Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
BOTTON FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)114 W 47TH ST NY8-114-07-07 AFT
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY100361510
A Employer identification number

83-1767886
B Telephone number (see instructions)

(888) 866-3275
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ...
bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$10,957,266
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 1,503,943
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 167,368 164,562  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,563,209
b Gross sales price for all assets on line 6a 6,092,351
7 Capital gain net income (from Part IV, line 2)... 1,563,209
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... 14,939    
12 Total. Add lines 1 through 11........ 3,249,459 1,727,771  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... 2,500 0 0 2,500
c Other professional fees (attach schedule).... 49,562 29,737   19,825
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... 5,133 2,133   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... 285 125   160
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 57,480 31,995 0 22,485
25 Contributions, gifts, grants paid....... 700,000 700,000
26 Total expenses and disbursements. Add lines 24 and 25 757,480 31,995 0 722,485
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 2,491,979
b Net investment income (if negative, enter -0-) 1,695,776
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 358,597 221,658 221,658
2 Savings and temporary cash investments......... 431,994 480,420 480,420
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 2,412,387 Click to see attachment2,347,981 2,927,576
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 5,044,584 Click to see attachment6,538,015 7,327,612
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 8,247,562 9,588,074 10,957,266
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 8,247,562 9,588,074
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 8,247,562 9,588,074
30 Total liabilities and net assets/fund balances (see instructions). 8,247,562 9,588,074
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
8,247,562
2
Enter amount from Part I, line 27a .....................
2
2,491,979
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
1,353
4
Add lines 1, 2, and 3 ..........................
4
10,740,894
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
1,152,820
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
9,588,074
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a 10. ADOBE SYS INC COM   2018-11-20 2020-01-15
b 4. ADOBE SYS INC COM   2018-11-20 2020-02-06
c 3. ADOBE SYS INC COM   2018-11-20 2020-04-08
d 23. ADOBE SYS INC COM   2018-12-17 2020-08-18
e 8. ADOBE SYS INC COM   2018-12-17 2020-10-12
213. ADOBE SYS INC COM   2015-08-25 2020-12-08
5. ADVANCED AUTO PTS INC COM   2019-04-23 2020-04-08
8. ADVANCED AUTO PTS INC COM   2019-03-18 2020-04-08
5. ADVANCED AUTO PTS INC COM   2019-04-10 2020-04-08
7. ADVANCED AUTO PTS INC COM   2019-04-30 2020-04-08
5. ADVANCED AUTO PTS INC COM   2019-05-02 2020-04-08
5. ADVANCED AUTO PTS INC COM   2019-05-06 2020-04-08
6. ADVANCED AUTO PTS INC COM   2019-05-17 2020-04-08
3. ADVANCED AUTO PTS INC COM   2019-05-22 2020-04-08
5. ADVANCED AUTO PTS INC COM   2019-05-22 2020-04-17
6. ADVANCED AUTO PTS INC COM   2019-05-23 2020-04-17
12. ADVANCED AUTO PTS INC COM   2019-08-15 2020-08-18
4. ADVANCED AUTO PTS INC COM   2019-05-23 2020-08-18
2. ADVANCED AUTO PTS INC COM   2019-05-29 2020-08-18
13. ADVANCED AUTO PTS INC COM   2019-06-17 2020-08-18
12. ADVANCED AUTO PTS INC COM   2019-07-25 2020-08-18
1072. GQG PARTNERS EMERGING   2020-08-18 2020-10-12
147.08 INVESCO OPPENHEIMER   2018-12-17 2020-04-08
.92 INVESCO OPPENHEIMER   2018-11-20 2020-04-08
472. INVESCO OPPENHEIMER   2018-11-20 2020-04-08
173.54 INVESCO OPPENHEIMER   2018-12-17 2020-04-17
632. INVESCO OPPENHEIMER   2018-12-24 2020-08-18
2177.39 INVESCO OPPENHEIMER   2018-12-17 2020-08-18
998. INVESCO OPPENHEIMER   2020-03-17 2020-08-18
166. INVESCO OPPENHEIMER   2019-01-02 2020-08-18
146. INVESCO OPPENHEIMER   2019-01-16 2020-08-18
1644. INVESCO OPPENHEIMER   2020-01-15 2020-08-18
79. INVESCO OPPENHEIMER   2019-09-17 2020-08-18
500. INVESCO OPPENHEIMER   2019-07-25 2020-08-18
2. INVESCO OPPENHEIMER   2019-05-29 2020-08-18
519. INVESCO OPPENHEIMER   2019-12-13 2020-08-18
19. AKAMAI TECHNOLOGIES INC   2018-11-20 2020-01-15
11. AKAMAI TECHNOLOGIES INC   2018-11-20 2020-01-15
10. AKAMAI TECHNOLOGIES INC   2018-12-17 2020-03-17
3. AKAMAI TECHNOLOGIES INC   2018-11-20 2020-03-17
17. AKAMAI TECHNOLOGIES INC   2018-11-20 2020-03-17
24. AKAMAI TECHNOLOGIES INC   2018-12-17 2020-04-08
23. AKAMAI TECHNOLOGIES INC   2018-12-17 2020-08-18
16. AKAMAI TECHNOLOGIES INC   2018-12-17 2020-12-14
12. AKAMAI TECHNOLOGIES INC   2018-12-17 2020-12-22
27. ALEXION PHARMACEUTICALS INC   2018-11-20 2020-04-08
2. ALEXION PHARMACEUTICALS INC   2018-11-20 2020-08-18
13. ALEXION PHARMACEUTICALS INC   2018-12-17 2020-08-18
44. ALEXION PHARMACEUTICALS INC   2018-12-17 2020-10-12
4. ALIBABA GROUP HOLDING LT   2018-12-17 2020-01-15
4. ALIBABA GROUP HOLDING LT   2018-11-20 2020-01-15
8. ALIBABA GROUP HOLDING LT   2018-12-17 2020-04-08
11. ALIBABA GROUP HOLDING LT   2018-12-17 2020-08-18
1. ALIBABA GROUP HOLDING LT   2019-01-02 2020-08-18
5. ALIBABA GROUP HOLDING LT   2019-03-28 2020-08-18
10. ALIBABA GROUP HOLDING LT   2018-12-24 2020-08-18
13. ALIBABA GROUP HOLDING LT   2019-03-28 2020-10-12
1. ALIBABA GROUP HOLDING LT   2019-05-29 2020-10-12
5. ALIBABA GROUP HOLDING LT   2019-05-29 2020-10-28
4. ALIBABA GROUP HOLDING LT   2019-06-10 2020-11-02
3. ALIBABA GROUP HOLDING LT   2019-05-29 2020-11-02
2. ALPHABET INC SHS CL A   2018-12-24 2020-01-15
2. ALPHABET INC SHS CL A   2018-12-24 2020-04-08
1. ALPHABET INC SHS CL A   2019-01-16 2020-04-08
1. ALPHABET INC SHS CL A   2019-03-25 2020-04-08
14. ALPHABET INC SHS CL A   2019-03-25 2020-06-18
1. ALPHABET INC SHS CL A   2019-05-29 2020-07-31
1. ALPHABET INC SHS CL A   2020-04-17 2020-07-31
4. ALPHABET INC SHS CL A   2020-03-17 2020-07-31
10. ALPHABET INC SHS CL A   2019-07-25 2020-07-31
8. ALPHABET INC SHS CL A   2019-06-17 2020-07-31
7. ALPHABET INC SHS CL A   2019-03-25 2020-07-31
5. ALPHABET INC SHS CL A   2019-12-13 2020-07-31
56. ALTRIA GROUP INC   2019-09-17 2020-01-15
43. ALTRIA GROUP INC   2019-09-17 2020-04-08
1. AMAZON COM INC   2016-11-15 2020-01-15
3. AMAZON COM INC   2016-11-15 2020-03-17
3. AMAZON COM INC   2018-11-20 2020-03-17
1. AMAZON COM INC   2018-11-20 2020-04-17
1. AMAZON COM INC   2018-11-20 2020-08-18
10. AMAZON COM INC   2018-12-17 2020-08-18
2. AMAZON COM INC   2018-12-17 2020-10-12
10. AMERICAN EXPRESS CO   2018-12-17 2020-04-08
11. AMERICAN EXPRESS CO   2019-06-17 2020-08-18
70. AMERICAN EXPRESS CO   2018-12-17 2020-08-18
17. AMERICAN EXPRESS CO   2018-12-24 2020-08-18
4. AMERICAN EXPRESS CO   2019-01-02 2020-08-18
5. AMERICAN EXPRESS CO   2019-01-16 2020-08-18
10. AMERICAN EXPRESS CO   2019-09-17 2020-10-12
17. AMERICAN EXPRESS CO   2019-07-25 2020-10-12
3. AMERICAN EXPRESS CO   2019-10-15 2020-10-12
2. AMERICAN EXPRESS CO   2019-06-17 2020-10-12
6. AMERICAN EXPRESS CO   2019-06-17 2020-10-12
11. AMERICAN EXPRESS CO   2019-12-13 2020-11-06
20. AMERICAN EXPRESS CO   2019-10-15 2020-11-06
14. AMERICAN EXPRESS CO   2020-03-17 2020-11-19
16. AMERICAN EXPRESS CO   2019-12-13 2020-11-19
15. AMERICAN EXPRESS CO   2020-03-17 2020-11-20
11. AMERICAN EXPRESS CO   2020-03-17 2020-11-24
9. AMERICAN EXPRESS CO   2020-04-17 2020-12-02
1. AMERICAN EXPRESS CO   2020-03-17 2020-12-02
12. AMERICAN EXPRESS CO   2020-04-17 2020-12-07
18. AMERICAN EXPRESS CO   2020-04-17 2020-12-10
25. AMERICAN EXPRESS CO   2020-04-27 2020-12-14
10. AMERICAN EXPRESS CO   2020-04-17 2020-12-14
17. AMERICAN INTERNATIONAL GROUP INC   2018-11-20 2020-01-15
45. AMERICAN INTERNATIONAL GROUP INC   2018-11-20 2020-01-15
50. AMERICAN INTERNATIONAL GROUP INC   2018-12-17 2020-04-08
19. AMERICAN INTERNATIONAL GROUP INC   2018-11-20 2020-04-08
7. AMGEN INC   2020-03-13 2020-03-17
11. AMGEN INC   2020-03-13 2020-04-08
10. AMGEN INC   2020-03-13 2020-08-18
17. AMGEN INC   2020-03-16 2020-08-18
15. AMGEN INC   2020-03-19 2020-08-18
1. ANHEUSER-BUSCH INBEV ADR   2018-11-20 2020-03-11
9. ANHEUSER-BUSCH INBEV ADR   2018-11-20 2020-03-11
27. ANHEUSER-BUSCH INBEV ADR   2018-11-20 2020-03-11
44. ANHEUSER-BUSCH INBEV ADR   2018-12-17 2020-04-08
7. ANHEUSER-BUSCH INBEV ADR   2018-11-20 2020-04-08
66. ANHEUSER-BUSCH INBEV ADR   2018-12-17 2020-08-18
13. ANTHEM INC   2019-05-31 2020-01-15
8. ANTHEM INC   2019-05-31 2020-04-08
14. APPLE INC   2018-12-17 2020-01-15
8. APPLE INC   2018-12-17 2020-04-08
11. APPLE INC   2019-06-17 2020-08-18
12. APPLE INC   2018-12-24 2020-08-18
20. APPLE INC   2018-12-26 2020-08-18
13. APPLE INC   2018-12-31 2020-08-18
4. APPLE INC   2019-01-02 2020-08-18
6. APPLE INC   2019-05-29 2020-08-18
156. APPLE INC   2013-01-30 2020-12-08
359. APPLE INC   2014-02-03 2020-12-08
140. APPLE INC   2013-04-10 2020-12-08
56. APPLE INC   2013-03-15 2020-12-08
58. ASTRAZENECA PLC-SPONS ADR (UK/USD) ISIN #US0463531089   2019-09-17 2020-01-15
73. ASTRAZENECA PLC-SPONS ADR (UK/USD) ISIN #US0463531089   2019-09-17 2020-09-02
83. BP AMOCO P L C SPONSORED ADR   2019-09-17 2020-01-16
82. BP AMOCO P L C SPONSORED ADR   2019-09-17 2020-04-08
32. BP AMOCO P L C SPONSORED ADR   2019-09-17 2020-04-14
83. BP AMOCO P L C SPONSORED ADR   2019-09-17 2020-04-14
97. BP AMOCO P L C SPONSORED ADR   2019-09-17 2020-06-15
87. BP AMOCO P L C SPONSORED ADR   2019-09-17 2020-06-16
56. BAKER HUGHES A GE CO   2019-09-17 2020-01-15
205. BAKER HUGHES A GE CO   2019-09-17 2020-03-27
114. BAKER HUGHES A GE CO   2020-03-17 2020-03-30
106. BAKER HUGHES A GE CO   2019-09-17 2020-03-30
76. BAKER HUGHES A GE CO   2019-12-13 2020-03-30
134. BAKER HUGHES A GE CO   2019-09-27 2020-03-30
7. BERKSHIRE HATHAWAYINC   2020-03-03 2020-04-08
2. BIOMARIN PHARMACEUTICAL INC   2018-12-17 2020-03-17
17. BIOMARIN PHARMACEUTICAL INC   2018-11-20 2020-03-17
39. BIOMARIN PHARMACEUTICAL INC   2018-12-17 2020-08-18
15. BIOMARIN PHARMACEUTICAL INC   2018-12-24 2020-08-18
50. BIOGEN INC   2005-03-22 2020-12-08
135. BIOGEN INC   2009-10-21 2020-12-08
9. BLACKROCK INC CL A   2018-12-17 2020-01-08
4. BLACKROCK INC CL A   2018-12-24 2020-01-09
6. BLACKROCK INC CL A   2018-12-17 2020-01-09
3. BLACKROCK INC CL A   2019-06-17 2020-01-10
1. BLACKROCK INC CL A   2018-12-24 2020-01-10
4. BLACKROCK INC CL A   2019-07-25 2020-01-10
170853.82 BLACKROCK LIQUIDITY FUNDS T-FUND   2019-08-15 2020-01-15
26136.96 BLACKROCK LIQUIDITY FUNDS T-FUND   2019-08-15 2020-03-12
5412.85 BLACKROCK LIQUIDITY FUNDS T-FUND   2019-08-15 2020-03-17
684. BLACKROCK LIQUIDITY FUNDS T-FUND   2019-08-15 2020-10-13
793.44 BLACKROCK HIGH YIELD BOND PORTFOLIO   2018-12-17 2020-03-12
275.16 BLACKROCK HIGH YIELD BOND PORTFOLIO   2018-12-17 2020-04-17
138. BLACKROCK HIGH YIELD BOND PORTFOLIO   2018-12-17 2020-10-12
105. BRISTOL MYERS SQUIBB CO COM   2019-09-17 2020-01-14
24. BRISTOL MYERS SQUIBB CO COM   2019-09-17 2020-01-15
3. BRISTOL MYERS SQUIBB CO COM   2019-09-17 2020-02-24
62. BRISTOL MYERS SQUIBB CO COM   2019-09-17 2020-02-24
62. BRISTOL MYERS SQUIBB CO COM   2019-09-17 2020-02-24
22. BRISTOL MYERS SQUIBB CO COM   2019-09-17 2020-02-24
42. BRISTOL MYERS SQUIBB CO COM   2019-12-13 2020-02-24
214. BROADCOM INC   2013-08-12 2020-12-08
32. CH ROBINSON WORLDWIDE INC   2019-06-12 2020-08-18
15. CH ROBINSON WORLDWIDE INC   2019-07-24 2020-08-18
8. CH ROBINSON WORLDWIDE INC   2019-07-24 2020-09-23
3. CH ROBINSON WORLDWIDE INC   2019-07-24 2020-10-05
5. CH ROBINSON WORLDWIDE INC   2019-07-25 2020-10-05
1. CH ROBINSON WORLDWIDE INC   2019-07-31 2020-10-09
1. CH ROBINSON WORLDWIDE INC   2019-08-01 2020-10-09
10. CH ROBINSON WORLDWIDE INC   2019-07-25 2020-10-09
2. CH ROBINSON WORLDWIDE INC   2019-08-01 2020-10-23
14. CH ROBINSON WORLDWIDE INC   2019-08-05 2020-10-23
2. CH ROBINSON WORLDWIDE INC   2019-08-05 2020-10-26
5. CH ROBINSON WORLDWIDE INC   2019-08-06 2020-10-26
4. CH ROBINSON WORLDWIDE INC   2019-12-13 2020-10-26
13. CH ROBINSON WORLDWIDE INC   2019-12-13 2020-10-30
11. CH ROBINSON WORLDWIDE INC   2019-12-13 2020-11-02
17. CH ROBINSON WORLDWIDE INC   2020-05-20 2020-11-18
1. CH ROBINSON WORLDWIDE INC   2019-12-13 2020-11-18
12. CH ROBINSON WORLDWIDE INC   2020-05-28 2020-11-19
3. CH ROBINSON WORLDWIDE INC   2020-05-20 2020-11-19
55. CRH PLC ADR   2018-12-17 2020-04-14
28. CRH PLC ADR   2018-11-20 2020-04-14
34. CRH PLC ADR   2018-12-17 2020-04-15
26. CVS HEALTH CORP   2018-12-17 2020-01-15
2. CVS HEALTH CORP   2018-11-20 2020-01-15
38. CVS HEALTH CORP   2018-12-17 2020-12-15
37. CVS HEALTH CORP   2018-12-17 2020-12-16
31. CARRIER GLOBAL CORP REG   2020-02-26 2020-04-09
26. CARRIER GLOBAL CORP REG   2020-02-28 2020-04-09
22. CARRIER GLOBAL CORP REG   2020-02-27 2020-04-09
29. CARRIER GLOBAL CORP REG   2020-03-17 2020-04-09
25. CARRIER GLOBAL CORP REG   2020-03-24 2020-04-09
23. CARRIER GLOBAL CORP REG   2020-03-02 2020-04-09
29. CARRIER GLOBAL CORP REG   2020-03-03 2020-04-09
18. CARRIER GLOBAL CORP REG   2020-03-13 2020-04-09
44. CISCO SYSTEMS INCORPORATED   2018-12-24 2020-01-15
5. CISCO SYSTEMS INCORPORATED   2019-01-16 2020-04-08
14. CISCO SYSTEMS INCORPORATED   2018-12-24 2020-04-08
26. CISCO SYSTEMS INCORPORATED   2019-01-02 2020-04-08
25. CISCO SYSTEMS INCORPORATED   2019-01-16 2020-05-15
51. CISCO SYSTEMS INCORPORATED   2019-02-11 2020-05-15
3. CITIGROUP INC   2018-12-17 2020-01-15
30. CITIGROUP INC   2018-11-20 2020-01-15
47. CITIGROUP INC   2018-11-20 2020-01-15
126. CITIGROUP INC   2018-12-17 2020-04-08
86. CITRIX SYSTEMS INC   2013-05-17 2020-12-08
119. CITRIX SYSTEMS INC   2012-12-04 2020-12-08
125. CITRIX SYSTEMS INC   2013-04-05 2020-12-08
8. CITRIX SYSTEMS INC   2013-04-10 2020-12-08
85. CITRIX SYSTEMS INC   2013-04-25 2020-12-08
25. CITRIX SYSTEMS INC   2013-04-30 2020-12-08
114. CITRIX SYSTEMS INC   2013-05-28 2020-12-08
34. CITRIX SYSTEMS INC   2013-06-26 2020-12-08
7. CITRIX SYSTEMS INC   2013-12-04 2020-12-08
45. COGNIZANT TECHNOLOGY SOLUTIONS CORP   2019-09-17 2020-01-15
17. COGNIZANT TECHNOLOGY SOLUTIONS CORP   2019-09-17 2020-04-08
28. COMCAST CORP   2018-12-17 2020-03-17
34. COMCAST CORP   2018-12-17 2020-04-08
174. COMCAST CORP   2018-12-17 2020-08-18
13. COMCAST CORP   2018-12-17 2020-10-12
46. COMCAST CORP   2018-12-17 2020-10-12
139. COMCAST CORP   2011-07-14 2020-12-08
776. COMCAST CORP   2011-06-17 2020-12-08
271. COMCAST CORP   2011-07-14 2020-12-08
372. COMCAST CORP   2011-08-17 2020-12-08
30. COMCAST CORP   2011-08-17 2020-12-18
102. CONAGRA BRANDS INC   2019-09-17 2020-10-13
112. CONAGRA BRANDS INC   2019-09-17 2020-11-20
38. CONAGRA BRANDS INC   2019-12-13 2020-11-23
35. CONAGRA BRANDS INC   2019-09-17 2020-11-23
6. CONSTELLATION BRANDS INC   2019-09-17 2020-01-15
9. CONSTELLATION BRANDS INC   2019-09-17 2020-04-08
19. CONSTELLATION BRANDS INC   2019-09-17 2020-12-18
9. CONSTELLATION BRANDS INC   2019-12-04 2020-12-18
119. DOWDUPONT INC   2019-09-17 2020-12-18
1. COSTCO WHSL CORP NEW   2018-11-20 2020-03-17
2. COSTCO WHSL CORP NEW   2018-11-20 2020-03-17
7. COSTCO WHSL CORP NEW   2018-11-20 2020-03-17
1. COSTCO WHSL CORP NEW   2018-11-20 2020-03-17
1. COSTCO WHSL CORP NEW   2018-12-17 2020-03-17
6. COSTCO WHSL CORP NEW   2018-12-17 2020-08-18
6. COSTCO WHSL CORP NEW   2018-12-17 2020-10-15
13. DISNEY (WALT) CO COM STK   2018-12-17 2020-04-08
1. DISNEY (WALT) CO COM STK   2018-12-24 2020-04-09
44. DISNEY (WALT) CO COM STK   2018-12-17 2020-04-09
7. DISNEY (WALT) CO COM STK   2019-01-16 2020-08-18
20. DISNEY (WALT) CO COM STK   2018-12-24 2020-08-18
1. DISNEY (WALT) CO COM STK   2019-01-02 2020-08-18
25. DISNEY (WALT) CO COM STK   2019-01-22 2020-08-18
15. DISNEY (WALT) CO COM STK   2019-01-22 2020-10-15
211. DISNEY (WALT) CO COM STK   2011-08-12 2020-12-08
227. DISNEY (WALT) CO COM STK   2004-07-20 2020-12-08
14. DOLLAR GENERAL CORP   2019-09-17 2020-01-15
17. DOLLAR GENERAL CORP   2019-09-17 2020-04-14
21. DOLLAR GENERAL CORP   2019-09-17 2020-04-22
16. DOLLAR GENERAL CORP   2019-09-17 2020-05-15
16. DOLLAR GENERAL CORP   2019-09-17 2020-06-15
18. DOLLAR GENERAL CORP   2019-09-17 2020-09-02
12. DOLLAR GENERAL CORP   2019-09-17 2020-11-19
1120.19 DOUBLELINE TOTAL RETURN BOND FUND   2018-12-17 2020-03-12
.72 DOUBLELINE TOTAL RETURN BOND FUND   2018-11-20 2020-03-12
12522.79 DOUBLELINE TOTAL RETURN BOND FUND   2018-11-20 2020-03-12
1913.89 DOUBLELINE TOTAL RETURN BOND FUND   2018-12-17 2020-03-17
3629.61 DOUBLELINE TOTAL RETURN BOND FUND   2018-12-17 2020-04-17
613. DOUBLELINE TOTAL RETURN BOND FUND   2018-12-17 2020-10-12
1. DUPONT DE NEMOURS INC   2019-05-29 2020-12-15
19. DUPONT DE NEMOURS INC   2019-06-04 2020-12-15
5. DUPONT DE NEMOURS INC   2019-05-29 2020-12-15
25. DUPONT DE NEMOURS INC   2019-03-21 2020-12-15
12. ECOLAB INC   2018-11-20 2020-02-27
12. ECOLAB INC   2018-12-17 2020-02-27
2. ECOLAB INC   2018-11-20 2020-02-27
1. ECOLAB INC   2018-11-20 2020-02-27
14. ECOLAB INC   2018-12-17 2020-04-08
15. ECOLAB INC   2018-12-17 2020-08-18
2. EQUINIX INC   2018-11-20 2020-01-15
3. EQUINIX INC   2018-12-17 2020-03-17
3. EQUINIX INC   2018-11-20 2020-03-17
3. EQUINIX INC   2018-12-17 2020-04-08
5. EQUINIX INC   2018-12-17 2020-08-18
2. EQUINIX INC   2018-12-17 2020-10-15
64. EQUITABLE HOLDINGS INC   2019-09-17 2020-04-08
44. EQUITABLE HOLDINGS INC   2019-09-17 2020-06-15
255. EQUITABLE HOLDINGS INC   2019-09-17 2020-06-16
27. FACEBOOK INC   2018-11-20 2020-01-15
1. FACEBOOK INC   2018-11-20 2020-04-08
41. FACEBOOK INC   2018-12-17 2020-04-08
7. FACEBOOK INC   2019-01-04 2020-08-18
2. FACEBOOK INC   2019-01-02 2020-08-18
42. FACEBOOK INC   2018-12-24 2020-08-18
40. FACEBOOK INC   2018-12-17 2020-08-18
10. FACEBOOK INC   2019-01-22 2020-10-15
2. FACEBOOK INC   2019-01-04 2020-10-15
91. FACEBOOK INC   2013-04-23 2020-12-08
173. FACEBOOK INC   2013-06-06 2020-12-08
9. FEDEX CORP   2019-09-17 2020-01-15
11. FEDEX CORP   2019-09-17 2020-04-08
32. FEDEX CORP   2019-09-17 2020-04-22
29. FEDEX CORP   2019-09-17 2020-11-19
1. FEDEX CORP   2019-12-13 2020-11-19
730. FIDELITY ADVISOR SER VIII   2020-08-18 2020-10-12
13. FIDELITY NATL INFORMATION SVCS INC COM   2019-07-25 2020-04-08
17. FIDELITY NATL INFORMATION SVCS INC COM   2019-07-25 2020-08-18
20. FIDELITY NATL INFORMATION SVCS INC COM   2019-07-30 2020-08-18
57. FIRSTENERGY CORP   2019-09-17 2020-01-15
91. FIRSTENERGY CORP   2020-05-15 2020-07-23
37. FIRSTENERGY CORP   2020-04-23 2020-07-23
26. FIRSTENERGY CORP   2019-12-13 2020-07-23
26. FIRSTENERGY CORP   2020-04-22 2020-07-23
32. FIRSTENERGY CORP   2020-04-17 2020-07-23
40. FIRSTENERGY CORP   2019-12-13 2020-07-23
386. FIRSTENERGY CORP   2019-09-17 2020-07-23
23. FORTIVE CORP   2020-01-21 2020-04-08
5. FORTIVE CORP   2020-01-21 2020-10-13
60. FORTIVE CORP   2020-01-22 2020-10-13
3. FORTIVE CORP   2020-01-24 2020-10-13
39. FORTIVE CORP   2020-01-23 2020-10-13
33. FORTIVE CORP   2020-03-17 2020-10-14
8. FORTIVE CORP   2020-01-24 2020-10-14
31. FOX CORP   2019-11-25 2020-01-15
19. FOX CORP   2019-11-26 2020-01-15
35. FOX CORP   2019-11-26 2020-04-08
3127. FREEPORT-MCMORAN INC   2016-01-14 2020-12-08
19. ARTHUR J GALLAGHER & CO   2019-09-17 2020-01-15
11. ARTHUR J GALLAGHER & CO   2019-09-17 2020-04-08
59. GENERAL MOTORS CO   2019-09-17 2020-01-15
113. GENERAL MOTORS CO   2019-09-17 2020-04-08
6. WW GRAINGER INC   2018-11-20 2020-03-11
3. WW GRAINGER INC   2018-11-20 2020-04-08
6. WW GRAINGER INC   2018-11-20 2020-04-08
1. WW GRAINGER INC   2018-11-20 2020-08-18
3. WW GRAINGER INC   2018-11-20 2020-08-18
2. WW GRAINGER INC   2018-11-20 2020-08-18
10. WW GRAINGER INC   2018-12-17 2020-08-18
5. WW GRAINGER INC   2018-12-17 2020-10-15
.1 OAKMARK INTERNATIONAL FUND   2018-11-20 2020-04-08
14.92 OAKMARK INTERNATIONAL FUND   2018-11-20 2020-04-08
308.99 OAKMARK INTERNATIONAL FUND   2018-11-20 2020-04-08
1060. OAKMARK INTERNATIONAL FUND   2018-11-20 2020-04-08
126.92 OAKMARK INTERNATIONAL FUND   2018-11-20 2020-10-12
89. OAKMARK INTERNATIONAL FUND   2018-11-20 2020-10-12
310.09 OAKMARK INTERNATIONAL FUND   2018-11-20 2020-10-12
11. HOME DEPOT INC/THE   2018-12-17 2020-04-06
7. HOME DEPOT INC/THE   2014-02-03 2020-04-06
10. HOME DEPOT INC/THE   2018-12-17 2020-04-08
31. HOME DEPOT INC/THE   2018-12-17 2020-08-18
5. HOME DEPOT INC/THE   2018-12-24 2020-08-18
5. HOME DEPOT INC/THE   2018-12-24 2020-10-15
11. HONEYWELL INTERNATIONAL INC   2018-11-20 2020-05-19
1. HONEYWELL INTERNATIONAL INC   2018-11-20 2020-05-19
3. HONEYWELL INTERNATIONAL INC   2018-11-20 2020-05-19
14. HONEYWELL INTERNATIONAL INC   2018-11-20 2020-05-19
48. HONEYWELL INTERNATIONAL INC   2018-12-17 2020-05-19
6. HONEYWELL INTERNATIONAL INC   2018-12-17 2020-05-27
3. HONEYWELL INTERNATIONAL INC   2019-01-16 2020-05-27
5. HONEYWELL INTERNATIONAL INC   2019-02-04 2020-05-27
4. HONEYWELL INTERNATIONAL INC   2019-02-04 2020-06-02
12. HONEYWELL INTERNATIONAL INC   2019-06-17 2020-06-02
4. HONEYWELL INTERNATIONAL INC   2019-06-17 2020-06-04
16. HONEYWELL INTERNATIONAL INC   2019-07-25 2020-06-04
5. HONEYWELL INTERNATIONAL INC   2019-07-25 2020-06-09
10. HONEYWELL INTERNATIONAL INC   2019-12-13 2020-06-09
12. HONEYWELL INTERNATIONAL INC   2019-12-13 2020-06-11
2. HONEYWELL INTERNATIONAL INC   2020-03-17 2020-06-11
13. HONEYWELL INTERNATIONAL INC   2020-03-17 2020-06-16
22. HONEYWELL INTERNATIONAL INC   2020-04-17 2020-06-16
8. HUMANA INC   2019-09-17 2020-01-15
15. HUMANA INC   2019-09-17 2020-03-16
18. HUMANA INC   2019-09-17 2020-03-19
9. HUMANA INC   2019-12-13 2020-03-27
4. HUMANA INC   2020-03-17 2020-03-27
13. HUMANA INC   2019-09-17 2020-03-27
216. ISHARES RUSSELL 1000 VALUE ETF   2019-01-23 2020-04-08
110. ISHARES RUSSELL 1000 VALUE ETF   2019-01-23 2020-10-12
299. ISHARES RUSSELL 1000 GROWTH   2019-01-23 2020-04-08
399. ISHARES RUSSELL 1000 GROWTH   2019-01-23 2020-08-18
234. ISHARES RUSSELL 1000 GROWTH   2019-01-23 2020-10-12
2853. ISHARES US TREASURY BOND ETF   2018-11-20 2020-01-15
241. ISHARES US TREASURY BOND ETF   2018-12-27 2020-03-12
4357. ISHARES US TREASURY BOND ETF   2018-11-20 2020-03-12
8845. ISHARES US TREASURY BOND ETF   2018-12-17 2020-03-12
1555. ISHARES US TREASURY BOND ETF   2018-12-24 2020-03-12
35. ISHARES US TREASURY BOND ETF   2018-12-27 2020-03-17
424. ISHARES US TREASURY BOND ETF   2019-01-02 2020-03-17
118. ISHARES US TREASURY BOND ETF   2019-01-02 2020-04-08
446. ISHARES CORE MSCI EAFE ETF   2018-12-17 2020-04-08
141. ISHARES CORE MSCI EAFE ETF   2018-12-17 2020-10-12
58. J P MORGAN CHASE & CO COM   2019-07-09 2020-01-15
36. J P MORGAN CHASE & CO COM   2019-07-09 2020-04-08
42. J P MORGAN CHASE & CO COM   2019-07-09 2020-04-14
13. J P MORGAN CHASE & CO COM   2019-07-09 2020-04-17
16. J P MORGAN CHASE & CO COM   2019-07-24 2020-05-15
4. J P MORGAN CHASE & CO COM   2019-07-09 2020-05-15
60. J P MORGAN CHASE & CO COM   2019-07-22 2020-05-15
12. J P MORGAN CHASE & CO COM   2019-07-25 2020-06-15
24. J P MORGAN CHASE & CO COM   2019-07-24 2020-06-15
6. J P MORGAN CHASE & CO COM   2019-07-26 2020-07-16
26. J P MORGAN CHASE & CO COM   2019-07-25 2020-07-16
9. JOHNSON & JOHNSON   2018-12-17 2020-01-15
25. JOHNSON & JOHNSON   2018-12-17 2020-03-03
7. JOHNSON & JOHNSON   2018-12-17 2020-03-13
41. JOHNSON & JOHNSON   2018-12-17 2020-03-13
5. JOHNSON & JOHNSON   2018-12-17 2020-03-19
15. JOHNSON & JOHNSON   2018-12-18 2020-03-19
9. JOHNSON & JOHNSON   2019-01-02 2020-03-19
13. JOHNSON & JOHNSON   2019-01-16 2020-03-19
14. JOHNSON & JOHNSON   2019-12-13 2020-03-24
9. JOHNSON & JOHNSON   2020-01-10 2020-03-24
7. JOHNSON & JOHNSON   2019-01-16 2020-03-24
9. JOHNSON & JOHNSON   2019-07-25 2020-03-24
6. JOHNSON & JOHNSON   2020-01-10 2020-04-08
42. JOHNSON & JOHNSON   2020-01-10 2020-04-14
23. JOHNSON & JOHNSON   2020-01-13 2020-05-15
38. JOHNSON & JOHNSON   2020-02-18 2020-06-15
13. JOHNSON & JOHNSON   2020-03-17 2020-06-15
4. JOHNSON & JOHNSON   2020-01-13 2020-06-15
18. KELLOGG CO   2019-09-17 2020-01-15
60. KELLOGG CO   2019-09-17 2020-04-14
46. KELLOGG CO   2019-09-17 2020-05-15
21. KELLOGG CO   2019-12-13 2020-05-18
18. KELLOGG CO   2019-09-17 2020-05-18
81. KINDER MORGAN INC/DE   2020-03-06 2020-04-08
73. KONINKLIJKE PHILIPS ELECTRS N V   2019-09-17 2020-01-15
31. KONINKLIJKE PHILIPS ELECTRS N V   2019-09-17 2020-04-08
9. KONINKLIJKE PHILIPS ELECTRS N V   2019-09-17 2020-06-15
4. KONINKLIJKE PHILIPS ELECTRS N V   2019-09-18 2020-06-15
90. KONINKLIJKE PHILIPS ELECTRS N V   2019-09-18 2020-06-16
.5 KONINKLIJKE PHILIPS ELECTRS N V   2019-09-18 2020-07-09
147. L3HARRIS TECHNOLOGIES INC   2011-08-12 2020-12-08
41. L3HARRIS TECHNOLOGIES INC   2004-06-29 2020-12-08
47. L3HARRIS TECHNOLOGIES INC   2013-04-10 2020-12-08
144. L3HARRIS TECHNOLOGIES INC   2013-03-15 2020-12-08
4. LOCKHEED MARTIN CORPORATION   2019-09-17 2020-01-15
3. LOCKHEED MARTIN CORPORATION   2019-09-17 2020-04-08
6. LOCKHEED MARTIN CORPORATION   2019-09-17 2020-09-02
4. LOCKHEED MARTIN CORPORATION   2020-03-17 2020-11-19
5. LOCKHEED MARTIN CORPORATION   2019-12-13 2020-11-19
23. LOCKHEED MARTIN CORPORATION   2019-09-17 2020-11-19
4. LOWES COMPANIES INC COM   2018-12-17 2020-01-15
9. LOWES COMPANIES INC COM   2018-12-24 2020-01-15
3. LOWES COMPANIES INC COM   2019-01-02 2020-04-08
2. LOWES COMPANIES INC COM   2019-01-16 2020-04-08
13. LOWES COMPANIES INC COM   2019-03-21 2020-04-08
1. LOWES COMPANIES INC COM   2018-12-24 2020-04-08
18. LOWES COMPANIES INC COM   2019-03-21 2020-06-15
5. LOWES COMPANIES INC COM   2019-05-29 2020-06-15
8. LOWES COMPANIES INC COM   2019-07-25 2020-06-15
2. LOWES COMPANIES INC COM   2019-07-25 2020-09-02
20. LOWES COMPANIES INC COM   2019-09-17 2020-09-02
4. LOWES COMPANIES INC COM   2019-12-13 2020-10-12
21. LOWES COMPANIES INC COM   2019-09-17 2020-10-12
12. LOWES COMPANIES INC COM   2019-12-13 2020-11-19
12. LOWES COMPANIES INC COM   2020-03-17 2020-11-19
92. MARATHON OIL CORP   2019-12-13 2020-07-10
613. MARATHON OIL CORP   2019-09-17 2020-07-10
43. MARATHON PETROLEUM CORP   2019-06-27 2020-01-15
44. MARATHON PETROLEUM CORP   2019-06-27 2020-04-08
38. MARATHON PETROLEUM CORP   2019-07-24 2020-04-08
45. MARSH & MCLENNAN COS INC   2019-09-17 2020-03-27
6. MC CORMICK & CO INC COMMON NON-VOTING   2018-11-20 2020-03-06
3. MC CORMICK & CO INC COMMON NON-VOTING   2018-11-26 2020-03-10
5. MC CORMICK & CO INC COMMON NON-VOTING   2018-11-20 2020-03-10
4. MC CORMICK & CO INC COMMON NON-VOTING   2018-11-26 2020-03-11
6. MC CORMICK & CO INC COMMON NON-VOTING   2019-01-30 2020-03-11
2. MC CORMICK & CO INC COMMON NON-VOTING   2019-01-31 2020-03-11
2. MC CORMICK & CO INC COMMON NON-VOTING   2019-02-05 2020-03-13
4. MC CORMICK & CO INC COMMON NON-VOTING   2019-01-31 2020-03-13
6. MC CORMICK & CO INC COMMON NON-VOTING   2019-02-13 2020-03-17
8. MC CORMICK & CO INC COMMON NON-VOTING   2019-12-13 2020-03-17
5. MC CORMICK & CO INC COMMON NON-VOTING   2019-02-05 2020-03-17
7. MC CORMICK & CO INC COMMON NON-VOTING   2019-06-17 2020-03-17
9. MC CORMICK & CO INC COMMON NON-VOTING   2019-07-25 2020-03-17
15. MCKESSON CORP   2018-12-17 2020-01-15
4. MCKESSON CORP   2018-12-24 2020-01-15
67. METLIFE INC   2019-09-17 2020-01-15
76. METLIFE INC   2019-09-17 2020-04-08
40. METLIFE INC   2019-09-17 2020-12-15
45. METLIFE INC   2019-09-17 2020-12-16
44. MICROSOFT CORPORATION   2015-03-03 2020-01-15
3. MICROSOFT CORPORATION   2015-03-03 2020-03-17
10. MICROSOFT CORPORATION   2015-03-03 2020-04-08
7. MICROSOFT CORPORATION   2015-03-03 2020-04-14
6. MICROSOFT CORPORATION   2015-09-30 2020-04-14
5. MICROSOFT CORPORATION   2015-09-30 2020-04-22
40. MICROSOFT CORPORATION   2018-02-20 2020-04-22
2. MICROSOFT CORPORATION   2018-12-17 2020-04-22
69. MICROSOFT CORPORATION   2018-12-17 2020-04-27
10. MICROSOFT CORPORATION   2018-12-17 2020-05-12
20. MICROSOFT CORPORATION   2018-12-17 2020-05-21
78. MICROSOFT CORPORATION   2018-12-17 2020-08-18
21. MICROSOFT CORPORATION   2018-12-24 2020-08-18
2. MICROSOFT CORPORATION   2018-12-24 2020-10-12
13. MICROSOFT CORPORATION   2018-12-24 2020-10-12
29. MONDELEZ INTERNATIONAL INC   2019-02-11 2020-01-15
6. MONDELEZ INTERNATIONAL INC   2019-02-11 2020-09-02
62. MONDELEZ INTERNATIONAL INC   2019-02-11 2020-09-02
26. MONSTER BEVERAGE SHS   2020-03-10 2020-08-18
54. MONSTER BEVERAGE SHS   2020-03-05 2020-08-18
69. MORGAN STANLEY   2019-09-17 2020-01-15
58. MORGAN STANLEY   2019-09-17 2020-04-08
9. MOTOROLA SOLUTIONS INC   2019-09-17 2020-01-15
6. MOTOROLA SOLUTIONS INC   2019-09-17 2020-04-08
1230.18 NEUBERGER BERMAN EMERG   2018-12-17 2020-04-08
.82 NEUBERGER BERMAN EMERG   2018-11-20 2020-04-08
252. NEUBERGER BERMAN EMERG   2018-11-20 2020-04-08
241.23 NEUBERGER BERMAN EMERG   2019-05-29 2020-04-17
729. NEUBERGER BERMAN EMERG   2019-01-02 2020-04-17
3226. NEUBERGER BERMAN EMERG   2019-01-23 2020-04-17
543. NEUBERGER BERMAN EMERG   2019-01-16 2020-04-17
1855. NEUBERGER BERMAN EMERG   2018-12-24 2020-04-17
7110.82 NEUBERGER BERMAN EMERG   2018-12-17 2020-04-17
3148. NEUBERGER BERMAN EMERG   2019-12-13 2020-08-18
3555. NEUBERGER BERMAN EMERG   2020-03-17 2020-08-18
3806. NEUBERGER BERMAN EMERG   2020-01-15 2020-08-18
1345.77 NEUBERGER BERMAN EMERG   2019-05-29 2020-08-18
2012. NEUBERGER BERMAN EMERG   2019-07-25 2020-08-18
64. NEWELL RUBBERMAID INC   2019-09-30 2020-04-08
76. NEWELL RUBBERMAID INC   2019-10-01 2020-11-23
43. NEWELL RUBBERMAID INC   2019-09-30 2020-11-23
79. NEWELL RUBBERMAID INC   2019-10-01 2020-11-24
6. NEXTERA ENERGY INC   2019-09-17 2020-01-15
7. NEXTERA ENERGY INC   2019-12-13 2020-04-14
43. NEXTERA ENERGY INC   2019-09-17 2020-04-14
3. NORTHROP GRUMMAN CORP   2019-09-17 2020-01-15
17. NORTHROP GRUMMAN CORP   2019-09-17 2020-09-03
3. NORTHROP GRUMMAN CORP   2020-03-17 2020-09-04
4. NORTHROP GRUMMAN CORP   2019-12-13 2020-09-04
5. NORTHROP GRUMMAN CORP   2019-09-17 2020-09-04
112. NUANCE COMMUNICATIONS IN   2014-10-01 2020-12-08
459. NUANCE COMMUNICATIONS IN   2018-05-11 2020-12-08
614. NUANCE COMMUNICATIONS IN   2018-05-10 2020-12-08
27. NUANCE COMMUNICATIONS IN   2015-09-30 2020-12-08
496. NUANCE COMMUNICATIONS IN   2014-03-14 2020-12-08
216. NUANCE COMMUNICATIONS IN   2014-03-17 2020-12-08
4. NUTANIX INC   2019-05-29 2020-04-08
114. NUTANIX INC   2019-06-17 2020-04-08
44. NUTANIX INC   2019-07-25 2020-04-08
113. NUTANIX INC   2020-03-17 2020-04-17
45. NUTANIX INC   2019-07-25 2020-04-17
135. NUTANIX INC   2019-12-13 2020-04-17
25. NUTANIX INC   2020-01-22 2020-04-17
6. NUTANIX INC   2020-01-23 2020-04-17
78. NUTANIX INC   2020-03-17 2020-08-18
1. NVIDIA CORP   2018-11-23 2020-01-14
3. NVIDIA CORP   2019-05-29 2020-01-14
8. NVIDIA CORP   2019-04-02 2020-01-14
9. NVIDIA CORP   2019-01-30 2020-01-14
1. NVIDIA CORP   2019-01-02 2020-01-14
19. NVIDIA CORP   2018-12-17 2020-01-14
5. NVIDIA CORP   2018-12-10 2020-01-14
3. NVIDIA CORP   2018-11-20 2020-01-14
7. NVIDIA CORP   2018-11-20 2020-01-14
6. NVIDIA CORP   2019-05-29 2020-01-15
5. NVIDIA CORP   2019-09-17 2020-04-08
9. NVIDIA CORP   2019-06-17 2020-04-08
4. NVIDIA CORP   2019-05-29 2020-04-08
4. NVIDIA CORP   2019-09-17 2020-04-17
5. NVIDIA CORP   2019-09-17 2020-04-20
32. NVIDIA CORP   2019-09-17 2020-08-18
33. NVIDIA CORP   2019-09-05 2020-12-08
39. NVIDIA CORP   2019-01-30 2020-12-08
159. NVIDIA CORP   2018-12-12 2020-12-08
23. ONEOK INC   2019-09-17 2020-01-15
118. ONEOK INC   2019-09-17 2020-03-06
44. ONEOK INC   2019-11-20 2020-03-06
28. ONEOK INC   2019-12-13 2020-03-06
44. ORACLE CORP   2018-12-01 2020-01-15
48. ORACLE CORP   2018-11-20 2020-01-15
16. ORACLE CORP   2018-12-17 2020-03-03
35. ORACLE CORP   2018-12-01 2020-03-03
54. ORACLE CORP   2018-12-17 2020-03-05
47. ORACLE CORP   2018-12-17 2020-03-16
25. ORACLE CORP   2018-12-17 2020-03-17
16. ORACLE CORP   2019-01-02 2020-03-25
93. ORACLE CORP   2018-12-24 2020-03-25
61. ORACLE CORP   2018-12-17 2020-03-25
10. ORACLE CORP   2019-01-16 2020-04-08
2. ORACLE CORP   2019-01-02 2020-04-08
5. ORACLE CORP   2019-05-29 2020-04-08
20. ORACLE CORP   2019-06-17 2020-04-14
31. ORACLE CORP   2019-05-29 2020-04-14
33. ORACLE CORP   2019-07-25 2020-05-15
31. ORACLE CORP   2019-06-17 2020-05-15
33. ORACLE CORP   2019-07-25 2020-06-15
118. ORACLE CORP   2019-12-13 2020-06-15
.5 OTIS WORLDWIDE CORP REG   2020-02-26 2020-04-13
15. OTIS WORLDWIDE CORP REG   2020-02-26 2020-05-28
11. OTIS WORLDWIDE CORP REG   2020-02-27 2020-05-28
2. OTIS WORLDWIDE CORP REG   2020-02-28 2020-05-28
9. OTIS WORLDWIDE CORP REG   2020-03-13 2020-05-29
11. OTIS WORLDWIDE CORP REG   2020-02-28 2020-05-29
11.5 OTIS WORLDWIDE CORP REG   2020-03-02 2020-05-29
14.5 OTIS WORLDWIDE CORP REG   2020-03-03 2020-05-29
14.5 OTIS WORLDWIDE CORP REG   2020-03-17 2020-05-29
12.5 OTIS WORLDWIDE CORP REG   2020-03-24 2020-05-29
21. PALO ALTO NETWORKS INC   2018-11-20 2020-02-03
1. PALO ALTO NETWORKS INC   2018-12-17 2020-02-03
19. PALO ALTO NETWORKS INC   2018-12-17 2020-04-08
5. PALO ALTO NETWORKS INC   2019-06-17 2020-08-18
9. PALO ALTO NETWORKS INC   2018-12-24 2020-08-18
11. PALO ALTO NETWORKS INC   2018-12-17 2020-08-18
8. PALO ALTO NETWORKS INC   2016-12-05 2020-12-08
34. PALO ALTO NETWORKS INC   2016-09-01 2020-12-08
50. PALO ALTO NETWORKS INC   2016-06-29 2020-12-08
18. PALO ALTO NETWORKS INC   2016-06-24 2020-12-08
12. PEPSICO INCORPORATED   2019-09-17 2020-01-15
40. PEPSICO INCORPORATED   2019-09-17 2020-06-15
8. PEPSICO INCORPORATED   2020-03-17 2020-06-16
41. PEPSICO INCORPORATED   2019-09-17 2020-06-16
14. PEPSICO INCORPORATED   2019-12-13 2020-06-16
224. PFIZER INC   2018-11-20 2020-01-10
3. PFIZER INC   2018-11-20 2020-01-10
18. PFIZER INC   2018-11-20 2020-01-10
73. PFIZER INC   2018-11-20 2020-01-10
17. PFIZER INC   2018-12-17 2020-01-10
41. PFIZER INC   2018-12-17 2020-01-15
25. PFIZER INC   2018-12-17 2020-04-08
77. PFIZER INC   2018-12-17 2020-09-02
6. PFIZER INC   2018-12-24 2020-09-02
48. PHILIP MORRIS INTERNATIONAL INC   2019-11-20 2020-01-14
1032.12 PIMCO INVESTMENT GRADE CREDIT BOND FUND   2018-12-17 2020-01-15
29419.59 PIMCO INVESTMENT GRADE CREDIT BOND FUND   2018-11-20 2020-01-15
.88 PIMCO INVESTMENT GRADE CREDIT BOND FUND   2018-11-20 2020-01-15
28146.41 PIMCO INVESTMENT GRADE CREDIT BOND FUND   2018-12-17 2020-03-12
621. PIMCO INVESTMENT GRADE CREDIT BOND FUND   2018-12-17 2020-10-12
1278.05 PIMCO INTERNATIONAL BOND FD (USD HEDGED) I2   2018-11-20 2020-03-12
75. PIMCO INTERNATIONAL BOND FD (USD HEDGED) I2   2018-11-20 2020-10-12
31. PIONEER NAT RES CO   2019-03-27 2020-04-08
14. PIONEER NAT RES CO   2019-05-08 2020-04-20
6. PIONEER NAT RES CO   2019-05-29 2020-04-20
12. PIONEER NAT RES CO   2019-06-17 2020-04-20
5. PIONEER NAT RES CO   2019-07-25 2020-04-20
7. PIONEER NAT RES CO   2019-03-27 2020-04-20
12. PIONEER NAT RES CO   2019-07-25 2020-04-21
13. PIONEER NAT RES CO   2020-03-17 2020-04-22
6. PIONEER NAT RES CO   2019-07-25 2020-04-22
16. PIONEER NAT RES CO   2020-03-17 2020-04-27
15. PIONEER NAT RES CO   2020-03-27 2020-04-29
15. PIONEER NAT RES CO   2020-03-17 2020-04-29
39. PIONEER NAT RES CO   2020-03-27 2020-06-15
26. QUALCOMM INC   2019-02-01 2020-01-14
23. QUALCOMM INC   2019-01-16 2020-01-14
6. QUALCOMM INC   2019-01-02 2020-01-14
13. QUALCOMM INC   2018-12-17 2020-01-14
1. QUALCOMM INC   2019-05-29 2020-01-14
27. QUALCOMM INC   2019-05-29 2020-04-08
27. QUALCOMM INC   2019-09-17 2020-08-18
21. QUALCOMM INC   2019-07-25 2020-08-18
42. QUALCOMM INC   2019-06-17 2020-08-18
11. QUALCOMM INC   2019-05-29 2020-08-18
11. QUALCOMM INC   2019-09-17 2020-10-15
368. QUALCOMM INC   2018-07-12 2020-12-08
177. QUALCOMM INC   2018-05-24 2020-12-08
8. QUEST DIAGNOSTICS INC   2019-05-24 2020-05-15
24. QUEST DIAGNOSTICS INC   2019-03-22 2020-05-15
11. QUEST DIAGNOSTICS INC   2019-12-13 2020-11-20
20. QUEST DIAGNOSTICS INC   2019-05-24 2020-11-20
15. QUEST DIAGNOSTICS INC   2019-07-25 2020-11-20
6. QUEST DIAGNOSTICS INC   2019-05-29 2020-11-20
31. RAYTHEON TECHNOLOGIES   2020-02-26 2020-04-08
7. RAYTHEON TECHNOLOGIES   2020-02-27 2020-04-08
15. RAYTHEON TECHNOLOGIES   2020-02-27 2020-08-18
26. RAYTHEON TECHNOLOGIES   2020-02-28 2020-08-18
5. RAYTHEON TECHNOLOGIES   2020-03-03 2020-08-18
23. RAYTHEON TECHNOLOGIES   2020-03-02 2020-08-18
162. SPDR BLOOMBERG BARCLAYS   2020-03-12 2020-03-17
55. SPDR BLOOMBERG BARCLAYS   2020-03-12 2020-10-12
12. SALESFORCE COM INC   2019-11-06 2020-01-15
11. SALESFORCE COM INC   2019-11-06 2020-04-08
4. SALESFORCE COM INC   2019-11-25 2020-08-18
14. SALESFORCE COM INC   2019-11-20 2020-08-18
15. SALESFORCE COM INC   2019-11-13 2020-08-18
17. SALESFORCE COM INC   2019-11-11 2020-08-18
3. SALESFORCE COM INC   2019-11-06 2020-08-18
9. SALESFORCE COM INC   2019-11-25 2020-10-12
11. SALESFORCE COM INC   2019-12-13 2020-10-12
37. SANOFI ADR   2019-09-27 2020-01-15
44. SANOFI ADR   2019-09-27 2020-04-08
58. SCHWAB CHARLES CORP NEW COM   2018-11-20 2020-01-14
22. SCHWAB CHARLES CORP NEW COM   2018-12-17 2020-01-14
47. SCHWAB CHARLES CORP NEW COM   2018-12-17 2020-03-05
1. SCHWAB CHARLES CORP NEW COM   2018-12-17 2020-03-11
5. SCHWAB CHARLES CORP NEW COM   2018-12-24 2020-03-11
89. SCHWAB CHARLES CORP NEW COM   2018-12-17 2020-03-11
35. SCHWAB CHARLES CORP NEW COM   2018-12-24 2020-04-08
35. SCHWAB CHARLES CORP NEW COM   2019-01-22 2020-04-08
29. SCHWAB CHARLES CORP NEW COM   2019-03-20 2020-06-05
6. SCHWAB CHARLES CORP NEW COM   2019-05-29 2020-06-05
5. SCHWAB CHARLES CORP NEW COM   2019-01-22 2020-06-05
9. SCHWAB CHARLES CORP NEW COM   2019-02-01 2020-06-05
10. SCHWAB CHARLES CORP NEW COM   2019-05-29 2020-06-12
65. SCHWAB CHARLES CORP NEW COM   2019-06-17 2020-06-12
83. SCHWAB CHARLES CORP NEW COM   2019-09-17 2020-06-24
84. SCHWAB CHARLES CORP NEW COM   2019-06-27 2020-06-24
8. SCHWAB CHARLES CORP NEW COM   2019-06-17 2020-06-24
33. SONY CORP/AMER SHARES NEW/   2019-09-17 2020-01-15
16. SONY CORP/AMER SHARES NEW/   2019-09-17 2020-04-08
37. SONY CORP/AMER SHARES NEW/   2019-09-17 2020-04-14
20. SONY CORP/AMER SHARES NEW/   2019-09-17 2020-04-15
30. SONY CORP/AMER SHARES NEW/   2019-09-17 2020-04-22
7. SONY CORP/AMER SHARES NEW/   2019-09-17 2020-04-23
67. SONY CORP/AMER SHARES NEW/   2019-09-18 2020-04-23
31. SONY CORP/AMER SHARES NEW/   2019-09-27 2020-11-19
12. SONY CORP/AMER SHARES NEW/   2019-09-18 2020-11-19
13. SPLUNK INC   2018-11-20 2020-01-15
9. SPLUNK INC   2018-11-20 2020-04-08
8. SPLUNK INC   2018-12-17 2020-04-08
33. SPLUNK INC   2018-12-17 2020-08-18
20. SPLUNK INC   2018-12-24 2020-08-18
3. SPLUNK INC   2019-05-29 2020-10-15
43. SPLUNK INC   2017-06-16 2020-12-08
40. SPLUNK INC   2017-06-15 2020-12-08
198. SPLUNK INC   2017-05-26 2020-12-08
22. STATE ST CORP COM   2019-09-17 2020-01-15
85. STATE ST CORP COM   2019-09-17 2020-01-16
14. STATE ST CORP COM   2019-09-17 2020-04-08
30. STATE ST CORP COM   2019-09-17 2020-05-15
29. STATE ST CORP COM   2019-12-13 2020-05-18
43. STATE ST CORP COM   2019-09-17 2020-05-18
22. STATE ST CORP COM   2020-03-17 2020-05-18
11. TEXAS INSTRUMENTS INC   2018-11-20 2020-08-18
2. TEXAS INSTRUMENTS INC   2018-11-20 2020-08-18
16. TEXAS INSTRUMENTS INC   2018-11-20 2020-08-18
3. TEXAS INSTRUMENTS INC   2018-12-17 2020-08-18
26. TEXAS INSTRUMENTS INC   2018-12-17 2020-10-12
239. TEXAS INSTRUMENTS INC   2004-08-26 2020-12-08
32. TEXAS INSTRUMENTS INC   2013-04-10 2020-12-08
32. TEXAS INSTRUMENTS INC   2014-02-03 2020-12-08
7. TEXAS INSTRUMENTS INC   2015-09-30 2020-12-08
7. THERMO FISHER SCIENTIFIC INC   2015-09-30 2020-03-17
9. THERMO FISHER SCIENTIFIC INC   2018-11-20 2020-08-18
15. THERMO FISHER SCIENTIFIC INC   2017-01-23 2020-08-18
2. THERMO FISHER SCIENTIFIC INC   2018-12-17 2020-08-18
8. THERMO FISHER SCIENTIFIC INC   2018-12-17 2020-10-12
7. 3M CO   2019-12-13 2020-01-16
43. 3M CO   2019-09-17 2020-01-16
22. TOTAL S.A. SP ADR   2019-09-17 2020-09-03
132. TOTAL S.A. SP ADR   2019-09-17 2020-09-04
24. TOTAL S.A. SP ADR   2019-12-13 2020-09-04
11. TRAVELERS COS INC/THE   2019-05-13 2020-01-15
1. TRAVELERS COS INC/THE   2019-05-29 2020-04-14
36. TRAVELERS COS INC/THE   2019-05-23 2020-04-14
5. TRAVELERS COS INC/THE   2019-05-14 2020-04-14
21. TRAVELERS COS INC/THE   2019-05-13 2020-04-14
3. TRAVELERS COS INC/THE   2019-05-29 2020-06-15
10. TRAVELERS COS INC/THE   2019-07-25 2020-06-15
6. TRAVELERS COS INC/THE   2019-12-13 2020-06-15
8. TRAVELERS COS INC/THE   2019-12-13 2020-06-16
11. TRAVELERS COS INC/THE   2020-03-17 2020-06-16
300. US BANCORP DEL   2020-05-15 2020-11-19
78. UBER TECHNOLOGIES INC   2019-05-10 2020-01-15
58. UBER TECHNOLOGIES INC   2019-05-10 2020-04-08
2. UBER TECHNOLOGIES INC   2019-05-29 2020-04-08
45. UBER TECHNOLOGIES INC   2019-06-04 2020-04-08
18. UBER TECHNOLOGIES INC   2019-06-17 2020-04-08
58. UBER TECHNOLOGIES INC   2019-06-27 2020-04-08
30. UBER TECHNOLOGIES INC   2019-07-25 2020-04-08
8. UBER TECHNOLOGIES INC   2019-07-25 2020-08-18
30. UBER TECHNOLOGIES INC   2019-08-09 2020-08-18
5. UBER TECHNOLOGIES INC   2019-09-17 2020-08-18
20. UBER TECHNOLOGIES INC   2019-08-09 2020-08-18
54. UBER TECHNOLOGIES INC   2019-11-21 2020-10-12
49. UBER TECHNOLOGIES INC   2019-09-17 2020-10-12
7. UBER TECHNOLOGIES INC   2019-12-13 2020-10-12
6. ULTA SALON COSMETICS &   2020-05-22 2020-08-18
24. ULTA SALON COSMETICS &   2020-05-21 2020-08-18
2. ULTA SALON COSMETICS &   2020-06-12 2020-10-15
9. ULTA SALON COSMETICS &   2020-05-29 2020-10-15
187. UNDISCOVERED MANAGERS BEHAVIORAL VALUE   2019-06-17 2020-04-08
566.98 UNDISCOVERED MANAGERS BEHAVIORAL VALUE   2019-06-17 2020-08-18
111. UNDISCOVERED MANAGERS BEHAVIORAL VALUE   2019-06-17 2020-10-12
51. UNILEVER N V-W/I (NET/USD) US9047847093   2019-09-17 2020-01-15
33. UNILEVER N V-W/I (NET/USD) US9047847093   2019-09-17 2020-10-13
41. UNILEVER N V-W/I (NET/USD) US9047847093   2019-09-17 2020-10-14
8. UNITED PARCEL SERVICE CL B   2019-06-26 2020-03-17
12. UNITED PARCEL SERVICE CL B   2019-06-17 2020-03-17
19. UNITED PARCEL SERVICE CL B   2019-07-24 2020-03-17
9. UNITED PARCEL SERVICE CL B   2019-07-24 2020-04-08
43. UNITED PARCEL SERVICE CL B   2019-08-06 2020-08-18
20. UNITED PARCEL SERVICE CL B   2019-07-25 2020-08-18
19. UNITED PARCEL SERVICE CL B   2019-07-24 2020-08-18
4. UNITED PARCEL SERVICE CL B   2019-08-06 2020-10-12
12. UNITED PARCEL SERVICE CL B   2019-08-26 2020-10-12
5. UNITEDHEALTH GROUP INC   2018-02-20 2020-01-15
5. UNITEDHEALTH GROUP INC   2018-02-20 2020-02-03
24. UNITEDHEALTH GROUP INC   2018-12-17 2020-02-03
22. UNITEDHEALTH GROUP INC   2018-12-17 2020-04-08
11. UNITEDHEALTH GROUP INC   2018-12-17 2020-04-17
9. UNITEDHEALTH GROUP INC   2019-04-12 2020-08-18
1. UNITEDHEALTH GROUP INC   2019-02-01 2020-08-18
2. UNITEDHEALTH GROUP INC   2019-01-16 2020-08-18
3. UNITEDHEALTH GROUP INC   2019-01-02 2020-08-18
19. UNITEDHEALTH GROUP INC   2018-12-24 2020-08-18
2. UNITEDHEALTH GROUP INC   2019-04-12 2020-10-12
4. UNITEDHEALTH GROUP INC   2019-04-17 2020-10-12
11. UNITEDHEALTH GROUP INC   2019-04-22 2020-10-12
122. VERIZON COMMUNICATIONS INC   2019-03-22 2020-01-15
35. VERIZON COMMUNICATIONS INC   2019-03-22 2020-04-08
43. VERIZON COMMUNICATIONS INC   2019-03-22 2020-04-14
17. VERIZON COMMUNICATIONS INC   2019-03-22 2020-04-17
81. VERIZON COMMUNICATIONS INC   2019-03-22 2020-11-19
75. VERIZON COMMUNICATIONS INC   2019-03-22 2020-12-15
124. VERTEX PHARMACEUTICALS INC   2016-11-03 2020-12-08
114. VERTEX PHARMACEUTICALS INC   2016-11-02 2020-12-08
108. VERTEX PHARMACEUTICALS INC   2011-02-11 2020-12-08
.14 VIATRIS INC   2018-12-24 2020-11-20
6.33 VIATRIS INC   2020-03-17 2020-12-15
1.49 VIATRIS INC   2019-09-17 2020-12-15
11.04 VIATRIS INC   2019-07-25 2020-12-15
.74 VIATRIS INC   2019-05-29 2020-12-15
4.84 VIATRIS INC   2019-01-16 2020-12-15
4.45 VIATRIS INC   2018-12-24 2020-12-15
3.1 VIATRIS INC   2019-01-02 2020-12-15
16. VISA INC   2011-02-10 2020-01-15
17. VISA INC   2018-11-20 2020-04-08
7. VISA INC   2015-09-30 2020-04-08
75. VISA INC   2018-12-17 2020-08-18
14. VISA INC   2018-11-20 2020-08-18
7. VMWARE INC   2018-11-20 2020-04-08
5. VMWARE INC   2018-12-24 2020-04-08
21. VMWARE INC   2018-12-17 2020-04-08
4. VMWARE INC   2019-07-25 2020-08-18
9. VMWARE INC   2019-06-17 2020-08-18
1. VMWARE INC   2019-01-16 2020-08-18
4. VMWARE INC   2019-01-02 2020-08-18
1. VMWARE INC   2019-01-02 2020-08-18
1. VMWARE INC   2019-01-02 2020-08-18
3. VMWARE INC   2018-12-24 2020-08-18
8. VMWARE INC   2019-09-17 2020-10-15
2. VMWARE INC   2019-07-25 2020-10-15
5. VMWARE INC   2019-10-02 2020-10-15
280. VMWARE INC   2016-01-14 2020-12-08
15.6 VONTIER CORP   2020-01-23 2020-10-15
1.2 VONTIER CORP   2020-01-24 2020-10-15
2. VONTIER CORP   2020-01-21 2020-10-15
3.2 VONTIER CORP   2020-01-24 2020-10-15
24. VONTIER CORP   2020-01-22 2020-10-15
13. VONTIER CORP   2020-03-17 2020-10-15
.2 VONTIER CORP   2020-10-15 2020-10-16
108. WELLS FARGO COMPANY   2018-11-20 2020-01-15
20. WELLS FARGO COMPANY   2018-12-01 2020-03-06
48. WELLS FARGO COMPANY   2018-11-20 2020-03-06
18. WELLS FARGO COMPANY   2018-11-20 2020-03-06
20. WELLS FARGO COMPANY   2018-12-17 2020-04-08
30. WELLS FARGO COMPANY   2018-12-01 2020-04-08
43.26 WELLS FARGO SMALL COMPANY GROWTH FUND   2018-11-20 2020-01-15
576.58 WELLS FARGO SMALL COMPANY GROWTH FUND   2018-11-20 2020-04-08
.42 WELLS FARGO SMALL COMPANY GROWTH FUND   2018-11-20 2020-04-08
217.96 WELLS FARGO SMALL COMPANY GROWTH FUND   2018-11-20 2020-04-17
355.49 WELLS FARGO SMALL COMPANY GROWTH FUND   2018-12-17 2020-08-18
75. WELLS FARGO SMALL COMPANY GROWTH FUND   2018-11-20 2020-08-18
67. WELLS FARGO SMALL COMPANY GROWTH FUND   2018-11-20 2020-08-18
250.2 WELLS FARGO SMALL COMPANY GROWTH FUND   2018-11-20 2020-08-18
331. WELLS FARGO SMALL COMPANY GROWTH FUND   2018-12-17 2020-10-12
138. WILLIAMS COMPANIES DEL   2019-09-17 2020-01-15
186. WILLIAMS COMPANIES DEL   2019-09-17 2020-04-08
136. WILLIAMS COMPANIES DEL   2019-09-17 2020-06-15
149. WILLIAMS COMPANIES DEL   2019-09-17 2020-06-16
193. WILLIAMS COMPANIES DEL   2019-09-17 2020-11-19
11. ZOETIS INC   2018-11-20 2020-01-15
8. ZOETIS INC   2018-11-20 2020-01-15
17. ZOETIS INC   2018-11-20 2020-04-08
2. ZOETIS INC   2018-11-20 2020-04-08
6. ZOETIS INC   2018-12-17 2020-04-08
62. ZOETIS INC   2018-12-17 2020-08-18
10. ZOETIS INC   2018-12-17 2020-10-15
149. ZOETIS INC   2015-10-23 2020-12-08
80. ZOETIS INC   2016-03-15 2020-12-08
83. ZOETIS INC   2015-09-30 2020-12-08
16. ZOETIS INC   2014-02-25 2020-12-08
71. ZOETIS INC   2014-02-03 2020-12-08
159. ZOETIS INC   2013-10-30 2020-12-08
25. ZOETIS INC   2013-09-06 2020-12-08
38. IHS MARKIT LTD SHS   2018-12-17 2020-04-08
50. IHS MARKIT LTD SHS   2018-12-17 2020-08-18
16. IHS MARKIT LTD SHS   2018-12-20 2020-08-18
2. IHS MARKIT LTD SHS   2018-12-24 2020-08-18
123. JOHNSON CTLS INTL PLC   2019-09-17 2020-01-16
7. LINDE PLC REG SHS   2018-11-20 2020-02-26
4. LINDE PLC REG SHS   2018-11-20 2020-02-26
3. LINDE PLC REG SHS   2018-11-20 2020-02-28
2. LINDE PLC REG SHS   2018-11-20 2020-02-28
1. LINDE PLC REG SHS   2018-11-20 2020-02-28
4. LINDE PLC REG SHS   2018-12-17 2020-02-28
2. LINDE PLC REG SHS   2018-11-20 2020-02-28
14. LINDE PLC REG SHS   2018-12-17 2020-03-02
13. LINDE PLC REG SHS   2018-12-17 2020-03-04
2. LINDE PLC REG SHS   2019-01-16 2020-03-06
8. LINDE PLC REG SHS   2019-06-17 2020-03-06
12. LINDE PLC REG SHS   2019-07-25 2020-03-06
11. LINDE PLC REG SHS   2019-12-13 2020-03-06
41. MEDTRONIC PLC SHS   2018-11-20 2020-01-15
19. MEDTRONIC PLC SHS   2018-11-20 2020-04-08
13. MEDTRONIC PLC SHS   2018-11-20 2020-04-08
3. MEDTRONIC PLC SHS   2018-12-17 2020-04-08
36. MEDTRONIC PLC SHS   2018-12-17 2020-11-19
19. APTIV PLC SHS   2020-02-27 2020-04-08
1. APTIV PLC SHS   2020-02-28 2020-08-18
25. APTIV PLC SHS   2020-02-27 2020-08-18
20. APTIV PLC SHS   2020-03-04 2020-08-18
6. APTIV PLC SHS   2020-03-05 2020-08-18
267. SEAGATE TECH PLC SHS   2008-11-12 2020-12-08
170. SEAGATE TECH PLC SHS   2011-08-12 2020-12-08
16. PENTAIR PLC SHS   2019-09-17 2020-06-15
106. PENTAIR PLC SHS   2019-09-17 2020-06-16
53. PENTAIR PLC SHS   2019-09-17 2020-06-17
26. PENTAIR PLC SHS   2019-12-13 2020-06-17
13. WILLIS TOWERS WATSON PLC   2019-09-17 2020-01-15
7. WILLIS TOWERS WATSON PLC   2019-09-17 2020-04-08
14. WILLIS TOWERS WATSON PLC   2019-09-17 2020-06-15
54. WILLIS TOWERS WATSON PLC   2019-09-17 2020-06-16
13. WILLIS TOWERS WATSON PLC   2019-09-17 2020-10-12
46. ALCON SA ACT NOM   2019-09-17 2020-01-15
147. ALCON SA ACT NOM   2019-09-17 2020-08-18
12. NXP SEMICONDUCTORS N.V.   2019-03-01 2020-01-15
12. NXP SEMICONDUCTORS N.V.   2019-05-21 2020-04-08
5. NXP SEMICONDUCTORS N.V.   2019-03-01 2020-04-08
15. NXP SEMICONDUCTORS N.V.   2019-05-21 2020-08-18
11. NXP SEMICONDUCTORS N.V.   2019-05-23 2020-08-18
10. NXP SEMICONDUCTORS N.V.   2019-05-23 2020-10-15
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CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a 3,454   2,189 1,265
b 1,468   876 592
c 952   657 295
d 10,419   5,257 5,162
e 4,011   1,829 2,182
104,124   16,336 87,788
511   862 -351
818   1,290 -472
511   887 -376
716   1,166 -450
511   831 -320
511   809 -298
614   950 -336
307   501 -194
607   836 -229
729   969 -240
2,046   1,644 402
682   646 36
341   304 37
2,216   1,991 225
2,046   1,887 159
17,817   16,530 1,287
5,315   5,101 214
33   33  
17,058   16,874 184
6,579   6,018 561
29,495   21,159 8,336
101,619   75,512 26,107
46,577   32,894 13,683
7,747   5,727 2,020
6,814   5,268 1,546
76,725   74,095 2,630
3,687   3,204 483
23,335   20,715 2,620
93   76 17
24,222   22,660 1,562
1,800   1,187 613
1,042   736 306
877   649 228
263   184 79
1,491   1,062 429
2,343   1,558 785
2,493   1,493 1,000
1,669   1,038 631
1,275   779 496
2,652   2,598 54
206   198 8
1,342   1,453 -111
5,407   4,919 488
905   585 320
905   583 322
1,562   1,171 391
2,846   1,609 1,237
259   136 123
1,294   887 407
2,588   1,330 1,258
3,951   2,306 1,645
304   152 152
1,543   758 785
1,236   633 603
927   455 472
2,872   1,999 873
2,426   1,999 427
1,213   1,090 123
1,213   1,203 10
20,083   16,846 3,237
1,473   1,126 347
1,473   1,282 191
5,891   4,400 1,491
14,728   11,257 3,471
11,783   8,779 3,004
10,310   8,423 1,887
7,364   6,737 627
2,869   2,326 543
1,726   1,786 -60
1,870   743 1,127
5,455   2,230 3,225
5,455   4,528 927
2,372   1,509 863
3,212   1,509 1,703
32,119   15,525 16,594
6,774   3,105 3,669
919   1,036 -117
1,079   1,343 -264
6,865   7,250 -385
1,667   1,540 127
392   383 9
490   497 -7
1,068   1,186 -118
1,815   2,165 -350
320   353 -33
214   244 -30
641   733 -92
1,067   1,355 -288
1,940   2,353 -413
1,586   1,206 380
1,813   1,971 -158
1,690   1,293 397
1,318   948 370
1,089   765 324
121   86 35
1,476   1,020 456
2,186   1,531 655
2,950   2,123 827
1,180   850 330
878   649 229
2,325   1,934 391
1,193   1,906 -713
453   725 -272
1,449   1,338 111
2,399   2,103 296
2,435   1,912 523
4,140   3,336 804
3,653   3,031 622
49   68 -19
443   611 -168
1,330   1,842 -512
2,118   3,040 -922
337   476 -139
3,785   4,560 -775
3,932   3,621 311
1,975   2,228 -253
4,399   2,342 2,057
2,130   1,338 792
5,032   2,140 2,892
5,489   1,796 3,693
9,149   3,071 6,078
5,947   2,065 3,882
1,830   625 1,205
2,745   1,075 1,670
19,250   2,567 16,683
44,301   6,427 37,874
17,276   2,176 15,100
6,910   888 6,022
2,936   2,505 431
4,050   3,153 897
3,216   3,222 -6
2,085   3,183 -1,098
780   1,242 -462
2,024   3,222 -1,198
2,361   3,765 -1,404
2,172   3,377 -1,205
1,332   1,315 17
2,459   4,812 -2,353
1,279   1,289 -10
1,189   2,488 -1,299
853   1,819 -966
1,504   3,250 -1,746
1,334   1,460 -126
156   188 -32
1,326   1,565 -239
4,646   3,661 985
1,787   1,211 576
12,214   1,759 10,455
32,979   5,763 27,216
4,568   3,476 1,092
2,051   1,462 589
3,077   2,317 760
1,538   1,341 197
513   365 148
2,051   1,889 162
170,854   170,854  
26,137   26,137  
5,413   5,413  
684   684  
5,475   5,792 -317
1,926   2,009 -83
1,039   1,007 32
6,953   5,235 1,718
1,601   1,196 405
193   150 43
3,978   3,091 887
4,063   3,091 972
1,412   1,097 315
2,695   2,712 -17
89,976   12,074 77,902
3,048   2,623 425
1,429   1,296 133
816   691 125
311   259 52
518   424 94
106   81 25
106   81 25
1,055   847 208
200   162 38
1,401   1,133 268
198   162 36
495   407 88
396   309 87
1,145   1,003 142
965   849 116
1,585   1,330 255
93   77 16
1,118   973 145
280   235 45
1,541   1,400 141
785   765 20
891   866 25
1,937   1,854 83
149   149  
2,652   2,710 -58
2,546   2,638 -92
452   745 -293
379   572 -193
321   508 -187
423   446 -23
365   360 5
336   517 -181
423   668 -245
263   337 -74
2,119   1,806 313
209   220 -11
585   575 10
1,087   1,111 -24
1,101   1,099 2
2,247   2,422 -175
244   167 77
2,440   1,885 555
3,823   2,392 1,431
5,546   6,993 -1,447
11,248   4,590 6,658
15,564   5,794 9,770
16,348   6,781 9,567
1,046   439 607
11,117   4,357 6,760
3,270   1,253 2,017
14,910   5,913 8,997
4,447   1,630 2,817
916   328 588
2,778   2,866 -88
873   1,083 -210
1,063   1,024 39
1,278   1,244 34
7,605   6,364 1,241
587   476 111
2,078   1,683 395
7,147   1,668 5,479
39,897   8,669 31,228
13,933   3,252 10,681
19,126   3,916 15,210
1,530   316 1,214
3,871   3,068 803
4,013   3,369 644
1,349   1,082 267
1,243   1,053 190
1,143   1,239 -96
1,468   1,858 -390
4,109   3,922 187
1,946   1,658 288
4,668   3,481 1,187
303   212 91
606   431 175
2,120   1,417 703
303   220 83
303   205 98
2,046   1,228 818
2,267   1,228 1,039
1,313   1,460 -147
105   102 3
4,639   4,942 -303
906   778 128
2,589   2,046 543
129   108 21
3,236   2,763 473
1,880   1,658 222
32,479   6,987 25,492
34,941   5,335 29,606
2,198   2,178 20
3,015   2,645 370
3,788   3,267 521
2,919   2,489 430
3,000   2,489 511
3,589   2,801 788
2,524   1,867 657
12,177   11,628 549
8   7 1
136,123   129,235 6,888
20,517   19,866 651
38,111   37,675 436
6,565   6,363 202
68   77 -9
1,290   1,409 -119
339   340 -1
1,697   2,100 -403
2,268   1,749 519
2,268   1,833 435
378   291 87
189   149 40
2,375   2,138 237
2,931   2,291 640
1,176   713 463
1,715   1,136 579
1,715   1,069 646
1,984   1,136 848
3,860   1,893 1,967
1,636   757 879
993   1,405 -412
912   966 -54
5,409   5,596 -187
5,967   3,557 2,410
174   132 42
7,130   5,886 1,244
1,827   956 871
522   267 255
10,964   5,350 5,614
10,442   5,743 4,699
2,667   1,488 1,179
533   273 260
25,741   2,386 23,355
48,936   3,958 44,978
1,451   1,551 -100
1,384   1,896 -512
3,811   5,516 -1,705
8,126   4,999 3,127
280   167 113
20,126   19,133 993
1,618   1,721 -103
2,463   2,251 212
2,898   2,693 205
2,758   2,716 42
2,599   3,536 -937
1,057   1,620 -563
708   1,214 -506
743   1,143 -400
914   1,451 -537
1,142   1,868 -726
10,509   18,094 -7,585
1,409   1,797 -388
332   333 -1
3,985   3,991 -6
199   198 1
2,590   2,577 13
2,198   1,440 758
533   529 4
1,160   1,106 54
711   682 29
922   1,257 -335
77,467   12,669 64,798
1,814   1,697 117
937   982 -45
2,074   2,228 -154
2,659   4,268 -1,609
1,547   1,789 -242
816   894 -78
1,631   1,632 -1
353   278 75
1,059   861 198
706   588 118
3,529   2,864 665
1,928   1,432 496
2   2  
243   316 -73
5,033   7,042 -2,009
17,267   22,123 -4,856
2,674   2,783 -109
1,875   2,024 -149
6,533   6,574 -41
2,076   1,870 206
1,321   528 793
1,956   1,700 256
8,956   5,269 3,687
1,444   799 645
1,437   799 638
1,472   1,585 -113
134   132 2
401   407 -6
1,873   1,850 23
6,423   6,542 -119
890   818 72
445   414 31
742   731 11
591   585 6
1,774   2,076 -302
614   692 -78
2,457   2,773 -316
793   867 -74
1,587   1,782 -195
1,751   2,138 -387
292   276 16
1,944   1,792 152
3,291   2,989 302
2,900   2,204 696
4,129   4,132 -3
4,541   4,959 -418
2,707   3,169 -462
1,203   1,081 122
3,910   3,581 329
22,916   25,116 -2,200
13,633   12,791 842
47,761   40,822 6,939
85,839   54,475 31,364
53,057   31,948 21,109
74,519   69,385 5,134
6,647   5,960 687
120,164   105,962 14,202
243,941   217,410 26,531
42,886   38,408 4,478
965   866 99
11,694   10,522 1,172
3,295   2,928 367
22,702   25,067 -2,365
8,786   7,925 861
7,999   6,573 1,426
3,392   4,080 -688
3,993   4,760 -767
1,195   1,473 -278
1,370   1,866 -496
343   453 -110
5,138   6,848 -1,710
1,210   1,395 -185
2,420   2,798 -378
606   698 -92
2,626   3,023 -397
1,324   1,165 159
3,408   3,237 171
899   969 -70
5,265   5,308 -43
641   692 -51
1,924   2,085 -161
1,155   1,140 15
1,668   1,668  
1,633   1,975 -342
1,050   1,306 -256
817   898 -81
1,050   1,175 -125
857   870 -13
6,135   6,093 42
3,410   3,341 69
5,352   5,684 -332
1,831   1,772 59
563   581 -18
1,265   1,159 106
3,801   3,864 -63
2,949   2,962 -13
1,333   1,393 -60
1,143   1,159 -16
1,193   1,547 -354
3,630   3,523 107
1,240   1,496 -256
411   434 -23
183   194 -11
4,225   4,366 -141
24   24  
27,994   7,535 20,459
7,808   1,980 5,828
8,950   3,003 5,947
27,423   8,904 18,519
1,673   1,574 99
1,100   1,180 -80
2,312   2,361 -49
1,498   1,231 267
1,872   1,932 -60
8,613   9,049 -436
480   368 112
1,079   786 293
283   274 9
189   189  
1,228   1,369 -141
95   87 8
2,296   1,895 401
638   466 172
1,020   820 200
335   205 130
3,347   2,245 1,102
695   470 225
3,650   2,357 1,293
1,786   1,410 376
1,786   850 936
487   1,210 -723
3,247   8,195 -4,948
2,534   2,355 179
1,110   2,410 -1,300
959   2,152 -1,193
3,915   4,549 -634
897   886 11
444   390 54
739   738 1
581   521 60
871   738 133
290   248 42
266   248 18
531   495 36
804   771 33
1,072   1,333 -261
670   620 50
938   1,078 -140
1,207   1,436 -229
2,311   1,716 595
616   435 181
3,486   3,168 318
2,542   3,593 -1,051
1,846   1,891 -45
2,069   2,127 -58
7,182   1,905 5,277
437   130 307
1,657   433 1,224
1,214   303 911
1,040   263 777
866   219 647
6,927   3,698 3,229
346   210 136
12,034   7,247 4,787
1,857   1,050 807
3,695   2,101 1,594
16,421   8,192 8,229
4,421   2,026 2,395
435   193 242
2,825   1,254 1,571
1,593   1,371 222
351   284 67
3,622   2,930 692
2,169   1,679 490
4,506   3,643 863
3,637   3,039 598
2,306   2,555 -249
1,523   1,514 9
896   1,009 -113
20,150   21,405 -1,255
13   14 -1
4,128   4,443 -315
4,050   4,395 -345
12,240   12,801 -561
54,165   59,262 -5,097
9,117   9,959 -842
31,145   31,925 -780
119,391   123,728 -4,337
64,408   64,219 189
72,735   55,742 16,993
77,871   80,078 -2,207
27,535   24,520 3,015
41,166   39,737 1,429
862   1,199 -337
1,560   1,434 126
883   805 78
1,649   1,491 158
1,500   1,324 176
1,680   1,632 48
10,323   9,491 832
1,133   1,114 19
5,816   6,315 -499
1,033   919 114
1,378   1,386 -8
1,722   1,857 -135
4,662   1,464 3,198
19,108   5,182 13,926
25,560   7,047 18,513
1,124   373 751
20,648   6,687 13,961
8,992   2,920 6,072
66   133 -67
1,875   2,981 -1,106
724   1,046 -322
1,921   1,491 430
765   1,070 -305
2,295   4,468 -2,173
425   907 -482
102   215 -113
1,656   1,029 627
247   148 99
742   428 314
1,978   1,464 514
2,225   1,218 1,007
247   135 112
4,697   2,774 1,923
1,236   755 481
742   449 293
1,731   898 833
1,480   855 625
1,337   899 438
2,407   1,310 1,097
1,070   570 500
1,192   720 472
1,449   899 550
15,929   5,757 10,172
17,601   5,876 11,725
20,801   5,279 15,522
84,804   23,828 60,976
1,751   1,740 11
7,200   8,821 -1,621
2,685   3,075 -390
1,708   2,013 -305
2,413   2,134 279
2,632   2,319 313
795   742 53
1,739   1,698 41
2,625   2,505 120
2,107   2,181 -74
1,180   1,160 20
761   723 38
4,422   4,035 387
2,900   2,830 70
525   481 44
105   90 15
262   258 4
1,078   1,067 11
1,670   1,603 67
1,773   1,923 -150
1,666   1,653 13
1,753   1,923 -170
6,270   6,458 -188
23   36 -13
778   1,080 -302
571   761 -190
104   132 -28
461   506 -45
563   725 -162
589   774 -185
743   1,001 -258
743   669 74
640   540 100
4,944   3,486 1,458
235   181 54
3,357   3,448 -91
1,335   1,035 300
2,403   1,550 853
2,937   1,996 941
2,499   1,034 1,465
10,620   4,738 5,882
15,618   6,168 9,450
5,623   2,205 3,418
1,654   1,629 25
5,214   5,429 -215
1,059   1,009 50
5,426   5,565 -139
1,853   1,909 -56
8,839   10,009 -1,170
118   131 -13
710   759 -49
2,881   3,182 -301
671   740 -69
1,664   1,785 -121
862   1,088 -226
2,825   3,353 -528
220   249 -29
4,201   4,019 182
11,374   10,202 1,172
324,204   289,033 35,171
10   9 1
295,819   278,213 17,606
6,893   6,138 755
13,650   13,701 -51
827   804 23
2,480   4,493 -2,013
1,013   2,136 -1,123
434   874 -440
869   1,706 -837
362   691 -329
507   1,014 -507
852   1,658 -806
1,032   755 277
476   829 -353
1,269   929 340
1,296   1,043 253
1,296   871 425
3,714   2,712 1,002
2,354   1,291 1,063
2,082   1,282 800
543   345 198
1,177   755 422
91   65 26
2,003   1,768 235
3,052   2,124 928
2,374   1,587 787
4,748   2,917 1,831
1,243   720 523
1,414   865 549
57,640   21,377 36,263
27,723   10,404 17,319
889   784 105
2,667   2,144 523
1,373   1,154 219
2,496   1,960 536
1,872   1,534 338
749   581 168
1,969   2,484 -515
445   539 -94
941   1,155 -214
1,631   1,907 -276
314   384 -70
1,443   1,723 -280
14,842   14,846 -4
5,034   5,040 -6
2,187   1,907 280
1,672   1,748 -76
797   649 148
2,791   2,305 486
2,990   2,447 543
3,389   2,743 646
598   477 121
2,406   1,461 945
2,940   1,764 1,176
1,895   1,721 174
1,990   2,047 -57
2,768   2,589 179
1,050   905 145
1,648   1,933 -285
31   41 -10
153   193 -40
2,724   3,661 -937
1,275   1,354 -79
1,275   1,664 -389
1,265   1,314 -49
262   255 7
218   238 -20
392   423 -31
363   424 -61
2,358   2,677 -319
2,837   3,562 -725
2,871   3,411 -540
273   329 -56
2,370   1,972 398
992   956 36
2,282   2,211 71
1,234   1,195 39
1,884   1,793 91
438   418 20
4,195   3,965 230
2,752   1,836 916
1,065   710 355
2,047   1,136 911
1,128   786 342
1,003   826 177
6,468   3,407 3,061
3,920   1,866 2,054
612   364 248
6,787   2,481 4,306
6,313   2,288 4,025
31,250   12,417 18,833
1,786   1,313 473
6,811   5,074 1,737
803   836 -33
1,631   1,791 -160
1,659   2,343 -684
2,460   2,567 -107
1,258   1,074 184
1,529   1,063 466
278   191 87
2,223   1,462 761
417   282 135
3,969   2,448 1,521
39,637   4,780 34,857
5,307   1,139 4,168
5,307   1,329 3,978
1,161   343 818
2,056   846 1,210
3,759   2,106 1,653
6,266   2,145 4,121
835   466 369
3,733   1,863 1,870
1,263   1,193 70
7,759   7,232 527
858   1,172 -314
5,142   7,031 -1,889
935   1,290 -355
1,505   1,578 -73
107   145 -38
3,858   5,277 -1,419
536   719 -183
2,250   3,012 -762
344   436 -92
1,146   1,479 -333
688   814 -126
946   1,086 -140
1,300   1,006 294
12,789   9,174 3,615
2,711   3,381 -670
1,584   2,514 -930
55   80 -25
1,229   1,894 -665
492   784 -292
1,584   2,590 -1,006
819   1,300 -481
236   347 -111
885   1,200 -315
148   171 -23
590   800 -210
1,984   1,584 400
1,800   1,680 120
257   201 56
1,337   1,317 20
5,349   5,281 68
479   455 24
2,156   2,174 -18
7,274   11,194 -3,920
27,158   33,939 -6,781
5,592   6,644 -1,052
2,877   3,085 -208
2,049   1,996 53
2,558   2,480 78
763   794 -31
1,144   1,219 -75
1,812   2,167 -355
888   1,027 -139
6,894   4,965 1,929
3,206   2,354 852
3,046   2,167 879
703   462 241
2,108   1,367 741
1,484   1,135 349
1,364   1,135 229
6,545   6,215 330
5,895   5,697 198
3,311   2,849 462
2,898   2,041 857
322   269 53
644   522 122
966   727 239
6,117   4,480 1,637
662   454 208
1,324   871 453
3,640   2,475 1,165
7,227   7,286 -59
2,017   2,090 -73
2,480   2,568 -88
987   1,015 -28
4,880   4,837 43
4,535   4,479 56
28,057   9,649 18,408
25,794   8,882 16,912
24,437   4,138 20,299
2   2  
112   83 29
26   23 3
195   200 -5
13   13  
86   87 -1
79   78 1
55   56 -1
3,162   300 2,862
2,965   2,263 702
1,221   479 742
15,000   9,981 5,019
2,800   1,864 936
908   969 -61
648   676 -28
2,724   3,072 -348
548   708 -160
1,232   1,514 -282
137   144 -7
548   546 2
137   126 11
137   126 11
411   406 5
1,239   1,227 12
310   354 -44
774   761 13
39,182   11,781 27,401
442   446 -4
34   34  
57   58 -1
91   92 -1
680   691 -11
368   246 122
6     6
5,231   5,706 -475
749   990 -241
1,799   2,291 -492
674   946 -272
605   939 -334
908   1,485 -577
2,440   2,361 79
24,124   31,464 -7,340
17   23 -6
9,534   11,894 -2,360
20,049   17,092 2,957
4,230   4,000 230
3,779   3,158 621
14,111   13,653 458
20,115   15,914 4,201
3,288   3,416 -128
2,876   4,533 -1,657
2,593   3,263 -670
2,876   3,574 -698
3,819   4,556 -737
1,526   980 546
1,110   686 424
2,168   1,459 709
255   180 75
765   521 244
9,765   5,379 4,386
1,619   868 751
23,418   6,366 17,052
12,573   3,254 9,319
13,045   3,369 9,676
2,515   484 2,031
11,159   2,148 9,011
24,989   5,145 19,844
3,929   762 3,167
2,440   1,849 591
4,118   2,433 1,685
1,318   769 549
165   91 74
5,032   5,397 -365
1,432   1,114 318
818   616 202
566   462 104
378   314 64
189   153 36
755   633 122
378   319 59
2,708   2,215 493
2,617   2,056 561
378   316 62
1,512   1,625 -113
2,268   2,370 -102
2,079   2,316 -237
4,822   3,793 1,029
1,871   1,768 103
1,280   1,203 77
295   277 18
3,961   3,322 639
1,136   1,509 -373
88   77 11
2,205   1,985 220
1,764   1,635 129
529   478 51
17,054   1,322 15,732
10,859   2,041 8,818
604   603 1
4,124   3,997 127
2,056   1,999 57
1,009   1,205 -196
2,661   2,576 85
1,346   1,387 -41
2,648   2,774 -126
10,390   10,699 -309
2,825   2,576 249
2,814   2,749 65
9,127   8,785 342
1,584   1,132 452
1,114   1,141 -27
464   472 -8
1,889   1,427 462
1,385   1,014 371
1,354   922 432
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      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
      38,120
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a       1,265
b       592
c       295
d       5,162
e       2,182
      87,788
      -351
      -472
      -376
      -450
      -320
      -298
      -336
      -194
      -229
      -240
      402
      36
      37
      225
      159
      1,287
      214
       
      184
      561
      8,336
      26,107
      13,683
      2,020
      1,546
      2,630
      483
      2,620
      17
      1,562
      613
      306
      228
      79
      429
      785
      1,000
      631
      496
      54
      8
      -111
      488
      320
      322
      391
      1,237
      123
      407
      1,258
      1,645
      152
      785
      603
      472
      873
      427
      123
      10
      3,237
      347
      191
      1,491
      3,471
      3,004
      1,887
      627
      543
      -60
      1,127
      3,225
      927
      863
      1,703
      16,594
      3,669
      -117
      -264
      -385
      127
      9
      -7
      -118
      -350
      -33
      -30
      -92
      -288
      -413
      380
      -158
      397
      370
      324
      35
      456
      655
      827
      330
      229
      391
      -713
      -272
      111
      296
      523
      804
      622
      -19
      -168
      -512
      -922
      -139
      -775
      311
      -253
      2,057
      792
      2,892
      3,693
      6,078
      3,882
      1,205
      1,670
      16,683
      37,874
      15,100
      6,022
      431
      897
      -6
      -1,098
      -462
      -1,198
      -1,404
      -1,205
      17
      -2,353
      -10
      -1,299
      -966
      -1,746
      -126
      -32
      -239
      985
      576
      10,455
      27,216
      1,092
      589
      760
      197
      148
      162
       
       
       
       
      -317
      -83
      32
      1,718
      405
      43
      887
      972
      315
      -17
      77,902
      425
      133
      125
      52
      94
      25
      25
      208
      38
      268
      36
      88
      87
      142
      116
      255
      16
      145
      45
      141
      20
      25
      83
       
      -58
      -92
      -293
      -193
      -187
      -23
      5
      -181
      -245
      -74
      313
      -11
      10
      -24
      2
      -175
      77
      555
      1,431
      -1,447
      6,658
      9,770
      9,567
      607
      6,760
      2,017
      8,997
      2,817
      588
      -88
      -210
      39
      34
      1,241
      111
      395
      5,479
      31,228
      10,681
      15,210
      1,214
      803
      644
      267
      190
      -96
      -390
      187
      288
      1,187
      91
      175
      703
      83
      98
      818
      1,039
      -147
      3
      -303
      128
      543
      21
      473
      222
      25,492
      29,606
      20
      370
      521
      430
      511
      788
      657
      549
      1
      6,888
      651
      436
      202
      -9
      -119
      -1
      -403
      519
      435
      87
      40
      237
      640
      463
      579
      646
      848
      1,967
      879
      -412
      -54
      -187
      2,410
      42
      1,244
      871
      255
      5,614
      4,699
      1,179
      260
      23,355
      44,978
      -100
      -512
      -1,705
      3,127
      113
      993
      -103
      212
      205
      42
      -937
      -563
      -506
      -400
      -537
      -726
      -7,585
      -388
      -1
      -6
      1
      13
      758
      4
      54
      29
      -335
      64,798
      117
      -45
      -154
      -1,609
      -242
      -78
      -1
      75
      198
      118
      665
      496
       
      -73
      -2,009
      -4,856
      -109
      -149
      -41
      206
      793
      256
      3,687
      645
      638
      -113
      2
      -6
      23
      -119
      72
      31
      11
      6
      -302
      -78
      -316
      -74
      -195
      -387
      16
      152
      302
      696
      -3
      -418
      -462
      122
      329
      -2,200
      842
      6,939
      31,364
      21,109
      5,134
      687
      14,202
      26,531
      4,478
      99
      1,172
      367
      -2,365
      861
      1,426
      -688
      -767
      -278
      -496
      -110
      -1,710
      -185
      -378
      -92
      -397
      159
      171
      -70
      -43
      -51
      -161
      15
       
      -342
      -256
      -81
      -125
      -13
      42
      69
      -332
      59
      -18
      106
      -63
      -13
      -60
      -16
      -354
      107
      -256
      -23
      -11
      -141
       
      20,459
      5,828
      5,947
      18,519
      99
      -80
      -49
      267
      -60
      -436
      112
      293
      9
       
      -141
      8
      401
      172
      200
      130
      1,102
      225
      1,293
      376
      936
      -723
      -4,948
      179
      -1,300
      -1,193
      -634
      11
      54
      1
      60
      133
      42
      18
      36
      33
      -261
      50
      -140
      -229
      595
      181
      318
      -1,051
      -45
      -58
      5,277
      307
      1,224
      911
      777
      647
      3,229
      136
      4,787
      807
      1,594
      8,229
      2,395
      242
      1,571
      222
      67
      692
      490
      863
      598
      -249
      9
      -113
      -1,255
      -1
      -315
      -345
      -561
      -5,097
      -842
      -780
      -4,337
      189
      16,993
      -2,207
      3,015
      1,429
      -337
      126
      78
      158
      176
      48
      832
      19
      -499
      114
      -8
      -135
      3,198
      13,926
      18,513
      751
      13,961
      6,072
      -67
      -1,106
      -322
      430
      -305
      -2,173
      -482
      -113
      627
      99
      314
      514
      1,007
      112
      1,923
      481
      293
      833
      625
      438
      1,097
      500
      472
      550
      10,172
      11,725
      15,522
      60,976
      11
      -1,621
      -390
      -305
      279
      313
      53
      41
      120
      -74
      20
      38
      387
      70
      44
      15
      4
      11
      67
      -150
      13
      -170
      -188
      -13
      -302
      -190
      -28
      -45
      -162
      -185
      -258
      74
      100
      1,458
      54
      -91
      300
      853
      941
      1,465
      5,882
      9,450
      3,418
      25
      -215
      50
      -139
      -56
      -1,170
      -13
      -49
      -301
      -69
      -121
      -226
      -528
      -29
      182
      1,172
      35,171
      1
      17,606
      755
      -51
      23
      -2,013
      -1,123
      -440
      -837
      -329
      -507
      -806
      277
      -353
      340
      253
      425
      1,002
      1,063
      800
      198
      422
      26
      235
      928
      787
      1,831
      523
      549
      36,263
      17,319
      105
      523
      219
      536
      338
      168
      -515
      -94
      -214
      -276
      -70
      -280
      -4
      -6
      280
      -76
      148
      486
      543
      646
      121
      945
      1,176
      174
      -57
      179
      145
      -285
      -10
      -40
      -937
      -79
      -389
      -49
      7
      -20
      -31
      -61
      -319
      -725
      -540
      -56
      398
      36
      71
      39
      91
      20
      230
      916
      355
      911
      342
      177
      3,061
      2,054
      248
      4,306
      4,025
      18,833
      473
      1,737
      -33
      -160
      -684
      -107
      184
      466
      87
      761
      135
      1,521
      34,857
      4,168
      3,978
      818
      1,210
      1,653
      4,121
      369
      1,870
      70
      527
      -314
      -1,889
      -355
      -73
      -38
      -1,419
      -183
      -762
      -92
      -333
      -126
      -140
      294
      3,615
      -670
      -930
      -25
      -665
      -292
      -1,006
      -481
      -111
      -315
      -23
      -210
      400
      120
      56
      20
      68
      24
      -18
      -3,920
      -6,781
      -1,052
      -208
      53
      78
      -31
      -75
      -355
      -139
      1,929
      852
      879
      241
      741
      349
      229
      330
      198
      462
      857
      53
      122
      239
      1,637
      208
      453
      1,165
      -59
      -73
      -88
      -28
      43
      56
      18,408
      16,912
      20,299
       
      29
      3
      -5
       
      -1
      1
      -1
      2,862
      702
      742
      5,019
      936
      -61
      -28
      -348
      -160
      -282
      -7
      2
      11
      11
      5
      12
      -44
      13
      27,401
      -4
       
      -1
      -1
      -11
      122
      6
      -475
      -241
      -492
      -272
      -334
      -577
      79
      -7,340
      -6
      -2,360
      2,957
      230
      621
      458
      4,201
      -128
      -1,657
      -670
      -698
      -737
      546
      424
      709
      75
      244
      4,386
      751
      17,052
      9,319
      9,676
      2,031
      9,011
      19,844
      3,167
      591
      1,685
      549
      74
      -365
      318
      202
      104
      64
      36
      122
      59
      493
      561
      62
      -113
      -102
      -237
      1,029
      103
      77
      18
      639
      -373
      11
      220
      129
      51
      15,732
      8,818
      1
      127
      57
      -196
      85
      -41
      -126
      -309
      249
      65
      342
      452
      -27
      -8
      462
      371
      432
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 1,563,209
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ...................
Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved
(b)
Reserved
(c)
Reserved
(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 23,571
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 23,571
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 23,571
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 10,188
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 10,188
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 13,383
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. Click to see attachment...............................
    10
    Yes
     
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletBANK OF AMERICA NA Telephone no.bullet (888) 866-3275

    Located atbullet114 WEST 47TH STREET NY8-114-07-07NEW YORKNY ZIP+4bullet100361510
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    TATIANA BOTTON PRESIDENT
    2
    0    
    11400 W OLYMPIC BLVD 9TH FLOOR
    LOS ANGELES,CA90064
    ETIENNE MOUTHON TREASURER
    2
    0    
    11400 W OLYMPIC BLVD 9TH FLOOR
    LOS ANGELES,CA90064
    MICHAEL RABKIN SECRETARY
    2
    0    
    11400 W OLYMPIC BLVD 9TH FLOOR
    LOS ANGELES,CA90064
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    8,376,378
    b
    Average of monthly cash balances.......................
    1b
    373,922
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    8,750,300
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    8,750,300
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    131,255
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    8,619,045
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    430,952
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    430,952
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    23,571
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    23,571
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    407,381
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    407,381
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    407,381
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    722,485
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    722,485
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    722,485
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2019
    (c)
    2019
    (d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 407,381
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 125,557
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 0
    b From 2016...... 0
    c From 2017...... 0
    d From 2018...... 0
    e From 2019...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 722,485
    a Applied to 2019, but not more than line 2a 125,557
    b Applied to undistributed income of prior years
    (Election required—see instructions).....
    0
    c Treated as distributions out of corpus (Election
    required—see instructions)........
    0
    d Applied to 2020 distributable amount..... 407,381
    e Remaining amount distributed out of corpus 189,547
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 189,547
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........
    0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......
    0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...
    0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......
    189,547
    10 Analysis of line 9:
    a Excess from 2016.... 0
    b Excess from 2017.... 0
    c Excess from 2018.... 0
    d Excess from 2019.... 0
    e Excess from 2020.... 189,547
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    DOCTORS WITHOUT BORDERS
    40 RECTOR STREET
    NEW YORK,NY10006
    N/A PC UNRESTRICTED GENERAL 50,000
    WORLD CENTRAL KITCHEN
    1342 FLORIDA AVE NW
    WASHINGTON,DC200094808
    N/A PC UNRESTRICTED GENERAL 50,000
    FEEDING AMERICA
    35 EAST WACKER DRIVE
    CHICAGO,IL60601
    N/A PC UNRESTRICTED GENERAL 50,000
    VENICE FAMILY CLINIC
    604 ROSE AVENUE
    VENICE,CA90291
    N/A PC UNRESTRICTED GENERAL 250,000
    LA REGIONAL FOOD BANK
    1734 EAST 41ST STREET
    LOS ANGELES,CA90058
    N/A PC UNRESTRICTED GENERAL 50,000
    KCRW FOUNDATION INC
    1900 PICO BLVD
    SANTA MONICA,CA90405
    N/A PC UNRESTRICTED GENERAL 100,000
    HEAL THE BAY
    1444 NINTH STREET
    SANTA MONICA,CA90401
    N/A PC UNRESTRICTED GENERAL 100,000
    MAUI FOOD BANK INC
    760 KOLU STREET
    WAILUKU,HI96793
    N/A PC UNRESTRICTED GENERAL 50,000
    Total .................................bullet 3a 700,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........
             
    4 Dividends and interest from securities....     14 167,368  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............
        18 1,563,209  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aFEDERAL TAX REFUND
        1 14,939  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   1,745,516  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,745,516
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    Firm's EIN SmallBullet
    Firm's address SmallBullet


    Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    BOTTON FOUNDATION
     
    Employer identification number

    83-1767886
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    BOTTON FOUNDATION
     
    Employer identification number
    83-1767886
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    1
    TATIANA LLC
    225 GEORGINA AVE
     
    SANTA MONICA, CA904021615

    $ 1,503,943


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     
     

    $  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    BOTTON FOUNDATION
     
    Employer identification number

    83-1767886
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
    1
    VARIOUS SECURITIES (SEE ATTACHED LIST) $ 1,503,943 2020-12-07
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    BOTTON FOUNDATION
     
    Employer identification number

    83-1767886
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    BOTTON FOUNDATION
    EIN:
    83-1767886
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE 2,500     2,500

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    BOTTON FOUNDATION
    EIN:
    83-1767886
    Name of Stock End of Year Book Value End of Year Fair Market Value
    92343V104 VERIZON COMMUNICATIO 54,740 54,285
    928563402 VMWARE INC 14,415 19,356
    98978V103 ZOETIS INC 23,088 37,900
    949746101 WELLS FARGO & CO NEW 64,403 49,586
    22160K105 COSTCO WHSL CORP NEW 15,734 22,230
    594918104 MICROSOFT CORP COM 69,262 102,091
    68389X105 ORACLE CORP    
    907818108 UNION PACIFIC CORP 14,350 17,699
    92826C839 VISA INC 66,646 86,398
    G47567105 IHS MARKIT LTD SHS 14,765 22,098
    G5960L103 MEDTRONIC PLC SHS 33,565 39,945
    020002101 ALLSTATE CORP/THE 11,128 12,092
    084670702 BERKSHIRE HATHAWAYIN 22,670 26,433
    09061G101 BIOMARIN PHARMACEUTI 11,299 12,277
    172967424 CITIGROUP INC 61,724 66,593
    882508104 TEXAS INSTRUMENTS IN 10,344 16,577
    G5494J103 LINDE PLC REG SHS    
    126650100 CVS HEALTH CORP 19,693 20,695
    384802104 WW GRAINGER INC 17,473 23,275
    67066G104 NVIDIA CORP 13,608 34,465
    00724F101 ADOBE SYS INC COM 17,873 39,509
    037833100 APPLE INC 33,800 73,908
    191216100 COCA-COLA CO/THE 26,295 28,901
    29444U700 EQUINIX INC 18,156 23,568
    808513105 CHARLES SCHWAB CORP/ 25,674 33,521
    01609W102 ALIBABA GROUP HOLDIN 19,875 21,411
    20825C104 CONOCOPHILLIPS 17,000 14,476
    254687106 WALT DISNEY CO/THE 17,685 23,553
    00971T101 AKAMAI TECHNOLOGIES 14,369 19,423
    437076102 HOME DEPOT INC/THE 22,086 26,296
    46625H100 J P MORGAN CHASE & C 43,700 46,889
    478160104 JOHNSON & JOHNSON    
    548661107 LOWES COMPANIES INC 5,314 8,828
    67059N108 NUTANIX INC 3,324 8,031
    717081103 PFIZER INC 9,814 9,534
    723787107 PIONEER NAT RES CO 12,923 18,450
    911312106 UNITED PARCEL SERVIC 23,948 32,501
    023135106 AMAZON COM INC 75,132 120,506
    30303M102 FACEBOOK INC 44,772 74,573
    56585A102 MARATHON PETROLEUM C 32,664 31,558
    579780206 MC CORMICK & CO INC    
    58155Q103 MCKESSON CORP 11,204 13,914
    883556102 THERMO FISHER SCIENT 22,776 34,934
    91324P102 UNITEDHEALTH GROUP I 50,127 65,928
    015351109 ALEXION PHARMACEUTIC 15,381 22,030
    026874784 AMERICAN INTERNATION 33,738 35,967
    03524A108 ANHEUSER-BUSCH INBEV 12,544 13,912
    09247X101 BLACKROCK INC    
    17275R102 CISCO SYSTEMS INC 33,456 32,936
    697435105 PALO ALTO NETWORKS I 15,492 27,010
    02079K305 ALPHABET INC SHS    
    025816109 AMERICAN EXPRESS CO 15,020 19,104
    036752103 ANTHEM INC 33,004 38,531
    12626K203 CRH PLC ADR 5,504 7,196
    20030N101 COMCAST CORP 42,872 58,583
    278865100 ECOLAB INC 15,774 18,823
    281020107 EDISON INTERNATIONAL 13,872 14,574
    438516106 HONEYWELL INTERNATIO    
    747525103 QUALCOMM INC 16,647 33,210
    848637104 SPLUNK INC 17,953 25,653
    256677105 DOLLAR GENERAL CORP 5,227 7,150
    337932107 FIRSTENERGY CORP    
    369604103 GENERAL ELECTRIC CO 14,659 18,155
    609207105 MONDELEZ INTERNATION 9,836 10,992
    666807102 NORTHROP GRUMMAN COR    
    682680103 ONEOK INC    
    744573106 PUBLIC SERVICE ENTER 22,870 24,603
    857477103 STATE ST CORP COM    
    969457100 WILLIAMS COS INC/THE 16,689 16,762
    02209S103 ALTRIA GROUP INC 29,420 28,823
    054561105 AXA EQUITABLE HOLDIN    
    055622104 BP P L C SPONS ADR 19,977 12,579
    35137L105 FOX CORP 15,962 13,628
    363576109 ARTHUR J GALLAGHER & 25,840 33,525
    37045V100 GENERAL MOTORS CO 24,658 32,604
    59156R108 METLIFE INC 26,059 27,513
    617446448 MORGAN STANLEY 34,251 50,918
    651229106 NEWELL BRANDS INC 8,529 9,872
    65339F101 NEXTERA ENERGY INC    
    571748102 MARSH & MCLENNAN COS    
    718172109 PHILIP MORRIS INTERN    
    88579Y101 3M CO    
    05722G100 BAKER HUGHES A GE CO    
    565849106 MARATHON OIL CORP    
    620076307 MOTOROLA SOLUTIONS I 19,232 20,407
    89417E109 TRAVELERS COS INC/TH    
    110122108 BRISTOL-MYERS SQUIBB    
    29446M102 EQUINOR ASA 16,473 15,386
    487836108 KELLOGG CO    
    H01301128 ALCON SA ACT NOM 30,790 36,355
    046353108 ASTRAZENECA PLC SPON 20,034 22,446
    26614N102 DUPONT DE NEMOURS IN 16,372 19,129
    31620M106 FIDELITY NATL INFO S 20,997 22,492
    444859102 HUMANA INC 15,494 15,590
    500472303 KONINKLIJKE PHILIPS 29,380 34,723
    79466L302 SALESFORCE COM INC 35,667 40,946
    80105N105 SANOFI-SYNTHELABO 31,250 31,778
    835699307 SONY CORP ADR AMERN 7,470 11,728
    G51502105 JOHNSON CTLS INTL PL    
    G7S00T104 PENTAIR PLC SHS    
    12541W209 CH ROBINSON WORLDWID    
    31428X106 FEDEX CORP 7,725 12,721
    539830109 LOCKHEED MARTIN CORP    
    713448108 PEPSICO INC    
    89151E109 TOTAL FINA ELF S.A.    
    N6596X109 NXP SEMICONDUCTORS N 26,540 34,505
    192446102 COGNIZANT TECHNOLOGY 34,763 46,466
    205887102 CONAGRA BRANDS INC    
    21036P108 CONSTELLATION BRANDS 18,585 25,410
    74834L100 QUEST DIAGNOSTICS IN    
    G96629103 WILLIS TOWERS WATSON 5,929 6,531
    00751Y106 ADVANCE AUTO PARTS I 15,011 18,114
    22052L104 DOWDUPONT INC 17,837 23,658
    90353T100 UBER TECHNOLOGIES IN 15,240 28,407
    904784709 UNILEVER NV    
    754730109 RAYMOND JAMES FINANC 14,006 14,255
    904767704 UNILEVER PLC AMER SH 41,617 44,847
    031162100 AMGEN INC 30,197 31,269
    693506107 PPG INDUSTRIES INC 20,667 22,066
    90384S303 ULTA SALON COSMETICS 18,708 23,834
    98956P102 ZIMMER BIOMET HOLDIN 16,066 16,796
    023608102 AMEREN CORP 8,603 8,509
    65473P105 NISOURCE INC 8,215 7,983
    98138H101 WORKDAY INC CL A 7,060 7,428
    29452E101 EQUITABLE HOLDINGS I 11,225 12,206
    49456B101 KINDER MORGAN INC/DE 13,005 9,911
    854502101 STANLEY BLACK & DECK 12,253 12,142
    038222105 APPLIED MATERIALS IN 11,970 16,397
    61174X109 MONSTER BEVERAGE SHS 13,442 19,051
    69351T106 PPL CORP 6,866 7,050
    872540109 TJX COS INC/THE 23,608 28,750
    525327102 LEIDOS HOLDINGS INC 7,822 8,094
    G06242104 ATLASSIAN CORP PLC 6,000 7,016
    75513E101 RAYTHEON TECHNOLOGIE 33,038 36,971
    N07059210 ASML HLDG NV NY REG 8,945 11,705
    12572Q105 CME GROUP INC 10,529 10,195
    30161N101 EXELON CORP 8,144 8,191
    31620R303 FIDELITY NATIONAL FI 6,863 8,248
    G6095L109 APTIV PLC SHS 7,737 14,983
    31847R102 FIRST AMERICAN FINAN 3,954 4,027

    TY 2020 InvestmentsOtherSchedule2
    Name:
    BOTTON FOUNDATION
    EIN:
    83-1767886
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    413838731 OAKMARK INTERNATIONA AT COST 361,941 469,662
    09260B630 BLACKROCK HIGH YIELD AT COST 102,782 107,608
    46432F842 ISHARES CORE MSCI EA AT COST 403,460 471,470
    72201M685 PIMCO INVESTMENT GRA AT COST 1,210,732 1,286,715
    949921571 WELLS FARGO SMALL CO AT COST 230,834 295,843
    258620103 DOUBLELINE TOTAL RET AT COST 955,813 963,014
    72201M784 PIMCO FOREIGN BOND AT COST 105,217 106,768
    46429B267 ISHARES US TREASURY AT COST 462,509 479,288
    641224415 NEUBERGER BERMAN EME      
    464287598 ISHARES RUSSELL 1000 AT COST 472,804 539,263
    00900W597 INVESCO OPPENHEIMER      
    464287614 ISHARES RUSSELL 1000 AT COST 746,281 986,745
    904504495 UNDISCOVERED MANAGER AT COST 176,174 223,252
    00771X419 GQG PARTNERS EMERGIN AT COST 287,387 328,916
    315920819 FIDELITY ADVISOR SER AT COST 433,519 481,052
    78468R663 SPDR BLOOMBERG BARCL AT COST 588,562 588,016

    TY 2020 OtherDecreasesSchedule
    Name:
    BOTTON FOUNDATION
    EIN:
    83-1767886
    Description Amount
    MARKET VALUE/TAX COST ADJ - CONTRIB RECD 1,150,482
    TAX COST ADJ 2,338


    TY 2020 OtherExpensesSchedule
    Name:
    BOTTON FOUNDATION
    EIN:
    83-1767886
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER INVESTMENT FEE 125 125   0
    STATE FILING FEE 160 0   160


    TY 2020 OtherIncomeSchedule2
    Name:
    BOTTON FOUNDATION
    EIN:
    83-1767886
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    FEDERAL TAX REFUND 14,939 0  


    TY 2020 OtherIncreasesSchedule
    Name:
    BOTTON FOUNDATION
    EIN:
    83-1767886
    Description Amount
    TYE INCOME ADJ 423
    TYE SALES ADJ 930


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    BOTTON FOUNDATION
    EIN:
    83-1767886
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMNT MNGMNT FEES (NON-DED 49,562 29,737   19,825


    TY 2020 SubstantialContributorsSch
    Name:
    BOTTON FOUNDATION
    EIN:
    83-1767886
    Name Address
    TATIANA LLC 225 GEORGINA AVE
    SANTA MONICA,CA904021615


    TY 2020 TaxesSchedule
    Name:
    BOTTON FOUNDATION
    EIN:
    83-1767886
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 2,106 2,106   0
    EXCISE TAX ESTIMATES 3,000 0   0
    FOREIGN TAXES ON NONQUALIFIED 27 27   0