Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THE 1040 FOUNDATION
C/O RICK KOOPMAN
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 65
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
BOULDER, CO803060065
A Employer identification number

30-6057235
B Telephone number (see instructions)

(303) 442-5474
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$3,277,153J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 100,000
2 Check bullet.............
3 Interest on savings and temporary cash investments 1 1  
4 Dividends and interest from securities... 61,976 61,976  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 140,720
b Gross sales price for all assets on line 6a 510,113
7 Capital gain net income (from Part IV, line 2)... 140,720
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 191 191  
12 Total. Add lines 1 through 11........ 302,888 202,888  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 3,143 314   2,829
c Other professional fees (attach schedule).... Click to see attachment 8,602 8,602   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 2,766 366   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 25 25   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 14,536 9,307   2,829
25 Contributions, gifts, grants paid....... 135,929 135,929
26 Total expenses and disbursements. Add lines 24 and 25 150,465 9,307   138,758
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 152,423
b Net investment income (if negative, enter -0-) 193,581
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 131,887 305,893 305,893
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 77,981 0 0
b Investments—corporate stock (attach schedule)....... 962,897 Click to see attachment936,423 2,272,599
c Investments—corporate bonds (attach schedule)....... 589,074 Click to see attachment673,351 698,661
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,761,839 1,915,667 3,277,153
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 1,761,839 1,915,667
29 Total net assets or fund balances (see instructions)..... 1,761,839 1,915,667
30 Total liabilities and net assets/fund balances (see instructions). 1,761,839 1,915,667
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
1,761,839
2
Enter amount from Part I, line 27a .....................
2
152,423
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
1,405
4
Add lines 1, 2, and 3 ..........................
4
1,915,667
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
1,915,667
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 50 SHS CONSTELLATION BRANDS INC P 2019-12-19 2020-03-11
b 500 SHS ISHARES MSCI EMERGING MARKETS ETF P 2019-12-19 2020-03-11
c 1,200 SHS ISHARES MSCI EAFE ETF P 2019-12-19 2020-03-11
d 20 SHS PHILLIPS 66 CORP P 2019-12-19 2020-03-11
e 20 SHS AGILENT TECHNOLOGIES INC P 2006-12-14 2020-12-03
10 SHS AIR PRODUCTS & CHEMICALS INC P 2008-11-18 2020-03-20
10 SHS AIR PRODUCTS & CHEMICALS INC P 2008-11-18 2020-12-03
5 SHS AMAZON.COM INC P 2011-12-05 2020-03-20
3 SHS AMAZON.COM INC P 2011-12-05 2020-12-03
20 SHS AMGEN INC P 2009-10-27 2020-12-03
20 SHS APPLE INC P 2009-10-27 2020-03-20
180 SHS APPLE INC P 2009-10-27 2020-12-03
75,000 BERGEN CNTY NJ IMPT AUTH BOND P 2016-02-25 2020-08-15
5 SHS BROADCOM INC P 2016-12-19 2020-12-03
50 SHS CVS HEALTH CORP P 2018-12-31 2020-03-11
4,216 SHS COLUMBIA STRATEGIC INCOME FUND P 2018-01-19 2020-03-20
64 SHS EXXON MOBIL CORP P 2005-06-15 2020-03-11
336 SHS EXXON MOBIL CORP P 2003-08-18 2020-12-03
170 SHS GILEAD SCIENCES INC P 2009-10-27 2020-12-03
100 SHS INTL BUSINESS MACHINES CORP P 2003-08-18 2020-03-20
20 SHS JPMORGAN CHASE & CO P 2003-08-18 2020-12-03
600 SHS KINDER MORGAN INC P 2018-12-31 2020-03-20
50 SHS LOWES COMPANIES INC P 2009-10-27 2020-12-03
10 SHS MCDONALDS CORP P 2005-06-15 2020-12-03
40 SHS MICROSOFT CORP P 2003-11-21 2020-03-20
30 SHS MICROSOFT CORP P 2003-11-21 2020-12-03
150 SHS NRG ENERGY INC P 2016-02-25 2020-12-03
30 SHS PEPSICO INC P 2003-08-18 2020-12-03
30 SHS T ROWE PRICE GROUP INC P 2010-10-06 2020-03-20
270 SHS PRINCIPAL FINANCIAL GROUP INC P 2009-10-27 2020-03-20
55 SHS PROCTOR & GAMBLE CO P 2003-11-26 2020-12-03
125 SHS PRUDENTIAL FINANCIAL INC P 2009-10-27 2020-03-20
35 SHS PRUDENTIAL FINANCIAL INC P 2010-10-06 2020-03-20
200 SHS SPDR S&P 500 ETF P 2014-10-23 2020-12-03
10 SHS SALESFORCE.COM INC P 2016-12-19 2020-03-20
50 SHS TEXAS INSTRUMENTS INC P 2009-08-19 2020-03-20
30 SHS TEXAS INSTRUMENTS INC P 2009-08-19 2020-12-03
25 SHS THERMO FISHER SCIENTIFIC INC P 2009-08-19 2020-12-03
350 SHS VANGUARD GLOBAL EX-U.S. REAL ESTATE ETF P 2016-12-19 2020-03-20
200 SHS VANGUARD REAL ESTATE ETF P 2011-12-20 2020-12-03
85 SHS VANGUARD REAL ESTATE ETF P 2012-06-04 2020-12-03
15 SHS VANGUARD REAL ESTATE ETF P 2013-08-29 2020-12-03
22 SHS VIATRIS INC P 2003-08-18 2020-12-03
49 SHS VIATRIS INC P 2009-10-27 2020-12-03
270 SHS AXIS CAPITAL HOLDINGS LTD P 2009-08-19 2020-03-20
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 7,965   9,216 -1,251
b 18,930   22,186 -3,256
c 67,925   82,834 -14,909
d 1,153   2,269 -1,116
e 2,279   493 1,786
1,860   461 1,399
2,662   461 2,201
9,162   987 8,175
9,573   592 8,981
4,557   1,087 3,470
4,710   563 4,147
22,127   1,267 20,860
75,000   75,000 0
2,015   900 1,115
3,104   3,260 -156
21,754   25,000 -3,246
2,713   3,774 -1,061
13,574   11,065 2,509
10,303   3,663 6,640
9,564   5,785 3,779
2,429   628 1,801
7,305   8,845 -1,540
7,614   999 6,615
2,114   293 1,821
5,558   1,006 4,552
6,438   755 5,683
4,972   1,596 3,376
4,324   1,086 3,238
2,827   1,560 1,267
7,055   7,247 -192
7,492   2,642 4,850
5,332   5,962 -630
1,493   1,881 -388
73,421   39,025 34,396
1,391   697 694
5,003   1,189 3,814
4,870   714 4,156
11,833   1,124 10,709
13,055   17,689 -4,634
17,032   9,912 7,120
7,239   4,483 2,756
1,277   871 406
385   277 108
839   352 487
10,268   7,697 2,571
7,617     7,617
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -1,251
b       -3,256
c       -14,909
d       -1,116
e       1,786
      1,399
      2,201
      8,175
      8,981
      3,470
      4,147
      20,860
      0
      1,115
      -156
      -3,246
      -1,061
      2,509
      6,640
      3,779
      1,801
      -1,540
      6,615
      1,821
      4,552
      5,683
      3,376
      3,238
      1,267
      -192
      4,850
      -630
      -388
      34,396
      694
      3,814
      4,156
      10,709
      -4,634
      7,120
      2,756
      406
      108
      487
      2,571
      7,617
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 140,720
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 2,691
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 2,691
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 2,691
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 2,897
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,897
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 206
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet206 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCT
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletRICK KOOPMAN Telephone no.bullet (303) 442-5474

    Located atbulletPO BOX 65BOULDERCO ZIP+4bullet803060065
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    RICK KOOPMAN PRESIDENT
    1.00     		0 0 0
    PO BOX 65
    BOULDER,CO803060065
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    2,593,836
    b
    Average of monthly cash balances.......................
    1b
    312,158
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    2,905,994
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    2,905,994
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    43,590
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    2,862,404
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    143,120
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    143,120
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    2,691
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    2,691
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    140,429
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    140,429
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    140,429
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    138,758
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    138,758
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    138,758
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 140,429
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 135,929
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 138,758
    a Applied to 2019, but not more than line 2a 135,929
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 2,829
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		137,600
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ANDERSON RANCH ARTS CENTER
    PO BOX 5598
    SNOWMASS VILLAGE,CO81615     		N/A PUBLIC CHARITY OPERATING SUPPORT 5,000
    BOULDER COMMUNITY HEALTH FOUNDATION
    PO BOX 9010
    BOULDER,CO80301     		N/A PUBLIC CHARITY OPERATING SUPPORT 5,000
    BOULDER FOOD RESCUE
    2995 AURORA AVENUE SUITE B
    BOULDER,CO80303     		N/A PUBLIC CHARITY OPERATING SUPPORT 5,000
    BOULDER JEWISH COMMUNITY CENTER
    6007 OREG AVENUE
    BOULDER,CO80303     		N/A PUBLIC CHARITY OPERATING SUPPORT 5,000
    BOULDER MUSEUM OF CONTEMPORARY ART
    1750 13TH STREET
    BOULDER,CO80302     		N/A PUBLIC CHARITY OPERATING SUPPORT 5,000
    BOULDER SHELTER FOR THE HOMELESS
    4869 N BROADWAY
    BOULDER,CO80304     		N/A PUBLIC CHARITY OPERATING SUPPORT 5,000
    CLINICA CAMPESINA FAMILY HEALTH SERVICES
    1735 SOUTH PUBLIC ROAD
    LAFAYETTE,CO80026     		N/A PUBLIC CHARITY OPERATING SUPPORT 10,000
    COLORADO PUBLIC RADIO
    7409 SOUTH ALTON COURT
    CENTENNIAL,CO80112     		N/A PUBLIC CHARITY OPERATING SUPPORT 5,000
    COMMUNITY FOOD SHARE
    650 S TAYLOR AVENUE
    LOUISVILLE,CO80027     		N/A PUBLIC CHARITY OPERATING SUPPORT 10,000
    DAIRY CENTER FOR THE ARTS
    2590 WALNUT STREET
    BOULDER,CO80302     		N/A PUBLIC CHARITY OPERATING SUPPORT 5,000
    EMERGENCY FAMILY ASSISTANCE ASSOCIATION
    1575 YARMOUTH AVENUE
    BOULDER,CO80304     		N/A PUBLIC CHARITY OPERATING SUPPORT 10,929
    ENERGY OUTREACH COLORADO
    225 E 16TH AVENUE SUITE 200
    DENVER,CO80203     		N/A PUBLIC CHARITY OPERATING SUPPORT 5,000
    JEWISH COMMUNITY FOUNDATION OF GREATER HARTFORD
    333 BLOOMFIELD AVENUE SUITE D
    WEST HARTFORD,CT06117     		N/A PUBLIC CHARITY BEATRICE FOX AUERBACH FOUNDATION FUND 5,000
    LONGMONT HUMANE SOCIETY
    9595 NELSON ROAD
    LONGMONT,CO80501     		N/A PUBLIC CHARITY OPERATING SUPPORT 2,500
    MEALS ON WHEELS OF BOULDER
    909 ARAPAHOE AVENUE SUITE 121
    BOULDER,CO80302     		N/A PUBLIC CHARITY OPERATING SUPPORT 5,000
    MENTAL HEALTH PARTNERS
    1455 DIXON AVENUE
    LAFAYETTE,CO80026     		N/A PUBLIC CHARITY OPERATING SUPPORT 5,000
    NATIONAL OUTDOOR LEADERSHIP SCHOOL
    284 LINCOLN STREET
    LANDER,WY82520     		N/A PUBLIC CHARITY OPERATING SUPPORT 5,000
    PENLAND SCHOOL OF CRAFTS
    PO BOX 37
    PENLAND,NC28765     		N/A PUBLIC CHARITY OPERATING SUPPORT 2,500
    ROCKY MOUNTAIN PBS
    1089 BANNOCK STREET
    DENVER,CO80204     		N/A PUBLIC CHARITY OPERATING SUPPORT 5,000
    SAFEHOUSE PROGRESSIVE ALLIANCE FOR NONVIOLENCE
    835 NORTH STREET
    BOULDER,CO80304     		N/A PUBLIC CHARITY OPERATING SUPPORT 5,000
    THE COMMUNITY FOUNDATION SERVING BOULDER COUNTY
    1123 SPRUCE STREET
    BOULDER,CO80302     		N/A PUBLIC CHARITY BOULDER COMMUNITY FUND 10,000
    TRU COMMUNITY CARE
    2594 TRAILRIDGE DRIVE EAST
    LAFAYETTE,CO80026     		N/A PUBLIC CHARITY OPERATING SUPPORT 5,000
    VIA MOBILITY SERVICES
    2855 N 63RD STREET
    BOULDER,CO80301     		N/A PUBLIC CHARITY OPERATING SUPPORT 5,000
    WOUNDED WARRIOR PROJECT
    4899 BELFORT ROAD SUITE 300
    JACKSONVILLE,FL32256     		N/A PUBLIC CHARITY OPERATING SUPPORT 5,000
    Total .................................bullet 3a 135,929
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 1  
    4 Dividends and interest from securities....     14 61,976  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     14 191  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 140,720  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 202,888 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    202,888
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    THE 1040 FOUNDATION
    C/O RICK KOOPMAN
    Employer identification number

    30-6057235
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    THE 1040 FOUNDATION
    C/O RICK KOOPMAN         		Employer identification number
    30-6057235
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    RICK KOOPMAN
     
    PO BOX 65
     
    BOULDER, CO803060065

    		$ 100,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    THE 1040 FOUNDATION
    C/O RICK KOOPMAN         		Employer identification number

    30-6057235
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    THE 1040 FOUNDATION
    C/O RICK KOOPMAN         		Employer identification number

    30-6057235
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    THE 1040 FOUNDATION
     
    C/O RICK KOOPMAN
    EIN:
    30-6057235
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 3,143 314   2,829

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    THE 1040 FOUNDATION
     
    C/O RICK KOOPMAN
    EIN:
    30-6057235
    Name of Bond End of Year Book Value End of Year Fair Market Value
    27,392.465 SHS DOUBLELINE CORE FIXED INCOME FUND 294,195 310,083
    20,070.838 SHS WELLS FARGO ULTRA ST INCOME FUND 170,000 173,010
    4,074.819 SHS COLUMBIA TOTAL RETURN BOND FUND 149,879 156,473
    500 SHS ISHARES CORE US AGGREG BOND ETF 59,277 59,095

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    THE 1040 FOUNDATION
     
    C/O RICK KOOPMAN
    EIN:
    30-6057235
    Name of Stock End of Year Book Value End of Year Fair Market Value
    300 SHS AGILENT TECHNOLOGIES INC 6,557 35,547
    600 SHS AT&T INC 15,831 17,256
    480 SHS CISCO SYSTEMS INC 8,668 21,480
    540 SHS COCA COLA CO 11,582 29,614
    330 SHS CONOCOPHILLIPS 9,099 13,197
    150 SHS ILLINOIS TOOL WORKS INC 6,771 30,582
    200 SHS JOHNSON & JOHNSON 8,519 31,476
    340 SHS JPMORGAN CHASE & CO 10,659 43,204
    190 SHS MCDONALDS CORP 5,571 40,770
    200 SHS MERCK & CO INC 8,386 16,360
    400 SHS MICROSOFT CORP 10,353 97,865
    200 SHS PEPSICO INC 7,329 29,660
    580 SHS PFIZER INC 12,234 21,350
    270 SHS PROCTER & GAMBLE CO 12,971 37,568
    500 SHS US BANCORP 15,250 23,295
    450 SHS VERIZON COMMUNICATIONS INC 17,579 26,437
    200 SHS WALMART INC 10,006 28,830
    450 SHS WELLS FARGO & CO 9,479 13,581
    250 SHS DISNEY WALT CO 8,348 45,295
    100 SHS AIR PRODS & CHEMS INC 4,613 27,322
    380 SHS COLGATE PALMOLIVE CO 11,883 32,494
    250 SHS SOUTHERN CO 8,747 15,357
    200 SHS ABBOTT LABS 4,913 21,898
    100 SHS AMGEN INC 5,437 22,992
    900 SHS APPLE INC 6,335 119,421
    300 SHS CHEVRON CORP 21,776 25,335
    150 SHS HONEYWELL INTL INC 5,390 31,905
    280 SHS LOWES COMPANIES INC 5,593 44,943
    80 SHS MCKESSON CORP 4,358 13,914
    180 SHS PNC FINANCIAL SVCS GROUP INC 9,199 26,820
    170 SHS PRICE T ROWE GROUP INC 8,837 25,736
    130 SHS TARGET CORP 5,916 22,949
    220 SHS TEXAS INSTRUMENTS INC 5,233 36,109
    75 SHS THERMO FISHER SCIENTIFIC CORP 3,373 34,933
    100 SHS PARKER HANNIFIN CORP 4,776 27,241
    500 SHS ISHARES RUSSELL 2000 ETF 59,533 98,030
    32 SHS AMAZON.COM INC 6,318 104,222
    1,356.487 SHS COLUMBIA MID CAP GROWTH FUND 24,274 41,373
    200 SHS PHILLIPS 66 7,604 13,988
    1,775.863 SHS JOHN HANCOCK DISC VALUE FUND 21,133 41,413
    968.589 SHS ARTISAN INTERNATIONAL VALUE FUND 23,950 38,608
    180 SHS ABBVIE INC 4,795 19,287
    380 SHS INVESCO QQQ TRUST SER 1 33,210 119,221
    1,000 SHS ISHARES MSCI EMERGING MARKETS ETF 37,737 51,670
    850 SHS ISHARES RUSSELL MID-CAP ETF 37,003 58,268
    25 SHS ALPHABET INC 19,878 43,797
    280 SHS EXELON CORP 8,908 11,822
    200 SHS SALESFORCE.COM INC 13,937 44,506
    450 SHS NRG ENERGY INC 4,786 16,897
    80 SHS BROADCOM INC 14,393 35,028
    191 SHS JOHNSON CONTROLS INTL PLC 3,040 8,899
    140 SHS CROWN CASTLE INTL CORP 11,817 22,287
    40 SHS EQUINIX INC 14,397 28,567
    500 SHS ROCHE HOLDING LTD 13,352 21,848
    75 SHS ADOBE INC 19,466 37,509
    50 SHS CONSTELLATION BRANDS INC 9,216 10,952
    250 SHS CVS HEALTH CORP 16,858 17,075
    90 SHS GENERAL DYNAMICS CORP 14,040 13,394
    50 SHS LOCKHEED MARTIN CORP 13,059 17,749
    400 SHS ISHARES MSCI EAFE ETF 27,611 29,184
    100 SHS CSX CORP 9,056 9,075
    275 SHS MICRON TECHNOLOGY INC 19,415 20,674
    40 SHS NVIDIA CORP 21,482 20,888
    250 SHS RAYTHEON TECHNOLOGIES CORP 4,235 17,877
    250 SHS CARRIER GLOBAL CORP 1,435 9,430
    500 SHS KKR & CO INC 19,777 20,245
    125 SHS OTIS WORLDWIDE CORP 2,007 8,444
    0.966 SHS VIATRIS INC 0 18
    70 SHS ALIBABA GROUP HLDG LTD 18,730 16,291
    3,589.905 SHS BLACKROCK EVENT DRIVEN EQUITY FUND 35,200 35,863
    3,535.783 SHS GOLDMAN SACHS ABS RETURN TRK FUND 33,200 35,464

    TY 2020 OtherExpensesSchedule
    Name:
    THE 1040 FOUNDATION
     
    C/O RICK KOOPMAN
    EIN:
    30-6057235
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT EXPENSES 25 25   0


    TY 2020 OtherIncomeSchedule2
    Name:
    THE 1040 FOUNDATION
     
    C/O RICK KOOPMAN
    EIN:
    30-6057235
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    BANK OF AMERICA, N.A. 191 191 191


    TY 2020 OtherIncreasesSchedule
    Name:
    THE 1040 FOUNDATION
     
    C/O RICK KOOPMAN
    EIN:
    30-6057235
    Description Amount
    NONTAXABLE DISTRIBUTIONS 636
    TAX-EXEMPT INTEREST INCOME 769


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE 1040 FOUNDATION
     
    C/O RICK KOOPMAN
    EIN:
    30-6057235
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 8,602 8,602   0


    TY 2020 TaxesSchedule
    Name:
    THE 1040 FOUNDATION
     
    C/O RICK KOOPMAN
    EIN:
    30-6057235
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES PAID 366 366   0
    2020 FORM 990-PF TAX DEPOSITS 2,400 0   0