Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 04-01-2020 , and ending 03-31-2021
Name of foundation
THE SMITH FAMILY FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)11711 NORTH MERIDIAN STREET NO 60
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CARMEL, IN460324534
A Employer identification number

35-2015637
B Telephone number (see instructions)

(317) 843-5678
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$60,012,131J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 1,776,748
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 181,351 181,351  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,817,191
b Gross sales price for all assets on line 6a 5,681,703
7 Capital gain net income (from Part IV, line 2)... 3,211,354
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 4,775,290 3,392,705  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 3,200 3,200   0
c Other professional fees (attach schedule).... Click to see attachment 54,057 54,057   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 21,645 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 78,902 57,257   0
25 Contributions, gifts, grants paid....... 2,460,000 2,460,000
26 Total expenses and disbursements. Add lines 24 and 25 2,538,902 57,257   2,460,000
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 2,236,388
b Net investment income (if negative, enter -0-) 3,335,448
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 1,084,071 551,985 551,985
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 24,134,893 Click to see attachment26,903,367 59,460,146
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 25,218,964 27,455,352 60,012,131
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 25,218,964 27,455,352
29 Total net assets or fund balances (see instructions)..... 25,218,964 27,455,352
30 Total liabilities and net assets/fund balances (see instructions). 25,218,964 27,455,352
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
25,218,964
2
Enter amount from Part I, line 27a .....................
2
2,236,388
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
27,455,352
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
27,455,352
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a FIDELITY-4000 SHS ISRG     2020-08-31
b FIDELITY-233 SHS ISRG     2020-10-21
c FIDELITY-1453.224 SHS AMERICAN BEACON AHL     2020-12-16
d FIDELITY-498.1550 SHS AMERICAN BEACON AHL     2021-01-06
e FIDELITY-528.233 SHS AMERICAN BEACON AHL     2021-01-15
FIDELITY-434.6530 SHS ARTISAN INTL ADV     2020-12-16
FIDELITY-768.1280 SHS ARTISAN INTL ADV     2021-01-06
FIDELITY-249.9290 SHS ARTISAN INTL ADV     2021-01-15
FIDELITY-419.2870 SHS BAILLIE GIFFORD EMNERG MKTS     2020-06-12
FIDELITY-623.6280 SHS BAILLIE GIFFORD EMNERG MKTS     2020-08-26
FIDELITY-874.4040 SHS BAILLIE GIFFORD EMNERG MKTS     2020-11-16
FIDELITY-1098.82 SHS BAILLIE GIFFORD EMNERG MKTS     2020-12-07
FIDELITY-675.7250 SHS BAILLIE GIFFORD EMNERG MKTS     2020-12-16
FIDELITY-735.5520 SHS BAILLIE GIFFORD EMNERG MKTS     2021-01-06
FIDELITY-660.8810 SHS BAILLIE GIFFORD EMNERG MKTS     2021-01-15
FIDELITY-1606.2180 SHS DFA GLOBAL REAL ESTATE SEC PROTFOLIO     2020-06-12
FIDELITY-1372.3700 SHS DFA GLOBAL REAL ESTATE SEC PROTFOLIO     2020-12-07
FIDELITY-929.1630 SHS DFA GLOBAL REAL ESTATE SEC PROTFOLIO     2020-12-16
FIDELITY-521.8220 SHS DFA GLOBAL REAL ESTATE SEC PROTFOLIO     2021-01-06
FIDELITY-377.0030 SHS DFA GLOBAL REAL ESTATE SEC PROTFOLIO     2021-01-15
FIDELITY-949.7200 SHS DFA US LARGE CAP VALUE PRTF INSTL     2021-01-15
FIDELITY-199.7340 SHS DFA US LARGE CAP VALUE PRTF INSTL     2021-01-06
FIDELITY-1636.6750 SHS DFA US TARGETED VALUE PRTF INSTL     2020-12-07
FIDELITY-885.5930 SHS DFA US TARGETED VALUE PRTF INSTL     2020-12-16
FIDELITY-716.3800 SHS DFA US TARGETED VALUE PRTF INSTL     2021-01-06
FIDELITY-1152.9590 SHS DFA US TARGETED VALUE PRTF INSTL     2021-01-15
FIDELITY-7099.3910 SHS DODGE & COX INCOME     2020-08-26
FIDELITY-1006.0360 SHS DODGE & COX INCOME     2020-12-07
FIDELITY-1002.6740 SHS DODGE & COX INCOME     2020-12-16
FIDELITY-1162.7910 SHS DODGE & COX INCOME     2021-01-06
FIDELITY-254.1210 SHS DODGE & COX INCOME     2021-01-15
FIDELITY-6655.819 SHS FIDELITY ADVISOR NEW MARKETS INC     2020-08-26
FIDELITY-400.6010 SHS GMO ALTERNATIVE ALLOCATION FD     2020-12-07
FIDELITY-532.9310 SHS GMO ALTERNATIVE ALLOCATION FD     2020-12-16
FIDELITY-306.4350 SHS GMO ALTERNATIVE ALLOCATION FD     2021-01-06
FIDELITY-168.7980 SHS GMO ALTERNATIVE ALLOCATION FD     2021-01-15
FIDELITY-3454.7740 SHS GMO RESOURCES SERIES FUND CL     2020-06-12
FIDELITY-4441.5130 SHS GMO RESOURCES SERIES FUND CL     2020-12-07
FIDELITY-1818.1820 SHS GMO RESOURCES SERIES FUND CL     2020-12-16
FIDELITY-1525.9740 SHS GMO RESOURCES SERIES FUND CL     2021-01-06
FIDELITY-1870.2870 SHS GMO RESOURCES SERIES FUND CL     2021-01-15
FIDELITY-362.2050 SHS GMO OPPORTUNISTIC INCOME FUND INSTL     2020-12-16
FIDELITY-129.2600 SHS GMO OPPORTUNISTIC INCOME FUND INSTL     2021-01-15
FIDELITY-392.9270 SHS GMO OPPORTUNISTIC INCOME FUND INSTL     2021-01-06
FIDELITY-2443.9330 SHS GOLDMAN SACHS PARTNERS INTL     2020-08-26
FIDELITY-1297.2360 SHS GOLDMAN SACHS PARTNERS INTL     2020-12-16
FIDELITY-1216.1420 SHS GOLDMAN SACHS PARTNERS INTL     2021-01-06
FIDELITY-496.1830 SHS GOLDMAN SACHS PARTNERS INTL     2021-01-15
FIDELITY-134.000 SHS ISHARES TR MSCI USA MOMENTUM     2020-06-15
FIDELITY-130.0000 SHS ISHARES TR MSCI USA MOMENTUM     2020-08-27
FIDELITY-39.0000 SHS ISHARES TR MSCI USA MOMENTUM     2020-12-08
FIDELITY-116.0000 SHS ISHARES TR MSCI USA MOMENTUM     2020-12-17
FIDELITY-111.0000 SHS ISHARES TR MSCI USA MOMENTUM     2021-01-07
FIDELITY-99.0000 SHS ISHARES TR MSCI USA MOMENTUM     2021-01-19
FIDELITY-8747.9940 SHS JP MORGAN CORE BOND CLASS     2020-08-26
FIDELITY-1207.7290 SHS JP MORGAN CORE BOND CLASS     2020-12-07
FIDELITY-1222.4940 SHS JP MORGAN CORE BOND CLASS     2020-12-16
FIDELITY-1387.7550 SHS JP MORGAN CORE BOND CLASS     2021-01-06
FIDELITY-303.7770 SHS JP MORGAN CORE BOND CLASS     2021-01-15
FIDELITY-2280.3740 SHS JPMORGAN INFLATION MANAGED BOND SELECT     2020-12-16
FIDELITY-1590.6980 SHS JPMORGAN INFLATION MANAGED BOND SELECT     2021-01-06
FIDELITY-334.8840 SHS JPMORGAN INFLATION MANAGED BOND SELECT     2021-01-15
FIDELITY-1205.8570 SHS NUANCE CONCENTRATED VAL LG SHT INSTIT     2020-12-07
FIDELITY-1181.0340 SHS NUANCE CONCENTRATED VAL LG SHT INSTIT     2020-12-16
FIDELITY-267.6180 SHS NUANCE CONCENTRATED VAL LG SHT INSTIT     2021-01-15
FIDELITY-1364.7280 SHS OAKMARK INTERNATIONAL CL     2020-08-26
FIDELITY-598.5460 SHS OAKMARK INTERNATIONAL CL     2020-11-16
FIDELITY-2605.1720 SHS OAKMARK INTERNATIONAL CL     2020-12-07
FIDELITY-530.8020 SHS OAKMARK INTERNATIONAL CL     2020-12-16
FIDELITY-961.4650 SHS OAKMARK INTERNATIONAL CL     2021-01-06
FIDELITY-506.4700 SHS OAKMARK INTERNATIONAL CL     2021-01-15
FIDELITY-935.6730 SHS PZENA EMERGING MKTS FOCUSED VAL INST     2020-06-12
FIDELITY-2195.6090 SHS PZENA EMERGING MKTS FOCUSED VAL INST     2020-11-16
FIDELITY-2818.8540 SHS PZENA EMERGING MKTS FOCUSED VAL INST     2020-12-07
FIDELITY-1873.2780 SHS PZENA EMERGING MKTS FOCUSED VAL INST     2020-12-16
FIDELITY-1903.0840 SHS PZENA EMERGING MKTS FOCUSED VAL INST     2021-01-06
FIDELITY-1524.2880 SHS PZENA EMERGING MKTS FOCUSED VAL INST     2021-01-15
FIDELITY-SCHWAB FUNDAMENTAL US LARGE CO     2020-06-12
FIDELITY-SCHWAB FUNDAMENTAL US LARGE CO     2020-11-16
FIDELITY-SCHWAB FUNDAMENTAL US LARGE CO     2020-12-08
FIDELITY-SCHWAB FUNDAMENTAL US LARGE CO     2020-12-17
FIDELITY-SCHWAB FUNDAMENTAL US LARGE CO     2021-01-07
FIDELITY-5588.2990 SHS CARILLON REAMS CORE PLUS/SCOUT CORE PLUS BOND FUND C     2020-08-26
FIDELITY-6889.2390 SHS TORTOISE MLP & PIPELINE FD INST     2020-07-31
FIDELITY-1464.9190 SHS TWEEDY BROWNE GL VAL FD II     2020-06-12
FIDELITY-5428.8560 SHS TWEEDY BROWNE GL VAL FD II     2020-08-26
FIDELITY-426.0000 SHS VANECK VECTORS ETF TR FALLEN ANGEL HG     2020-12-08
FIDELITY-310.0000 SHS VANECK VECTORS ETF TR FALLEN ANGEL HG     2020-12-17
FIDELITY-355.0000 SHS VANECK VECTORS ETF TR FALLEN ANGEL HG     2020-01-07
FIDELITY-113.0000 SHS VANECK VECTORS ETF TR FALLEN ANGEL HG     2021-01-19
FIDELITY-327.5620 SHS VANGUARD EXTENDED MARKET INDEX ADMIRAL     2020-06-12
FIDELITY-68.0200 SHS VANGUARD EXTENDED MARKET INDEX ADMIRAL     2020-08-26
FIDELITY-418.7740 SHS VANGUARD EXTENDED MARKET INDEX ADMIRAL     2020-12-07
FIDELITY-206.0110 SHS VANGUARD EXTENDED MARKET INDEX ADMIRAL     2020-12-16
FIDELITY-126.6230 SHS VANGUARD EXTENDED MARKET INDEX ADMIRAL     2021-01-06
FIDELITY-176.6780 SHS VANGUARD EXTENDED MARKET INDEX ADMIRAL     2021-01-15
FIDELITY-197.6850 SHS VANGUARD 500 INDEX ADMIRAL     2020-06-12
FIDELITY-56.1850 SHS VANGUARD 500 INDEX ADMIRAL     2020-08-26
FIDELITY-173.7840 SHS VANGUARD 500 INDEX ADMIRAL     2020-12-07
FIDELITY-171.0080 SHS VANGUARD 500 INDEX ADMIRAL     2020-12-16
FIDELITY-185.4970 SHS VANGUARD 500 INDEX ADMIRAL     2021-01-06
FIDELITY-139.8240 SHS VANGUARD 500 INDEX ADMIRAL     2021-01-15
FIDELITY-283.6670 SHS VANGUARD SMALL CAP INDEX ADMIRAL     2020-06-12
FIDELITY-277.6830 SHS VANGUARD SMALL CAP INDEX ADMIRAL     2020-12-07
FIDELITY-493.7010 SHS ARTISAN INTL ADV     2020-06-12
FIDELITY-481.3320 SHS AQR LARGE CAP DEFENSIVE STYLE     2020-06-12
FIDELITY-257.6300 SHS AQR LARGE CAP DEFENSIVE STYLE     2020-08-26
FIDELITY-490.5660 SHS AQR LARGE CAP DEFENSIVE STYLE     2020-12-07
FIDELITY-698.6400 SHS AQR LARGE CAP DEFENSIVE STYLE     2020-12-16
FIDELITY-585.9970 SHS AQR LARGE CAP DEFENSIVE STYLE     2021-01-06
FIDELITY-407.7010 SHS AQR LARGE CAP DEFENSIVE STYLE     2021-01-15
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 2,819,938   4,000 2,815,938
b 179,406   233 179,173
c 16,000   15,753 247
d 5,400   5,400 0
e 5,800   5,726 74
14,590   14,765 -175
26,790   26,093 697
8,790   8,120 670
7,990   8,206 -216
14,190   12,206 1,984
21,990   20,113 1,877
29,790   21,507 8,283
18,390   13,226 5,164
20,990   14,397 6,593
19,790   12,837 6,953
15,490   18,620 -3,130
14,990   15,910 -920
10,090   10,753 -663
5,490   6,007 -517
3,990   4,340 -350
37,790   33,387 4,403
7,490   7,025 465
38,190   36,085 2,105
20,890   19,458 1,432
17,090   15,740 1,350
29,990   25,332 4,658
104,990   102,568 2,422
14,990   14,931 59
14,990   14,881 109
16,990   17,258 -268
3,690   3,772 -82
97,308   98,540 -1,232
7,990   7,784 206
10,590   10,355 235
6,000   5,954 46
3,300   3,280 20
27,490   32,277 -4,787
50,490   39,681 10,809
21,190   16,185 5,005
18,790   13,894 4,896
24,790   17,300 7,490
9,190   9,363 -173
3,290   3,341 -51
9,990   10,157 -167
42,500   33,482 9,018
23,000   22,702 298
22,000   21,282 718
9,100   8,683 417
16,705   15,176 1,529
19,237   14,723 4,514
6,108   6,042 66
18,383   17,971 412
17,903   17,197 706
16,530   15,338 1,192
109,000   106,686 2,314
15,000   15,036 -36
15,000   15,220 -220
17,000   17,278 -278
3,700   3,782 -82
24,390   23,242 1,148
17,100   16,161 939
3,600   3,402 198
14,000   13,747 253
13,700   13,118 582
3,000   2,941 59
28,390   28,390 0
13,990   13,729 261
67,490   58,621 8,869
13,700   11,709 1,991
25,200   21,210 3,990
13,700   11,173 2,527
7,990   9,383 -1,393
21,990   21,646 344
30,490   27,712 2,778
20,390   18,416 1,974
21,590   18,709 2,881
18,190   14,980 3,210
22,590   22,902 -312
20,253   17,213 3,040
50,510   33,745 16,765
24,346   15,975 8,371
17,424   11,209 6,215
205,472   175,672 29,800
54,346   89,665 -35,319
18,990   19,735 -745
74,745   72,351 2,394
13,561   13,027 534
9,893   9,480 413
11,398   10,200 1,198
3,641   3,247 394
27,990   28,929 -939
6,790   6,007 783
50,490   36,935 13,555
25,490   17,980 7,510
15,790   11,051 4,739
23,490   15,420 8,070
54,990   51,962 3,028
17,890   14,768 3,122
59,490   56,722 2,768
58,490   55,816 2,674
63,790   60,545 3,245
48,990   45,638 3,352
18,990   14,958 4,032
25,076   14,642 10,434
14,490   16,040 -1,550
10,690   11,019 -329
6,490   5,898 592
12,990   12,574 416
18,490   17,907 583
15,390   15,020 370
10,790   10,450 340
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       2,815,938
b       179,173
c       247
d       0
e       74
      -175
      697
      670
      -216
      1,984
      1,877
      8,283
      5,164
      6,593
      6,953
      -3,130
      -920
      -663
      -517
      -350
      4,403
      465
      2,105
      1,432
      1,350
      4,658
      2,422
      59
      109
      -268
      -82
      -1,232
      206
      235
      46
      20
      -4,787
      10,809
      5,005
      4,896
      7,490
      -173
      -51
      -167
      9,018
      298
      718
      417
      1,529
      4,514
      66
      412
      706
      1,192
      2,314
      -36
      -220
      -278
      -82
      1,148
      939
      198
      253
      582
      59
      0
      261
      8,869
      1,991
      3,990
      2,527
      -1,393
      344
      2,778
      1,974
      2,881
      3,210
      -312
      3,040
      16,765
      8,371
      6,215
      29,800
      -35,319
      -745
      2,394
      534
      413
      1,198
      394
      -939
      783
      13,555
      7,510
      4,739
      8,070
      3,028
      3,122
      2,768
      2,674
      3,245
      3,352
      4,032
      10,434
      -1,550
      -329
      592
      416
      583
      370
      340
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 3,211,354
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 46,363
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 46,363
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 46,363
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 49,988
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 49,988
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 3,625
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet3,625 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIN
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. Click to see attachment...............................
    10
    Yes
     
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletPATRICIA D WICKE Telephone no.bullet (502) 429-0800

    Located atbullet9100 SHELBYVILLE RD SUITE 200LOUISVILLEKY ZIP+4bullet40222
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    LONNIE M SMITH DIRECTOR/PRESIDENT
    2.00     		0 0 0
    14363 CHESTER AVENUE
    SARATOGA,CA950705624
    CHERYL D SMITH DIRECTOR/VICE-PRESIDENT
    2.00     		0 0 0
    14363 CHESTER AVENUE
    SARATOGA,CA950705624
    JEFFREY H THOMASSON DIRECTOR/SECRETARY & TREAS
    2.00     		0 0 0
    PO BOX 80238
    INDIANAPOLIS,IN462800238
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    53,670,054
    b
    Average of monthly cash balances.......................
    1b
    948,564
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    54,618,618
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    54,618,618
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    819,279
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    53,799,339
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    2,689,967
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    2,689,967
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    46,363
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    46,363
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,643,604
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    2,643,604
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    2,643,604
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    2,460,000
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    2,460,000
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    2,460,000
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 2,643,604
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017...... 352,806
    d From 2018...... 171,864
    e From 2019...... 56,188
    fTotal of lines 3a through e........ 580,858
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 2,460,000
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 2,460,000
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 183,604 183,604
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 397,254
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		397,254
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017.... 169,202
    c Excess from 2018.... 171,864
    d Excess from 2019.... 56,188
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    LONNIE M SMITH
    CHERYL D SMITH
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    JEFFREY H THOMASSON CFP CO THE TRUS
    PO BOX 80238
    INDIANAPOLIS,IN462800238
    (317) 805-5000
    bThe form in which applications should be submitted and information and materials they should include:
    IN WRITING
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    NONE
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    BRIGHAM AND WOMEN'S HOSPITAL
    116 HUNTINGTON AVENUE THIRD FLOOW
    BOSTON,MA02116     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 200,000
    BRIGHAM YOUNG UNIVERSITY-IDAHO
    525 SOUTH CENTER STREET
    REXBURG,ID83460     		UNRELATED PUBLIC UNIVERSITY SUPPORT OF PATHWAY PROGRAM 150,000
    BRIGHAM YOUNG UNIVERSITY-IDAHO
    525 SOUTH CENTER STREET
    REXBURG,ID83460     		UNRELATED PUBLIC UNIVERSITY GENERAL SUPPORT 50,000
    CATHOLIC RELIEF SERVICES
    228 WEST LEXINGTON STREET
    BALTIMORE,MD21201     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 50,000
    CURE ALZHEIMER'S FUND
    34 WASHINGTON STREET SUITE 200
    WELLESLEY HILLS,MA02481     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 100,000
    DONORSCHOOSEORG
    134 WEST 37TH STREET-11FL
    NEW YORK,NY10018     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 20,000
    EASTSIDE BABY CORNER
    1510 NW MAPLE PO BOX 712
    ISSAQUAH,WA98027     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 4,000
    EPILEPSY FOUNDATION
    8301 PROFESSIONAL PLACE WEST SUITE
    230
    LANDOVER,MD20785     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 25,000
    EQUAL JUSTICE INITIATIVE
    122 COMMERCE STREET
    MONTGOMERY,AL36104     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 50,000
    FLORENCE IMMIGRATION & REFUGEE RIGHTS PROJECT
    PO BOX 86299
    FLORENCE,AZ85754     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 10,000
    FRESH LIFELINES FOR YOUTHSOBRATO CENTER FOR NONPROFITS
    568 VALLEY WAY
    MILPITAS,CA95035     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 10,000
    GIRLS & BOYS COUNTRY
    18806 ROBERTS ROAD
    HOCKLEY,TX77447     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 10,000
    HOSPICE OF THE VALLEY
    4850 UNION AVENUE
    SAN JOSE,CA95124     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 10,000
    INTERNATIONAL RESCUE COMMITTEE
    PO BOX 6068
    ALBERT LEA,MN560079847     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 100,000
    JEWISH FAMILY SERVICES OF SILICON VALLEY
    14855 OKA ROAD SUITE 202
    LOS GATOS,CA95032     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF REFUGEES WELCOME FUND 15,000
    KHAN ACADEMY
    PO BOX 1630
    MOUNTAIN VIEW,CA94042     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 500,000
    KIDS' MEALS HOUSTON
    330 GARDEN OAKS
    HOUSTON,TX77018     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 10,000
    LDS PHILANTHROPIES
    940 SWKT
    PROVO,UT84602     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF HUMANITARIAN FUND, FAMILY SEARCH AND PERPETURAL EDUCATION FUND 175,000
    LDS PHILANTHROPIES
    1450 N UNIVERSITY AVE
    PROVO,UT84604     		UNRELATED PUBLIC CHARITY SUPPORT OF S JASON HALL LEADERSHIP ENDOWED FUND 5,000
    LUTHERAN FAMILY SERVICES
    1600 N DOWNING STREET SUITE 600
    DENVER,CO802182552     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF REFUGEE & ASYLEE PROGRAMS 15,000
    MARY'S PLACE
    1830 9TH AVENUE
    SEATTLE,WA98101     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 3,000
    MERCY SHIPS
    PO BOX 1930
    GARDEN VALLEY,TX757711930     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 25,000
    MICHAEL J FOX FOUNDATION PARKINSON'S
    PO BOX 5014
    HAGERSTOWN,MD217415014     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 50,000
    MONTEREY BAY AQUARIUM
    886 CANNERY ROW
    MONTEREY,CA93940     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 25,000
    NATIONAL PARK FOUNDATION
    1201 EYE STREET NW SUITE 550B
    WASHINGTON DC,DC20005     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 5,000
    NATIONAL PUBLIC RADIO KUOW
    220 MAIN STREET SUITE D
    VENICE,CA90291     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 3,000
    NORTHWEST IMMIGRANT RIGHTS PROJECT
    615 2ND AVE STE 400
    SEATTLE,WA98104     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 10,000
    OPERATION SMILE
    3641 FACULTY BLVD
    NORFOLK,VA23509     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 10,000
    OPERATION UNDERGROUND RAILROAD
    700 N VALLEY STREET STE B
    ANAHEIM,CA92801     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 5,000
    PARKINSON'S FOUNDATION
    200 SE 1ST STREET SUITE 800
    MIAMI,FL33131     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 50,000
    PEACE HOUSE
    1960 SIDEWINDER DRIVE SUITE 208
    PARK CITY,UT84060     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 10,000
    RAICES
    1305 N FLORES STREET
    SAN ANTONIO,TX78212     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 20,000
    SAN JOSE TECH MUSEUM
    201 S MARKET STREET
    SAN JOSE,CA95113     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 40,000
    SANTA MARIA URBAN MINISTRY
    778 S ALMADEN AVE
    SAN JOSE,CA95110     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 45,000
    SAVE THE CHILDREN
    500 KINGS HIGHWAY EAST SUITE 400
    FAIRFIELD,CT06825     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 25,000
    SECOND HARVEST FOOD BANK
    PO BOX 1240
    SAN JOSE,CA951081240     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 50,000
    SECOND WIND FUND INC
    13701 W JEWELL AVE 251
    LAKEWOOD,CO80228     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 13,000
    SHOES FOR AFRICA
    PO BOX 3142
    NEW YORK,NY10008     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 40,000
    ST JUDE CHILDRENS RESEARCH HOSPITAL
    501 ST JUDE PLACE
    MEMPHIS,TN38105     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 25,000
    THE BREAST CANCER RESEARCH FOUNDATION
    60 EAST 56TH STREET 8TH FLOOR
    NEW YORK,NY10022     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 25,000
    UNIVERSITY OF UTAH COLLEGE OF NURSING
    10 SOUTH 2000 EAST
    SALT LAKE CITY,UT841125880     		UNRELATED PUBLIC UNIVERSITY GENERAL SCHOLARSHIP FUND 50,000
    UTAH STATE UNIVERSITY
    4100 OLD MAIN HILL
    LOGAN,UT843221400     		UNRELATED PUBLIC UNIVERSITY GENERAL SCHOLARSHIP FUND 50,000
    WARREN VILLAGE
    1323 GILPIN STREET
    DENVER,CO802182552     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 7,000
    STUDENTS RISING ABOVE
    PO BOX 192492
    SAN FRANCISCO,CA941192492     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 10,000
    UNIVERSITY OF CALIFORNIA SAN FRANCISCO-SCHOOL OF MEDICINE
    513 PARMASSUS AVENUE RM S-224 BOX
    0410
    SAN FRANCISCO,CA94143     		UNRELATED PUBLIC UNIVERSITY GENERAL SUPPORT OF UROLOGIC PROGRAM 50,000
    CLAYTON CHRISTENSEN INSTITUTE
    92 HAYDEN AVE
    LEXINGTON,MA02421     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 25,000
    CHRISTINA NOVLE CHILDREN'S FOUNDATION
    52 DUANE STREET PAUL ODWYER WAY
    NEW YORK,NY10007     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 50,000
    FOOD BANK OF THE ROCKIES
    10700 E 45TH AVENUE
    DENVER,CO80239     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 15,000
    GLOBAL RESPONSE MANAGEMENT
    463688 SR 200 SUITE 1 150
    YULEE,FL32097     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 50,000
    ISSAQUAH FOOD & CLOTHING BANK
    179 1ST AVE SE
    ISSAQUAH,WA98027     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 12,000
    MOTHERS WITHOUT BORDERS
    125 E MAIN ST 402
    AMERICAN FORK,UT84003     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 5,000
    PROJECT WORTHMORE
    1666 ELMIRA ST
    AURORA,CO80010     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 10,000
    TEAM THUMP
    5707 BEACONSFIELD RD
    CHARLOTTE,NC282142405     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 10,000
    VILLAGE THEATRE
    303 FRONT ST N
    ISSAQUAH,WA98027     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 3,000
    THE WILFORD WOODRUFF PAPERS FOUNDATION
    6542 40TH AVE SW
    SEATTLE,WA981361810     		UNRELATED PRIVATE FOUNDATION GENERAL SUPPORT OF CHARITY 25,000
    ALS THERAPY DEVELOPMENT INSTITUTE
    300 TECHNOLOGY SQUARE SUITE 400
    CAMBRIDGE,MA02139     		UNRELATED PUBLIC CHARITY GENERAL SUPPORT OF CHARITY 100,000
    Total .................................bullet 3a 2,460,000
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 181,351  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		        2,817,191
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 181,351 2,817,191
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    2,998,542
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    8 THE SALES PROCEEDS OF SECURITIES PRODUCING THE CAPITAL GAIN/LOSS WERE UTILIZED TO FUND THE CHARITABLE CONTRIBUTIONS REPORTED IN THIS RETURN.
    4 THE GROSS DIVIDEND INCOME IS UTILIZED TO FUND THE CHARITABLE CONTRIBUTIONS REPORTED IN THIS RETURN.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    THE SMITH FAMILY FOUNDATION INC
     
    Employer identification number

    35-2015637
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    THE SMITH FAMILY FOUNDATION INC
          		Employer identification number
    35-2015637
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    LONNIE M SMITH AND CHERYL D SMITH
    14363 CHESTER AVENUE
     
    SARATOGA, CA950705624

    		$ 1,776,748


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    THE SMITH FAMILY FOUNDATION INC
          		Employer identification number

    35-2015637
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 CASH $ 3,200 2020-09-08
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 2319 SHS ISRG STOCK $ 1,773,548 2020-12-14
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    THE SMITH FAMILY FOUNDATION INC
          		Employer identification number

    35-2015637
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    THE SMITH FAMILY FOUNDATION INC
    EIN:
    35-2015637
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX RETURN PREPARATION FEES 3,200 3,200   0

    TY 2020 InvestmentsOtherSchedule2
    Name:
    THE SMITH FAMILY FOUNDATION INC
    EIN:
    35-2015637
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    SECURITIES HELD BY FIDELITY INVESTMENTS AT COST 26,903,367 59,460,146

    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE SMITH FAMILY FOUNDATION INC
    EIN:
    35-2015637
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISOR FEES 54,057 54,057   0


    TY 2020 SubstantialContributorsSch
    Name:
    THE SMITH FAMILY FOUNDATION INC
    EIN:
    35-2015637
    Name Address
    LONNIE M SMITH 14363 CHESTER AVENUE
    SARATOGA,CA950705624
    CHERYL D SMITH 14363 CHESTER AVENUE
    SARATOGA,CA950705624


    TY 2020 TaxesSchedule
    Name:
    THE SMITH FAMILY FOUNDATION INC
    EIN:
    35-2015637
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAXES 21,645 0   0