Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
DAVID S BAUM FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)4315 W GULF DRIVE
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
SANIBEL ISLAND, FL33957
A Employer identification number

84-4039569
B Telephone number (see instructions)

(239) 472-2372
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$8,868,418J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 5,783
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 108,861 108,861  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 46,781
b Gross sales price for all assets on line 6a 3,345,234
7 Capital gain net income (from Part IV, line 2)... 46,781
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 161,425 155,642  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 20,121 0   20,121
b Accounting fees (attach schedule)....... Click to see attachment 2,140 1,070   1,070
c Other professional fees (attach schedule).... Click to see attachment 54,586 54,586   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 23 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 76,870 55,656   21,191
25 Contributions, gifts, grants paid....... 15,000 15,000
26 Total expenses and disbursements. Add lines 24 and 25 91,870 55,656   36,191
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 69,555
b Net investment income (if negative, enter -0-) 99,986
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 398,560 12,719 12,719
2 Savings and temporary cash investments.........   145,323 145,323
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 5,964,741 Click to see attachment6,274,814 8,710,376
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 6,363,301 6,432,856 8,868,418
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 6,363,301 6,432,856
29 Total net assets or fund balances (see instructions)..... 6,363,301 6,432,856
30 Total liabilities and net assets/fund balances (see instructions). 6,363,301 6,432,856
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
6,363,301
2
Enter amount from Part I, line 27a .....................
2
69,555
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
6,432,856
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
6,432,856
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES P    
b CAPITAL GAINS DIVIDENDS P    
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 3,345,185   3,298,453 46,732
b 49     49
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       46,732
b       49
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 46,781
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 1,390
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,390
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,390
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 0
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 0
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 29
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 1,419
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletWI
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletDAVID S BAUM Telephone no.bullet (239) 472-2372

    Located atbullet4315 W GULF DRIVESANIBELFL ZIP+4bullet33957
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    DAVID S BAUM PRESIDENT
    0.10     		0 0 0
    4315 W GULF DRIVE
    SANIBEL,FL33957
    TRACY S SAPIEN SECRETARY
    0.10     		0 0 0
    746 E CREEKSIDE DRIVE
    HOUSTON,TX77024
    FIDEL A SAPIEN TREASURER
    0.10     		0 0 0
    746 E CREEKSIDE DRIVE
    HOUSTON,TX77024
    MELISSA A BAUM VICE PRESIDENT
    0.10     		0 0 0
    3902A KNOLLWOOD DRIVE
    AUSTIN,TX78731
    JUDY J BAUM VICE PRESIDENT
    0.10     		0 0 0
    4315 W GULF DRIVE
    SANIBEL,FL33957
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    7,561,729
    b
    Average of monthly cash balances.......................
    1b
    179,201
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    7,740,930
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    7,740,930
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    116,114
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    7,624,816
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    381,241
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    381,241
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    1,390
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,390
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    379,851
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    379,851
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    379,851
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    36,191
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    36,191
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    36,191
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 379,851
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 14,317
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 36,191
    a Applied to 2019, but not more than line 2a 14,317
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 21,874
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		357,977
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    DAVID S BAUM
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ROARING FORK CONSERVANCY
    PO BOX 3349
    BASALT,CO81621     		NONE PC TO PROTECT QUALITY OF THE WATER FOR THE LOCAL RIVERS AND STREAMS 10,000
    KIDS MEALS INC
    330 GARDEN OAKS BLVD
    HOUSTON,TX77018     		NONE PC SUPPORT TO GIVE MEALS TO STAVING KIDS 5,000
    Total .................................bullet 3a 15,000
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 108,861  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 46,781  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 155,642 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    155,642
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    DAVID S BAUM FOUNDATION INC
     
    Employer identification number

    84-4039569
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    DAVID S BAUM FOUNDATION INC
          		Employer identification number
    84-4039569
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    DAVID S BAUM
    4315 W GULF DRIVE
     
    SANIBEL, FL33957

    		$ 5,783


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    DAVID S BAUM FOUNDATION INC
          		Employer identification number

    84-4039569
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    DAVID S BAUM FOUNDATION INC
          		Employer identification number

    84-4039569
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    DAVID S BAUM FOUNDATION INC
    EIN:
    84-4039569
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 2,140 1,070   1,070

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    DAVID S BAUM FOUNDATION INC
    EIN:
    84-4039569
    Name of Stock End of Year Book Value End of Year Fair Market Value
    MFO DOUBLELINE CORE FIXED INCOME FUND I 31,081 31,640
    MFC SPDR S&P 500 ETF TRUST 1,175,368 1,523,935
    PROLOGIS INC COM 149,642 600,551
    MFO PIMCO FDS PAC INVT MGMT SER HIGH 300,332 313,438
    CHEVRON CORP COM 17,926 12,921
    JOHNSON & JOHNSON COM USD1 3,860 4,564
    ELI LILLY & CO COM 9,999 14,520
    JPMORGAN CHASE & CO COM 23,414 27,066
    BLACKROCK INC COM STK 16,000 25,254
    SEMPRA ENERGY INC COM STK 14,614 14,143
    MARSH & MCLENNAN CO'S INC COM 12,401 15,093
    TEXAS INSTRUMENTS INC COM 21,552 31,513
    MERCK & CO INC NEW COM 23,897 24,704
    PEPSICO INC COM 22,006 25,656
    QUALCOMM INC COM 16,528 20,718
    STARBUCKS CORP COM 16,002 21,396
    MC DONALDS CORP COM 15,810 17,166
    AMERICAN TOWER CORP 4,365 4,489
    COCA COLA CO COM 6,470 7,129
    ILL TOOL WKS INC COM 8,544 11,825
    NEXTERA ENERGY INC COM 24,458 38,266
    REALTY INCOME CORP COM 7,256 6,528
    LYONDELLBASELL IND N V COM 2,363 2,566
    UNITED PARCEL SVC INC CL B 3,706 3,705
    PROLOGIS INC COM 11,189 12,657
    PHILLIPS 66 COM 7,420 5,385
    WEC ENERGY GROUP INC COM 12,947 14,541
    HONEYWELL INTL INC COM STK 11,389 15,102
    PAYCHEX INC COM 15,561 17,891
    BROADCOM INC COM 15,048 22,330
    MICROSOFT CORP COM 15,326 26,913
    ABBVIE INC COM 15,907 20,466
    US BANCORP 12,302 10,809
    CROWN CASTLE INTL CORP NEW COM 16,259 20,695
    ABBOTT LAB COM 11,494 15,657
    EATON CORP PLC COM USD0.50 7,049 8,530
    TRUIST FINL CORP COM 21,098 20,274
    PNC FINANCIAL SERVICES GROUP COM STK 14,458 14,900
    CISCO SYSTEMS INC 20,150 18,885
    AMGEN INC COM 6,389 8,047
    MONDELEZ INTL INC COM 18,628 20,348
    HOME DEPOT INC COM 20,957 27,890
    PROCTER & GAMBLE COM NPV 10,258 11,827
    EVERSOURCE ENERGY COM 2,684 3,028
    COMCAST CORP NEW-CL A 9,592 11,947
    LOCKHEED MARTIN CORP COM 19,755 20,944
    MEDTRONIC PLC COMMON STOCK 14,213 17,337
    AIR PROD & CHEM INC COM 17,370 23,224
    VERIZON COMMUNICATIONS COM 12,596 13,806
    AUTOMATIC DATA PROCESSING INC COM 16,825 18,149
    SERVICENOW INC COM 34,809 71,005
    GARTNER INC COM 35,561 38,926
    ALPHABET INC CAPITAL STOCK CL A 23,552 35,053
    DOLLAR GEN CORP NEW COM 27,418 48,579
    ZOETIS INC COM USD0.01 CL 'A' 43,288 71,165
    UNITEDHEALTH GROUP INC COM 41,047 47,342
    STARBUCKS CORP COM 37,438 54,774
    ILLUMINA INC COM 31,122 35,150
    ALPHABET INC CAP STK CL C 72,911 110,368
    MASTERCARD INC CL A 51,507 77,813
    ALIGN TECHNOLOGY INC COM 21,944 48,629
    NIKE INC CL B 22,210 37,207
    ACCENTURE PLC SHS CL A NEW 46,405 72,878
    INTUITIVE SURGICAL INC COM NEW STK 29,710 33,542
    AUTODESK INC COM 41,591 74,198
    MICROSOFT CORP COM 64,291 125,890
    REGENERON PHARMACEUTICALS INC COM 29,131 37,683
    ABBOTT LAB COM 61,903 84,307
    PAYPAL HLDGS INC COM 28,735 67,918
    SALESFORCE COM INC COM STK 46,064 60,973
    ADOBE SYS INC COM 57,967 111,027
    MSCI INC COMMON 16,779 32,150
    VISA INC COM CL A STK 52,761 75,243
    FACEBOOK INC COM USD CL 'A' 81,540 131,936
    HOULIHAN LOKEY INC CL A CL A 5,136 7,597
    SENSATA TECHNOLOGIES B V HOLDING 7,937 9,230
    STIFEL FINL CORP COM 6,106 8,477
    ANSYS INC COM 8,442 16,371
    PROGRESSIVE CORP OH COM 9,380 12,360
    ALBEMARLE CORP COM 5,115 9,294
    RAYMOND JAMES FNCL INC COM STK 7,280 8,323
    SYNEOS HEALTH INC COM 4,980 7,562
    WOODWARD INC COM 8,243 9,844
    DARDEN RESTAURANTS INC COM 9,648 12,627
    D R HORTON INC COM 7,879 13,370
    DOVER CORP COM 5,638 7,575
    AKAMAI TECHNOLOGIES INC COM STK 4,262 5,879
    TJX COS INC COM NEW 8,155 10,653
    INTUIT COM 3,456 5,318
    SBA COMMUNICATIONS CORP 6,588 7,900
    AIR LEASE CORP CL A CL A 4,922 5,775
    GLOBAL PMTS INC COM 9,025 15,510
    CUMMINS INC 6,403 9,084
    REPUBLIC SVCS INC COM 11,150 13,193
    AMERICOLD RLTY TR COM 7,824 8,847
    CBRE GROUP INC CL A CL A 9,400 11,729
    LAB CORP AMER HLDGS COM NEW 4,958 6,514
    EATON VANCE CORP 5,618 9,238
    CONTINENTAL RES INC COM 6,507 4,434
    GENERAL DYNAMICS CORP COM 5,858 5,060
    SEALED AIR CORP NEW COM STK 5,017 5,953
    CIMAREX ENERGY CO COM 5,847 6,189
    BIO RAD LABS INC CL A 5,883 11,076
    CMC MATLS INC COM 6,013 7,565
    XILINX INC COM 10,079 14,035
    PACKAGING CORP AMER COM ISIN 5,289 7,447
    SCOTTS MIRACLE-GRO 4,305 9,758
    AUTODESK INC COM 8,436 16,488
    WEC ENERGY GROUP INC COM 7,352 8,559
    SYNOPSYS INC COM 8,139 18,665
    KEYSIGHT TECHNOLOGIES INC COM 8,826 13,473
    STERICYCLE INC COM 6,822 9,568
    MASCO CORP COM 7,228 10,052
    EASTMAN CHEM CO COM 5,744 7,120
    KEYCORP NEW COM 5,914 6,072
    SKYWORKS SOLUTIONS INC COM 8,549 14,982
    BLACK KNIGHT INC COM 6,445 10,337
    APPLIED MATERIALS INC COM 7,160 15,189
    AGILENT TECHNOLOGIES INC COM 7,351 11,257
    ACTIVISION BLIZZARD INC COM STK 6,830 12,349
    CSX CORP COM STK 7,270 8,894
    INTERCONTINENTAL EXCHANGE INC COM 9,903 14,411
    GATX CORP COM 5,692 6,155
    BSTN PPTYS INC 6,107 5,105
    SYSCO CORP COM 6,028 8,094
    REINSURANCE GROUP AMER INC COM NEW STK 8,034 6,838
    DENTSPLY SIRONA INC COM 6,974 7,592
    ARROW ELECTR INC COM 4,559 5,838
    AMERISOURCEBERGEN CORP COM 4,653 5,670
    SNAP-ON INC COM 7,326 7,701
    RENAISSANCE RE HLDGS LTD COM 5,342 5,638
    HAMILTON LANE INC CL A CL A 3,766 4,371
    RLI CORP COM 6,379 9,165
    HOULIHAN LOKEY INC CL A CL A 9,897 13,043
    EMERGENT BIOSOLUTIONS INC COM 8,883 11,290
    PROSPERITY BANCSHARES INC COM 6,468 6,589
    HURON CONSULTING GROUP INC COM STK 9,162 11,613
    ENVESTNET INC COM STK 8,694 11,191
    FRONTDOOR INC COM 8,056 10,996
    STEPAN CO COM 4,049 5,369
    WESTAMERICA BANCORPORATION COM 7,663 6,911
    KIRBY CORP COM 10,084 8,656
    MESA LABS INC COM 7,134 8,886
    ALAMO GROUP INC COM 5,024 7,173
    QUALYS INC COM 14,136 19,255
    SALLY BEAUTY HLDGS INC COM STK 8,261 7,563
    UNIFIRST CORP MASS COM 9,338 13,336
    NATIONAL INSTRS CORP COM 10,281 10,633
    ICU MED INC COM 15,154 17,374
    BALCHEM CORP COM 4,917 5,991
    RAVEN INDS INC COM STOCK 7,888 7,677
    YETI HLDGS INC COM 4,036 5,546
    MANHATTAN ASSOCS INC COM 11,118 19,563
    POWER INTEGRATIONS INC COM 5,839 10,887
    UNIVERSAL HEALTH RLTY INCOME TR SH 8,258 7,455
    WOLVERINE WORLD WIDE INC COM 6,856 10,375
    US ECOLOGY INC COM 8,117 5,958
    COLUMBIA SPORTSWEAR CO COM 11,050 13,806
    SIMPSON MFG INC COM 6,215 9,158
    MONRO INC COM 8,722 6,769
    DORMAN PRODS INC COM 11,624 13,197
    SOUTH ST CORP COM 8,461 9,182
    KINSALE CAP GROUP INC COM 4,920 14,609
    LANCASTER COLONY CORP COM 4,761 5,696
    CBIZ INC COM 8,127 9,127
    PATTERSON COS INC COM 3,299 4,770
    BLACKBAUD INC COM 14,911 12,721
    UMPQUA HLDGS CORP COM 5,951 6,223
    INTER PARFUMS INC COM 13,553 14,457
    CHOICE HOTELS INTL INC COM 14,383 19,105
    EPLUS INC COM 6,723 8,355
    MCGRATH RENTCORP COM 5,747 5,972
    EXPONENT INC COM STK 7,720 11,884
    ARTISAN PARTNERS ASSET MGMT INC CL A CL A 5,094 9,514
    SILGAN HLDGS INC COM 8,089 9,641
    KAR AUCTION SVCS INC COM STK 4,541 4,615
    CORELOGIC INC-W/I COM STK 7,038 13,222
    DRIL-QUIP INC COM 6,611 5,835
    FIRST HORIZON 8,056 6,252
    CENTRAL GARDEN & PET CO COM 4,649 6,448
    AAON INC COM 3,913 6,130
    BEACON ROOFING SUPPLY INC COM 9,289 12,780
    FTI CONSULTING INC COM 10,673 11,954
    LANDSTAR SYS INC COM 7,815 9,965
    INTEGRA LIFESCIENCES HLDG CORP COM DESP 13,416 17,139
    CASS INFORMATION SYS INC COM 6,010 4,980
    TECHTARGET INC COM 2,685 3,369
    MOOG INC CL A 11,795 12,926
    J & J SNACK FOODS CORP COM STK NPV 11,845 11,963
    PINNACLE FINL PARTNERS INC COM 6,937 9,080
    FORWARD AIR CORP COM 8,577 11,142
    CASEYS GEN STORES INC COM 8,378 11,253
    ACI WORLDWIDE INC COM STK 8,588 10,722
    MERCADOLIBRE INC COM STK 26,075 72,034
    HDFC BK LTD ADR REPSTG 3 SHS 38,233 48,848
    SMITH & NEPHEW GROUP P L C SPONSOREDADR NEW 31,515 28,929
    SHOPIFY INC CL A SHOPIFY INC 5,805 35,090
    CANADIAN PAC RY LTD COM NPV 30,194 51,657
    STERIS PLC ORD USD0.001 19,749 29,947
    NESTLE S A SPONSORED ADR REPSTG REG SH 27,425 34,987
    AIA GROUP LTD SPONSORED ADR 47,166 57,531
    AMADEUS IT GROUP S A ADS 32,925 32,986
    FERRARI N V FERRARI N V COMMON S TOCK 17,312 25,706
    LULULEMON ATHLETICA INC COM 23,079 36,891
    ACCENTURE PLC SHS CL A NEW 29,502 47,018
    ADYEN N V ADR 24,694 29,232
    ATLAS COPCO AB SPONSORED ADR NEW 16,937 32,027
    ALCON AG COM 29,809 33,188
    METTLER-TOLEDO INTL INC COM 19,191 31,911
    ICON PLC COM 13,204 18,913
    TENCENT HLDGS LTD ADR 21,822 33,860
    AON PLC 20,669 21,550
    RESMED INC COM 21,491 45,488
    ASML HLDG NV NY REG 2012 21,023 55,600
    SIKA AG ADR 21,290 30,824
    LVMH MOET HENNESSY LOUIS VUITTON ADR 28,168 49,767
    PERNOD RICARD S A ADR . 23,336 25,311
    LONZA GROUP AG ADR 32,768 33,834
    TAIWAN SEMICONDUCTOR MANUFACTURING SPON ADS 27,001 75,020
    DSV PANALPINA A/S 21,307 42,430
    CSL LTD SPONSORED ADR 33,459 52,872
    EXPERIAN PLC 31,285 44,489
    WHITBREAD PLC SPON ADR EACH REPR 1 ORD SHS 14,891 20,819
    WAYFAIR INC CL A CL A 35,396 31,388
    COMPASS GROUP PLC SPON ADR 18,076 20,921
    SS&C TECHNOLOGIES HLDGS INC COM 28,492 31,501
    QORVO INC COM 28,614 42,233
    COSTAR GROUP INC COM 29,940 33,274
    HEICO CORP NEW CL A CL A 20,281 25,519
    ANTHEM INC COM 32,999 38,852
    ALPHABET INC CAP 32,272 36,789
    GENERAL ELECTRIC CO 29,424 47,617
    MASTERCARD INC CL A 59,040 65,320
    KKR & CO INC CL A CL A 37,159 45,227
    MICROSOFT CORP COM 28,235 36,922
    JONES LANG LASALLE INC COM STK 34,440 49,407
    HILTON WORLDWIDE HLDGS INC COM NEW COM NEW 27,916 38,607
    SKYWORKS SOLUTIONS INC COM 31,173 36,997
    AMAZON COM INC COM 45,378 48,854
    CVS HEALTH CORP COM 14,856 15,914
    SALESFORCE COM INC COM STK 30,234 30,932
    CARLYLE GROUP INC COM 41,741 47,160
    TRANSDIGM GROUP INC COM 47,857 63,123
    VISA INC COM CL A STK 35,340 37,840
    FACEBOOK INC 35,348 36,877
    CARMAX INC COM 19,628 19,175
    MOODYS CORP COM 12,152 12,480
    ANSYS INC COM 18,102 21,100
    ENVESTNET INC COM STK 6,693 7,159
    IDEXX LABS INC COM 8,907 12,497
    BLACKLINE INC COM 12,850 20,274
    THERMO FISHER CORP 22,625 27,015
    ROPER TECHNOLOGIES 14,098 15,088
    TWILIO INC CL A CL A 3,756 5,416
    QUALCOMM INC COM 17,430 17,671
    QUALYS INC COM 6,122 7,190
    DOLLAR GEN CORP NEW COM 7,148 7,781
    S&P GLOBAL INC COM 22,288 21,367
    SBA COMMUNICATIONS CORP 12,580 11,849
    TELEFLEX INC COM 19,470 20,990
    COSTAR GROUP INC COM 8,657 10,167
    VEEVA SYS INC CL A COM CL A COM 3,597 3,812
    HEICO CORP NEW CL A CL A 14,821 19,666
    ILLUMINA INC COM 22,128 22,940
    DANAHER CORP COM 21,491 25,324
    AMERICAN TOWER CORP 25,039 22,446
    CBRE GROUP INC CL A CL A 13,836 18,879
    ALPHABET INC CL C 11,682 14,015
    MASTERCARD INC CL A 27,969 30,697
    MARKEL CORP HOLDING CO COM 21,910 22,733
    VULCAN MATERIALS CO COM 18,444 22,840
    OKTA INC CL A 6,823 8,391
    INTUITIVE SURGICAL INC COM NEW STK 24,333 30,270
    VERISK ANALYTICS INC COM 11,778 13,701
    BIO-TECHNE CORP COM 18,285 22,864
    GUIDEWIRE SOFTWARE INC COM 6,821 8,496
    FASTENAL CO COM 11,714 12,793
    PROS HLDGS INC COM 8,741 11,576
    AMAZON COM INC COM 17,675 19,542
    BLACK KNIGHT INC COM 14,608 16,698
    CABLE ONE INC COM 18,416 22,277
    WASTE CONNECTIONS INC COM 16,180 17,437
    ATLASSIAN CORPORATION PLC COM 3,065 3,976
    TRANSDIGM GROUP INC COM 15,357 20,422
    CROWDSTRIKE HLDGS INC CL A 3,200 5,084
    VISA INC COM CL A STK 35,325 38,496
    ECOLAB INC COM STK 18,022 19,472
    TYLER TECHNOLOGIES INC COM STK 2,719 3,492

    TY 2020 LegalFeesSchedule
    Name:
    DAVID S BAUM FOUNDATION INC
    EIN:
    84-4039569
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 20,121 0   20,121


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    DAVID S BAUM FOUNDATION INC
    EIN:
    84-4039569
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 54,586 54,586   0


    TY 2020 TaxesSchedule
    Name:
    DAVID S BAUM FOUNDATION INC
    EIN:
    84-4039569
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXCISE TAXES 23 0   0