Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
JAMES M COX FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 0634
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MILWAUKEE, WI532010634
A Employer identification number

47-0719195
B Telephone number (see instructions)

(402) 536-5129
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,381,156J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 46,175 46,089  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 51,135
b Gross sales price for all assets on line 6a 407,205
7 Capital gain net income (from Part IV, line 2)... 51,135
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 1,506    
12 Total. Add lines 1 through 11........ 98,816 97,224  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 30,563 15,282   15,282
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule)......... Click to see attachment 1,950 0 0 1,950
b Accounting fees (attach schedule)....... Click to see attachment 1,000 0 0 1,000
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 2,090 486   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 35,603 15,768 0 18,232
25 Contributions, gifts, grants paid....... 111,331 111,331
26 Total expenses and disbursements. Add lines 24 and 25 146,934 15,768 0 129,563
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -48,118
b Net investment income (if negative, enter -0-) 81,456
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 4,488 2,486 2,486
2 Savings and temporary cash investments......... 67,711 26,029 26,029
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 880,874 Click to see attachment767,931 1,570,002
c Investments—corporate bonds (attach schedule)....... 613,958 Click to see attachment621,386 632,218
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 30,916 Click to see attachment131,763 148,440
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment2,315 Click to see attachment1,981 Click to see attachment1,981
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,600,262 1,551,576 2,381,156
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 1,600,262 1,551,576
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 1,600,262 1,551,576
30 Total liabilities and net assets/fund balances (see instructions). 1,600,262 1,551,576
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
1,600,262
2
Enter amount from Part I, line 27a .....................
2
-48,118
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
151
4
Add lines 1, 2, and 3 ..........................
4
1,552,295
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
719
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
1,551,576
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 3786.907 INVESCO OPPENHEIMER SENIOR FLOATING     2020-01-07
b 100. PFIZER INC COM   2009-06-01 2020-01-07
c 20. WESTERN DIGITAL CORP COM   2018-03-29 2020-01-07
d 50000. GEN ELEC CAP CRP MTN 5.500% 1/08/20   2010-01-20 2020-01-08
e 25. BRISTOL MYERS SQUIBB CO   2019-11-20 2020-02-10
3. APPLE COMPUTER INC   2006-06-14 2020-02-12
25. BRISTOL MYERS SQUIBB CO   2019-11-20 2020-02-12
5. CITIGROUP INC   2019-02-14 2020-02-12
30. INTEL CORP   2010-08-24 2020-02-12
10. AMERICAN TOWER CORP   2007-03-30 2020-02-21
45.998 NUVEEN REAL ESTATE SECS I   2004-06-29 2020-02-21
67.751 PGIM TOTAL RETURN BOND CL R6   2019-10-16 2020-02-21
3. APPLE COMPUTER INC   2006-06-14 2020-05-04
4. BIOGEN, INC   2019-06-28 2020-05-04
15. BIOGEN, INC     2020-05-04
25000. BOEING CO 2.500% 3/01/25   2020-01-09 2020-05-04
25. INTEL CORP   2010-08-24 2020-05-04
36. MOHAWK INDS INC COM     2020-05-04
100. AMERICAN CAMPUS COMMUNITIES     2020-05-26
50. CISCO SYS INC   2002-10-23 2020-05-26
1758.499 MAINSTAY FLOATING RATE I   2019-11-06 2020-05-28
100. INTEL CORP   2009-05-05 2020-06-03
19.282 TRIBUTARY SMALL COMPANY FUND   2019-12-12 2020-06-04
1502.571 TRIBUTARY SMALL COMPANY FUND   2019-02-11 2020-06-04
5. AMGEN INC   2002-02-01 2020-07-21
20. APPLE COMPUTER INC   2006-06-14 2020-07-21
50. CITIGROUP INC   2019-02-14 2020-07-21
164.474 MONDRIAN INTERNATIONAL EQUITY FUND   2019-12-20 2020-07-21
948.063 HARDING LOEVNER INTL EQTY     2020-07-21
20. HOME DEPOT INC   2009-01-30 2020-07-21
1146.789 MAINSTAY FLOATING RATE I   2019-11-06 2020-07-21
10. MICROSOFT CORP   2016-04-22 2020-07-21
43.502 T ROWE PRICE SMALL CAP STOCK FD   2019-12-13 2020-07-21
56.879 T ROWE PRICE SMALL CAP STOCK FD     2020-07-21
5. UNITEDHEALTH GRP INC COM   2019-03-05 2020-07-21
.685 MATCH GROUP INC NEW   2020-02-12 2020-08-04
568.182 MAINSTAY FLOATING RATE I   2019-11-06 2020-08-12
25. HORMEL FOODS CORPORATIONCOM   2019-02-20 2020-08-18
5. APPLE COMPUTER INC   2006-06-14 2020-08-20
5. MASTERCARD INC   2015-09-30 2020-08-20
1. AMAZON COM INC   2018-09-17 2020-08-21
4. APPLE COMPUTER INC   2006-06-14 2020-08-21
162.47 MONDRIAN INTERNATIONAL EQUITY FUND     2020-08-21
122.399 HARDING LOEVNER INTL EQTY   2017-06-07 2020-08-21
10. HOME DEPOT INC   2009-01-30 2020-08-21
25. BRISTOL MYERS SQUIBB CO   2019-11-20 2020-08-24
50. DELTA AIR LINES INC   2018-01-08 2020-08-24
5. AMGEN INC   2002-02-01 2020-08-25
227.015 MAINSTAY FLOATING RATE I   2019-11-06 2020-08-25
5. APPLE COMPUTER INC   2006-06-14 2020-08-26
5. HOME DEPOT INC   2009-01-30 2020-08-26
50. INTEL CORP   2009-01-07 2020-08-26
7. JOHNSON & JOHNSON   2005-07-13 2020-08-26
15. OTIS WORLDWIDE CORP   2002-08-21 2020-08-26
50. DELTA AIR LINES INC   2018-01-08 2020-08-27
1813.054 HARDING LOEVNER INTL EQTY     2020-08-28
50. HORMEL FOODS CORPORATIONCOM   2019-02-20 2020-09-25
50. VERIZON COMMUNICATIONS     2020-09-25
125.313 BARON EMERGING MARKETS INSTITUTIONAL   2018-01-31 2020-10-06
5. HOME DEPOT INC   2009-01-30 2020-10-09
20. INTEL CORP   2009-01-07 2020-10-09
196.387 BOSTON TRUST SMALL CAP FUND   2020-06-04 2020-10-29
854.953 MONDRIAN INTERNATIONAL EQUITY FUND   2018-01-31 2020-10-29
16.887 MONDRIAN INTERNATIONAL EQUITY FUND   2020-02-21 2020-10-29
417.188 HARDING LOEVNER INTL EQTY     2020-10-29
45.956 T ROWE PRICE SMALL CAP STOCK FD   2018-12-13 2020-10-29
35. WESTERN DIGITAL CORP COM   2018-03-29 2020-11-03
10. APPLE COMPUTER INC   2006-06-14 2020-11-05
30. DELTA AIR LINES INC     2020-11-05
5. J P MORGAN CHASE & CO   2011-07-13 2020-11-05
5. CHUBB LTD   2005-07-13 2020-11-05
100. MYLAN NV   2019-11-13 2020-11-17
50. MYLAN NV   2020-02-13 2020-11-17
100. MYLAN NV   2020-07-21 2020-11-17
50. MYLAN NV   2020-08-25 2020-11-17
5. BOEING COMPANY   2016-02-23 2020-11-19
187.547 MONDRIAN INTERNATIONAL EQUITY FUND   2018-01-31 2020-11-23
93.773 HARDING LOEVNER INTL EQTY   2018-11-12 2020-11-23
70. WESTERN DIGITAL CORP COM     2020-11-23
50. APPLE COMPUTER INC   2006-06-14 2020-12-01
20. TC ENERGY CORP   2018-01-08 2020-12-01
155. BRISTOL MYERS SQUIBB RT 3/31/21   2019-11-20 2020-12-03
50. CISCO SYS INC   2002-10-23 2020-12-03
CAPITAL GAIN DIVIDENDS P    
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CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
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(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 28,364   30,916 -2,552
b 3,871   1,492 2,379
c 1,352   1,831 -479
d 50,000   50,143 -143
e 1,672   1,398 274
971   25 946
1,676   1,398 278
398   313 85
2,025   560 1,465
2,482   389 2,093
1,015   779 236
1,005   1,014 -9
870   25 845
1,178   937 241
4,417   4,925 -508
22,680   25,221 -2,541
1,428   467 961
3,045   4,579 -1,534
3,357   4,536 -1,179
2,262   553 1,709
15,053   15,879 -826
6,195   1,623 4,572
454   565 -111
35,416   41,140 -5,724
1,296   288 1,008
7,810   164 7,646
2,583   3,135 -552
2,015   2,462 -447
23,190   21,849 1,341
5,255   439 4,816
10,023   10,356 -333
2,095   520 1,575
2,184   2,234 -50
2,855   2,551 304
1,530   1,203 327
69   50 19
5,006   5,131 -125
1,315   1,070 245
2,344   41 2,303
1,668   451 1,217
3,287   1,910 1,377
1,962   33 1,929
1,985   2,330 -345
2,987   2,588 399
2,816   220 2,596
1,553   1,398 155
1,473   2,733 -1,260
1,240   288 952
2,000   2,050 -50
2,527   41 2,486
1,459   110 1,349
2,475   736 1,739
1,066   452 614
964   236 728
1,538   2,732 -1,194
45,199   37,478 7,721
2,404   2,141 263
2,952   1,878 1,074
2,006   2,034 -28
1,434   110 1,324
1,053   294 759
2,537   2,476 61
9,798   14,132 -4,334
194   239 -45
9,996   8,616 1,380
2,517   1,997 520
1,315   3,205 -1,890
1,187   21 1,166
959   1,601 -642
524   201 323
686   224 462
1,576   1,727 -151
788   1,086 -298
1,576   1,654 -78
788   805 -17
1,020   587 433
2,513   3,100 -587
2,500   1,921 579
3,122   6,061 -2,939
6,123   103 6,020
892   987 -95
412   330 82
2,198   553 1,645
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
      7,180
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -2,552
b       2,379
c       -479
d       -143
e       274
      946
      278
      85
      1,465
      2,093
      236
      -9
      845
      241
      -508
      -2,541
      961
      -1,534
      -1,179
      1,709
      -826
      4,572
      -111
      -5,724
      1,008
      7,646
      -552
      -447
      1,341
      4,816
      -333
      1,575
      -50
      304
      327
      19
      -125
      245
      2,303
      1,217
      1,377
      1,929
      -345
      399
      2,596
      155
      -1,260
      952
      -50
      2,486
      1,349
      1,739
      614
      728
      -1,194
      7,721
      263
      1,074
      -28
      1,324
      759
      61
      -4,334
      -45
      1,380
      520
      -1,890
      1,166
      -642
      323
      462
      -151
      -298
      -78
      -17
      433
      -587
      579
      -2,939
      6,020
      -95
      82
      1,645
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 51,135
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 1,132
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,132
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,132
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 2,560
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,560
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,428
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet1,132 RefundedBullet 11 296
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletUS BANK NATIONAL ASSOCIATION Telephone no.bullet (402) 434-1103

    Located atbullet1700 FARNAM STOMAHANE ZIP+4bullet68102
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    RONALD C JENSEN SECRETARY
    4     		0    
    1500 WOODMEN TOWER
    OMAHA,NE68102
    STEVE C OTTO CO-PRESIDENT
    4     		0    
    1500 KINGSTON RD
    LINCOLN,NE68506
    JIM OTTO CO-PRESIDENT
    4     		0    
    1610 S 70TH ST STE 101
    LINCOLN,NE68506
    PATRICK A GREWE TREASURER
    4     		0    
    233 SOUTH 13TH STE 1011
    LINCOLN,NE68508
    US BANK N A TRUSTEE
    1     		30,563    
    PO BOX 0634
    MILWAUKEE,WI532010634
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    2,082,155
    b
    Average of monthly cash balances.......................
    1b
    56,387
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    2,138,542
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    2,138,542
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    32,078
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    2,106,464
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    105,323
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    105,323
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    1,132
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,132
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    104,191
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    1,500
    5
    Add lines 3 and 4............................
    5
    105,691
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    105,691
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    129,563
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    129,563
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    129,563
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 105,691
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 59,132
    b From 2016...... 41,107
    c From 2017...... 33,460
    d From 2018...... 26,797
    e From 2019...... 29,513
    fTotal of lines 3a through e........ 190,009
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 129,563
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 105,691
    e Remaining amount distributed out of corpus 23,872
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 213,881
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		59,132
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		154,749
    10 Analysis of line 9:
    a Excess from 2016.... 41,107
    b Excess from 2017.... 33,460
    c Excess from 2018.... 26,797
    d Excess from 2019.... 29,513
    e Excess from 2020.... 23,872
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    NORMAN OTTO JAMES M COX FOUNDATION
    1500 KINGSTON ROAD
    LINCOLN,NE68506
    (402) 488-1951
    bThe form in which applications should be submitted and information and materials they should include:
    APPLICATION FORMS ARE AVAILABLE UPON REQUEST.
    cAny submission deadlines:
    APRIL 1ST
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    AMOUNT OF THE SCHOLARSHIP IS $1,000 AND AWARDED TO HIGH SCHOOL SENIORS ATTENDING COLLEGE OR TRADE SCHOOL. APPLICANTS MUST BE IN THE EASTERN THIRD OF NEBRASKA.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    NEBRASKA CHILDREN'S HOME
    4939 SOUTH 118TH ST
    OMAHA,NE68137     		NONE PC GENERAL OPERATING 4,000
    JANICE LARSON
    5100 LONDON ROAD APT
    LINCOLN,NE68516     		NONE I SCHOLARSHIPS 1,131
    HAMILTON COMMUNITY FOUNDATION
    PO BOX 283
    AURORA,NE688180283     		NONE PC GENERAL OPERATING 4,000
    METROPOLITAN COMMUNITY COLLEGE
    P O BOX 3777
    OMAHA,NE68103     		NONE I SCHOLARSHIPS 3,000
    WAYNE STATE COLLEGE
    1111 MAIN STREET
    WAYNE,NE68787     		NONE I SCHOLARSHIPS 10,000
    BRYAN COLLEGE OF HEALTH SCIENCES
    5035 EVERETT STREET
    LINCOLN,NE685061398     		NONE I SCHOLARSHIPS 2,000
    CENTER FOR PEOPLE IN NEED
    2901 N 27TH ST 1
    LINCOLN,NE68521     		NONE PC GENERAL OPERATING 2,000
    SOUTHEAST COMMUNITY COLLEGE
    600 STATE ST
    MILFORD,NE68405     		NONE I SCHOLARSHIP 2,000
    CONCORDIA UNIVERSITY
    800 NORTH COLUMBIA AVENUE
    SEWARD,NE68434     		NONE I SCHOLARSHIPS 1,000
    UNIVERSITY OF NEBRASKA-KEARNEY
    905 W 25TH
    KEARNEY,NE688492350     		NONE I SCHOLARSHIPS 8,000
    NORTHEAST COMMUNITY COLLEGE
    PO BOX 469
    NORFOLK,NE68702     		NONE I SCHOLARSHIPS 9,000
    UNIVERSITY OF NEBRASKA-LINCOLN
    P O BOX 880411
    LINCOLN,NE685880411     		NONE I SCHOLARSHIPS 25,000
    CENTRAL COMMUNITY COLLEGE
    4500 63RD STREET
    COLUMBUS,NE686021027     		NONE I SCHOLARSHIPS 3,000
    PERU STATE COLLEGE
    P O BOX 10
    PERU,NE68421     		NONE I SCHOLARSHIPS 2,000
    UNIVERSITY OF NEBRASKA FOUNDATION
    PO BOX 2678
    KEARNEY,NE68848     		NONE I SCHOLARSHIP 8,000
    GRACE CHILDRENS HOME
    1033 N MAIN STREET
    HENDERSON,NE68371     		NONE PC GENERAL OPERATING 3,200
    MIDLAND UNIVERSITY
    900 N CLARKSON STREET
    FREMONT,NE68025     		NONE I SCHOLARSHIPS 1,000
    CHADRON STATE COLLEGE
    OFFICE OF FINANCIAL AID
    1000 MAIN STREET
    CHADRON,NE69337     		NONE I SCHOLARSHIP 1,000
    NEBRASKA WESLEYAN UNIVERSITY
    5000 ST PAUL
    LINCOLN,NE68504     		NONE I SCHOLARSHIP 5,000
    YORK COLLEGE
    1125 EAST 8TH STREET
    YORK,NE68467     		NONE PC SCHOLARSHIPS 1,000
    METRO COMMUNITY COLLEGE
    5300 N 30TH ST
    OMAHA,NE68111     		NONE PC SCHOLARSHIPS 1,000
    COLLEGE OF HAIR DESIGN - EAST
    9000 ANDERMATT DRIVE
    LINCOLN,NE68526     		NONE PC GENERAL OPERATING 1,000
    OMAHA BRIDGES OUT OF POVERTY
    PO BOX 540338
    OMAHA,NE68154     		NONE PC GENERAL OPERATING 2,000
    UNIVERSITY OF NEBRASKA - OMAHA
    6001 DODGE ST
    OMAHA,NE68182     		NONE I SCHOLARSHIP 10,000
    DOANE UNIVERSITY
    1014 BOSWELL AVE
    CRETE,NE68333     		NONE I SCHOLARSHIP 1,000
    MOUNT MARTY COLLEGE
    1105 WEST EIGHTH STREET
    YANKTON,SD57078     		NONE I SCHOLARSHIPS 1,000
    Total .................................bullet 3a 111,331
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 46,175  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 51,135  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aOTHER INCOME     		    1 6  
    bGRANT RECOVERY     1 1,500  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   98,816  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    98,816
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    JAMES M COX FOUNDATION
    EIN:
    47-0719195
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,000     1,000

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    JAMES M COX FOUNDATION
    EIN:
    47-0719195
    Name of Bond End of Year Book Value End of Year Fair Market Value
    258620103 DOUBLELINE TOTAL RET 173,037 173,181
    31420B300 FEDERATED INST HI YL 95,058 96,828
    36962G4J0 GEN ELEC CAP CRP MTN    
    670700400 NUVEEN PREFERRED SEC 109,000 111,530
    024932154 AMERICAN CENTURY HIG 30,273 30,504
    06051GFB0 BANK OF AMERICA MTN 25,314 27,708
    74440B884 PGIM TOTAL RETURN BO 162,119 165,765
    56063J344 MAINSTAY FLOATING RA 26,585 26,702

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    JAMES M COX FOUNDATION
    EIN:
    47-0719195
    Name of Stock End of Year Book Value End of Year Fair Market Value
    92343V104 VERIZON COMMUNICATIO 3,528 5,875
    56585A102 MARATHON PETROLEUM C 9,260 8,272
    931142103 WAL MART STORES INC 12,386 23,785
    91324P102 UNITED HEALTH GROUP 4,946 50,849
    G5960L103 MEDTRONIC PLC 3,848 5,857
    247361702 DELTA AIR LINES INC 8,960 8,846
    594918104 MICROSOFT CORP 4,894 117,883
    26875P101 E O G RES INC 4,280 2,494
    097023105 BOEING CO 4,107 7,492
    023135106 AMAZON.COM INC 20,737 78,166
    670678507 NUVEEN REAL ESTATE S 34,218 47,031
    06828M876 BARON EMERGING MARKE 82,937 117,440
    608190104 MOHAWK INDS INC CO    
    02079K305 ALPHABET INC CL A 18,334 35,053
    57636Q104 MASTERCARD INC 7,211 28,555
    N53745100 LYONDELLBASELL INDUS 1,549 1,833
    060505104 BANK OF AMERICA CORP 12,443 24,703
    46625H100 J P MORGAN CHASE CO 9,857 38,756
    717081103 PFIZER INC    
    913017109 UNITED TECHNOLOGIES    
    713448108 PEPSICO INC 1,437 5,191
    17275R102 CISCO SYSTEMS INC 1,106 4,475
    779572106 T ROWE PRICE SMALL C 26,427 45,462
    H1467J104 CHUBB LTD 5,780 20,779
    369604103 GENERAL ELECTRIC CO 2,845 3,780
    031162100 AMGEN INC 2,305 9,197
    478160104 JOHNSON JOHNSON 7,543 20,145
    808513105 SCHWAB CHARLES CORP 6,210 9,547
    037833100 APPLE INC 3,084 199,035
    437076102 HOME DEPOT INC 2,168 31,343
    779556109 ROWE T PRICE MID-CAP 83,759 127,205
    03027X100 AMERICAN TOWER CORP 4,866 28,058
    458140100 INTEL CORP 2,899 11,459
    806857108 SCHLUMBERGER LTD 11,391 3,820
    024835100 AMERICAN CAMPUS COMM    
    693506107 P P G INDS INC 2,019 2,884
    412295107 HARDING LOEVNER INTL 52,410 75,786
    127097103 CABOT OIL GAS CORP C 8,808 6,512
    30303M102 FACEBOOK INC A 13,222 21,853
    22160K105 COSTCO WHSL CORP 9,339 13,187
    G6095L109 APTIV PLC 3,718 6,515
    958102105 WESTERN DIGITAL CORP    
    36381Y108 MONDRIAN INTERNATION 108,563 95,779
    09062X103 BIOGEN, INC    
    110122157 BRISTOL MYERS SQUIBB    
    89609H704 TRIBUTARY SMALL COMP    
    N59465109 MYLAN NV    
    15135B101 CENTENE CORP COM 10,215 11,106
    172967424 CITIGROUP INC    
    22052L104 CORTEVA INC 1,235 3,214
    26614N102 DUPONT DE NEMOURS IN 3,404 5,902
    440452100 HORMEL FOODS CORP    
    87807B107 TC ENERGY CORP 5,961 5,294
    260557103 DOW INC 2,230 4,607
    55272P596 MFS MID CAP VALUE I 67,901 80,017
    110122108 BRISTOL MYERS SQUIBB 4,472 4,962
    87918A105 TELADOC INC 5,434 5,399
    375558103 GILEAD SCIENCES INC 10,721 9,613
    57667L107 MATCH GROUP INC NEW 5,266 9,827
    893641100 TRANSDIGM GROUP INC 1,711 3,094
    012653101 ALBEMARLE CORP 5,703 14,752
    78409V104 S P GLOBAL INC 1,978 1,972
    87612E106 TARGET CORP 2,238 3,531
    92556V106 VIATRIS INC 5,271 5,622
    68902V107 OTIS WORLDWIDE CORP 1,260 5,404
    75513E101 RAYTHEON TECHNOLOGIE 3,329 13,587
    28176E108 EDWARDS LIFESCIENCES 5,165 6,842
    776696106 ROPER INDS INC 3,012 3,018
    89400J107 TRANSUNION 2,089 2,481
    285512109 ELECTRONIC ARTS INC 6,046 7,898
    14448C104 CARRIER GLOBAL CORPO 998 7,167
    79466L302 SALESFORCE COM INC 8,898 9,791

    TY 2020 InvestmentsOtherSchedule2
    Name:
    JAMES M COX FOUNDATION
    EIN:
    47-0719195
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    00141G856 INVESCO OPPENHEIMER      
    72369L107 PIONEER ILS INTERVAL AT COST 35,000 34,897
    524686524 CLEARBRIDGE INTERNAT AT COST 65,000 75,028
    101156602 BOSTON TRUST SMALL C AT COST 31,763 38,515

    TY 2020 LegalFeesSchedule
    Name:
    JAMES M COX FOUNDATION
    EIN:
    47-0719195
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES - INCOME (ALLOCABLE 1,950     1,950


    TY 2020 OtherAssetsSchedule
    Name:
    JAMES M COX FOUNDATION
    EIN:
    47-0719195
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    ACCRUED INCOME   0 0
    000000000 MISCELLANEOUS ENTRY 2,315 1,981 1,981


    TY 2020 OtherDecreasesSchedule
    Name:
    JAMES M COX FOUNDATION
    EIN:
    47-0719195
    Description Amount
    PY RETURN OF CAPITAL ADJ 29
    COST BASIS ADJUSTMENT 690


    TY 2020 OtherIncomeSchedule2
    Name:
    JAMES M COX FOUNDATION
    EIN:
    47-0719195
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INCOME 6 0  
    GRANT RECOVERY 1,500 0  


    TY 2020 OtherIncreasesSchedule
    Name:
    JAMES M COX FOUNDATION
    EIN:
    47-0719195
    Description Amount
    MYLAN CORPORATE ACTION ADJUSTMENT 151


    TY 2020 TaxesSchedule
    Name:
    JAMES M COX FOUNDATION
    EIN:
    47-0719195
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 469 469   0
    FEDERAL ESTIMATES - PRINCIPAL 1,604 0   0
    FOREIGN TAXES ON NONQUALIFIED 17 17   0