TY 2020 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020

Name of foundation
THE ANNE R DOW FAMILY FOUNDATION INC
C/O KAREN L PRICE

Number and street (or P.O. box number if mail is not delivered to street address)12 FAINWOOD CIRCLE 3
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
CAMBRIDGE, MA02139

A Employer identification number

56-2298345

B Telephone number (see instructions)

(617) 439-6779

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$1,661,175J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments	6		6
4	Dividends and interest from securities...	54,938		54,938
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		12,071
b	Gross sales price for all assets on line 6a 597,417
7	Capital gain net income (from Part IV, line 2)...			12,071
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	67,015		67,015
13	Compensation of officers, directors, trustees, etc.	0		0	0
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......		2,263	1,132	1,131
c	Other professional fees (attach schedule)....		15,387	15,387	0
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		885	328	0
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		50	0	50
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	18,585		16,847	1,181
25	Contributions, gifts, grants paid.......	70,182			70,182
26	Total expenses and disbursements. Add lines 24 and 25	88,767		16,847	71,363
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-21,752
b	Net investment income (if negative, enter -0-)			50,168
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	20,954	29,073	29,073
	2	Savings and temporary cash investments.........
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)	110,964	95,273	60,895
	b	Investments—corporate stock (attach schedule).......	363,491	340,066	405,265
	c	Investments—corporate bonds (attach schedule).......	211,525	227,012	247,046
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	740,341	737,951	918,896
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	1,447,275	1,429,375	1,661,175
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........	0	0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........	1,447,275	1,429,375
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	1,447,275	1,429,375
	30	Total liabilities and net assets/fund balances (see instructions).	1,447,275	1,429,375

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

1,447,275

Enter amount from Part I, line 27a .....................

-21,752

Other increases not included in line 2 (itemize) bullet

3,852

Add lines 1, 2, and 3 ..........................

1,429,375

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

1,429,375

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation
1 a	PUBLICLY TRADED SECURITIES	P
b
c
d
e

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	597,417	585,346	12,071
b
c
d
e

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			12,071
b
c
d
e

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	12,071
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	697
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	697
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	697
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a	1,120
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d	0

7	Total credits and payments. Add lines 6a through 6d..............		7	1,120
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	423
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax423	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

KAREN L PRICE PRESIDENT Telephone no. bullet

(617) 439-6779

Located at bullet

12 FAINWOOD CIRCLE 3CAMBRIDGEMA ZIP+4 bullet

02139

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
KAREN L PRICE	PRESIDENT/DIRECTOR 2.00	0	0	0
12 FAINWOOD CIRCLE 3 CAMBRIDGE,MA02139	PRESIDENT/DIRECTOR 2.00	0	0	0
CHRISTOPHER B DOW	TREASURER/DIRECTOR 2.00	0	0	0
12 FAINWOOD CIRCLE 3 CAMBRIDGE,MA02139	TREASURER/DIRECTOR 2.00	0	0	0
ALICIA DOW	SECRETARY/DIRECTOR 2.00	0	0	0
12 FAINWOOD CIRCLE 3 CAMBRIDGE,MA02139	SECRETARY/DIRECTOR 2.00	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

1,593,780

Average of monthly cash balances.......................

25,014

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

1,618,794

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

1,618,794

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

24,282

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

1,594,512

Minimum investment return. Enter 5% of line 5..................

79,726

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

79,726

Tax on investment income for 2020 from Part VI, line 5......

697

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

697

Distributable amount before adjustments. Subtract line 2c from line 1............

79,029

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

79,029

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

79,029

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

71,363

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

71,363

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

71,363

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

	(a) Corpus	(b) Years prior to 2019	(c) 2019	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7				79,029
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......			70,182
b Total for prior years:20, 20, 20		0
3 Excess distributions carryover, if any, to 2020:
a From 2015......
b From 2016......
c From 2017......
d From 2018......
e From 2019......
fTotal of lines 3a through e........	0
4Qualifying distributions for 2020 from Part
XII, line 4: $ 71,363
a Applied to 2019, but not more than line 2a			70,182
b Applied to undistributed income of prior years (Election required—see instructions).....		0
c Treated as distributions out of corpus (Election required—see instructions)........	0
d Applied to 2020 distributable amount.....				1,181
e Remaining amount distributed out of corpus	0
5 Excess distributions carryover applied to 2020.	0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5	0
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........		0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......		0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........		0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............			0
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........				77,848
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......	0
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...	0
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......	0
10 Analysis of line 9:
a Excess from 2016....
b Excess from 2017....
c Excess from 2018....
d Excess from 2019....
e Excess from 2020....

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
AMERICAN CIVIL LIBERTIES UNION FOUNDATION 125 BROAD STREET 18TH FLOOR NEW YORK,NY10004	NONE	PC	UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE	11,145
AMERICAN FRIENDS SERVICE DEVELOPMENT 1501 CHERRY STREET PHILADELPHIA,PA19102	NONE	PC	UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE	3,434
CAMBODIAN CHILDREN'S FUND 2309 SANTA MONICA BOULEVARD PMB 833 SANTA MONICA,CA90404	NONE	PC	UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE	10,302
CAMBRIDGE COMMUNITY CHORUS PO BOX 390278 CAMBRIDGE,MA02139	NONE	PC	UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE	1,000
COMMUNITY PARTNERS (FOR HRDAG) 1000 N ALAMEDA STREET SUITE 240 LOS ANGELES,CA90012	NONE	PC	UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE	2,500
FISTULA FOUNDATION 1922 THE ALAMEDA SUITE 302 SAN JOSE,CA95126	NONE	PC	UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE	6,868
FRIENDS OF THE EARTH 1101 15TH ST NW 11TH FLR WASHINGTON,DC20005	NONE	PC	UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE	7,710
HUMAN RIGHTS CAMPAIGN FOUNDATION 1640 RHODE ISLAND AVE NW WASHINGTON,DC20036	NONE	PC	UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE	7,711
INTERNATIONAL RESCUE COMMITTEE PO BOX 6068 ALBERT LEA,MN560079874	NONE	PC	UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE	7,710
MA KA HANA KA 'IKE BUILDING PROGRAM PO BOX 968 HANA,HI96713	NONE	PC	UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE	1,717
MASSACHUSETTS ASSOCIATION OF TEACHERS OF SPEAKERS OF OTHER LANGUAGES INC 2 CANTON ST STE B-223 STOUGHTON,MA02072	NONE	PC	UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE	1,400
ONE ACRE FUND 21 PROSPECT STREET BROOKLYN,NY11201	NONE	PC	UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE	3,434
PLOUGHSHARES FUND 315 BAY STREET SUITE 400 SAN FRANCISCO,CA94133	NONE	PC	UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE	3,434
VOTEORG 5557 BALTIMORE AVE SUITE 500 135 HYATTSVILLE,MD20781	NONE	PC	UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE	1,717
SMILE TRAIN PO BOX 96246 WASHINGTON,DC200906246	NONE	PC	UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE	100
Total ................................. 3a				70,182

bApproved for future payment

Total ................................. 3b				0

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........			14	6
4 Dividends and interest from securities....			14	54,938
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	12,071
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..		0		67,015	0

13Total. Add line 12, columns (b), (d), and (e)..................

67,015

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

TY 2020 AccountingFeesSchedule

Name:

THE ANNE R DOW FAMILY FOUNDATION INC

C/O KAREN L PRICE

EIN:

56-2298345

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
ACCOUNTING FEES	2,263	1,132		1,131

- TIN:

TY 2020 InvestmentsCorpBondsSchedule

Name:

THE ANNE R DOW FAMILY FOUNDATION INC

C/O KAREN L PRICE

EIN:

56-2298345

Name of Bond	End of Year Book Value	End of Year Fair Market Value
AECOM GTD SR NOTE CPN 5.875% DUE 10/15/24 DTD 10/15/15 FC 04/15/16 CALL 07/1	4,152	4,420
AIRCASTLE LTD SR NOTE CPN 5.000% DUE 04/01/23 DTD 03/24/16 FC 10/01/16	2,011	2,143
AMERICAN AXLE & MFG INC SR NOTE CPN 6.875% DUE 07/01/28 DTD 06/12/20 FC 01/0	3,218	3,233
APACHE CORP UNSECD NOTE CPN 4.625% DUE 11/15/25 DTD 08/17/20 FC 05/15/21 CAL	2,095	2,098
ARAMARK SVCS INC SR NOTE CPN 4.750% DUE 06/01/26 DTD 12/01/16 FC 06/01/17 CA	3,018	3,086
ARCELORMITTAL SA UNSECD NOTE CPN 4.550% DUE 03/11/26 DTD 03/11/19 FC 09/11/1	2,082	2,256
BALL CORP SR NOTE CPN 2.875% DUE 08/15/30 DTD 08/13/20 FC 02/15/21 CALL 05/1	5,006	4,988
BANK AMERICA CORP DEP REPSTG 1/25TH PFD SER MM PERPETUAL FXD/VAR CPN 4.300%	3,605	4,125
CDK GLBL INC SR SUB NOTE CPN 4.875% DUE 06/01/27 DTD 12/01/17 FC 06/01/18 CA	3,027	3,165
CDW LLC FIN CORP SR NOTE CPN 4.250% DUE 04/01/28 DTD 09/26/19 FC 04/01/20 CA	2,009	2,110
CIT GROUP INC SUB NOTE CPN 6.125% DUE 03/09/28 DTD 03/09/18 FC 09/09/18	3,304	3,649
CSC HLDGS LLC SR NOTE CPN 6.750% DUE 11/15/21 DTD 11/15/12 FC 05/15/13	3,064	3,120
CVS HLTH CORP SR NOTE CPN 5.125% DUE 07/20/45 DTD 07/20/15 FC 01/20/16 CALL	2,133	2,683
CALIFORNIA ST VARIOUS PURP BABS B/E TXBL CPN 7.550% DUE 04/01/39 DTD 04/28/0	4,547	8,798
CENTENE CORP DE SR NOTE CPN 4.625% DUE 12/15/29 DTD 12/06/19 FC 06/15/20 CAL	3,189	3,330
CENTRAL GARDEN & PET CO SR NOTE CPN 4.125% DUE 10/15/30 DTD 10/16/20 FC 04/1	3,135	3,135
CENTURYLINK INC SR NOTE CPN 5.625% DUE 04/01/25 DTD 10/01/15 FC 04/01/16 CAL	4,320	4,315
CHENIERE CORPUS CHRISTI HLDGS LLC SR SECD NOTE CPN 5.875% DUE 03/31/25 DTD 1	3,102	3,484
COMMONSPIRIT HEALTH BOND CPN 3.347% DUE 10/01/29 DTD 08/21/19 FC 04/01/20 CA	4,094	4,398
CROWN AMER LLC SR NOTE CPN 4.500% DUE 01/15/23 DTD 07/15/13 FC 01/15/14	2,918	3,169
CROWN AMERICAS LLC SR NOTE CPN 4.250% DUE 09/30/26 DTD 03/31/17 FC 09/30/17	1,865	2,190
CROWN CASTLE INTL CORP SR NOTE CPN 4.300% DUE 02/15/29 DTD 02/11/19 FC 08/15	3,491	3,547
DANA INC SR NOTE CPN 5.375% DUE 11/15/27 DTD 11/20/19 FC 05/15/20 CALL 11/15	3,145	3,180
DELTA AIR LINES INC DE NOTE CPN 3.800% DUE 04/19/23 DTD 04/19/18 FC 10/19/18	3,808	4,085
DIAMONDBACK ENERGY INC SR NOTE CPN 2.875% DUE 12/01/24 DTD 12/05/19 FC 06/01	3,200	4,205
DONNELLEY FINL SLTNS INC SR NOTE CPN 8.250% DUE 10/15/24 DTD 04/15/17 FC 10/	3,203	3,195
ELANCO ANIMAL HLTH INC SR NOTE *CREDIT SENSITIVE* CPN 5.650% DUE 08/28/2	3,224	3,533
ENERGY TRANSFER OPER LP SR NOTE CPN 5.250% DUE 04/15/29 DTD 01/15/19 FC 04/1	3,324	3,484
FORD MOTOR CO NOTE CPN 4.346% DUE 12/08/26 DTD 12/08/16 FC 06/08/17 CALL 09/	3,440	4,260
FREEPORT MCMORAN INC SR NOTE CPN 5.400% DUE 11/14/34 DTD 11/14/14 FC 05/14/1	3,735	3,750
GMAC INC SR GTD NOTE CPN 8.000% DUE 11/01/31 DTD 11/01/09 FC 05/01/10	3,715	4,380
GENL MOTORS FINL CO INC SR NOTE CPN 5.650% DUE 01/17/29 DTD 01/17/19 FC 07/1	3,651	3,706
GEORGE WASHINGTON UNIV BOND CPN 4.126% DUE 09/15/48 DTD 04/04/18 FC 09/15/18	2,011	2,492
GOLDMAN SACHS GROUP INC DEP SHS REPSTG 1/25TH PFD SER P PERPTL FXD/VAR CPN 5	2,730	3,041
GRIFFON CORP SR NOTE CPN 5.750% DUE 03/01/28 DTD 02/19/20 FC 09/01/20 CALL 0	3,029	3,173
HCA INC SR NOTE CPN 5.375% DUE 02/01/25 DTD 01/16/15 FC 08/01/15	3,270	3,364
HASBRO INC UNSEC NOTE CPN 3.900% DUE 11/19/29 DTD 11/19/19 FC 05/19/20 CALL	4,028	4,526
HOWMET AEROSPACE INC NOTE CPN 6.875% DUE 05/01/25 DTD 04/24/20 FC 11/01/20 C	2,050	2,350
JPMORGAN CHASE & CO DEP SHS REPSTG 1/10TH NON CUML PFD HH FXD/VAR	2,972	3,094
KOHLS CORP UNSECD NOTE CPN 9.500% DUE 05/15/25 DTD 04/29/20 FC 11/15/20 CALL	3,683	3,889
KRAFT HEINZ FOODS CO GTD SR NOTE CPN 4.625% DUE 01/30/29 DTD 06/15/18 FC 01/	3,276	3,429
LAMAR MEDIA CORP SR NOTE CPN 4.875% DUE 01/15/29 DTD 09/15/20 FC 03/15/21 CA	3,188	3,188
LAS VEGAS SANDS CORP SR NOTE CPN 3.200% DUE 08/08/24 DTD 07/31/19 FC 02/08/2	3,101	3,176
LENNAR CORP SR NOTE CPN 4.750% DUE 05/30/25 DTD 04/28/15 FC 11/30/15 CALL 02	2,993	3,428
LOS ANGELES CA UNI SCH DIST BABS REV B/E TXBL CPN 5.750% DUE 07/01/34 DTD 10	5,887	7,056
MGM RESORTS INTL SR NOTE CPN 6.000% DUE 03/15/23 DTD 11/25/14 FC 03/15/15	3,056	3,195
MARRIOTT INTL INC NEW UNSECD NOTE SER FF CPN 4.625% DUE 06/15/30 DTD 06/01/2	4,252	4,691
MICROSOFT CORP SR NOTE CPN 2.525% DUE 06/01/50 DTD 06/01/20 FC 12/01/20 CALL	4,227	4,198
NETFLIX INC SR NOTE CPN 5.875% DUE 02/15/25 DTD 10/15/15 FC 04/15/16	3,273	3,443
NEW JERSEY ECON DEV AUTH ST PENSION FDG REV NPFG SER 97A B/E TXBL CPN 7.425%	3,708	3,868
NEWELL RUBBERMAID INC NOTE CREDIT SENSITIVE CPN CPN 4.700% DUE 04/01/26	5,132	5,513
NUANCE COMMNS INC SR NOTE CPN 5.625% DUE 12/15/26 DTD 12/15/17 FC 06/15/18 C	4,192	4,225
OLIN CORP SR NOTE CPN 5.125% DUE 09/15/27 DTD 03/09/17 FC 09/15/17 CALL 03/1	3,009	3,128
PENSKE AUTOMOTIVE GROUP INC SR SUB NOTE CPN 3.500% DUE 09/01/25 DTD 08/20/20	3,030	3,015
PENTAIR FIN S A SR NOTE CPN 4.500% DUE 07/01/29 DTD 06/21/19 FC 01/01/20 CAL	1,988	2,376
PIONEER NATRES RES CO SR NOTE CPN 1.900% DUE 08/15/30 DTD 08/11/20 FC 02/15/	2,953	2,973
PULTEGROUP INC SR NOTE CPN 5.500% DUE 03/01/26 DTD 03/01/16 FC 09/01/16 CALL	4,140	4,755
QVC INC SR SECD NOTE CPN 4.750% DUE 02/15/27 DTD 02/04/20 FC 08/15/20 CALL 1	3,165	3,195
SERVICE CORP INTL SR NOTE CPN 3.375% DUE 08/15/30 DTD 08/10/20 FC 02/15/21 C	2,025	2,070
SPRINT CAP CORP CPN 6.875% DUE 11/15/28 DTD 11/16/98 FC 05/15/99	3,657	3,956
TELEFLEX INC SR NOTE CPN 4.875% DUE 06/01/26 DTD 05/16/16 FC 12/01/16 CALL 0	2,063	2,068
TEVA PHARM FIN III BV SR NOTE CPN 2.200% DUE 07/21/21 DTD 07/21/16 FC 01/21/	3,692	4,000
TOLL BROS FIN CORP GTD SR NOTE CPN 4.375% DUE 04/15/23 DTD 04/10/13 FC 10/15	1,930	2,110
TREEHOUSE FOODS INC SR NOTE CPN 4.000% DUE 09/01/28 DTD 09/09/20 FC 03/01/21	4,065	4,120
UNITED CONTL HLDGS INC SR NOTE CPN 4.250% DUE 10/01/22 DTD 09/29/17 FC 04/01	3,978	4,020
UNITED RENTALS INC SR NOTE CPN 3.875% DUE 02/15/31 DTD 08/10/20 FC 02/15/21	4,115	4,200
VISA INC SR NOTE CPN 4.300% DUE 12/14/45 DTD 12/14/15 FC 06/14/16 CALL 06/14	3,168	4,098
WPX ENERGY INC UNSECD SR NOTE CPN 5.250% DUE 10/15/27 DTD 09/24/19 FC 04/15/	3,079	3,175
WYNDHAM WORLDWIDE CORP NOTE CREDIT SENSITIVE CPN CPN 5.400% DUE 04/01/24	3,067	3,228

- TIN:

TY 2020 InvestmentsCorpStockSchedule

Name:

THE ANNE R DOW FAMILY FOUNDATION INC

C/O KAREN L PRICE

EIN:

56-2298345

Name of Stock	End of Year Book Value	End of Year Fair Market Value
ACCENTURE PLC IRELAND CL A NEW	7,672	11,493
AON PLC CL A	8,552	11,409
AMERICAN EXPRESS CO	4,835	6,046
BLACKROCK INC	3,884	5,051
BOSTON SCIENTIFIC CORP	4,652	5,393
CITIGROUP INC NEW	15,001	12,825
CHUBB LTD	11,389	12,468
CIGNA CORP NEW	12,121	13,740
COMCAST CORP CL A NEW	12,071	16,663
CONOCOPHILLIPS	3,227	3,319
DOMINION ENERGY INC	3,995	3,835
DIAGEO PLC NEW SPON ADR	4,091	4,764
DANAHER CORP	2,819	5,776
DUKE ENERGY CORP NEW	9,270	10,438
EATON CORP PLC	6,807	9,611
FIDELITY NATIONAL INFORMATION SERVICES INC	5,316	6,790
FISERV INC	5,360	7,629
GOLDMAN SACHS GROUP INC	6,836	7,648
HONEYWELL INTL INC	11,302	14,676
INTEL CORP	6,451	5,281
ILLINOIS TOOL WORKS INC	6,800	9,582
JOHNSON & JOHNSON	16,654	18,413
JPMORGAN CHASE & CO	14,871	16,011
KIMBERLY CLARK CORP	6,360	7,011
LOCKHEED MARTIN CORP	5,049	5,325
LOWES COMPANIES INC	5,260	5,778
MCKESSON CORP	4,560	5,739
MEDTRONIC PLC	10,729	12,885
MARSH & MCLENNAN COS INC	5,611	6,903
MERCK & COMPANY INC NEW	9,140	9,162
NASDAQ INC	5,063	7,433
NORTHROP GRUMMAN CORP	9,582	9,142
NESTLE S A SPON ADR REPSTG REG SHS	9,082	12,487
NXP SEMICONDUCTORS N V	4,461	5,247
PEPSICO INC	4,267	4,894
PNC FINANCIAL SERVICES GROUP INC	6,525	6,854
PPG INDUSTRIES INC	7,651	9,519
PIONEER NATURAL RESOURCES CO	1,405	1,936
ROCHE HOLDING LIMITED SPONSORED ADR	4,805	6,401
SOUTHERN COMPANY	12,115	13,023
STANLEY BLACK & DECKER INC	6,129	7,678
THERMO FISHER SCIENTIFIC INC	6,160	8,384
TRAVELERS COS INC	4,965	5,194
TRANE TECHNOLOGIES PLC	4,439	7,984
TEXAS INSTRUMENTS INC	7,709	11,489
UNION PACIFIC CORP	7,752	9,786
U S BANCORP DE NEW	7,271	6,150

- TIN:

TY 2020 InvestmentsGovtObligationsSch

Name:

THE ANNE R DOW FAMILY FOUNDATION INC

C/O KAREN L PRICE

EIN:

56-2298345

US Government Securities - End of Year Book Value:

95,273

US Government Securities - End of Year Fair Market Value:

60,895

State & Local Government Securities - End of Year Book Value:

State & Local Government Securities - End of Year Fair Market Value:

- TIN:

TY 2020 InvestmentsOtherSchedule2

Name:

THE ANNE R DOW FAMILY FOUNDATION INC

C/O KAREN L PRICE

EIN:

56-2298345

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
AMERICAN MUTUAL CL F2	AT COST	37,982	45,890
DOUBLELINE TOTAL RETURN BOND CL I	AT COST	21,407	21,872
GUGGENHEIM TOTAL RETURN BOND INSTL CL	AT COST	32,168	32,986
COLUMBIA DIVIDEND INCOME INSTL CL	AT COST	37,019	49,506
GOLDMAN SACHS GQG PARTNERS INTL OPPTYS INVESTOR CL	AT COST	22,151	26,624
JPMORGAN EQUITY INCOME CL I	AT COST	20,761	28,256
ISHARES RUSSELL 1000 GROWTH ETF	AT COST	52,849	68,966
ISHARES RUSSELL 2000 VALUE ETF	AT COST	20,949	27,404
ISHARES RUSSELL 2000 GROWTH ETF	AT COST	11,920	15,482
ISHARES RUSSELL MID CAP ETF	AT COST	8,810	14,533
JPMORGAN U S LARGE CAP CORE PLUS CL I	AT COST	17,236	17,308
JOHN HANCOCK DISCIPLINED VAL MID CAP CL I	AT COST	21,850	25,549
LOOMIS SAYLES GLOBAL ALLOC CL Y	AT COST	28,735	34,064
LOOMIS SAYLES STRATEGIC INCOME CL Y	AT COST	12,979	13,021
VIRTUS NEWFLEET MULTI SECTOR SHORT TERM BOND CL I	AT COST	12,897	13,136
PARNASSUS CORE EQUITY INVESTOR CL	AT COST	41,234	50,748
ACADIAN EMERGING MARKETS INVESTOR CL	AT COST	18,799	21,482
ALGER SMALL CAP FOCUS CL Z	AT COST	11,090	16,718
AKRE FOCUS INSTL CL	AT COST	19,348	29,024
BAILLIE GIFFORD EMERGING MARKETS INSTL CL	AT COST	26,937	35,990
DODGE & COX STOCK	AT COST	72,892	77,768
EDGEWOOD GROWTH INSTL CL	AT COST	22,334	61,311
HARDING LOEVNER INTL EQUITY INSTL CL	AT COST	23,176	27,098
JOHN HANCOCK DISCIPLINED VALUE CL I	AT COST	27,933	32,799
MAINSTAY MACKAY HIGH YIELD CORP BOND CL I	AT COST	11,706	11,813
PIMCO INVESTMENT GRADE CREDIT BOND CL I2	AT COST	10,269	11,738
BLACKROCK ADVANTAGE SMALL CAP GROWTH INSTL CL	AT COST	20,449	25,739
PIMCO TOTAL RETURN CL I2	AT COST	11,044	11,747
ROYCE TOTAL RETURN INVESTMENT CL	AT COST	13,944	12,058
CLEARBRIDGE LARGE CAP GROWTH CL I	AT COST	27,783	34,592
WELLS FARGO SPECIAL MID CAP VALUE INSTL CL	AT COST	19,300	23,674

- TIN:

TY 2020 OtherExpensesSchedule

Name:

THE ANNE R DOW FAMILY FOUNDATION INC

C/O KAREN L PRICE

EIN:

56-2298345

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
STATE FILING FEES	35	0		35
ANNUAL REPORT FILING FEE	15	0		15

- TIN:

TY 2020 OtherIncreasesSchedule

Name:

THE ANNE R DOW FAMILY FOUNDATION INC

C/O KAREN L PRICE

EIN:

56-2298345

Description	Amount
ADJUSTMENT TO COST BASIS	3,852

- TIN:

TY 2020 OtherProfessionalFeesSchedule

Name:

THE ANNE R DOW FAMILY FOUNDATION INC

C/O KAREN L PRICE

EIN:

56-2298345

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
INVESTMENT MANAGEMENT FEES	15,387	15,387		0
INVESTMENT EXPENSES	0	0		0

- TIN:

TY 2020 TaxesSchedule

Name:

THE ANNE R DOW FAMILY FOUNDATION INC

C/O KAREN L PRICE

EIN:

56-2298345

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
FOREIGN TAXES ON DIVIDENDS	328	328		0
2020 990-PF ESTIMATED TAX PAYMENTS	557	0		0