   2015-08-12 2020-03-31
886. JPMORGAN VALUE ADVANTAGE FUND   2015-09-18 2020-03-31
249. JPMORGAN VALUE ADVANTAGE FUND   2015-12-14 2020-03-31
161. JPMORGAN VALUE ADVANTAGE FUND   2015-12-14 2020-03-31
1. JPMORGAN VALUE ADVANTAGE FUND   2015-12-14 2020-03-31
1. JPMORGAN VALUE ADVANTAGE FUND   2016-06-29 2020-03-31
3. JPMORGAN VALUE ADVANTAGE FUND   2016-06-29 2020-03-31
385. JPMORGAN VALUE ADVANTAGE FUND   2017-12-14 2020-03-31
1. LOOMIS SAYLES STRATEGIC INCOME FUND   2014-11-04 2020-05-13
138.65 LOOMIS SAYLES STRATEGIC INCOME FUND   2017-12-18 2020-05-13
248.65 LOOMIS SAYLES STRATEGIC INCOME FUND   2015-09-17 2020-05-13
142.65 LOOMIS SAYLES STRATEGIC INCOME FUND   2014-11-04 2020-05-13
5285.65 LOOMIS SAYLES STRATEGIC INCOME FUND   2015-11-06 2020-05-13
707.65 LOOMIS SAYLES STRATEGIC INCOME FUND   2016-12-19 2020-05-13
1.65 LOOMIS SAYLES STRATEGIC INCOME FUND   2019-12-17 2020-05-13
10.7 LOOMIS SAYLES STRATEGIC INCOME FUND   2019-12-17 2020-05-13
1. PIMCO INCOME FUND   2016-01-15 2020-05-13
72225. PIMCO INCOME FUND   2016-01-15 2020-05-13
1. PIMCO INCOME FUND   2016-01-15 2020-05-13
665.58 AMERICAN SMALLCAP WORLD FUND   2014-11-04 2020-04-07
183. AMERICAN SMALLCAP WORLD FUND   2013-12-27 2020-04-07
2991. AMERICAN SMALLCAP WORLD FUND   2013-12-10 2020-04-07
1. AMERICAN SMALLCAP WORLD FUND   2014-11-04 2020-04-07
1059.43 AMERICAN SMALLCAP WORLD FUND   2019-12-24 2020-04-07
659. THORNBURG INVESTMENT INCOME BUILDER FUND   2018-06-22 2020-04-07
32. THORNBURG INVESTMENT INCOME BUILDER FUND   2017-12-27 2020-04-07
1. THORNBURG INVESTMENT INCOME BUILDER FUND   2018-09-21 2020-04-07
.08 THORNBURG INVESTMENT INCOME BUILDER FUND   2018-09-21 2020-04-07
768. THORNBURG INVESTMENT INCOME BUILDER FUND   2018-09-21 2020-04-07
611. THORNBURG INVESTMENT INCOME BUILDER FUND   2018-03-23 2020-04-07
1. THORNBURG INVESTMENT INCOME BUILDER FUND   2018-03-23 2020-04-07
898. THORNBURG INVESTMENT INCOME BUILDER FUND   2017-12-22 2020-04-07
259. THORNBURG INVESTMENT INCOME BUILDER FUND   2017-09-22 2020-04-07
5286.92 THORNBURG INVESTMENT INCOME BUILDER FUND   2014-11-04 2020-04-07
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CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a        
b 170,419   158,191 12,228
c 1,137   1,277 -140
d 716   806 -90
e 1,443   1,921 -478
1,661   1,907 -246
1,598   1,913 -315
1,515   1,918 -403
1,494   1,898 -404
10   14 -4
1,474   1,875 -401
1,484   1,890 -406
1,308   1,814 -506
1,411   1,847 -436
1,463   1,962 -499
10   14 -4
1,349   1,827 -478
1,360   1,827 -467
1,546   1,926 -380
1,339   1,960 -621
477   698 -221
1,297   1,899 -602
10   15 -5
1,235   1,802 -567
1,256   1,831 -575
1,297   1,922 -625
1,349   1,953 -604
1,277   1,807 -530
1,432   2,028 -596
1,463   2,020 -557
1,484   2,036 -552
1,453   1,980 -527
10   15 -5
10   14 -4
1,494   1,957 -463
10   14 -4
10   14 -4
10   14 -4
10   14 -4
10   14 -4
10   14 -4
10   14 -4
10   14 -4
893   1,189 -296
1,277   1,786 -509
1,266   1,793 -527
1,577   1,908 -331
3   4 -1
2,415   2,974 -559
11   15 -4
550   697 -147
1,736   2,104 -368
1,650   2,066 -416
11   14 -3
1,553   1,991 -438
11   15 -4
1,445   1,978 -533
1,445   2,023 -578
1,477   2,018 -541
11   15 -4
1,488   2,009 -521
11   15 -4
1,477   2,032 -555
11   13 -2
11   13 -2
1,402   1,879 -477
1,466   1,983 -517
873   1,230 -357
1,359   1,920 -561
11   15 -4
1,412   1,918 -506
1,423   1,935 -512
11   15 -4
1,456   2,021 -565
1,488   1,985 -497
11   14 -3
2,847   3,813 -966
1,466   2,001 -535
11   15 -4
1,915   2,354 -439
4   5 -1
1,018   1,189 -171
117   137 -20
1,907   2,308 -401
1,999   2,399 -400
11   14 -3
1,916   2,361 -445
1,916   2,354 -438
1,172   1,462 -290
1,861   2,335 -474
11   14 -3
1,840   2,259 -419
11   14 -3
6   8 -2
1,200   1,494 -294
2,743   2,617 126
2,217   2,765 -548
1,950   2,561 -611
2,096   2,717 -621
2,096   2,717 -621
2,152   2,700 -548
40,468   53,882 -13,414
19,324   25,574 -6,250
2,135   2,822 -687
12,804   16,921 -4,117
42,919   55,215 -12,296
10,676   14,129 -3,453
19,439   25,183 -5,744
11   13 -2
11   15 -4
11   15 -4
11   14 -3
11   13 -2
11   13 -2
11   12 -1
11   13 -2
11   14 -3
11   15 -4
11   14 -3
55,004   69,950 -14,946
30,802   39,172 -8,370
24,073   30,417 -6,344
8   11 -3
50   53 -3
2,847   2,904 -57
50,439   54,924 -4,485
50   47 3
102,677   93,384 9,293
5   7 -2
       
41,216   61,190 -19,974
13   16 -3
43,763   52,474 -8,711
30,311   37,006 -6,695
45,679   59,995 -14,316
13   16 -3
14,365   17,995 -3,630
53,781   64,988 -11,207
170,909   223,015 -52,106
529,678   687,866 -158,188
33,989   39,486 -5,497
26   32 -6
535,944   615,427 -79,483
23,837   30,228 -6,391
139,078   159,704 -20,626
16,069   18,372 -2,303
16,407   18,992 -2,585
26   30 -4
296,749   344,988 -48,239
23,001   24,994 -1,993
6,464   6,927 -463
4,180   4,479 -299
26   29 -3
26   28 -2
78   84 -6
9,995   13,875 -3,880
13   17 -4
1,772   2,009 -237
3,178   3,752 -574
1,823   2,494 -671
67,551   79,813 -12,262
9,044   9,964 -920
21   24 -3
137   153 -16
11   12 -1
803,142   832,606 -29,464
11   12 -1
30,976   32,946 -1,970
8,517   8,952 -435
139,201   151,315 -12,114
47   50 -3
49,306   63,311 -14,005
11,157   14,208 -3,051
542   706 -164
17   21 -4
1   2 -1
13,002   17,019 -4,017
10,344   12,800 -2,456
17   22 -5
15,203   19,801 -4,598
4,385   5,579 -1,194
89,508   112,294 -22,786
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
      195,165
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a        
b       12,228
c       -140
d       -90
e       -478
      -246
      -315
      -403
      -404
      -4
      -401
      -406
      -506
      -436
      -499
      -4
      -478
      -467
      -380
      -621
      -221
      -602
      -5
      -567
      -575
      -625
      -604
      -530
      -596
      -557
      -552
      -527
      -5
      -4
      -463
      -4
      -4
      -4
      -4
      -4
      -4
      -4
      -4
      -296
      -509
      -527
      -331
      -1
      -559
      -4
      -147
      -368
      -416
      -3
      -438
      -4
      -533
      -578
      -541
      -4
      -521
      -4
      -555
      -2
      -2
      -477
      -517
      -357
      -561
      -4
      -506
      -512
      -4
      -565
      -497
      -3
      -966
      -535
      -4
      -439
      -1
      -171
      -20
      -401
      -400
      -3
      -445
      -438
      -290
      -474
      -3
      -419
      -3
      -2
      -294
      126
      -548
      -611
      -621
      -621
      -548
      -13,414
      -6,250
      -687
      -4,117
      -12,296
      -3,453
      -5,744
      -2
      -4
      -4
      -3
      -2
      -2
      -1
      -2
      -3
      -4
      -3
      -14,946
      -8,370
      -6,344
      -3
      -3
      -57
      -4,485
      3
      9,293
      -2
       
      -19,974
      -3
      -8,711
      -6,695
      -14,316
      -3
      -3,630
      -11,207
      -52,106
      -158,188
      -5,497
      -6
      -79,483
      -6,391
      -20,626
      -2,303
      -2,585
      -4
      -48,239
      -1,993
      -463
      -299
      -3
      -2
      -6
      -3,880
      -4
      -237
      -574
      -671
      -12,262
      -920
      -3
      -16
      -1
      -29,464
      -1
      -1,970
      -435
      -12,114
      -3
      -14,005
      -3,051
      -164
      -4
      -1
      -4,017
      -2,456
      -5
      -4,598
      -1,194
      -22,786
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 -452,301
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 3,971
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 3,971
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 3,971
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 6,832
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 6,832
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 2,861
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet2,861 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletBANK OF AMERICA NA Telephone no.bullet (888) 866-3275

    Located atbullet114 WEST 47TH STREET NY8-114-07-07NEW YORKNY ZIP+4bullet100361510
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    MARTIN T LANG PRESIDENT
    10     		0    
    1444 TANGLEWOOD CT
    SN LUIS OBISP,CA93401
    KATRI BREWER DELAC VICE PRESIDENT
    10     		0    
    1014 E LINDEN AVE
    ST LOUIS,MO63117
    RUTH L HAINES SECRETARY/TREASURER
    10     		0    
    45 EL CAMINO MORAGA
    ORINDA,CA94563
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    16,686,607
    b
    Average of monthly cash balances.......................
    1b
    693,356
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    17,379,963
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    17,379,963
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    260,699
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    17,119,264
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    855,963
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    855,963
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    3,971
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    3,971
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    851,992
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    851,992
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    851,992
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    877,478
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    877,478
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    877,478
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 851,992
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 816,962
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 0
    b From 2016...... 0
    c From 2017...... 0
    d From 2018...... 0
    e From 2019...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 877,478
    a Applied to 2019, but not more than line 2a 816,962
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 60,516
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		791,476
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016.... 0
    b Excess from 2017.... 0
    c Excess from 2018.... 0
    d Excess from 2019.... 0
    e Excess from 2020.... 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    GUIDING EYES FOR THE BLIND INC
    611 GRANITE SPRINGS ROAD
    YORKSTOWN HEIGHTS,NY10598     		N/A PC UNRESTRICTED GENERAL 30,000
    LUTHERAN IMMIGRATION AND REFUGEE SERVICE
    700 LIGHT ST
    BALTIMORE,MD212303850     		N/A PC UNRESTRICTED GENERAL 30,000
    HUDSON HIGHLANDS LAND TRUST
    PO BOX 226
    GARRISON,NY10524     		N/A PC SUPPORT BREAKNECK RIDGE 40,000
    LITTLE ORPHAN ANIMALS
    PO BOX 268
    PEEKSKILL,NY10566     		N/A PC UNRESTRICTED GENERAL 5,000
    ADVANCE GCFA
    PO BOX 9068
    NEW YORK,NY10087     		N/A PC SUPPORT PALESTINIAN 15,000
    ACNM FOUNDATION
    PO BOX 380272
    CAMBRIDGE,MA02238     		N/A PC IN HONOR OF DOROTHY LANG 50,000
    CAT DEPOT
    1520 S LODGE DRIVE
    SARASOTA,FL342395009     		N/A PC UNRESTRICTED GENERAL 5,000
    ILEAP
    220 2ND AVE S STE 217
    SEATTLE,WA98104     		N/A PC UNRESTRICTED GENERAL 10,000
    CALIFORNIA POLYTECHNIC STATE UNIVERSITY
    FOUNDATION
    ONE GRAND AVENUE BLDG 117 NO 208
    SAN LUIS OBISPO,CA934070443     		N/A PC UNRESTRICTED GENERAL 40,000
    THOMAS JEFFERSON UNIVERSITY
    125 SOUTH 9TH STREET SUITE 600
    PHILADELPHIA,PA19107     		N/A PC UNRESTRICTED GENERAL 106,000
    REALITY MINISTRIES INC
    916 LAMOND AVE
    DURHAM,NC277012019     		N/A PC UNRESTRICTED GENERAL 45,000
    CHRISTIAN HEALTH SERVICE CORPS
    201 PRIVATE ROAD 5819
    GRAND SALINE,TX751403037     		N/A PC UNRESTRICTED GENERAL 3,000
    SAINT MARY'S COLLEGE
    122 LEMANS HALL
    NOTRE DAME,IN465560000     		N/A PC UNRESTRICTED GENERAL 35,000
    PEOPLE'S RESOURCE CENTER
    201 SOUTH NAPERVILLE ROAD
    WHEATON,IL60187     		N/A PC UNRESTRICTED GENERAL 5,000
    BRIGHT STARS OF BETHLEHEM
    PO BOX 185
    MT MORRIS,IL61054     		N/A PC SUPPORT FOR LIBRARY AND 70,000
    MONUMENT CRISIS CENTER
    1990 MARKET STREET
    CONCORD,CA945202627     		N/A PC UNRESTRICTED GENERAL 5,000
    MISSOURI WILDLIFE RESCUE CTR
    1128 NEW BALLWIN ROAD
    BALLWIN,MO630217239     		N/A PC UNRESTRICTED GENERAL 5,000
    ST LOUIS AREA FOOD BANK
    70 CORPORATE WOODS DRIVE
    ST LOUIS,MO63044     		N/A PC UNRESTRICTED GENERAL 5,000
    FOREST PARK FOREVER
    5595 GRAND DRIVE IN FOREST PARK
    ST LOUIS,MO63112     		N/A PC UNRESTRICTED GENERAL 27,000
    CHAMP ASSISTANCE DOGS
    4910 PARKER ROAD
    FLORISSANT,MO63033     		N/A PC UNRESTRICTED GENERAL 25,000
    AGING AHEAD FOUNDATION
    14535 MANCHESTER ROAD
    MANCHESTER,MO630113960     		N/A PC UNRESTRICTED GENERAL 5,000
    ST JOSEPH'S INDIAN SCHOOL
    PO BOX 776
    CHAMBERLAIN,SD57325     		N/A PC EDUCATION OF NATIVE 48,465
    RED CLOUD INDIAN SCHOOL
    100 MISSION DRIVE
    PINE RIDGE,SD57770     		N/A PC HEALTH CURRICULUM & 5,000
    ST AUGUSTINE INDIAN MISSION SCHOOL
    PO BOX 766
    WINNEBAGO,NE68071     		N/A PC UNRESTRICTED GENERAL 5,000
    ZOZU PROJECT (EDUCHRIST)
    945 WILD OATS WAY
    TEMPLETON,CA934658711     		N/A PC UNRESTRICTED GENERAL 21,000
    CORNERSTONE FOUNDATION
    9032 WOOLMARKET ROAD
    BILOXI,MS395328152     		N/A PC UNRESTRICTED GENERAL 31,300
    TONY LA RUSSA'S ANIMAL RESCUE FOUNDATION
    2890 MITCHELL DRIVE
    WALNUT CREEK,CA94598     		N/A PC UNRESTRICTED GENERAL 5,000
    SAN LUIS OBISPO FOOD
    1180 KENDALL ROAD
    SAN LUIS OBISPO,CA93401     		N/A PC UNRESTRICTED GENERAL 5,000
    GIRLS ON THE RUN
    4835 EASTERN AVE SE
    KENTWOOD,MI49508     		N/A PC UNRESTRICTED GENERAL 25,000
    SOARING EAGLE
    PO BOX 879
    BILLINGS,MT59103     		N/A PC SUPPORT HERITAGE LIVING 5,000
    ST BONAVENTURE INDIAN MISSION SCHOOL
    PO BOX 610
    THOREAU,NM87323     		N/A PC SUPPORT SELF-SUFFICIENCY 5,000
    MEAC
    850 MT PLEASANT AVE
    ANN ARBOR,MI48103     		N/A PC UNRESTRICTED GENERAL 18,725
    BASTYR UNIVERSITY-MIDWIFERY SCHOOL
    14500 JUANITA DRIVE NE
    KENMORE,WA98028     		N/A PC LANG SCHOLARSHIP FOR 25,000
    SAVE THE REDWOODS LEAGUE
    111 SUTTER STREET 11TH FLOOR
    SAN FRANCISCO,CA94104     		N/A PC UNRESTRICTED GENERAL 30,000
    FOOD BANK OF CONTRA COSTA & SOLANO
    4010 NELSON AVENUE
    CONCORD,CA94520     		N/A PC UNRESTRICTED GENERAL 5,000
    COMMUNITY CONCERN FOR CATS
    PO BOX 3795
    WALNUT CREEK,CA94598     		N/A PC UNRESTRICTED GENERAL 5,000
    THE SAN FRANCISCO-MARIN FOOD BANK
    900 PENNSYLVANIA AVENUE
    SAN FRANCISCO,CA94107     		N/A PC UNRESTRICTED GENERAL 5,000
    LINDSAY WILDLIFE MUSEUM
    1931 FIRST AVENUE
    WALNUT CREEK,CA94597     		N/A PC UNRESTRICTED GENERAL 5,000
    LOMPOC FOOD (CATHOLIC CHARITIES OF LA)
    1531 JAMES M WOOD BLVD
    LOS ANGELES,CA90015     		N/A PC UNRESTRICTED GENERAL 5,000
    WOODS HUMANE SOCIETY INC
    875 OKLAHOMA AVENUE
    SAN LUIS OBISPO,CA93405     		N/A PC UNRESTRICTED GENERAL 5,000
    Total .................................bullet 3a 820,490
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 374,931  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 -452,301  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   -77,370  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    -77,370
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    THE JOHN & FRANK SPARACIO CHARITABLE
    EIN:
    65-0951605
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE 2,500     2,500

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    THE JOHN & FRANK SPARACIO CHARITABLE
    EIN:
    65-0951605
    Name of Bond End of Year Book Value End of Year Fair Market Value
    404280604 HSBC HLDGS PLC ADR 123,700 125,650

    TY 2020 InvestmentsOtherSchedule2
    Name:
    THE JOHN & FRANK SPARACIO CHARITABLE
    EIN:
    65-0951605
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    140543828 AMERICAN CAPITAL WOR AT COST 1,041,405 1,411,129
    831681820 AMERICAN SMALLCAP WO AT COST 1,082,687 1,781,186
    617477104 MORGAN STANLEY EMERG      
    4812A4351 JP MORGAN STRATEGIC AT COST 753,137 737,280
    278279104 EATON VANCE FLOATING      
    885215467 THORNBURG INVESTMENT AT COST 1,209,838 1,270,160
    360802821 AMERICAN FUNDS FUNDA AT COST 1,109,095 1,405,603
    09256H336 BLACKROCK MULTI-ASSE AT COST 1,083,773 1,188,637
    025086877 AMERICAN CENTURY EME AT COST 512,415 1,030,975
    19766H338 COLUMBIA SELIGMAN AT COST 530,058 992,242
    72201M719 PIMCO INCOME FUND      
    19765N245 COLUMBIA DIVIDEND IN AT COST 1,203,691 1,651,909
    63872R764 LOOMIS SAYLES CORE P AT COST 763,626 849,116
    339183105 JPMORGAN MID CAP VAL AT COST 1,024,724 1,078,137
    543487250 LOOMIS SAYLES STRATE      
    4812A2595 JPMORGAN VALUE ADVAN      
    09260B382 BLACKROCK STRATEGIC AT COST 1,014,111 1,051,334
    413838756 OAKMARK GLOBAL SELEC      
    4812A0623 JPMORGAN EMERGING MA AT COST 536,815 926,686
    63872R533 MIROVA GLOBAL SUSTAI AT COST 752,197 1,142,562
    885215681 THORNBURG LIMITED TE AT COST 804,609 826,371
    458809829 AMERICAN INTERMEDIAT AT COST 561,146 565,906
    4812C0498 JPMORGAN EQUITY INCO AT COST 545,436 731,455

    TY 2020 LegalFeesSchedule
    Name:
    THE JOHN & FRANK SPARACIO CHARITABLE
    EIN:
    65-0951605
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES - PRINCIPAL (ALLOCA 487     487


    TY 2020 OtherDecreasesSchedule
    Name:
    THE JOHN & FRANK SPARACIO CHARITABLE
    EIN:
    65-0951605
    Description Amount
    TYE INCOME ADJ 6,372


    TY 2020 OtherExpensesSchedule
    Name:
    THE JOHN & FRANK SPARACIO CHARITABLE
    EIN:
    65-0951605
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER CHARITABLE EXPENSES 1,737 0   1,737


    TY 2020 OtherIncreasesSchedule
    Name:
    THE JOHN & FRANK SPARACIO CHARITABLE
    EIN:
    65-0951605
    Description Amount
    TAX COST ADJ 18,755


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE JOHN & FRANK SPARACIO CHARITABLE
    EIN:
    65-0951605
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMNT MNGMNT FEES (NON-DED 130,660 78,396   52,264


    TY 2020 TaxesSchedule
    Name:
    THE JOHN & FRANK SPARACIO CHARITABLE
    EIN:
    65-0951605
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 5,778 5,778   0
    EXCISE TAX ESTIMATES 5,331 0   0
    FOREIGN TAXES ON NONQUALIFIED 1,506 1,506   0