Form990
Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
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OMB No. 1545-0047
2019
Open to Public Inspection
A For the 2019 calendar year, or tax year beginning 07-01-2019 , and ending 06-30-2020
BCheck if applicable:
CName of organization
Yale University
 
 
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
PO Box 208239
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
New Haven, CT065208239
D Employer identification number

06-0646973
E Telephone number

G Gross receipts $ 12,923,544,414
F Name and address of principal officer:
Peter Salovey
PO Box 208229
New Haven,CT065208229
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
www.yale.edu
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:  
L Year of formation: 1701
M State of legal domicile: CT
Part I
Summary
Activities  & Governance 1 Briefly describe the organization’s mission or most significant activities: TO IMPROVE THE WORLD THROUGH RESEARCH, SCHOLARSHIP, EDUCATION, PRESERVATION, AND PRACTICE
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 19
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 16
5 Total number of individuals employed in calendar year 2019 (Part V, line 2a) ...... 5 31,333
6 Total number of volunteers (estimate if necessary) ............. 6 24,600
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 40,142,735
b Net unrelated business taxable income from Form 990-T, line 39 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 1,312,238,680 1,356,612,031
9 Program service revenue (Part VIII, line 2g) ......... 2,048,558,762 2,105,693,924
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 2,149,370,700 2,097,617,550
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 41,366,710 35,253,640
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 5,551,534,852 5,595,177,145
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 521,810,107 550,939,949
14 Benefits paid to or for members (Part IX, column (A), line 4).....   0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 2,380,601,863 2,576,317,361
16a Professional fundraising fees (Part IX, column (A), line 11e) .....   0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet68,994,455    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 1,412,275,089 1,454,079,522
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 4,314,687,059 4,581,336,832
19 Revenue less expenses. Subtract line 18 from line 12....... 1,236,847,793 1,013,840,313
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 40,533,606,066 44,198,683,391
21 Total liabilities (Part X, line 26)............. 9,618,975,777 13,203,983,383
22 Net assets or fund balances. Subtract line 21 from line 20..... 30,914,630,289 30,994,700,008
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
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Signature of officer Date
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Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2019)
Form 990 (2019)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: SEE SCHEDULE O
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 1,861,306,611 including grants of $ 48,055,525 ) (Revenue $ 1,844,588,976 )
Instruction: The program service costs include salaries, fringe benefits and supplies of teaching approximately 13,600 students including 6,057 undergraduates, 3,080 graduate students and 4,437 professional school students. A faculty of more than 4,800 teach and administer programs across a range of disciplines in the sciences and engineering, the social sciences, the humanities, and the various learned professions. More than 80 majors are available in the undergraduate college and more than 35 different degree programs are offered by the university. In addition to the graduate school of arts and sciences, the university has professional schools including architecture, art, divinity, drama, engineering and applied science, the environment, law, management, medicine, music, nursing, and public health.
4b (Code:   ) (Expenses $ 790,369,891 including grants of $ 421,597,103 ) (Revenue $ 95,473,274 )
Student financial aid and services: Yale college admits students for their academic and personal promise without regard to their ability to pay. Yale is committed to an admissions policy that does not consider a student's ability to pay, and a financial aid policy that meets the full need of all students with no loans required. These two principles: need-blind admissions and need-based financial aid, ensure that a Yale education is affordable for everyone, regardless of family background, citizenship, or immigration status. With this policy, Yale strives to create a learning environment accessible to the most talented students from around the world and that incorporates the widest possible range of student backgrounds. In FY2020, 3,267 or 54%, of undergraduates received need-based scholarships or grants from Yale sources of $54,696 on average. All of Yale's graduate and professional schools provide financial aid to their students based on their individual policies and procedures. This category of expenditures also includes: the operation of dining halls that provided 2,264,743 meals to students, faculty and staff; maintenance of dormitories housing 5,110 undergraduates and 923 graduate and professional school students; operation and maintenance of athletic facilities for the 35 intercollegiate sports, over 25 intramural sports, and 50 club sports teams offered at Yale. Also included are physical education instruction, parking facilities, laundry facilities, student centers, and other facilities and programs (including extracurricular activities and student health services) that provide support, services, and academic/cultural enrichment to the University's students.
4c (Code:   ) (Expenses $ 597,805,425 including grants of $ 69,374,078 ) (Revenue $ 140,401,727 )
Research: The University engages in extensive research in medicine, science, engineering, the arts, social sciences, and humanities. The University's research activities are aimed at the advancement of knowledge as well as training students in the research process. As integral parts of a unified, innovative, and accessible student-centered research University, Yale's labs and classrooms are turning out groundbreaking medical and scientific discoveries and the next generation of innovators in many areas of research excellence. The University's outstanding facilities devoted to research are comprised of myriad laboratories, centers, libraries, collections and institutes that focus on research in geology, chemistry, biology, engineering and applied science, anthropology, paleontology, psychology, molecular and structural biology, nuclear structure, child development, social policy, biospheric studies and numerous biomedical sciences, to name but a few.
(Code:   ) (Expenses $ 743,845,491 including grants of $ 11,913,243 ) (Revenue $ 23,626,806 )
OTHER PROGRAM SERVICES INCLUDE ACADEMIC SUPPORT, PUBLIC SERVICE, AND OTHER INSTITUTIONAL SUPPORT.
4d Other program services (Describe in Schedule O.)
(Expenses $ 743,845,491 including grants of $ 11,913,243 ) (Revenue $ 23,626,806 )
4e Total program service expensesMediumBullet3,993,327,418
Form 990 (2019)
Form 990 (2019)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment.........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part III..
5
 
 
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment.........................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II....
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D,
Part IIIClick to see attachment..............
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D,
Part VI. Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IX............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part X
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XII
......................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I(see instructions) ....
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
21
Yes
 
Form 990 (2019)
Form 990 (2019)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I ....
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................
25b
 
No
26
Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part IIClick to see attachment...........
26
Yes
 
27
Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?
If "Yes," complete
Schedule L, Part IIIClick to see attachment.........................
27
Yes
 
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV......................
28a
 
No
b
A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV.....Click to see attachment
28b
Yes
 
c
A 35% controlled entity of one or more individuals and/or organizations described in lines 28a or 28b? If "Yes," complete Schedule L, Part IV..................... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .................Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2.............
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable ..
1a
29,573
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
Form 990 (2019)
Form 990 (2019)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance (continued)
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
31,333
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletHK , IN , EI , JE , LU , MP , NL , SN , SZ , UK , BR , CA , CJ , CH , UC , ET
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
Yes
 
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
1
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
Yes
 
8
Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the sponsoring organization make any taxable distributions under section 4966?........
9a
 
No
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see instructions and file Form 4720, Schedule N.
15
Yes
 
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.
16
Yes
 
Form 990 (2019)
Form 990 (2019)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
19
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
16
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
Yes
 
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the states with which a copy of this Form 990 is required to be filedMediumBullet
18
Section 6104 requires an organization to make its Form 1023 (or 1024-A if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletStephen C Murphy VP For Finance and CFO25 Science Park 150 Munson Street   New Haven,CT06511 (203) 436-4488
Form 990 (2019)
Form 990 (2019)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See instructions for the order in which to list the persons above.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W-2/1099-MISC)
(E)
Reportable compensation from related organizations (W-2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) Peter Salovey
 
Trustee & President
50.0
.................
2.2
X   X       1,810,684 0 267,519
(2) Ann Miura-Ko
 
Trustee
5.0
.................
0.0
X           0 0 0
(3) Annette Thomas
 
Trustee
5.0
.................
0.0
X           0 0 0
(4) Catharine B Hill
 
Trustee
5.0
.................
0.0
X           0 0 0
(5) Charles W Goodyear IV
 
Trustee
5.0
.................
0.0
X           0 0 0
(6) David Sze
 
Trustee
5.0
.................
0.0
X           0 0 0
(7) Douglas A Warner III
 
Trustee
5.0
.................
0.0
X           0 0 0
(8) E John Rice Jr
 
Trustee
5.0
.................
0.0
X           0 0 0
(9) Edward Miner Ned Lamont Jr
 
Trustee (ex-officio)
0.0
.................
0.0
X           0 0 0
(10) Eve H Rice
 
Trustee
5.0
.................
0.5
X           0 0 0
(11) Gina M Raimondo
 
Trustee
5.0
.................
0.0
X           0 0 0
(12) Joshua Bekenstein
 
Trustee
5.0
.................
0.0
X           0 0 0
(13) Joshua L Steiner
 
Trustee
5.0
.................
0.0
X           0 0 0
(14) Kathleen E Walsh
 
Trustee
5.0
.................
0.0
X           0 0 0
(15) Lei Zhang
 
Trustee
5.0
.................
0.0
X           0 0 0
(16) Michael Warren
 
Trustee
5.0
.................
0.0
X           0 0 0
(17) Paul L Joskow
 
Trustee
5.0
.................
0.0
X           0 0 0
Form 990 (2019)
Form 990 (2019)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W-2/1099-MISC)
(E)
Reportable compensation from related organizations (W-2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) Susan Bysiewicz
 
Trustee (ex-officio)
0.0
.......................0.0
X           0 0 0
(19) William E Kennard
 
Trustee
5.0
.......................0.0
X           0 0 0
(20) Alexander E Dreier
 
Sr VP for Institutional Affairs
50.0
.......................0.0
    X       772,076 0 67,451
(21) Benjamin Polak
 
Provost (through 12/31/19)
50.0
.......................0.2
    X       714,995 0 32,335
(22) Jack F Callahan Jr
 
Sr VP for Operations
50.0
.......................0.0
    X       755,347 0 70,525
(23) Janet E Lindner
 
VP for HR & Administration
50.0
.......................0.0
    X       451,819 0 44,324
(24) Joan E O'Neill
 
VP for Alumni Affairs & Development
50.0
.......................1.2
    X       565,292 0 64,392
(25) John H Bollier
 
VP for Facilities & Campus Development
50.0
.......................1.0
    X       459,959 0 61,019
(26) Kimberly M Goff-Crews
 
Secretary & VP for University Life
50.0
.......................1.0
    X       453,164 0 42,978
(27) Nathaniel Nickerson
 
VP for Communications
50.0
.......................0.5
    X       411,624 0 32,264
(28) Pericles Lewis
 
VP for Global Strategy
50.0
.......................0.2
    X       463,096 0 77,883
(29) Scott A Strobel
 
Provost (effective 1/1/20)
50.0
.......................0.0
    X       598,056 0 53,922
(30) Stephen C Murphy
 
VP for Finance & CFO
50.0
.......................4.6
    X       488,414 0 75,865
(31) David F Swensen
 
Chief Investment Officer
50.0
.......................2.6
      X     7,542,474 0 510,851
(32) Dean J Takahashi
 
Sr Director, Investments (through 10/9/19)
50.0
.......................2.6
      X     3,371,207 0 78,148
(33) Robert J Alpern
 
Dean, School of Medicine (through 1/31/20)
50.0
.......................0.0
      X     985,016 0 34,815
(34) Alan Forman
 
Director, Investments
50.0
.......................0.0
        X   1,340,488 0 551,222
(35) Khalid M Abbed
 
Director, Minimally Invasive Spine Surgery
50.0
.......................0.0
        X   1,603,148 0 76,103
(36) Murat Gunel
 
Chair, Neurosurgery
50.0
.......................0.0
        X   1,597,948 0 76,103
(37) Nita Ahuja
 
Professor of Surgery
50.0
.......................0.0
        X   1,377,485 0 68,488
(38) Timothy R Sullivan
 
Director, Investments
50.0
.......................0.0
        X   1,491,074 0 603,480
(39) Eileen O'Connor
 
Former VP for Communications
50.0
.......................0.0
          X 241,063 0 47,987
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 27,494,429 0 2,937,674
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet4,616
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual
...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address
(B)
Description of services
(C)
Compensation
DIMEO CONSTRUCTION COMPANY

75 CHAPMAN STREET
PROVIDENCE,RI02905
CONSTRUCTION & RELATED SERVICES 127,376,626
SKANSKA USA BUILDING INC

389 INTERPACE PARKWAY 5TH FLOOR
PARSIPPANY,NJ07054
CONSTRUCTION & RELATED SERVICES 74,019,190
THE WHITING-TURNER CONTRACTING COMPANY

300 EAST JOPPA ROAD
BALTIMORE,MD21286
CONSTRUCTION & RELATED SERVICES 36,235,796
Shawmut Woodworking & Supply Inc

560 Harrison Avenue
Boston,MA02118
construction & related services 26,261,408
Petra Construction Corporation

98 Rebeschi Drive
NORTH Haven,CT06473
CONSTRUCTION & RELATED SERVICES 22,667,649
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet394
Form 990 (2019)
Form 990 (2019)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a 1,810,612
b Membership dues..1b  
c Fundraising events..1c 341,080
d Related organizations1d 2,273,536
e Government grants (contributions)1e 610,835,064
f All other contributions, gifts, grants, and similar amounts not included above1f 741,351,739
g Noncash contributions included in lines 1a - 1f:$ 1g 134,576,675
h Total. Add lines 1a-1f.......MediumBullet 1,356,612,031
 Program Service RevenueAmt Business Code
2a Medical services 541900 1,090,055,248 1,089,775,969 279,279  
b Student Income 611310 754,348,203 754,348,203    
c Contract income Gov & Non-Gov't 541700 145,959,933 145,959,933    
d Auxiliary Services 611710 52,323,788 52,323,788    
e Publication income 511130 17,846,936 17,836,954 9,982  
f All other program service revenue. 45,159,816 43,845,936 1,313,880 0
g Total. Add lines 2a–2f .....MediumBullet 2,105,693,924
 OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 370,913,307   -33,161,326 404,074,633
4 Income from investment of tax-exempt bond proceedsMediumBullet        
5 Royalties...........MediumBullet 9,228,260     9,228,260
(ii) Personal (i) Real
6a Gross rents   20,556,798 6a
b Less: rental expenses   17,061,110 6b
c Rental income or (loss) 0 3,495,688 6c
d Net rental income or (loss).......MediumBullet 3,495,688     3,495,688
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory 2,744,116,240 6,293,504,245 7a
b Less: cost or other basis and sales expenses 1,204,354,015 6,106,562,227 7b
c Gain or (loss) 1,539,762,225 186,942,018 7c
d Net gain or (loss).........MediumBullet 1,726,704,243   70,525,332 1,656,178,911
8a Gross income from fundraising events (not including $ 341,080of contributions reported on line 1c). See Part IV, line 18 ....
8a 200,538
b Less: direct expenses ... 8b 383,603
c Net income or (loss) from fundraising events..MediumBullet -183,065   -183,065
9a Gross income from gaming activities.
See Part IV, line 19 ...
9a 1,680
b Less: direct expenses ... 9b 6,314
c Net income or (loss) from gaming activities..MediumBullet -4,634     -4,634
10a Gross sales of inventory, less
returns and allowances ..
10a  
b Less: cost of goods sold .. 10b  
c Net income or (loss) from sales of inventory..MediumBullet        
Business Code Miscellaneous Revenue
11a Utilities 221000 11,080,186     11,080,186
b Parking 812930 11,637,205   1,175,588 10,461,617
c            
d All other revenue .... 0 0 0 0
e Total. Add lines 11a–11d ...... MediumBullet 22,717,391
12 Total revenue. See instructions.....MediumBullet 5,595,177,145 2,104,090,783 40,142,735 2,094,331,596
Form 990 (2019)
Form 990 (2019)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service expenses
(C)
Management and general expenses
(D)
Fundraising
expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 .... 62,427,390 62,427,390
2 Grants and other assistance to domestic individuals. See Part IV, line 22 ........... 474,987,072 474,987,072
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. ............. 13,525,487 13,525,487
4 Benefits paid to or for members .......    
5 Compensation of current officers, directors, trustees, and key employees ........... 13,419,721 1,537,608 11,242,810 639,303
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ......... 19,008,207 15,154,018 3,603,337 250,852
7 Other salaries and wages........ 1,900,878,763 1,721,450,445 143,478,380 35,949,938
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 200,042,736 174,613,111 20,869,460 4,560,165
9 Other employee benefits ....... 333,925,432 285,882,916 40,537,121 7,505,395
10 Payroll taxes ........... 109,042,502 94,741,595 11,810,375 2,490,532
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 11,588,422 626,204 10,961,078 1,140
c Accounting ........... 2,384,538 78,517 2,302,672 3,349
d Lobbying ........... 107,707   107,707  
e Professional fundraising services. See Part IV, line 17    
f Investment management fees ...... 162,684,933   162,684,933  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 284,061,096 237,885,108 43,830,438 2,345,550
12 Advertising and promotion .... 6,483,938 4,516,065 1,543,369 424,504
13 Office expenses ....... 33,918,654 29,857,948 1,180,508 2,880,198
14 Information technology ...... 34,707,069 33,958,160   748,909
15 Royalties .. 2,563,731 2,563,731    
16 Occupancy ........... 78,826,616 75,799,103 1,880,021 1,147,492
17 Travel ............ 47,004,682 43,246,483 2,077,830 1,680,369
18 Payments of travel or entertainment expenses for any federal, state, or local public officials . 1,836 1,836    
19 Conferences, conventions, and meetings .... 17,125,718 15,684,789 806,912 634,017
20 Interest ........... 78,877,592 74,035,644 3,815,948 1,026,000
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization .. 303,165,721 284,596,105 14,615,310 3,954,306
23 Insurance ... 59,992,661 55,791,216 4,201,082 363
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a Supplies - Medical, Research, Other 122,722,230 120,535,577 1,989,984 196,669
b Collections 45,271,456 45,271,456    
c Building Materials & Equipment 23,285,177 22,945,233 223,737 116,207
d Subsidies & Community Support 35,802,603 20,084,220 15,696,953 21,430
e All other expenses 103,503,142 81,530,381 19,554,994 2,417,767
25 Total functional expenses. Add lines 1 through 24e 4,581,336,832 3,993,327,418 519,014,959 68,994,455
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2019)
Form 990 (2019)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year
(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 0 1 0
2 Savings and temporary cash investments ......... 707,457,906 2 1,008,688,942
3 Pledges and grants receivable, net ...... 770,395,442 3 989,754,766
4 Accounts receivable, net ............. 199,344,523 4 233,996,749
5 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
52,479 5 42,243
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
0 6 0
7 Notes and loans receivable, net ........... 134,465,268 7 128,293,610
8 Inventories for sale or use ............ 13,120,205 8 13,893,854
9 Prepaid expenses and deferred charges ...... 57,993,916 9 27,642,789
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 8,967,132,413
b Less: accumulated depreciation 10b 3,428,205,863 5,295,719,315 10c 5,538,926,550
11 Investments—publicly traded securities . 5,059,142,057 11 7,103,400,174
12 Investments—other securities. See Part IV, line 11 ..... 27,865,153,889 12 28,671,364,625
13 Investments—program-related. See Part IV, line 11 .. 36,436,672 13 37,842,656
14 Intangible assets ............... 0 14 0
15 Other assets. See Part IV, line 11 ........... 394,324,394 15 444,836,433
16 Total assets. Add lines 1 through 15 (must equal line 33)... 40,533,606,066 16 44,198,683,391
Liabilities 17 Accounts payable and accrued expenses ..... 501,224,773 17 584,136,135
18 Grants payable ... 4,095,127 18 3,951,815
19 Deferred revenue ......... 117,413,845 19 171,862,518
20 Tax-exempt bond liabilities ......... 3,110,011,965 20 3,081,157,786
21 Escrow or custodial account liability. Complete Part IV of Schedule D 2,542,509 21 3,273,916
22 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 0 23 0
24 Unsecured notes and loans payable to unrelated third parties .. 622,989,560 24 2,124,402,173
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 5,260,697,998 25 7,235,199,040
26 Total liabilities. Add lines 17 through 25.. 9,618,975,777 26 13,203,983,383
Net Assets or Fund Balance Organizations that follow FASB ASC 958, check here MediumBullet and complete lines 27, 28, 32, and 33.
27 Net assets without donor restrictions .......... 4,775,303,518 27 3,877,614,486
28 Net assets with donor restrictions ........... 26,139,326,771 28 27,117,085,522
Organizations that do not follow FASB ASC 958, check here MediumBullet and complete lines 29 through 33.
29 Capital stock or trust principal, or current funds .....   29  
30 Paid-in or capital surplus, or land, building or equipment fund ...   30  
31 Retained earnings, endowment, accumulated income, or other funds   31  
32 Total net assets or fund balances ........... 30,914,630,289 32 30,994,700,008
33 Total liabilities and net assets/fund balances ........ 40,533,606,066 33 44,198,683,391
Form 990 (2019)
Form 990 (2019)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
5,595,177,145
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
4,581,336,832
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
1,013,840,313
4
Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..
4
30,914,630,289
5
Net unrealized gains (losses) on investments ...............
5
-584,245,824
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-349,524,770
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))
10
30,994,700,008
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2019)
Form 990 (2019)
Additional Data


Software ID: 19010655
Software Version: 2019v5.0
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1
2
3
4
5
6
7
8
9
10
11
12
a
b
c
d
e
f
Enter the number of supported organizations ...............................  
g
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 10 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total
 
   
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2015 (b) 2016 (c) 2017 (d) 2018 (e) 2019 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") .. 963,188,552 1,080,694,163 1,024,899,090 1,312,238,680 1,356,612,031 5,737,632,516
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.... 0 0 0 0 0 0
3 The value of services or facilities furnished by a governmental unit to the organization without charge.. 0 0 0 0 0 0
4 Total. Add lines 1 through 3 963,188,552 1,080,694,163 1,024,899,090 1,312,238,680 1,356,612,031 5,737,632,516
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 42,900,823
6 Public support. Subtract line 5 from line 4. 5,694,731,693
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2015 (b) 2016 (c) 2017 (d) 2018 (e) 2019 (f) Total
7 Amounts from line 4.. 963,188,552 1,080,694,163 1,024,899,090 1,312,238,680 1,356,612,031 5,737,632,516
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 639,514,386 470,037,204 465,383,886 525,116,810 433,859,691 2,533,911,977
9 Net income from unrelated business activities, whether or not the business is regularly carried on.. 0 0 0 0 0 0
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.).. 0 0 0 0 0 0
11 Total support. Add lines 7 through 10 8,271,544,493
12
12
9,728,146,665
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
68.85 %
15
15
67.63 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2015 (b) 2016 (c) 2017 (d) 2018 (e) 2019 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose            
3 Gross receipts from activities that are not an unrelated trade or business under section 513 .....            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge            
6 Total. Add lines 1 through 5            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2015 (b) 2016 (c) 2017 (d) 2018 (e) 2019 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 12 of Part I. If you checked 12a of Part I, complete Sections A and B. If you checked 12b of Part I, complete Sections A and C. If you checked 12c of Part I, complete Sections A, D, and E. If you checked 12d of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer (b) and (c) below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked 12a or 12b in Part I, answer (b) and (c) below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer (b) and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described in (a) above?
11b
 
 
c
A 35% controlled entity of a person described in (a) or (b) above? If “Yes” to a, b, or c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in (2), did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer (a) and (b) below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described in (a) constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer (a) and (b) below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    
Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by .035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    
Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990 or 990-EZ) 2019

Schedule A (Form 990 or 990-EZ) 2019
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity
 
3 Administrative expenses paid to accomplish exempt purposes of supported organizations  
4 Amounts paid to acquire exempt-use assets  
5 Qualified set-aside amounts (prior IRS approval required)  
6 Other distributions (describe in Part VI). See instructions  
7Total annual distributions. Add lines 1 through 6.  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions
 
9 Distributable amount for 2019 from Section C, line 6  
10 Line 8 amount divided by Line 9 amount  
Section E - Distribution Allocations (see instructions) (i)
Excess Distributions
(ii)
Underdistributions
Pre-2019
(iii)
Distributable
Amount for 2019
1 Distributable amount for 2019 from Section C, line 6  
2 Underdistributions, if any, for years prior to 2019 (reasonable cause required-- explain in Part VI).
See instructions.
 
3 Excess distributions carryover, if any, to 2019:
a From 2014.......  
b From 2015.......  
c From 2016.......  
d From 2017.......  
e From 2018.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2019 distributable amount  
i Carryover from 2014 not applied (see
instructions)
 
j Remainder. Subtract lines 3g, 3h, and 3i from 3f.  
4Distributions for 2019 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2019 distributable amount  
c Remainder. Subtract lines 4a and 4b from 4.  
5 Remaining underdistributions for years prior to
2019, if any. Subtract lines 3g and 4a from line 2.
If the amount is greater than zero, explain in Part VI.
See instructions.
 
6 Remaining underdistributions for 2019. Subtract
lines 3h and 4b from line 1. If the amount is greater
than zero, explain in Part VI. See instructions.
 
7 Excess distributions carryover to 2020. Add lines
3j and 4c.
 
8 Breakdown of line 7:
a Excess from 2015.....  
b Excess from 2016.....  
c Excess from 2017.....  
d Excess from 2018.....  
e Excess from 2019.....  
Schedule A (Form 990 or 990-EZ) (2019)

Schedule A (Form 990 or 990-EZ) 2019
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A (Form 990 or 990-EZ) 2019


Additional Data


Software ID: 19010655
Software Version: 2019v5.0
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2019
Name of the organization
Yale University
 
Employer identification number

06-0646973
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2019)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019) Page 2
Name of organization
Yale University
 
Employer identification number
06-0646973
Part I
Contributors
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
RESTRICTED
 
 
 
 
  ,    

$ RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
Page 3
Name of organization
Yale University
 
Employer identification number

06-0646973
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
Page 4
Name of organization
Yale University
 
Employer identification number

06-0646973
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Additional Data


Software ID: 19010655
Software Version: 2019v5.0
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

2
Political campaign activity expenditures (see instructions) ....................................................................SchCMd Bullet
$  
3
Volunteer hours for political campaign activities (see instructions) ..................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2019

Schedule C (Form 990 or 990-EZ) 2019
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).Click to see attachment
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.)
(a) Filing
organization's
totals
(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ...................... 7,726 7,726
b Total lobbying expenditures to influence a legislative body (direct lobbying) ........................ 524,741 524,741
c Total lobbying expenditures (add lines 1a and 1b) ............................................................ 532,467 532,467
d Other exempt purpose expenditures ............................................................................... 4,303,910,976 4,409,572,396
e Total exempt purpose expenditures (add lines 1c and 1d) .................................................. 4,304,443,443 4,410,104,863
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.
1,000,000 1,000,000
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) ................................................. 250,000 250,000
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................ 0 0
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................ 0 0
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ...................................................................................................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in)
(a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) Total
2a Lobbying nontaxable amount 1,000,000 1,000,000 1,000,000 1,000,000 4,000,000
b Lobbying ceiling amount
(150% of line 2a, column(e))
6,000,000
c Total lobbying expenditures 491,746 568,736 607,452 532,467 2,200,401
d Grassroots nontaxable amount 250,000 250,000 250,000 250,000 1,000,000
e Grassroots ceiling amount
(150% of line 2d, column (e))
1,500,000
f Grassroots lobbying expenditures 10,866 13,471 6,699 7,726 38,762
Schedule C (Form 990 or 990-EZ) 2019


Schedule C (Form 990 or 990-EZ) 2019
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes|No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
 
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
 
 
c
Media advertisements? ...................................................................................................
 
 
 
d
Mailings to members, legislators, or the public? .............................................................................
 
 
 
e
Publications, or published or broadcast statements? ...........................................................
 
 
 
f
Grants to other organizations for lobbying purposes? ..........................................................
 
 
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
 
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
 
 
 
i
Other activities? ...................................................................................................................
 
 
 
j
Total. Add lines 1c through 1i ....................................................................................................
 
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
 
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
Schedule C (Form 990 or 990EZ) 2019


Additional Data


Software ID: 19010655
Software Version: 2019v5.0

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ......... 8 9
2 Aggregate value of contributions to (during year) 10,000,000 12,000,000
3 Aggregate value of grants from (during year) 4,575,000 8,632,807
4 Aggregate value at end of year ........ 152,181,271 97,296,711
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2019

Schedule D (Form 990) 2019
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back
1a Beginning of year balance .... 30,358,036,252 29,509,378,000 27,441,050,000 25,657,499,000 25,789,811,000
b Contributions ... 331,706,000 381,186,000 138,040,000 204,249,000 182,188,000
c Net investment earnings, gains, and losses 1,931,965,000 1,629,992,000 3,277,910,000 2,747,729,000 753,230,000
d Grants or scholarships ... 194,735,352 186,492,442 188,747,483 188,164,318 178,364,898
e Other expenditures for facilities
and programs ...
1,088,897,099 886,059,903 1,072,306,403 896,528,695 808,937,122
f Administrative expenses .... 93,802,734 89,967,403 86,568,114 83,733,987 80,427,980
g End of year balance ...... 31,244,272,067 30,358,036,252 29,509,378,000 27,441,050,000 25,657,499,000
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet17.52 %
b
Permanent endowment SchDMd Bullet14.74 %
c
Term endowment SchDMd Bullet67.74 %
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) Unrelated organizations .................
3a(i)
Yes
 
(ii) Related organizations .................
3a(ii)
Yes
 
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
Yes
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment)
(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .....   137,052,821 137,052,821
b Buildings .... 58,171,500 8,189,965,843 3,001,731,444 5,246,405,899
c Leasehold improvements   30,186,987 13,742,978 16,444,009
d Equipment ....   551,755,262 412,731,441 139,023,821
e Other .....        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 5,538,926,550
Schedule D (Form 990) 2019

Schedule D (Form 990) 2019
Page 3
Part VII
Investments—Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)
(b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives.........    
(2) Closely-held equity interests........    
(3) Other
(A) Fixed income
24,895,608 F

(B) Common Stock
3,163,326 F

(C) Equity Investments
28,377,081,994 F

(D) Other Investments
266,223,697 F
(E)
(F)
(G)
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 28,671,364,625
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes  
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 7,235,199,040
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2019

Schedule D (Form 990) 2019
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 3,534,152,000
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a -584,245,824
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d -1,297,086,694
e Add lines 2a through 2d ..................... 2e -1,881,332,518
3 Subtract line 2e from line 1.................. 3 5,415,484,518
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 200,799,785
b Other (Describe in Part XIII.) ........... 4b -21,107,158
c Add lines 4a and 4b.................... 4c 179,692,627
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 5,595,177,145
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 4,043,947,641
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a  
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d 32,833,860
e Add lines 2a through 2d.................... 2e 32,833,860
3 Subtract line 2e from line 1................... 3 4,011,113,781
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 200,799,785
b Other (Describe in Part XIII.) ............ 4b 369,423,266
c Add lines 4a and 4b..................... 4c 570,223,051
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 4,581,336,832
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
Schedule D, Part V ENDOWMENT FUNDS ENDOWMENT FUNDS INCLUDE THE VALUE OF THE ENDOWMENT AND UNEXPENDED ENDOWMENT INCOME AT JUNE 30, 2020.
Schedule D, Part X, Line 2 LIABILITY FOR UNCERTAIN TAX POSITIONS THE UNIVERSITY WAS NOT REQUIRED TO INCLUDE A FIN 48 (ASC 740), ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, FOOTNOTE IN ITS FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2020.
Schedule D, Part III, Line 1a Collections of art - financial statement footnote Yale University Financial Statements - Collections Footnote: Collections at Yale include works of art, literary works, historical treasures, and artifacts that are maintained in the University's museums and libraries. These collections are protected and preserved for public exhibition, education, research, and the furtherance of public service. Collections are not capitalized; purchases of collection items are recorded as expenses in the University's consolidated statement of activities in the period in which the items are acquired.
Schedule D, Part III, Line 4 Collections of art - description of collections Yale University collections are an integral part of teaching and learning across the university and include the Yale University Art Gallery, the Yale Center for British Art, the Peabody Museum of Natural History, and the Collection of Musical Instruments. All the collections are open to the public. The Yale University Art Gallery: The Yale University Art Gallery, founded in 1832, is the oldest U.S. college art museum. The gallery houses more than 300,000 objects from all regions of the globe and across time. The collection includes ancient art, Asian art, African art, Indo-Pacific art, prints and drawings, photographs, numismatics, works of European and American masters from virtually every period, and a rich collection of modern and contemporary art. The mission of the Yale University Art Gallery is to encourage appreciation and understanding of art and its role in society through direct engagement with original works of art. The gallery stimulates active learning about art and the creative process through research, teaching, and dialogue among communities of Yale students, faculty, artists, scholars, alumni, and the wider public. The Gallery organizes exhibitions and educational programs to offer enjoyment and encourage inquiry, while building and maintaining its collections in trust for future generations. The Yale Center for British Art: The Yale Center for British Art is a public art museum and research institute for the study of British art and culture. The Yale Center for British Art, which opened in 1977, houses the largest and most comprehensive collection of British art outside the United Kingdom. The collection of paintings, sculpture, prints, drawings, watercolors, rare books, and manuscripts reflects the development of British art and culture from the Elizabethan period onward. The Center offers a year-round schedule of exhibitions and programs, including talks and lectures, conferences, films, concerts, and performances. The Yale Center for British Art oversees an active research program through which it promotes and fosters the scholarship of all aspects of British art and material culture. Academic resources of the center include the Reference Library and Archives, conservation laboratories, a study room for examining works on paper as well as rare books and manuscripts from the collection, and an online catalogue of the collections. Peabody Museum: Yale's Peabody Museum of Natural History, founded in 1866, is one of the oldest and largest university-based natural history museums with worldwide acclaim for its dinosaur skeletons, mammal displays, and natural history collections. The Peabody Museum houses more than 13 million specimens and artifacts representing more than 4 billion years of geological, biological, and human history. These collections are at the heart of university teaching and are a resource for scholars at Yale and around the world. Museums and the expertise that surrounds them are vibrant elements of Yale's culture of scholarship and teaching. The Peabody is a working museum, where public exhibition, research, conservation, teaching, and learning intersect. Its mission is to serve the University by advancing the understanding of earth's history through geological, biological, and anthropological research, and by communicating the results of this research to the widest possible audience through publication, exhibition, and educational programs. Fundamental to this mission is stewardship of the Museum's rich collections, which provide a remarkable record of the history of the earth, its life, and its cultures. Conservation, augmentation and use of these collections become increasingly urgent as modern threats to the diversity of life and culture continue to intensify. The Museum's collections are a major component of the research and teaching activities of the Peabody and Yale. The Yale Peabody Museum Office of Student Programs supports Yale student participation in the activities of the Museum across all of its departments and divisions. In addition, each year the Yale Peabody Museum provides educational programs on biology, paleontology, geology, ancient civilizations, and social studies to more than 25,000 students from Connecticut, Massachusetts, New York, and Rhode Island. All programs draw on the Museum's exhibits to meet the increasingly sophisticated needs of science and social studies education, and most can be adapted to accommodate specific group needs as requested. The Museum's collections are available to legitimate researchers at established institutions for scholarly use. Collection of Musical Instruments: Established in 1900, the Collection of Musical Instruments today comprises nearly one thousand instruments, and has helped scholars document the history of Western art music. It is committed to fostering an understanding and appreciation of musical instruments from all cultures and periods. One of the foremost institutions of its kind, the Collection acquires, preserves, and exhibits musical instruments from antiquity to the present, and showcases restored examples in demonstration and live performance. Yale University Library: In addition to its museums, the Yale University Library provides outstanding support for teaching, learning, research and practice at the University, and for the world-wide scholarly community, through its staff, collections, programs, spaces, and services. The collection of nearly 15 million print and electronic volumes is housed in 15 libraries, including Sterling Memorial, Beinecke, and Bass libraries, the Center for Science and Social Science Information, as well as many other school and departmental libraries. Collections range from ancient papyri and early printed books to digital collections and electronic databases; and they transcend a wide array of formats including text, photographs, video, audio, data, maps, and ephemera. In building the magnificent collections over the last three centuries, Yale made a stewardship commitment to assist in the preservation of human knowledge. The Library also has a responsibility to bring digital resources to the Yale community and to address the challenges of digital preservation.
Schedule D, Part IV, Line 2b Explanation of escrow agreement THE AMOUNT REPORTED ON FORM 990, PART X, LINE 21, ESCROW ACCOUNT LIABILITY, CONSISTS OF SECURITY DEPOSITS RELATED TO LEASE AGREEMENTS AND OTHER DEPOSITS.
Schedule D, Part V, Line 4 Intended uses of endowment funds Yale's endowment spending and investment policies provide substantial levels of cash flow to the operating budget for current scholars, while preserving endowment purchasing power for future generations. SPENDING FROM THE ENDOWMENT GREW DURING THE LAST DECADE FROM $1.1 billion TO $1.4 BILLION, AN ANNUAL GROWTH RATE OF 2.6%. THE YALE ENDOWMENT CONTAINS THOUSANDS OF FUNDS WITH VARIOUS PURPOSES AND RESTRICTIONS. APPROXIMATELY 82% OF FUNDS CONSTITUTE TRUE ENDOWMENT, GIFTS RESTRICTED BY DONORS TO PROVIDE LONG-TERM FUNDING FOR DESIGNATED PURPOSES. THE REMAINING FUNDS REPRESENT QUASI-ENDOWMENT, MONIES THAT THE YALE CORPORATION CHOOSES TO INVEST AND TREAT AS ENDOWMENT. DONORS FREQUENTLY SPECIFY A PARTICULAR PURPOSE FOR GIFTS, CREATING ENDOWMENTS TO FUND PROFESSORSHIPS, TEACHING, AND LECTURESHIPS (24%); SCHOLARSHIPS, FELLOWSHIPS, AND PRIZES (18%); MAINTENANCE (4%); BOOKS (3%); AND MISCELLANEOUS SPECIFIC PURPOSES (27%). TWENTY-FOUR PERCENT OF FUNDS ARE UNRESTRICTED. Eighteen PERCENT OF THE ENDOWMENT BENEFITS THE OVERALL UNIVERSITY, WITH REMAINING FUNDS FOCUSED ON SPECIFIC UNITS, INCLUDING THE FACULTY OF ARTS AND SCIENCES (34%), THE PROFESSIONAL AND ARTS SCHOOLS (25%), THE LIBRARY (7%), AND OTHER ENTITIES (16%).
Schedule D, Part XI, Line 2(d) Other revenues in audited financial statements not in form 990 Tuition discounts which were netted with student income on the audited financial statements: - -XXX-XX-XXXX Non-Yale elimination: - 27737751 Change in funding status of defined benefit plans: - -XXX-XX-XXXX Actuarial adjustment for split-interest liability: - 8964193 Non-controlling interest: - -XXX-XX-XXXX Other: - 1594
Schedule D, Part XI, Line 4(b) Other revenues in form 990 not in audited financial statements Expenses on the audited financial statements that are reclassified for Form 990 purposes and reported on Part VIII, Lines 6B, 7B, 8B, and 9B pursuant to form instructions: - -21107158
Schedule D, Part XII, Line 2(d) Other expenses in audited financial statements not in form 990 Expenses on the audited financial statements that are reclassified for form 990 purposes and reported on Part VIII, Lines 6B, 7B, 8B, and 9B pursuant to form instructions: - 21107158 Non-Yale eliminations: - 11726702
Schedule D, Part XII, Line 4(b) Other expenses in form 990 not in audited financial statements Tuition discounts which were netted with student income on the audited financial statements: - XXX-XX-XXXX
Schedule D (Form 990) 2019


Additional Data


Software ID: 19010655
Software Version: 2019v5.0




SCHEDULE E(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Schools

Right pointing arrow large image Complete if the organization answered "Yes" on Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image Go to www.irs.gov/Form990EZ for the latest information.
OMB No. 1545-0047 2019Open to Public Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? . . . . . . . . . . . . . . . . . . .
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. . . . . . . . . . . . . . . . . . . . . . . . .
3
 
No
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? . . . . . . . . .
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . .
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? . . . . . . . . . . . .
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5a
 
No
b
Admissions policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5b
 
No
c
Employment of faculty or administrative staff? . . . . . . . . . . . . . . . . . . . . . . . . .
5c
 
No
d
Scholarships or other financial assistance? . . . . . . . . . . . . . . . . . . . . . . . . . .
5d
 
No
e
Educational policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5e
 
No
f
Use of facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5f
 
No
g
Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5g
 
No
h
Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? . . . . . . . . . .
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . . . . . . . .
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II. . . . . . . . .
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) (2019)
Schedule E (Form 990 or 990EZ) (2019)
Page 2
Part II
Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also provide
any other additional information. See instructions.
Return Reference Explanation
Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY The university meets the criteria established in Section 4.03.2(b) of Rev. Proc. 75-50 through admission and financial aid offices outreach programs. THE UNIVERSITY'S EQUAL OPPORTUNITY STATEMENT IS MADE KNOWN TO ALL SEGMENTS OF THE GENERAL COMMUNITY SERVICED BY THE UNIVERSITY. IT IS INCLUDED IN CATALOGUES AND BROCHURES DEALING WITH STUDENT ADMISSIONS, PROGRAMS AND SCHOLARSHIPS OF THE UNIVERSITY AS WELL AS ON ITS WEBSITE WHICH ARE ALL AVAILABLE TO THE GENERAL PUBLIC. YALE UNIVERSITY'S EQUAL OPPORTUNITY STATEMENT: THE UNIVERSITY IS COMMITTED TO BASING JUDGMENTS CONCERNING THE ADMISSION, EDUCATION, AND EMPLOYMENT OF INDIVIDUALS UPON THEIR QUALIFICATIONS AND ABILITIES AND AFFIRMATIVELY SEEKS TO ATTRACT TO ITS FACULTY, STAFF, AND STUDENT BODY QUALIFIED PERSONS OF DIVERSE BACKGROUNDS. IN ACCORDANCE WITH THIS POLICY AND AS DELINEATED BY FEDERAL AND CONNECTICUT LAW, YALE DOES NOT DISCRIMINATE IN ADMISSIONS, EDUCATIONAL PROGRAMS, OR EMPLOYMENT AGAINST ANY INDIVIDUAL ON ACCOUNT OF THAT INDIVIDUAL'S SEX, RACE, COLOR, RELIGION, AGE, DISABILITY, STATUS AS A VETERAN, OR NATIONAL OR ETHNIC ORIGIN; NOR DOES YALE DISCRIMINATE ON THE BASIS OF SEXUAL ORIENTATION OR GENDER IDENTITY OR EXPRESSION. UNIVERSITY POLICY IS COMMITTED TO AFFIRMATIVE ACTION UNDER LAW IN EMPLOYMENT OF WOMEN, MINORITY GROUP MEMBERS, INDIVIDUALS WITH DISABILITIES, AND PROTECTED VETERANS.
Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT THE UNIVERSITY HAS RECEIVED AND CONTINUES TO RECEIVE STUDENT FINANCIAL AID AND GRANTS FROM GOVERNMENTAL AGENCIES.
Schedule E (Form 990 or 990-EZ) (2019)
Additional Data


Software ID: 19010655
Software Version: 2019v5.0
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in the region (d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in the region
(f) Total expenditures
for and investments
in the region
Central America and the Caribbean 0 0 Program Services Academic Collaboration 14,263
Central America and the Caribbean 0 0 Program Services Instruction 16,818
Central America and the Caribbean 0 1 Program Services Other Mission Related Activities 24,824
Central America and the Caribbean 0 2 Program Services Research 121,261
Central America and the Caribbean 0 0 Program Services Seminars & Conferences 100,112
Central America and the Caribbean 0 0 Program Services Student Recruitment 5,603
Central America and the Caribbean 0 0 Program Services Study Abroad & Other Educational Programs 14,860
Central America and the Caribbean 0 0 Grantmaking   629,649
Central America and the Caribbean 0 0 Investments   4,487,044,349
East Asia and the Pacific 1 6 Program Services Academic Collaboration 482,702
East Asia and the Pacific 0 0 Program Services Alumni Relations 8,214
East Asia and the Pacific 0 9 Program Services Cultural Exchange 17,893
East Asia and the Pacific 0 2 Program Services Instruction 70,027
East Asia and the Pacific 2 14 Program Services Other Mission Related Activities 3,306,535
East Asia and the Pacific 2 14 Program Services Research 883,495
East Asia and the Pacific 0 1 Program Services Seminars & Conferences 783,746
East Asia and the Pacific 0 0 Program Services Student Recruitment 209,816
East Asia and the Pacific 0 0 Program Services Study Abroad & Other Educational Programs 128,858
East Asia and the Pacific 0 0 Program Services Training & Clinical Practice 10,126
East Asia and the Pacific 0 0 Fundraising   58,183
East Asia and the Pacific 0 0 Grantmaking   1,741,940
East Asia and the Pacific 0 0 Investments   4,766,215
Europe (Including Iceland and Greenland) 0 3 Program Services Academic Collaboration 315,606
Europe (Including Iceland and Greenland) 0 0 Program Services Alumni Relations 93,508
Europe (Including Iceland and Greenland) 0 23 Program Services Cultural Exchange 100,076
Europe (Including Iceland and Greenland) 0 8 Program Services Instruction 232,230
Europe (Including Iceland and Greenland) 0 22 Program Services Other Mission Related Activities 7,890,784
Europe (Including Iceland and Greenland) 0 15 Program Services Research 1,393,172
Europe (Including Iceland and Greenland) 0 0 Program Services Seminars & Conferences 2,054,792
Europe (Including Iceland and Greenland) 0 0 Program Services Student Recruitment 103,714
Europe (Including Iceland and Greenland) 0 5 Program Services Study Abroad & Other Educational Programs 679,474
Europe (Including Iceland and Greenland) 0 0 Program Services Training & Clinical Practice 16,718
Europe (Including Iceland and Greenland) 0 0 Fundraising   112,989
Europe (Including Iceland and Greenland) 0 0 Grantmaking   4,466,716
Europe (Including Iceland and Greenland) 0 0 Investments   372,604,627
Middle East and North Africa 0 1 Program Services Academic Collaboration 11,687
Middle East and North Africa 0 1 Program Services Instruction 31,979
Middle East and North Africa 0 2 Program Services Other Mission Related Activities 67,455
Middle East and North Africa 0 1 Program Services Research 248,011
Middle East and North Africa 0 0 Program Services Seminars & Conferences 131,230
Middle East and North Africa 0 0 Program Services Student Recruitment 16,914
Middle East and North Africa 0 1 Program Services Study Abroad & Other Educational Programs 37,259
Middle East and North Africa 0 1 Program Services Training & Clinical Practice 12,529
Middle East and North Africa 0 0 Grantmaking   281,071
Middle East and North Africa 0 0 Investments   15,934
North America (Canada & Mexico only) 0 1 Program Services Academic Collaboration 29,226
North America (Canada & Mexico only) 0 0 Program Services Alumni Relations 8,543
North America (Canada & Mexico only) 0 6 Program Services Cultural Exchange 7,643
North America (Canada & Mexico only) 0 1 Program Services Instruction 71,853
North America (Canada & Mexico only) 0 13 Program Services Other Mission Related Activities 411,366
North America (Canada & Mexico only) 0 2 Program Services Research 128,134
North America (Canada & Mexico only) 0 1 Program Services Seminars & Conferences 400,477
North America (Canada & Mexico only) 0 0 Program Services Student Recruitment 60,897
North America (Canada & Mexico only) 0 0 Program Services Study Abroad & Other Educational Programs 42,475
North America (Canada & Mexico only) 0 0 Program Services Training & Clinical Practice 6,800
North America (Canada & Mexico only) 0 0 Grantmaking   735,633
North America (Canada & Mexico only) 0 0 Investments   279,569,303
Russia and Neighboring States 0 2 Program Services Other Mission Related Activities 18,868
Russia and Neighboring States 0 2 Program Services Research 123,056
Russia and Neighboring States 0 0 Program Services Seminars & Conferences 11,991
Russia and Neighboring States 0 1 Program Services Study Abroad & Other Educational Programs 96,682
Russia and Neighboring States 0 0 Grantmaking   1,079,489
South America 0 1 Program Services Academic Collaboration 27,409
South America 0 2 Program Services Alumni Relations 11,910
South America 0 1 Program Services Instruction 23,280
South America 0 5 Program Services Other Mission Related Activities 87,489
South America 0 9 Program Services Research 319,316
South America 0 0 Program Services Seminars & Conferences 149,401
South America 0 0 Program Services Student Recruitment 56,256
South America 0 1 Program Services Study Abroad & Other Educational Programs 144,314
South America 0 0 Program Services Training & Clinical Practice 7,036
South America 0 0 Fundraising   6,506
South America 0 0 Grantmaking   1,656,956
South America 0 0 Investments   1,781,496
South Asia 0 0 Program Services Academic Collaboration 26,708
South Asia 0 0 Program Services Instruction 26,366
South Asia 0 9 Program Services Other Mission Related Activities 136,868
South Asia 0 11 Program Services Research 347,380
South Asia 0 0 Program Services Seminars & Conferences 89,637
South Asia 0 0 Program Services Student Recruitment 50,459
South Asia 0 0 Program Services Study Abroad & Other Educational Programs 55,508
South Asia 0 0 Fundraising   13,382
South Asia 0 0 Grantmaking   1,670,637
South Asia 0 0 Investments   5,916
Sub-Saharan Africa 0 2 Program Services Academic Collaboration 223,759
Sub-Saharan Africa 0 1 Program Services Alumni Relations 34,095
Sub-Saharan Africa 0 0 Program Services Cultural Exchange 7,951
Sub-Saharan Africa 0 3 Program Services Instruction 309,996
Sub-Saharan Africa 0 1 Program Services Other Mission Related Activities 139,518
Sub-Saharan Africa 2 48 Program Services Research 2,635,490
Sub-Saharan Africa 0 0 Program Services Seminars & Conferences 177,141
Sub-Saharan Africa 0 0 Program Services Student Recruitment 14,745
Sub-Saharan Africa 0 3 Program Services Study Abroad & Other Educational Programs 276,342
Sub-Saharan Africa 0 0 Program Services Training & Clinical Practice 10,820
Sub-Saharan Africa 0 0 Grantmaking   1,263,397
Sub-Saharan Africa 0 0 Investments   126,449,007
3a Sub-total .... 5 49 4,493,524,351
b Total from continuation sheets to Part I ... 2 209 818,872,540
c Totals (add lines 3a and 3b) 7 258 5,312,396,891
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2019
Schedule F (Form 990) 2019
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)
(c) Region (d) Purpose of
grant
(e) Amount of
cash grant
(f) Manner of
cash
disbursement
(g) Amount
of noncash
assistance
(h) Description
of noncash
assistance
(i) Method of
valuation
(book, FMV,
appraisal, other)
Central America and the Caribbean SUBAWARD - SPONSORED RESEARCH 191,822 WIRE TRANSFER      
Central America and the Caribbean SUBAWARD - SPONSORED RESEARCH 6,003 WIRE TRANSFER      
Central America and the Caribbean SUBAWARD - SPONSORED RESEARCH 309,571 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 67,673 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 63,197 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 33,021 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 40,200 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 105,184 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 213,628 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 133,380 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 20,833 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 13,345 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 38,142 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 44,225 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 19,690 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 73,442 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 31,210 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 102,440 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 8,333 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 21,466 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 39,071 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 61,131 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 125,145 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 13,023 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 70,704 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 415,000 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 54,785 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 5,847 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 32,925 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 47,632 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 111,270 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 12,202 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 79,796 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 95,182 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 10,721 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 16,179 WIRE TRANSFER      
Middle East and North Africa SUBAWARD - SPONSORED RESEARCH 21,217 WIRE TRANSFER      
Middle East and North Africa SUBAWARD - SPONSORED RESEARCH 40,632 WIRE TRANSFER      
Middle East and North Africa SUBAWARD - SPONSORED RESEARCH 82,317 WIRE TRANSFER      
North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 86,257 WIRE TRANSFER      
North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 11,610 WIRE TRANSFER      
North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 44,905 WIRE TRANSFER      
North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 28,590 WIRE TRANSFER      
North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 17,711 WIRE TRANSFER      
Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 10,498 WIRE TRANSFER      
Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 122,455 WIRE TRANSFER      
Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 143,810 WIRE TRANSFER      
Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 116,920 WIRE TRANSFER      
Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 69,173 WIRE TRANSFER      
Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 537,292 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 53,822 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 49,533 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 232,681 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 40,836 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 69,162 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 121,435 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 72,042 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 604,937 WIRE TRANSFER      
South Asia SUBAWARD - SPONSORED RESEARCH 23,933 WIRE TRANSFER      
South Asia SUBAWARD - SPONSORED RESEARCH 66,565 WIRE TRANSFER      
South Asia SUBAWARD - SPONSORED RESEARCH 66,613 WIRE TRANSFER      
South Asia SUBAWARD - SPONSORED RESEARCH 782,470 WIRE TRANSFER      
South Asia SUBAWARD - SPONSORED RESEARCH 87,181 WIRE TRANSFER      
South Asia SUBAWARD - SPONSORED RESEARCH 281,627 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 8,161 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 83,363 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 37,193 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 127,661 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 50,956 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 81,324 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 44,125 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 217,699 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 117,480 WIRE TRANSFER      
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
42
3 Enter total number of other organizations or entities .......................MediumBullet
31
Schedule F (Form 990) 2019
Schedule F (Form 990) 2019Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant
(e) Manner of cash
disbursement
(f) Amount of
noncash
assistance
(g) Description
of noncash
assistance
(h) Method of
valuation
(book, FMV,
appraisal, other)
Student stipends and fellowships Central America and the Caribbean 11 119,130 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Student stipends and fellowships East Asia and the Pacific 73 848,102 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Student stipends and fellowships Europe (Including Iceland and Greenland) 149 2,689,916 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Student stipends and fellowships Middle East and North Africa 10 118,489 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Student stipends and fellowships North America (Canada & Mexico only) 26 376,880 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Student stipends and fellowships Russia and Neighboring States 5 65,463 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Student stipends and fellowships South America 34 348,266 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Student stipends and fellowships South Asia 26 312,078 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Student stipends and fellowships Sub-Saharan Africa 45 463,148 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships Central America and the Caribbean 1 673 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships East Asia and the Pacific 21 78,792 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships Europe (Including Iceland and Greenland) 56 224,559 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships Middle East and North Africa 12 17,191 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships North America (Canada & Mexico only) 29 145,980 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships Russia and Neighboring States 1 6,528 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships South America 22 50,322 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships South Asia 10 24,445 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships Sub-Saharan Africa 4 14,723 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards Central America and the Caribbean 2 2,450 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards East Asia and the Pacific 14 42,218 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards Europe (Including Iceland and Greenland) 47 103,490 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards Middle East and North Africa 1 1,225 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards North America (Canada & Mexico only) 11 23,701 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards Russia and Neighboring States 3 7,350 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards South America 3 6,125 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards South Asia 13 25,725 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards Sub-Saharan Africa 9 15,925 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Schedule F (Form 990) 2019
Schedule F (Form 990) 2019
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2019
Schedule F (Form 990) 2019
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.
ReturnReference Explanation
Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds WITH RESPECT TO SPONSORED PROJECT ACTIVITY SUBCONTRACTED TO OTHER ENTITIES, THE UNIVERSITY'S POLICY AND PROCEDURES FOR MONITORING SUB RECIPIENT AWARDS ("SUBAWARDS") ARE INTENDED TO ESTABLISH APPROPRIATE AND EFFECTIVE MECHANISMS TO PROMOTE COMPLIANCE WITH FEDERAL AND NON-FEDERAL REQUIREMENTS AND CONTRACTUAL ARRANGEMENTS, INCLUDING THE PROPER MONITORING AND STEWARDSHIP OF AWARDED FUNDS. PROPER MONITORING OF A SUBAWARD ENSURES THAT AWARDED FUNDS ARE USED FOR AUTHORIZED PURPOSES, PERFORMANCE GOALS ARE MET AND THE SUB RECIPIENT IS IN COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUB RECIPIENT AGREEMENT. SUB RECIPIENT MONITORING PROCEDURES INCLUDE BUT ARE NOT LIMITED TO THE FOLLOWING ACTIVITIES: A FORMAL PRE-QUALIFICATION PROCESS FOR SUB RECIPIENTS, PRE-AWARD AND POST-AWARD MONITORING OF SUB RECIPIENTS TO REVIEW THE FINANCIAL STATUS AND MANAGEMENT CONTROLS, COMPLIANCE CERTIFICATIONS, REVIEW OF COMPLIANCE WITH REGULATIONS RELATIVE TO THE USE OF HUMAN SUBJECTS AND ANIMALS, IDENTIFICATION AND REPORTING OF ANY CONFLICT OF INTEREST WITH A SUB RECIPIENT ENTITY, AND A REVIEW OF PERTINENT OTHER ORGANIZATION INFORMATION. IN ACCORDANCE WITH THESE PROCEDURES, THE UNIVERSITY REVIEWS THE SUB RECIPIENT'S ADMINISTRATION, FINANCIAL STATEMENTS, BILLINGS, SCIENTIFIC PROGRESS, TECHNICAL REPORTS, AND DELIVERABLES OF AN ACTIVE SUBAWARD REGULARLY AND CONDUCTS ON-GOING RISK ASSESSMENTS AS WELL AS QUARTERLY QUALITY ASSURANCE REVIEWS ON RANDOMLY SELECTED SUBAWARDS. IN ADDITION TO A MONTHLY DEPARTMENTAL REVIEW, THE UNIVERSITY MONITORS A SUB RECIPIENT'S COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUBAWARD ANNUALLY AND UPON CLOSEOUT OF THE SUB RECIPIENT AGREEMENT. IF ANY OF THESE MONITORING PROCEDURES RESULT IN FINDINGS, THE UNIVERSITY WILL TAKE CORRECTIVE ACTION AS NECESSARY. THE PROCEDURES SERVE TO ENSURE THAT THE SUBAWARD FUNDS ARE USED FOR PROPER PURPOSES AND NOT DIVERTED FROM THEIR INTENDED USE.
Schedule F, Part I, Line 3 BREAKOUT OF INVESTMENTS PURSUANT TO THE FORM INSTRUCTIONS, THE FOLLOWING IS A BREAKOUT OF AMOUNTS REPORTED AS INVESTMENTS: CENTRAL AMERICA AND THE CARIBBEAN: INVESTMENTS = $4,438,847,423 EXPENDITURES = $48,196,926 EAST ASIA AND THE PACIFIC: INVESTMENTS = $4,650,024 EXPENDITURES = $116,191 EUROPE (INCLUDING ICELAND AND GREENLAND): INVESTMENTS = $370,135,973 EXPENDITURES = $2,468,654 MIDDLE EAST AND NORTH AMERICA: INVESTMENTS = $0 EXPENDITURES = $15,934 NORTH AMERICA (CANADA & MEXICO ONLY): INVESTMENTS = $279,558,772 EXPENDITURES = $10,531 SOUTH AMERICA: INVESTMENTS = $0 EXPENDITURES = $1,781,496 SOUTH ASIA: INVESTMENTS = $0 EXPENDITURES = $5,916 SUB-SAHARAN AFRICA: INVESTMENTS = $126,449,007 EXPENDITURES = $0
Schedule F, Part II, Line 3 NUMBER OF OTHER ORGANIZATIONS OR ENTITIES THE TOTAL NUMBER REPORTED ON LINE 3 INCLUDES TAX-EXEMPT ORGANIZATIONS AND PUBLIC INSTITUTIONS. MOST OF THE SUBAWARD RECIPIENTS ARE UNIVERSITIES, HOSPITALS, AND RESEARCH INSTITUTIONS.
Schedule F, Part II SUBAWARD A SUBAWARD IS AN AWARD OF FINANCIAL SUPPORT FROM THE UNIVERSITY TO A QUALIFIED THIRD PARTY PRIMARILY TO PERFORM RESEARCH AND OTHER RELATED PROGRAMMATIC EFFORTS UNDER A SPONSORED RESEARCH PROJECT.
Schedule F, Part III COLUMNS (C) AND (D), TOTAL AWARDS THE AMOUNTS REPORTED IN COLUMNS (C) AND (D) REPRESENT AN ESTIMATE OF TOTAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2020 BASED ON INFORMATION PROVIDED BY THE UNIVERSITY'S UNDERGRADUATE, GRADUATE AND PROFESSIONAL SCHOOLS. SOME STUDENTS RECEIVED MORE THAN ONE AWARD DURING THE FISCAL YEAR ENDED JUNE 30, 2020.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2019
Additional Data


Software ID: 19010655
Software Version: 2019v5.0



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ.
right arrowGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
Fundraising Activities.Complete if the organization answered "Yes" on Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the 10 highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.


(i) Name and address of individual
or entity (fundraiser)
(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity
(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i)
(vi) Amount paid to
(or retained by)
organization
Yes No
             
             
             
             
             
             
             
             
             
             
Total . . . . . . . . . . . . . . . . . . . . right arrow      
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2019
Schedule G (Form 990 or 990-EZ) 2019
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.









VerticalRevenue
(a) Event #1

Blue Leadership Ball
(event type)
(b) Event #2

2019 Football Assoc. Golf Outing
(event type)
(c) Other events

11
(total number)
(d) Total events
(add col. (a) through col. (c))

1

Gross receipts . . . . .

129,129

90,604

321,885

541,618

2

Less: Contributions . . . .

35,500

75,750

229,830

341,080
3 Gross income (line 1 minus
line 2) . . . . . .

93,629

14,854

92,055

200,538



VerticalDirectExpenses
4 Cash prizes . . . . .        
5 Noncash prizes . . . . 30     30
6 Rent/facility costs . . . . 20,903     20,903
7 Food and beverages . . . 31,964 35,082 71,767 138,813
8 Entertainment . . . .     9,549 9,549
9 Other direct expenses . . . 149,510 24,856 39,942 214,308
10 Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . . right arrow 383,603
11 Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . . right arrow -183,065
Part III
Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue
(a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo
(c) Other gaming (d) Total gaming (add col.(a) through col.(c))

1

Gross revenue . . . . .

 

 

 

 
VerticalDirectExpenses

2

Cash prizes . . . . .

 

 

 

 

3

Noncash prizes . . . .

 

 

 

 

4

Rent/facility costs . . . .

 

 

 

 

5

Other direct expenses . . .

 

 

 

 


6


Volunteer labor . . . .
%
%
%


7

Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow

 

8

Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow

 

9
Enter the state(s) in which the organization conducts gaming activities:
a
Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2019
Schedule G (Form 990 or 990-EZ) 2019
Page 3
11
Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? . . . . . . . . . . . . . . . . .
13
Indicate the percentage of gaming activity conducted in:
a
The organization's facility . . . . . . . . . . . . . . . . . .
13a
%
b
An outside facility . . . . . . . . . . . . . . . . . . . .
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? . . . . . . . . . . . . . . . . . . . . . . . .
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? . . . . . . . . . . . . . . . . . . .
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions.
Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2019
Additional Data


Software ID: 19010655
Software Version: 2019v5.0

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
Yale University
 
Employer identification number
06-0646973
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government
(b) EIN (c) IRC section
(if applicable)
(d) Amount of cash grant (e) Amount of non-cash
assistance
(f) Method of valuation
(book, FMV, appraisal,
other)
(g) Description of
noncash assistance
(h) Purpose of grant
or assistance
(1) ADVENTHEALTH CENTRA CARE
2600 WESTHALL LANE BOX 300
MAITLAND,FL32751
59-3209688 501(C)(3) 6,070       SEE PART IV
(2) AIDS PROJECT NEW HAVEN INC
1302 CHAPEL STREET
NEW HAVEN,CT06511
22-2506184 501(C)(3) 63,229       SEE PART IV
(3) ALBERT EINSTEIN COLLEGE OF MEDICINE
1300 MORRIS PARK AVENUE
BRONX,NY10461
83-0621846 501(C)(3) 69,163       SEE PART IV
(4) AMERICAN COLLEGE OF CARDIOLOGY
2400 N STREET NW
WASHINGTON,DC20037
31-1781555 501(C)(3) 104,495       SEE PART IV
(5) AMERICAN COLLEGE OF EMERGENCY PHYSICIANS
PO BOX 619911
DALLAS,TX752619911
38-1888798 501(C)(3) 159,913       SEE PART IV
(6) AMERICAN NATIONAL RED CROSS
431 18TH STREET NW
WASHINGTON,DC200065009
53-0196605 501(C)(3) 249,618       SEE PART IV
(7) AMERICAN UNIVERSITY
4400 MASS AVE NW
WASHINGTON,DC20016
53-0196549 501(C)(3) 10,397       SEE PART IV
(8) AMERICAN UNIVERSITY OF BEIRUT
3 DAG HAMMARSKJOLD PLAZA
NEW YORK,NY100172303
13-5596846 501(C)(3) 61,733       SEE PART IV
(9) ANN & ROBERT H LURIE CHILDREN'S HOSPITAL OF CHICAGO
225 EAST CHICAGO AVENUE
CHICAGO,IL606112605
36-2170833 501(C)(3) 17,917       SEE PART IV
(10) APT FOUNDATION INC
ONE LONG WHARF DRIVE
NEW HAVEN,CT06511
23-7061218 501(C)(3) 153,991       SEE PART IV
(11) ATLANTA RESEARCH AND EDUCATION FOUNDATION INC
2250 N DRUID HILLS ROAD NE
ATLANTA,GA30329
58-1857346 501(C)(3) 86,358       SEE PART IV
(12) AUGUSTA UNIVERSITY
PO BOX 945552
ATLANTA,GA303945552
58-6002053 501(C)(3) 10,106       SUBAWARD - SPONSORED RESEARCH
(13) AUGUSTA UNIVERSITY RESEARCH INSTITUTE INC
1120 15TH STREET
AUGUSTA,GA309124810
58-1418202 501(C)(3) 40,773       SUBAWARD - SPONSORED RESEARCH
(14) BALTIMORE RESEARCH & EDUCATION FOUNDATION INC
10 N GREEN STREET
BALTIMORE,MD212011524
52-1705976 501(C)(3) 6,750       SUBAWARD - SPONSORED RESEARCH
(15) BATTELLE MEMORIAL INSTITUTE
505 KING AVENUE
COLUMBUS,OH43201
31-4379427 501(C)(3) 86,611       SUBAWARD - SPONSORED RESEARCH
(16) BAYLOR COLLEGE OF MEDICINE
ONE BAYLOR PLAZA
HOUSTON,TX77030
74-1613878 501(C)(3) 361,656       SUBAWARD - SPONSORED RESEARCH
(17) BAYSTATE MEDICAL CENTER INC
759 CHESTNUT STREET
SPRINGFIELD,MA01199
04-2790311 501(C)(3) 120,251       SUBAWARD - SPONSORED RESEARCH
(18) BETH ISRAEL DEACONESS MEDICAL CENTER
330 BROOKLINE AVENUE
BOSTON,MA02215
04-2103881 501(C)(3) 311,754       SUBAWARD - SPONSORED RESEARCH
(19) BHCARE INC
127 WASHINGTON AVENUE
NORTH HAVEN,CT06473
22-2598799 501(C)(3) 6,025       SUBAWARD - SPONSORED RESEARCH
(20) BOSTON CHILDREN'S HOSPITAL
300 LONGWOOD AVENUE
BOSTON,MA02115
04-2774441 501(C)(3) 465,911       SUBAWARD - SPONSORED RESEARCH
(21) BOSTON COLLEGE
140 COMMONWEALTH AVENUE
CHESTNUT HILL,MA024673800
04-2103545 501(C)(3) 14,929       SUBAWARD - SPONSORED RESEARCH
(22) BOTANICAL RESEARCH INSTITUTE OF TEXAS
1700 UNIVERSITY DRIVE
FORT WORTH,TX761073400
75-2198196 501(C)(3) 34,550       SUBAWARD - SPONSORED RESEARCH
(23) BRIDGES HEALTHCARE INC
949 BRIDGEPORT AVENUE
MILFORD,CT06460
06-0867978 501(C)(3) 235,755       SUBAWARD - SPONSORED RESEARCH
(24) BROWN UNIVERSITY
69 BROWN STREET
PROVIDENCE,RI02912
05-0258809 501(C)(3) 742,615       SUBAWARD - SPONSORED RESEARCH
(25) C4 INNOVATIONS LLC
200 RESERVOIR STREET SUITE 202
NEEDHAM,MA02494
87-0763049   326,691       SUBAWARD - SPONSORED RESEARCH
(26) CARNEGIE MELLON UNIVERSITY
5000 FORBES AVENUE
PITTSBURGH,PA15213
25-0969449 501(C)(3) 272,606       SUBAWARD - SPONSORED RESEARCH
(27) CASE WESTERN RESERVE UNIVERSITY
10900 EUCLID AVENUE
CLEVELAND,OH44106
34-1018992 501(C)(3) 70,808       SUBAWARD - SPONSORED RESEARCH
(28) CEDARS-SINAI MEDICAL CENTER
6500 WILSHIRE SUITE 1151
LOS ANGELES,CA90048
95-1644600 501(C)(3) 103,218       SUBAWARD - SPONSORED RESEARCH
(29) CENTER FOR EDUCATIONAL IMPROVEMENT
402 COUNCIL DRIVE NE
VIENNA,VA22180
46-4355307 501(C)(3) 326,582       SUBAWARD - SPONSORED RESEARCH
(30) CHILDREN'S HOSPITAL LOS ANGELES
4650 SUNSET BOULEVARD
LOS ANGELES,CA90027
95-1690977 501(C)(3) 50,640       SUBAWARD - SPONSORED RESEARCH
(31) CIENCIA PUERTO RICO LLC
PO BOX 195289
SAN JUAN,PR00919
66-0746250   33,617       SUBAWARD - SPONSORED RESEARCH
(32) CITY OF NEW HAVEN
54 MEADOW STREET
NEW HAVEN,CT06519
06-6001876 CITY-NEW HAVEN 160,913       SUBAWARD - SPONSORED RESEARCH
(33) COLLABORATIVE FOR ACADEMIC SOCIAL AND EMOTIONAL LEARNING
815 W VAN BUREN STREET SUITE 210
CHICAGO,IL60607
20-5884201 501(C)(3) 62,954       SUBAWARD - SPONSORED RESEARCH
(34) COLLEGE OF THE HOLY CROSS
1 COLLEGE STREET
WORCESTER,MA016102395
04-2103558 501(C)(3) 9,158       SUBAWARD - SPONSORED RESEARCH
(35) COLORADO STATE UNIVERSITY
2002 CAMPUS DELIVERY
FORT COLLINS,CO805232002
84-6000545 STATE OF CO 228,832       SUBAWARD - SPONSORED RESEARCH
(36) CONNECTICUT CHILDREN'S MEDICAL CENTER
282 WASHINGTON STREET
HARTFORD,CT06106
06-0646755 501(C)(3) 18,472       SUBAWARD - SPONSORED RESEARCH
(37) CONSUMER WELLNESS SOLUTIONS INC
999 3RD AVENUE SUITE 2100
SEATTLE,WA981041139
20-0231080   21,054       SUBAWARD - SPONSORED RESEARCH
(38) COOPERATIVE EDUCATIONAL SERVICES
40 LINDEMAN DRIVE
TRUMBULL,CT06611
23-7121166 STATE OF CT 20,250       SUBAWARD - SPONSORED RESEARCH
(39) CORNELL UNIVERSITY
341 PINE TREE ROAD
ITHACA,NY14850
15-0532082 501(C)(3) 122,162       SUBAWARD - SPONSORED RESEARCH
(40) DANA-FARBER CANCER INSTITUTE INC
450 BROOKLINE AVENUE
BOSTON,MA02215
04-2263040 501(C)(3) 448,287       SUBAWARD - SPONSORED RESEARCH
(41) DREXEL UNIVERSITY
PO BOX 95000
PHILADELPHIA,PA191950001
23-1352630 501(C)(3) 7,375       SUBAWARD - SPONSORED RESEARCH
(42) DUKE UNIVERSITY
324 BLACKWELL STREET
DURHAM,NC27701
56-0532129 501(C)(3) 1,540,734       SUBAWARD - SPONSORED RESEARCH
(43) EAST CAROLINA UNIVERSITY
2200 S CHARLES BLVD
GREENVILLE,NC278584353
56-6000403 STATE OF NC 142,144       SUBAWARD - SPONSORED RESEARCH
(44) EAST TENNESSEE STATE UNIVERSITY
BOX 70693
JOHNSON CITY,TN376140693
62-6021046 STATE OF TN 16,539       SUBAWARD - SPONSORED RESEARCH
(45) EDTOGETHER INC
416 COMMONWEALTH AVENUE NO 202
BOSTON,MA02215
81-2550548 501(C)(3) 25,804       SUBAWARD - SPONSORED RESEARCH
(46) EMORY UNIVERSITY
1599 CLIFTON ROAD
ATLANTA,GA30322
58-0566256 501(C)(3) 380,780       SUBAWARD - SPONSORED RESEARCH
(47) FAIR HAVEN COMMUNITY HEALTH CLINIC INC
374 GRAND AVENUE
NEW HAVEN,CT06513
06-0883545 501(C)(3) 167,562       SUBAWARD - SPONSORED RESEARCH
(48) FAIRFIELD UNIVERSITY
1073 NORTH BENSON ROAD
FAIRFIELD,CT068245195
06-0646623 501(C)(3) 9,380       SUBAWARD - SPONSORED RESEARCH
(49) FOX CHASE CANCER CENTER FOUNDATION
333 COTTMAN AVENUE
PHILADELPHIA,PA19111
23-2003072 501(C)(3) 39,924       SUBAWARD - SPONSORED RESEARCH
(50) FRED HUTCHINSON CANCER RESEARCH CENTER
1100 FAIRVIEW AVENUE NORTH
SEATTLE,WA981091024
23-7156071 501(C)(3) 105,766       SUBAWARD - SPONSORED RESEARCH
(51) GEORGETOWN UNIVERSITY
PO BOX 571164
WASHINGTON,DC200571164
53-0196603 501(C)(3) 132,859       SUBAWARD - SPONSORED RESEARCH
(52) GEORGIA TECH RESEARCH CORPORATION
505 10TH ST NW
ATLANTA,GA303320415
58-0603146 501(C)(3) 15,902       SUBAWARD - SPONSORED RESEARCH
(53) GLOBAL HEALTHY LIVING FOUNDATION INC
515 NORTH MIDLAND AVENUE
UPPER NYACK,NY10960
20-4039120 501(C)(3) 20,016       SUBAWARD - SPONSORED RESEARCH
(54) GRIFFIN HOSPITAL
130 DIVISION STREET
DERBY,CT06418
06-0647014 501(C)(3) 382,134       SUBAWARD - SPONSORED RESEARCH
(55) H LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE HOSPITAL INC
12902 MAGNOLIA DRIVE
TAMPA,FL33612
59-3238634 501(C)(3) 64,518       SUBAWARD - SPONSORED RESEARCH
(56) HARTFORD HOSPITAL
80 SEYMOUR STREET
HARTFORD,CT06102
06-0646668 501(C)(3) 1,485,978       SUBAWARD - SPONSORED RESEARCH
(57) HASKINS LABORATORIES INC
300 GEORGE STREET
NEW HAVEN,CT06511
13-1628174 501(C)(3) 50,507       SUBAWARD - SPONSORED RESEARCH
(58) HEALTH RESEARCH INC
150 BROADWAY NO 560
MENANDS,NY12204
14-1402155 501(C)(3) 145,407       SUBAWARD - SPONSORED RESEARCH
(59) HEART CENTER RESEARCH LLC
105 RANDS AVENUE
HUNTSVILLE,AL35801
27-1088752   5,000       SUBAWARD - SPONSORED RESEARCH
(60) HENNEPIN HEALTHCARE RESEARCH INSTITUTE
701 PARK AVENUE
MINNEAPOLIS,MN55415
41-1677920 501(C)(3) 144,775       SUBAWARD - SPONSORED RESEARCH
(61) HENRY FORD HEALTH SYSTEM
ONE FORD PLACE
DETROIT,MI48202
38-1357020 501(C)(3) 82,276       SUBAWARD - SPONSORED RESEARCH
(62) HENRY M JACKSON FOUNDATION FOR THE ADVANCEMENT OF MILITARY MEDICINE
6720A ROCKLEDGE DRIVE SUITE 100
BETHESDA,MD20817
52-1317896 501(C)(3) 103,703       SUBAWARD - SPONSORED RESEARCH
(63) HYPERTROPHIC CARDIOMYOPATHY ASSOCIATION
18 E MAIN STREET SUITE 202
DENVILLE,NJ07834
41-1855605 501(C)(3) 20,574       SUBAWARD - SPONSORED RESEARCH
(64) ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI
ONE GUSTAVE L LEVY PLACE
NEW YORK,NY10029
13-6171197 501(C)(3) 329,888       SUBAWARD - SPONSORED RESEARCH
(65) IHC HEALTH SERVICES INC
PO BOX 57828
SALT LAKE CITY,UT84157
94-2854057 501(C)(3) 12,000       SUBAWARD - SPONSORED RESEARCH
(66) INDIANA UNIVERSITY
400 EAST 7TH STREET
BLOOMINGTON,IN47405
35-6001673 501(C)(3) 38,511       SUBAWARD - SPONSORED RESEARCH
(67) INDIANA UNIVERSITY HEALTH BLOOMINGTON INC
950 N MERIDIAN STREET SUITE 800
INDIANAPOLIS,IN46204
35-1720796 501(C)(3) 6,950       SUBAWARD - SPONSORED RESEARCH
(68) INDIANA UNIVERSITY HEALTH INC
951 N MERIDIAN STREET SUITE 800
INDIANAPOLIS,IN46204
35-1955872 501(C)(3) 5,275       SUBAWARD - SPONSORED RESEARCH
(69) INNOVATIONS FOR POVERTY ACTION
101 WHITNEY AVENUE
NEW HAVEN,CT06510
06-1660068 501(C)(3) 1,403,227       SUBAWARD - SPONSORED RESEARCH
(70) INOVA HEALTHCARE SERVICES
8095 INNOVATION PARK DRIVE
FAIRFAX,VA22031
54-0620889 501(C)(3) 20,750       SUBAWARD - SPONSORED RESEARCH
(71) INSTITUTE FOR CLINICAL RESEARCH INC
PO BOX 29545
WASHINGTON,DC200170745
52-1336656 501(C)(3) 107,249       SUBAWARD - SPONSORED RESEARCH
(72) INSTITUTE FOR COMMUNITY RESEARCH INC
2 HARTFORD SQUARE WEST SUITE 100
HARTFORD,CT061065128
06-0653116 501(C)(3) 61,694       SUBAWARD - SPONSORED RESEARCH
(73) JOHNS HOPKINS UNIVERSITY
3910 KESWICK ROAD
BALTIMORE,MD21211
52-0595110 501(C)(3) 1,517,223       SUBAWARD - SPONSORED RESEARCH
(74) JOSLIN DIABETES CENTER INC
ONE JOSLIN PLACE
BOSTON,MA022155306
04-2203836 501(C)(3) 186,052       SUBAWARD - SPONSORED RESEARCH
(75) KAISER FOUNDATION HOSPITALS
1800 HARRISON STREET 16TH FLOOR
OAKLAND,CA946123433
94-1105628 501(C)(3) 256,385       SUBAWARD - SPONSORED RESEARCH
(76) KIDANGO INC
44000 OLD WARM SPRINGS BLVD
FREMONT,CA94538
94-2581686 501(C)(3) 27,423       SUBAWARD - SPONSORED RESEARCH
(77) L2 DIAGNOSTICS LLC
PO BOX 8175
NEW HAVEN,CT065300175
06-1509946   354,206       SUBAWARD - SPONSORED RESEARCH
(78) LANKENAU INSTITUTE FOR MEDICAL RESEARCH
100 LANCASTER AVENUE
WYNNEWOOD,PA190963450
23-2175659 501(C)(3) 5,750       SUBAWARD - SPONSORED RESEARCH
(79) LEHIGH UNIVERSITY
526 BRODHEAD AVENUE
BETHLEHEM,PA180153008
24-0795445 501(C)(3) 70,001       SUBAWARD - SPONSORED RESEARCH
(80) LIBERTY COMMUNITY SERVICES
129 CHURCH STREET MEZZANINE
NEW HAVEN,CT06510
22-2849124 501(C)(3) 233,018       SUBAWARD - SPONSORED RESEARCH
(81) LOUISIANA STATE UNIVERSITY AND A&M COLLEGE
204 THOMAS BOYD HALL
BATON ROUGE,LA70803
72-6000848 501(C)(3) 44,018       SUBAWARD - SPONSORED RESEARCH
(82) MASSACHUSETTS GENERAL HOSPITAL
55 FRUIT STREET
BOSTON,MA02114
04-2697983 501(C)(3) 409,086       SUBAWARD - SPONSORED RESEARCH
(83) MASSACHUSETTS INSTITUTE OF TECHNOLOGY
77 MASSACHUSETTS AVENUE
CAMBRIDGE,MA021394307
04-2103594 501(C)(3) 513,307       SUBAWARD - SPONSORED RESEARCH
(84) MAYO CLINIC
200 FIRST STREET SW
ROCHESTER,MN55905
41-6011702 501(C)(3) 1,432,391       SUBAWARD - SPONSORED RESEARCH
(85) MEDICAL UNIVERSITY OF SOUTH CAROLINA
1 SOUTH PARK CIRCLE
CHARLESTON,SC29407
57-6000722 STATE OF SC 681,497       SUBAWARD - SPONSORED RESEARCH
(86) MIAMI UNIVERSITY
501 HIGH STREET 107 ROUDEBUSH
OXFORD,OH45056
31-6402089 501(C)(3) 9,707       SUBAWARD - SPONSORED RESEARCH
(87) MICHIGAN HEART PC
5325 ELLIOTT DRIVE SUITE 201
YPSILANTI,MI48197
38-2631601   6,750       SUBAWARD - SPONSORED RESEARCH
(88) MICHIGAN STATE UNIVERSITY
426 AUDITORIUM ROAD
EAST LANSING,MI48824
38-6005984 STATE OF MI 264,172       SUBAWARD - SPONSORED RESEARCH
(89) MIDWESTERN CONNECTICUT COUNCIL ON ALCOHOLISM INC
38 OLD RIDGEBURY ROAD
DANBURY,CT06810
06-0890278 501(C)(3) 62,509       SUBAWARD - SPONSORED RESEARCH
(90) MIRAGEN THERAPEUTICS INC
6200 LOOKOUT ROAD SUITE 100
BOULDER,CO80301
20-4362468   348,680       SUBAWARD - SPONSORED RESEARCH
(91) MONTANA STATE UNIVERSITY
PO BOX 172470
BOZEMAN,MT597172470
81-6010045 STATE OF MT 252,448       SUBAWARD - SPONSORED RESEARCH
(92) MONTANA TECHNOLOGICAL UNIVERSITY
1300 WEST PARK STREET
BUTTE,MT59701
81-6001654 STATE OF MT 37,790       SUBAWARD - SPONSORED RESEARCH
(93) MONUMENT HEALTH RAPID CITY HOSPITAL INC
735 MEADE STREET
RAPID CITY,SD577015333
46-0319070 501(C)(3) 5,000       SUBAWARD - SPONSORED RESEARCH
(94) NARROWS INSTITUTE FOR BIOMEDICAL RESEARCH INC
800 POLY PLACE
BROOKLYN,NY11209
11-3059470 501(C)(3) 147,319       SUBAWARD - SPONSORED RESEARCH
(95) NATIONAL CENTER FOR HEALTH RESEARCH INC
1001 CONNECTICUT AVENUE SUITE 1100
WASHINGTON,DC20036
52-2169212 501(C)(3) 114,236       SUBAWARD - SPONSORED RESEARCH
(96) NATIONAL OPINION RESEARCH CENTER
55 EAST MONROE STREET 20TH FLOOR
CHICAGO,IL60603
36-2167808 501(C)(3) 37,649       SUBAWARD - SPONSORED RESEARCH
(97) NEW HANOVER REGIONAL MEDICAL CENTER
2511 DELANEY AVENUE
WILMINGTON,NC28403
56-0887181 501(C)(3) 11,500       SUBAWARD - SPONSORED RESEARCH
(98) NEW YORK UNIVERSITY
PO BOX 5166
NEW YORK,NY10087
13-5562308 501(C)(3) 601,251       SUBAWARD - SPONSORED RESEARCH
(99) NORTH CAROLINA STATE UNIVERSITY
CAMPUS BOX 7214
RALEIGH,NC276957214
56-6000756 STATE OF NC 298,396       SUBAWARD - SPONSORED RESEARCH
(100) NORTHEASTERN UNIVERSITY
360 HUNTINGTON AVE
BOSTON,MA02115
04-1679980 501(C)(3) 249,206       SUBAWARD - SPONSORED RESEARCH
(101) NORTHWESTERN UNIVERSITY
633 CLARK STREET
EVANSTON,IL602080001
36-2167817 501(C)(3) 360,598       SUBAWARD - SPONSORED RESEARCH
(102) NOVA SOUTHEASTERN UNIVERSITY INC
3301 COLLEGE AVENUE
FORT LAUDERDALE,FL33314
59-1083502 501(C)(3) 51,601       SUBAWARD - SPONSORED RESEARCH
(103) OCEAN STATE RESEARCH INSTITUTE INC
830 CHALKSTONE AVENUE
PROVIDENCE,RI029084734
05-0440574 501(C)(3) 35,369       SUBAWARD - SPONSORED RESEARCH
(104) OCHSNER CLINIC FOUNDATION
PO BOX 54996
NEW ORLEANS,LA701544996
72-0502505 501(C)(3) 8,750       SUBAWARD - SPONSORED RESEARCH
(105) OREGON HEALTH & SCIENCE UNIVERSITY
3181 SW SAM JACKSON PARK ROAD
PORTLAND,OR97239
93-1176109 STATE OF OR 88,527       SUBAWARD - SPONSORED RESEARCH
(106) OREGON STATE UNIVERSITY
312 KERR ADMINISTRATION BLDG
CORVALLIS,OR97331
61-1730890 STATE OF OR 123,798       SUBAWARD - SPONSORED RESEARCH
(107) PACIFIC INSTITUTE FOR RESEARCH AND EVALUATION
11721 BELTSVILLE DRIVE SUITE 900
BELTSVILLE,MD20705
94-2243283 501(C)(3) 91,203       SUBAWARD - SPONSORED RESEARCH
(108) PALO ALTO VETERANS INSTITUTE FOR RESEARCH
3801 MIRANDA AVENUE
PALO ALTO,CA943040038
77-0207331 501(C)(3) 16,084       SUBAWARD - SPONSORED RESEARCH
(109) PATH
2201 WESTLAKE AVENUE NO 200
SEATTLE,WA98121
91-1157127 501(C)(3) 185,040       SUBAWARD - SPONSORED RESEARCH
(110) PENNSYLVANIA STATE UNIVERSITY
227 WEST BEAVER AVENUE SUITE 401
STATE COLLEGE,PA168014819
24-6000376 STATE OF PA 490,058       SUBAWARD - SPONSORED RESEARCH
(111) PHILIPS RESEARCH NORTH AMERICA
3 CANAL PARK 3RD FLOOR
CAMBRIDGE,MA02141
13-3429115   41,888       SUBAWARD - SPONSORED RESEARCH
(112) PORTLAND STATE UNIVERSITY
PO BOX 751
PORTLAND,OR97207
48-1278529 STATE OF OR 40,157       SUBAWARD - SPONSORED RESEARCH
(113) PORTLAND VA RESEARCH FOUNDATION
PO BOX 19832
PORTLAND,OR972800832
94-3090170 501(C)(3) 147,932       SUBAWARD - SPONSORED RESEARCH
(114) PRESIDENT AND FELLOWS OF HARVARD COLLEGE
1033 MASSACHUSETTS AVENUE
CAMBRIDGE,MA02138
04-2103580 501(C)(3) 2,297,842       SUBAWARD - SPONSORED RESEARCH
(115) PROJECT ACCESS OF NEW HAVEN INC
PO BOX 9293
NEW HAVEN,CT06533
26-4379967 501(C)(3) 8,147       SUBAWARD - SPONSORED RESEARCH
(116) PROPAGENIX INC
9605 MEDICAL CENTER DRIVE SUITE 325
ROCKVILLE,MD20850
46-2913183   21,667       SUBAWARD - SPONSORED RESEARCH
(117) PURDUE UNIVERSITY
1281 WIN HENTSCHEL BLVD SUITE 1100
WEST LAFAYETTE,IN47906
35-6002041 501(C)(3) 164,637       SUBAWARD - SPONSORED RESEARCH
(118) REGENTS OF THE UNIVERSITY MICHIGAN
G395 WOLVERINE TOWER LOW RISE
ANN ARBOR,MI481091279
38-6006309 501(C)(3) 285,326       SUBAWARD - SPONSORED RESEARCH
(119) REGENTS OF THE UNIVERSITY OF COLORADO
PO BOX 910238
DENVER,CO802910238
84-6000555 501(C)(3) 251,292       SUBAWARD - SPONSORED RESEARCH
(120) REGIONAL DATA COOPERATIVE OF GREATER NEW HAVEN INC
129 CHURCH STREET SUITE 605
NEW HAVEN,CT06510
06-1567201 501(C)(3) 7,500       SUBAWARD - SPONSORED RESEARCH
(121) RENSSELAER POLYTECHNIC INSTITUTE
110 EIGHTH STREET
TROY,NY121803590
14-1340095 501(C)(3) 108,983       SUBAWARD - SPONSORED RESEARCH
(122) RESEARCH FOUNDATION FOR MENTAL HYGIENE INC
150 BROADWAY NO 301
MENANDS,NY12204
14-1410842 501(C)(3) 771,739       SUBAWARD - SPONSORED RESEARCH
(123) RESEARCH TRIANGLE INSTITUTE
PO BOX 900002
RALEIGH,NC276759000
56-0686338 501(C)(3) 189,234       SUBAWARD - SPONSORED RESEARCH
(124) RHODE ISLAND HOSPITAL
ONE HOPPIN STREET
PROVIDENCE,RI02903
05-0258954 501(C)(3) 111,077       SUBAWARD - SPONSORED RESEARCH
(125) RICE UNIVERSITY
PO BOX 1892
HOUSTON,TX772511892
74-1109620 501(C)(3) 255,595       SUBAWARD - SPONSORED RESEARCH
(126) ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE
3333 GREEN BAY ROAD
NORTH CHICAGO,IL60064
36-2181973 501(C)(3) 11,650       SUBAWARD - SPONSORED RESEARCH
(127) RUSH UNIVERSITY MEDICAL CENTER
1700 W VAN BUREN STREET SUITE 277
CHICAGO,IL60612
36-2174823 501(C)(3) 122,508       SUBAWARD - SPONSORED RESEARCH
(128) SALK INSTITUTE FOR BIOLOGICAL STUDIES
10010 N TORREY PINES ROAD
LA JOLLA,CA92037
95-2160097 501(C)(3) 612,955       SUBAWARD - SPONSORED RESEARCH
(129) SAN FRANCISCO STATE UNIVERSITY
1600 HOLLOWAY AVENUE
SAN FRANCISCO,CA94132
93-1137247 STATE OF CA 6,012       SUBAWARD - SPONSORED RESEARCH
(130) SCHOOL-BASED HEALTH ALLIANCE
1010 VERMONT AVENUE NW SUITE 600
WASHINGTON,DC20005
54-1752058 501(C)(3) 38,325       SUBAWARD - SPONSORED RESEARCH
(131) SCIENCE COMMUNICATION LAB INC
600 16TH STREET
SAN FRANCISCO,CA94143
47-2404616 501(C)(3) 58,688       SUBAWARD - SPONSORED RESEARCH
(132) SEATTLE CHILDREN'S HOSPITAL
PO BOX 24728
SEATTLE,WA981240728
91-0564748 501(C)(3) 762,573       SUBAWARD - SPONSORED RESEARCH
(133) SENTARA HOSPITALS
600 GRESHAM DRIVE
NORFOLK,VA23507
54-1547408 501(C)(3) 5,600       SUBAWARD - SPONSORED RESEARCH
(134) SIEMENS MEDICAL SOLUTIONS USA INC
810 INNOVATION DRIVE
KNOXVILLE,TN37932
22-2417778   58,181       SUBAWARD - SPONSORED RESEARCH
(135) SLOAN KETTERING INSTITUE FOR CANCER RESEARCH
PO BOX 27084
NEW YORK,NY10087
13-1624182 501(C)(3) 607,982       SUBAWARD - SPONSORED RESEARCH
(136) SMITHSONIAN INSTITUTION
1000 JEFFERSON DRIVE S W
WASHINGTON,DC20560
53-0206027 501(C)(3) 15,104       SUBAWARD - SPONSORED RESEARCH
(137) SOUTH DAKOTA STATE UNIVERSITY
BOX 2202
BROOKINGS,SD57007
46-6000364 STATE OF SD 10,000       SUBAWARD - SPONSORED RESEARCH
(138) SOUTHERN CONNECTICUT STATE UNIVERSITY
501 CRESCENT STREET
NEW HAVEN,CT065151330
06-1363115 STATE OF CT 84,566       SUBAWARD - SPONSORED RESEARCH
(139) SPACE TELESCOPE SCIENCE INSTITUTE
3700 SAN MARTIN DRIVE
BALTIMORE,MD21218
86-0138043 501(C)(3) 11,672       SUBAWARD - SPONSORED RESEARCH
(140) ST JUDE CHILDREN'S RESEARCH HOSPITAL INC
PO BOX 1000
MEMPHIS,TN381480949
62-0646012 501(C)(3) 121,372       SUBAWARD - SPONSORED RESEARCH
(141) STANFORD UNIVERSITY
PO BOX 44253
SAN FRANCISCO,CA941444253
94-1156365 501(C)(3) 618,090       SUBAWARD - SPONSORED RESEARCH
(142) STATE OF CONNECTICUT
410 CAPITOL AVENUE
HARTFORD,CT061340308
06-6000798 STATE OF CT 228,872       SUBAWARD - SPONSORED RESEARCH
(143) TEMPLE UNIVERSITY
PO BOX 824242
PHILADELPHIA,PA191824242
23-1365971 501(C)(3) 32,561       SUBAWARD - SPONSORED RESEARCH
(144) TEXAS A&M ENGINEERING EXPERIMENT STATION
400 HARVEY MITCHELL PKWY SOUTH
COLLEGE STATION,TX778454375
74-1974733 STATE OF TX 40,766       SUBAWARD - SPONSORED RESEARCH
(145) TEXAS STATE UNIVERSITY
601 UNIVERSITY DRIVE
SAN MARCOS,TX78666
74-6002248 STATE OF TX 72,137       SUBAWARD - SPONSORED RESEARCH
(146) THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ILLINOIS
28395 NETWORK PLACE
CHICAGO,IL606731283
37-6000511 501(C)(3) 7,686       SUBAWARD - SPONSORED RESEARCH
(147) THE BRIGHAM AND WOMEN'S HOSPITAL INC
PO BOX 3887
BOSTON,MA022413887
04-2312909 501(C)(3) 1,055,724       SUBAWARD - SPONSORED RESEARCH
(148) THE BROAD INSTITUTE INC
415 MAIN STREET
CAMBRIDGE,MA02142
26-3428781 501(C)(3) 549,660       SUBAWARD - SPONSORED RESEARCH
(149) THE BRONX VETERANS MEDICAL RESEARCH FOUNDATION INC
130 W KINGSBRIDGE ROAD
BRONX,NY10468
13-3699250 501(C)(3) 53,793       SUBAWARD - SPONSORED RESEARCH
(150) THE CDM GROUP INC
7500 OLD GEORGETOWN ROAD SUITE 900
BETHESDA,MD20814
52-1506410   81,014       SUBAWARD - SPONSORED RESEARCH
(151) THE CLEVELAND CLINIC FOUNDATION
PO BOX 931562
CLEVELAND,OH441935012
34-0714585 501(C)(3) 56,791       SUBAWARD - SPONSORED RESEARCH
(152) THE CONNECTICUT CENTER FOR PRIMARY CARE INC
3 FARM GLEN BLVD
FARMINGTON,CT06032
03-0441188 501(C)(3) 6,203       SUBAWARD - SPONSORED RESEARCH
(153) THE FEINSTEIN INSTITUTE FOR MEDICAL RESEARCH
972 BRUSH HOLLOW ROAD 5TH FLOOR
WESTBURY,NY11590
11-2673595 501(C)(3) 7,750       SUBAWARD - SPONSORED RESEARCH
(154) THE GEORGE WASHINGTON UNIVERSITY
45155 RESEARCH PLACE
ASHBURN,VA201474198
53-0196584 501(C)(3) 104,979       SUBAWARD - SPONSORED RESEARCH
(155) THE HOWARD UNIVERSITY
525 BRYANT STREET NW
WASHINGTON,DC20059
53-0204707 501(C)(3) 34,069       SUBAWARD - SPONSORED RESEARCH
(156) THE JACKSON LABORATORY
610 MAIN STREET
BAR HARBOR,ME046091500
01-0211513 501(C)(3) 260,295       SUBAWARD - SPONSORED RESEARCH
(157) THE JOHN B PIERCE LABORATORY INC
290 CONGRESS AVENUE
NEW HAVEN,CT06519
06-0646780 501(C)(3) 214,474       SUBAWARD - SPONSORED RESEARCH
(158) THE MCLEAN HOSPITAL CORPORATION
399 REVOLUTION DRIVE NO 645
SOMERVILLE,MA021451446
04-2697981 501(C)(3) 80,011       SUBAWARD - SPONSORED RESEARCH
(159) THE MEDICAL COLLEGE OF WISCONSIN INC
8701 WATERTOWN PLANK ROAD
MILWAUKEE,WI53226
39-0806261 501(C)(3) 15,857       SUBAWARD - SPONSORED RESEARCH
(160) THE MIRIAM HOSPITAL
ONE HOPPIN STREET
PROVIDENCE,RI029034141
05-0258905 501(C)(3) 68,355       SUBAWARD - SPONSORED RESEARCH
(161) THE NATURE OF CITIES INC
415 E 52ND STREET 1DC
NEW YORK,NY10022
46-1668772 501(C)(3) 137,282       SUBAWARD - SPONSORED RESEARCH
(162) THE OHIO STATE UNIVERSITY
1960 KENNY ROAD
COLUMBUS,OH432101063
31-6025986 STATE OF OH 62,990       SUBAWARD - SPONSORED RESEARCH
(163) THE PRESBYTERIAN HOSPITAL
1719 EAST 4TH STREET SUITE 304
CHARLOTTE,NC28204
56-0554230 501(C)(3) 11,500       SUBAWARD - SPONSORED RESEARCH
(164) THE RAND CORPORATION
1776 MAIN ST PO BOX 2138
SANTA MONICA,CA904072138
95-1958142 501(C)(3) 45,794       SUBAWARD - SPONSORED RESEARCH
(165) THE REGENTS OF THE UNIVERSITY OF CALIFORNIA SAN FRANCISCO
1855 FOLSOM STREET
SAN FRANCISCO,CA94143
94-6036493 501(C)(3) 654,954       SUBAWARD - SPONSORED RESEARCH
(166) THE RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NEW YORK
PO BOX 9
ALBANY,NY122010009
14-1368361 501(C)(3) 800,149       SUBAWARD - SPONSORED RESEARCH
(167) THE RESEARCH INSTITUTE AT NATIONWIDE CHILDREN'S HOSPITAL
700 CHILDRENS DRIVE
COLUMBUS,OH432052664
31-6056230 501(C)(3) 7,276       SUBAWARD - SPONSORED RESEARCH
(168) THE SCRIPPS RESEARCH INSTITUTE
10550 NORTH TORREY PINES ROAD
LA JOLLA,CA92037
33-0435954 501(C)(3) 578,375       SUBAWARD - SPONSORED RESEARCH
(169) THE TRANSLATIONAL GENOMICS RESEARCH INSTITUTE
445 NORTH FIFTH STREET SUITE 600
PHOENIX,AZ85004
75-3065445 501(C)(3) 66,993       SUBAWARD - SPONSORED RESEARCH
(170) THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK
PO BOX 29789
NEW YORK,NY100879789
13-5598093 501(C)(3) 1,913,943       SUBAWARD - SPONSORED RESEARCH
(171) THE TRUSTEES OF PRINCETON UNIVERSITY
701 CARNEGIE CENTER SUITE 443
PRINCETON,NJ08540
21-0634501 501(C)(3) 70,280       SUBAWARD - SPONSORED RESEARCH
(172) THE UNIVERSITY OF ARIZONA
1303 E UNIVERSITY BLVD BOX 3
TUCSON,AZ857190521
74-2652689 STATE OF AZ 75,314       SUBAWARD - SPONSORED RESEARCH
(173) THE UNIVERSITY OF OKLAHOMA HEALTH SCIENCES CENTER
PO BOX 26901
OKLAHOMA CITY,OK731260901
73-1563627 STATE OF OK 81,490       SUBAWARD - SPONSORED RESEARCH
(174) THE UNIVERSITY OF RHODE ISLAND
70 LOWER COLLEGE ROAD
KINGSTON,RI028810811
05-6000522 501(C)(3) 575,646       SUBAWARD - SPONSORED RESEARCH
(175) THE UNIVERSITY OF SOUTH CAROLINA
1600 HAMPTON STREET
COLUMBIA,SC29208
57-6001153 STATE OF SC 19,028       SUBAWARD - SPONSORED RESEARCH
(176) THE UNIVERSITY OF TENNESSEE
210 STUDENT SVCS BLDG
KNOXVILLE,TN379960105
62-6001636 STATE OF TN 15,727       SUBAWARD - SPONSORED RESEARCH
(177) THE UNIVERSITY OF TEXAS AT AUSTIN
PO BOX 7159
AUSTIN,TX787137159
74-6000203 STATE OF TX 784,239       SUBAWARD - SPONSORED RESEARCH
(178) THE UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER
PO BOX 841765
DALLAS,TX752841765
75-6002868 STATE OF TX 850,511       SUBAWARD - SPONSORED RESEARCH
(179) THOMAS JEFFERSON UNIVERSITY
125 S 9TH STREET SHERIDAN BLDG
PHILADELPHIA,PA19107
23-1352651 501(C)(3) 6,000       SUBAWARD - SPONSORED RESEARCH
(180) TRUSTEES OF BOSTON UNIVERSITY
881 COMMONWEALTH AVENUE
BOSTON,MA022151303
04-2103547 501(C)(3) 250,379       SUBAWARD - SPONSORED RESEARCH
(181) TRUSTEES OF DARTMOUTH COLLEGE
11 ROPE FERRY ROAD
HANOVER,NH037551404
02-0222111 501(C)(3) 153,961       SUBAWARD - SPONSORED RESEARCH
(182) TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA
3451 WALNUT STREET
PHILADELPHIA,PA19104
23-1352685 501(C)(3) 1,256,941       SUBAWARD - SPONSORED RESEARCH
(183) TUFTS MEDICAL CENTER INC
800 WASHINGTON STREET
BOSTON,MA021111533
04-3400617 501(C)(3) 56,464       SUBAWARD - SPONSORED RESEARCH
(184) TUFTS UNIVERSITY
169 HOLLAND STREET
SOMERVILLE,MA02144
04-2103634 501(C)(3) 109,059       SUBAWARD - SPONSORED RESEARCH
(185) TULANE UNIVERSITY
1555 POYDRAS STREET SUITE 805
NEW ORLEANS,LA70112
72-0423889 501(C)(3) 12,069       SUBAWARD - SPONSORED RESEARCH
(186) UNIVERSITY CORPORATION OF ATMOSPHERIC RESEARCH
PO BOX 3000
BOULDER,CO803073000
84-0412668 501(C)(3) 10,784       SUBAWARD - SPONSORED RESEARCH
(187) UNIVERSITY OF ALABAMA AT BIRMINGHAM
701 20TH STREET S
BIRMINGHAM,AL352940111
63-6005396 501(C)(3) 252,065       SUBAWARD - SPONSORED RESEARCH
(188) UNIVERSITY OF CALIFORNIA BERKELEY
2195 HEARST AVENUE
BERKELEY,CA947201103
94-6002123 501(C)(3) 292,257       SUBAWARD - SPONSORED RESEARCH
(189) UNIVERSITY OF CALIFORNIA LOS ANGELES
405 HILGARD AVENUE
LOS ANGELES,CA900959000
95-6006143 501(C)(3) 832,113       SUBAWARD - SPONSORED RESEARCH
(190) UNIVERSITY OF CALIFORNIA DAVIS
ONE SHIELD AVENUE
DAVIS,CA95616
94-6036494 501(C)(3) 200,075       SUBAWARD - SPONSORED RESEARCH
(191) UNIVERSITY OF CALIFORNIA IRVINE
120 THEORY SUITE 200
IRVINE,CA926971050
95-2226406 501(C)(3) 50,224       SUBAWARD - SPONSORED RESEARCH
(192) UNIVERSITY OF CALIFORNIA RIVERSIDE
900 UNIVERSITY AVENUE
RIVERSIDE,CA92521
95-6006142 501(C)(3) 10,003       SUBAWARD - SPONSORED RESEARCH
(193) UNIVERSITY OF CALIFORNIA SAN DIEGO
9500 GILMAN DRIVE
LA JOLLA,CA920930009
95-6006144 501(C)(3) 244,180       SUBAWARD - SPONSORED RESEARCH
(194) UNIVERSITY OF CALIFORNIA SANTA BARBARA
1212 SAASB
SANTA BARBARA,CA931062003
95-6006145 501(C)(3) 13,042       SUBAWARD - SPONSORED RESEARCH
(195) UNIVERSITY OF CHICAGO
6054 SOUTH DREXEL AVENUE
CHICAGO,IL60637
36-2177139 501(C)(3) 275,731       SUBAWARD - SPONSORED RESEARCH
(196) UNIVERSITY OF CINCINNATI
51 GOODMAN DRIVE
CINCINNATI,OH452210641
31-6000989 STATE OF OH 748,444       SUBAWARD - SPONSORED RESEARCH
(197) UNIVERSITY OF CONNECTICUT
438 WHITNEY ROAD
STORRS,CT062691133
06-0772160 STATE OF CT 1,167,648       SUBAWARD - SPONSORED RESEARCH
(198) UNIVERSITY OF FLORIDA
PO BOX 113001
GAINESVILLE,FL326113001
59-6002052 STATE OF FL 303,440       SUBAWARD - SPONSORED RESEARCH
(199) UNIVERSITY OF GEORGIA RESEARCH FOUNDATION INC
310 EAST CAMPUS ROAD
ATHENS,GA30602
58-1353149 501(C)(3) 534,541       SUBAWARD - SPONSORED RESEARCH
(200) UNIVERSITY OF IOWA
118 S CLINTON STREET
IOWA CITY,IA52242
42-6004813 STATE OF IA 264,530       SUBAWARD - SPONSORED RESEARCH
(201) UNIVERSITY OF KENTUCKY RESEARCH FOUNDATION
301 PETERSON SERVICE BUILDING
LEXINGTON,KY40506
61-6033693 501(C)(3) 77,330       SUBAWARD - SPONSORED RESEARCH
(202) UNIVERSITY OF LOUISVILLE
300 EAST MARKET STREET SUITE 300
LOUISVILLE,KY402021959
61-1014882 STATE OF KY 15,173       SUBAWARD - SPONSORED RESEARCH
(203) UNIVERSITY OF MARYLAND BALTIMORE
220 ARCH STREET ROOM 02-148
BALTIMORE,MD21201
52-6002033 STATE OF MD 123,552       SUBAWARD - SPONSORED RESEARCH
(204) UNIVERSITY OF MASSACHUSETTS
100 MORRISSEY BLVD
BOSTON,MA021253393
04-3167352 STATE OF MA 1,406,735       SUBAWARD - SPONSORED RESEARCH
(205) UNIVERSITY OF MIAMI
PO BOX 248106
CORAL GABLES,FL331242912
59-0624458 501(C)(3) 512,651       SUBAWARD - SPONSORED RESEARCH
(206) UNIVERSITY OF MINNESOTA
PO BOX 1450
MINNEAPOLIS,MN554855957
41-6007513 STATE OF MN 59,838       SUBAWARD - SPONSORED RESEARCH
(207) UNIVERSITY OF NEBRASKA
985045 NEBRASKA MEDICAL CENTER
OMAHA,NE681985045
47-0049123 501(C)(3) 17,133       SUBAWARD - SPONSORED RESEARCH
(208) UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL
104 AIRPORT DRIVE
CHAPEL HILL,NC275991270
56-6001393 501(C)(3) 630,719       SUBAWARD - SPONSORED RESEARCH
(209) UNIVERSITY OF NOTRE DAME
836A GRACE HALL
NOTRE DAME,IN465565612
35-0868188 501(C)(3) 31,584       SUBAWARD - SPONSORED RESEARCH
(210) UNIVERSITY OF OREGON
PO BOX 3237
EUGENE,OR97403
46-4727800 STATE OF OR 58,349       SUBAWARD - SPONSORED RESEARCH
(211) UNIVERSITY OF PITTSBURGH
500 ROSS STREET
PITTSBURGH,PA152620001
25-0965591 501(C)(3) 298,547       SUBAWARD - SPONSORED RESEARCH
(212) UNIVERSITY OF PUERTO RICO
PO BOX 365067
SAN JUAN,PR009365067
66-0433760 PUERTO RICO 157,561       SUBAWARD - SPONSORED RESEARCH
(213) UNIVERSITY OF ROCHESTER
910 GENESSEE STREET SUITE 200
ROCHESTER,NY14611
16-0743209 501(C)(3) 285,311       SUBAWARD - SPONSORED RESEARCH
(214) UNIVERSITY OF SOUTH FLORIDA
PO BOX 864568
ORLANDO,FL328864568
59-3102112 STATE OF FL 45,207       SUBAWARD - SPONSORED RESEARCH
(215) UNIVERSITY OF SOUTHERN CALIFORNIA
3500 SOUTH FIGUEROA STREET
LOS ANGELES,CA900898001
95-1642394 501(C)(3) 258,600       SUBAWARD - SPONSORED RESEARCH
(216) UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON
PO BOX 301418
DALLAS,TX753031418
74-1761309 STATE OF TX 40,696       SUBAWARD - SPONSORED RESEARCH
(217) UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT SAN ANTONIO
PO BOX 1898
SAN ANTONIO,TX782971898
74-1586031 STATE OF TX 14,253       SUBAWARD - SPONSORED RESEARCH
(218) UNIVERSITY OF TEXAS MEDICAL BRANCH AT GALVESTON
PO BOX 660120
DALLAS,TX752660120
74-6000949 STATE OF TX 50,301       SUBAWARD - SPONSORED RESEARCH
(219) UNIVERSITY OF THE VIRGIN ISLANDS
2 JOHN BREWERS BAY
ST THOMAS,VI00802
66-0432514 501(C)(3) 19,398       SUBAWARD - SPONSORED RESEARCH
(220) UNIVERSITY OF UTAH
201 SOUTH PRESIDENTS CIRCLE 411
SALT LAKE CITY,UT841129023
87-6000525 501(C)(3) 36,574       SUBAWARD - SPONSORED RESEARCH
(221) UNIVERSITY OF VERMONT AND STATE AGRICULTURAL COLLEGE
85 SOUTH PROSPECT STREET
BURLINGTON,VT054050160
03-0179440 501(C)(3) 205,841       SUBAWARD - SPONSORED RESEARCH
(222) UNIVERSITY OF VIRGINIA
PO BOX 400195
CHARLOTTESVILLE,VA229044195
54-6001796 501(C)(3) 247,622       SUBAWARD - SPONSORED RESEARCH
(223) UNIVERSITY OF WASHINGTON
4300 ROOSEVELT WAY NE BOS 354965
SEATTLE,WA98105
91-6001537 STATE OF WA 571,568       SUBAWARD - SPONSORED RESEARCH
(224) UNIVERSITY OF WISCONSIN SYSTEM
780 REGENT STREET
MADISON,WI53706
39-1805963 STATE OF WI 35,805       SUBAWARD - SPONSORED RESEARCH
(225) URBAN COMMUNITY ALLIANCE INC
446A BLAKE STREET
NEW HAVEN,CT06515
06-1324343 501(C)(3) 161,283       SUBAWARD - SPONSORED RESEARCH
(226) UTAH STATE UNIVERSITY
PO BOX 410027
SALT LAKE CITY,UT841410027
87-6000528 501(C)(3) 36,409       SUBAWARD - SPONSORED RESEARCH
(227) VA CONNECTICUT RESEARCH AND EDUCATION FOUNDATION
950 CAMPBELL AVENUE NO 151
WEST HAVEN,CT06516
20-2206467 501(C)(3) 238,309       SUBAWARD - SPONSORED RESEARCH
(228) VANDERBILT UNIVERSITY
2301 VANDERBILT PLACE
NASHVILLE,TN372401591
62-0476822 501(C)(3) 366,850       SUBAWARD - SPONSORED RESEARCH
(229) VANDERBILT UNIVERSITY MEDICAL CENTER
1161 21ST AVENUE S
NASHVILLE,TN37232
35-2528741 501(C)(3) 216,276       SUBAWARD - SPONSORED RESEARCH
(230) VETERANS EDUCATION AND RESEARCH ASSOCIATION OF NORTHERN NEW ENGLAND INC
PO BOX 4655
WHITE RIVER JUNCTION,VT05001
22-3091219 501(C)(3) 122,810       SUBAWARD - SPONSORED RESEARCH
(231) VIRGINIA COMMONWEALTH UNIVERSITY
800 EAST LEIGH STREET SUITE 3200
RICHMOND,VA232980568
54-6001758 STATE OF VA 129,444       SUBAWARD - SPONSORED RESEARCH
(232) VIRGINIA POLYTECHNIC INSTITUTE AND STATE UNIVERSITY
300 TURNER ST NW
BLACKSBURG,VA24061
54-6001805 STATE OF VA 49,539       SUBAWARD - SPONSORED RESEARCH
(233) VIRSCIO INC
4 SCIENCE PARK 4TH FLOOR
NEW HAVEN,CT06511
04-3682460   31,000       SUBAWARD - SPONSORED RESEARCH
(234) VISAGE IMAGING INC
12625 HIGH BUFF DRIVE SUITE 205
SAN DIEGO,CA92130
37-1551308   46,934       SUBAWARD - SPONSORED RESEARCH
(235) WASHINGTON UNIVERSITY
700 ROSEDALE AVENUE
ST LOUIS,MO631121408
43-0653611 501(C)(3) 121,744       SUBAWARD - SPONSORED RESEARCH
(236) WAYNE STATE UNIVERSITY
PO BOX 02788
DETROIT,MI48202
38-6028429 501(C)(3) 148,423       SUBAWARD - SPONSORED RESEARCH
(237) WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY
575 LEXINGTON AVENUE 9TH FLOOR
NEW YORK,NY10022
13-1623978 501(C)(3) 329,539       SUBAWARD - SPONSORED RESEARCH
(238) WELLSPAN HEALTH
1001 SOUTH GEORGE STREET
YORK,PA17403
22-2517863 501(C)(3) 6,650       SUBAWARD - SPONSORED RESEARCH
(239) WEST CHESTER UNIVERSITY OF PENNSYLVANIA
201 CARTER DRIVE SUITE 200
WEST CHESTER,PA19383
23-2417773 STATE OF PA 13,600       SUBAWARD - SPONSORED RESEARCH
(240) WISTAR INSTITUTE OF ANATOMY AND BIOLOGY
3601 SPRUCE STREET
PHILADELPHIA,PA19104
23-6434390 501(C)(3) 123,436       SUBAWARD - SPONSORED RESEARCH
(241) DOROT INC
171 WEST 85TH STREET
NEW YORK,NY10024
13-3264005 501(C)(3) 50,000       DAF DISTRIBUTION
(242) INSTITUTE OF JUSTICE
901 NORTH GLEBE ROAD SUITE 900
ARLINGTON,VA22203
52-1744337 501(C)(3) 60,000       DAF DISTRIBUTION
(243) UNITED JEWISH APPEAL-FEDERATION OF JEWISH PHILANTHROPIES OF NEW YORK INC
130 EAST 59TH STREET
NEW YORK,NY10022
51-0172429 501(C)(3) 50,000       DAF DISTRIBUTION
(244) UNIVERSITY OF CHICAGO
6054 SOUTH DREXEL AVENUE
CHICAGO,IL60637
36-2177139 501(C)(3) 100,000       DAF DISTRIBUTION
(245) YES PREP PUBLIC SCHOOL INC
5515 SOUTH LOOP EAST
HOUSTON,TX77033
76-0563835 501(C)(3) 205,000       DAF DISTRIBUTION
(246) ACHIEVEMENT FIRST INC
370 JAMES STREET SUITE 404
NEW HAVEN,CT06513
65-1203744 501(C)(3) 126,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(247) ALL OUR KIN INC
PO BOX 8477
NEW HAVEN,CT06530
06-1539280 501(C)(3) 30,500       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(248) ARTS COUNCIL OF GREATER NEW HAVEN INC
70 AUDUBON STREET
NEW HAVEN,CT06510
06-6082782 501(C)(3) 17,500       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(249) ARTSPACE INC
50 ORANGE STREET
NEW HAVEN,CT06510
22-2533535 501(C)(3) 6,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(250) AURELIAN HONOR SOCIETY INC
YALE STATION PO BOX 206040
NEW HAVEN,CT06520
06-6071632 501(C)(3) 17,863       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(251) BELIEVE IN ME EMPOWERMENT CORPORATION
423 DIXWELL AVENUE
NEW HAVEN,CT06511
84-1707447 501(C)(3) 25,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(252) BEULAH LAND DEVELOPMENT CORP
774 ORCHARD STREET
NEW HAVEN,CT06511
06-1419774 501(C)(3) 15,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(253) BOYS AND GIRLS CLUB OF NEW HAVEN
253 COLUMBUS AVENUE
NEW HAVEN,CT06519
06-0646935 501(C)(3) 20,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(254) CENTRAL CONNECTICUT COAST YOUNG MEN'S CHRISTIAN ASSOCIATION INC
1240 CHAPEL STREET
NEW HAVEN,CT06511
06-0662195 501(C)(3) 15,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(255) CHABAD AT YALE UNIVERSITY INC
36 LYNWOOD PLACE
NEW HAVEN,CT06511
45-2786550 501(C)(3) 73,481       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(256) CHAPEL WEST SPECIAL SERVICES DISTRICT
1205 CHAPEL STREET
NEW HAVEN,CT06511
06-1205893 City-New Haven 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(257) CHRIST THE BREAD OF LIFE PARISH CORPORATION
322 CIRCULAR AVENUE
HAMDEN,CT06514
06-0679114 501(C)(3) 11,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(258) CHURCH OF GOD AND SAINTS OF CHRIST
109 BEERS STREET
NEW HAVEN,CT06511
06-1129297 501(C)(3) 10,350       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(259) CITY OF NEW HAVEN
200 ORANGE STREET
NEW HAVEN,CT06510
06-6001876 City-New Haven 13,200       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(260) CITY SEED INC
817 GRAND AVENUE NO 101
NEW HAVEN,CT06511
83-0397621 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(261) COLUMBUS HOUSE INC
586 ELLA T GRASSO BOULEVARD
NEW HAVEN,CT06519
22-2511873 501(C)(3) 19,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(262) COMMUNICARE
85 WILLOW STREET BUILDING A SUITE 3
NEW HAVEN,CT06511
61-1466714 501(C)(3) 36,800       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(263) COMMUNITY SOUP KITCHEN INCORPORATED
84 BROADWAY
NEW HAVEN,CT06511
06-1071804 501(C)(3) 30,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(264) CONNECTICUT CENTER FOR ARTS & TECHNOLOGY
4 SCIENCE PARK
NEW HAVEN,CT06511
45-1257955 501(C)(3) 50,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(265) CONNECTICUT VIOLENCE INTERVENTION PROGRAM INC
230 ASHMUN STREET
NEW HAVEN,CT06511
83-2350328 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(266) CONTINUUM OF CARE INC
109 LEGION AVENUE
NEW HAVEN,CT06519
06-0836524 501(C)(3) 22,500       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(267) CORNELL SCOTT-HILL HEALTH CORPORATION
400 COLUMBUS AVENUE
NEW HAVEN,CT06519
06-0870990 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(268) DELTA SIGMA THETA SORORITY INC
PO BOX 9477
NEW HAVEN,CT06534
53-0215218 501(C)(7) 15,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(269) ECONOMETRIC SOCIETY INC
30 HILLHOUSE AVENUE
NEW HAVEN,CT06511
32-0402835 501(C)(3) 28,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(270) EMERGE CONNECTICUT INC
830 GRAND AVENUE
NEW HAVEN,CT06512
45-3789523 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(271) FAMILY CENTERED SERVICES OF CT INC
235 NICOLL STREET
NEW HAVEN,CT06511
06-0972684 501(C)(3) 32,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(272) FELLOWSHIP PLACE INC
441 ELM STREET
NEW HAVEN,CT06513
06-0947027 501(C)(3) 14,200       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(273) FIRST CALVARY BAPTIST CHURCH
605 DIXWELL AVENUE
NEW HAVEN,CT06511
06-1173497 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(274) FISH OF GREATER NEW HAVEN INC
PO BOX 8552
NEW HAVEN,CT06516
23-7090083 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(275) GATEWAY COMMUNITY COLLEGE FOUNDATION INC
20 CHURCH STREET
NEW HAVEN,CT06510
22-3135128 501(C)(3) 27,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(276) GRACE CHAPEL CHURCH OF THE LIVING GOD
PO BOX 6465
HAMDEN,CT06517
06-1321142 501(C)(3) 7,400       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(277) GREATER NEW HAVEN BUSINESS & PROFESSIONAL ASSOC INC
192 DIXWELL AVENUE
NEW HAVEN,CT06511
06-0847657 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(278) HAVENLY INC
67 HIGH STREET
NEW HAVEN,CT06511
83-1094860 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(279) HAVEN'S HARVEST
225 E GRAND AVENUE
NEW HAVEN,CT06513
22-3148570 501(C)(3) 15,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(280) HIGHVILLE CHARTER SCHOOL
ONE SCIENCE PARK
NEW HAVEN,CT06511
26-0858723 501(C)(3) 15,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(281) INSPIRED COMMUNITIES INC
31 LANDER STREET
NEW HAVEN,CT06511
84-2633563 501(C)(3) 30,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(282) INTEGRATED REFUGEE & IMMIGRANT SERVICES INC
235 NICOLL STREET FLOOR 2
NEW HAVEN,CT06511
06-0653044 501(C)(3) 30,250       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(283) JOSEPH SLIFKA CENTER FOR JEWISH LIFE AT YALE
80 WALL STREET
NEW HAVEN,CT06511
06-1257354 501(C)(3) 328,875       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(284) JUNTA FOR PROGRESSIVE ACTION INC
169 GRAND AVENUE
NEW HAVEN,CT06513
23-7066862 501(C)(3) 25,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(285) LEADERSHIP EDUCATION AND ATHLETICS IN PARTNERSHIP INC
31 JEFFERSON STREET
NEW HAVEN,CT06511
22-2906547 501(C)(3) 32,500       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(286) LIBERTY COMMUNITY SERVICES
129 CHURCH STREET MEZZANINE
NEW HAVEN,CT06510
22-2849124 501(C)(3) 18,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(287) LITERARY VOLUNTEERS OF GREATER NEW HAVEN INC
5 SCIENCE PARK
NEW HAVEN,CT06511
06-0968986 501(C)(3) 12,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(288) LONG WHARF THEATRE
222 SARGENT DRIVE
NEW HAVEN,CT06511
06-6073063 501(C)(3) 6,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(289) MARKET NEW HAVEN INC
157 CHURCH STREET
NEW HAVEN,CT06510
06-1578847 501(C)(6) 137,500       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(290) MARRAKECH INC
6 LUNAR DRIVE
WOODBRIDGE,CT06525
23-7148533 501(C)(3) 13,250       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(291) MORY'S PRESERVATION INC
306 YORK STREET
NEW HAVEN,CT06511
26-4794593 501(C)(3) 303,934       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(292) MT CALVARY HOLY CHURCH REVIVAL CENTER INCORPORATED
392 LEGION AVENUE
NEW HAVEN,CT06519
06-1524330 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(293) NATIONAL COUNCIL OF NEGRO WOMEN INC
PO BOX 9315
NEW HAVEN,CT06533
53-0173054 501(C)(3) 15,100       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(294) NEIGHBORHOOD HOUSING SERVICES OF NEW HAVEN INC
333 SHERMAN AVENUE
NEW HAVEN,CT06511
06-1021268 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(295) NEW HAVEN INTERNATIONAL FESTIVAL OF ARTS & IDEAS
195 CHURCH STREET 12TH FLOOR
NEW HAVEN,CT06510
06-1444222 501(C)(3) 200,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(296) NEW HAVEN LEGAL ASSISTANCE ASSOCIATION INC
205 ORANGE STREET
NEW HAVEN,CT06510
06-0793269 501(C)(3) 50,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(297) NEW HAVEN PEARLS OF EXCELLENCE FOUNDATION
PO BOX 3665
WOODBRIDGE,CT06525
83-3452368 501(C)(3) 11,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(298) NEW HAVEN PRIDE CENTER
84 ORANGE STREET
NEW HAVEN,CT06510
06-1458869 501(C)(3) 10,300       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(299) NEW HAVEN PROMISE INC
28 LINCOLN WAY
NEW HAVEN,CT06510
81-1267064 501(C)(3) 15,263       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(300) NEW HAVEN READS COMMUNITY BOOK BANK INC
45 BRISTOL STREET
NEW HAVEN,CT06511
76-0807330 501(C)(3) 15,750       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(301) NEW HAVEN SYMPHONY ORCHESTRA INC
4 HAMILTON STREET
NEW HAVEN,CT06511
06-6000592 501(C)(3) 6,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(302) NEW HAVEN WORKS INC
205 WHITNEY AVENUE NO 106
NEW HAVEN,CT06511
46-2662124 501(C)(3) 147,806       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(303) NEW HAVEN-URBAN RESOURCES INITIATIVE INC
195 PROSPECT STREET
NEW HAVEN,CT06511
06-1343983 501(C)(3) 8,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(304) NEW HYTES INC
PO BOX 2928
NEW HAVEN,CT06515
27-0772846 501(C)(3) 35,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(305) NEW REACH INC
153 EAST STREET NO 200
NEW HAVEN,CT06511
22-3037451 501(C)(3) 10,750       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(306) PERFECT BLEND INC
PO BOX 2955
NEW HAVEN,CT06515
27-2254688 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(307) PHENOMENAL I AM INC
PO BOX 8733
NEW HAVEN,CT06531
47-1366578 501(C)(3) 5,400       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(308) R KIDS INC
45 DIXWELL AVENUE
NEW HAVEN,CT06511
06-1453694 501(C)(3) 6,400       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(309) READ TO GROW INC
53 SCHOOL GROUND ROAD
BRANFORD,CT06405
06-1572185 501(C)(3) 15,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(310) RONALD MCDONALD HOUSE CHARITIES OF CONNECTICUT AND WESTERN MASSACHUSETTS
860 HOWARD AVENUE
NEW HAVEN,CT06519
04-2971480 501(C)(3) 9,093       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(311) SICKLE CELL DISEASE ASSOC OF AMERICA OF SO CT INC
545 WHALLEY AVENUE
NEW HAVEN,CT06511
22-2699876 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(312) SOLAR YOUTH INC
53 WAYFARER STREET
NEW HAVEN,CT06515
06-1600471 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(313) SQUASH HAVEN INC
70 TOWER PARKWAY
NEW HAVEN,CT06520
20-5500876 501(C)(3) 84,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(314) TEACH FOR AMERICA INC
370 JAMES STREET
NEW HAVEN,CT06513
13-3541913 501(C)(3) 100,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(315) THE COMMUNITY FOUNDATION FOR GREATER NEW HAVEN
70 AUDUBON STREET
NEW HAVEN,CT06510
06-6032106 501(C)(3) 350,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(316) THE FOUNDATION OF THE GREATER NEW HAVEN CHAMBER OF COMMERCE INC
900 CHAPEL STREET
NEW HAVEN,CT06510
06-1142015 501(C)(3) 7,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(317) THE JEWISH FEDERATION OF GREATER NEW HAVEN INC
360 AMITY ROAD
WOODBRIDGE,CT06525
06-0647025 501(C)(3) 27,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(318) THE NEW HAVEN ECOLOGY PROJECT INC
358 SPRINGSIDE AVENUE
NEW HAVEN,CT06515
22-3171185 501(C)(3) 16,750       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(319) THE TOWERS FOUNDATION INC
18 TOWER LANE
NEW HAVEN,CT06519
06-1331831 501(C)(3) 25,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(320) THOMAS CHAPEL CHURCH OF CHRIST DISCIPLES
30 WHITE STREET
NEW HAVEN,CT06519
06-1618810 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(321) UNITED WAY OF GREATER NEW HAVEN INC
370 JAMES STREET NO 403
NEW HAVEN,CT06513
06-0646761 501(C)(3) 307,500       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(322) URBAN COMMUNITY ALLIANCE INC
446A BLAKE STREET
NEW HAVEN,CT06515
06-1324343 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(323) WALTER CAMP FOOTBALL FOUNDATION INC
PO BOX 1663
NEW HAVEN,CT06507
06-6099383 501(C)(4) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(324) WEST HAVEN BOARD OF EDUCATION
25 MELOY ROAD
WEST HAVEN,CT06516
06-6002479 City-West Haven 50,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(325) WILLIAM F BUCKLEY JR PROGRAM AT YALE INC
234 CHURCH STREET 7TH FLOOR
NEW HAVEN,CT06510
27-5131268 501(C)(3) 88,177       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(326) WLM MINISTRIES INC
PO BOX 8853
NEW HAVEN,CT06532
42-1710596 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(327) WORLD CENTRAL KITCHEN INC
1342 FLORIDA AVENUE NW
WASHINGTON,DC20009
27-3521132 501(C)(3) 100,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(328) YOUTH CONTINUUM INC
141 VALLEY STREET
NEW HAVEN,CT06515
06-0848949 501(C)(3) 15,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(329) NEW HAVEN PROMISE INC
28 LINCOLN WAY
NEW HAVEN,CT06510
81-1267064 501(C)(3) 4,000,000       SCHOLARSHIPS
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
308
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
16
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2019

Schedule I (Form 990) 2019
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients
(c) Amount of
cash grant
(d) Amount of
noncash assistance
(e) Method of valuation (book,
FMV, appraisal, other)
(f) Description of noncash assistance
(1) STUDENT STIPENDS AND FELLOWSHIPS 6388 89,406,997      
(2) SCHOLARSHIPS 9308   368,860,053 COST TUITION REDUCTION
(3) HEALTH PREMIUM AWARDS 3772   12,379,485 COST HEALTHCARE
(4) PRIZES AND AWARDS 1721 4,340,537      
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
Schedule I, Part II SUBAWARD A SUBAWARD IS AN AWARD OF FINANCIAL SUPPORT FROM THE UNIVERSITY TO A QUALIFIED THIRD PARTY PRIMARILY TO PERFORM RESEARCH AND OTHER RELATED PROGRAMMATIC EFFORTS UNDER A SPONSORED RESEARCH PROJECT.
Schedule I, Part III COLUMN B - NUMBER OF RECIPIENTS THE AMOUNTS REPORTED IN PART III REPRESENT AN ESTIMATE OF TOTAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2020 BASED ON INFORMATION PROVIDED BY THE UNIVERSITY'S UNDERGRADUATE, GRADUATE AND PROFESSIONAL SCHOOLS. SOME STUDENTS RECEIVED MORE THAN ONE AWARD DURING THE FISCAL YEAR ENDED JUNE 30, 2020.
Schedule I, Part II, Line 1 COLUMN H - PURPOSE OF GRANT OR ASSISTANCE SUBAWARDS - SPONSORED RESEARCH
Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. WITH RESPECT TO SPONSORED PROJECT ACTIVITY SUBCONTRACTED TO OTHER ENTITIES, THE UNIVERSITY'S POLICY AND PROCEDURES FOR MONITORING SUB RECIPIENT AWARDS ("SUBaWARDS") ARE INTENDED TO ESTABLISH APPROPRIATE AND EFFECTIVE MECHANISMS TO PROMOTE COMPLIANCE WITH FEDERAL AND NON-FEDERAL REQUIREMENTS AND CONTRACTUAL ARRANGEMENTS, INCLUDING THE PROPER MONITORING AND STEWARDSHIP OF AWARDED FUNDS. PROPER MONITORING OF A SUBAWARD ENSURES THAT AWARDED FUNDS ARE USED FOR AUTHORIZED PURPOSES, PERFORMANCE GOALS ARE MET AND THE SUB RECIPIENT IS IN COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUB RECIPIENT AGREEMENT. SUB RECIPIENT MONITORING PROCEDURES INCLUDE BUT ARE NOT LIMITED TO THE FOLLOWING ACTIVITIES: A FORMAL PRE-QUALIFICATION PROCESS FOR SUB RECIPIENTS, PRE-AWARD AND POST-AWARD MONITORING OF SUB RECIPIENTS TO REVIEW THE FINANCIAL STATUS AND MANAGEMENT CONTROLS, COMPLIANCE CERTIFICATIONS, REVIEW OF COMPLIANCE WITH REGULATIONS RELATIVE TO THE USE OF HUMAN SUBJECTS AND ANIMALS, IDENTIFICATION AND REPORTING OF ANY CONFLICT OF INTEREST WITH A SUB RECIPIENT ENTITY, AND A REVIEW OF PERTINENT OTHER ORGANIZATION INFORMATION. IN ACCORDANCE WITH THESE PROCEDURES, THE UNIVERSITY REVIEWS THE SUB RECIPIENT'S ADMINISTRATION, FINANCIAL STATEMENTS, BILLINGS, SCIENTIFIC PROGRESS, TECHNICAL REPORTS, AND DELIVERABLES OF AN ACTIVE SUBAWARD REGULARLY AND CONDUCTS ON-GOING RISK ASSESSMENTS AS WELL AS QUARTERLY QUALITY ASSURANCE REVIEWS ON RANDOMLY SELECTED SUBAWARDS. IN ADDITION TO A MONTHLY DEPARTMENTAL REVIEW, THE UNIVERSITY MONITORS A SUB RECIPIENT'S COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUBAWARD ANNUALLY AND UPON CLOSEOUT OF THE SUB RECIPIENT AGREEMENT. IF ANY OF THESE MONITORING PROCEDURES RESULT IN FINDINGS, THE UNIVERSITY WILL TAKE CORRECTIVE ACTION AS NECESSARY. THE PROCEDURES SERVE TO ENSURE THAT THE SUBAWARD FUNDS ARE USED FOR PROPER PURPOSES AND NOT DIVERTED FROM THEIR INTENDED USE.
Schedule I (Form 990) 2019



Additional Data


Software ID: 19010655
Software Version: 2019v5.0


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990.
SchJMediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .........
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ..
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
 
No
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
 
No
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
Yes
 
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2019

Schedule J (Form 990) 2019
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits
(E) Total of columns
(B)(i)-(D)
(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation
(ii) Bonus & incentive
compensation
(iii) Other reportable compensation
1Peter Salovey
 
Trustee & President
(i)

(ii)
1,281,400
-------------
0
0
-------------
0
529,284
-------------
0
211,678
-------------
0
55,841
-------------
0
2,078,203
-------------
0
180,000
-------------
0
2Alexander E Dreier
 
Sr VP for Institutional Affairs
(i)

(ii)
671,184
-------------
0
0
-------------
0
100,892
-------------
0
31,678
-------------
0
35,773
-------------
0
839,527
-------------
0
0
-------------
0
3Jack F Callahan Jr
 
Sr VP for Operations
(i)

(ii)
674,609
-------------
0
0
-------------
0
80,738
-------------
0
31,678
-------------
0
38,847
-------------
0
825,872
-------------
0
0
-------------
0
4Benjamin Polak
 
Provost (through 12/31/19)
(i)

(ii)
695,995
-------------
0
0
-------------
0
19,000
-------------
0
31,678
-------------
0
657
-------------
0
747,330
-------------
0
0
-------------
0
5Scott A Strobel
 
Provost (effective 1/1/20)
(i)

(ii)
559,157
-------------
0
0
-------------
0
38,899
-------------
0
31,678
-------------
0
22,244
-------------
0
651,978
-------------
0
0
-------------
0
6Joan E O'Neill
 
VP for Alumni Affairs & Development
(i)

(ii)
514,324
-------------
0
0
-------------
0
50,968
-------------
0
31,678
-------------
0
32,714
-------------
0
629,684
-------------
0
0
-------------
0
7Stephen C Murphy
 
VP for Finance & CFO
(i)

(ii)
469,414
-------------
0
0
-------------
0
19,000
-------------
0
31,678
-------------
0
44,187
-------------
0
564,279
-------------
0
0
-------------
0
8Pericles Lewis
 
VP for Global Strategy
(i)

(ii)
444,096
-------------
0
0
-------------
0
19,000
-------------
0
31,678
-------------
0
46,205
-------------
0
540,979
-------------
0
0
-------------
0
9John H Bollier
 
VP for Facilities & Campus Development
(i)

(ii)
459,959
-------------
0
0
-------------
0
0
-------------
0
31,678
-------------
0
29,341
-------------
0
520,978
-------------
0
0
-------------
0
10Janet E Lindner
 
VP for HR & Administration
(i)

(ii)
442,219
-------------
0
0
-------------
0
9,600
-------------
0
31,678
-------------
0
12,646
-------------
0
496,143
-------------
0
0
-------------
0
11Kimberly M Goff-Crews
 
Secretary & VP for University Life
(i)

(ii)
434,164
-------------
0
0
-------------
0
19,000
-------------
0
31,678
-------------
0
11,300
-------------
0
496,142
-------------
0
0
-------------
0
12Nathaniel Nickerson
 
VP for Communications
(i)

(ii)
374,874
-------------
0
0
-------------
0
36,750
-------------
0
31,678
-------------
0
586
-------------
0
443,888
-------------
0
0
-------------
0
13David F Swensen
 
Chief Investment Officer
(i)

(ii)
872,289
-------------
0
2,706,345
-------------
0
3,963,840
-------------
0
434,340
-------------
0
76,511
-------------
0
8,053,325
-------------
0
1,891,069
-------------
0
14Dean J Takahashi
 
Sr Director, Investments (through 10/9/19)
(i)

(ii)
522,865
-------------
0
2,010,428
-------------
0
837,914
-------------
0
31,678
-------------
0
46,470
-------------
0
3,449,355
-------------
0
0
-------------
0
15Robert J Alpern
 
Dean, School of Medicine (through 1/31/20)
(i)

(ii)
966,016
-------------
0
0
-------------
0
19,000
-------------
0
31,678
-------------
0
3,137
-------------
0
1,019,831
-------------
0
0
-------------
0
16Timothy R Sullivan
 
Director, Investments
(i)

(ii)
686,487
-------------
0
785,587
-------------
0
19,000
-------------
0
545,011
-------------
0
58,469
-------------
0
2,094,554
-------------
0
463,333
-------------
0
17Alan Forman
 
Director, Investments
(i)

(ii)
653,479
-------------
0
668,009
-------------
0
19,000
-------------
0
512,745
-------------
0
38,477
-------------
0
1,891,710
-------------
0
373,334
-------------
0
18Khalid M Abbed
 
Director, Minimally Invasive Spine Surgery
(i)

(ii)
1,603,148
-------------
0
0
-------------
0
0
-------------
0
31,678
-------------
0
44,425
-------------
0
1,679,251
-------------
0
0
-------------
0
19Murat Gunel
 
Chair, Neurosurgery
(i)

(ii)
1,081,148
-------------
0
475,000
-------------
0
41,800
-------------
0
31,678
-------------
0
44,425
-------------
0
1,674,051
-------------
0
0
-------------
0
20Nita Ahuja
 
Professor of Surgery
(i)

(ii)
1,120,769
-------------
0
212,500
-------------
0
44,216
-------------
0
31,678
-------------
0
36,810
-------------
0
1,445,973
-------------
0
0
-------------
0
21Eileen O'Connor
 
Former VP for Communications
(i)

(ii)
204,807
-------------
0
0
-------------
0
36,256
-------------
0
27,118
-------------
0
20,869
-------------
0
289,050
-------------
0
0
-------------
0
Schedule J (Form 990) 2019

Schedule J (Form 990) 2019
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
Schedule J, Part I, Line 1a Benefits provided EACH ONE OF THE BENEFITS THAT WAS CHECKED WAS PROVIDED PURSUANT TO A WRITTEN POLICY.
Schedule J, Part II, Column (D) Nontaxable Benefits IN ADDITION TO THE EMPLOYER COST OF HEALTH, DENTAL AND OTHER NONTAXABLE BENEFITS AVAILABLE ON A NONDISCRIMINATORY BASIS, COLUMN (D) INCLUDES AMOUNTS AWARDED AS SCHOLARSHIP GRANTS TO CHILDREN OF EMPLOYEES UNDER THE UNIVERSITY'S NONDISCRIMINATORY QUALIFIED TUITION REDUCTION PLAN COVERING ALL ELIGIBLE FACULTY AND STAFF WITH SIX OR MORE YEARS OF SERVICE.
Schedule J, Part II, Column (F) COMPENSATION REPORTED IN PRIOR FORM 990 THIS AMOUNT IS ALSO INCLUDED IN COLUMN (E). IT IS, THEREFORE, DOUBLE REPORTED IN PART II AND DOES NOT REPRESENT ADDITIONAL COMPENSATION.
Schedule J, Part I, Line 1a First-class or charter travel ON OCCASION DURING THE CALENDAR YEAR 2019, THE UNIVERSITY CHARTERED PRIVATE AIRCRAFT WHEN DEEMED NECESSARY FOR THE CONDUCT OF UNIVERSITY BUSINESS, PURSUANT TO A CORPORATION POLICY. TWO OFFICERS TRAVELED ON SUCH FLIGHTS IN 2019 IN ACCORDANCE WITH THE POLICY. IN ADDITION, one OFFICER TRAVELED FIRST CLASS ON a COMMERCIAL FLIGHT and two officers traveled first class on a train DURING 2019 DUE TO SPECIAL CIRCUMSTANCES and PERMITTED PURSUANT TO UNIVERSITY POLICY. UNDER APPLICABLE RULES, AMOUNTS FOR SUCH TRAVEL WERE NOT REPORTED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUALs.
Schedule J, Part I, Line 1a Tax indemnification and gross-up payments Three OFFICERS RECEIVED TAX GROSS-UP PAYMENTS DURING THE CALENDAR YEAR 2019 FOR CERTAIN LIMITED TAXABLE BENEFITS BASED ON THEIR ESTIMATED RELATED TAX OBLIGATIONS. THESE PAYMENTS WERE TREATED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUALS.
Schedule J, Part I, Line 1a Housing allowance or residence for personal use AS A CONDITION OF HIS EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY, THE PRESIDENT IS REQUIRED TO LIVE ON CAMPUS IN AN APARTMENT WITHIN THE PRESIDENT'S HOUSE. THE ESTIMATED FAIR MARKET RENTAL VALUE OF THIS HOUSING IS INCLUDED AS A NONTAXABLE BENEFIT IN SCHEDULE J, PART II, COLUMN (D). IN ADDITION, ONE OFFICER RECEIVED A HOUSING ALLOWANCE WHICH WAS TREATED AS TAXABLE COMPENSATION TO THE INDIVIDUAL DURING THE CALENDAR YEAR 2019.
Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan CERTAIN LISTED PERSONS PARTICIPATED IN SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLANS DURING THE CALENDAR YEAR 2019 AS DESCRIBED BELOW: THE UNIVERSITY HAS AGREED TO SUPPLEMENT THE PRESIDENT'S RETIREMENT INCOME BY MAKING AN ANNUAL CONTRIBUTION TO A NON-QUALIFIED DEFERRED COMPENSATION PLAN, SUBJECT TO VESTING CONDITIONS BASED ON CONTINUING SERVICE TO THE UNIVERSITY AND ADJUSTED FOR EARNINGS BASED ON POSITIVE PERFORMANCE OF THE ENDOWMENT. THE CURRENT YEAR ACCRUAL OF COMPENSATION ASSOCIATED WITH THIS PLAN IS INCLUDED IN SCHEDULE J, PART II, COLUMN (C). A PORTION OF THIS BENEFIT VESTED IN 2019 AND IS REFLECTED IN SCHEDULE J, PART II, COLUMN (B)(III). THE UNIVERSITY PREVIOUSLY AGREED TO SUPPLEMENT THE RETIREMENT INCOME FOR one KEY EMPLOYEE IN THE INVESTMENTS OFFICE BY PROVIDING AN ADDITIONAL RETIREMENT BENEFIT EQUAL IN VALUE TO A PERCENTAGE OF SALARY AT VESTING, FOR A TERM OF 20 YEARS, SUBJECT TO VESTING CONDITIONS BASED ON CONTINUING SERVICE TO THE UNIVERSITY. AN ANNUAL ACCRUAL FOR THE ADDITIONAL RETIREMENT BENEFIT IS INCLUDED IN SCHEDULE J, PART II, COLUMN (C). A portion of this additional benefit vested and was paid in 2019 and is reflected in Schedule J, part II, Column (B)(III). IN ADDITION, THE UNIVERSITY AWARDED BONUSES TO TWO key EMPLOYEES IN THE INVESTMENTS OFFICE THAT WERE TAXED IN 2019 AND SUBJECT TO DEFERRED PAYMENT WITH ADJUSTMENTS UPWARD OR DOWNWARD DEPENDING ON PERFORMANCE OF THE ENDOWMENT. THESE BONUSES FOR 2019 ARE INCLUDED IN SCHEDULE J, PART II, COLUMN B(III). For both employees, the earnings associated with these previously awarded deferred bonuses paid in 2019 are reflected in Schedule J, Part II, Column (B)(III).
Schedule J, Part I, Line 7 Non-fixed payments THE UNIVERSITY PAID TWO KEY EMPLOYEES IN THE INVESTMENTS OFFICE BONUSES AWARDED UNDER A LONG TERM INCENTIVE COMPENSATION PLAN WHICH PROVIDES FOR PAYMENTS WHICH ARE BASED ON QUALITATIVE AND QUANTITATIVE PERFORMANCE FACTORS. THE PAYMENTS ARE REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II). THE UNIVERSITY PAID TWO HIGHLY COMPENSATED EMPLOYEES BONUSES UNDER A LONG TERM INCENTIVE COMPENSATION PLAN WHICH PROVIDES FOR DEFERRED VESTING CONTINGENT ON THE PERFORMANCE OF FUTURE SERVICES AND MAY CHANGE UPWARD OR DOWNWARD DEPENDING ON PERFORMANCE OF THE ENDOWMENT PRIOR TO VESTING AND PAYMENT. THE CURRENT YEAR PAYMENT THAT WAS AWARDED IN PREVIOUS YEARS IS REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II). THE AMOUNT AWARDED IN THE CURRENT YEAR BUT SUBJECT TO DEFERRED VESTING IS INCLUDED AS DEFERRED COMPENSATION ON SCHEDULE J, PART II, COLUMN (C). THE UNIVERSITY ALSO PAID two HIGHLY COMPENSATED EMPLOYEES ADDITIONAL COMPENSATION PURSUANT TO CLINICAL INCENTIVE PLANS. THE PAYMENTS ARE REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II).
Schedule J, Part I, Line 8 Payments on contract that is subject to the initial contract exception THERE WERE four OFFICERS WITH RESPECT TO WHOM AMOUNTS WERE REPORTED IN PART VII WHERE THOSE AMOUNTS WERE PAID OR ACCRUED PURSUANT TO A CONTRACT THAT WAS SUBJECT TO THE INITIAL CONTRACT EXCEPTION DESCRIBED IN REGS. SECTION 53.4958-4(A)(3). THE COMPENSATION WAS ALSO APPROVED PURSUANT TO PROCESSES CONSISTENT WITH THE REBUTTABLE PRESUMPTION PROCEDURE DESCRIBED IN REGS. SECTION 53.4958-6(C).
Schedule J (Form 990) 2019

Additional Data


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Software Version: 2019v5.0

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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part , line 24a. Provide descriptions,
explanations, and any additional information in Part .
SchKMediumBullet Attach to Form 990.

SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
Yale University
 
Employer identification number
06-0646973
Part
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774LZC2 01-08-2003 250,000,000 SEE PART VI   X   X   X
B STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774UU60 02-24-2010 579,984,034 SEE PART VI   X   X   X
C STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774YPD3 07-02-2013 100,000,000 SEE PART VI   X   X   X
D STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774YRW9 07-23-2014 250,000,000 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774YWE3 07-01-2015 300,000,000 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774YJ99 07-01-2016 399,995,657 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774YX44 06-07-2017 199,998,620 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774YX69 06-07-2017 249,989,726 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774Y3D7 12-22-2017 452,759,255 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774Y4X2 07-02-2018 79,969,108 See Part VI   X   X   X
Part
Proceeds
A B C D
1 Amount of bonds retired .................. 125,000,000 247,456,317 0 0
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 252,221,323 580,160,339 100,000,000 250,108,651
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 0 0 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 0 0 0 0
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 252,221,323 490,643,522 0 250,108,651
11 Other spent proceeds ............. 0 89,516,817 100,000,000 0
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2009 2012 2007 2017
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2018, a current refunding issue)? ........
  X X   X     X
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2018, an advance refunding issue)? ........
  X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
Part
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X     X   X
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 2
Part
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?   X   X   X   X
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X   X     X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0.1 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0.1 % 0.6 % 0 % 0 %
6 Total of lines 4 and 5 ............. 0.2 % 0.6 % 0 % 0 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........
X   X   X   X  
Part
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........ X     X X     X
c No rebate due? ......... X   X   X   X  
If "Yes" to line 2c, provide in Part the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X   X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider ..........  
 
 
 
 
 
 
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 3
Part
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider ..........  
 
 
 
 
 
 
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
Schedule K, Part II, Line 3 PROCEEDS TOTAL PROCEEDS OF ISSUE REPRESENT THE ISSUE PRICE (PART I, COLUMN (E)) PLUS ANY INVESTMENT EARNINGS.
Schedule K, Part III, Line 3b PRIVATE BUSINESS USE DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED ANY MANAGEMENT OR SERVICE CONTRACTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL.
Schedule K, Part III, Line 3d PRIVATE BUSINESS USE DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED RESEARCH AGREEMENTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL.
Schedule K, Part III, Line 4 PRIVATE BUSINESS USE IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS.
Schedule K, Part III, Line 5 PRIVATE BUSINESS USE IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS.
Schedule K, Part III PRIVATE BUSINESS USE, LINES 4-6 CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE NEW MONEY PORTION OF THE 02/24/10 ISSUE IS REPORTED.
Schedule K, Part III PRIVATE BUSINESS USE, LINES 4-6 CHEFA BONDS ISSUED 06/07/17 (CUSIP# 20774YX69): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE PORTION OF THE 06/07/17 ISSUE THAT REFUNDED A POST-2002 ISSUE IS REPORTED.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT FEBRUARY 24, 2020 WAS NEGATIVE.
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 1/8/2003 (CUSIP# 20774LZC2) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 2/24/2010 (CUSIP# 20774UU60) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS, AND TO FULLY REDEEM CHEFA SERIES W BONDS ISSUED 4/2002
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/2/2013 (CUSIP# 20774YPD3) - TO FULLY REDEEM CHEFA SERIES X1 BONDS ISSUED 1/2003
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/23/2014 (CUSIP# 20774YRW9) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/1/2015 (CUSIP# 20774YWE3) - TO FULLY REDEEM CHEFA SERIES Y1, Y2, AND Y3 BONDS ISSUED 10/2005
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/1/2016 (CUSIP# 20774YJ99) - TO FULLY REDEEM CHEFA SERIES Z1 BONDS ISSUED 10/2007
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 6/7/2017 (CUSIP# 20774YX44) - TO FULLY REDEEM CHEFA SERIES Z2 AND Z3 BONDS ISSUED 10/2007
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 6/7/2017 (CUSIP# 20774YX69) - TO FULLY REDEEM CHEFA SERIES T1 AND X3 BONDS ISSUED 11/1997 AND 1/2003, RESPECTIVELY
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 12/22/2017 (CUSIP# 20774Y3D7) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS, AND TO FULLY REDEEM CHEFA SERIES 2010A-2 BONDS ISSUED 2/2010
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 07/02/2018 (CUSIP# 20774Y4X2) - TO FULLY REDEEM CHEFA SERIES 2010A-1 BONDS ISSUED 2/2010
Schedule K, Part III Private Business Use, Lines 4-6 CHEFA BONDS ISSUED 07/02/18 (CUSIP# 20774Y4X2): THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; NO PRIVATE BUSINESS USE OF THE 07/02/18 ISSUE IS REPORTED.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 12/22/17 (CUSIP# 20774Y3D7): A PORTION OF THE BOND ISSUE IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT JULY 1, 2018 WAS NEGATIVE.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 01/08/03 (CUSIP# 20774LZC2): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 01/08/2018 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 07/02/13 (CUSIP# 20774YPD3): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 07/02/2018 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 7/23/2014 (CUSIP# 20774YRW9): A PORTION OF THE BOND ISSUE IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT JULY 23, 2019 WAS NEGATIVE.
Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 01/08/2018
Schedule K, Part IV, Line 2c COLUMN B Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 02/24/2020
Schedule K, Part IV, Line 2c COLUMN C Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/02/2018
Schedule K, Part IV, Line 2c COLUMN D Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/23/2019
Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/01/2018
Schedule K (Form 990) 2019

Additional Data


Software ID: 19010655
Software Version: 2019v5.0


Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part , line 24a. Provide descriptions,
explanations, and any additional information in Part .
SchKMediumBullet Attach to Form 990.

SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
Yale University
 
Employer identification number
06-0646973
Part
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774LZC2 01-08-2003 250,000,000 SEE PART VI   X   X   X
B STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774UU60 02-24-2010 579,984,034 SEE PART VI   X   X   X
C STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774YPD3 07-02-2013 100,000,000 SEE PART VI   X   X   X
D STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774YRW9 07-23-2014 250,000,000 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774YWE3 07-01-2015 300,000,000 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774YJ99 07-01-2016 399,995,657 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774YX44 06-07-2017 199,998,620 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774YX69 06-07-2017 249,989,726 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774Y3D7 12-22-2017 452,759,255 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774Y4X2 07-02-2018 79,969,108 See Part VI   X   X   X
Part
Proceeds
A B C D
1 Amount of bonds retired .................. 125,000,000 247,456,317 0 0
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 252,221,323 580,160,339 100,000,000 250,108,651
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 0 0 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 0 0 0 0
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 252,221,323 490,643,522 0 250,108,651
11 Other spent proceeds ............. 0 89,516,817 100,000,000 0
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2009 2012 2007 2017
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2018, a current refunding issue)? ........
  X X   X     X
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2018, an advance refunding issue)? ........
  X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
Part
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X     X   X
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 2
Part
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?   X   X   X   X
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X   X     X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0.1 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0.1 % 0.6 % 0 % 0 %
6 Total of lines 4 and 5 ............. 0.2 % 0.6 % 0 % 0 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........
X   X   X   X  
Part
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........ X     X X     X
c No rebate due? ......... X   X   X   X  
If "Yes" to line 2c, provide in Part the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X   X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider ..........  
 
 
 
 
 
 
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 3
Part
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider ..........  
 
 
 
 
 
 
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
Schedule K, Part II, Line 3 PROCEEDS TOTAL PROCEEDS OF ISSUE REPRESENT THE ISSUE PRICE (PART I, COLUMN (E)) PLUS ANY INVESTMENT EARNINGS.
Schedule K, Part III, Line 3b PRIVATE BUSINESS USE DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED ANY MANAGEMENT OR SERVICE CONTRACTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL.
Schedule K, Part III, Line 3d PRIVATE BUSINESS USE DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED RESEARCH AGREEMENTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL.
Schedule K, Part III, Line 4 PRIVATE BUSINESS USE IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS.
Schedule K, Part III, Line 5 PRIVATE BUSINESS USE IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS.
Schedule K, Part III PRIVATE BUSINESS USE, LINES 4-6 CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE NEW MONEY PORTION OF THE 02/24/10 ISSUE IS REPORTED.
Schedule K, Part III PRIVATE BUSINESS USE, LINES 4-6 CHEFA BONDS ISSUED 06/07/17 (CUSIP# 20774YX69): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE PORTION OF THE 06/07/17 ISSUE THAT REFUNDED A POST-2002 ISSUE IS REPORTED.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT FEBRUARY 24, 2020 WAS NEGATIVE.
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 1/8/2003 (CUSIP# 20774LZC2) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 2/24/2010 (CUSIP# 20774UU60) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS, AND TO FULLY REDEEM CHEFA SERIES W BONDS ISSUED 4/2002
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/2/2013 (CUSIP# 20774YPD3) - TO FULLY REDEEM CHEFA SERIES X1 BONDS ISSUED 1/2003
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/23/2014 (CUSIP# 20774YRW9) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/1/2015 (CUSIP# 20774YWE3) - TO FULLY REDEEM CHEFA SERIES Y1, Y2, AND Y3 BONDS ISSUED 10/2005
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/1/2016 (CUSIP# 20774YJ99) - TO FULLY REDEEM CHEFA SERIES Z1 BONDS ISSUED 10/2007
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 6/7/2017 (CUSIP# 20774YX44) - TO FULLY REDEEM CHEFA SERIES Z2 AND Z3 BONDS ISSUED 10/2007
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 6/7/2017 (CUSIP# 20774YX69) - TO FULLY REDEEM CHEFA SERIES T1 AND X3 BONDS ISSUED 11/1997 AND 1/2003, RESPECTIVELY
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 12/22/2017 (CUSIP# 20774Y3D7) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS, AND TO FULLY REDEEM CHEFA SERIES 2010A-2 BONDS ISSUED 2/2010
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 07/02/2018 (CUSIP# 20774Y4X2) - TO FULLY REDEEM CHEFA SERIES 2010A-1 BONDS ISSUED 2/2010
Schedule K, Part III Private Business Use, Lines 4-6 CHEFA BONDS ISSUED 07/02/18 (CUSIP# 20774Y4X2): THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; NO PRIVATE BUSINESS USE OF THE 07/02/18 ISSUE IS REPORTED.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 12/22/17 (CUSIP# 20774Y3D7): A PORTION OF THE BOND ISSUE IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT JULY 1, 2018 WAS NEGATIVE.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 01/08/03 (CUSIP# 20774LZC2): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 01/08/2018 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 07/02/13 (CUSIP# 20774YPD3): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 07/02/2018 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 7/23/2014 (CUSIP# 20774YRW9): A PORTION OF THE BOND ISSUE IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT JULY 23, 2019 WAS NEGATIVE.
Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 01/08/2018
Schedule K, Part IV, Line 2c COLUMN B Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 02/24/2020
Schedule K, Part IV, Line 2c COLUMN C Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/02/2018
Schedule K, Part IV, Line 2c COLUMN D Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/23/2019
Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/01/2018
Schedule K (Form 990) 2019

Additional Data


Software ID: 19010655
Software Version: 2019v5.0


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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part , line 24a. Provide descriptions,
explanations, and any additional information in Part .
SchKMediumBullet Attach to Form 990.

SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
Yale University
 
Employer identification number
06-0646973
Part
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774LZC2 01-08-2003 250,000,000 SEE PART VI   X   X   X
B STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774UU60 02-24-2010 579,984,034 SEE PART VI   X   X   X
C STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774YPD3 07-02-2013 100,000,000 SEE PART VI   X   X   X
D STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774YRW9 07-23-2014 250,000,000 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774YWE3 07-01-2015 300,000,000 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774YJ99 07-01-2016 399,995,657 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774YX44 06-07-2017 199,998,620 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774YX69 06-07-2017 249,989,726 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774Y3D7 12-22-2017 452,759,255 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
 
06-0806186 20774Y4X2 07-02-2018 79,969,108 See Part VI   X   X   X
Part
Proceeds
A B C D
1 Amount of bonds retired .................. 125,000,000 247,456,317 0 0
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 252,221,323 580,160,339 100,000,000 250,108,651
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 0 0 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 0 0 0 0
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 252,221,323 490,643,522 0 250,108,651
11 Other spent proceeds ............. 0 89,516,817 100,000,000 0
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2009 2012 2007 2017
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2018, a current refunding issue)? ........
  X X   X     X
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2018, an advance refunding issue)? ........
  X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
Part
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X     X   X
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 2
Part
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?   X   X   X   X
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X   X     X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0.1 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0.1 % 0.6 % 0 % 0 %
6 Total of lines 4 and 5 ............. 0.2 % 0.6 % 0 % 0 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........
X   X   X   X  
Part
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........ X     X X     X
c No rebate due? ......... X   X   X   X  
If "Yes" to line 2c, provide in Part the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X   X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider ..........  
 
 
 
 
 
 
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
Schedule K (Form 990) 2019

Schedule K (Form 990) 2019
Page 3
Part
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider ..........  
 
 
 
 
 
 
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
Schedule K, Part II, Line 3 PROCEEDS TOTAL PROCEEDS OF ISSUE REPRESENT THE ISSUE PRICE (PART I, COLUMN (E)) PLUS ANY INVESTMENT EARNINGS.
Schedule K, Part III, Line 3b PRIVATE BUSINESS USE DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED ANY MANAGEMENT OR SERVICE CONTRACTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL.
Schedule K, Part III, Line 3d PRIVATE BUSINESS USE DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED RESEARCH AGREEMENTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL.
Schedule K, Part III, Line 4 PRIVATE BUSINESS USE IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS.
Schedule K, Part III, Line 5 PRIVATE BUSINESS USE IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS.
Schedule K, Part III PRIVATE BUSINESS USE, LINES 4-6 CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE NEW MONEY PORTION OF THE 02/24/10 ISSUE IS REPORTED.
Schedule K, Part III PRIVATE BUSINESS USE, LINES 4-6 CHEFA BONDS ISSUED 06/07/17 (CUSIP# 20774YX69): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE PORTION OF THE 06/07/17 ISSUE THAT REFUNDED A POST-2002 ISSUE IS REPORTED.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT FEBRUARY 24, 2020 WAS NEGATIVE.
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 1/8/2003 (CUSIP# 20774LZC2) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 2/24/2010 (CUSIP# 20774UU60) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS, AND TO FULLY REDEEM CHEFA SERIES W BONDS ISSUED 4/2002
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/2/2013 (CUSIP# 20774YPD3) - TO FULLY REDEEM CHEFA SERIES X1 BONDS ISSUED 1/2003
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/23/2014 (CUSIP# 20774YRW9) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/1/2015 (CUSIP# 20774YWE3) - TO FULLY REDEEM CHEFA SERIES Y1, Y2, AND Y3 BONDS ISSUED 10/2005
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/1/2016 (CUSIP# 20774YJ99) - TO FULLY REDEEM CHEFA SERIES Z1 BONDS ISSUED 10/2007
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 6/7/2017 (CUSIP# 20774YX44) - TO FULLY REDEEM CHEFA SERIES Z2 AND Z3 BONDS ISSUED 10/2007
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 6/7/2017 (CUSIP# 20774YX69) - TO FULLY REDEEM CHEFA SERIES T1 AND X3 BONDS ISSUED 11/1997 AND 1/2003, RESPECTIVELY
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 12/22/2017 (CUSIP# 20774Y3D7) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS, AND TO FULLY REDEEM CHEFA SERIES 2010A-2 BONDS ISSUED 2/2010
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 07/02/2018 (CUSIP# 20774Y4X2) - TO FULLY REDEEM CHEFA SERIES 2010A-1 BONDS ISSUED 2/2010
Schedule K, Part III Private Business Use, Lines 4-6 CHEFA BONDS ISSUED 07/02/18 (CUSIP# 20774Y4X2): THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; NO PRIVATE BUSINESS USE OF THE 07/02/18 ISSUE IS REPORTED.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 12/22/17 (CUSIP# 20774Y3D7): A PORTION OF THE BOND ISSUE IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT JULY 1, 2018 WAS NEGATIVE.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 01/08/03 (CUSIP# 20774LZC2): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 01/08/2018 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 07/02/13 (CUSIP# 20774YPD3): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 07/02/2018 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 7/23/2014 (CUSIP# 20774YRW9): A PORTION OF THE BOND ISSUE IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT JULY 23, 2019 WAS NEGATIVE.
Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 01/08/2018
Schedule K, Part IV, Line 2c COLUMN B Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 02/24/2020
Schedule K, Part IV, Line 2c COLUMN C Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/02/2018
Schedule K, Part IV, Line 2c COLUMN D Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/23/2019
Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/01/2018
Schedule K (Form 990) 2019

Additional Data


Software ID: 19010655
Software Version: 2019v5.0

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ.
MediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and section 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No
2
Enter the amount of tax incurred by the organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e) Original principal amount (f) Balance due (g) In default? (h) Approved by board or committee? (i) Written agreement?
To From Yes No Yes No Yes No
(1) SCOTT STROBEL
 
OFFICER HOUSING   X 100,000 42,243   No   No Yes  
Total ...............Small Bullet $ 42,243
Part III
Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
(1)  
 
  16,500 scholarships See part V
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2019
Schedule L (Form 990 or 990-EZ) 2019
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) STEFANIE MARKOVITS
 
SPOUSE OF BENJAMIN POLAK, AN OFFICER 194,286 COMPENSATION AND BENEFITS, PROFESSOR OF ENGLISH   No
(2) MARTA MORET
 
SPOUSE OF PETER SALOVEY, AN OFFICER 76,455 COMPENSATION AND BENEFITS, ASSOCIATE   No
(3) PATRICIA PREISIG
 
SPOUSE OF ROBERT ALPERN, A KEY EMPLOYEE 213,445 COMPENSATION AND BENEFITS, PROFESSOR, MEDICINE (NEPHROLOGY) AND CELLULAR AND MOLECULAR PHYSIOLOGY   No
(4) WENDY SHARP
 
SPOUSE OF DEAN TAKAHASHI, A KEY EMPLOYEE 114,143 COMPENSATION AND BENEFITS, DIRECTOR OF CHAMBER MUSIC, Assistant Professor Adjunct   No
(5) HILLHOUSE CAPITAL ADVISORS LTD
 
A TRUSTEE OWNS > 35% 45,209,751 MANAGEMENT and incentive FEES PAID IN THE ORDINARY COURSE OF BUSINESS   No
(6) Ricecan Realty LP
 
A trustee and family members own >35% 108,000 Yale received Income distributions from a partnership interest gifted to the university   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L, Part II, Column (h) LOAN APPROVAL THE LOAN REPORTED ON SCHEDULE L, PART II WAS MADE AND APPROVED PURSUANT TO UNIVERSITY COMPENSATION POLICIES.
Schedule L, Part III, Column (e) Purpose of assistance The scholarship grants represent amounts awarded to interested persons under the university's nondiscriminatory qualified tuition reduction plan covering all eligible faculty and staff with six or more years of service.
Schedule L (Form 990 or 990-EZ) 2019


Additional Data


Software ID: 19010655
Software Version: 2019v5.0




SCHEDULE M
(Form 990)


Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
Types of Property
(a)
Check if applicable
(b)
Number of contributions or items contributed
(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g
(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 87 0 Other - NONE
2 Art—Historical treasures . X 2 0 Other - none
3 Art—Fractional interests ..        
4 Books and publications .. X 0 Other
5 Clothing and household
goods .......
X 0 Other
6 Cars and other vehicles .. X 1 0 Other - NONE
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 1,086 126,210,227 Market value
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests ....
X 6 4,993,303 Other - Sale of Comp. Property
12 Securities—Miscellaneous .. X 4 46,679 Other - SALE OF COMP. PROPERTY
13 Qualified conservation
contribution—Historic
structures .....
       
14 Qualified conservation
contribution—Other ...
       
15 Real estate—Residential . X 3 3,326,466 Other - SALE OR APPRAISED VALUES
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles ..... X 6 0 Other - NONE
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( Equipment ) X 2 0 Other - NONE
26 Other Right pointing arrow large image ( MUSICAL INSTRUMENT ) X 1 0 Other - NONE
27 Other Right pointing arrow large image ( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
29
74
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ...................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2019)
Schedule M (Form 990) (2019)
Page 2
Part IISupplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
Schedule M, Part I, Line 33 REVENUE RECOGNITION PURSUANT TO ACCOUNTING STANDARDS CODIFICATION 958 (ASC 958), THE UNIVERSITY DOES NOT CAPITALIZE ITS COLLECTIONS, INCLUDING WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES AND ARTIFACTS THAT ARE MAINTAINED IN ITS MUSEUMS AND LIBRARIES. NON-CASH CONTRIBUTIONS OF THIS NATURE ARE, THEREFORE, NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH AND THE FURTHERANCE OF PUBLIC SERVICE. OTHER NON-CASH CONTRIBUTIONS WITH NO READILY ASCERTAINABLE FAIR VALUE OR WHICH ARE DEEMED IMMATERIAL ARE NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES.
Schedule M, Part I, Line 32b Third parties used to solicit, process, or sell noncash contributions OCCASIONALLY, THE UNIVERSITY ENGAGES THIRD PARTIES (E.G., REAL ESTATE BROKERS, AUCTION HOUSES, INVESTMENT BROKERS) TO SELL CERTAIN NON-CASH CONTRIBUTIONS.
Schedule M, Part I Explanations of reporting method for number of contributions Art - Works of art - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Books and publications - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Securities - Publicly traded - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Securities - Miscellaneous - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Collectibles - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Other - Equipment AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Other - MUSICAL INSTRUMENT AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Clothing and household goods - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Real estate - Residential - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Art - Historical treasures - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Securities - Partnership, LLC, or trust interests - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Cars and other vehicles - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY.
Schedule M (Form 990) (2019)

Additional Data


Software ID: 19010655
Software Version: 2019v5.0
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Return Reference Explanation
Form 990, Part I, Line 6 TOTAL NUMBER OF VOLUNTEERS VOLUNTEERS SUPPORT AND BENEFIT THE UNIVERSITY IN A WIDE VARIETY OF ACTIVITIES, PROGRAMS, AND SERVICES. WHILE YALE UNIVERSITY DOES NOT TRACK THE NUMBER OF ITS VOLUNTEERS, THE UNIVERSITY ESTIMATES THAT THE NUMBER OF VOLUNTEERS WAS APPROXIMATELY 24,600 DURING FYE 6/30/20.
Form 990, Part III, Line 1 DESCRIPTION OF ORGANIZATION MISSION YALE IS COMMITTED TO IMPROVING THE WORLD TODAY AND FOR FUTURE GENERATIONS THROUGH OUTSTANDING RESEARCH AND SCHOLARSHIP, EDUCATION, PRESERVATION, AND PRACTICE. YALE EDUCATES ASPIRING LEADERS WORLDWIDE WHO SERVE ALL SECTORS OF SOCIETY. WE CARRY OUT THIS MISSION THROUGH THE FREE EXCHANGE OF IDEAS IN AN ETHICAL, INTERDEPENDENT, AND DIVERSE COMMUNITY OF FACULTY, STAFF, STUDENTS, AND ALUMNI.
Form 990, Part III, Line 4d Description of other program services (Expenses $ 743,845,491 including grants of $ 11,913,243)(Revenue $ 23,626,806) OTHER PROGRAM SERVICES INCLUDE ACADEMIC SUPPORT, PUBLIC SERVICE, AND OTHER INSTITUTIONAL SUPPORT.
Form 990, Part VI, Line 1b NUMBER OF VOTING MEMBERS WHO ARE INDEPENDENT THERE ARE TWO EX-OFFICIO TRUSTEES, THE GOVERNOR OF CONNECTICUT AND THE LIEUTENANT GOVERNOR OF CONNECTICUT. HISTORICALLY, THESE INDIVIDUALS DO NOT PARTICIPATE IN GOVERNANCE ACTIVITIES AT THE UNIVERSITY AND THEY ARE REPORTED AS INDEPENDENT.
Form 990, Part VI, Line 2 Family/business relationships amongst interested persons CATHARINE B. HILL AND PAUL L. JOSKOW - Business relationship, E. John Rice, Jr. and Michael Warren - Business relationship
Form 990, Part VI, Line 7a Members or stockholders electing members of governing body THE GOVERNING BODY INCLUDES SIX ALUMNI TRUSTEES WHO ARE ELECTED BY THE ALUMNI.
Form 990, Part VI, Line 11b Review of form 990 by governing body THE FORM 990 WAS REVIEWED BY SENIOR MANAGEMENT. IN ADDITION, THE UNIVERSITY DISTRIBUTED A DRAFT COPY OF FORM 990 TO THE CORPORATION AUDIT COMMITTEE, COMPRISED OF three MEMBERS OF THE UNIVERSITY'S GOVERNING BODY. MEMBERS OF SENIOR MANAGEMENT MET WITH CERTAIN UNIVERSITY OFFICERS AND THE CORPORATION AUDIT COMMITTEE TO DISCUSS THE DRAFT FORM 990 AND ANSWER ANY QUESTIONS PRIOR TO FILING.
Form 990, Part VI, Line 12c Conflict of interest policy THE YALE UNIVERSITY CONFLICT OF INTEREST POLICY OBLIGATES EACH OFFICER, TRUSTEE, AND KEY EMPLOYEE TO PROMPTLY DISCLOSE ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST AS DEFINED IN THE POLICY. EACH SUCH PERSON MUST SIGN A STATEMENT ANNUALLY AFFIRMING THAT HE OR SHE HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, HAS READ AND UNDERSTANDS THE POLICY, AGREES TO COMPLY WITH THE POLICY, AND UNDERSTANDS THAT THE CORPORATION IS CHARITABLE AND IN ORDER TO MAINTAIN ITS EXEMPTION IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF HIS OR HER FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTOR AND MEMBERS OF THE COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER DISCLOSURE OF A POTENTIAL CONFLICT OF INTEREST, THE INTERESTED PERSON IS EXCUSED FROM THE GOVERNING BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS MADE, AND IS RECUSED FROM PARTICIPATING IN ANY VOTE ON THE MATTER.
Form 990, Part VI, Line 15a Process to establish compensation of top management official THE PROCESS FOR DETERMINING THE COMPENSATION OF THE PRESIDENT INCLUDED INITIAL REVIEW BY THE COMMITTEE ON COMPENSATION (THE COMPENSATION COMMITTEE) OF THE YALE CORPORATION (YALE UNIVERSITY'S GOVERNING BOARD), A RECOMMENDATION VOTED BY THE COMMITTEE TO THE YALE CORPORATION, AND FULL REVIEW AND VOTE BY THE YALE CORPORATION. BOTH REVIEWS INCLUDED REVIEW OF THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER UNIVERSITIES, AS COMPILED BY A PROFESSIONAL COMPENSATION CONSULTANT RETAINED BY THE COMPENSATION COMMITTEE FOR THE PURPOSE, AND REVIEW OF INFORMATION ON SUCH COMPARABLE POSITIONS FROM IRS FORMS 990 FOR SIMILAR ORGANIZATIONS; BOTH REVIEWS CONSIDERED SUCH DATA IN LIGHT OF THE PERFORMANCE OF THE PRESIDENT, WHICH WAS REVIEWED BY THE COMPENSATION COMMITTEE AND BY THE YALE CORPORATION. THE PROCEEDINGS OF THE COMPENSATION COMMITTEE, AND THE PROCEEDINGS OF THE YALE CORPORATION, EACH WERE DOCUMENTED IN MINUTES OF THE RESPECTIVE BODY, CONTEMPORANEOUSLY ADOPTED AND RETAINED IN THE RECORDS OF THE RESPECTIVE BODY, ALONG WITH THE DATA ON COMPARABLE COMPENSATION THAT WAS RELIED UPON.
Form 990, Part VI, Line 15b Process to establish compensation of other employees THE PROCESS FOR DETERMINING COMPENSATION OF THE OFFICERS CONSISTED OF REVIEW BY THE COMPENSATION COMMITTEE OF THE RECOMMENDATIONS MADE BY THE PRESIDENT, CONSIDERING THE PERFORMANCE OF EACH OFFICER, AND REVIEW OF DATA ON COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT SIMILAR ORGANIZATIONS, AS COLLECTED BY A PROFESSIONAL COMPENSATION CONSULTANT THROUGH SURVEYS; THE COMPENSATION COMMITTEE VOTED RECOMMENDATIONS ON COMPENSATION OF SUCH INDIVIDUALS TO THE YALE CORPORATION. THE YALE CORPORATION RECEIVED THE RECOMMENDATIONS OF THE COMPENSATION COMMITTEE, AND DISCUSSED THESE WITH THE PRESIDENT, WHO REVIEWED THE PERFORMANCE OF EACH OFFICER WITH THE YALE CORPORATION, AND ALSO THE COMPARABLE COMPENSATION INFORMATION. THE YALE CORPORATION THEN VOTED ON THE COMPENSATION OF EACH OFFICER. THE PROCEEDINGS OF THE COMPENSATION COMMITTEE AND OF THE CORPORATION EACH WERE DOCUMENTED IN MINUTES CONTEMPORANEOUSLY ADOPTED AND RETAINED IN THE RECORDS OF THE RESPECTIVE BODY, ALONG WITH THE DATA ON COMPARABLE COMPENSATION THAT WAS RELIED UPON. OF THE KEY EMPLOYEES, THE COMPENSATION OF THE DEAN, SCHOOL OF MEDICINE WAS RECOMMENDED BY THE PRESIDENT TO THE COMPENSATION COMMITTEE, AND REVIEWED BY THAT COMMITTEE IN CONJUNCTION WITH ITS REVIEW OF THE PERFORMANCE OF THE DEAN AND CONSIDERATION OF DATA ON THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER INSTITUTIONS COMPILED BY AN INDEPENDENT COMPENSATION CONSULTANT. THE COMPENSATION COMMITTEE VOTED TO APPROVE THE COMPENSATION, AND CONTEMPORANEOUSLY DOCUMENTED ITS PROCEEDINGS IN MINUTES RETAINED IN ITS RECORDS ALONG WITH THE COMPENSATION DATA RELIED UPON. WITH RESPECT TO THE CHIEF INVESTMENT OFFICER AND SENIOR DIRECTOR, INVESTMENTS, THE COMPENSATION COMMITTEE VOTED TO APPROVE THE COMPENSATION AFTER CONSIDERATION OF THE RECOMMENDATIONS OF THE PRESIDENT AND OF THE FOLLOWING: REVIEW OF THE PERFORMANCE OF EACH, INVESTMENT PERFORMANCE OF THE YALE ENDOWMENT OVER DESIGNATED PERIODS, OTHER PERFORMANCE-RELATED INFORMATION, AND AN ANALYSIS OF THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT TAXABLE AND TAX-EXEMPT ORGANIZATIONS PREPARED BY AN INDEPENDENT COMPENSATION CONSULTANT RETAINED FOR THE PURPOSE. THE COMPENSATION COMMITTEE CONTEMPORANEOUSLY DOCUMENTED ITS PROCEEDINGS IN MINUTES RETAINED IN ITS RECORDS ALONG WITH THE COMPENSATION DATA RELIED UPON. NO MEMBER OF THE YALE CORPORATION WHO HAD A CONFLICT OF INTEREST WITH RESPECT TO A COMPENSATION ARRANGEMENT DESCRIBED ABOVE (I.E., BY VIRTUE OF A FAMILY OR BUSINESS RELATIONSHIP) PARTICIPATED IN THE COMPENSATION COMMITTEE REVIEW OR THE VOTE OF THE YALE CORPORATION WITH RESPECT TO SUCH COMPENSATION ARRANGEMENT.
Form 990, Part VI, Line 19 Required documents available to the public THE UNIVERSITY'S GOVERNING DOCUMENTS, INCLUDING ANY AMENDMENTS, FINANCIAL STATEMENTS AND STANDARDS OF BUSINESS CONDUCT ARE AVAILABLE ON THE UNIVERSITY'S WEBSITE OR UPON REQUEST.
Form 990, Part VII, Section A, Line 1a, Column (B) AVERAGE HOURS PER WEEK THE NUMBER OF HOURS REPORTED FOR EACH LISTED PERSON IS AN ESTIMATE. THE ESTIMATE FOR TRUSTEES INCLUDES MEETING TIME AND PREPARATION, AS WELL AS ATTENDANCE AT CERTAIN OFFICIAL UNIVERSITY FUNCTIONS DURING THE YEAR, BUT DOES NOT INCLUDE TRAVEL TIME OR ATTENDANCE AT OTHER EVENTS AS TRUSTEES. IN MANY CASES, THE ACTUAL AVERAGE HOURS PER WEEK FOR LISTED PERSONS, OTHER THAN TRUSTEES, EXCEEDED 50 HOURS.
Form 990, Part VII, Section A, Line 1a, Column (A) Continuation of titles for each listed person Dean Takahashi: Executive Director Yale Carbon Containment Lab (effective 10/10/19) PETER SALOVEY: PROFESSOR OF PSYCHOLOGY KHALID M. ABBED: ASSOCIATE PROFESSOR OF NEUROSURGERY; Director, SPINE TUMOR SURGERY Murat Gunel: Professor of Neurosurgery & Professor of Genetics & of Neuroscience Nita Ahuja: Chair, Department of Surgery ROBERT J. ALPERN: PROFESSOR OF MEDICINE (NEPHROLOGY) & professor of cellular & molecular physiology Alexander E. Dreier: General Counsel & Sr Counselor to the President BENJAMIN POLAK: PROFESSOR OF ECONOMICS; PROFESSOR, SCHOOL OF MANAGEMENT SCOTT A. STROBEL: VP for West Campus Planning & Program Development (through 12/31/19); vice PROVOST FOR TEACHING & LEARNING; PROFESSOR OF MOLECULAR BIOPHYSICS & BIOCHEMISTRY; PROFESSOR OF CHEMISTRY; HOWARD HUGHES MEDICAL INSTITUTE PROFESSOR PERICLES LEWIS: Vice PROVOST FOR academic initiatives; professor of comparative literature
Form 990, Part VIII, Line 2f Other Program Service Revenue Misc 1 - Total Revenue: 9031964, Related or Exempt Function Revenue: 7718084, Unrelated Business Revenue: 1313880, Revenue Excluded from Tax Under Sections 512, 513, or 514: ; Misc 2 - Total Revenue: 9031963, Related or Exempt Function Revenue: 9031963, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ; Misc 3 - Total Revenue: 9031963, Related or Exempt Function Revenue: 9031963, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ; Misc 4 - Total Revenue: 9031963, Related or Exempt Function Revenue: 9031963, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ; Misc 5 - Total Revenue: 9031963, Related or Exempt Function Revenue: 9031963, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ;
Form 990, Part IX, Line 24 UNRELATED BUSINESS INCOME TAX OTHER EXPENSES INCLUDE $1,249,094 OF STATE UNRELATED BUSINESS INCOME TAX.
Form 990, Part XI, Line 9 Other changes in net assets or fund balances Change in funding status of defined benefit plans - -XXX-XX-XXXX; Actuarial adjustments for split interest liability - 8964193; rounding - 3;
Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS WITH RESPECT TO SPONSORED PROJECT ACTIVITY SUBCONTRACTED TO OTHER ENTITIES, THE UNIVERSITY'S POLICY AND PROCEDURES FOR MONITORING SUB RECIPIENT AWARDS ("SUBAWARDS") ARE INTENDED TO ESTABLISH APPROPRIATE AND EFFECTIVE MECHANISMS TO PROMOTE COMPLIANCE WITH FEDERAL AND NON-FEDERAL REQUIREMENTS AND CONTRACTUAL ARRANGEMENTS, INCLUDING THE PROPER MONITORING AND STEWARDSHIP OF AWARDED FUNDS. PROPER MONITORING OF A SUBAWARD ENSURES THAT AWARDED FUNDS ARE USED FOR AUTHORIZED PURPOSES, PERFORMANCE GOALS ARE MET AND THE SUB RECIPIENT IS IN COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUB RECIPIENT AGREEMENT. SUB RECIPIENT MONITORING PROCEDURES INCLUDE BUT ARE NOT LIMITED TO THE FOLLOWING ACTIVITIES: A FORMAL PRE-QUALIFICATION PROCESS FOR SUB RECIPIENTS, PRE-AWARD AND POST-AWARD MONITORING OF SUB RECIPIENTS TO REVIEW THE FINANCIAL STATUS AND MANAGEMENT CONTROLS, COMPLIANCE CERTIFICATIONS, REVIEW OF COMPLIANCE WITH REGULATIONS RELATIVE TO THE USE OF HUMAN SUBJECTS AND ANIMALS, IDENTIFICATION AND REPORTING OF ANY CONFLICT OF INTEREST WITH A SUB RECIPIENT ENTITY, AND A REVIEW OF PERTINENT OTHER ORGANIZATION INFORMATION. IN ACCORDANCE WITH THESE PROCEDURES, THE UNIVERSITY REVIEWS THE SUB RECIPIENT'S ADMINISTRATION, FINANCIAL STATEMENTS, BILLINGS, SCIENTIFIC PROGRESS, TECHNICAL REPORTS, AND DELIVERABLES OF AN ACTIVE SUBAWARD REGULARLY AND CONDUCTS ON-GOING RISK ASSESSMENTS AS WELL AS QUARTERLY QUALITY ASSURANCE REVIEWS ON RANDOMLY SELECTED SUBAWARDS. IN ADDITION TO A MONTHLY DEPARTMENTAL REVIEW, THE UNIVERSITY MONITORS A SUB RECIPIENT'S COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUBAWARD ANNUALLY AND UPON CLOSEOUT OF THE SUB RECIPIENT AGREEMENT. IF ANY OF THESE MONITORING PROCEDURES RESULT IN FINDINGS, THE UNIVERSITY WILL TAKE CORRECTIVE ACTION AS NECESSARY. THE PROCEDURES SERVE TO ENSURE THAT THE SUBAWARD FUNDS ARE USED FOR PROPER PURPOSES AND NOT DIVERTED FROM THEIR INTENDED USE.
FORM 990, PART VII, SECTION B, COLUMN(C) COMPENSATION THE AMOUNT REPORTED REPRESENTS DIRECT CASH PAYMENTS MADE DURING THE CALENDAR YEAR 2019 TO INDEPENDENT CONTRACTORS FOR SERVICES. FOR CONSTRUCTION and related SERVICES, THE FEES REPRESENT THE ENTIRE CONTRACT COST.
Form 990, Schedule B, Part I, Column D Contributors No. 1 through 3 PORTIONS OF THESE CONTRIBUTIONS REPRESENT PLEDGES. IT IS UNKNOWN AT THIS TIME WHETHER THE PLEDGES WILL BE SATISFIED WITH CASH OR NON-CASH PROPERTY.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2019


Additional Data


Software ID: 19010655
Software Version: 2019v5.0
SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Total income


(e)
End-of-year assets


(f)
Direct controlling
entity

(1) Boylston LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
46-3324804
Investment DE 84,701,731 4,971,298,777 Yale University
 
(2) Investment Holdco LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
81-4546058
Investment DE 3,339,392 3,126,216,199 Yale University
 
(3) WE 150 Munson LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
26-0233373
Investment DE 0 32,429,884 Yale University
 
(4) Fenix I LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
26-2863129
Investment DE 0 32,412,592 Yale University
 
(5) Harbor Hills Investments LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
20-0099423
Investment DE 411,424 20,812,395 Yale University
 
(6) Renaissance I LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
26-2863298
Investment DE 0 13,406,162 Yale University
 
(7) WE 2 Church Street South LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
80-0066065
Investment CT 600,000 12,720,514 Yale University
 
(8) WE 135 College Street LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
30-0893138
Investment DE 104,277 8,858,541 Yale University
 
(9) ESV Holdings LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
20-3980473
Investment DE 7,390,945 8,403,840 Yale University
 
(10) Yale Global Enterprises LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
27-0859961
Supports Higher Education CT 0 4,581,934 Yale University
 
(11) Alpha 9 LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
27-0982227
Investment CT 0 3,451,348 Yale University
 
(12) S Property Holding LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
27-3717440
Investment CT 397 2,725,640 Yale University
 
(13) OME Holdings LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
Investment DE 0 2,413,170 Yale University
 
(14) Overlea LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
82-1445515
Investment DE 0 1,201,239 Yale University
 
(15) Passive Holding LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
22-3783661
Investment NJ 0 893,610 Yale University
 
(16) Amistad Partners LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
73-1683601
Investment CT 0 599,975 Yale University
 
(17) Yale SOM Student Investment Fund LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
83-4065716
Investment DE 174 544,733 Yale University
 
(18) YD SMA LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
46-3365267
Investment DE 57,995,287 527,691 Yale University
 
(19) Yale Student Investment Fund LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
46-3851735
Investment DE 8,688 407,868 Yale University
 
(20) 41 North LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
06-1594874
Investment DE 0 4,292 Yale University
 
(21) Beta 14 LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
27-0982129
Investment CT 0 0 Yale University
 
(22) Bluefield Timber LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
02-0520556
Investment DE 0 0 41 North LLC
 
(23) GSWM Investments LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
27-3717358
Investment CT 0 0 Yale University
 
(24) Medical Practice Management LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
27-1545102
Administrative Services CT 0 0 Yale University
 
(25) Moms Partnership LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
Supports Wellness Initiatives CT 0 0 Yale University
 
(26) Sardous LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
02-0580383
Investment DE 0 0 Yale University
 
(27) The UK Friends of Yale University Limited
C/O Yale University PO Box 208239
New Haven,CT065208239
98-0552738
Accepts charitable contributions UK 761,119 0 Yale University
 
(28) Yale Educational Consulting (Beijing) LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
98-1006940
Supports Higher Education CH 0 0 Yale Global Enterprises LLC
 
(29) Yale Leadership (Beijing) Educational Consulting Co Ltd
C/O Yale University PO Box 208239
New Haven,CT065208239
98-1200465
Supports Higher Education CH 0 0 Yale Global Enterprises LLC
 
(30) Endurance LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
06-1606540
Investment DE 44,977 -6,756,995 Yale University
 
Part II
Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Exempt Code section


(e)
Public charity status
(if section 501(c)(3))

(f)
Direct controlling
entity

(g)
Section 512(b)(13) controlled entity?
Yes No
(1)1970 (DEC02) Yale William S Beinecke Life-Pingry
c/o Yale University PO Box 208239

New Haven,CT065208239
13-6331695
Supports higher education IL 501(c)(3) PF Yale University
 
 
No
(2)3C Corporation
c/o Yale University PO Box 208239

New Haven,CT065208239
41-2046529
Investment DC 501(c)(3) Type I Yale University
 
Yes
 
(3)5C Corporation
c/o Yale University PO Box 208239

New Haven,CT065208239
20-0763050
Investment DC 501(c)(3) Type I Yale University
 
Yes
 
(4)Alumni Fund Association of Yale University
c/o Yale University PO Box 208239

New Haven,CT065208239
06-6078326
Encourages and solicits contributions to or for Yale University CT 501(c)(3) Type I Yale University
 
Yes
 
(5)Chapel Company
c/o Yale University PO Box 208239

New Haven,CT065208239
06-1532073
Inactive CT 501(c)(2)   Yale University
 
Yes
 
(6)Charles A Coffin Memorial Fund
c/o Yale University PO Box 208239

New Haven,CT065208239
06-6034841
Supports higher education CT 501(c)(3) Type III-O Yale University
 
 
No
(7)Edith B Jackson Trust #3
c/o Yale University PO Box 208239

New Haven,CT065208239
84-6150096
Supports higher education CO 501(c)(3) PF Yale University
 
 
No
(8)FW & Elsie Heyl Science Scholarship Fund
c/o Yale University PO Box 208239

New Haven,CT065208239
38-6194019
Supports higher education MI 501(c)(3) Type III-O NA
 
 
No
(9)Ford Adelaide D Ten T U W
c/o Yale University PO Box 208239

New Haven,CT065208239
94-6216169
Supports higher education NC 501(c)(3) PF Yale University
 
 
No
(10)Founding Fathers Papers Inc
c/o Yale University PO Box 208239

New Haven,CT065208239
22-2365602
Supports and facilitates publications NJ 501(c)(3) Type I NA
 
 
No
(11)Gruber Foundation the
c/o Yale University PO Box 208239

New Haven,CT065208239
45-1540594
Supports higher education DE 501(c)(3) Type I Yale University
 
Yes
 
(12)Health Benefits Holdings Inc
c/o Yale University PO Box 208239

New Haven,CT065208239
06-1559155
Investment CT 501(c)(2)   Yale University
 
Yes
 
(13)HR Properties Inc
c/o Yale University PO Box 208239

New Haven,CT065208239
06-1341463
investment CT 501(c)(2)   Yale University
 
Yes
 
(14)Jonathan Edwards Trust
c/o Yale University PO Box 208239

New Haven,CT065208239
06-6084676
Supports Higher Education CT 501(c)(3) Type III-FI Yale University
 
 
No
(15)Paul Mellon Centre for Studies in British Art
c/o Yale University PO Box 208239

New Haven,CT065208239
22-3783661
Promotes and supports study of British art and architecture UK 501(c)(3)   Yale University
 
Yes
 
(16)Preston J Dunn TR UW FBO Yale University
c/o Yale University PO Box 208239

New Haven,CT065208239
06-6366026
Supports higher education CT 501(c)(3) PF Yale University
 
 
No
(17)Preston J Dunn Tr UW FBO Yale University 1928 Alumni Fund
c/o Yale University PO Box 208239

New Haven,CT065208239
06-6366024
Supports higher education CT 501(c)(3) PF Yale University
 
 
No
(18)Richard U Light Foundation
c/o Yale University PO Box 208239

New Haven,CT065208239
38-2456949
Supports education MI 501(c)(3) Type III-O NA
 
 
No
(19)RTA Incorporated
c/o Yale University PO Box 208239

New Haven,CT065208239
06-0768741
Supports education CT 501(c)(3) Type III-FI NA
 
 
No
(20)Staff Retirement Holdings Inc
c/o Yale University PO Box 208239

New Haven,CT065208239
06-1559156
Investment CT 501(c)(2)   Yale University
 
Yes
 
(21)Stoeckel E B Residue Trust
c/o Yale University PO Box 208239

New Haven,CT065208239
06-0653108
Supports artistic programs CT 501(c)(3) Type III-FI Yale University
 
 
No
(22)The Board of Trustees of the Sheffield Scientific School
c/o Yale University PO Box 208239

New Haven,CT065208239
06-6032565
Promotes the study of the physical, natural and mathematical sciences CT 501(c)(3) Type II Yale University
 
Yes
 
(23)THE CHIEF EXEC LEADERSHIP INST OF THE YALE SCHOOL OF MGMTINC
c/o Yale University PO Box 208239

New Haven,CT065208239
58-2617787
Provides research and peer-driven edu. programs to businesses DE 501(c)(3) Type I Yale University
 
Yes
 
(24)UW Eugene Higgins Char Trust NMA
c/o Yale University PO Box 208239

New Haven,CT065208239
13-6073358
Supports education NY 501(c)(3) Type III-O NA
 
 
No
(25)Yale Alumni Association of Cleveland
c/o Yale University PO Box 208239

New Haven,CT065208239
34-1218706
Supports education OH 501(c)(3) Type III-FI NA
 
 
No
(26)Yale Alumni Publications Inc
c/o Yale University PO Box 208239

New Haven,CT065208239
06-0646970
Distributes alumni magazine CT 501(c)(3) Type III-FI NA
 
 
No
(27)Yale Alumni Scholarship of Cleveland Inc
c/o Yale University PO Box 208239

New Haven,CT065208239
34-6523145
Funds scholarships OH 501(c)(3) Type III-FI NA
 
 
No
(28)Yale Club of Central New Jersey
c/o Yale University PO Box 208239

New Haven,CT065208239
22-6048686
Funds scholarships NJ 501(c)(3) Type III-O NA
 
 
No
(29)Yale Club of Maine
c/o Yale University PO Box 208239

New Haven,CT065208239
01-0516058
Supports higher education ME 501(c)(3) Type III-O NA
 
 
No
(30)Yale Club of Northwestern Connecticut Inc
c/o Yale University PO Box 208239

New Haven,CT065208239
06-1045553
Promotes and Supports Activities Between Yale Alumni and Yale University CT 501(c)(3) Type III-O NA
 
 
No
(31)Yale Club of Princeton
c/o Yale University PO Box 208239

New Haven,CT065208239
22-2377083
Supports higher education NJ 501(c)(3) Type III-O NA
 
 
No
(32)Yale Medical Foundation Inc
c/o Yale University PO Box 208239

New Haven,CT065208239
35-2672947
To provide outpatient medical care, to conduct research and support educational activities. CT 501(c)(3) 10 Yale University
 
Yes
 
(33)Yale Scholarship Fund of Pittsburgh
c/o Yale University PO Box 208239

New Haven,CT065208239
23-7046816
Funds scholarships PA 501(c)(3) Type III-FI Yale University
 
 
No
(34)Yale University Elizabethan Club Corp
c/o Yale University PO Box 208239

New Haven,CT065208239
06-0332975
Promotes appreciation of literature among membership and community CT 501(c)(3) Type III-FI Yale University
 
Yes
 
(35)Yale University Press London
c/o Yale University PO Box 208239

New Haven,CT065208239
Publishes serious works UK 501(c)(3)   Yale University
 
Yes
 
(36)Yale University Retiree Health Benefits Coverage Trust
c/o Yale University PO Box 208239

New Haven,CT065208239
06-6414276
501(a) Trust that Supports Yale University CT 501(c)(3) Type II Yale University
 
Yes
 
(37)Yale Wisconsin Scholarship Fund
c/o Yale University PO Box 208239

New Haven,CT065208239
39-6065573
Funds scholarships WI 501(c)(3) Type III-O NA
 
 
No
(38)Yale-New Haven Medical Center Inc
c/o Yale University PO Box 208239

New Haven,CT065208239
23-7440891
Supports joint programs of Yale-New Haven Hospital and Yale University CT 501(c)(3) Type III-FI NA
 
 
No
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2019
Schedule R (Form 990) 2019
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



(b)
Primary activity




(c)
Legal
domicile
(state or foreign
country)


(d)
Direct controlling
entity



(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




(g)
Share of end-of-year
assets



(h)
Disproprtionate allocations?




(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
(j)
General or
managing
partner?



(k)
Percentage
ownership


Yes No Yes No
(1) FOURTH CENTURY LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
41-2046537
Investment DE Yale University
 
Excluded 815,210,086 10,904,753,221 Yes   -6,595,333   No 99.80 %
(2) FIFTH CENTURY LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-0763076
Investment NV Yale University
 
Excluded 798,886,096 5,719,150,273 Yes   49,180,916   No 99.80 %
(3) LAUREL 2008 LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-1649501
Investment NV Fifth Century LP
 
Excluded 178,639,518 1,929,189,717 Yes   25,267,199   No 99.60 %
(4) 667 LP

c/o Yale University PO Box 208239
New Haven,CT065208239
06-1609184
Investment DE BBF I Holdings LP
 
Excluded 78,857,983 1,448,065,719 Yes   2,333,504   No 79.93 %
(5) BBF I HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-8497574
Investment NV Fifth Century LP
 
Excluded 267,232,382 1,448,065,719 Yes   2,333,504   No 99.60 %
(6) LONG TERM VALUE FUND LP

c/o Yale University PO Box 208239
New Haven,CT065208239
98-0623624
Investment CJ Laurel 2008 LP
 
Excluded 92,250,557 1,384,847,067   No     No 98.74 %
(7) Wingspan LP

c/o Yale University PO Box 208239
New Haven,CT065208239
98-1541518
Investment CJ Yale University
 
Excluded 0 1,229,274,150   No     No 80.18 %
(8) CYR HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0788802
Investment NV Fifth Century LP
 
Excluded 47,607,015 1,200,396,440 Yes   682,223   No 99.60 %
(9) CRS MASTER FUND LP

c/o Yale University PO Box 208239
New Haven,CT065208239
45-2658870
Investment CJ CYR Holdings LP
 
Excluded 27,888,210 1,192,362,073 Yes   682,223   No 89.35 %
(10) Farallon Capital Institutional Partners II LP

c/o Yale University PO Box 208239
New Haven,CT065208239
94-3106692
Investment CA Yale University
 
Excluded 91,855,179 1,020,034,174 Yes       No 90.05 %
(11) YELLOW WARBLER LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0342603
Investment TX Fourth Century LLC
 
Excluded -69,632,349 1,016,845,751 Yes   -177,619   No 96.66 %
(12) YHG INVESTMENT LP

c/o Yale University PO Box 208239
New Haven,CT065208239
Investment CJ Gaoling Yali Feeder Ltd
 
Excluded 53,794,008 1,006,296,966 Yes       No 72.94 %
(13) YB Institutional LP

c/o Yale University PO Box 208239
New Haven,CT065208239
04-3431530
Investment DE Yale University
 
Excluded 14,954,546 790,091,623 Yes   -1,186,529   No 97.26 %
(14) Foxway LP

c/o Yale University PO Box 208239
New Haven,CT065208239
46-3794906
Investment DE Yale University
 
Excluded 32,214,835 584,024,657   No     No 99.81 %
(15) MORRIS ISLAND PARTNERS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
46-4538290
Investment DE Fourth Century LLC
 
Excluded 18,454,160 518,935,144   No     No 98.45 %
(16) Long Meadow LP

c/o Yale University PO Box 208239
New Haven,CT065208239
82-1918656
Investment DE Yale University
 
Excluded -711,712 357,943,526   No     No 94.24 %
(17) Bluebart LP

c/o Yale University PO Box 208239
New Haven,CT065208239
38-3979963
Investment DE Yale University
 
Excluded 25,895,330 338,231,752 Yes       No 99.18 %
(18) High Street Partners Ltd

c/o Yale University PO Box 208239
New Haven,CT065208239
98-1332371
Investment CJ Yale University
 
Excluded 24,025,373 337,861,561   No     No 92.90 %
(19) Y2K PARTNERS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
71-1007459
Investment DE Fourth Century LLC
 
Excluded 3,548,578 293,852,682   No     No 99.65 %
(20) EASTON 2007 LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0627974
Investment NV Fifth Century LP
 
Excluded 27,849,230 274,466,362 Yes   13,253,567   No 99.60 %
(21) NIFL HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-8973999
Investment NV Fifth Century LP
 
Excluded 33,203,355 273,294,058   No     No 99.60 %
(22) Strategic Residential Fund II LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
04-3584406
Investment DE Yale University
 
Excluded -2,881,682 150,114,197   No     No 95.00 %
(23) M&H REALTY PARTNERS VI LP

c/o Yale University PO Box 208239
New Haven,CT065208239
57-1182074
Investment CA Fourth Century LLC
 
Excluded -1,157,622 140,888,805   No     No 52.56 %
(24) CYR FUND LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0270646
Investment DE CYR Holdings LP
 
Excluded 19,715,978 129,125,232   No     No 86.11 %
(25) Wen Yuan Ltd

c/o Yale University PO Box 208239
New Haven,CT065208239
98-1498670
Investment CJ Yale University
 
Unrelated 16,961,173 128,010,843   No     No 99.88 %
(26) KTOWN LP

c/o Yale University PO Box 208239
New Haven,CT065208239
27-4278453
Investment DE Fourth Century LLC
 
Excluded 3,208,023 126,281,702   No     No 97.09 %
(27) Panco Strategic Real Estate Fund IV LP

c/o Yale University PO Box 208239
New Haven,CT065208239
83-1481792
Investment DE Yale University
 
Excluded -42,585,452 107,796,056   No     No 64.57 %
(28) RCP II HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0444200
Investment NV Fifth Century LP
 
Excluded 2,936,271 86,302,445   No     No 99.60 %
(29) SEDGWICK LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0483594
Investment NV Fifth Century LP
 
Excluded 2,353,724 69,180,318   No     No 79.84 %
(30) MANASLU FUND II LP

c/o Yale University PO Box 208239
New Haven,CT065208239
98-1158285
Investment CJ Fourth Century LLC
 
Excluded 8,534,494 63,935,632   No     No 49.66 %
(31) Bayroot LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-0390410
Investment DE Fourth Century LLC
 
Excluded 2,353,506 55,100,072   No     No 98.81 %
(32) Motus Fund Ltd

c/o Yale University PO Box 208239
New Haven,CT065208239
98-1253737
Investment CJ Yale University
 
Excluded 3,269,230 53,896,291   No   Yes   95.34 %
(33) RAMSGATE VIII LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-5259910
Investment DE Fourth Century LLC
 
Excluded 0 52,356,168   No     No 79.84 %
(34) RCP HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-2008465
Investment NV Fifth Century LP
 
Excluded 59,748 51,149,420   No     No 99.60 %
(35) TDRC II-A LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-5025534
Investment NV Fifth Century LP
 
Excluded 0 49,089,760   No     No 99.60 %
(36) VERNON LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
80-0904292
Investment DE Fourth Century LLC
 
Excluded 7,356,966 46,865,097 Yes   24,195   No 79.84 %
(37) RAMSGATE XI LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
46-5209548
Investment DE Fourth Century LLC
 
Excluded 0 41,196,336   No     No 79.84 %
(38) Itiner VI Victrix LP

c/o Yale University PO Box 208239
New Haven,CT065208239
84-2824716
Investment DE Yale University
 
Excluded 17,411 40,576,797   No     No 100.00 %
(39) RIDGEFIELD IX LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
90-1007364
Investment DE Fourth Century LLC
 
Excluded 4,608,391 37,825,568   No     No 79.84 %
(40) The Lyme Forest Fund V TE LP

c/o Yale University PO Box 208239
New Haven,CT065208239
83-2527383
Investment DE Yale University
 
Unrelated -152,089 36,841,485   No -123,472   No 86.16 %
(41) OMAHA LP

c/o Yale University PO Box 208239
New Haven,CT065208239
Investment CA OM Holdings LP
 
Excluded -2,250,060 36,212,316   No     No 98.60 %
(42) HERNDON LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
37-1659934
Investment DE Fourth Century LLC
 
Excluded 828,306 33,242,387   No     No 79.84 %
(43) KENWOOD 2014 LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
46-5704870
Investment DE Fourth Century LLC
 
Excluded 2,796,212 33,203,939 Yes   10,884   No 79.84 %
(44) JPS HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-8909921
Investment NV Fifth Century LP
 
Excluded 0 32,804,014   No     No 99.60 %
(45) GLOSTER LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-1263980
Investment DE Fourth Century LLC
 
Excluded 3,572 32,182,142   No     No 79.84 %
(46) HERNDON IV LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
47-1698457
Investment DE Fourth Century LLC
 
Unrelated -112,046 30,952,037 Yes   -254,137   No 79.84 %
(47) ABINGDON LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
61-1707283
Investment DE Fourth Century LLC
 
Excluded 15,653,367 28,982,459 Yes   749,209   No 79.84 %
(48) MACOMB XI LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
80-0958889
Investment DE Fourth Century LLC
 
Excluded 892,645 28,006,999 Yes   -439,668   No 79.84 %
(49) SP 8 HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0558478
Investment NV Fifth Century LP
 
Excluded 12,322,503 27,518,941   No     No 99.60 %
(50) FULTON LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0165041
Investment DE Fourth Century LLC
 
Excluded -1,798,076 25,956,524   No     No 79.84 %
(51) UHLE LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
27-3981909
Investment DE Fourth Century LLC
 
Excluded 24,956,891 24,760,378 Yes   13,082   No 79.84 %
(52) WINDOM LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-1768804
Investment NV Fifth Century LP
 
Unrelated 5,261,317 24,180,486 Yes   4,462,602   No 79.84 %
(53) KENWOOD LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
38-3863347
Investment DE Fourth Century LLC
 
Excluded 988,098 23,661,649   No     No 79.84 %
(54) CORBIN VII LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
47-2456807
Investment DE Fourth Century LLC
 
Excluded 307,282 23,605,581   No     No 79.84 %
(55) TYPHOON LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
01-0685132
Investment DE Fourth Century LLC
 
Excluded -126,914 20,950,833   No     No 73.02 %
(56) MERRIWEATHER LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
04-3664410
Investment DE Fourth Century LLC
 
Excluded 57,049 19,580,134   No     No 98.80 %
(57) VEITCH LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
45-0999084
Investment DE Fourth Century LLC
 
Excluded -2,919,833 19,412,773 Yes   -169,014   No 79.84 %
(58) Harbor Hills Development LP

c/o Yale University PO Box 208239
New Haven,CT065208239
16-1453802
Investment DE Harbor Hills Holdings LP
 
Unrelated 1,183,091 18,019,287 Yes   1,176,202   No 99.00 %
(59) WHITEHAVEN XI LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
37-1738599
Investment DE Fourth Century LLC
 
Excluded 12 17,964,378   No     No 79.84 %
(60) TILDEN III LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
46-2024260
Investment DE Fourth Century LLC
 
Excluded 5,101,961 17,230,228   No     No 79.84 %
(61) Farallon Capital Institutional Partners 25 LP

c/o Yale University PO Box 208239
New Haven,CT065208239
94-3388317
Investment DE Yale University
 
Excluded -1,924,303 16,686,846 Yes   -506,811   No 87.26 %
(62) HEVP II HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-1828824
Investment NV Fifth Century LP
 
Excluded -6,281,432 16,580,314   No     No 99.60 %
(63) CAUTHEN VII LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
26-3653027
Investment DE Fourth Century LLC
 
Excluded 1,050,055 16,556,986 Yes   77,933   No 79.84 %
(64) FILLMORE LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
45-3783115
Investment DE Fourth Century LLC
 
Excluded 2,118,322 15,923,606   No     No 79.84 %
(65) SANGAMORE III LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0753284
Investment DE Fourth Century LLC
 
Excluded 18,085 14,680,001 Yes   14   No 79.84 %
(66) KENWOOD 2014-A LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
46-5722301
Investment DE Fourth Century LLC
 
Excluded 209,438 14,664,858 Yes   -146,800   No 79.84 %
(67) CAUTHEN VI LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-8202030
Investment DE Fourth Century LLC
 
Excluded 948,406 14,299,274 Yes   92,930   No 79.84 %
(68) WYNNWOOD VIII LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-3294405
Investment NV Fifth Century LP
 
Excluded 3,145,155 13,688,288 Yes   179,147   No 79.84 %
(69) CALVERT VI LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-1603346
Investment NV Fifth Century LP
 
Excluded -1,636,196 13,648,366 Yes   337,162   No 79.84 %
(70) IRIS 2009 LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-4100777
Investment NV Fifth Century LP
 
Excluded -253,351 13,363,165   No     No 99.60 %
(71) CLEVELAND LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
90-0743297
Investment DE Fourth Century LLC
 
Excluded 122,429 13,147,948   No     No 79.84 %
(72) Manaslu Fund III LP

c/o Yale University PO Box 208239
New Haven,CT065208239
98-1556897
Investment CJ Yale University
 
Excluded 31 13,020,886 Yes       No 57.64 %
(73) BARTON LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
35-2497887
Investment DE Fourth Century LLC
 
Excluded -6,955 12,734,788   No     No 79.84 %
(74) RIDGEFIELD VIII LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-1603389
Investment NV Fifth Century LP
 
Excluded -1,020,902 12,521,500 Yes   449,135   No 79.84 %
(75) NLVF II HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-1545222
Investment NV Fifth Century LP
 
Excluded 36,301,233 12,381,424   No     No 99.60 %
(76) POE LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-2765485
Investment NV Fifth Century LP
 
Unrelated 654,111 12,273,570 Yes   363,620   No 79.84 %
(77) WOODWAY LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-1206761
Investment NV Fifth Century LP
 
Unrelated 900,178 12,219,911 Yes   2,736,483   No 79.84 %
(78) ODE IV LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
61-1724296
Investment DE Fourth Century LLC
 
Excluded 0 10,903,832   No     No 79.84 %
(79) Freshet Wind Energy LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
33-1200160
Investment DE FWEB LLC
 
Excluded 649,583 10,729,752   No     No 79.84 %
(80) YADKIN IV LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
46-1569715
Investment DE Fourth Century LLC
 
Excluded 3,444,832 10,675,334 Yes   -359   No 79.84 %
(81) CAUTHEN IX LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
46-5376519
Investment DE Fourth Century LLC
 
Excluded 381,102 9,856,856 Yes   -237   No 79.84 %
(82) CALVERT LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-3960036
Investment NV Fifth Century LP
 
Excluded -1,483,346 9,814,722 Yes   -227,346   No 79.84 %
(83) MEP IX LP

c/o Yale University PO Box 208239
New Haven,CT065208239
75-2537935
Investment DE Fourth Century LLC
 
Excluded -334,750 9,492,166   No     No 99.80 %
(84) JBG INVESTMENT FUND IV LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
01-0815265
Investment DE Fourth Century LLC
 
Unrelated -6,066 9,476,084 Yes   -14,393   No 59.88 %
(85) FIF IV (CFA) HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-4764198
Investment NV Fifth Century LP
 
Unrelated -18,050 9,381,275 Yes   -201,247   No 99.60 %
(86) BCVF 2007 HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-5965183
Investment NV Fifth Century LP
 
Excluded 1,907,244 9,355,641   No     No 99.60 %
(87) ARLINGTON LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
38-3909979
Investment DE Fourth Century LLC
 
Excluded 0 9,339,980   No     No 79.84 %
(88) Harbor Hills Holdings LP

c/o Yale University PO Box 208239
New Haven,CT065208239
02-0729602
Investment DE Yale University
 
Unrelated 445,047 9,133,015 Yes   439,729   No 100.00 %
(89) WHITEHAVEN X LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
27-5205346
Investment DE Fourth Century LLC
 
Excluded 114 8,947,997   No     No 79.84 %
(90) HUIDIKOPER LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-4196504
Investment NV Fifth Century LP
 
Excluded -169,238 8,926,621   No     No 79.84 %
(91) ECP II HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0151337
Investment NV Fifth Century LP
 
Excluded 26,819,272 8,604,314   No     No 99.60 %
(92) RAMSGATE X LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
27-3616177
Investment DE Fourth Century LLC
 
Excluded 2,251,117 8,024,389   No     No 79.84 %
(93) KCF HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-8861865
Investment NV Fifth Century LP
 
Excluded -40,144 7,935,862   No     No 99.60 %
(94) JPF V HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-2008388
Investment NV Fifth Century LP
 
Excluded 2,668,450 7,901,257   No     No 99.60 %
(95) PEPF IV HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0290250
Investment NV Fifth Century LP
 
Excluded 1,361 7,871,373   No     No 99.60 %
(96) HEVP HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-4982016
Investment NV Fifth Century LP
 
Excluded 5,453,994 7,529,905   No     No 99.60 %
(97) ALAMANCE VII LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
45-2046522
Investment DE Fourth Century LLC
 
Excluded 17,401,476 7,050,916   No     No 79.84 %
(98) VOLTA IV LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
27-0914710
Investment DE Fourth Century LLC
 
Excluded 138,932 6,894,237 Yes   -130,976   No 79.84 %
(99) GLOSTER III LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-8833953
Investment DE Fourth Century LLC
 
Excluded 0 6,804,159   No     No 79.84 %
(100) RADFORD LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
45-5470954
Investment DE Fourth Century LLC
 
Excluded 5,336,610 6,772,318   No     No 79.84 %
(101) WYNNWOOD II LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-5548320
Investment NV Fifth Century LP
 
Excluded 2,659,391 6,613,244 Yes   -405,033   No 79.84 %
(102) ALDERBROOK LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-2939768
Investment NV Fifth Century LP
 
Excluded 250,192 6,562,731 Yes   -29,085   No 79.84 %
(103) ANACONDA LP

c/o Yale University PO Box 208239
New Haven,CT065208239
98-0596408
Investment CA Fifth Century LP
 
Excluded -1,414,423 6,398,432   No     No 98.80 %
(104) AEF 6 US HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-2867531
Investment NV Fifth Century LP
 
Excluded 43,565 6,209,143   No     No 99.60 %
(105) FESSENDEN LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-2270383
Investment NV Fifth Century LP
 
Excluded 3,114,297 5,361,776   No     No 79.84 %
(106) LORTON LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
45-4238865
Investment DE Fourth Century LLC
 
Excluded 5,412,142 5,157,666 Yes   -10,488   No 79.84 %
(107) CAUTHEN VIII LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
45-2750613
Investment DE Fourth Century LLC
 
Excluded -647,048 5,067,641 Yes   -109,082   No 79.84 %
(108) AVON LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-4056103
Investment NV Fifth Century LP
 
Excluded 132,848 4,724,802 Yes   11,655   No 79.84 %
(109) BARTON-A LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
61-1732894
Investment DE Fourth Century LLC
 
Excluded 2,717,654 4,620,709   No     No 79.84 %
(110) AEF 5 US HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-4076676
Investment NV Fifth Century LP
 
Excluded 973,493 4,339,481   No     No 99.60 %
(111) CORBIN LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-1263962
Investment DE Fourth Century LLC
 
Unrelated 32,998 4,312,656 Yes   -133,749   No 79.84 %
(112) TILDEN II LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
27-4210952
Investment DE Fourth Century LLC
 
Excluded 0 3,829,195   No     No 79.84 %
(113) Luxiver LP

c/o Yale University PO Box 208239
New Haven,CT065208239
45-1504333
Investment DE Yale University
 
Unrelated -671,151 3,779,623   No 4,596,583   No 99.58 %
(114) YADKIN LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-2707395
Investment DE Fourth Century LLC
 
Excluded 55,721 3,758,907 Yes   -2,844   No 79.84 %
(115) OSCEOLA LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-2008431
Investment NV Fifth Century LP
 
Excluded 1,258,222 3,725,693   No     No 79.84 %
(116) BE III HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-5495967
Investment NV Fifth Century LP
 
Excluded 0 3,623,673   No     No 99.60 %
(117) MEP IV HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0646713
Investment NV Fifth Century LP
 
Excluded 1,064,854 3,531,318   No     No 99.60 %
(118) CHANDLER LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
32-0438514
Investment DE Fourth Century LLC
 
Excluded 8,743,883 3,083,211 Yes   137,566   No 79.84 %
(119) ODE LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
37-1567347
Investment DE Fourth Century LLC
 
Excluded 0 2,950,335   No     No 79.84 %
(120) WHITEHAVEN LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
26-3915778
Investment DE Fourth Century LLC
 
Excluded 4,624,018 2,682,534   No     No 79.84 %
(121) WILSON LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-2232279
Investment NV Fifth Century LP
 
Excluded 65 2,667,366   No     No 79.84 %
(122) GARFIELD LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-4592367
Investment NV Fifth Century LP
 
Excluded -891,869 2,534,487   No     No 79.84 %
(123) QUINN LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-3879664
Investment NV Fifth Century LP
 
Excluded 11,125 2,117,324   No     No 79.84 %
(124) WYNNWOOD LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-1363230
Investment NV Fifth Century LP
 
Excluded 562,612 2,030,644 Yes   -32,687   No 79.84 %
(125) DENT VI LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-2867610
Investment NV Fifth Century LP
 
Excluded 13,069 1,846,367   No     No 79.84 %
(126) RAMSGATE IX LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-8833887
Investment DE Fourth Century LLC
 
Excluded 0 1,836,150   No     No 79.84 %
(127) LCPF V HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-2776532
Investment NV Fifth Century LP
 
Excluded 120,030 1,813,216   No     No 99.60 %
(128) ALAMANCE VI LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-8558864
Investment DE Fourth Century LLC
 
Excluded -1,606,974 1,797,809   No     No 79.84 %
(129) YUMA LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-1584783
Investment NV Fifth Century LP
 
Excluded 282 1,639,456   No     No 79.84 %
(130) LORTON-A LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
45-4239136
Investment DE Fourth Century LLC
 
Excluded 2,171,193 1,461,765   No     No 79.84 %
(131) Kilimanjaro Fund LP

c/o Yale University PO Box 208239
New Haven,CT065208239
98-1288980
Investment CJ Yale University
 
Excluded 344 1,324,910 Yes       No 79.79 %
(132) KHP FUND II LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-5882068
Investment CA Fourth Century LLC
 
Excluded 1,665,137 1,253,056 Yes   -416,642   No 50.07 %
(133) BOF HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-5923569
Investment NV Fifth Century LP
 
Excluded -599,680 1,239,249   No     No 99.60 %
(134) College Street Innovation Fund LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
36-4773553
Investment CT Yale University
 
Excluded -45,058 1,148,321 Yes       No 50.85 %
(135) DENT LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-4202230
Investment NV Fifth Century LP
 
Excluded 206,442 919,416   No     No 79.84 %
(136) Roseland Property Partners LP

c/o Yale University PO Box 208239
New Haven,CT065208239
22-3283867
Investment NJ Yale University
 
Excluded   895,375   No     No 60.00 %
(137) IVA II HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-2652041
Investment NV Fifth Century LP
 
Excluded -104,957 829,419   No     No 99.60 %
(138) EDMUNDS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-4257832
Investment NV Fifth Century LP
 
Excluded 3,789 824,360 Yes   120   No 79.84 %
(139) IVP VI HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-8699381
Investment NV Fifth Century LP
 
Excluded 3,442,994 808,613   No     No 99.60 %
(140) SCOTT LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
27-3616316
Investment DE Fourth Century LLC
 
Excluded -162,640 729,947 Yes   20,342   No 79.84 %
(141) RAMSGATE IX A LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
26-1797786
Investment DE Fourth Century LLC
 
Excluded 0 667,692   No     No 79.84 %
(142) WESTPATH LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-2297672
Investment DE Fourth Century LLC
 
Excluded 76,494 523,175   No     No 79.84 %
(143) KLINGLE LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-4592461
Investment NV Fifth Century LP
 
Excluded -697,289 502,623   No     No 79.84 %
(144) VOLTA LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-3738749
Investment NV Fifth Century LP
 
Excluded 0 413,490   No     No 79.84 %
(145) NEWINGTON LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-0763113
Investment NV Fifth Century LP
 
Excluded 0 358,580   No     No 79.84 %
(146) CAUTHEN LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-2776143
Investment DE Fourth Century LLC
 
Excluded -5,342 352,505 Yes   16   No 79.84 %
(147) Luxiver Nawab LP

c/o Yale University PO Box 208239
New Haven,CT065208239
45-3117734
Investment DE Yale University
 
Excluded 0 344,984   No     No 100.00 %
(148) 4620 Associates LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
13-4036667
Investment DE Yale University
 
Excluded 102,190 276,259   No     No 83.99 %
(149) DENT A LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-8725065
Investment NV Fifth Century LP
 
Excluded 221,125 239,059   No     No 79.84 %
(150) CHICAGO LP

c/o Yale University PO Box 208239
New Haven,CT065208239
95-0602525
Investment CA Fifth Century LP
 
Excluded 140,852 197,052   No     No 98.80 %
(151) MACOMB VIII LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-5681131
Investment NV Fifth Century LP
 
Excluded 4,225 186,919 Yes   -103   No 79.84 %
(152) ORDWAY LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-5189347
Investment NV Fifth Century LP
 
Excluded 6,692,569 174,635   No     No 79.84 %
(153) HAWTHORNE III LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0854590
Investment DE Fourth Century LLC
 
Excluded 0 142,072   No     No 79.84 %
(154) RAMSGATE LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-0419757
Investment DE Fourth Century LLC
 
Excluded 0 81,090   No     No 79.84 %
(155) Starfar I Partners LP

c/o Yale University PO Box 208239
New Haven,CT065208239
94-3205101
Investment DE Yale University
 
Unrelated -7,498 56,758   No -7,498   No 60.83 %
(156) GOLDSBORO LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-1996058
Investment NV Fifth Century LP
 
Excluded -5,835 42,054   No     No 79.84 %
(157) OGDEN LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-1212114
Investment NV Fifth Century LP
 
Excluded -2,128,856 39,937   No     No 79.84 %
(158) YADKIN III LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
26-2477930
Investment DE Fourth Century LLC
 
Excluded 209,992 14,162 Yes   -1,326   No 79.84 %
(159) TILDEN LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-8558781
Investment DE Fourth Century LLC
 
Excluded 0 7,651   No     No 79.84 %
(160) WELBORN LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-1212127
Investment NV Fifth Century LP
 
Excluded -319,733 6,941   No     No 79.84 %
(161) CRANBROOK LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-3115503
Investment DE Fourth Century LLC
 
Excluded 116,268 5,626   No     No 79.84 %
(162) Manaslu Fund LP

c/o Yale University PO Box 208239
New Haven,CT065208239
98-0615593
Investment CJ MP-MF Holdings LP
 
Excluded 8,943,011 3   No     No 95.29 %
(163) 100 Howe Street Associates LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
06-1386762
Investment CT Yale University
 
Excluded 5,692,106 0 Yes       No 97.08 %
(164) 94 Howe Street Associates LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
06-1428914
Investment CT Yale University
 
Excluded 1,587,460 0 Yes       No 91.93 %
(165) BCAF HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-8453177
Investment NV Fifth Century LP
 
Excluded -4,450,720 0   No     No 99.60 %
(166) CORBIN VI LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
27-0773197
Investment DE Fourth Century LLC
 
Excluded -17,511 0   No     No 79.84 %
(167) CRS MASTER FUND LP

c/o Yale University PO Box 208239
New Haven,CT065208239
45-2658870
Investment CJ CRS Fund Ltd
 
Excluded 3,040,350 0   No     No 84.79 %
(168) DANVILLE LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
45-3531407
Investment DE Fourth Century LLC
 
Excluded 9,947,088 0 Yes   169,531   No 79.84 %
(169) GEF II HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0348232
Investment NV Fifth Century LP
 
Excluded 2,244,038 0   No     No 99.60 %
(170) GHEP III HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-3853985
Investment NV Fifth Century LP
 
Excluded -528,790 0   No     No 99.60 %
(171) MACOMB IX LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-5025458
Investment NV Fifth Century LP
 
Excluded 135,514 0   No     No 79.84 %
(172) MP-MF HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-2099979
Investment NV Fifth Century LP
 
Excluded -21,191,779 0   No     No 99.60 %
(173) Prospect Street Partners Ltd

c/o Yale University PO Box 208239
New Haven,CT065208239
59-3041479
Investment FL Yale University
 
Excluded 33,000,704 0   No     No 75.36 %
(174) Sail NH LP

c/o Yale University PO Box 208239
New Haven,CT065208239
84-4561633
Investment DE Yale University
 
Excluded 0 0   No     No 88.65 %
(175) SP II HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0697863
Investment NV Fifth Century LP
 
Excluded 31,912,838 0   No     No 99.60 %
(176) Strategic Residential Fund I LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
04-3398268
Investment DE Yale University
 
Excluded -476,011 0 Yes       No 100.00 %
(177) FRC II HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-1670120
Investment NV Fifth Century LP
 
Excluded 133,405,134 -752,458   No     No 99.60 %
(178) OM HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-5073267
Investment NV Fifth Century LP
 
Excluded -19,730 -2,849,633   No     No 99.60 %
(179) Harbor Hills Country Club LP

c/o Yale University PO Box 208239
New Haven,CT065208239
16-1453797
Investment DE Harbor Hills Holdings LP
 
Unrelated -606,577 -8,886,273   No -606,577   No 99.00 %
(180) JBG Investment Fund III LP

c/o Yale University PO Box 208239
New Haven,CT065208239
52-2384738
Investment DE Fourth Century LLC
 
Excluded 2,531,745 -11,757,323 Yes   57,627   No 57.03 %
(181) GREENFIELD LAND PARALLEL PARTNERS I LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-4411467
Investment DE Fourth Century LLC
 
Excluded -2,477,299 -13,026,661 Yes   -5,633   No 98.80 %
(182) SANGAMORE II LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-2672293
Investment DE Fourth Century LLC
 
Excluded 140,652 -19,647,823 Yes   -842   No 79.84 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
(b)
Primary activity
(c)
Legal
domicile
(state or foreign
country)
(d)
Direct controlling
entity
(e)
Type of entity
(C corp, S corp,
or trust)
(f)
Share of total income
(g)
Share of end-of-year
assets
(h)
Percentage
ownership
(i)
Section 512(b)(13) controlled entity?
Yes No
(1) New FYI Ltd

c/o Yale University PO Box 208239
New Haven,CT065208239
Investment CJ Wingspan LP
 
C Corporation 6,736,258 1,300,607,840 80.18 % Yes  
(2) Gaoling Yali Feeder Ltd

c/o Yale University PO Box 208239
New Haven,CT065208239
Investment CJ Fourth Century LLC
 
C Corporation 43,273,494 915,583,102 99.8 % Yes  
(3) The Caeruleus Fund

c/o Yale University PO Box 208239
New Haven,CT065208239
Investment CJ Yale University
 
C Corporation 97,354,044 473,158,115 100 % Yes  
(4) Fourth Century Trust

c/o Yale University PO Box 208239
New Haven,CT065208239
20-6699631
Investment CT Yale University
 
Trust 14,752,455 230,440,399 100 % Yes  
(5) PWEB LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
27-3304430
Investment DE Fourth Century LLC
 
C Corporation 9,511,879 128,627,793 99.8 % Yes  
(6) LTR Focus Fund

c/o Yale University PO Box 208239
New Haven,CT065208239
Investment MP Yale University
 
C Corporation -23,977,909 67,394,544 100 % Yes  
(7) YB Cayman Ltd

c/o Yale University PO Box 208239
New Haven,CT065208239
Investment CJ YB Institutional LP
 
C Corporation -364,155 50,937,748 97.26 % Yes  
(8) NW UK REGIONAL II (NO 1) LP

c/o Yale University PO Box 208239
New Haven,CT065208239
98-1208249
Investment UK Fourth Century LLC
 
C Corporation 1,966,672 18,372,156 99.8 % Yes  
(9) LP Value Ltd

c/o Yale University PO Box 208239
New Haven,CT065208239
Investment VQ Yale University
 
C Corporation -476,579 7,600,665 95.17 % Yes  
(10) 3313148 Nova Scotia Limited

c/o Yale University PO Box 208239
New Haven,CT065208239
Investment CA OM Holdings LP
 
C Corporation 3,518,967 5,393,764 98.6 % Yes  
(11) FWEB LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
27-3304506
Investment DE Fourth Century LLC
 
C Corporation 649,583 3,252,376 99.8 % Yes  
(12) Connecticut Boola Inc

c/o Yale University PO Box 208239
New Haven,CT065208239
06-0798544
Investment CT Yale University
 
C Corporation 15,012 2,412,056 100 % Yes  
(13) NCH Investors Fund (YU) Corp

c/o Yale University PO Box 208239
New Haven,CT065208239
Investment CJ Fourth Century LLC
 
C Corporation -38,326 2,090,199 99.8 % Yes  
(14) Manaslu Partners Ltd

c/o Yale University PO Box 208239
New Haven,CT065208239
Investment CJ MP-MF Holdings LP
 
C Corporation 2,253,079 250,369 99.6 % Yes  
(15) CRS Fund Ltd

c/o Yale University PO Box 208239
New Haven,CT065208239
90-0314487
Investment CJ CYR Holdings LP
 
C Corporation 15,632 107,503 99.6 % Yes  
(16) Harbor Hills Country Club Inc

c/o Yale University PO Box 208239
New Haven,CT065208239
16-1452585
Investment DE Harbor Hills Holdings LP
 
C Corporation -48 32,815 100 % Yes  
(17) Harbor Hills Sales Inc

c/o Yale University PO Box 208239
New Haven,CT065208239
59-3343340
Investment FL Harbor Hills Holdings LP
 
C Corporation 0 1,000 100 % Yes  
(18) Yale University Hong Kong Trust

c/o Yale University PO Box 208239
New Haven,CT065208239
Accepts charitable contributions HK Yale University
 
Trust 2,273,536 250 100 % Yes  
(19) Drama Productions Inc

c/o Yale University PO Box 208239
New Haven,CT065208239
06-0851103
Performing Arts CT Yale University
 
C Corporation 0 0 100 % Yes  
(20) New FYI Ltd

c/o Yale University PO Box 208239
New Haven,CT065208239
Investment CJ Yale University
 
C Corporation 81,676,946 0 74.17 % Yes  
(21) Charitable Pooled Income Funds (3)

c/o Yale University PO Box 208239
New Haven,CT065208239
Investment CT Various
 
Trust         No
(22) Charitable Remainder Trusts (43)

c/o Yale University PO Box 208239
New Haven,CT065208239
Investment CT Yale University
 
Trust         No
Schedule R (Form 990) 2019
Schedule R (Form 990) 2019
Page 3
Part V
Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
 
No
b Gift, grant, or capital contribution to related organization(s) ............................
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) ............................
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) ............................
1d
 
No
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
 
No
g Sale of assets to related organization(s) ............................
1g
Yes
 
h Purchase of assets from related organization(s) ............................
1h
Yes
 
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
Yes
 
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
 
No
o Sharing of paid employees with related organization(s) ............................
1o
 
No
p Reimbursement paid to related organization(s) for expenses ............................
1p
Yes
 
q Reimbursement paid by related organization(s) for expenses ............................
1q
Yes
 
r Other transfer of cash or property to related organization(s) ............................
1r
Yes
 
s Other transfer of cash or property from related organization(s) ............................
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization
(b)
Transaction
type (a-s)
(c)
Amount involved
(d)
Method of determining amount involved
(1) 3C Corporation

B 2,138,215 CASH VALUE
(2) 3C Corporation

S 6,036,182 CASH VALUE
(3) 4620 Associates

S 105,417 CASH VALUE
(4) 5C Corporation

B 550,537 CASH VALUE
(5) 5C Corporation

S 2,167,222 CASH VALUE
(6) Bluebart LP

S 25,000,000 CASH VALUE
(7) Caeruleus Fund

B 21,713,984 CASH VALUE
(8) Drama Productions Inc

P 710,040 CASH VALUE
(9) Farallon Capital Institutional Partners 25 LP

B 420,926 CASH VALUE
(10) Farallon Capital Institutional Partners II LP

B 10,004,913 CASH VALUE
(11) Farallon Capital Institutional Partners II LP

S 25,689,000 CASH VALUE
(12) Fifth Century LP

B 138,304,498 CASH VALUE
(13) Fifth Century LP

S 558,304,771 CASH VALUE
(14) Fourth Century LLC

B 1,066,969,396 CASH VALUE
(15) Fourth Century LLC

S 2,413,602,212 CASH VALUE
(16) Foxway LP

B 50,000,000 CASH VALUE
(17) Harbor Hills Holdings LP

S 300,000 CASH VALUE
(18) High Street Partners Ltd

B 30,000,000 CASH VALUE
(19) Itiner VI Victrix LP

B 40,368,116 CASH VALUE
(20) Kilimanjaro Fund LP

B 182,670 CASH VALUE
(21) LTR Focus Fund

S 78,013,758 CASH VALUE
(22) Luxiver LP

S 29,775,000 CASH VALUE
(23) Manaslu Fund III LP

B 12,158,786 CASH VALUE
(24) Manaslu Fund III LP

S 219,069 CASH VALUE
(25) Motus Fund Ltd

S 29,685,544 CASH VALUE
(26) New FYI Ltd

S 1,194,735,186 CASH VALUE
(27) Panco Strategic Real Estate Fund IV LP

B 24,546,971 CASH VALUE
(28) Panco Strategic Real Estate Fund IV LP

S 2,478,773 CASH VALUE
(29) Paul Mellon Centre for Studies in British Art

B 7,013,222 CASH VALUE
(30) Staff Retirement Holdings Inc

S 172,698 CASH VALUE
(31) Sail NH LP

B 6,875,000 CASH VALUE
(32) Strategic Residential Fund I LLC

S 564,016 CASH VALUE
(33) Strategic Residential Fund II LLC

S 1,377,500 CASH VALUE
(34) The Board of Trustees of The Sheffield Scientific School

S 20,083,960 CASH VALUE
(35) The Chief Executive Leadership Institute of the Yale School of Management I
nc
S 538,367 CASH VALUE
(36) The Lyme Forest Fund V TE LP

B 28,350,000 CASH VALUE
(37) Yale University Elizabethan Club Corp

R 687,721 CASH VALUE
(38) Yale University Hong Kong Trust

C 2,273,536 CASH VALUE
(39) Yale University Press London

S 3,112,370 CASH VALUE
(40) Yale University Press London

R 2,266,945 CASH VALUE
(41) Yale University Press London

Q 96,464 CASH VALUE
(42) Yale University Press London

H 1,155,403 CASH VALUE
(43) Yale University Press London

G 1,457,676 CASH VALUE
(44) Yale University Press London

B 218,876 CASH VALUE
(45) Yale University Press London

L 222,800 CASH VALUE
(46) Yale University Retiree Health Benefits Coverage Trust

Q 28,832,068 CASH VALUE
(47) Yale University Retiree Health Benefits Coverage Trust

B 41,486,000 CASH VALUE
(48) YB Institutional Limited Partnership

S 125,000,000 CASH VALUE
(49) Wingspan LP

R 1,194,735,186 CASH VALUE
(50) Wen Yuan Ltd

B 90,000,000 CASH VALUE
Schedule R (Form 990) 2019
Schedule R (Form 990) 2019
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity
(b)
Primary activity
(c)
Legal domicile
(state or foreign
country)
(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations?
(f)
Share of total income




(g)
Share of
end-of-year
assets
(h)
Disproprtionate allocations?
(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065)
(j)
General or
managing
partner?
(k)
Percentage
ownership


Yes No Yes No Yes No






























Schedule R (Form 990) 2019
Schedule R (Form 990) 2019
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R. (see instructions).
Return Reference Explanation
SCHEDULE R, PARTS I-V: NAME, ADDRESS AND EIN: THE FORM 990, SCHEDULE R, LISTS THE NAME OF EACH ENTITY AS OF THE DATE OF THE FORM 990 FILING.
Schedule R, Part III, Column (h) DISPROPORTIONATE ALLOCATIONS INDICATED IN COLUMN (H) OF PART III GENERALLY RELATE TO I.) A GENERAL PARTNER'S TYPICAL CARRIED INTEREST WITH RESPECT TO PRIVATE FUND INVESTMENTS OR II.) ALLOCATIONS AMONG 501(C)(3) ORGANIZATIONS THAT ARE PARTNERS OR MEMBERS IN AN INVESTMENT ENTITY.
Schedule R, Part IV CHARITABLE REMAINDER TRUSTS AS OF JUNE 30, 2020, YALE UNIVERSITY HELD A GREATER THAN 50% BENEFICIAL INTEREST IN 43 CHARITABLE REMAINDER TRUSTS (CRTS). THE UNIVERSITY WAS THE TRUSTEE OF 36 OF THESE CRTS, OF WHICH 34 WERE DOMICILED IN CONNECTICUT, ONE IN PENNSYLVANIA AND ONE IN MASSACHUSETTS.
Schedule R, Part V, Line 2 TRANSFERS THIS SCHEDULE REFLECTS ALL TRANSFERS BY YALE UNIVERSITY TO CORPORATIONS, PARTNERSHIPS, OR OTHER ENTITIES CONTROLLED BY YALE AS DEFINED IN IRC SECTION 512(B)(13) AND RELATED TAX-EXEMPT ORGANIZATIONS NOT DESCRIBED IN IRC SECTION 501(C)(3). IN SOME INSTANCES, THESE ENTITIES MADE FURTHER TRANSFERS TO OTHER ENTITIES CONTROLLED BY THEM OR YALE UNIVERSITY. IN ADDITION, THIS SCHEDULE REFLECTS ALL TRANSFERS TO YALE UNIVERSITY BY CORPORATIONS, PARTNERSHIPS, OR OTHER ENTITIES CONTROLLED BY YALE AS DEFINED IN IRC SECTION 512(B)(13) AND RELATED TAX-EXEMPT ORGANIZATIONS NOT DESCRIBED IN IRC SECTION 501(C)(3). IN SOME INSTANCES, THESE ENTITIES RECEIVED TRANSFERS FROM OTHER ENTITIES CONTROLLED BY THEM OR YALE UNIVERSITY.
Schedule R (Form 990) 2019

Additional Data


Software ID: 19010655
Software Version: 2019v5.0






TY 2019 AffiliatedGroupSchedule
Name:
Yale University
EIN:
06-0646973
Software ID:
19010655
Software Version:
2019v5.0
Affiliated Group Business Name:
Yale University
Address. Either US or Foreign Type:
PO Box 208239
New Haven, CT065208239    
EIN:
06-0646973
Electing Organization Checkbox:
Total Grassroots Lobbying:
7,726
Total Direct Lobbying:
524,741
Total Lobbying Expenditures:
532,467
Other Exempt Purpose Expenditures:
4,303,910,976
Total Exempt Purpose Expenditures:
4,304,443,443
Lobbying Nontaxable Amount:
1,000,000
Grassroots Nontaxable Amount:
250,000
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
3C CORPORATION
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
41-2046529
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
0
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
5C CORPORATION
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
20-0763050
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
0
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
ALUMNI FUND ASSOCIATION OF YALE UNIVERSITY
Address. Either US or Foreign Type:
157 CHURCH STREET
NEW HAVEN, CT06510    
EIN:
06-6078326
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
0
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
THE BOARD OF TRUSTEES OF THE SHEFFIELD SCIENTIFIC SCHOOL
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
06-6032565
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
21,650,009
Total Exempt Purpose Expenditures:
21,650,009
Lobbying Nontaxable Amount:
1,000,000
Grassroots Nontaxable Amount:
250,000
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
THE CHIEF EXECUTIVE LEADERSHIP INSTITUTE OF THE YALE SCHOOL OF MANAGEMENT I
NC
Address. Either US or Foreign Type:
101 CONSTITUTION AVENUE SUITE 825 E
AST
WASHINGTON, DC20001    
EIN:
58-2617787
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
1,880,965
Total Exempt Purpose Expenditures:
1,880,965
Lobbying Nontaxable Amount:
244,048
Grassroots Nontaxable Amount:
61,012
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
THE NEW CLINICAL PROGRAM DEVELOPMENT CORPORATION
Address. Either US or Foreign Type:
789 HOWARD AVENUE
NEW HAVEN, CT06519    
EIN:
06-1565494
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
40,000,000
Total Exempt Purpose Expenditures:
40,000,000
Lobbying Nontaxable Amount:
1,000,000
Grassroots Nontaxable Amount:
250,000
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
06-6414276
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
34,267,642
Total Exempt Purpose Expenditures:
34,267,642
Lobbying Nontaxable Amount:
1,000,000
Grassroots Nontaxable Amount:
250,000
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
YALE NEW HAVEN MEDICAL CENTER INC
Address. Either US or Foreign Type:
20 YORK STREET
NEW HAVEN, CT06510    
EIN:
23-7440891
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
1,658,510
Total Exempt Purpose Expenditures:
1,658,510
Lobbying Nontaxable Amount:
232,926
Grassroots Nontaxable Amount:
58,231
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
THE GRUBER FOUNDATION
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
45-1540594
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
6,204,294
Total Exempt Purpose Expenditures:
6,204,294
Lobbying Nontaxable Amount:
460,215
Grassroots Nontaxable Amount:
115,054
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
Yale Medical Foundation Inc
Address. Either US or Foreign Type:
2 Whitney Ave 6th Floor
New Haven, CT06510    
EIN:
35-2672947
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
0
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0