Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THE HAROLD WETTERBERG FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)89 HEADQUARTERS PLAZA
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MORRISTOWN, NJ07960
A Employer identification number

22-6042915
B Telephone number (see instructions)

(973) 993-1743
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,103,513J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 31 31  
4 Dividends and interest from securities... 12,160 12,160  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 221,295
b Gross sales price for all assets on line 6a 704,584
7 Capital gain net income (from Part IV, line 2)... 221,295
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 233,486 233,486  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 15,000 0   15,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 5,770 865   4,905
b Accounting fees (attach schedule)....... Click to see attachment 14,875 11,900   2,975
c Other professional fees (attach schedule).... Click to see attachment 14,280 14,280   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 1,213 13   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 1,798 0   1,798
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 52,936 27,058   24,678
25 Contributions, gifts, grants paid....... 200,000 200,000
26 Total expenses and disbursements. Add lines 24 and 25 252,936 27,058   224,678
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -19,450
b Net investment income (if negative, enter -0-) 206,428
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 79,248 79,595 79,595
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 1,674,442 Click to see attachment2,023,918 2,023,918
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,753,690 2,103,513 2,103,513
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 1,753,690 2,103,513
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 1,753,690 2,103,513
30 Total liabilities and net assets/fund balances (see instructions). 1,753,690 2,103,513
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
1,753,690
2
Enter amount from Part I, line 27a .....................
2
-19,450
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
369,273
4
Add lines 1, 2, and 3 ..........................
4
2,103,513
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
2,103,513
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a ISHARES MSCI ACWI EFT P 2013-04-17 2020-05-28
b ISHARES MSCI ACWI EFT P 2016-06-22 2020-05-28
c VANGUARD MID CAP ETF P 2012-05-30 2020-05-28
d JP MORGAN TR I US LARGE CAP P 2010-06-24 2020-04-20
e JP MORGAN TR I US LARGE CAP P 2010-06-24 2020-07-30
JP MORGAN TR I US LARGE CAP P 2010-06-29 2020-07-30
ACTIVISION BLIZZARD P 2019-09-09 2020-07-16
ADOBE SYSTEMS INC. P 2020-03-20 2020-07-16
AMERICAN TOWER CORP. P 2020-05-26 2020-12-09
CME GROUP INC. P 2019-08-21 2020-01-03
COSTAR GROUP INC. P 2019-09-10 2020-04-23
ILLUMINA INC. P 2019-12-03 2020-03-20
MSCI INC. P 2019-10-03 2020-08-07
MASIMO CORP. P 2020-05-21 2020-07-16
PROOFPOINT INC. P 2019-12-03 2020-08-06
SHOPIFY INC. P 2020-03-19 2020-07-16
TRADE DESK INC. P 2020-01-03 2020-08-07
UBER TECHNOLOGIES INC. P 2020-02-04 2020-07-16
ULTA BEAUTY INC. P 2019-12-09 2020-05-14
UNION PACIFIC CORP. P 2019-08-21 2020-03-10
VERTEX PHARMACEUTICALS INC. P 2020-01-30 2020-07-16
WORKDAY INC. P 2019-08-21 2020-03-25
ALIBABA GRP HOLDING ADR P 2018-11-01 2020-11-11
ALPHABET INC CL C P 2014-04-08 2020-07-16
AMAZON.COM INC. P 2012-02-02 2020-09-16
BURLINGTON STORES INC. P 2018-04-10 2020-11-11
COSTAR GROUP INC. P 2019-06-10 2020-07-16
EDWARD LIFESCIENCES CORP. P 2016-10-26 2020-07-16
EPAM SYSTEMS INC. P 2019-03-26 2020-08-07
FACEBOOK INC. P 2014-04-14 2020-07-16
ILLUMINA INC. P 2018-10-31 2020-03-20
KEYSIGHT TECHS INC. P 2019-02-26 2020-10-02
LULULEMON ATHLETICA INC. P 2019-01-02 2020-09-04
NVIDIA CORP. P 2018-04-27 2020-09-04
PAYPAL HOLDINGS INC. P 2017-05-01 2020-09-21
SALESFORCE.COM P 2016-11-14 2020-12-02
SERVICENOW INC. P 2017-10-26 2020-11-16
ULTA BEAUTY INC. P 2018-03-20 2020-05-14
UNION PACIFIC CORP. P 2019-02-25 2020-03-10
UNITEDHEALTH GROUP INC. P 2018-05-29 2020-07-16
VEEVA SYSTEMS INC. P 2019-01-14 2020-11-04
VISA INC. P 2012-12-18 2020-11-04
ZOETIS INC. P 2017-02-16 2020-07-16
ABBVIE INC. P 2020-05-11 2020-05-27
CH ROBINSON WORLDWIDE INC. P 2020-05-14 2020-11-11
CARRIER GLOBAL CORP. P 2020-03-25 2020-04-09
JOHNSON & JOHNSON P 2019-09-16 2020-03-23
OCCIDENTAL PETE CORP. P 2019-08-09 2020-04-29
OITS WORLDWIDE CORP. P 2020-03-25 2020-04-23
PIONEER NAT RES CO. P 2019-07-02 2020-05-27
UBER TECHNOLOGIES INC. P 2019-06-28 2020-05-27
ADOBE SYSTEMS INC. P 2015-08-25 2020-05-27
AKAMAI TECH INC. P 2013-10-24 2020-05-27
ALIBABA GRP HOLDING ADR P 2018-09-04 2020-05-27
ALPHABET INC CL C P 2015-01-12 2020-08-06
ALPHABET INC CL A P 2014-04-07 2020-06-19
AMERICAN EXPRESS CO. P 2015-12-11 2020-12-21
APPLE INC. P 2013-07-02 2020-09-04
BIOMARIN PHARMACEUTICAL INC. P 2018-05-02 2020-05-27
BLACKROCK INC. P 2012-12-04 2020-01-14
BROADCOM INC. P 2013-08-12 2020-05-27
CH ROBINSON WORLDWIDE INC. P 2019-09-10 2020-11-09
CITRIX SYSTEMS INC. P 2013-04-25 2020-05-27
CREE INC. P 2014-05-06 2020-05-27
DISCOVERY INC. A P 2015-09-29 2020-05-27
ECOLAB INC. P 2015-11-23 2020-05-27
EQUINIX INC. P 2018-02-14 2020-05-27
FACEBOOK INC. P 2013-10-24 2020-05-27
FLUOR CORP. P 2018-12-07 2020-02-28
GRAINGER WW INC. P 2014-01-24 2020-05-27
HONEYWELL INTERNATIONAL INC. P 2017-09-15 2020-06-19
LOGMEIN INC. P 2013-12-04 2020-02-26
MCCORMICK & CO INC. P 2019-01-30 2020-03-25
MICROSOFT CORP. P 2011-07-14 2020-05-27
NUANCE COMMUNICATIONS INC. P 2014-10-01 2020-05-27
NVIDIA CORP. P 2018-12-12 2020-05-27
ORACLE CORP. P 2018-01-31 2020-03-24
PALO ALTO NETWORKS P 2016-06-29 2020-02-05
PIONEER NAT RES CO. P 2017-08-02 2020-04-23
CHARLES SCHWAB & CO. P 2019-04-12 2020-06-25
SPLUNK INC. P 2017-06-29 2020-05-27
THERMO FISHER SCIENTIFIC INC. P 2012-01-06 2020-05-27
TWITTER INC. P 2016-05-04 2020-05-27
UNITED PARCEL SERVICE P 2011-03-16 2020-12-14
UNITEDHEALTH GROUP INC. P 2012-05-09 2020-05-27
VERTEX PHARMACEUTICALS INC. P 2013-11-06 2020-05-28
ALLERGAN PLC P 2018-02-15 2020-05-11
LINDE PLC P 2019-02-13 2020-03-10
ALPHABET INC CL C P 2008-10-28 2020-05-27
ALPHABET INC CL A P 2008-10-28 2020-05-27
AMAZON.COM INC. P 2006-08-01 2020-05-27
AUTODESK INC. P 2006-05-19 2020-05-27
BIOGEN INC. P 2006-05-19 2020-05-27
COMCAST CORP. P 2006-05-19 2020-05-27
FLUOR CORP. P 2010-05-19 2020-02-27
HOME DEPOT INC. P 2008-05-27 2020-04-07
JOHNSON & JOHNSON P 2006-05-19 2020-03-23
L3 HARRIS TECHNOLOGIES INC. P 2006-05-19 2020-05-27
LIBERTY BROADBAND CORP. P 2006-05-19 2020-12-21
MICROSOFT CORP. P 2008-06-10 2020-05-27
QURATE RETAIL INC. 8%PFD P 2006-05-19 2020-09-23
CHARLES SCHWAB & CO. P 2009-02-19 2020-06-19
UNITEDHEALTH GROUP INC. P 2009-04-01 2020-05-27
ALLERGAN PLC P 2006-05-19 2020-05-11
SEAGATE TECHNOLOGY PLC P 2010-08-23 2020-05-27
LIBERTY MEDIA RTS P 2020-05-20 2020-05-26
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 5,038   5,057 -19
b 11,084   10,501 583
c 15,150   7,111 8,039
d 7,000   5,498 1,502
e 2,079   1,375 704
7,921   5,061 2,860
18,077   14,790 3,287
6,251   4,685 1,566
16,417   18,130 -1,713
27,213   24,502 2,711
13,185   11,664 1,521
4,650   6,275 -1,625
8,941   5,378 3,563
3,252   3,717 -465
23,629   27,451 -3,822
4,555   1,745 2,810
12,508   10,099 2,409
3,854   4,867 -1,013
12,775   19,458 -6,683
6,021   7,536 -1,515
4,109   3,310 799
33,361   47,768 -14,407
28,953   23,910 5,043
7,317   2,796 4,521
14,697   910 13,787
13,336   9,137 4,199
6,764   5,554 1,210
4,964   2,339 2,625
14,375   9,006 5,369
8,150   2,136 6,014
16,886   19,366 -2,480
26,145   17,631 8,514
34,094   14,365 19,729
34,031   18,400 15,631
12,965   3,699 9,266
20,708   6,453 14,255
26,149   6,912 19,237
6,951   8,101 -1,150
16,056   18,256 -2,200
5,397   4,324 1,073
25,529   11,596 13,933
26,586   5,210 21,376
11,654   4,533 7,121
723   683 40
652   499 153
323   512 -189
795   911 -116
278   787 -509
570   717 -147
242   436 -194
173   232 -59
747   154 593
596   255 341
803   684 119
4,464   1,456 3,008
2,863   968 1,895
2,011   1,347 664
1,305   225 1,080
636   503 133
2,599   958 1,641
1,990   474 1,516
1,026   855 171
2,213   826 1,387
613   599 14
541   758 -217
823   479 344
671   434 237
2,064   265 1,799
462   1,798 -1,336
938   758 180
2,637   2,207 430
511   452 59
1,323   1,035 288
904   134 770
924   562 362
1,022   450 572
2,710   2,679 31
241   123 118
936   2,111 -1,175
1,080   1,050 30
725   230 495
668   93 575
1,649   820 829
505   215 290
299   56 243
1,116   259 857
4,602   4,475 127
1,935   1,811 124
1,420   168 1,252
1,423   169 1,254
2,410   26 2,384
593   111 482
2,690   375 2,315
1,473   386 1,087
249   811 -562
590   81 509
1,681   838 843
571   179 392
118   19 99
1,809   281 1,528
114   182 -68
1,319   480 839
5,085   376 4,709
1,001   595 406
775   242 533
23   23 0
17,555     17,555
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -19
b       583
c       8,039
d       1,502
e       704
      2,860
      3,287
      1,566
      -1,713
      2,711
      1,521
      -1,625
      3,563
      -465
      -3,822
      2,810
      2,409
      -1,013
      -6,683
      -1,515
      799
      -14,407
      5,043
      4,521
      13,787
      4,199
      1,210
      2,625
      5,369
      6,014
      -2,480
      8,514
      19,729
      15,631
      9,266
      14,255
      19,237
      -1,150
      -2,200
      1,073
      13,933
      21,376
      7,121
      40
      153
      -189
      -116
      -509
      -147
      -194
      -59
      593
      341
      119
      3,008
      1,895
      664
      1,080
      133
      1,641
      1,516
      171
      1,387
      14
      -217
      344
      237
      1,799
      -1,336
      180
      430
      59
      288
      770
      362
      572
      31
      118
      -1,175
      30
      495
      575
      829
      290
      243
      857
      127
      124
      1,252
      1,254
      2,384
      482
      2,315
      1,087
      -562
      509
      843
      392
      99
      1,528
      -68
      839
      4,709
      406
      533
      0
      17,555
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 221,295
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 2,869
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 2,869
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 2,869
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 1,489
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,489
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 1,380
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNJ
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletMURPHY HOFFER PA Telephone no.bullet (609) 452-9555

    Located atbullet15 ROSZEL ROAD SUITE 10PRINCETONNJ ZIP+4bullet08540
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ALBERT G BESSER PRES/TRUSTEE
    1.00     		5,000 0 0
    3679 STAGECOACH ROAD
    MORRISVILLE,VT05661
    GENE R KORF SEC/TRUSTEE
    2.00     		5,000 0 0
    89 HEADQUARTERS PLAZA NO TOWER 14TH
    FL
    MORRISTOWN,NJ07960
    SAMUEL R HOFFER TREAS/TRUSTEE
    1.00     		5,000 0 0
    15 ROSZEL ROAD STE 10
    PRINCETON,NJ08540
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,774,754
    b
    Average of monthly cash balances.......................
    1b
    131,550
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,906,304
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    1,906,304
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    28,595
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,877,709
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    93,885
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    93,885
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    2,869
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    2,869
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    91,016
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    91,016
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    91,016
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    224,678
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    224,678
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    224,678
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 91,016
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 108,979
    b From 2016...... 117,623
    c From 2017...... 126,602
    d From 2018...... 124,786
    e From 2019...... 124,893
    fTotal of lines 3a through e........ 602,883
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 224,678
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 91,016
    e Remaining amount distributed out of corpus 133,662
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 736,545
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		108,979
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		627,566
    10 Analysis of line 9:
    a Excess from 2016.... 117,623
    b Excess from 2017.... 126,602
    c Excess from 2018.... 124,786
    d Excess from 2019.... 124,893
    e Excess from 2020.... 133,662
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    AMERICAN VETERINARY MEDICAL FOUNDAT
    1931 N MEACHAM SUITE 100
    SCHAUMBURG,IL60173
    (800) 248-2862
    bThe form in which applications should be submitted and information and materials they should include:
    COMPLETE APPLICATION AND SUBMIT TO THE AMERICAN VETERINARY MEDICAL FOUNDATION. VISIT AVMF.ORG FOR DETAILS
    cAny submission deadlines:
    APPLICATION MUST BE SUBMITTED TO THE AMERICAN VETERINARY MEDICAL FOUNDATION BY MARCH 31
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    APPLICANTS MUST ESTABLISH A CONNECTION TO THE STATE OF NJ IN ONE OR MORE WAYS AS FOLLOWS: (1) CURRENT OR FORMER RESIDENT (2) GRADUATION FROM NJ HIGH SCHOOL (3) GRADUATION OR ATTENDANCE AT A NJ COLLEGE (NOT ELIGIBLE IF THIS IS THE SOLE CONNECTION TO NJ). GPA MUST BE 3.0 OR HIGHER. PREFERENCE IS GIVEN TO STUDENTS WHO HAVE RECEIVED A VETERINARY MEDICAL DEGREE AND ARE CURRENTLY ENROLLED IN A POST-GRADUATE PROGRAM IN VETERINARY MEDICINE, INCLUDING CLINICAL RESIDENCY PROGRAMS, AT AN AAVMC MEMBER INSTITUTION. PREFERENCE WILL ALSO BE GIVEN TO VETERINARY MEDICAL STUDENTS WHO ARE ENROLLED IN THE SECOND OR LATER YEAR OF A DUAL DEGREE PROGRAM DURING THE ACADEMIC YEAR. DUAL DEGREE PROGRAMS INCLUDE DVM/PHD, DVM/MS, AND DVM/MPH OR EQUIVALENT DEGREE. CONSIDERATION WILL BE GIVEN TO STUDENTS WHO ARE CURRENTLY ENROLLED IN A SECOND OR THIRD YEAR OF A PROFESSIONAL DVM CURRICULUM DURING THE ACADEMIC YEAR; STUDENTS CURRENTLY ENROLLED IN FIRST YEAR ARE NOT ELIGIBLE.
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    GENE KORF ESQ KORF ROSENBLATT
    89 HEADQUARTERS PLAZA NORTH TOWER
    14TH FL
    MORRISTOWN,NJ07960
    (973) 993-1743
    bThe form in which applications should be submitted and information and materials they should include:
    SUBMIT LETTER AND PROPOSAL
    cAny submission deadlines:
    NO DEADLINE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    NO RESTRICTIONS
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALGONQUIN ARTS THEATRE
    173 MAIN STREET
    MANASQUAN,NJ08736     		  PC GENERAL 1,000
    ALZHEIMER'S ASSOCIATION
    225 NO MICHIGAN AVE
    CHICAGO,IL60601     		  PC GENERAL 1,500
    NASSAU HUMANE SOCIETY INC
    639 AIRPORT ROAD
    FERNANDINA,FL32034     		  PC GENERAL 500
    AMERICAN VETERINARY MEDICAL FOUNDATION
    1931 N MEACHAM ROAD
    SCHAUMBURG,IL60173     		  PC GENERAL 35,000
    ASBURY PARK LITTLE LEAGUE INC
    508 7TH AVE APT 1
    ASBURY PARK,NJ07712     		  PC GENERAL 3,000
    ASBURY PARK TOY DRIVE
    PO BOX 1469
    ASBURY PARK,NJ07712     		  PC GENERAL 2,500
    AUTISM FAMILY SERVICES OF NJ
    1 AAA DRIVE STE 203
    TRENTON,NJ086911811     		  PC GENERAL 500
    BOYS AND GIRLS CLUB OF MONMOUTH COUNTY
    1201 MONROE AVENUE
    ASBURY PARK,NJ07712     		  PC GENERAL 1,000
    BRAIN & BEHAVIOR FOUNDATION
    90 PARK AVE 16TH FL
    NEW YORK,NY10016     		  PC GENERAL 500
    BROOKE MULFORD FOUNDATION
    PO BOX 545
    SALISBURY,MD21803     		  PC GENERAL 1,000
    BUCKS COUNTY PLAYHOUSE
    12 W MECHANIC ST STE 2A
    NEW HOPE,PA18938     		  PC GENERAL 1,000
    RUTGERS UNIVERSITY FOUNDATION
    PO BOX 193
    NEW BRUNSWICK,NJ08903     		  PC GENERAL 5,000
    CHILDREN'S HOSPITAL OF PHILADELPHIA
    34TH STREET AND CIVIC CENTER BLVD
    PHILADELPHIA,PA191044399     		  PC GENERAL 2,000
    COLORADO STATE UNIVERSITY (DELUTY)
    1065 CAMUS DELIVERY
    FORT COLLINS,CO805231065     		  PC SCHOLARSHIP 5,000
    CONGREGATION BETH SHALOM
    3750 E THIRD STREET
    BLOOMINGTON,IN47401     		  PC GENERAL 1,200
    SAINT BARNABAS MEDICAL CENTER FOUNDATION
    95 OLD SHORT HILLS ROAD
    WEST ORANGE,NJ07052     		  PC GENERAL 15,000
    CORNELL UNIVERSITY COLLEGE OF VETERINARY MEDICINE (COCKEY)
    930 CAMPUS ROAD
    ITHACA,NY148536401     		  PC SCHOLARSHIP 10,000
    DISABILITY RIGHTS NEW JERSEY
    210 SOUTH BROAD ST 3RD FL
    TRENTON,NJ08608     		  PC GENERAL 2,000
    DOCTORS WITHOUT BORDERS
    333 SEVENTH AVE 2ND FL
    NEW YORK,NY10001     		  PC GENERAL 1,000
    DREW O'DONOGHUE FUND INC
    9 MILLSTONE LANE
    WHITEHOUSE STATION,NJ088893260     		  PC GENERAL 3,000
    GOOD GRIEF INC
    5 MAPLETON ROAD
    PRINCETON,NJ08540     		  PC GENERAL 1,000
    GREAT AMERICAN SONGBOOK FOUNDATION
    ONE CENTER GREEN
    CARMEL,IN46032     		  PC GENERAL 2,000
    INTERFAITH CAREGIVERS TRENTON
    229 LAWRENCE ROAD
    LAWRENCEVILLE,NJ08648     		  PC GENERAL 1,000
    JEWISH COMMUNITY CENTER OF GREATER STOWE
    PO BOX 253
    STOWE,VT056720253     		  PC GENERAL 5,000
    IOWA STATE UNIVERSITY (GENTILE)
    2433 UNION DRIVE
    AMES,IA50011     		  PC SCHOLARSHIP 5,000
    LINCOLN MEMORIAL UNIVERSITY (WASHART)
    6965 CUMBERLAND GAP PARKWAY
    HARROGATE,TN37752     		  PC SCHOLARSHIP 5,000
    MARY'S PLACE BY THE SEA
    PO BOX 86
    OCEAN GROVE,NJ07756     		  PC GENERAL 500
    MERCY CENTER CORPORATION
    1106 MAIN STREET
    ASBURY PARK,NJ07712     		  PC GENERAL 500
    METROPOLITAN OPERA ASSOCIATION
    LINCOLN CENTER
    NEW YORK,NY10023     		  PC GENERAL 5,500
    NORTH CAROLINA STATE UNIVERSITY (GRONSKY)
    BOX 7302
    RALEIGH,NC27695     		  PC SCHOLARSHIP 5,000
    NORTH CAROLINA STATE UNIVERSITY (GUPTA)
    BOX 7302
    RALEIGH,NC27695     		  PC SCHOLARSHIP 7,500
    OCEAN GROVE FIRE DEPARTMENT
    OLIN ST CENTRAL AVE
    OCEAN GROVE,NJ07756     		  PC GENERAL 500
    OHEB SHALOM CEMETERY ASSOCIATION
    4 CHATHAM ROAD
    SUMMIT,NJ07901     		  PC GENERAL 1,000
    CORNELL UNIVERSITY COLLEGE OF VETERINARY MEDICINE (ASTOR)
    930 CAMPUS ROAD
    ITHACA,NY148536401     		  PC SCHOLARSHIP 5,000
    CORNELL UNIVERSITY COLLEGE OF VETERINARY MEDICINE (DONOHUE)
    930 CAMPUS ROAD
    ITHACA,NY148536401     		  PC SCHOLARSHIP 5,000
    PLAY WITH JACK FOUNDATION
    254 24TH STREET
    AVALON,NJ08202     		  PC GENERAL 1,000
    MIAMI DOLPHINS FOUNDATION
    247 DON SHULA DRIVE
    MIAMI GARDENS,FL33056     		  PC GENERAL 5,000
    PRINCETON AREA COMMUNITY FOUNDATION
    15 PRINCESS ROAD
    LAWRENCEVILLE,NJ08648     		  PC GENERAL 1,000
    PRINCETON JUNCTION VOLUNTEER FIRE CO
    245 CLARKSVILLE ROAD
    PRINCETON JUNCTION,NJ08550     		  PC GENERAL 500
    SPECIAL OLYMPICS
    1 EUNICE KENNEDY SHRIVER WAY
    LAWRENCEVILLE,NJ08648     		  PC GENERAL 500
    TRENTON AREA SOUP KITCHEN
    PO BOX 872
    TRENTON,NJ08605     		  PC GENERAL 1,500
    MICHIGAN STATE UNIVERSITY (RIZZO)
    426 AUDITORIUM ROAD
    EAST LANSING,MI48824     		  PC SCHOLARSHIP 7,500
    UNIVERSITY OF PENNSYLVANIA (NAVARA)
    3800 SPRUCE STREET SUITE 106
    PHILADELPHIA,PA19104     		  PC SCHOLARSHIP 5,000
    VERMONT COMMUNITY FOUNDATION
    PO BOX 30
    MIDDLEBURY,VT05753     		  PC GENERAL 11,100
    WOMANSPACE INC
    1212 STUYVESANT AVE
    TRENTON,NJ08618     		  PC GENERAL 1,000
    MAYO PERFORMING ARTS CENTER
    100 SOUTH STREET
    MORRISTOWN,NJ07960     		  PC GENERAL 3,000
    BEAUMONT HEALTH FOUNDATION
    26901 BEAUMONT BLVD
    SOUTHFIELD,MI48033     		  PC GENERAL 500
    COMMUNITY FOUNDATION OF NJ
    PO BOX 338
    MORRISTOWN,NJ07963     		  PC GENERAL 5,000
    EASEL ANIMAL RESCUE LEAGUE INC
    PO BOX 5093
    LAWRENCEVILLE,NJ08638     		  PC GENERAL 250
    EWING PBA 111
    PO BOX 7306
    TRENTON,NJ086280306     		  PC GENERAL 500
    FLEMINGTON AREA FOOD PANTRY
    PO BOX 783
    FLEMINGTON,NJ08822     		  PC GENERAL 1,000
    FOOD FOR THOUGHT BY THE SEA INC
    PO BOX 296
    NORMANDY BEACH,NJ08739     		  PC GENERAL 500
    HEBREW COLLEGE
    160 HERRICK ROAD
    NEWTON CENTRE,MA02459     		  PC GENERAL 1,200
    HOMEFRONT
    1880 PRINCETON PIKE
    LAWRENCEVILLE,NJ086484518     		  PC GENERAL 1,000
    LORE SCHOOL PARENTS ASSOCIATION INC
    13 WESTWOOD DRIVE
    EWING,NJ086281911     		  PC GENERAL 250
    MARKET STREET MISSION INC
    PO BOX 1289
    ASBURY PARK,NJ07712     		  PC GENERAL 1,000
    PALEY CENTER FOR MEDIA
    25 W 52ND STREET
    NEW YORK,NY10019     		  PC GENERAL 5,000
    WELLESLEY COLLEGE
    106 CENTAL STREET
    WELLESLEY,MA024818203     		  PC GENERAL 5,000
    ADALYN ROSE FOUNDATION
    307 FOREST HILL CIRCLE
    READING,PA19606     		  PC GENERAL 500
    Total .................................bullet 3a 200,000
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 31  
    4 Dividends and interest from securities....     14 12,160  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 221,295  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 233,486 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    233,486
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    THE HAROLD WETTERBERG FOUNDATION
    EIN:
    22-6042915
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING 14,875 11,900   2,975

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    THE HAROLD WETTERBERG FOUNDATION
    EIN:
    22-6042915
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ACTIVISION BLIZZARD INC. 47,261 47,261
    ADOBE SYSTEMS INC. 5,501 5,501
    ADVANCE AUTO PARTS 2,205 2,205
    AKAMAI TECH INC. 2,415 2,415
    ALEXION PHARMACEUTICALS 3,437 3,437
    ALIBABA GRP HOLDING ADR 2,327 2,327
    ALIBABA GRP HOLDING ADR 30,488 30,488
    ALPHABET INC. CL C 70,075 70,075
    ALPS SECTOR DIVIDEND ETF 19,508 19,508
    AMAZON.COM INC. 13,028 13,028
    AMAZON.COM INC. 117,249 117,249
    AMC NETWORKS INC. 358 358
    ANHEUSER BUSCH INBEV ADR 2,097 2,097
    APPLE INC. 5,440 5,440
    AUTODESK INC. 3,664 3,664
    BIOGEN IDEC INC. 3,428 3,428
    BIOMARIN PHARMACEUTICAL 1,228 1,228
    BROADCOM CORP 6,130 6,130
    BURLINGTON STORES INC. 48,909 48,909
    CERRENCE INC. 1,005 1,005
    CITRIX SYSTEMS INC. 3,122 3,122
    COMCAST CORP. 10,113 10,113
    COSTAR GROUP INC. 45,290 45,290
    COSTCO WHSL CORP. 3,014 3,014
    CREE INC. 2,965 2,965
    DISCOVERY COMMUNICATIONS INC. 2,046 2,046
    DISNEY WALT CO. 4,530 4,530
    DOLBY LABORATORIES INC. 1,554 1,554
    ECOLAB INC. 1,947 1,947
    EDWARDS LIFESCIENCE CORP. 44,794 44,794
    EPAM SYSTEMS INC. 48,736 48,736
    EQUINIX INC. 2,143 2,143
    FACEBOOK INC. 8,741 8,741
    FACEBOOK INC. 64,466 64,466
    FIDELITY NATIONAL INFO SVCS 2,405 2,405
    FIREEYE INC. 2,629 2,629
    FREEPORT-MCMORAN INC. 2,914 2,914
    GRAINGER WW INC. 3,267 3,267
    HOME DEPOT INC. 2,656 2,656
    IHS MARKIT LTD 3,054 3,054
    IMMUNOGEN INC. 297 297
    IONIS PHARMACEUTICALS 2,714 2,714
    ISHARES CORE MSCI ETF INTL STK 10,079 10,079
    JOHNSON CONTROLS INTL 3,448 3,448
    JP MRGN US L/C CORE PLS 90,766 90,766
    L3 HARRIS TECHNOLOGIES INC. 3,024 3,024
    LIBERTY BROADBAND SER A 158 158
    LIBERTY BROADBAND SER C 633 633
    LIBERTY MEDIA CORP. CL A 38 38
    LIBERTY MEDIA CORP. CL C 128 128
    LIBERTY MEDIA CORP. SIRIUSXM A 302 302
    LIBERTY MEDIA CORP. SIRIUSXM C 609 609
    LIONS GATE ENTERTAINMENT CORP. 62 62
    LULULEMON ATHLETICA INC. 50,116 50,116
    MEDTRONIC PLC 1,874 1,874
    MICROSOFT CORP. 6,895 6,895
    MSCI INC. 44,653 44,653
    NATIONAL OILWELL VARCO 220 220
    NOW INC. 172 172
    NUANCE COMMUNICATIONS 1,896 1,896
    NUCOR CORP. 1,436 1,436
    NUTANIX INC. 1,434 1,434
    NVIDIA CORP. 73,630 73,630
    NVIDIA CORP. 3,655 3,655
    PALO ALTO NETWORKS 3,199 3,199
    PAYPAL HOLDINGS INC. 79,628 79,628
    PENTAIR PLC 637 637
    QUALCOMM INC. 4,723 4,723
    QURATE RETAIL INC. 450 450
    SALESFORCE.COM 32,934 32,934
    SALESFORCE.COM 4,228 4,228
    SCHWAB STRATEGIC TR ETF SMALL CAP 8,900 8,900
    SEAGATE TECHNOLOGY PLC 4,165 4,165
    SERVICENOW INC. 78,161 78,161
    SPDR S&P DIVIDEND ETF 26,800 26,800
    SPLUNK INC. 3,398 3,398
    TE CONNECTIVITY LTD. 5,206 5,206
    TEXAS INSTRUMENTS INC. 2,134 2,134
    THERMO FISHER SCI INC. 4,192 4,192
    TWITTER INC. 6,336 6,336
    UBER TECHNOLOGIES 3,621 3,621
    ULTA SALON COSMETICS & FRAGRANCE 2,010 2,010
    UNITED PARCEL SERVICE 3,368 3,368
    UNITEDHEALTH GROUP 11,222 11,222
    UNITEDHEALTH GROUP 44,186 44,186
    VANGUARD INDEX FDS S&P 500 ETF 82,486 82,486
    VANGUARD MID-CAP ETF 63,478 63,478
    VEEVA SYSTEMS INC. 40,293 40,293
    VERTEX PHARM INC. 6,854 6,854
    VISA INC. 6,781 6,781
    VISA INC. 71,525 71,525
    VMWARE INC. 2,384 2,384
    WESTERN DIGITAL CORP. 3,102 3,102
    ZOETIS INC. 4,799 4,799
    ZOETIS INC. 47,995 47,995
    WORKDAY INC. 958 958
    ADOBE SYSTEMS INC. 59,014 59,014
    AMERICAN TOWER CORP REIT 29,629 29,629
    CADENCE DESIGN SYSTEMS INC. 32,334 32,334
    MASIMO CORP 31,132 31,132
    MICRON TECHNOLOGY INC. 15,111 15,111
    SHOPIFY INC. 32,827 32,827
    TG THERAPEUTICS INC. 7,751 7,751
    TRADE DESK INC. 44,856 44,856
    TRANE TECHNOLOGIES PLC 36,435 36,435
    TWILIO INC. 27,757 27,757
    UBER TECHNOLOGIES 54,315 54,315
    ABBVIE INC. 1,822 1,822
    ALCON INC. 1,122 1,122
    AMGEN INC. 3,219 3,219
    APTIV PLC 2,085 2,085
    ASML HOLDING NY 1,951 1,951
    ATLASSIAN CORP. 935 935
    GUARDANT HEALTH INC. 2,964 2,964
    MONSTER BEVERAGE CORP. 3,237 3,237
    NXP SEMICONDUCTORS NV 2,067 2,067
    RAYTHEON TECHNOLOGIES CORP. 1,645 1,645
    VERTEX PHARM INC. 27,179 27,179

    TY 2020 LegalFeesSchedule
    Name:
    THE HAROLD WETTERBERG FOUNDATION
    EIN:
    22-6042915
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL ADVICE 5,770 865   4,905


    TY 2020 OtherExpensesSchedule
    Name:
    THE HAROLD WETTERBERG FOUNDATION
    EIN:
    22-6042915
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DIRECTOR'S INSURANCE 1,768 0   1,768
    NJ ANNUAL REPORT 30 0   30


    TY 2020 OtherIncreasesSchedule
    Name:
    THE HAROLD WETTERBERG FOUNDATION
    EIN:
    22-6042915
    Description Amount
    UNRECOGNIZED UNREALIZED GAIN (LOSS) ON INVESTMENTS 369,273


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE HAROLD WETTERBERG FOUNDATION
    EIN:
    22-6042915
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVICE/MANAGEMENT 14,280 14,280   0


    TY 2020 TaxesSchedule
    Name:
    THE HAROLD WETTERBERG FOUNDATION
    EIN:
    22-6042915
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX 13 13   0
    FEDERAL EXCISE TAX 1,200 0   0