Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THE HARRY FRANK GUGGENHEIM FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)120 WEST 45TH STREET 25TH FLOOR
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10036
A Employer identification number

13-6043471
B Telephone number (see instructions)

(646) 428-0971
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$72,360,041J Accounting method:
Modified Cash
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 552,400 552,400 552,400
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 940,102
b Gross sales price for all assets on line 6a 9,484,465
7 Capital gain net income (from Part IV, line 2)... 1,936,948
8 Net short-term capital gain......... 126,138
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 921,534 42,535 37,544
12 Total. Add lines 1 through 11........ 2,414,036 2,531,883 716,082
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 614,008 98,498 98,498 515,510
14 Other employee salaries and wages...... 311,764 0 0 311,764
15 Pension plans, employee benefits....... 319,863 34,153 34,153 285,710
16a Legal fees (attach schedule)......... Click to see attachment 47,734 11,984 11,984 35,800
b Accounting fees (attach schedule)....... Click to see attachment 37,853 9,463 9,463 28,390
c Other professional fees (attach schedule).... Click to see attachment 674,440 388,399 388,399 286,041
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 57,492 0 0 250
19 Depreciation (attach schedule) and depletion... 21,530 215 21,315
20 Occupancy.............. 251,518 62,880 62,880 188,638
21 Travel, conferences, and meetings....... 36,630 103 103 36,527
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 96,074 21,056 19,666 75,019
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 2,468,906 626,751 646,461 1,763,649
25 Contributions, gifts, grants paid....... 927,538 927,538
26 Total expenses and disbursements. Add lines 24 and 25 3,396,444 626,751 646,461 2,691,187
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -982,408
b Net investment income (if negative, enter -0-) 1,905,132
c Adjusted net income (if negative, enter -0-)... 69,621
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 244,810 192,872 192,872
2 Savings and temporary cash investments......... 941,243 585,739 585,739
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 236,123 194,671 194,671
10a Investments—U.S. and state government obligations (attach schedule) 8,663,138 Click to see attachment8,242,366 8,242,366
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 54,563,008 Click to see attachment62,481,803 62,481,803
14 Land, buildings, and equipment: basis bullet521,621
Less: accumulated depreciation (attach schedule) bullet34,168 9,892 487,453 487,453
15 Other assets (describe bullet) Click to see attachment175,137 Click to see attachment175,137 Click to see attachment175,137
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 64,833,351 72,360,041 72,360,041
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 64,833,351 72,360,041
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 64,833,351 72,360,041
30 Total liabilities and net assets/fund balances (see instructions). 64,833,351 72,360,041
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
64,833,351
2
Enter amount from Part I, line 27a .....................
2
-982,408
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
8,509,098
4
Add lines 1, 2, and 3 ..........................
4
72,360,041
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
72,360,041
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a AG REALTY      
b AG REALTY      
c ASCENT INDIA      
d HIRTLE CALLAGHAN      
e HIRTLE CALLAGHAN      
HIRTLE CALLAGHAN      
HIRTLE CALLAGHAN      
LEGACY VENTURE IX      
LEGACY VENTURE IX      
LEGACY VENTURE V      
LEGACY VENTURE V      
LEGACY VENTURE VII      
LEGACY VENTURE VII      
LEGACY VENTURY VI      
LEGACY VENTURY VI      
LEGACY VIII, LLC      
LEGACY VIII, LLC      
LONG TERM DISTRIBUTIONS      
MORGAN STANLEY      
NEWSTONE CAPITAL      
PEG POOLED VENTURE      
PEG POOLED VENTURE      
PUBLICLY TRADED SECURITIES      
SHORT TERM DISTRIBUTIONS      
SILVERLAKE      
SILVERLAKE      
SLP III      
SLP III      
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a     61,398 -61,398
b 55,038     55,038
c     4,005 -4,005
d 497     497
e 137,618     137,618
    105,316 -105,316
    2,537 -2,537
    304 -304
51     51
222,062   17 222,045
355     355
155,075     155,075
    890 -890
504,141     504,141
5,930     5,930
18,555     18,555
388     388
574,271     574,271
    37,041 -37,041
5,405     5,405
    3,890 -3,890
    10 -10
8,589,407   8,504,785 84,622
265,252     265,252
101,757     101,757
    70 -70
26     26
21,383     21,383
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -61,398
b       55,038
c       -4,005
d       497
e       137,618
      -105,316
      -2,537
      -304
      51
      222,045
      355
      155,075
      -890
      504,141
      5,930
      18,555
      388
      574,271
      -37,041
      5,405
      -3,890
      -10
      84,622
      265,252
      101,757
      -70
      26
      21,383
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,936,948
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 126,138
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 26,481
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 26,481
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 26,481
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 137,679
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 137,679
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 111,198
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet111,198 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
    Yes
     
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.HFG.ORG
    14
    The books are in care ofbulletDEIRDRE HAMILL Telephone no.bullet (646) 428-0971

    Located atbullet120 WEST 45TH STREET 25TH FLOORNEW YORKNY ZIP+4bullet10036
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    BROGANN BOWDEN DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    CAROL LANGSTAFF DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    DANIEL F WILHELM PRESIDENT
    40.00     		364,854 42,750 51,705
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    DEIRDRE HAMILL FINANCE DIRECTOR
    40.00     		249,154 38,621 41,947
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    DONALD C HOOD DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    H KIRK UNRUH JR DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    JEREMIAH MILBANK III DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    KAREN COLVARD PROGRAM DIRECTOR
    40.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    MATTHEW DUVENECK DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    PATRICIA L ROSENFIELD DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    PETER LAWSON-JOHNSTON CHAIRMAN
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    PETER LAWSON-JOHNSTON II DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    REEVE LINDBERGH DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    TANIA MCCLEERY DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    THOMAS MCNEIL DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    THOMAS PIPER III DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    TINA BENNETT DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    WILLIAM G BARDEL DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    JOEL WALLMAN PROGRAM OFFICER
    40.00     		242,339 36,857 27,809
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET 25TH FLOO
    NEW YORK,NY10036
    NYELETI HONWANA PROGRAM OFFICER
    40.00     		75,246 11,608 14,034
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET 25TH FLOO
    NEW YORK,NY10036
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    HIRTLE CALLAGHAN INVESTMENT ADVISORY SERVICES 244,083
    101 AVENUE OF THE AMERICAS 9TH
    FLOOR
    NEW YORK,NY10013
    MURPHY BURNHAM & BUTTRICK ARCHITECTS ARCHITECTURAL SERVICES 166,680
    48 W 37TH ST 14
    NEW YORK,NY10018
    CONWAY-CIR FEEDER FUND MGMT INVESTMENT ADVISORY SERVICES 73,695
    165 N MERAMEC AVENUE STE 210
    ST LOUIS,MO63106
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 THE HARRY FRANK GUGGENHEIM FOUNDATION IS A PRIVATE OPERATING FOUNDATION DEDICATED TO THE CREATION AND DISSEMINATION OF KNOWLEDGE ABOUT THE ORIGINS AND CONSEQUENCES OF VIOLENCE IN ITS MANY FORMS, INCLUDING HUMAN AGGRESSION, CRIME AND WAR, AND HOW BEST TO REDUCE IT. TO CREATE KNOWLEDGE, THE FOUNDATION SUPPORTS THE WORK OF RESEARCHERS ACROSS ACADEMIC DISCIPLINES THROUGH GRANT COMPETITIONS AND COMMISSIONED RESEARCH THAT INVESTIGATES VIOLENCE IN ITS MANY MANIFESTATIONS. THE FOUNDATION SEEKS TO DEVELOP INSIGHTS THAT REVERBERATE BEYOND ITS FUNDED RESEARCH, INFORMING POLICY AND PUBLIC DEBATE. IN ADDITION TO THE SCHOLARS FUNDED BY THE FOUNDATION, ITS STAFF CONDUCT SCIENTIFIC AND POLICY RESEARCH ON VIOLENCE AND ARE KNOWN AS EXPERTS IN THIS AREA. 2,695,187
    2 (CONTINUED) - TO DISSEMINATE KNOWLEDGE ABOUT VIOLENCE, THE FOUNDATION UNDERTAKES PROGRAMMATIC INITIATIVES, SUCH AS CONFERENCES FOR ACADEMICS, JOURNALISTS, AND POLICYMAKERS. IT CONDUCTS SEMINARS TO SHARE PERSPECTIVES ON RESEARCH, WRITING PROJECTS, DATA, AND PRESSING ISSUES OF THE DAY. THE FOUNDATION ORGANIZES ACADEMIC AND POLICY MEETINGS WITH OTHER FUNDERS AND NON-GOVERNMENT ORGANIZATIONS AND CONVENES POLICYMAKER AND ACADEMIC BRIEFINGS TO SHARE RESEARCH FINDINGS IN PERSON AND ONLINE. IT PUBLISHES AND SHARES RESEARCH RESULTS, NEWS ON FOUNDATION ACTIVITIES, AND INSIGHTS ON VIOLENCE-RELATED TOPICS THROUGH ITS WEBSITE, PRINTED REPORTS, SCHOLARLY PUBLICATIONS, PUBLIC APPEARANCES, AND PROFESSIONAL MEETINGS. 0
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    56,832,494
    b
    Average of monthly cash balances.......................
    1b
    763,491
    c
    Fair market value of all other assets (see instructions)................
    1c
    10,142,661
    d
    Total (add lines 1a, b, and c).........................
    1d
    67,738,646
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    67,738,646
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    1,016,080
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    66,722,566
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    3,336,128
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
     
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
     
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
     
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
     
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
     
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
     
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    2,691,187
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    2,691,187
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    2,691,187
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7  
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........  
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$  
    a Applied to 2019, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2020 distributable amount.....  
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2020.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		 
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
    1989-07-01
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
    69,621 529,499 682,675 1,242,550 2,524,345
    b 85% of line 2a ......... 59,178 450,074 580,274 1,056,168 2,145,693
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		2,691,187 3,149,633 3,029,491 3,039,357 11,909,668
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		140,944 138,223 201,985 151,309 632,461
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		2,550,243 3,011,410 2,827,506 2,888,048 11,277,207
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......         0
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		         0
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		2,224,085 2,005,111 1,987,179 1,950,959 8,167,334
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		        0
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		        0
    (3) Largest amount of support
    from an exempt organization    		         0
    (4) Gross investment income         0
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    JOEL WALLMAN
    120 WEST 45TH STREET 25TH FLOOR
    NEW YORK,NY10036
    (646) 428-0971
    bThe form in which applications should be submitted and information and materials they should include:
    SEE ATTACHMENT B
    cAny submission deadlines:
    FEBRUARY 1ST AND AUGUST 1ST
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    SEE ATTACHMENT B
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALLIANCE FOR THE VISUAL ARTS
    11 BANK STREET
    LEBANON,NH03766     		  PC MATCHING GIFT PROGRAM 130
    ANSWER
    RUTGERS UNIV 41 GORDON RD STE C
    PISCATAWAY,NJ08854     		  PC MATCHING GIFT PROGRAM 500
    APPALACHIAN VOICES
    589 WEST KING STREET
    S ROYALTON,NJ28607     		  PC MATCHING GIFT PROGRAM 50
    ATLANTA WOMEN'S FOUNDATION
    3355 LENOX ROAD SUITE 850
    ATLANTA,GA30326     		  PC MATCHING GIFT PROGRAM 500
    BALE
    PO BOX 211
    SOUTH ROYALTON,VT05068     		  PC MATCHING GIFT PROGRAM 100
    BMCC FOUNDATION
    199 CHAMBERS STREET
    NEW YORK,NY10007     		  PC MATCHING GIFT PROGRAM 2,000
    BOY SCOUTS OF AMERICA
    475 RIVERSIDE DRIVE -ROOM 600
    NEW YORK,NY10115     		  PC MATCHING GIFT PROGRAM 3,100
    BRYN MAWR COLLEGE
    101 N MERION AVENUE
    BRYN MAWR,PA19010     		  PC MATCHING GIFT PROGRAM 2,200
    BUCK HILL CONSERVATION
    PO BOX 350
    BUCK HILL FALLS,PA18323     		  PC MATCHING GIFT PROGRAM 10,000
    CAMBRIDGE IN AMERICA
    1120 AVE OF THE AMERICAS 17TH FLOOR
    NEW YORK,NY10036     		  PC RESEARCH FELLOWSHIP 67,500
    CATAMOUNT FILM AND ARTS
    115 EASTERN AVE
    SAINT JOHNSBURY,VT05819     		  PC MATCHING GIFT PROGRAM 800
    CITY OF NY THE GRADUATE CENTER
    365 FIFTH AVENUE SUITE 8024
    NEW YORK,NY10016     		  PC MATCHING GIFT PROGRAM 200
    CITYMEALS ON WHEELS
    355 LEXINGTON AVENUE
    NEW YORK,NY10017     		  PC MATCHING GIFT PROGRAM 300
    CLEVELAND CLINIC
    INDIAN RIVER FOUNDATION 1000 37TH
    PLACE SUITE 101
    VERO BEACH,FL32960     		  PC MATCHING GIFT PROGRAM 2,000
    COASTAL CONSERVATION LEAGUE
    PO BOX 1765
    CHARLESTON,SC294021765     		  PC MATCHING GIFT PROGRAM 20,000
    COLUMBIA COMMUNITY SERVICE
    COLUMBIA UNIVERSITY 2980 BROADWAY
    ROOM 304 EARL HALL MC 2025
    NEW YORK,NY10027     		  PC MATCHING GIFT PROGRAM 10,000
    COLUMBIA UNIVERSITY
    622 WEST 113TH STREET
    NEW YORK,NY10025     		  PC MATCHING GIFT PROGRAM 4,000
    COMMUNITY HARVEST OF VT
    146 LORD ROAD
    BERLIN,VT05602     		  PC MATCHING GIFT PROGRAM 382
    CORNER HOUSE FOUNDATION
    369 WITHERSPOON STREET
    PRINCETON,NJ08540     		  PC MATCHING GIFT PROGRAM 500
    CROSSOVER MISSION
    4425 US HIGHWAY 1
    VERO BEACH,FL32967     		  PC MATCHING GIFT PROGRAM 2,000
    DOCTORS WITHOUT BORDERS
    333 SEVENTH AVENUE
    NEW YORK,NY10001     		  PC MATCHING GIFT PROGRAM 1,000
    DR ANGELICA DUREN-MARTINEZ
    883 BROADWAY ST DUGAN 201G
    LOWELL,MA01854     		NONE I DIALOGUES AND NEGOTIATIONS WITH CRIMINAL, NON-REBEL GROUPS IN LATIN AMERICA 24,904
    DR JENNIFER SKEEM
    120 HAVILAND HALL UNIVERSITY OF
    CALIFORNIA BERKELEY
    BERKELEY,CA947207400     		NONE I TARGETING INSTITUTIONAL RISK FACTORS TO REDUCE PATIENT VIOLENCE 38,705
    DR MARK OBBIE
    6476 COUNTY ROAD 32
    CANANDAIGUA,NY14424     		NONE I COUNTERING MASS VIOLENCE IN THE UNITED STATES 5,275
    DR MOLLY PUCCI
    14 FERNLEY COURT LONG LANE
    DUBLIN    
    EI     		NONE I THE CZECHOSLOVAK ARMS INDUSTRY AND THE CHANGING FACE OF GLOBAL WARFARE, 1859-1989 36,850
    DR NEETI NAIR
    2401 CALVERT ST NW APT 211
    WASHINGTON,DC20008     		NONE I HURT SENTIMENTS AND BLASPHEMY IN SOUTH ASIA 47,250
    DR ROMINA ISTRATII
    5 AYLMER COURT SHELDON AVENUE
    LONDON   N2 0BU
    UK     		NONE I RELIGION, CONSCIENCE AND ABUSIVE BEHAVIOUR: UNDERSTANDING THE ROLE OF FAITH AND SPIRITUALITY IN THE DETERRENCE OF INTIMATE PARTNER VIOLENCE IN RURAL ETHIOPIA 25,655
    DR RONALD KREBS
    DEPARTMENT OF POLITICAL SCIENCE
    UNIVERSITY OF MINNESOTA 1414 SOCIAL
    MINNEAPOLIS,MN55455     		NONE I WARS CRUCIBLE: HOW VIOLENT CONFLICT SHAPES DEMOCRACY 39,752
    DR STEPHEN PIEREC
    DEPARTMENT OF HISTORY SAMUEL
    ALEXANDER BUILDING
    MANCHESTER   M13 9PL
    UK     		NONE I CULPABLE IDENTITIES: VIOLENCE, CRIMINAL LAW, AND THE POLITICS OF PERSONHOOD IN COLONIAL NORTHERN NIGERIA 26,363
    DUKE UNIVERSITY SCHOOL OF NURSING
    BOX DUMC 3322
    DURHAM,NC27710     		  PC MATCHING GIFT PROGRAM 200
    EAST NORTHPORT FIRE
    ONE NINTH AVENUE
    EAST NORTHPORT,NY11731     		  PC MATCHING GIFT PROGRAM 100
    FAIR BANKS MUSEUM
    1302 MAIN STREET
    ST JOHNSBURY,VT05819     		  PC MATCHING GIFT PROGRAM 500
    FINCA
    PO BOX 98048
    WASHINGTON,DC20090     		  PC MATCHING GIFT PROGRAM 800
    FRIENDS OF MORRILL HOMESTEAD
    PO BOX 98
    STRAFFORD,VT05072     		  PC MATCHING GIFT PROGRAM 50
    FRIENDS SEMINARY
    222 EAST 16TH STREET
    NEW YORK,NY10003     		  PC MATCHING GIFT PROGRAM 200
    FROG HOLLOW FARM
    123 BARRE RD
    HUBBARDSTON,MA01452     		  PC MATCHING GIFT PROGRAM 2,000
    FUTURE GENERATIONS
    390 ROAD LESS TRAVELED
    FRANKLIN,WV26807     		  PC MATCHING GIFT PROGRAM 200
    GARRISON FOREST SCHOOL
    300 GARRISON FOREST ROAD
    OWINGS MILLS,MD21117     		  PC MATCHING GIFT PROGRAM 3,000
    GEORGETOWN UNIVERSITY
    OFFICE OF GIFT ADMIN
    WASHINGTON,DC20073     		  PC MATCHING GIFT PROGRAM 700
    GIANMARCO DANIELE
    VIA OLONA 19
    MILANO,LOMBARDIA20123
    IT     		NONE I DRUG CARTELS VIOLENCE IN NEW AND TRADITIONAL ILLEGAL MARKETS 40,000
    GIFFORD YOUTH ACHIEVEMENT CENTER
    4875 43RD AVENUE
    VERO BEACH,FL32967     		  PC MATCHING GIFT PROGRAM 2,000
    GLOBAL FUND FOR CHILDREN
    1101 FOURTEENTH STREET NW
    WASHINGTON,DC20005     		  PC MATCHING GIFT PROGRAM 400
    GROTON SCHOOL
    GIFT PROCESSING PO BOX 991
    GROTON,MA014500991     		  PC MATCHING GIFT PROGRAM 2,000
    HABITAT FOR HUMANITY
    PO BOX 6439
    AMERICUS,GA31709     		  PC MATCHING GIFT PROGRAM 200
    HARTFORD DISMAS HOUSE
    1673 MAPLE STREET
    HARTFORD,VT05047     		  PC MATCHING GIFT PROGRAM 200
    HARVARD DIVINITY SCHOOL
    124 MT AUBURN STREET
    CAMBRIDGE,MA02138     		  PC MATCHING GIFT PROGRAM 700
    HIGH SPIRIT COMMUNITY FARM
    1770 MASSACHUSETTS AVENUE SUITE 10
    CAMBRIDGE,MA02140     		  PC MATCHING GIFT PROGRAM 600
    HYDROCEPHALUS
    4340 EAST WEST HIGHWAY SUITE 905
    BETHESDA,MD20814     		  PC MATCHING GIFT PROGRAM 206
    INDIAN RIVER HOSPITAL FOUNDATION
    1000 37TH PLACE SUITE 101
    VERO BEACH,FL32960     		  PC MATCHING GIFT PROGRAM 2,500
    JAG PRODUCTIONS
    PO BOX 354
    WHITE RIVER JUNCTION,VT05001     		  PC MATCHING GIFT PROGRAM 200
    JOHN JAY COLLEGE OF CRIMINAL JUSTICE
    524 WEST 59TH STREET
    NEW YORK,NY10019     		  PC 15TH ANNUAL JOHN JAY SYMPOSIUM ON CRIME IN AMERICA 112,091
    JOHNS HOPKINS
    WHITING SCHOOL OF ENGINEERING
    DEVELOPMENT AND ALUMNI RELATIONS WY
    BALTIMORE,MD21218     		  PC MATCHING GIFT PROGRAM 1,000
    JUPITER MEDICAL CENTER FOUNDATION
    1210 S OLD DIXIE HIGHWAY
    JUPITER,FL33458     		  PC MATCHING GIFT PROGRAM 3,400
    LAWRENCEVILLE SCHOOL
    BOX 6008
    LAWRENCEVILLE,NJ08648     		  PC MATCHING GIFT PROGRAM 5,000
    LINDSAY RANDALL
    18/8 STEADS PLACE
    EDINBURGH,MIDLOTHIANEH6 5DS
    UK     		NONE I CONTESTING THE CITY: KINSHIP, ISLAM, AND ETHNIC POLITICS OF BELONGING IN HARAR, ETHIOPIA 20,000
    LISTEN COMMUNITY SVS
    60 HANOVER STREET
    LEBANON,NH03766     		  PC MATCHING GIFT PROGRAM 70
    MANUEL EISNER
    INSTITUTE OF CRIMINOLOGY CAMBRIDGE
    UNIVERSITY SIDGWICK AVENUE
    CAMBRIDGE   CB3 9DA
    UK     		NONE I VIOLENCE AND THE PANDEMIC 3,500
    MERCY SHIPS
    PO BOX 1930
    GARDEN VALLEY,TX75771     		  PC MATCHING GIFT PROGRAM 4,000
    MOLIERE IN THE PARK
    295 SAINT JOHNS PLACE 3A
    BROOKLYN,NY11238     		  PC MATCHING GIFT PROGRAM 200
    MR JAMES AUSTIN
    52 MERRY WAY
    CAMDEN,SC29020     		NONE I PROJECTING FUTURE VIOLENT AND PROPERTY CRIME RATES FOR US STATES 35,000
    MR MATTHEW SIMONSON
    52 BISHOP ALLEN DR APT 2
    CAMBRIDGE,MA02139     		NONE I KILL A STRANGER, SAVE A NEIGHBOR: CIVILIAN AND COMBATANT NETWORKS UNDER FIRE 20,000
    MR PHILIP JOHNSON
    310 BLEECKER STREET APT 1
    BROOKLYN,NY11237     		NONE I NARCOMMUNICATION: THE PUBLIC MESSAGES, MURDERS, AND MEDIA OF ORGANIZED CRIME 20,000
    MR WILLIAM WHITHAM
    DEPARTMENT OF HISTORY 129 DICKINSON
    HALL
    PRINCETON,NJ08544     		NONE I STATISM AND ANARCHY: ILLUSION, INSURRECTION, AND THE TRAGEDY OF THE LEFT 20,000
    MS CHULANI KODIKARA
    93/7 PORTOBELLO HIGH STREET
    EDINBURGH,SCOTLANDEH15 1AW
    UK     		NONE I GRIEF AND HOPE, INSCRIPTION AND ERASURE: A STRUGGLE FOR TRUTH AND JUSTICE IN POST-WAR SRI LANKA 20,000
    MS MAAYAN ARMELIN
    MITZPE GILON DN MISGAV 112
    GILON   2010300
    IS     		NONE I LEADERSHIP STYLES AND SOCIAL RELATIONS IN THE SS-EINSATZGRUPPEN 20,000
    MS MARIA TERESA RESTREPO-RUIZ
    63 KINNE RD
    GLASTONBURY,CT06033     		NONE I INTIMATE PARTNER VIOLENCE IN ARMED CONFLICT CONTEXTS: THE CASE OF COLOMBIA 20,000
    MS MOLLY MINDEN
    1706 HELENA STREET
    MADISON,WI53704     		NONE I LEGACIES OF WARTIME VIOLENCE IN SOCIAL MOBILIZATION: RESISTANCE TO DAMS IN GUATEMALA 20,000
    MUSELLA FOUNDATION
    1100 PENINSULA BLVD
    HEWLETT,NY11557     		  PC MATCHING GIFT PROGRAM 200
    MV YOUTH
    PO BOX 65
    CHILMARK,MA02535     		  PC MATCHING GIFT PROGRAM 1,783
    NATIONAL CATHEDRAL SCHOOL
    3612 WOODLEY ROAD NW
    WASHINGTON,DC20016     		  PC MATCHING GIFT PROGRAM 200
    NEW YORK COMMUNITY TRUST
    909 THIRD AVENUE 22ND FLOOR
    NEW YORK,NY10022     		  PC MATCHING GIFT PROGRAM 10,000
    NORTHWESTERN UNIVERSITY
    1201 DAVIS STREET
    EVANSTON,IL60208     		  PC MATCHING GIFT PROGRAM 700
    OXFAM
    1101 17TH ST NW SUITE 1300
    WASHINGTON,DC20036     		  PC MATCHING GIFT PROGRAM 308
    PARTNERSHIP FOR INNER CITY EDUCATION
    1001 FIRST AVENUE SUITE 1800
    NEW YORK,NY10022     		  PC MATCHING GIFT PROGRAM 1,000
    PETEY GREENE
    9 MERCER STREET
    PRINCETON,NJ08540     		NONE I MATCHING GIFT PROGRAM 460
    PHILANTHROPY NY
    320 E 43RD ST NEW YORK NY 10017
    NEW YORK,NY10017     		  PC GENERAL SUPPORT 3,750
    PPCGNNJU
    437 EAST STATE STREET
    TRENTON,NJ08608     		  PC MATCHING GIFT PROGRAM 2,200
    PRINCETON DAY SCHOOL
    650 GREAT RD
    PRINCETON,NJ08540     		  PC MATCHING GIFT PROGRAM 400
    PRINCETON MEDICAL CENTER
    5 PLAINSBORO ROAD SUITE 365
    PLAINSBORO,NJ08536     		  PC MATCHING GIFT PROGRAM 600
    PROF PAOLO PINOTTI
    VIA ROENTGEN 1
    MILAN   20136
    IT     		NONE I ECONOMIC SHOCKS, SOCIAL INSURANCE AND VIOLENT CRIMES: EVIDENCE FROM BRAZIL 40,000
    REVELS NORTH
    PO BOX 415
    HANOVER,NH03755     		  PC MATCHING GIFT PROGRAM 200
    ROYALTON COMMUNITY RADIO
    PO BOX 281
    SOUTH ROYALTON,VT05068     		  PC MATCHING GIFT PROGRAM 50
    RURAL VERMONT
    46 EAST STATE STREET
    MONTPELIER,VT05602     		  PC MATCHING GIFT PROGRAM 50
    SARASA
    14 HIGH STREE
    CAMBRIDGE,MA02138     		  PC MATCHING GIFT PROGRAM 50
    SCA
    PO BOX 550
    CHARLESTOWN,NH03603     		  PC MATCHING GIFT PROGRAM 200
    SEVEN STARS ART CENTER
    PO BOX 216
    SHARON,VT050656635     		  PC MATCHING GIFT PROGRAM 50
    SHARON CONGREGATIONAL CHURCH
    PO BOX 42
    SHARON,VT050656635     		  PC MATCHING GIFT PROGRAM 500
    SHARON HEALTH INITIATIVE
    PO BOX 42
    SHARON,VT05065     		  PC MATCHING GIFT PROGRAM 400
    ST FRANCIS OF ASSISI
    CLAYPITTS RD
    GREENLAWN,NY11721     		  PC MATCHING GIFT PROGRAM 520
    ST GEORGE'S SCHOOL
    PO BOX 1910
    NEWPORT,RI02840     		  PC MATCHING GIFT PROGRAM 4,600
    ST HILDA'S SCHOOL
    619 WEST 144TH STREET
    NEW YORK,NY100257995     		  PC MATCHING GIFT PROGRAM 1,000
    ST PAUL'S SCHOOL
    11152 FALLS ROAD
    BROOKLANDVILLE,MD21022     		  PC MATCHING GIFT PROGRAM 10,000
    STRAFFORD HISTORICAL SOCIETY
    PO BOX 100
    STRAFFORD,VT05072     		  PC MATCHING GIFT PROGRAM 50
    SUFFIELD ACADEMY
    185 N MAIN STREET
    SUFFIELD,CT06078     		  PC MATCHING GIFT PROGRAM 2,000
    THE SOLOMON R GUGGENHEIM MUSEUM
    1071 FIFTH AVENUE
    NEW YORK,NY101280173     		  PC GENERAL SUPPORT 15,000
    TRENTON CIRCUS SQUAD
    675 SOUTH CLINTON AVENUE
    TRENTON,NJ08611     		  PC MATCHING GIFT PROGRAM 2,000
    TRINITY COLLEGE
    300 SUMMIT STREET
    HARTFORD,CT06106     		  PC MATCHING GIFT PROGRAM 1,000
    TUBEROUS SCLEROSIS ALLIANCE
    801 ROEDER ROAD STE 750
    SILVER SPRING,MD20910     		  PC MATCHING GIFT PROGRAM 200
    URBAN HOPE
    PO BOX 23171
    RICHMOND,VA232230571     		  PC MATCHING GIFT PROGRAM 1,036
    VERMONT ARTS COUNCIL
    136 STATE STREET
    MONTPELIER,VT05633     		  PC MATCHING GIFT PROGRAM 1,800
    VERMONT FOOD BANK
    33 PARKER ROAD
    BARRE,VT05641     		  PC MATCHING GIFT PROGRAM 480
    VERMONT PUBLIC RADIO
    365 TROY AVENUE
    COLCHESTER,VT05446     		  PC MATCHING GIFT PROGRAM 480
    VITAL COMMUNITIES
    195 NORTH MAIN STREET
    WHITE RIVER JUNCTION,VT05001     		  PC MATCHING GIFT PROGRAM 100
    WELLESLEY COLLEGE
    106 CENTRAL STREET
    WELLESLEY,MA02481     		  PC MATCHING GIFT PROGRAM 600
    WESTPORT RIVER WATERSHED
    1151 MAIN ROAD
    WESTPORT,MA02790     		  PC MATCHING GIFT PROGRAM 140
    WHITE RIVER PARTNERSHIP
    PO BOX 705
    S ROYALTON,VT05068     		  PC MATCHING GIFT PROGRAM 100
    YORK THEATER
    619 LEXINGTON AVENUE
    NEW YORK,NY10022     		  PC MATCHING GIFT PROGRAM 300
    YOUTH
    535 8TH AVENUE SUITE 1400
    NEW YORK,NY10018     		  PC MATCHING GIFT PROGRAM 5,000
    ZOZAN PEHLIVAN
    918 HELLER HALL 271 19TH AVE S
    MINNEAPOLIS,MN55455     		NONE I A CLIMATE OF VIOLENCE: ENVIRONMENTAL CRISES IN LATE OTTOMAN EMPIRE 39,980
    Total .................................bullet 3a 902,520
    bApproved for future payment
    BENJAMIN HOY
    724 ARTS BUILDING UNIVERSITY OF
    SASKATCHEWAN 9 CAMPUS DRIVE SASKATO
    SASKATOON,SASKATCHEWANSZN0Z1
    CA     		  PC DOMINATING A CONTINENT: VIOLENCE, RETRIBUTION, AND FORCIBLE CONFINEMENT IN NORTH AMERICA 32,296
    DANIEL HIRATA
    RUA CARDOZO JUNIOR
    RIO DE JANEIRO   22245-000
    BR     		NONE I POLICE SPECIAL OPERATIONS AND ARMED CRIMINAL GROUPS IN RIO DE JANEIRO 30,000
    DAVID HENIG
    UTRECHT UNIVERSITY / SJOERD
    GROENMAN BUILDING PADUALAAN 14
    UTRECHT   3584 CH
    NL     		NONE I DEADLY ENVIRONMENTS: LIVING AMONG EXPLOSIVE WAR REMNANTS IN FORMER YUGOSLAVIA 5,505
    DR ANKUR DATTA
    JAWAHARLAL NERU UNIVERSITY UK 149 A
    FIRST FLOOR
    NEW DELHI,DELHI110067
    IN     		NONE I VICTIMHOOD IN A TIME OF CRISIS: MUSLIMS AND THE RIOTS OF 2020 IN NEW DELHI, INDIA 7,728
    DR DORIAN JURIC
    15 MOLLER RD PO BOX 1218
    FRUITVALE,BRITISH COLUMBIAV0G 1L0
    CA     		NONE I TWAS ALWAYS KNOWN AS THE BLOODY FRONTIER: RUMOURS, MEMORIES, AND BOSNIAN IDENTITY IN THE MIGRANT CRISIS 31,841
    DR ERIC MIN
    3254 BUNCHE HALL
    LOS ANGELES,CA90095     		NONE I FIGHTING AND BARGAINING ACROSS TWO CENTURIES OF INTERNATIONAL CONFLICT 28,910
    DR JEREMY SPEIGHT
    PO BOX 756420 DEPARTMENT OF
    POLITICAL SCIENCE UNIVERSITY OF ALA
    FAIRBANKS,AK997756420     		NONE I EX-REBEL AUTHORITY IN POST-CONFLICT POLITICS: EVIDENCE FROM CTE DIVOIRE 35,000
    DR KATHERINE BRUCE-LOCKHART
    200 UNIVERSITY AVENUE WEST
    DEPARTMENT OF HISTORY UNIVERSITY OF
    WATERLOO,ONTARION2L 3G1
    CA     		NONE I UNDERSTANDING VIOLENCE AND INCARCERATION IN AFRICA: EVIDENCE FROM BRITISH COLONIES AND POSTCOLONIAL STATES 22,556
    DR LAINE MUIR
    PO BOX 2259
    KIGALI    
    RW     		NONE I VALUABLE RESOURCES: WOMEN, CONFLICT, AND MODERN MINING IN RWANDA 21,980
    DR PAMELA MAINYE
    COLUMBIA UNIVERSITY INSTITITUTE OF
    AFRICAN STUDIES KISII UNIVERSITY KE
    NEW YORK,NY10027     		NONE I SUPER-COPS, EXTRA-JUDICIAL KILLINGS AND POPULAR IMAGINARIES OF POLICING IN FACEBOOK GROUPS, IN NAIROBI. 28,000
    DR ROBERT SIMIYU
    DEPARTMENT OF GEOGRAPHY KISII
    UNIVERSITY
    KISII   40200
    KE     		NONE I GEOGRAPHY, IDENTITY FORMATION, AND INTRA-ETHNIC CONFLICTS IN KENYA'S MT. ELGON REGION: DECONSTRUCTING THE SOY-MOSOP DIVIDE AS A BASIS FOR CONFLICT RESOLUTION 16,900
    DR URI LIFDHIN
    BOROCHOV 29 ST
    TEL AVIV,ISRAEL64252
    IS     		NONE I INCREASING PERCEIVED SIMILARITY OF THE SELF TO ANIMALS TO REDUCE INTERGROUP HOSTILITY AND PROMOTE PEACE: TESTING A NOVEL INTERVENTION IN THREE NATIONS 18,996
    GEMA KLOPPE-SANTAMARIA
    737 W BROMPTON AVENUE APT 2C
    CHICAGO,IL60657     		  PC IN THE NAME OF CHRIST: RELIGIOUS VIOLENCE AND ITS LEGITIMACY IN MEXICO (1920-2020) 16,520
    GEORGE MASON UNIVERSITY
    4400 UNIVERSITY DRIVE
    FAIRFAX,VA22030     		  PC CONGRESSIONAL BRIEFING ON RECENT U.S VIOLENCE TRENDS 12,650
    JOHN JAY COLLEGE OF CRIMINAL JUSTICE
    524 WEST 59TH STREET
    NEW YORK,NY10019     		  PC 16TH ANNUAL JOHN JAY SYMPOSIUM ON CRIME IN AMERICA 102,000
    MR GREGORY BERMAN
    50 ST MARKS AVENUE
    BROOKLYN,NY11217     		NONE I AT THE CROSSROADS 40,000
    PEMBROKE COLLEGE
    PEMBROKE
    CAMBRIDGE   CB2 1RF
    UK     		  NC HFG GUGGENHEIM FELLOW 70,000
    RAND CORPORATION
    1776 MAIN STREET
    SANTA MONICA,CA90401     		  PC GUN VIOLENCE 30,000
    ROMINA ISTRATII
    262 LORDSHIP LANE
    LONDON   SE 22 8LT
    UK     		NONE I RELIGION, CONSCIENCE AND ABUSIVE BEHAVIOR: UNDESRTANDING THE ROLE OF FAITH AND SPIRTUALITY IN THE DETERRENCE OF INTIMATE PARTNER VIOLENCE IN RURAL ETHIOPIA 11,679
    SALZBURG GLOBAL SEMINAR
    LEOPOLDSKRONSTRAE 56-58
    SALZBURG    
    AU     		  NC SALZBURG GLOBAL SEMINAR 2021 100,000
    SMADAR BEN-NATAN
    416 E ROY ST APT K
    SEATTLE,WA98102     		  PC THE CARCERAL STATE IN CONFLICT: BETWEEN RECONCILIATION AND RADICALIZATION 39,320
    STEVEN PIERCE
    DEPARTMENT OF HISTORY SAMUEL
    ALEXANDER BUILDING
    MANCHESTER   M13 9PL
    UK     		NONE I CULPABLE IDENTITIES: VIOLENCE, CRIMINAL LAW, AND THE RIGHTS OF PERSONHOOD IN COLONIAL NORTHERN NIGERIA 35,000
    THE CRIME REPORT
    524 WEST 59TH STREET
    NEW YORK,NY10019     		  PC THE CRIME REPORT 10,000
    YAEL ZEIRA
    4831 HYDE ROAD
    MANLIUS,NY13104     		NONE I THE ETHNICIZATION OF CONFLICT: A SOCIAL MEDIA ANALYSIS 39,825
    YOLANA PRINGLE
    40 KINGS ROAD
    HITCHIN,HERTFORDSHIRESG5 1RD
    UK     		NONE I POLITCAL VIOLENCE AND MENTAL HEALTH IN AFRICA, 1970S-90S 27,890
    Total .................................bullet 3b 814,596
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 552,400  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     14 854,217  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		900000 52,998 18 84,622 802,482
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aMADOFF VICTIM FUND     		    18 40,143  
    bUBIT INCOME PER K1S 900000 -3,089 14 0  
    cOTHER INCOME     18 2,572  
    dLEGAL FEE REFUND     18 1,000  
    eLP LI     18 26,691  
    12 Subtotal. Add columns (b), (d), and (e).. 49,909 1,561,645 802,482
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    2,414,036
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    8 INCOME REPRESENTS CAPITAL GAINS ON INVESTMENTS USED TO FUND EXEMPT
    8 ACTIVITES AND OPERATIONS.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALLIANCE FOR THE VISUAL ARTS11 BANK STREET
    LEBANON,NH03766     		  PC MATCHING GIFT PROGRAM 130
    ANSWERRUTGERS UNIV 41 GORDON RD STE C
    PISCATAWAY,NJ08854     		  PC MATCHING GIFT PROGRAM 500
    APPALACHIAN VOICES589 WEST KING STREET
    S ROYALTON,NJ28607     		  PC MATCHING GIFT PROGRAM 50
    ATLANTA WOMEN'S FOUNDATION3355 LENOX ROAD SUITE 850
    ATLANTA,GA30326     		  PC MATCHING GIFT PROGRAM 500
    BALEPO BOX 211
    SOUTH ROYALTON,VT05068     		  PC MATCHING GIFT PROGRAM 100
    BMCC FOUNDATION199 CHAMBERS STREET
    NEW YORK,NY10007     		  PC MATCHING GIFT PROGRAM 2,000
    BOY SCOUTS OF AMERICA475 RIVERSIDE DRIVE -ROOM 600
    NEW YORK,NY10115     		  PC MATCHING GIFT PROGRAM 3,100
    BRYN MAWR COLLEGE101 N MERION AVENUE
    BRYN MAWR,PA19010     		  PC MATCHING GIFT PROGRAM 2,200
    BUCK HILL CONSERVATIONPO BOX 350
    BUCK HILL FALLS,PA18323     		  PC MATCHING GIFT PROGRAM 10,000
    CAMBRIDGE IN AMERICA1120 AVE OF THE AMERICAS 17TH FLOOR
    NEW YORK,NY10036     		  PC RESEARCH FELLOWSHIP 67,500
    CATAMOUNT FILM AND ARTS115 EASTERN AVE
    SAINT JOHNSBURY,VT05819     		  PC MATCHING GIFT PROGRAM 800
    CITY OF NY THE GRADUATE CENTER365 FIFTH AVENUE SUITE 8024
    NEW YORK,NY10016     		  PC MATCHING GIFT PROGRAM 200
    CITYMEALS ON WHEELS355 LEXINGTON AVENUE
    NEW YORK,NY10017     		  PC MATCHING GIFT PROGRAM 300
    CLEVELAND CLINICINDIAN RIVER FOUNDATION 1000 37TH
    PLACE SUITE 101
    VERO BEACH,FL32960     		  PC MATCHING GIFT PROGRAM 2,000
    COASTAL CONSERVATION LEAGUEPO BOX 1765
    CHARLESTON,SC294021765     		  PC MATCHING GIFT PROGRAM 20,000
    COLUMBIA COMMUNITY SERVICECOLUMBIA UNIVERSITY 2980 BROADWAY
    ROOM 304 EARL HALL MC 2025
    NEW YORK,NY10027     		  PC MATCHING GIFT PROGRAM 10,000
    COLUMBIA UNIVERSITY622 WEST 113TH STREET
    NEW YORK,NY10025     		  PC MATCHING GIFT PROGRAM 4,000
    COMMUNITY HARVEST OF VT146 LORD ROAD
    BERLIN,VT05602     		  PC MATCHING GIFT PROGRAM 382
    CORNER HOUSE FOUNDATION369 WITHERSPOON STREET
    PRINCETON,NJ08540     		  PC MATCHING GIFT PROGRAM 500
    CROSSOVER MISSION4425 US HIGHWAY 1
    VERO BEACH,FL32967     		  PC MATCHING GIFT PROGRAM 2,000
    DOCTORS WITHOUT BORDERS333 SEVENTH AVENUE
    NEW YORK,NY10001     		  PC MATCHING GIFT PROGRAM 1,000
    DR ANGELICA DUREN-MARTINEZ883 BROADWAY ST DUGAN 201G
    LOWELL,MA01854     		NONE I DIALOGUES AND NEGOTIATIONS WITH CRIMINAL, NON-REBEL GROUPS IN LATIN AMERICA 24,904
    DR JENNIFER SKEEM120 HAVILAND HALL UNIVERSITY OF
    CALIFORNIA BERKELEY
    BERKELEY,CA947207400     		NONE I TARGETING INSTITUTIONAL RISK FACTORS TO REDUCE PATIENT VIOLENCE 38,705
    DR MARK OBBIE6476 COUNTY ROAD 32
    CANANDAIGUA,NY14424     		NONE I COUNTERING MASS VIOLENCE IN THE UNITED STATES 5,275
    DR MOLLY PUCCI14 FERNLEY COURT LONG LANE
    DUBLIN    
    EI     		NONE I THE CZECHOSLOVAK ARMS INDUSTRY AND THE CHANGING FACE OF GLOBAL WARFARE, 1859-1989 36,850
    DR NEETI NAIR2401 CALVERT ST NW APT 211
    WASHINGTON,DC20008     		NONE I HURT SENTIMENTS AND BLASPHEMY IN SOUTH ASIA 47,250
    DR ROMINA ISTRATII5 AYLMER COURT SHELDON AVENUE
    LONDON   N2 0BU
    UK     		NONE I RELIGION, CONSCIENCE AND ABUSIVE BEHAVIOUR: UNDERSTANDING THE ROLE OF FAITH AND SPIRITUALITY IN THE DETERRENCE OF INTIMATE PARTNER VIOLENCE IN RURAL ETHIOPIA 25,655
    DR RONALD KREBSDEPARTMENT OF POLITICAL SCIENCE
    UNIVERSITY OF MINNESOTA 1414 SOCIAL
    MINNEAPOLIS,MN55455     		NONE I WARS CRUCIBLE: HOW VIOLENT CONFLICT SHAPES DEMOCRACY 39,752
    DR STEPHEN PIERECDEPARTMENT OF HISTORY SAMUEL
    ALEXANDER BUILDING
    MANCHESTER   M13 9PL
    UK     		NONE I CULPABLE IDENTITIES: VIOLENCE, CRIMINAL LAW, AND THE POLITICS OF PERSONHOOD IN COLONIAL NORTHERN NIGERIA 26,363
    DUKE UNIVERSITY SCHOOL OF NURSINGBOX DUMC 3322
    DURHAM,NC27710     		  PC MATCHING GIFT PROGRAM 200
    EAST NORTHPORT FIREONE NINTH AVENUE
    EAST NORTHPORT,NY11731     		  PC MATCHING GIFT PROGRAM 100
    FAIR BANKS MUSEUM1302 MAIN STREET
    ST JOHNSBURY,VT05819     		  PC MATCHING GIFT PROGRAM 500
    FINCAPO BOX 98048
    WASHINGTON,DC20090     		  PC MATCHING GIFT PROGRAM 800
    FRIENDS OF MORRILL HOMESTEADPO BOX 98
    STRAFFORD,VT05072     		  PC MATCHING GIFT PROGRAM 50
    FRIENDS SEMINARY222 EAST 16TH STREET
    NEW YORK,NY10003     		  PC MATCHING GIFT PROGRAM 200
    FROG HOLLOW FARM123 BARRE RD
    HUBBARDSTON,MA01452     		  PC MATCHING GIFT PROGRAM 2,000
    FUTURE GENERATIONS390 ROAD LESS TRAVELED
    FRANKLIN,WV26807     		  PC MATCHING GIFT PROGRAM 200
    GARRISON FOREST SCHOOL300 GARRISON FOREST ROAD
    OWINGS MILLS,MD21117     		  PC MATCHING GIFT PROGRAM 3,000
    GEORGETOWN UNIVERSITYOFFICE OF GIFT ADMIN
    WASHINGTON,DC20073     		  PC MATCHING GIFT PROGRAM 700
    GIANMARCO DANIELEVIA OLONA 19
    MILANO,LOMBARDIA20123
    IT     		NONE I DRUG CARTELS VIOLENCE IN NEW AND TRADITIONAL ILLEGAL MARKETS 40,000
    GIFFORD YOUTH ACHIEVEMENT CENTER4875 43RD AVENUE
    VERO BEACH,FL32967     		  PC MATCHING GIFT PROGRAM 2,000
    GLOBAL FUND FOR CHILDREN1101 FOURTEENTH STREET NW
    WASHINGTON,DC20005     		  PC MATCHING GIFT PROGRAM 400
    GROTON SCHOOLGIFT PROCESSING PO BOX 991
    GROTON,MA014500991     		  PC MATCHING GIFT PROGRAM 2,000
    HABITAT FOR HUMANITYPO BOX 6439
    AMERICUS,GA31709     		  PC MATCHING GIFT PROGRAM 200
    HARTFORD DISMAS HOUSE1673 MAPLE STREET
    HARTFORD,VT05047     		  PC MATCHING GIFT PROGRAM 200
    HARVARD DIVINITY SCHOOL124 MT AUBURN STREET
    CAMBRIDGE,MA02138     		  PC MATCHING GIFT PROGRAM 700
    HIGH SPIRIT COMMUNITY FARM1770 MASSACHUSETTS AVENUE SUITE 10
    CAMBRIDGE,MA02140     		  PC MATCHING GIFT PROGRAM 600
    HYDROCEPHALUS4340 EAST WEST HIGHWAY SUITE 905
    BETHESDA,MD20814     		  PC MATCHING GIFT PROGRAM 206
    INDIAN RIVER HOSPITAL FOUNDATION1000 37TH PLACE SUITE 101
    VERO BEACH,FL32960     		  PC MATCHING GIFT PROGRAM 2,500
    JAG PRODUCTIONSPO BOX 354
    WHITE RIVER JUNCTION,VT05001     		  PC MATCHING GIFT PROGRAM 200
    JOHN JAY COLLEGE OF CRIMINAL JUSTICE524 WEST 59TH STREET
    NEW YORK,NY10019     		  PC 15TH ANNUAL JOHN JAY SYMPOSIUM ON CRIME IN AMERICA 112,091
    JOHNS HOPKINSWHITING SCHOOL OF ENGINEERING
    DEVELOPMENT AND ALUMNI RELATIONS WY
    BALTIMORE,MD21218     		  PC MATCHING GIFT PROGRAM 1,000
    JUPITER MEDICAL CENTER FOUNDATION1210 S OLD DIXIE HIGHWAY
    JUPITER,FL33458     		  PC MATCHING GIFT PROGRAM 3,400
    LAWRENCEVILLE SCHOOLBOX 6008
    LAWRENCEVILLE,NJ08648     		  PC MATCHING GIFT PROGRAM 5,000
    LINDSAY RANDALL18/8 STEADS PLACE
    EDINBURGH,MIDLOTHIANEH6 5DS
    UK     		NONE I CONTESTING THE CITY: KINSHIP, ISLAM, AND ETHNIC POLITICS OF BELONGING IN HARAR, ETHIOPIA 20,000
    LISTEN COMMUNITY SVS60 HANOVER STREET
    LEBANON,NH03766     		  PC MATCHING GIFT PROGRAM 70
    MANUEL EISNERINSTITUTE OF CRIMINOLOGY CAMBRIDGE
    UNIVERSITY SIDGWICK AVENUE
    CAMBRIDGE   CB3 9DA
    UK     		NONE I VIOLENCE AND THE PANDEMIC 3,500
    MERCY SHIPSPO BOX 1930
    GARDEN VALLEY,TX75771     		  PC MATCHING GIFT PROGRAM 4,000
    MOLIERE IN THE PARK295 SAINT JOHNS PLACE 3A
    BROOKLYN,NY11238     		  PC MATCHING GIFT PROGRAM 200
    MR JAMES AUSTIN52 MERRY WAY
    CAMDEN,SC29020     		NONE I PROJECTING FUTURE VIOLENT AND PROPERTY CRIME RATES FOR US STATES 35,000
    MR MATTHEW SIMONSON52 BISHOP ALLEN DR APT 2
    CAMBRIDGE,MA02139     		NONE I KILL A STRANGER, SAVE A NEIGHBOR: CIVILIAN AND COMBATANT NETWORKS UNDER FIRE 20,000
    MR PHILIP JOHNSON310 BLEECKER STREET APT 1
    BROOKLYN,NY11237     		NONE I NARCOMMUNICATION: THE PUBLIC MESSAGES, MURDERS, AND MEDIA OF ORGANIZED CRIME 20,000
    MR WILLIAM WHITHAMDEPARTMENT OF HISTORY 129 DICKINSON
    HALL
    PRINCETON,NJ08544     		NONE I STATISM AND ANARCHY: ILLUSION, INSURRECTION, AND THE TRAGEDY OF THE LEFT 20,000
    MS CHULANI KODIKARA93/7 PORTOBELLO HIGH STREET
    EDINBURGH,SCOTLANDEH15 1AW
    UK     		NONE I GRIEF AND HOPE, INSCRIPTION AND ERASURE: A STRUGGLE FOR TRUTH AND JUSTICE IN POST-WAR SRI LANKA 20,000
    MS MAAYAN ARMELINMITZPE GILON DN MISGAV 112
    GILON   2010300
    IS     		NONE I LEADERSHIP STYLES AND SOCIAL RELATIONS IN THE SS-EINSATZGRUPPEN 20,000
    MS MARIA TERESA RESTREPO-RUIZ63 KINNE RD
    GLASTONBURY,CT06033     		NONE I INTIMATE PARTNER VIOLENCE IN ARMED CONFLICT CONTEXTS: THE CASE OF COLOMBIA 20,000
    MS MOLLY MINDEN1706 HELENA STREET
    MADISON,WI53704     		NONE I LEGACIES OF WARTIME VIOLENCE IN SOCIAL MOBILIZATION: RESISTANCE TO DAMS IN GUATEMALA 20,000
    MUSELLA FOUNDATION1100 PENINSULA BLVD
    HEWLETT,NY11557     		  PC MATCHING GIFT PROGRAM 200
    MV YOUTHPO BOX 65
    CHILMARK,MA02535     		  PC MATCHING GIFT PROGRAM 1,783
    NATIONAL CATHEDRAL SCHOOL3612 WOODLEY ROAD NW
    WASHINGTON,DC20016     		  PC MATCHING GIFT PROGRAM 200
    NEW YORK COMMUNITY TRUST909 THIRD AVENUE 22ND FLOOR
    NEW YORK,NY10022     		  PC MATCHING GIFT PROGRAM 10,000
    NORTHWESTERN UNIVERSITY1201 DAVIS STREET
    EVANSTON,IL60208     		  PC MATCHING GIFT PROGRAM 700
    OXFAM1101 17TH ST NW SUITE 1300
    WASHINGTON,DC20036     		  PC MATCHING GIFT PROGRAM 308
    PARTNERSHIP FOR INNER CITY EDUCATION1001 FIRST AVENUE SUITE 1800
    NEW YORK,NY10022     		  PC MATCHING GIFT PROGRAM 1,000
    PETEY GREENE9 MERCER STREET
    PRINCETON,NJ08540     		NONE I MATCHING GIFT PROGRAM 460
    PHILANTHROPY NY320 E 43RD ST NEW YORK NY 10017
    NEW YORK,NY10017     		  PC GENERAL SUPPORT 3,750
    PPCGNNJU437 EAST STATE STREET
    TRENTON,NJ08608     		  PC MATCHING GIFT PROGRAM 2,200
    PRINCETON DAY SCHOOL650 GREAT RD
    PRINCETON,NJ08540     		  PC MATCHING GIFT PROGRAM 400
    PRINCETON MEDICAL CENTER5 PLAINSBORO ROAD SUITE 365
    PLAINSBORO,NJ08536     		  PC MATCHING GIFT PROGRAM 600
    PROF PAOLO PINOTTIVIA ROENTGEN 1
    MILAN   20136
    IT     		NONE I ECONOMIC SHOCKS, SOCIAL INSURANCE AND VIOLENT CRIMES: EVIDENCE FROM BRAZIL 40,000
    REVELS NORTHPO BOX 415
    HANOVER,NH03755     		  PC MATCHING GIFT PROGRAM 200
    ROYALTON COMMUNITY RADIOPO BOX 281
    SOUTH ROYALTON,VT05068     		  PC MATCHING GIFT PROGRAM 50
    RURAL VERMONT46 EAST STATE STREET
    MONTPELIER,VT05602     		  PC MATCHING GIFT PROGRAM 50
    SARASA14 HIGH STREE
    CAMBRIDGE,MA02138     		  PC MATCHING GIFT PROGRAM 50
    SCAPO BOX 550
    CHARLESTOWN,NH03603     		  PC MATCHING GIFT PROGRAM 200
    SEVEN STARS ART CENTERPO BOX 216
    SHARON,VT050656635     		  PC MATCHING GIFT PROGRAM 50
    SHARON CONGREGATIONAL CHURCHPO BOX 42
    SHARON,VT050656635     		  PC MATCHING GIFT PROGRAM 500
    SHARON HEALTH INITIATIVEPO BOX 42
    SHARON,VT05065     		  PC MATCHING GIFT PROGRAM 400
    ST FRANCIS OF ASSISICLAYPITTS RD
    GREENLAWN,NY11721     		  PC MATCHING GIFT PROGRAM 520
    ST GEORGE'S SCHOOLPO BOX 1910
    NEWPORT,RI02840     		  PC MATCHING GIFT PROGRAM 4,600
    ST HILDA'S SCHOOL619 WEST 144TH STREET
    NEW YORK,NY100257995     		  PC MATCHING GIFT PROGRAM 1,000
    ST PAUL'S SCHOOL11152 FALLS ROAD
    BROOKLANDVILLE,MD21022     		  PC MATCHING GIFT PROGRAM 10,000
    STRAFFORD HISTORICAL SOCIETYPO BOX 100
    STRAFFORD,VT05072     		  PC MATCHING GIFT PROGRAM 50
    SUFFIELD ACADEMY185 N MAIN STREET
    SUFFIELD,CT06078     		  PC MATCHING GIFT PROGRAM 2,000
    THE SOLOMON R GUGGENHEIM MUSEUM1071 FIFTH AVENUE
    NEW YORK,NY101280173     		  PC GENERAL SUPPORT 15,000
    TRENTON CIRCUS SQUAD675 SOUTH CLINTON AVENUE
    TRENTON,NJ08611     		  PC MATCHING GIFT PROGRAM 2,000
    TRINITY COLLEGE300 SUMMIT STREET
    HARTFORD,CT06106     		  PC MATCHING GIFT PROGRAM 1,000
    TUBEROUS SCLEROSIS ALLIANCE801 ROEDER ROAD STE 750
    SILVER SPRING,MD20910     		  PC MATCHING GIFT PROGRAM 200
    URBAN HOPEPO BOX 23171
    RICHMOND,VA232230571     		  PC MATCHING GIFT PROGRAM 1,036
    VERMONT ARTS COUNCIL136 STATE STREET
    MONTPELIER,VT05633     		  PC MATCHING GIFT PROGRAM 1,800
    VERMONT FOOD BANK33 PARKER ROAD
    BARRE,VT05641     		  PC MATCHING GIFT PROGRAM 480
    VERMONT PUBLIC RADIO365 TROY AVENUE
    COLCHESTER,VT05446     		  PC MATCHING GIFT PROGRAM 480
    VITAL COMMUNITIES195 NORTH MAIN STREET
    WHITE RIVER JUNCTION,VT05001     		  PC MATCHING GIFT PROGRAM 100
    WELLESLEY COLLEGE106 CENTRAL STREET
    WELLESLEY,MA02481     		  PC MATCHING GIFT PROGRAM 600
    WESTPORT RIVER WATERSHED1151 MAIN ROAD
    WESTPORT,MA02790     		  PC MATCHING GIFT PROGRAM 140
    WHITE RIVER PARTNERSHIPPO BOX 705
    S ROYALTON,VT05068     		  PC MATCHING GIFT PROGRAM 100
    YORK THEATER619 LEXINGTON AVENUE
    NEW YORK,NY10022     		  PC MATCHING GIFT PROGRAM 300
    YOUTH535 8TH AVENUE SUITE 1400
    NEW YORK,NY10018     		  PC MATCHING GIFT PROGRAM 5,000
    ZOZAN PEHLIVAN918 HELLER HALL 271 19TH AVE S
    MINNEAPOLIS,MN55455     		NONE I A CLIMATE OF VIOLENCE: ENVIRONMENTAL CRISES IN LATE OTTOMAN EMPIRE 39,980
    Total ...............................bullet 3a 902,520
    bApproved for future payment
    BENJAMIN HOY724 ARTS BUILDING UNIVERSITY OF
    SASKATCHEWAN 9 CAMPUS DRIVE SASKATO
    SASKATOON,SASKATCHEWANSZN0Z1
    CA     		  PC DOMINATING A CONTINENT: VIOLENCE, RETRIBUTION, AND FORCIBLE CONFINEMENT IN NORTH AMERICA 32,296
    DANIEL HIRATARUA CARDOZO JUNIOR
    RIO DE JANEIRO   22245-000
    BR     		NONE I POLICE SPECIAL OPERATIONS AND ARMED CRIMINAL GROUPS IN RIO DE JANEIRO 30,000
    DAVID HENIGUTRECHT UNIVERSITY / SJOERD
    GROENMAN BUILDING PADUALAAN 14
    UTRECHT   3584 CH
    NL     		NONE I DEADLY ENVIRONMENTS: LIVING AMONG EXPLOSIVE WAR REMNANTS IN FORMER YUGOSLAVIA 5,505
    DR ANKUR DATTAJAWAHARLAL NERU UNIVERSITY UK 149 A
    FIRST FLOOR
    NEW DELHI,DELHI110067
    IN     		NONE I VICTIMHOOD IN A TIME OF CRISIS: MUSLIMS AND THE RIOTS OF 2020 IN NEW DELHI, INDIA 7,728
    DR DORIAN JURIC15 MOLLER RD PO BOX 1218
    FRUITVALE,BRITISH COLUMBIAV0G 1L0
    CA     		NONE I TWAS ALWAYS KNOWN AS THE BLOODY FRONTIER: RUMOURS, MEMORIES, AND BOSNIAN IDENTITY IN THE MIGRANT CRISIS 31,841
    DR ERIC MIN3254 BUNCHE HALL
    LOS ANGELES,CA90095     		NONE I FIGHTING AND BARGAINING ACROSS TWO CENTURIES OF INTERNATIONAL CONFLICT 28,910
    DR JEREMY SPEIGHTPO BOX 756420 DEPARTMENT OF
    POLITICAL SCIENCE UNIVERSITY OF ALA
    FAIRBANKS,AK997756420     		NONE I EX-REBEL AUTHORITY IN POST-CONFLICT POLITICS: EVIDENCE FROM CTE DIVOIRE 35,000
    DR KATHERINE BRUCE-LOCKHART200 UNIVERSITY AVENUE WEST
    DEPARTMENT OF HISTORY UNIVERSITY OF
    WATERLOO,ONTARION2L 3G1
    CA     		NONE I UNDERSTANDING VIOLENCE AND INCARCERATION IN AFRICA: EVIDENCE FROM BRITISH COLONIES AND POSTCOLONIAL STATES 22,556
    DR LAINE MUIRPO BOX 2259
    KIGALI    
    RW     		NONE I VALUABLE RESOURCES: WOMEN, CONFLICT, AND MODERN MINING IN RWANDA 21,980
    DR PAMELA MAINYECOLUMBIA UNIVERSITY INSTITITUTE OF
    AFRICAN STUDIES KISII UNIVERSITY KE
    NEW YORK,NY10027     		NONE I SUPER-COPS, EXTRA-JUDICIAL KILLINGS AND POPULAR IMAGINARIES OF POLICING IN FACEBOOK GROUPS, IN NAIROBI. 28,000
    DR ROBERT SIMIYUDEPARTMENT OF GEOGRAPHY KISII
    UNIVERSITY
    KISII   40200
    KE     		NONE I GEOGRAPHY, IDENTITY FORMATION, AND INTRA-ETHNIC CONFLICTS IN KENYA'S MT. ELGON REGION: DECONSTRUCTING THE SOY-MOSOP DIVIDE AS A BASIS FOR CONFLICT RESOLUTION 16,900
    DR URI LIFDHINBOROCHOV 29 ST
    TEL AVIV,ISRAEL64252
    IS     		NONE I INCREASING PERCEIVED SIMILARITY OF THE SELF TO ANIMALS TO REDUCE INTERGROUP HOSTILITY AND PROMOTE PEACE: TESTING A NOVEL INTERVENTION IN THREE NATIONS 18,996
    GEMA KLOPPE-SANTAMARIA737 W BROMPTON AVENUE APT 2C
    CHICAGO,IL60657     		  PC IN THE NAME OF CHRIST: RELIGIOUS VIOLENCE AND ITS LEGITIMACY IN MEXICO (1920-2020) 16,520
    GEORGE MASON UNIVERSITY4400 UNIVERSITY DRIVE
    FAIRFAX,VA22030     		  PC CONGRESSIONAL BRIEFING ON RECENT U.S VIOLENCE TRENDS 12,650
    JOHN JAY COLLEGE OF CRIMINAL JUSTICE524 WEST 59TH STREET
    NEW YORK,NY10019     		  PC 16TH ANNUAL JOHN JAY SYMPOSIUM ON CRIME IN AMERICA 102,000
    MR GREGORY BERMAN50 ST MARKS AVENUE
    BROOKLYN,NY11217     		NONE I AT THE CROSSROADS 40,000
    PEMBROKE COLLEGEPEMBROKE
    CAMBRIDGE   CB2 1RF
    UK     		  NC HFG GUGGENHEIM FELLOW 70,000
    RAND CORPORATION1776 MAIN STREET
    SANTA MONICA,CA90401     		  PC GUN VIOLENCE 30,000
    ROMINA ISTRATII262 LORDSHIP LANE
    LONDON   SE 22 8LT
    UK     		NONE I RELIGION, CONSCIENCE AND ABUSIVE BEHAVIOR: UNDESRTANDING THE ROLE OF FAITH AND SPIRTUALITY IN THE DETERRENCE OF INTIMATE PARTNER VIOLENCE IN RURAL ETHIOPIA 11,679
    SALZBURG GLOBAL SEMINARLEOPOLDSKRONSTRAE 56-58
    SALZBURG    
    AU     		  NC SALZBURG GLOBAL SEMINAR 2021 100,000
    SMADAR BEN-NATAN416 E ROY ST APT K
    SEATTLE,WA98102     		  PC THE CARCERAL STATE IN CONFLICT: BETWEEN RECONCILIATION AND RADICALIZATION 39,320
    STEVEN PIERCEDEPARTMENT OF HISTORY SAMUEL
    ALEXANDER BUILDING
    MANCHESTER   M13 9PL
    UK     		NONE I CULPABLE IDENTITIES: VIOLENCE, CRIMINAL LAW, AND THE RIGHTS OF PERSONHOOD IN COLONIAL NORTHERN NIGERIA 35,000
    THE CRIME REPORT524 WEST 59TH STREET
    NEW YORK,NY10019     		  PC THE CRIME REPORT 10,000
    YAEL ZEIRA4831 HYDE ROAD
    MANLIUS,NY13104     		NONE I THE ETHNICIZATION OF CONFLICT: A SOCIAL MEDIA ANALYSIS 39,825
    YOLANA PRINGLE40 KINGS ROAD
    HITCHIN,HERTFORDSHIRESG5 1RD
    UK     		NONE I POLITCAL VIOLENCE AND MENTAL HEALTH IN AFRICA, 1970S-90S 27,890
    Total ................................bullet 3b 814,596

    TY 2020 AccountingFeesSchedule
    Name:
    THE HARRY FRANK GUGGENHEIM FOUNDATION
    EIN:
    13-6043471
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MARKS PANETH LLP 37,853 9,463 9,463 28,390

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    THE HARRY FRANK GUGGENHEIM FOUNDATION
    EIN:
    13-6043471
    US Government Securities - End of Year Book Value:

    8,242,366
    US Government Securities - End of Year Fair Market Value:

    8,242,366
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2020 InvestmentsOtherSchedule2
    Name:
    THE HARRY FRANK GUGGENHEIM FOUNDATION
    EIN:
    13-6043471
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    AG REALTY FMV 213,400 213,400
    AKO FMV 2,761,905 2,761,905
    ALTIMETER FMV 3,917,826 3,917,826
    ASCENT INDIA FMV 259,647 259,647
    CAR VAL FMV 24,226 24,226
    CHILDREN'S FMV 4,093,839 4,093,839
    DE SHAW FMV 4,456,708 4,456,708
    HC CAPITAL INTERNATIONAL FMV 8,476,110 8,476,110
    HC CAPITAL LARGE CAP GROWTH FMV 15,722,214 15,722,214
    HIRTLE CAPITAL EMERGING MARKETS FMV 3,916,271 3,916,271
    JPM POOLED COR FN CL B LLC 15% FMV 292 292
    JPM POOLED VC CL B LLC 64% FMV 9,954 9,954
    LEGACY FMV 1,110,605 1,110,605
    LEGACY VI FMV 2,677,029 2,677,029
    LEGACY VII FMV 2,832,406 2,832,406
    LEGACY VIII FMV 1,349,667 1,349,667
    NEUHAUS FMV 321,043 321,043
    NEWSTONE FMV 155,023 155,023
    SILVERLAKE FMV 89,125 89,125
    STRATUS FEEDER FMV 378 378
    TACONIC FMV 1,121,153 1,121,153
    TWO SIGMA FMV 1,631,212 1,631,212
    LEGACY VENTURE IX FMV 489,619 489,619
    SILVERLAKE V FMV 958,197 958,197
    HC SELECT EQUITY FMV 3,915,062 3,915,062
    HC PE FUND XII FMV 621,919 621,919
    HC PE FUND 2020 FMV 41,045 41,045
    HC ALTERNATIVE CREDIT FMV 1,315,928 1,315,928

    TY 2020 LegalFeesSchedule
    Name:
    THE HARRY FRANK GUGGENHEIM FOUNDATION
    EIN:
    13-6043471
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CLEARY GOTTLIEB STEEN & HAMILTON LLP 24,907 6,277 6,277 18,680
    EWENSTEIN & ROTH LLP 6,680 1,670 1,670 5,010
    FRAGOMEN, DEL REY, BERNSEN & LOEWY, LLP 3,212 803 803 2,409
    HARRIS BEACH PLC 2,747 687 687 2,060
    LITMAN & JACOBS 2,500 625 625 1,875
    LITTLE MENDELSON, P.C. 7,688 1,922 1,922 5,766


    TY 2020 OtherAssetsSchedule
    Name:
    THE HARRY FRANK GUGGENHEIM FOUNDATION
    EIN:
    13-6043471
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    SECURITY DEPOSITS 175,137 175,137 175,137


    TY 2020 OtherExpensesSchedule
    Name:
    THE HARRY FRANK GUGGENHEIM FOUNDATION
    EIN:
    13-6043471
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INSURANCE 9,267 1,390 0 7,877
    SERVICE CONTRACTS 13,830 2,075 2,075 11,756
    OFFICE EXPENSE 33,123 9,795 9,795 23,329
    MISCELLANEOUS 2,056 19 19 2,035
    COMPUTER SOFTWARE 12,644 1,897 1,897 10,747
    OUTSIDE FINANCIAL CONFERENCES 3,578 3,578 3,578 0
    REPAIRS & MAINTENANCE 129 19 19 110
    PAYROLL FEES 2,231 335 335 1,896
    DUES AND SUBSCRIPTIONS 19,216 1,948 1,948 17,269


    TY 2020 OtherIncomeSchedule2
    Name:
    THE HARRY FRANK GUGGENHEIM FOUNDATION
    EIN:
    13-6043471
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    INCOME PER K-1'S 854,217 -26,871 -29,773
    MADOFF VICTIM FUND 40,143 40,143 40,143
    UBIT INCOME PER K1S -3,089   -3,089
    OTHER INCOME 2,572 2,572 2,572
    LEGAL FEE REFUND 1,000   1,000
    LP LI 26,691 26,691 26,691


    TY 2020 OtherIncreasesSchedule
    Name:
    THE HARRY FRANK GUGGENHEIM FOUNDATION
    EIN:
    13-6043471
    Description Amount
    UNREALIZED APRECIATION IN MARKET VALUE OF INVESTMENTS 8,509,098


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE HARRY FRANK GUGGENHEIM FOUNDATION
    EIN:
    13-6043471
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    HIRTLE CALLAGHAN 244,083 244,083 244,083 0
    MURPHY, BURNHAM & BUTTRICK ARCHITECTS 166,680 0 0 166,680
    OTHER PROFESSIONAL FEES 56,025 1,500 1,500 54,525
    LEGAL FEES 64,836 0 0 64,836
    CONWAY 73,695 73,695 73,695 0
    BNY FEES 54,323 54,323 54,323 0
    TACONIC 5,274 5,274 5,274 0
    SILVERLAKE 9,524 9,524 9,524 0


    TY 2020 TaxesSchedule
    Name:
    THE HARRY FRANK GUGGENHEIM FOUNDATION
    EIN:
    13-6043471
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    NYS UNRELATED BUSINESS TAX 1,500 0 0 0
    FEDERAL EXCISE TAX 55,742 0 0 0
    NYC ANNUAL FILING FEE 250 0 0 250