Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
NORWOTTOCK CHARITABLE TRUST
 
Number and street (or P.O. box number if mail is not delivered to street address)2440 NORTH LAKEVIEW AVENUE 15A
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60614
A Employer identification number

04-6561597
B Telephone number (see instructions)

(773) 404-5566
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$242,124J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 11,294
2 Check bullet.............
3 Interest on savings and temporary cash investments 541 541  
4 Dividends and interest from securities... 3,306 3,306  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 225,833
b Gross sales price for all assets on line 6a 279,155
7 Capital gain net income (from Part IV, line 2)... 225,833
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 240,974 229,680  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 4,500     4,500
c Other professional fees (attach schedule).... Click to see attachment 1,150 1,150    
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 2,959 2,959    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 142 77   15
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 8,751 4,186   4,515
25 Contributions, gifts, grants paid....... 204,335 204,335
26 Total expenses and disbursements. Add lines 24 and 25 213,086 4,186   208,850
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 27,888
b Net investment income (if negative, enter -0-) 225,494
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 4,565 73,018  
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 95,055 Click to see attachment65,852 189,275
c Investments—corporate bonds (attach schedule)....... 46,253 Click to see attachment34,606 36,423
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 14,324 Click to see attachment14,622 16,426
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 160,197 188,098 242,124
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds 160,197 188,098
29 Total net assets or fund balances (see instructions)..... 160,197 188,098
30 Total liabilities and net assets/fund balances (see instructions). 160,197 188,098
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
160,197
2
Enter amount from Part I, line 27a .....................
2
27,888
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
13
4
Add lines 1, 2, and 3 ..........................
4
188,098
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
188,098
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 10 LAUDER ESTEE COS CL A P 2019-02-27 2020-02-12
b 25 BOEING COMPANY P   2020-03-16
c 50 CHEVRON CORP P 2019-02-27  
d 2 WALT DISNEY CO P 2019-02-19 2020-06-10
e 400 ISHARES TR DEC 2020 P 2016-11-28  
20 LAUDER ESTEE COS CL A P 2019-02-27  
30 PIONEER NATURAL RES P   2020-03-16
222 PRINCIPAL SPECTRUM PREFERRED P 2014-01-14 2020-06-10
30 VANGUARD HEALTH CARE ETF P 2019-01-22 2020-02-04
20 ISHARES CORE S&P SMALL-CAP ETF P 2003-06-27  
440 JPMORGAN CHASE P    
1803 MARSH & MCLENNAN COS P    
SPDR GOLD SHARES ETF P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 2,124   1,565 559
b 3,409   9,299 -5,890
c 4,387   6,036 -1,649
d 242   227 15
e 10,111   10,120 -9
3,907   3,130 777
1,858   4,297 -2,439
2,200   2,214 -14
5,774   5,031 743
1,506   367 1,139
44,418   11,000 33,418
199,212   36 199,176
7     7
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       559
b       -5,890
c       -1,649
d       15
e       -9
      777
      -2,439
      -14
      743
      1,139
      33,418
      199,176
      7
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 225,833
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 559
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 3,134
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 3,134
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 3,134
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a  
b Exempt foreign organizations—tax withheld at source...... 6b  
c Tax paid with application for extension of time to file (Form 8868)... 6c 5,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 5,000
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 66
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,800
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet1,800 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletNONE
    14
    The books are in care ofbulletADELE SIMMONS Telephone no.bullet (773) 404-5566

    Located atbullet2440 NORTH LAKEVIEW AVENUE 15ACHICAGOIL ZIP+4bullet60614
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ADELE SMITH SIMMONS TRUSTEE
    000.00     		0 0 0
    2440 NORTH LAKEVIEW AVENUE 15A
    CHICAGO,IL60614
    ERICA S SIMMONS TRUSTEE
    000.00     		0 0 0
    25 N PROSPECT AVENUE
    MADISON,WI537263973
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    209,977
    b
    Average of monthly cash balances.......................
    1b
    18,525
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    228,502
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    228,502
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    3,428
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    225,074
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    11,254
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    11,254
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    3,134
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    3,134
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    8,120
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    8,120
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    8,120
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    208,850
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    208,850
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    208,850
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 8,120
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 171,012
    b From 2016...... 240,551
    c From 2017...... 476,090
    d From 2018...... 220,012
    e From 2019...... 146,376
    fTotal of lines 3a through e........ 1,254,041
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 208,850
    a Applied to 2019, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2020 distributable amount..... 8,120
    e Remaining amount distributed out of corpus 200,730
    5 Excess distributions carryover applied to 2020.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,454,771
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		171,012
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		1,283,759
    10 Analysis of line 9:
    a Excess from 2016.... 240,551
    b Excess from 2017.... 476,090
    c Excess from 2018.... 220,012
    d Excess from 2019.... 146,376
    e Excess from 2020.... 200,730
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    ADELE SIMMONS
    2440 NORTH LAKEVIEW AVE 15A
    CHICAGO,IL60614
    (773) 404-5566
    bThe form in which applications should be submitted and information and materials they should include:
     
    cAny submission deadlines:
     
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
     
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    HARVARD UNIVERSITY
    MASSACHUSETTS HALL
    CAMBRIDGE,MA02138     		NONE 501(C)(3) UNRESTRICTED 1,000
    ASHOKA EVERYONE A CHANGEMAKER
    1700 NORTH MOORE ST
    ARLINGTON,VA22209     		NONE 501(C)(3) UNRESTRICTED 250
    HEARTLAND ALLIANCE INTERNATIONAL
    208 S LASALLE STREET
    CHICAGO,IL60604     		NONE 501(C)(3) UNRESTRICTED 750
    UNIVERSITY OF CHICAGO
    5801 SOUTH ELLIS AVENUE
    CHICAGO,IL60637     		NONE 501(C)(3) UNRESTRICTED 20,000
    MAD SHAK DANCE COMPANY
    6205 N SHERIDAN RD
    CHICAGO,IL60660     		NONE 501(C)(3) UNRESTRICTED 5,000
    EDGAR MILLER LEGACY
    1366 N SEDGWICK ST
    CHICAGO,IL60610     		NONE 501(C)(3) UNRESTRICTED 500
    PEGGY NOTEBAERT MUSEUM
    2430 N CANNON DR
    CHICAGO,IL60614     		NONE 501(C)(3) UNRESTRICTED 1,500
    WOMEN'S LUNCH PLACE
    67 NEWBURY ST
    BOSTON,MA02116     		NONE 501(C)(3) UNRESTRICTED 1,000
    TIDES CENTER
    1012 TORNEY AVE
    SAN FRANCISCO,CA94129     		NONE 501(C)(3) UNRESTRICTED 5,500
    SHIRLEY HEINZE LAND TRUST
    109 WEST 700 NORTH
    VALPARAISO,IN46385     		NONE 501(C)(3) UNRESTRICTED 250
    CHICAGO HUMANITIES FESTIVAL
    500 N DEARBORN ST
    CHICAGO,IL60654     		NONE 501(C)(3) UNRESTRICTED 3,000
    ISSUE ONE
    1401 K STREET NW
    WASHINGTON,DC20005     		NONE 501(C)(3) UNRESTRICTED 100
    HIGH CONCEPT LABORATORIES
    2233 S THROOP
    CHICAGO,IL60608     		NONE 501(C)(3) UNRESTRICTED 30,000
    CHICAGO COUNCIL ON GLOBAL AFFAIRS
    180 N STETSON AVE
    CHICAGO,IL60601     		NONE 501(C)(3) UNRESTRICTED 25,000
    FIELD MUSEUM
    1400 S LAKE SHORE DR
    CHICAGO,IL60605     		NONE 501(C)(3) UNRESTRICTED 25,500
    AMERICAN PROSPECT
    1225 I STREET NW
    WASHINGTON,DC20005     		NONE 501(C)(3) UNRESTRICTED 12,500
    HAMPSHIRE COLLEGE
    893 WEST STREET
    AMHERST,MA01002     		NONE 501(C)(3) UNRESTRICTED 300
    LINCOLN PARK CONSERVANCY
    PO BOX 14703
    CHICAGO,IL60614     		NONE 501(C)(3) UNRESTRICTED 7,500
    NUCLEAR ENERGY INFO SERVICES
    3411 W DIVERSEY AVE
    CHICAGO,IL60647     		NONE 501(C)(3) UNRESTRICTED 35
    VOTER REGISTRATION PROJECT
    1300 I STREET NW
    WASHINGTON,DC20005     		NONE 501(C)(3) UNRESTRICTED 150
    INTERNATIONAL CRANE FOUNDATION
    11376 SHADY LANE RD
    BARABOO,WI53913     		NONE 501(C)(3) UNRESTRICTED 1,000
    ALLIANCE FOR JUSTICE
    11 DUPONT CIRCLE NW
    WASHINGTON,DC20036     		NONE 501(C)(3) UNRESTRICTED 100
    BRUSHWOOD CENTER RYERSON WOODS
    21850 N RIVERWOODS RD
    RIVERWOODS,IL60015     		NONE 501(C)(3) UNRESTRICTED 7,500
    CERES
    99 CHAUNCY ST
    BOSTON,MA02111     		NONE 501(C)(3) UNRESTRICTED 8,000
    SHARED INTEREST
    121 W 27TH ST
    NEW YORK,NY10001     		NONE 501(C)(3) UNRESTRICTED 100
    DRUG POLICY ALLIANCE
    131 WEST 33RD ST
    NEW YORK,NY10001     		NONE 501(C)(3) UNRESTRICTED 200
    ADLAI STEVENSON CENTER ON DEMOCRACY
    25200 N ST MARYS RD
    METTAWA,IL60048     		NONE 501(C)(3) UNRESTRICTED 1,000
    AMERICAN ACADEMY OF ARTS AND SCIENC
    136 IRVING ST
    CAMBRIDGE,MA02138     		NONE 501(C)(3) UNRESTRICTED 250
    ARIZONA CENTER FOR INTEGRATIVE MED
    655 N ALVERNON WAY
    TUCSON,AZ85711     		NONE 501(C)(3) UNRESTRICTED 2,500
    ART INSTITUTE OF CHICAGO
    111 S MICHIGAN AVE
    CHICAGO,IL60603     		NONE 501(C)(3) UNRESTRICTED 1,000
    BUILDING PERFORMANCE INSTITUTE
    107 HERMES ROAD
    MALTA,NY12020     		NONE 501(C)(3) UNRESTRICTED 100
    BULLETIN OF THE ATOMIC SCIENTISTS
    1307 E 60TH ST
    CHICAGO,IL60637     		NONE 501(C)(3) UNRESTRICTED 1,000
    CHICAGO FOUNDATION FOR WOMEN
    140 SOUTH DEARBORN ST
    CHICAGO,IL60603     		NONE 501(C)(3) UNRESTRICTED 250
    CHICAGO SHAKESPEARE THEATER
    800 E GRAND AVE
    CHICAGO,IL60611     		NONE 501(C)(3) UNRESTRICTED 100
    CHICAGO SYMPHONY ORCHESTRA
    220 S MICHIGAN AVE
    CHICAGO,IL60604     		NONE 501(C)(3) UNRESTRICTED 2,500
    COUNCIL ON FOREIGN RELATIONS
    58 E 68TH ST
    NEW YORK,NY10065     		NONE 501(C)(3) UNRESTRICTED 500
    DELTA INSTITUTE
    35 E WACKER DR
    CHICAGO,IL60601     		NONE 501(C)(3) UNRESTRICTED 400
    DUNE ACRES CIVIC IMPROVEMENT
    1 EAST RD
    DUNE ACRES,IN46304     		NONE 501(C)(3) UNRESTRICTED 250
    ECOAMERICA
    1730 RHODE ISLAND AVE NW
    WASHINGTON,DC20036     		NONE 501(C)(3) UNRESTRICTED 250
    ENVIRONMENTAL DEFENSE FUND
    1875 CONNECTICUT AVE NW
    WASHINGTON,DC20009     		NONE 501(C)(3) UNRESTRICTED 250
    ENVIRONMENTAL LAW AND POLICY CENTER
    35 E WACKER PL
    CHICAGO,IL60601     		NONE 501(C)(3) UNRESTRICTED 450
    GLOBAL FUND FOR WOMEN
    800 MARKET ST
    OAKLAND,CA94607     		NONE 501(C)(3) UNRESTRICTED 100
    GLOBAL JUSTICE CENTER
    225 E 26TH ST
    TUCSON,AZ85713     		NONE 501(C)(3) UNRESTRICTED 100
    GRANT PARK MUSIC FESTIVAL
    205 E RANDOLPH ST
    CHICAGO,IL60601     		NONE 501(C)(3) UNRESTRICTED 250
    OPENLANDS PROJECT
    25 EAST WASHINGTON ST
    CHICAGO,IL60602     		NONE 501(C)(3) UNRESTRICTED 650
    HARRIS THEATER FOR MUSIC AND DANCE
    205 E RANDOLPH ST
    CHICAGO,IL60601     		NONE 501(C)(3) UNRESTRICTED 250
    HARVARD COLLEGE FUND
    60 GARDEN ST
    CAMBRIDGE,MA02138     		NONE 501(C)(3) UNRESTRICTED 2,500
    INSTITUTE FOR POLICY STUDIES
    1301 CONNECTICUT AVE NW
    WASHINGTON,DC20036     		NONE 501(C)(3) UNRESTRICTED 100
    LINCOLN PARK ZOO
    2400 N CANNON DRIVE
    CHICAGO,IL60614     		NONE 501(C)(3) UNRESTRICTED 2,500
    LYRIC OPERA OF CHICAGO
    20 N WACKER DR
    CHICAGO,IL60606     		NONE 501(C)(3) UNRESTRICTED 2,500
    METROPOLITAN OPERA
    WEST 62ND ST LINCOLN CTR
    NEW YORK,NY10023     		NONE 501(C)(3) UNRESTRICTED 100
    METROPOLITAN PLANNING COUNCIL
    140 S DEARBORN ST
    CHICAGO,IL60603     		NONE 501(C)(3) UNRESTRICTED 400
    MOTHER JONES
    222 SUTTER STREET
    SAN FRANCISCO,CA94108     		NONE 501(C)(3) UNRESTRICTED 200
    MUSEUM OF CONTEMPORARY ART
    220 E CHICAGO AVE
    CHICAGO,IL60611     		NONE 501(C)(3) UNRESTRICTED 250
    MUSEUM OF SCIENCE AND INDUSTRY
    5700 S LAKE SHORE DR
    CHICAGO,IL60637     		NONE 501(C)(3) UNRESTRICTED 500
    NATIONAL GEOGRAPHIC SOCIETY
    145 17TH STREET NW
    WASHINGTON,DC20036     		NONE 501(C)(3) UNRESTRICTED 250
    SAVE THE DUNES CONSERVATION FUND
    444 BARKER RD
    MICHIGAN CITY,IN46360     		NONE 501(C)(3) UNRESTRICTED 200
    THE NATURE CONSERVANCY
    4245 NORTH FAIRFAX DRIVE
    ARLINGTON,VA22203     		NONE 501(C)(3) UNRESTRICTED 250
    THE NEW PRESS
    120 WALL ST
    NEW YORK,NY10005     		NONE 501(C)(3) UNRESTRICTED 400
    UNION OF CONCERNED SCIENTISTS
    2 BRATTLE SQUARE
    CAMBRIDGE,MA02138     		NONE 501(C)(3) UNRESTRICTED 10,000
    UNIVERSITY CLUB FOUNDATION
    970 N DELAWARE ST
    INDIANAPOLIS,IN46202     		NONE 501(C)(3) UNRESTRICTED 100
    WBEZ PUBLIC RADIO
    848 E GRAND AVE
    CHICAGO,IL60611     		NONE 501(C)(3) UNRESTRICTED 250
    WFMT RADIO
    5400 N ST LOUIS AVE
    CHICAGO,IL60625     		NONE 501(C)(3) UNRESTRICTED 250
    WOMENS GLOBAL EDUCATION PROJECT
    136 N MARION ST
    OAK PARK,IL60301     		NONE 501(C)(3) UNRESTRICTED 200
    WTTW TV
    5400 N ST LOUIS AVE
    CHICAGO,IL60625     		NONE 501(C)(3) UNRESTRICTED 400
    CENTER FOR NEIGHBORHOOD TECHNOLOGY
    17 NORTH STATE STREET
    CHICAGO,IL60602     		NONE 501(C)(3) UNRESTRICTED 200
    VAHATRA USA
    1400 S LAKE SHORE DRIVE
    CHICAGO,IL60605     		NONE 501(C)(3) UNRESTRICTED 10,000
    CHICAGO PUBLIC LIBRARY FOUNDATION
    20 N MICHIGAN AVE
    CHICAGO,IL60602     		NONE 501(C)(3) UNRESTRICTED 50
    JANE'S ROOM
    2700 PATRIOT BLVD
    GLENVIEW,IL60026     		NONE 501(C)(3) UNRESTRICTED 2,500
    HARVARD MAGAZINE
    60 HARVARD WAY
    BOSTON,MA02163     		NONE 501(C)(3) UNRESTRICTED 100
    LAKE TANGANYIKA HEALTH CLINIC
    1646 NORTH LEAVITT ST
    CHICAGO,IL60647     		NONE 501(C)(3) UNRESTRICTED 250
    WOODLAND MONTESSORI
    1124 WINGRA CREEK PKWY
    MADISON,WI53715     		NONE 501(C)(3) UNRESTRICTED 1,000
    Total .................................bullet 3a 204,335
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 541  
    4 Dividends and interest from securities....     14 3,306  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 225,833  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   229,680  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    229,680
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    NORWOTTOCK CHARITABLE TRUST
     
    Employer identification number

    04-6561597
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    NORWOTTOCK CHARITABLE TRUST
          		Employer identification number
    04-6561597
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    ADELE SIMMONS
    2440 NORTH LAKEVIEW AVENUE 15A
     
    CHICAGO, IL60614

    		$ 11,294


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    NORWOTTOCK CHARITABLE TRUST
          		Employer identification number

    04-6561597
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 450 SHARES MARSH & MCLENNAN $ 46,904 2020-06-11
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 450 SHARES JPMORGAN CHASE $ 43,745 2020-06-11
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 1743 SHARES MARSH & MCLENNAN $ 199,155 2020-10-08
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    NORWOTTOCK CHARITABLE TRUST
          		Employer identification number

    04-6561597
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    NORWOTTOCK CHARITABLE TRUST
    EIN:
    04-6561597
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEES 4,500     4,500

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    NORWOTTOCK CHARITABLE TRUST
    EIN:
    04-6561597
    Name of Bond End of Year Book Value End of Year Fair Market Value
    CISCO SYSTERMS INC NTS 4,956 5,016
    AMERICAN EXPRESS CREDIT NTS 4,978 5,128
    EXXON MOBIL CORP NTS 4,992 5,239
    JPMORGAN CHASE & CO 4,975 5,476
    ISHARES IBONDS DEC 2020    
    MFS EMERGING MARKETS DEBT FUND 5,147 5,390
    PRINCIPAL SPECTRUM PREFERRED 9,558 9,979
    ACCRUED INTEREST   195

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    NORWOTTOCK CHARITABLE TRUST
    EIN:
    04-6561597
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBVIE INC 510 1,286
    ADOBE INC 7,337 15,004
    ALPHABET INC 11,531 21,023
    AMAZON.COM INC 11,540 22,796
    AMERICAN TOWER CORP REIT 506 2,245
    BOEING CO    
    CHEVRON CORP    
    DANAHER CORP 129 2,221
    FORTIVE CORP 212 850
    INTEL CORP 3,376 11,957
    JPMORGAN CHASE 250 1,271
    LAUDER ESTEE COS CL A 2,348 3,993
    LOWES COMPANIES INC 453 1,926
    MARSH & MCLENNAN 8 46,800
    MASIMO CORP 6,457 13,419
    MASTERCARD INC CL A 8,278 14,278
    MCKESSON CORP 642 1,739
    MICROSOFT CORP 474 2,669
    NEXTERA ENERGY INC 6,532 10,801
    PIONEER NAT RES CO    
    PNC FINANCIAL SERVICES GROUP 369 1,490
    VONTIER CORP 12 134
    WALT DISNEY CO 320 1,812
    ISHARES CORE S&P SMALL CAP ETF 367 1,838
    ISHARES RUSSELL 1000 GROWTH 952 2,411
    ISHARES MSCI EAFE ETF 584 876
    SPDR S&P MIDCAP 400 ETF TR 988 4,199
    VANGUARD HEALTH CARE ETF 1,677 2,237

    TY 2020 InvestmentsOtherSchedule2
    Name:
    NORWOTTOCK CHARITABLE TRUST
    EIN:
    04-6561597
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ARBITRAGE FUND INSTL   3,110 3,117
    CALAMOS MARKET NEUTRAL INCOME CL I   10,495 11,525
    SPDR GOLD SHARES ETF   1,017 1,784

    TY 2020 OtherExpensesSchedule
    Name:
    NORWOTTOCK CHARITABLE TRUST
    EIN:
    04-6561597
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    BANK CHARGES 77 77    
    FILING FEES 15     15
    MISCELLANEOUS 50      


    TY 2020 OtherIncreasesSchedule
    Name:
    NORWOTTOCK CHARITABLE TRUST
    EIN:
    04-6561597
    Description Amount
    ROUNDING 1
    PRIOR PERIOD ADJUSTMENTS 12


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    NORWOTTOCK CHARITABLE TRUST
    EIN:
    04-6561597
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 1,150 1,150    


    TY 2020 TaxesSchedule
    Name:
    NORWOTTOCK CHARITABLE TRUST
    EIN:
    04-6561597
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES PAID 1 1    
    FEDERAL INCOME TAXES 2,958 2,958