Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 03-01-2020 , and ending 02-28-2021
Name of foundation
DR ANTON R FRIED MEMORIAL TRUST
 
Number and street (or P.O. box number if mail is not delivered to street address)P O BOX 1802
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PROVIDENCE, RI029011802
A Employer identification number

04-3190300
B Telephone number (see instructions)

(888) 866-3275
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,505,976J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 27,620 27,582  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 294,559
b Gross sales price for all assets on line 6a 1,351,511
7 Capital gain net income (from Part IV, line 2)... 294,559
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 1,276    
12 Total. Add lines 1 through 11........ 323,455 322,141  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 17,281 10,369   6,912
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule)......... Click to see attachment 1,874 0 0 1,874
b Accounting fees (attach schedule)....... Click to see attachment 845 507 0 338
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 1,865 327   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 35     35
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 21,900 11,203 0 9,159
25 Contributions, gifts, grants paid....... 64,875 64,875
26 Total expenses and disbursements. Add lines 24 and 25 86,775 11,203 0 74,034
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 236,680
b Net investment income (if negative, enter -0-) 310,938
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 37,671 75,141 75,141
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 1,094,399 Click to see attachment1,293,546 1,430,835
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,132,070 1,368,687 1,505,976
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 1,132,070 1,368,687
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 1,132,070 1,368,687
30 Total liabilities and net assets/fund balances (see instructions). 1,132,070 1,368,687
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
1,132,070
2
Enter amount from Part I, line 27a .....................
2
236,680
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
1,368,750
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
63
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
1,368,687
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 82.073 CAMBIAR INTERNATIONAL EQUITY FUND INSTL   2020-01-17 2020-07-09
b 162.628 CAMBIAR INTERNATIONAL EQUITY FUND INSTL   2020-01-17 2021-02-11
c 142.974 CAMBIAR INTERNATIONAL EQUITY FUND INSTL   2020-08-25 2021-02-11
d 906.28 CAMBIAR INTERNATIONAL EQUITY FUND INSTL   2016-11-17 2021-02-11
e 197.336 CAMBIAR INTERNATIONAL EQUITY FUND INSTL   2020-04-14 2021-02-11
54.563 BAIRD MIDCAP FUND INSTL CL SHS   2020-04-14 2020-07-09
786.573 BAIRD MIDCAP FUND INSTL CL SHS   2014-10-03 2020-07-09
227.101 BAIRD MIDCAP FUND INSTL CL SHS   2016-02-10 2020-07-09
97.776 BLACKROCK MID CAP GROWTH EQUITY PORTFOLIO CL I   2020-08-25 2020-12-03
27. ISHARES CORE TOT U S BD MKT ETF   2019-06-17 2020-04-14
70. ISHARES CORE TOT U S BD MKT ETF   2017-10-13 2020-04-14
91. ISHARES CORE TOT U S BD MKT ETF   2017-05-04 2020-04-14
95. ISHARES CORE TOT U S BD MKT ETF   2017-05-04 2020-08-25
10. ISHARES CORE TOT U S BD MKT ETF   2015-12-22 2020-08-25
283. ISHARES CORE TOT U S BD MKT ETF   2014-04-04 2020-08-25
63. ISHARES CORE TOT U S BD MKT ETF   2020-12-03 2021-02-11
134. ISHARES CORE TOT U S BD MKT ETF   2014-04-04 2021-02-11
90. ISHARES RUSSELL MID-CAP ETF   2020-08-25 2020-12-03
177. ISHARES RUSSELL MID-CAP ETF   2020-08-25 2021-02-11
16. ISHARES RUSSELL 1000 VALUE ETF   2019-06-17 2020-08-25
37. ISHARES RUSSELL 1000 VALUE ETF   2018-07-06 2020-08-25
369. ISHARES RUSSELL 1000 VALUE ETF   2019-03-07 2020-08-25
122. ISHARES RUSSELL 1000 VALUE ETF   2017-05-04 2020-08-25
37. ISHARES RUSSELL 1000 VALUE ETF   2017-05-04 2020-12-03
652. ISHARES RUSSELL 1000 VALUE ETF   2017-05-04 2021-02-11
222. ISHARES RUSSELL 1000 VALUE ETF   2020-04-14 2021-02-11
38. ISHARES RUSSELL 1000 GROWTH ETF   2020-04-14 2020-08-25
61. ISHARES RUSSELL 1000 GROWTH ETF   2018-10-10 2020-08-25
150. ISHARES RUSSELL 1000 GROWTH ETF   2019-03-07 2020-08-25
44. ISHARES RUSSELL 1000 GROWTH ETF   2017-10-13 2020-08-25
169. ISHARES RUSSELL 1000 GROWTH ETF   2017-05-04 2020-08-25
278. ISHARES RUSSELL 1000 GROWTH ETF   2017-05-04 2021-02-11
17. ISHARES MSCI EAFE GROWTH ETF   2020-01-17 2020-07-09
34. ISHARES MSCI EAFE GROWTH ETF   2020-08-25 2021-02-11
47. ISHARES MSCI EAFE GROWTH ETF   2020-01-17 2021-02-11
14. ISHARES MSCI EAFE GROWTH ETF   2020-04-14 2021-02-11
7. ISHARES MSCI EAFE GROWTH ETF   2014-01-09 2021-02-11
117. ISHARES MSCI EAFE GROWTH ETF   2013-12-25 2021-02-11
23. ISHARES MSCI EAFE GROWTH ETF   2014-12-02 2021-02-11
121. ISHARES MSCI EAFE GROWTH ETF   2014-02-06 2021-02-11
17. ISHARES MSCI EAFE GROWTH ETF   2016-02-10 2021-02-11
243.255 NATIXIS LOOMIS SAYLES GROWTH FUND CL Y   2020-08-25 2021-02-11
630.734 NATIXIS LOOMIS SAYLES GROWTH FUND CL Y   2019-09-20 2021-02-11
1616.671 NATIXIS LOOMIS SAYLES GROWTH FUND CL Y   2015-04-09 2021-02-11
67.219 MFS VALUE FUND CL R5   2019-09-20 2020-12-03
191.786 MFS VALUE FUND CL R5   2019-09-20 2021-02-11
462.751 MFS VALUE FUND CL R5   2020-08-26 2021-02-11
298.793 MFS VALUE FUND CL R5   2020-04-14 2021-02-11
1663.969 MFS VALUE FUND CL R5   2012-07-20 2021-02-11
510.018 METRO WEST T/R BD CL I   2020-01-17 2020-04-14
1321.048 METRO WEST T/R BD CL I   2017-10-13 2020-04-14
728.51 METRO WEST T/R BD CL I   2017-05-04 2020-04-14
808.319 METRO WEST T/R BD CL I   2017-05-04 2020-08-25
3659.035 METRO WEST T/R BD CL I   2014-01-09 2020-08-25
744.863 METRO WEST T/R BD CL I   2020-12-03 2021-02-11
438.089 METRO WEST T/R BD CL I   2014-01-09 2021-02-11
1142.857 METRO WEST T/R BD CL I   2013-08-16 2021-02-11
10542.459 METRO WEST T/R BD CL I   2012-03-14 2021-02-11
874.159 METRO WEST T/R BD CL I   2018-02-20 2021-02-11
239.808 PIMCO HIGH YIELD FD INSTL CL   2012-04-27 2020-04-14
1255.449 PIMCO HIGH YIELD FD INSTL CL   2012-04-27 2021-02-11
1698.754 PIMCO HIGH YIELD FD INSTL CL   2018-02-20 2021-02-11
340.136 PIMCO HIGH YIELD FD INSTL CL   2020-08-25 2021-02-11
1395.349 PIMCO HIGH YIELD FD INSTL CL   2016-07-07 2021-02-11
406.504 PIMCO FOREIGN BD US$HD INSTL   2020-08-26 2021-02-11
68. VANGUARD FTSE DEVELOPED MARKETS ETF   2020-01-17 2020-07-09
53. VANGUARD FTSE DEVELOPED MARKETS ETF   2020-01-17 2020-12-03
71. VANGUARD TOTAL INTL BOND INDEX FUND ETF   2020-08-26 2021-02-11
327. VANGUARD FTSE EMERGING MKTS ETF   2020-01-17 2020-04-14
346. VANGUARD FTSE EMERGING MKTS ETF   2017-05-04 2020-04-14
211. VANGUARD FTSE EMERGING MKTS ETF   2017-05-04 2020-07-09
621. VANGUARD FTSE EMERGING MKTS ETF   2017-05-04 2020-08-25
254. VANGUARD FTSE EMERGING MKTS ETF   2013-08-16 2020-08-25
19. VANGUARD FTSE EMERGING MKTS ETF   2017-02-14 2020-08-25
219. VANGUARD FTSE EMERGING MKTS ETF   2017-02-14 2021-02-11
49. VANGUARD FTSE EMERGING MKTS ETF   2015-10-07 2021-02-11
65. VANGUARD SMALL-CAP ETF   2020-08-25 2020-12-03
232. VANGUARD SMALL-CAP ETF   2020-08-25 2021-02-11
80. VANGUARD SMALL-CAP ETF   2020-04-14 2021-02-11
175. VANGUARD SMALL-CAP ETF   2016-02-10 2021-02-11
1261.279 VIRTUS CEREDEX MID CAP VALUE EQUITY FUND CL R6   2012-04-23 2021-02-11
3265.027 VIRTUS CEREDEX MID CAP VALUE EQUITY FUND CL R6   2020-08-26 2021-02-11
363.818 VIRTUS CEREDEX MID CAP VALUE EQUITY FUND CL R6   2016-02-10 2021-02-11
391.793 VIRTUS CEREDEX MID CAP VALUE EQUITY FUND CL R6   2020-04-14 2021-02-11
27.238 VIRTUS CEREDEX MID CAP VALUE EQUITY FUND CL I   2018-02-20 2020-12-03
108.605 VIRTUS CEREDEX MID CAP VALUE EQUITY FUND CL I   2019-06-17 2020-12-03
112.707 VIRTUS CEREDEX MID CAP VALUE EQUITY FUND CL I   2012-04-23 2020-12-03
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
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(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 1,900   2,214 -314
b 4,469   4,386 83
c 3,929   3,500 429
d 24,905   21,386 3,519
e 5,423   4,000 1,423
1,329   1,100 229
19,161   11,924 7,237
5,532   3,000 2,532
4,000   3,557 443
3,149   2,986 163
8,164   7,687 477
10,613   9,886 727
11,249   10,320 929
1,184   1,082 102
33,509   30,523 2,986
7,363   7,429 -66
15,662   14,453 1,209
6,018   5,251 767
13,009   10,327 2,682
1,941   1,999 -58
4,489   4,526 -37
44,773   45,021 -248
14,803   13,970 833
4,993   4,237 756
93,509   74,657 18,852
31,839   24,158 7,681
8,402   6,348 2,054
13,487   9,012 4,475
33,164   21,962 11,202
9,728   5,625 4,103
37,365   19,720 17,645
70,237   32,438 37,799
1,446   1,506 -60
3,542   3,072 470
4,896   4,164 732
1,458   1,055 403
729   492 237
12,188   8,216 3,972
2,396   1,590 806
12,605   8,234 4,371
1,771   1,031 740
5,860   5,500 360
15,194   11,000 4,194
38,946   17,703 21,243
3,000   2,855 145
8,843   8,145 698
21,337   19,000 2,337
13,777   11,000 2,777
76,726   39,858 36,868
5,779   5,600 179
14,967   14,135 832
8,254   7,722 532
9,409   8,568 841
42,591   38,676 3,915
8,268   8,700 -432
4,863   4,631 232
12,686   12,000 686
117,021   110,590 6,431
9,703   9,100 603
2,000   2,225 -225
11,450   11,648 -198
15,493   14,964 529
3,102   3,000 102
12,726   11,956 770
4,500   4,435 65
2,670   3,036 -366
2,460   2,366 94
4,118   4,111 7
11,654   14,998 -3,344
12,331   13,888 -1,557
9,151   8,470 681
27,802   24,927 2,875
11,371   10,000 1,371
851   743 108
12,277   8,570 3,707
2,747   1,736 1,011
12,078   10,288 1,790
50,124   36,721 13,403
17,284   10,025 7,259
37,809   16,996 20,813
16,472   13,571 2,901
42,641   35,000 7,641
4,751   3,900 851
5,117   3,700 1,417
329   344 -15
1,311   1,300 11
1,360   1,207 153
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
      7,979
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -314
b       83
c       429
d       3,519
e       1,423
      229
      7,237
      2,532
      443
      163
      477
      727
      929
      102
      2,986
      -66
      1,209
      767
      2,682
      -58
      -37
      -248
      833
      756
      18,852
      7,681
      2,054
      4,475
      11,202
      4,103
      17,645
      37,799
      -60
      470
      732
      403
      237
      3,972
      806
      4,371
      740
      360
      4,194
      21,243
      145
      698
      2,337
      2,777
      36,868
      179
      832
      532
      841
      3,915
      -432
      232
      686
      6,431
      603
      -225
      -198
      529
      102
      770
      65
      -366
      94
      7
      -3,344
      -1,557
      681
      2,875
      1,371
      108
      3,707
      1,011
      1,790
      13,403
      7,259
      20,813
      2,901
      7,641
      851
      1,417
      -15
      11
      153
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 294,559
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 4,322
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 4,322
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 4,322
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 948
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 948
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 3,374
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletBANK OF AMERICA NA Telephone no.bullet (888) 866-3275

    Located atbulletPO BOX 1802PROVIDENCERI ZIP+4bullet029011802
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    BANK OF AMERICA N A CO-TRUSTEE
    1     		13,737    
    100 WESTMINSTER ST
    PROVIDENCE,RI02903
    RICHARD B OSTERBERG CO-TRUSTEE
    3     		3,544    
    84 STATE STREET
    BOSTON,MA02109
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,316,123
    b
    Average of monthly cash balances.......................
    1b
    42,389
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,358,512
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    1,358,512
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    20,378
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,338,134
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    66,907
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    66,907
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    4,322
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    4,322
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    62,585
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    62,585
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    62,585
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    74,034
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    74,034
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    74,034
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 62,585
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 14,875
    b From 2016...... 5,075
    c From 2017...... 7,895
    d From 2018...... 11,664
    e From 2019...... 7,860
    fTotal of lines 3a through e........ 47,369
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 74,034
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 62,585
    e Remaining amount distributed out of corpus 11,449
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 58,818
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		14,875
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		43,943
    10 Analysis of line 9:
    a Excess from 2016.... 5,075
    b Excess from 2017.... 7,895
    c Excess from 2018.... 11,664
    d Excess from 2019.... 7,860
    e Excess from 2020.... 11,449
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    THE SECOND CHURCH IN NEWTON
    60 HIGHLAND STREET
    WEST NEWTON,MA024652405     		N/A PC UNRESTRICTED GENERAL 64,875
    Total .................................bullet 3a 64,875
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 27,620  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 294,559  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aEXCISE TAX REFUND     		    1 1,276  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   323,455  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    323,455
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    11 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    DR ANTON R FRIED MEMORIAL TRUST
    EIN:
    04-3190300
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE - BOA 845 507   338

    TY 2020 GeneralExplanationAttachment
    Name:
    DR ANTON R FRIED MEMORIAL TRUST
    EIN:
    04-3190300
    Identifier Return Reference Explanation
    FEDERAL FOOTNOTE PART VIII LIST OF OFFICERS AND DIRECTORS THE COMPENSATION SHOWN ON THE RETURN THAT IS PAID TO BANK OF AMERICA, N.A. AS CORPORATE TRUSTEE IS NOT CALCULATED BASED UPON AN HOURLY RATE FOR THE TIME SPENT BY THE TRUSTEE; RATHER, BANK OF AMERICA'S COMPENSATION AS CORPORATE TRUSTEE IS CALCULATED USING A MARKET VALUE FEE SCHEDULE. THE TRUST OFFICER'S TIME SPENT PERFORMING ADMINISTRATIVE RESPONSIBILITIES FOR THIS FOUNDATION AVERAGES ONE HOUR PER WEEK. IN ADDITION, TIME IS SPENT BY OTHER STAFF MEMBERS FOR RECORDKEEPING, INVESTMENT MANAGEMENT, INCOME COLLECTION, RENDERING STATEMENTS AND ACCOUNTINGS, REGULATORY REPORTING, REGULATORY COMPLIANCE, AND TAX SERVICES.

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    DR ANTON R FRIED MEMORIAL TRUST
    EIN:
    04-3190300
    Name of Stock End of Year Book Value End of Year Fair Market Value
    921943858 VANGUARD FTSE DEVELO 79,090 95,828
    922042858 VANGUARD FTSE EMERGI 11,956 18,581
    552983694 MFS VALUE FUND CL I    
    693390841 PIMCO HIGH YIELD FD    
    592905509 METRO WEST T/R BD CL    
    464288885 ISHARES MSCI EAFE GR    
    464287226 ISHARES CORE US AGGR 98,800 105,767
    057071813 BAIRD MIDCAP FUND IN    
    922908751 VANGUARD SMALL-CAP E 22,241 48,282
    543487110 NATIXIS LOOMIS SAYLE 26,207 56,275
    00758M139 CAMBIAR INTL EQUITY    
    464287499 ISHARES RUSSELL MID- 62,637 86,448
    464287598 ISHARES RUSSELL 1000    
    464287614 ISHARES RUSSELL 1000 26,487 54,291
    92837F458 VIRTUS CEREDEX MID C    
    464287101 ISHARES S&P 100 ETF 83,064 80,295
    464287630 ISHARES RUSSELL 2000 59,113 59,427
    78468R663 SPDR BLOOMBERG BARCL 59,952 59,939
    92203J407 VANGUARD TOTAL INTL 30,395 30,014
    922908363 VANGUARD S&P 500 ETF 83,096 81,105
    091928861 BLACKROCK MID CAP GR 55,443 69,488
    207019704 CONESTOGA SMALL CAP 59,000 56,857
    25264S841 DIAMOND HILL FDS LAR 114,000 114,036
    55273W475 MFS MID CAP VALUE FU 70,000 70,277
    74440Y884 PGIM HIGH YIELD FUND 30,000 29,678
    957663677 WESTERN ASSET CORE B 137,000 134,563
    412295107 HARDING LOEVNER FDS 49,000 46,895
    413838723 OAKMARK INTL FUND IN 49,000 49,445
    41665X859 HARTFORD SCHRODERS E 57,000 53,307
    693390882 PIMCO FOREIGN BD US$ 30,065 30,037

    TY 2020 LegalFeesSchedule
    Name:
    DR ANTON R FRIED MEMORIAL TRUST
    EIN:
    04-3190300
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES - CHARITABLE 1,874     1,874


    TY 2020 OtherDecreasesSchedule
    Name:
    DR ANTON R FRIED MEMORIAL TRUST
    EIN:
    04-3190300
    Description Amount
    SALE ADJUSTMENTS 59
    ROUNDING 4


    TY 2020 OtherExpensesSchedule
    Name:
    DR ANTON R FRIED MEMORIAL TRUST
    EIN:
    04-3190300
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    STATE FILING FEE 35 0   35


    TY 2020 OtherIncomeSchedule2
    Name:
    DR ANTON R FRIED MEMORIAL TRUST
    EIN:
    04-3190300
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    EXCISE TAX REFUND 1,276 0  


    TY 2020 TaxesSchedule
    Name:
    DR ANTON R FRIED MEMORIAL TRUST
    EIN:
    04-3190300
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXCISE TAX - PRIOR YEAR 590 0   0
    EXCISE TAX ESTIMATES 948 0   0
    FOREIGN TAXES ON QUALIFIED FOR 244 244   0
    FOREIGN TAXES ON NONQUALIFIED 83 83   0