Form990
Click to see attachment
Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter social security numbers on this form as it may be made public.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
A For the 2020 calendar year, or tax year beginning 01-01-2020 , and ending 12-31-2020
BCheck if applicable:
CName of organization
THE ASPEN INSTITUTE INC
 
 
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
2300 N STREET NW NO 700
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
WASHINGTON, DC20037
D Employer identification number

84-0399006
E Telephone number

G Gross receipts $ 463,105,165
F Name and address of principal officer:
DANIEL R PORTERFIELD
2300 N STREET NW NO 700
WASHINGTON,DC20037
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.ASPENINSTITUTE.ORG
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:  
L Year of formation: 1949
M State of legal domicile: CO
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: THE ASPEN INSTITUTE IS A PEOPLE-SERVING ORGANIZATION THAT WORKS WITH PARTNERS ACROSS THE UNITED STATES AND AROUND THE WORLD TO BUILD A FREE, JUST, AND EQUITABLE SOCIETY. THE INSTITUTE CREATES POSITIVE CHANGE BY INSPIRING INCLUSIVE DIALOGUE AND EMPOWERING LEADERS TO SOLVE SOCIETY'S BIGGEST CHALLENGES.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 88
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 87
5 Total number of individuals employed in calendar year 2020 (Part V, line 2a) ...... 5 609
6 Total number of volunteers (estimate if necessary) ............. 6 80
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 6,582,323
b Net unrelated business taxable income from Form 990-T, line 39 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 108,438,960 131,254,703
9 Program service revenue (Part VIII, line 2g) ......... 42,107,971 17,868,195
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 917,992 1,961,152
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 643,213 178,771
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 152,108,136 151,262,821
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 6,957,109 16,945,859
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 61,198,381 65,246,455
16a Professional fundraising fees (Part IX, column (A), line 11e) ..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet3,448,377    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 77,749,839 46,933,372
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 145,905,329 129,125,686
19 Revenue less expenses. Subtract line 18 from line 12....... 6,202,807 22,137,135
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 349,619,834 394,226,132
21 Total liabilities (Part X, line 26)............. 41,306,714 41,995,580
22 Net assets or fund balances. Subtract line 21 from line 20..... 308,313,120 352,230,552
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2020)
Form 990 (2020)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: THE ASPEN INSTITUTE IS A PEOPLE-SERVING ORGANIZATION THAT WORKS WITH PARTNERS ACROSS THE UNITED STATES AND AROUND THE WORLD TO BUILD A FREE, JUST, AND EQUITABLE SOCIETY. THE INSTITUTE CREATES POSITIVE CHANGE BY INSPIRING INCLUSIVE DIALOGUE AND EMPOWERING LEADERS TO SOLVE
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 64,867,347 including grants of $ 15,965,201 ) (Revenue $ 10,900,822 )
POLICY PROGRAMS: THE ASPEN INSTITUTE'S POLICY PROGRAMS EXPLORE AND IDENTIFY SOLUTIONS FOR PROBLEMS RANGING FROM ECONOMIC DISTRESS TO EDUCATIONAL OPPORTUNITY, FROM CLIMATE CHANGE TO RACIAL DISPARITIES, IN AN EFFORT TO INFLUENCE DECISION-MAKERS IN THE PUBLIC AND PRIVATE SECTORS TO ADVANCE THE BEST AND MOST INSPIRED PROPOSALS. OUR POLICY PROGRAMS RANGE IN SIZE FROM $100,000 TO $8 MILLION IN ANNUAL REVENUE AND EXPENSES.
4b (Code:   ) (Expenses $ 10,096,488 including grants of $   ) (Revenue $ 5,556,464 )
CAMPUS ACTIVITIES: IN ADDITION TO ITS HEADQUARTERS IN WASHINGTON, DC, THE ASPEN INSTITUTE ALSO CONDUCTS MUCH OF ITS WORK ON ITS FOUNDING CAMPUS IN ASPEN, COLORADO, WHICH PROVIDES NATURAL BEAUTY AND QUIET SURROUNDINGS THAT ENCOURAGE THOUGHTFUL REFLECTION THAT REFRESHES MIND, BODY AND SPIRIT. ASPEN INSTITUTE LEADERSHIP SEMINARS HELD ON BOTH IN WASHINGTON AND ASPEN CHALLENGE INDIVIDUALS TO THINK MORE DEEPLY, LISTEN MORE ATTENTIVELY, AND REFINE THEIR ABILITY TO LEAD IN AN INCREASINGLY COMPLEX AND CONFLICTING WORLD. SEMINAR PARTICIPANTS ENGAGE IN CHALLENGING CONVERSATIONS ABOUT ENDURING QUESTIONS OF ETHICAL AND EFFECTIVE LEADERSHIP, GAINING A GREATER CAPACITY TO LEAD WITH COURAGE AND CONVICTION.
4c (Code:   ) (Expenses $ 6,502,954 including grants of $ 526,474 ) (Revenue $   )
ASPEN GLOBAL LEADERSHIP NETWORK: THE ASPEN GLOBAL LEADERSHIP NETWORK IS A GROWING, WORLDWIDE COMMUNITY OF ENTREPRENEURIAL LEADERS FROM BUSINESS, GOVERNMENT, AND THE NONPROFIT SECTOR DRAWING FROM FELLOWS IN OVER 60 COUNTRIES WHO SHARE A COMMITMENT TO ENLIGHTENED LEADERSHIP AND TO USING THEIR EXTRAORDINARY CREATIVITY, ENERGY, AND RESOURCES TO TACKLE THE FOREMOST SOCIETAL CHALLENGES OF OUR TIMES. ALL HAVE PARTICIPATED IN THE FLAGSHIP HENRY CROWN FELLOWSHIP OR IN ONE OF THE DOZEN ASPEN INSTITUTE LEADERSHIP INITIATIVES IT HAS INSPIRED IN THE UNITED STATES, AFRICA, CHINA, CENTRAL AMERICA, INDIA, AND THE MIDDLE EAST. EACH SUMMER, THE NETWORK GATHERS TO RECONNECT AND RECOMMIT TO ACTION AT THE ANNUAL RESNICK ASPEN ACTION FORUM IN ASPEN, COLORADO.
(Code:   ) (Expenses $ 7,464,098 including grants of $ 309,167 ) (Revenue $ 369,361 )
OTHER RESTRICTED PROGRAMS
(Code:   ) (Expenses $ 6,308,264 including grants of $ 39,000 ) (Revenue $ 525,698 )
PUBLIC PROGRAMS
(Code:   ) (Expenses $ 2,267,069 including grants of $ 106,017 ) (Revenue $   )
YOUTH AND ENGAGEMENT
(Code:   ) (Expenses $ 821,681 including grants of $   ) (Revenue $ 515,850 )
SEMINARS
4d Other program services (Describe in Schedule O.)
(Expenses $ 16,861,112 including grants of $ 454,184 ) (Revenue $ 1,410,909 )
4e Total program service expensesMediumBullet98,327,901
Form 990 (2020)
Form 990 (2020)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment.........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part IIIClick to see attachment..
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment.........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment....
7
Yes
 
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D, Part IIIClick to see attachment..............
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part V......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D, Part VI. Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XIIClick to see attachment......................
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
 
No
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I(see instructions) ....Click to see attachment
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
21
Yes
 
Form 990 (2020)
Form 990 (2020)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I ....
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................
25b
 
No
26
Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part II...........
26
 
No
27
Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?
If "Yes," complete
Schedule L, Part III.........................
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV......................
28a
 
No
b
A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV.....
28b
 
No
c
A 35% controlled entity of one or more individuals and/or organizations described in lines 28a or 28b? If "Yes," complete Schedule L, Part IV.....................
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .................Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................
34
 
No
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
 
No
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...
35b
 
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2.............
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable ..
1a
751
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
Form 990 (2020)
Form 990 (2020)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance (continued)
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
609
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
 
No
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the sponsoring organization make any taxable distributions under section 4966?........
9a
 
 
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see instructions and file Form 4720, Schedule N.
15
 
No
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.
16
 
No
Form 990 (2020)
Form 990 (2020)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
88
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
87
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the states with which a copy of this Form 990 is required to be filedMediumBullet
AL , AK , AZ , AR , CA , CO , CT , FL , GA , IL , KS , KY , ME , MD , MA , MI , MN , MS , MO , NH , NJ , NM , NY , NC , ND , OH , OK , OR , PA , RI , SC , TN , UT , VA , WA , WV , WI
18
Section 6104 requires an organization to make its Form 1023 (or 1024-A if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletASPEN INSTITUTENAMITA KHASAT2300 N STREET NW NO 700   WASHINGTON,DC20037 (202) 736-2520
Form 990 (2020)
Form 990 (2020)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See instructions for the order in which to list the persons above.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) DANIEL PORTERFIELD......................................................................
PRESIDENT & CEO
 40.00
.................
  		X   X       664,380 0 57,972
(2) ELLIOT GERSON......................................................................
EXECUTIVE VP
 40.00
.................
  		    X       414,275 0 70,000
(3) NAMITA KHASAT......................................................................
CFO/CAO/TREASURER
 40.00
.................
  		    X       405,921 0 56,950
(4) ERIC MOTLEY......................................................................
EVP, CORP SECRETARY
 40.00
.................
  		    X       394,878 0 54,776
(5) DAVID LANGSTAFF......................................................................
EXEC VICE PRESIDENT
 40.00
.................
  		    X       375,458 0 58,944
(6) MARGARET CLARK......................................................................
VP POLICY PROGRAMS
 40.00
.................
  		        X   351,059 0 54,037
(7) ANN MOSLE......................................................................
VP, EXECUTIVE DIRECTOR
 40.00
.................
  		        X   326,978 0 72,138
(8) JANE WALES......................................................................
VP, EXECUTIVE DIRECTOR
 40.00
.................
  		        X   347,449 0 44,844
(9) MICKEY EDWARDS......................................................................
VP AND PROGRAM DIRECTOR
 40.00
.................
  		        X   347,054 0 39,725
(10) AMY DEMARIA......................................................................
EVP COMM./MRKTNG - UNTIL 08/2020
 40.00
.................
  		    X       353,006 0 26,080
(11) ERIKA MALLIN......................................................................
EXECUTIVE DIRECTOR
 40.00
.................
  		        X   349,238 0 26,897
(12) JAMES SCHINE CROWN......................................................................
CHAIRMAN
 1.00
.................
  		X   X       0 0 0
(13) WILLIAM E MAYER......................................................................
CHAIRMAN EMERITUS
 1.00
.................
  		X   X       0 0 0
(14) MADELEINE K ALBRIGHT......................................................................
TRUSTEE
 1.00
.................
  		X           0 0 0
(15) JEAN-LUC ALLAVENA......................................................................
TRUSTEE
 1.00
.................
  		X           0 0 0
(16) PAUL F ANDERSON......................................................................
TRUSTEE
 1.00
.................
  		X           0 0 0
(17) JEFFREY S ARONIN......................................................................
TRUSTEE
 1.00
.................
  		X           0 0 0
Form 990 (2020)
Form 990 (2020)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) DONNA BARKSDALE........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(19) MERCEDES BASS........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(20) MIGUEL MIKE BEZOS........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(21) LAWRENCE BOBO........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(22) RICHARD BRADDOCK........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(23) WILLIAM D BUDINGER........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(24) BETH BROOKE-MARCINIAK........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(25) WILLIAM BYNUM........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(26) STEPHEN L CARTER........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(27) TROY CARTER........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(28) CESAR R CONDE........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(29) PENNY COULTER........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(30) KATIE COURIC........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(31) ANDREA CUNNINGHAM........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(32) KENNETH L DAVIS MD........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(33) LUIS GERARDO DEL VALLE TORRES........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(34) JOHN DOERR........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(35) THELMA DUGGIN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(36) ARNE DUNCAN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(37) MICHAEL D EISNER........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(38) L BROOKS ENTWISTLE........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(39) ELIZABETH FLEMING........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(40) ALAN FLETCHER........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(41) NAUSHAD FORBES........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(42) ANN B FRIEDMAN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(43) HENRY LOUIS GATES JR........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(44) MIRCEA D GEOANA........................................................................
TRUSTEE - UNTIL 4/2020
 1.00
.......................   		X           0 0 0
(45) ANTONIO GRACIAS........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(46) PATRICK W GROSS........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(47) ARJUN GUPTA........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(48) JANE HARMAN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(49) KAYA HENDERSON........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(50) HAYNE HIPP........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(51) IVAN HODAC........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(52) MARK HOPLAMAZIAN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(53) GERALD D HOSIER........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(54) ROBERT HURST........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(55) NATALIE JARESKO........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(56) SONIA KAPADIA........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(57) SALMAN KHAN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(58) TEISUKE KITAYAMA........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(59) MICHAEL KLEIN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(60) DAVID KOCH........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(61) AMBASSADOR SATINDER K LAMBAH........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(62) LAURA LAUDER........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(63) MELONY LEWIS........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(64) YO-YO MA........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(65) JAMES M MANYIKA........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(66) CRAIG MARTIN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(67) WILLIAM E MAYER........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(68) BONNIE PALMER MCCLOSKEY........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(69) DAVID MCCORMICK........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(70) DONALD MCKINNON........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(71) ANNE WELSH MCNULTY........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(72) DIANE L MORRIS........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(73) KARLHEINZ MUHR........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(74) CLARE MUNANA........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(75) JERRY MURDOCK........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(76) MARC NATHANSON........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(77) WILLIAM A NITZE........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(78) HER MAJESTY QUEEN NOOR........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(79) JACQUELINE NOVOGRATZ........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(80) OLARA A OTUNNU........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(81) ELAINE PAGELS........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(82) CARRIE WALTON PENNER........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(83) MARGOT L PRITZKER........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(84) LYNDA RESNICK........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(85) WILLIAM RESNICK........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(86) CONDOLEEZZA RICE........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(87) RICARDO SALINAS........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(88) LEWIS SANDERS........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(89) ANNA DEAVERE SMITH........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(90) MICHELLE SMITH........................................................................
TRUSTEE - UNTIL 9/2020
 1.00
.......................   		X           0 0 0
(91) JAVIER SOLANA........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(92) ROBERT K STEEL........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(93) SHASHI THAROOR........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(94) LAURIE M TISCH........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(95) GIULIO TREMONTI........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(96) CHRISTOPHER VARLELAS........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(97) ECKART VON KLAEDEN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(98) RODERICK K VON LIPSEY........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(99) EDWARD WILLIAMS........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(100) JESSIE WOOLLEY-WILSON........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 4,329,696 0 562,363
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet192
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
TENANT IMPROVEMENT SPECIALISTS

713 EAST 23RD STREET
CARSON,CA90745 		CONSTRUCTION SERVICES 4,863,342
BRAIN SOURCE INTERNATIONAL

42-44 BISHOPSGATE
LONDON   EC2N
UK 		STAFFING AND PAYROLL SERVICES 1,130,781
ROWLAND BROUGHTON ARCHITECTURE AND URBAN

500 WEST MAIN STREET
ASPEN,CO81611 		ARCHITECTURAL SERVICES FOR CONSTRUCTION 834,799
GLOBAL CABLE INC

22102 CHIPPEWA LANE
GOLDEN,CO80401 		DATA/FIBER PROJECTS 775,290
ARNOLD WORLDWIDE LLC

10 SUMMER STREET
BOSTON,MA02110 		PROJECT MANAGEMENT 476,100
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet58
Form 990 (2020)
Form 990 (2020)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues..1b  
c Fundraising events..1c 799,255
d Related organizations1d  
e Government grants (contributions)1e 3,880,824
f All other contributions, gifts, grants, and similar amounts not included above1f 126,574,624
g Noncash contributions included in lines 1a - 1f:$ 1g 10,736,193
h Total. Add lines 1a-1f.......MediumBullet 131,254,703
Program Service RevenueAmt Business Code
2a CONTRACT REVENUE 900099 10,612,429 10,612,429    
b CONF./FACILITY FEES 531390 5,556,464   5,556,464  
c SEMINAR AND EVENT FEES 900099 1,698,699 1,698,699    
d BOOK SALES 900099 603 603    
e
f All other program service revenue.        
g Total. Add lines 2a–2f .....MediumBullet 17,868,195
OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 941,099   904,720 36,379
4 Income from investment of tax-exempt bond proceedsMediumBullet        
5 Royalties...........MediumBullet        
(ii) Personal (i) Real
6a Gross rents   149,316 6a
b Less: rental expenses   126,249 6b
c Rental income or (loss)   23,067 6c
d Net rental income or (loss).......MediumBullet 23,067     23,067
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory 1,120,199 311,209,157 7a
b Less: cost or other basis and sales expenses 246,239 311,063,064 7b
c Gain or (loss) 873,960 146,093 7c
d Net gain or (loss).........MediumBullet 1,020,053     1,020,053
8a Gross income from fundraising events (not including $ 799,255of contributions reported on line 1c). See Part IV, line 18 ....
8a 10,175
b Less: direct expenses ... 8b 406,792
c Net income or (loss) from fundraising events..MediumBullet -396,617   -396,617
9a Gross income from gaming activities.
See Part IV, line 19 ...
9a  
b Less: direct expenses ... 9b  
c Net income or (loss) from gaming activities..MediumBullet        
10a Gross sales of inventory, less
returns and allowances ..
10a  
b Less: cost of goods sold .. 10b  
c Net income or (loss) from sales of inventory..MediumBullet        
Business Code Miscellaneous Revenue
11a SUBLEASE INCOME 900099 275,122     275,122
b OTHER INCOME 900099 156,060     156,060
c ADVERTISING INCOME 541800 121,139   121,139  
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 552,321
12 Total revenue. See instructions.....MediumBullet 151,262,821 12,311,731 6,582,323 1,114,064
Form 990 (2020)
Form 990 (2020)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising
expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 .... 12,738,339 12,738,339
2 Grants and other assistance to domestic individuals. See Part IV, line 22 ........... 1,268,055 1,268,055
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. ............. 2,939,465 2,939,465
4 Benefits paid to or for members .......    
5 Compensation of current officers, directors, trustees, and key employees ........... 2,932,640 429,011 2,278,802 224,827
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .........        
7 Other salaries and wages........ 50,164,402 36,994,330 11,228,606 1,941,466
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 4,629,541 4,165,018 214,473 250,050
9 Other employee benefits ....... 4,179,161 3,776,865 221,301 180,995
10 Payroll taxes ........... 3,340,711 2,908,877 243,959 187,875
11 Fees for services (non-employees):        
a Management ...... 8,215,600 8,215,600    
b Legal ......... 461,858 218,791 243,067  
c Accounting ........... 197,360   197,360  
d Lobbying ...........        
e Professional fundraising services. See Part IV, line 17    
f Investment management fees ...... 1,062,358   1,062,358  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 17,321,936 12,905,350 4,229,003 187,583
12 Advertising and promotion ....        
13 Office expenses ....... 2,608,807 1,531,921 1,021,890 54,996
14 Information technology ...... 638,757 529,881 108,876  
15 Royalties ..        
16 Occupancy ........... 5,890,405 3,912,310 1,814,906 163,189
17 Travel ............ 2,631,850 2,360,736 217,974 53,140
18 Payments of travel or entertainment expenses for any federal, state, or local public officials .        
19 Conferences, conventions, and meetings .... 1,235,453 1,223,626 4,900 6,927
20 Interest ........... 5,537   5,537  
21 Payments to affiliates ....... 8,528 8,528    
22 Depreciation, depletion, and amortization .. 3,537,656   3,537,656  
23 Insurance ... 364,482   364,482  
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a PARTNER REIMBURSEMENTS 1,130,987 1,130,987    
b PUBLICATIONS 797,665 629,268 147,660 20,737
c BAD DEBT 474,167 294,000 3,575 176,592
d REPAIRS AND MAINTENANCE 349,966 146,943 203,023  
e All other expenses        
25 Total functional expenses. Add lines 1 through 24e 129,125,686 98,327,901 27,349,408 3,448,377
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2020)
Form 990 (2020)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 69,889 1 7,143,777
2 Savings and temporary cash investments ......... 21,026,981 2 26,098,145
3 Pledges and grants receivable, net ...... 31,343,150 3 40,677,134
4 Accounts receivable, net ............. 7,239,037 4 25,416,890
5 Loans and other receivables from any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
  5  
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
  6  
7 Notes and loans receivable, net ...........   7  
8 Inventories for sale or use ............ 145,678 8 138,867
9 Prepaid expenses and deferred charges ...... 2,129,827 9 1,662,165
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 124,424,106
b Less: accumulated depreciation 10b 55,232,196 64,247,847 10c 69,191,910
11 Investments—publicly traded securities . 33,960,086 11 32,770,950
12 Investments—other securities. See Part IV, line 11 ..... 187,592,348 12 188,820,548
13 Investments—program-related. See Part IV, line 11 ..   13  
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 1,864,991 15 2,305,746
16 Total assets. Add lines 1 through 15 (must equal line 33)... 349,619,834 16 394,226,132
Liabilities 17 Accounts payable and accrued expenses ..... 14,780,607 17 11,901,598
18 Grants payable ... 4,267,004 18 2,359,126
19 Deferred revenue ......... 2,133,883 19 6,737,446
20 Tax-exempt bond liabilities .........   20  
21 Escrow or custodial account liability. Complete Part IV of Schedule D   21  
22 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
  22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties ..   24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 20,125,220 25 20,997,410
26 Total liabilities. Add lines 17 through 25.. 41,306,714 26 41,995,580
Net Assets or Fund Balance Organizations that follow FASB ASC 958, check here MediumBullet and complete lines 27, 28, 32, and 33.
27 Net assets without donor restrictions .......... 119,006,068 27 136,758,015
28 Net assets with donor restrictions ........... 189,307,052 28 215,472,537
Organizations that do not follow FASB ASC 958, check here MediumBullet and complete lines 29 through 33.
29 Capital stock or trust principal, or current funds .....   29  
30 Paid-in or capital surplus, or land, building or equipment fund ...   30  
31 Retained earnings, endowment, accumulated income, or other funds   31  
32 Total net assets or fund balances ........... 308,313,120 32 352,230,552
33 Total liabilities and net assets/fund balances ........ 349,619,834 33 394,226,132
Form 990 (2020)
Form 990 (2020)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
151,262,821
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
129,125,686
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
22,137,135
4
Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..
4
308,313,120
5
Net unrealized gains (losses) on investments ...............
5
23,780,297
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-2,000,000
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))
10
352,230,552
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2020)
Form 990 (2020)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
THE ASPEN INSTITUTE INC
 
Employer identification number

84-0399006
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1
2
3
4
5
6
7
8
9
10
11
12
a
b
c
d
e
f
Enter the number of supported organizations ...............................  
g
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 10 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total
 
   
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") .. 85,321,334 92,261,254 94,760,517 108,438,960 131,254,703 512,036,768
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3 85,321,334 92,261,254 94,760,517 108,438,960 131,254,703 512,036,768
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 42,766,527
6 Public support. Subtract line 5 from line 4. 469,270,241
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
7 Amounts from line 4.. 85,321,334 92,261,254 94,760,517 108,438,960 131,254,703 512,036,768
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 190,413 759,709 -390,616 -59,007 535,540 1,036,039
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.).. 489,228 434,052 443,054 799,478 156,060 2,321,872
11 Total support. Add lines 7 through 10 515,394,679
12
12
133,018,968
13
First 5 years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
91.050 %
15
15
90.370 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose            
3 Gross receipts from activities that are not an unrelated trade or business under section 513 .....            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge            
6 Total. Add lines 1 through 5            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 12 of Part I. If you checked box 12a, of Part I, complete Sections A and B. If you checked box 12b, of Part I, complete Sections A and C. If you checked box 12c, of Part I, complete Sections A, D, and E. If you checked box12d, of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer lines 3b and 3c below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked box 12a or 12b in Part I, answer lines 4b and 4c below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer lines 5b and 5c below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons, as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described in lines 11b and 11c below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described in 11a above?
11b
 
 
c
A 35% controlled entity of a person described in line 11a or 11b above? If “Yes” to 11a, 11b, or 11c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the officers, directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in line 2 above, did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer lines 2a and 2b below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described in line 2a, above constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer lines 3a and 3b below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations?If "Yes" or "No", provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    
Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 0.015 of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by 0.035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    
Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes 1  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity 		2  
3 Administrative expenses paid to accomplish exempt purposes of supported organizations 3  
4 Amounts paid to acquire exempt-use assets 4  
5 Qualified set-aside amounts (prior IRS approval required - provide details in Part VI) 5  
6 Other distributions (describe in Part VI). See instructions 6  
7Total annual distributions. Add lines 1 through 6. 7  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions 		8  
9 Distributable amount for 2020 from Section C, line 6 9  
10 Line 8 amount divided by Line 9 amount 10  
Section E - Distribution Allocations (see instructions) (i)
Excess Distributions 		(ii)
Underdistributions
Pre-2020 		(iii)
Distributable
Amount for 2020
1 Distributable amount for 2020 from Section C, line 6  
2 Underdistributions, if any, for years prior to 2019 (reasonable cause required-- explain in Part VI).
See instructions.		  
3 Excess distributions carryover, if any, to 2020:
a From 2015.......  
b From 2016.......  
c From 2017.......  
d From 2018.......  
e From 2019.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2020 distributable amount  
i Carryover from 2015 not applied (see
instructions) 		 
j Remainder. Subtract lines 3g, 3h, and 3i from line 3f.  
4Distributions for 2020 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2020 distributable amount  
c Remainder. Subtract lines 4a and 4b from line 4.  
5 Remaining underdistributions for years prior to
2020, if any. Subtract lines 3g and 4a from line 2.
If the amount is greater than zero, explain in Part VI.
See instructions. 		 
6 Remaining underdistributions for 2020. Subtract
lines 3h and 4b from line 1. If the amount is greater
than zero, explain in Part VI. See instructions. 		 
7 Excess distributions carryover to 2021. Add lines
3j and 4c. 		 
8 Breakdown of line 7:
a Excess from 2016.....  
b Excess from 2017.....  
c Excess from 2018.....  
d Excess from 2019.....  
e Excess from 2020.....  
Schedule A (Form 990 or 990-EZ) (2020)

Schedule A (Form 990 or 990-EZ) 2020
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2016 AMOUNT: $ 489,228. 2017 AMOUNT: $ 434,052. 2018 AMOUNT: $ 443,054. 2019 AMOUNT: $ 799,478. 2020 AMOUNT: $ 156,060.
Schedule A (Form 990 or 990-EZ) 2020


Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Name of the organization
THE ASPEN INSTITUTE INC
 
Employer identification number

84-0399006
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
Name of organization
THE ASPEN INSTITUTE INC
  		Employer identification number
84-0399006
Part I
Contributors
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
 
 
 
 
  ,    

$ RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Page 3
Name of organization
THE ASPEN INSTITUTE INC
  		Employer identification number

84-0399006
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Page 4
Name of organization
THE ASPEN INSTITUTE INC
  		Employer identification number

84-0399006
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
THE ASPEN INSTITUTE INC
 
Employer identification number

84-0399006
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

2
Political campaign activity expenditures (see instructions) ....................................................................SchCMd Bullet
$  
3
Volunteer hours for political campaign activities (see instructions) ..................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2020

Schedule C (Form 990 or 990-EZ) 2020
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ........................    
c Total lobbying expenditures (add lines 1a and 1b) ............................................................    
d Other exempt purpose expenditures ...............................................................................    
e Total exempt purpose expenditures (add lines 1c and 1d) ..................................................    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .................................................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ...................................................................................................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) Total
2a Lobbying nontaxable amount          
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		 
c Total lobbying expenditures          
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))		  
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2020


Schedule C (Form 990 or 990-EZ) 2020
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes|No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
Yes
 
c
Media advertisements? ...................................................................................................
 
No
 
d
Mailings to members, legislators, or the public? .............................................................................
 
No
 
e
Publications, or published or broadcast statements? ...........................................................
 
No
 
f
Grants to other organizations for lobbying purposes? ..........................................................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
Yes
 
10,153
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
 
No
 
i
Other activities? ...................................................................................................................
 
No
 
j
Total. Add lines 1c through 1i ....................................................................................................
10,153
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
PART II-B, LINE 1: ALLOCATED SALARY EXPENSE FROM COMMUNICATION WITH LEGISLATORS REGARDING PENDING LEGISLATION.
Schedule C (Form 990 or 990EZ) 2020


Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
THE ASPEN INSTITUTE INC
 
Employer identification number

84-0399006
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate value of contributions to (during year)    
3 Aggregate value of grants from (during year)    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a 2
b Total acreage restricted by conservation easements .................... 2b 263.88
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet2
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $ 0
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $ 1,096,267
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back
1a Beginning of year balance .... 126,362,776 115,098,677 119,077,203 99,879,276 95,232,540
b Contributions ... 10,938,289 1,418,728 3,995,266 12,665,941 4,756,855
c Net investment earnings, gains, and losses 10,092,783 15,369,499 -4,694,709 10,999,814 4,078,477
d Grants or scholarships ...          
e Other expenditures for facilities
and programs ... 		6,873,615 5,524,128 3,279,083 4,467,828 4,188,596
f Administrative expenses ....          
g End of year balance ...... 140,520,233 126,362,776 115,098,677 119,077,203 99,879,276
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet33.181 %
b
Permanent endowment SchDMd Bullet44.567 %
c
Term endowment SchDMd Bullet22.252 %
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) Unrelated organizations .......................
3a(i)
 
No
(ii) Related organizations .......................
3a(ii)
 
No
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment) 		(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .....   10,411,093 10,411,093
b Buildings ....   78,504,315 40,222,640 38,281,675
c Leasehold improvements   9,927,593 2,167,817 7,759,776
d Equipment ....   6,690,128 6,021,852 668,276
e Other .....   18,890,977 6,819,887 12,071,090
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 69,191,910
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 3
Part VII
Investments - Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives.........    
(2) Closely-held equity interests........    
(3) Other
(A) INVESTMENT CONTRACT		 1,325,699 F

(B) LIMITED PARTNERSHIPS		 187,494,849 F
(C)
(D)
(E)
(F)
(G)
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 188,820,548
Part VIII
Investments - Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes  
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 20,997,410
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 174,528,115
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a 23,780,297
b Donated services and use of facilities ......... 2b 14,314
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e 23,794,611
3 Subtract line 2e from line 1.................. 3 150,733,504
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 1,062,358
b Other (Describe in Part XIII.) ........... 4b -533,041
c Add lines 4a and 4b.................... 4c 529,317
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 151,262,821
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 128,610,683
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a 14,314
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d.................... 2e 14,314
3 Subtract line 2e from line 1................... 3 128,596,369
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 1,062,358
b Other (Describe in Part XIII.) ............ 4b -533,041
c Add lines 4a and 4b..................... 4c 529,317
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 129,125,686
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
PART II, LINE 5: THE INSTITUTE CONTINUES TO COMPLY WITH TERMS OF CONTRACT GOVERNING THE CONSERVATION EASEMENT HELD, WHICH INCLUDES PROTECTION OF NATURAL HABITAT.
PART II, LINE 9: THE INSTITUTE HOLDS A CONSERVATION EASEMENT ON THE BALANCE SHEET AND THE CONTRIBUTED PARCEL OF LAND WAS BOOKED AS REVENUE FOR THE YEAR IT WAS GIFTED.
PART III, LINE 4: AT OUR ASPEN MEADOWS CAMPUS, ASPEN, COLORADO, WE HAVE A LARGE COLLECTION OF ART THAT IS ON DISPLAY BOTH IN GALLERIES AND PUBLIC SPACES. IT IS ENJOYED BY GUESTS WHO VISIT AND STAY AT OUR RESORT. THIS ART COLLECTION IS MADE UP OF PHOTOS FROM FRANZ BERKO, OFFICIAL PHOTOGRAPHER FOR THE INSTITUTE, AS WELL AS ART IN VARIOUS MEDIUMS BY HERBERT BAYER. BAYER WAS THE ARCHITECT FOR OUR CAMPUS, AND ALSO DESIGNED SEVERAL OF THE LAND FORMS THROUGHOUT OUR PROPERTY. ONE GALLERY ON PROPERTY IS DEDICATED SOLELY TO THE WORK OF BAYER. ALTHOUGH THE ARTWORK IS HELD ON THE BOOKS AT COST, IT HAS AN INSURED FAIR VALUE OF $3.1 MILLION.
PART V, LINE 4: 5% OF A 12 QUARTER ROLLING AVERAGE OF THE FUNDS ARE USED TO FUND PROGRAMMATIC WORK OF THE INSTITUTE.
PART X, LINE 2: MANAGEMENT OF THE INSTITUTE BELIEVES THAT IT HAS NO MATERIAL UNCERTAINTY IN INCOME TAXES AND, ACCORDINGLY, IT WILL NOT RECOGNIZE ANY LIABILITY FOR UNRECOGNIZED TAXES IN ITS FINANCIAL STATEMENTS.
PART XI, LINE 4B - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES -406,792. RENTAL EXPENSES -126,249.
PART XII, LINE 4B - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES -406,792. RENTAL EXPENSES -126,249.
Schedule D (Form 990) 2020


Additional Data


Software ID:  
Software Version:  




SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
THE ASPEN INSTITUTE INC
 
Employer identification number

84-0399006
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in the region (d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in the region		 (f) Total expenditures
for and investments
in the region
SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION. GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES. 741,767
EUROPE 0 0 PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION. GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES. 576,736
EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION. GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES. 460,391
MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION. GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES. 348,608
SOUTH AMERICA 0 0 PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION. GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES. 244,366
SOUTH ASIA 0 0 PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION. GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES. 231,781
NORTH AMERICA 0 0 PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION. GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES. 132,861
CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION. GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES. 28,579
           
           
           
           
           
           
           
           
           
3a Sub-total .... 0 0 2,765,089
b Total from continuation sheets to Part I ... 0 0 0
c Totals (add lines 3a and 3b) 0 0 2,765,089
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2020
Schedule F (Form 990) 2020
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of noncash
assistance 		(h) Description
of noncash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
EUROPE SUPPORT PARTNERSHIPS FOR INCLUSIVE AND SUSTAINABLE SMALL AND GROWING BUSINESSES INITIATIVE 426,817 WIRE TRANSFER      
SUB-SAHARAN AFRICA SUPPORT CHAPTER OPERATIONS IN AFRICA 179,790 WIRE TRANSFER      
SUB-SAHARAN AFRICA SUPPORT CHAPTER OPERATIONS IN AFRICA 173,320 WIRE TRANSFER      
EAST ASIA AND THE PACIFIC PARTICIPATION IN THE ADVANCING WOMEN'S EMPOWERMENT FUND 150,000 WIRE TRANSFER      
EAST ASIA AND THE PACIFIC PARTICIPATION IN THE ADVANCING WOMEN'S EMPOWERMENT FUND 150,000 WIRE TRANSFER      
SUB-SAHARAN AFRICA SUPPORT CHAPTER OPERATIONS IN AFRICA 146,174 WIRE TRANSFER      
MIDDLE EAST AND NORTH AFRICA ENGAGE: LEADERSHIP IN A VIRTUAL WORLD 143,540 WIRE TRANSFER      
EAST ASIA AND THE PACIFIC CHAPTER OPERATIONS SUPPORT 140,391 WIRE TRANSFER      
NORTH AMERICA SUPPORT CHAPTER OPERATIONS IN MEXICO 132,861 WIRE TRANSFER      
MIDDLE EAST AND NORTH AFRICA STEVENS INITIATIVE CULTURAL EXCHANGE 122,036 WIRE TRANSFER      
SUB-SAHARAN AFRICA GOYN PHASE 1&2 IMPLEMENTATION 100,000 WIRE TRANSFER      
SOUTH ASIA GOYI PHASE 2 IMPLEMENTATION 100,000 WIRE TRANSFER      
SOUTH ASIA GOYI PHASE 1 IMPLEMENTATION 90,000 WIRE TRANSFER      
SOUTH AMERICA GOYI PHASE 1 IMPLEMENTATION/GOYI PHASE 2 IMPLEMENTATION 80,000 WIRE TRANSFER      
SOUTH AMERICA GOYN PHASE 2 IMPLEMENTATION 75,000 WIRE TRANSFER      
EUROPE PARTICIPATION IN THE ADVANCING WOMEN'S EMPOWERMENT FUND 74,965 WIRE TRANSFER      
EUROPE PARTICIPATION IN THE ADVANCING WOMEN'S EMPOWERMENT FUND 74,954 WIRE TRANSFER      
SOUTH AMERICA SUPPORT CHAPTER OPERATIONS IN BRAZIL 61,440 WIRE TRANSFER      
MIDDLE EAST AND NORTH AFRICA WOMEN'S LEADERSHIP VIRTUAL EXCHANGE: YOUTH SHARE DIGITAL STORIES 57,754 WIRE TRANSFER      
SUB-SAHARAN AFRICA AWARD SUPPORTING THE 2020 AFRICA IMPACT FORUM 47,207 WIRE TRANSFER      
CENTRAL AMERICA AND THE CARIBBEAN CALI RAAF 2020 CONTRIBUTIONS 28,579 WIRE TRANSFER      
MIDDLE EAST AND NORTH AFRICA ENACTUS ENTREPRENEURSHIP EXCHANGE 25,278 WIRE TRANSFER      
SUB-SAHARAN AFRICA RAAF 2020 EXTENDED PROGRAMMING AWARD 24,192 WIRE TRANSFER      
SUB-SAHARAN AFRICA RAAF 2020 EXTENDED PROGRAMMING AWARD 24,084 WIRE TRANSFER      
SOUTH AMERICA SUPPORT CENTRAL AMERICA ANNUAL CONFERENCE 24,038 WIRE TRANSFER      
EAST ASIA AND THE PACIFIC TREADRIGHT FOUNDATION HERITAGE INITIATIVE 20,000 WIRE TRANSFER      
SUB-SAHARAN AFRICA MCNULTY CATALYST AWARD 20,000 WIRE TRANSFER      
SOUTH ASIA SUPPORT CHAPTER OPERATIONS IN INDIA 16,444 WIRE TRANSFER      
EAST ASIA AND THE PACIFIC GLOBAL INCLUSIVE GROWTH SPARK 15,337 WIRE TRANSFER      
SUB-SAHARAN AFRICA GLOBAL INCLUSIVE GROWTH SPARK 15,000 WIRE TRANSFER      
SUB-SAHARAN AFRICA 2020 ASPEN NURE INNOVATOR AWARD 12,000 WIRE TRANSFER      
SOUTH ASIA PPE FOR AFRICA FUND AND COALIATION 10,000 WIRE TRANSFER      
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
6
3 Enter total number of other organizations or entities .......................MediumBullet
26
Schedule F (Form 990) 2020
Schedule F (Form 990) 2020Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
noncash
assistance 		(g) Description
of noncash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
HONORARIUM CENTRAL AMERICA AND THE CARIBBEAN 5 72,500 WIRE TRANSFER      
HONORARIUM SUB-SAHARAN AFRICA 5 31,000 WIRE TRANSFER      
STIPEND SOUTH ASIA 1 25,000 WIRE TRANSFER      
HONORARIUM MIDDLE EAST AND NORTH AFRICA 9 24,813 WIRE TRANSFER      
HONORARIUM SOUTH ASIA 3 15,563 WIRE TRANSFER      
AWARDS CENTRAL AMERICA AND THE CARIBBEAN 1 5,000 WIRE TRANSFER      
HONORARIUM NORTH AMERICA 1 500 WIRE TRANSFER      
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2020
Schedule F (Form 990) 2020
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2020
Schedule F (Form 990) 2020
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.
ReturnReference Explanation
PART I, LINE 2: THE INSTITUTE PERIODICALLY ENGAGES OTHER ENTITIES TO FURTHER THE OBJECTIVES SET FORTH IN OUR GRANT AGREEMENTS. THIS IS TYPICALLY DONE VIA SUB-AWARDS OR RE-GRANTS THAT RUN CONCURRENTLY WITH THE PRIME AWARD IN WHICH THE SUB RECIPIENTS ARE ADVISED OF ALL APPLICABLE LAWS AND REGULATIONS, AND ALL APPROPRIATE FLOW-DOWN PROVISIONS FROM THE PRIME AGREEMENT. ALL SUB GRANTEES OR SERVICE PROVIDERS MUST ALSO CERTIFY THAT THEY DO NOT AND WILL NOT KNOWINGLY PROVIDE MATERIAL SUPPORT OR RESOURCES TO ANY INDIVIDUAL OR ENTITY INVOLVED WITH TERRORISM (INCLUDING ANY INDIVIDUALS, ENTITIES, OR GROUPS SUBJECT TO OFAC SANCTIONS) OR TO ANYONE WHO ACTS AS AN AGENT FOR SUCH AN INDIVIDUAL OR ENTITY. ANY VIOLATION OF THIS CERTIFICATION MUST BE GROUNDS FOR IMMEDIATE TERMINATION OF THE LETTER OF AGREEMENT AND RETURN OF ALL GRANT FUNDS. THE FREQUENCY AND SCOPE OF THE RESEARCH PROGRAM'S MONITORING PROCEDURES ARE DETERMINED JOINTLY BY THE RESPONSIBLE PROGRAM MANAGER AND RESPECTIVE GRANT ADMINISTRATOR/FINANCIAL ANALYST. THIS INCLUDES THE ROUTINE RECEIPT AND REVIEW OF THE NARRATIVE AND FINANCIAL REPORTS, A REVIEW OF EXPENSES TO BUDGET, THE OPTION TO PERFORM AUDITS, AND ALLOWS FOR THE PERFORMANCE OF SITE VISITS IF NECESSARY. THE INSTITUTE IS NOTIFIED WHENEVER PROBLEMS, DELAYS OR OTHER CONDITIONS DEVELOP WHICH WOULD HAVE SIGNIFICANT IMPACT UPON THE PROJECT. BUDGET REVISIONS ARE ALLOWED WITHIN THE PARAMETERS SET FORTH IN EACH SUB AWARD. THE PAYMENT SCHEDULE AND THE DEGREE OF FLEXIBILITY OFFERED MAY DEPEND ON PREVIOUS EXPERIENCE WITH THE RECIPIENT, THE DEGREE OF EXTERNAL OVERSIGHT BY OTHER PARTIES, AND THE SOPHISTICATION OF THE RECIPIENT'S ADMINISTRATIVE SYSTEMS. PARTICIPANTS ARE EXPECTED TO COMPLY WITH ALL RELEVANT U.S. LAWS. PRIOR TO ISSUING AWARDS TO FOREIGN ENTITIES, THE PROGRAMS ARE BEING ASKED TO COMPLETE A DUE DILIGENCE CHECKLIST, WHICH INCLUDES ADDITIONAL INFORMATION ABOUT THE SUB RECIPIENT INCLUDING: ANY REASONABLY AVAILABLE HISTORICAL INFORMATION ABOUT THE GRANTEE THAT ASSURES THE INSTITUTE OF THE GRANTEE'S IDENTITY AND INTEGRITY SUCH AS THE JURISDICTION IN WHICH A GRANTEE ORGANIZATION IS INCORPORATED OR FORMED; COPIES OF INCORPORATING OR OTHER GOVERNING INSTRUMENTS; INFORMATION ON THE INDIVIDUALS WHO FORMED AND OPERATE THE ORGANIZATION; AND INFORMATION RELATING TO THE GRANTEE'S OPERATING HISTORY; THE GRANTEE OR SERVICE PROVIDER'S NAME IN ENGLISH, AND THE LANGUAGE OF ORIGIN, AND ANY ACRONYM OR OTHER NAMES USED TO IDENTIFY THE GRANTEE; THE JURISDICTIONS IN WHICH A GRANTEE OR SERVICE PROVIDER MAINTAINS A PHYSICAL PRESENCE; THE GRANTEE OR SERVICE PROVIDER'S POSTAL, EMAIL AND WEBSITE ADDRESSES AND PHONE NUMBERS FOR EACH PLACE OF BUSINESS. THE INSTITUTE ALSO CONDUCTS A REASONABLE SEARCH OF PUBLICLY AVAILABLE INFORMATION TO DETERMINE WHETHER THE GRANTEE OR SERVICE PROVIDER IS SUSPECTED OF ACTIVITY RELATING TO TERRORISM, INCLUDING TERRORIST FINANCING OR OTHER SUPPORT.
PART I, LINE 3: THE CASH METHOD OF ACCOUNTING WAS USED TO ACCOUNT FOR FOREIGN EXPENDITURES.
PART III, COL (C): THIS COLUMN REPRESENTS THE ACTUAL NUMBER OF GRANT RECIPIENTS.
PART III ACCOUNTING METHOD:  
PART II, LINE 1: THE CASH METHOD OF ACCOUNTING WAS USED TO ACCOUNT FOR FOREIGN GRANTS TO ORGANIZATIONS.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2020
Additional Data


Software ID:  
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SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ.
right arrowGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
THE ASPEN INSTITUTE INC
 
Employer identification number

84-0399006
Part I
Fundraising Activities.Complete if the organization answered "Yes" on Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the 10 highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.


(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
             
             
             
             
             
             
             
             
             
             
Total . . . . . . . . . . . . . . . . . . . . right arrow      
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2020
Schedule G (Form 990 or 990-EZ) 2020
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.









VerticalRevenue
(a) Event #1

SUMMER CELEBRATION
(event type) 		(b) Event #2

SOCRATES BENEFIT DINNER
(event type) 		(c) Other events

2
(total number) 		(d) Total events
(add col. (a) through col. (c))

1
Gross receipts . . . . .
542,880
96,300
170,250
809,430

2
Less: Contributions . . . .
542,880
91,300
165,075
799,255
3 Gross income (line 1 minus
line 2) . . . . . .
 
5,000
5,175
10,175



VerticalDirectExpenses
4 Cash prizes . . . . .        
5 Noncash prizes . . . .        
6 Rent/facility costs . . . . 17,444 5,517 17,444 40,405
7 Food and beverages . . . 125 44 40 209
8 Entertainment . . . .        
9 Other direct expenses . . . 181,168 45,436 139,574 366,178
10 Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . . right arrow 406,792
11 Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . . right arrow -396,617
Part III
Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue
(a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))

1
Gross revenue . . . . .
 
 
 
 
VerticalDirectExpenses

2
Cash prizes . . . . .
 
 
 
 

3
Noncash prizes . . . .
 
 
 
 

4
Rent/facility costs . . . .
 
 
 
 

5
Other direct expenses . . .
 
 
 
 


6

Volunteer labor . . . .
%
%
%


7
Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow
 

8
Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow
 

9
Enter the state(s) in which the organization conducts gaming activities:
a
Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2020
Schedule G (Form 990 or 990-EZ) 2020
Page 3
11
Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? . . . . . . . . . . . . . . . . .
13
Indicate the percentage of gaming activity conducted in:
a
The organization's facility . . . . . . . . . . . . . . . . . .
13a
%
b
An outside facility . . . . . . . . . . . . . . . . . . . .
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? . . . . . . . . . . . . . . . . . . . . . . . .
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? . . . . . . . . . . . . . . . . . . .
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions.
Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2020
Additional Data


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Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
THE ASPEN INSTITUTE INC
 
Employer identification number
84-0399006
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC section
(if applicable)		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
noncash assistance		 (h) Purpose of grant
or assistance
(1) ITHAKA HARBORS INC
2 RECTOR STREET
NEW YORK,NY10006 		13-3857105 501(C)(3) 794,941       COLLABORATION IN THE AMERICAN TALENT INITIATIVE
(2) EQUAL MEASURE
1528 WALNUT STREET SUITE 805
PHILADELPHIA,PA19102 		23-2694572 501(C)(3) 610,340       TECHNICAL ASSISTANCE TO SUPPORT OPPORTUNITY YOUTH FORUM COMMUNITIES; COMMON MEASURES ANALYSIS FOR PHILADELPHIA OYF COMMUNITIES; OYF EVALUATION 2.0; COLLABORATION ON CRIMINAL JUSTICE REFORM INITIATIVE
(3) GLOBAL NOMADS GROUP
132 NASSAU STREET SUITE 822
NEW YORK,NY10038 		75-2750127 501(C)(3) 541,095       STEVENS INITIATIVE CULTURAL EXCHANGE
(4) WORLD LEARNING INC
1 KIPLING ROAD PO BOX 676
BRATTLEBORO,VT05302 		03-0179592 501(C)(3) 501,678       STEVENS INITIATIVE CULTURAL EXCHANGE
(5) SOLIYA INC
261 MADISON AVENUE 9TH FLOOR
NEW YORK,NY10016 		32-0060209 501(C)(3) 461,307       STEVENS INITIATIVE CULTURAL EXCHANGE
(6) INTERNATIONAL RESEARCH AND EXCHANGES BOARD INC
1275 K STREET NW SUITE 600
WASHINGTON,DC20005 		22-3087809 501(C)(3) 405,656       STEVENS INITIATIVE CULTURAL EXCHANGE
(7) SOVA SOLUTIONS LLC
1092 PIPESTEM PLACE
POTOMAC,MD20854 		81-4262208   356,000       COORDINATE OF THE INSIDE HIGER EDUCATION WEBINAR SERIES
(8) GLOBAL DEVELOPMENT INCUBATOR INC
1634 I STREET NW SUITE 300
WASHINGTON,DC20006 		14-1945286 501(C)(3) 355,000       GOYN STRATEGIC SUPPORT AND 2020 PLANNING; GOYN ACCCENTURE DIGITAL OPPORTUNITY PARTNERSHIP; GOYN MOMBASA SUPPORT
(9) YOUTHBUILD USA INC
58 DAY STREET
SOMERVILLE,MA02144 		22-3076454 501(C)(3) 315,000       COLLABORATE LAUNCH OF GLOBAL OPPORTUNITY YOUTH INITIATIVE; PARTICIPATION IN 2020: YOUTHBUILD INTERNATIONAL; PARTICIPATION IN 2020: YOUTHBUILD INTERNATIONAL - VIRTUAL CAPACITY BUILDING & YOUTH INNOVATIONS FUND
(10) TIDES CENTER
1012 TORNEY AVENUE
SAN FRANCISCO,CA94129 		94-3213100 501(C)(3) 300,000       SUPPORT, SUSTAIN, AND GROW THE OYF NETWORK AND THE BROADER FIELD OF COMMUNITIES WORKING TO IMPROVE EDUCATION AND EMPLOYMENT OUTCOMES FOR OPPORTUNITY YOUTH
(11) COMMUNITY CENTER FOR EDUCATION RESULTS
1200 12TH AVENUE SUITE 701
SEATTLE,WA98144 		27-1667560 501(C)(3) 300,000       PARTICIPATE IN OYF RAPID RESPONSE FUND COMMUNITY OF PRACTICE
(12) ALLIANCE FOR CHILDRENS RIGHTS
3333 WILSHIRE BOULEVARD SUITE 550
LOS ANGELES,CA90010 		95-4358213 501(C)(3) 270,000       PARTICIPATE IN OYF RAPID RESPONSE FUND COMMUNITY OF PRACTICE
(13) PHILADELPHIA YOUTH NETWORK
400 MARKET STREET SUITE 200
PHILADELPHIA,PA19106 		23-2993155 501(C)(3) 220,000       CREATE AN OPPORTUNITY YOUTH PATHWAYS SCALING PLAN FOR THE COMMUNITY
(14) BOSTON PRIVATE INDUSTRY COUNCIL INC
2 OLIVER STREET
BOSTON,MA02109 		04-2676661 501(C)(3) 220,000       CHILD SUPPORT SYSTEM EVALUATIONS
(15) INSTITUTE OF INTERNATIONAL EDUCATION
809 UNITED NATIONS PLAZA
NEW YORK,NY10017 		13-1624046 501(C)(3) 212,070       STEVENS INITIATIVE CULTURAL EXCHANGE
(16) NEW VENTURE FUND
1201 CONNECTICUT AVENUE NW 300
WASHINGTON,DC20036 		20-5806345 501(C)(3) 163,366       COLLABORATION IN TRIBAL PRIORITIES SURVEY WORK AND THE NARRATIVE CHANGE AND LEADERSHIP DEVELOPMENT CURRICULUM
(17) TEXAS A&M UNIVERSITY
400 HARVEY MITCHELL PARKWAY S SUITE
300
COLLEGE STATION,TX77845 		74-6000541 501(C)(3) 149,999       ENGAGE: LEADERSHIP IN A VIRTUAL WORLD
(18) THE WILLIAM DAVIDSON INSTITUTE AT THE UNIVERSITY OF MICHIGAN
724 E UNIVERSITY AVENUE
ANN ARBOR,MI48109 		38-3048086 501(C)(3) 144,898       STEVENS INITIATIVE CULTURAL EXCHANGE
(19) SOCIAL FINANCE INC
10 MILK STREET SUITE 1010
BOSTON,MA02108 		27-4620963 501(C)(3) 140,000       INNOVATIVE FINANCE FOR NURSING AND MIDWIFERY PROJECT
(20) BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY
485 BROADWAY STREET MSC 8838
REDWOOD CITY,CA94305 		94-1156365 501(C)(3) 136,000       ASPEN PRESIDENTIAL FELLOWSHIP FOR COMMUNITY COLEGE EXCELLENCE
(21) AMERICAN ENTERPRISE INSTITUTE FOR PUBLIC POLICY RESEARCH
1789 MASSACHUSETTS AVENUE NW
WASHINGTON,DC20036 		53-0218495 501(C)(3) 125,000       CHILD SUPPORT SYSTEM EVALUATIONS
(22) TRWIB INC (PARTNER4WORK)
650 SMITHFIELD STREET SUITE 2600
PITTSBURGH,PA15222 		25-1898851 501(C)(3) 125,000       CHILD SUPPORT SYSTEM EVALUATIONS
(23) SPRINGBOARD TO OPPORTUNITIES
3000 OLD CANTON ROAD SUITE 470
JACKSON,MS39216 		46-1917760 501(C)(3) 125,000       CHILD SUPPORT SYSTEM EVALUATIONS
(24) LEGAL AID AT WORK
180 MONTGOMERY STREET SUITE 600
SAN FRANCISCO,CA94104 		94-2783401 501(C)(3) 125,000       CHILD SUPPORT SYSTEM EVALUATIONS
(25) FAMILY VALUES AT WORK A MULTI STATE CONSORTIUM INC
207 E BUFFALO STREET SUITE 211
MILWAUKEE,WI53202 		27-0321696 501(C)(3) 125,000       CHILD SUPPORT SYSTEM EVALUATIONS
(26) BAYSTATE MEDICAL CENTER INC
759 CHESTNUT STREET
SPRINGFIELD,MA01199 		04-2790311 501(C)(3) 125,000       CHILD SUPPORT SYSTEM EVALUATIONS
(27) UTEC INC
15 WARREN STREET SUITE 3
LOWELL,MA01852 		38-3669532 501(C)(3) 125,000       CHILD SUPPORT SYSTEM EVALUATIONS
(28) CROSSPURPOSE
PO BOX 2483
DENVER,CO80201 		46-3862392 501(C)(3) 124,982       CHILD SUPPORT SYSTEM EVALUATIONS
(29) NATIONAL PARTNERSHIP FOR WOMEN & FAMILIES INC
1875 CONNECTICUT AVENUE SUITE 650
WASHINGTON,DC20009 		23-7124915 501(C)(3) 124,981       CHILD SUPPORT SYSTEM EVALUATIONS
(30) BOSTON MEDICAL CENTER
ONE BOSTON MEDICAL CENTER PLACE
BOSTON,MA02118 		04-3314093 501(C)(3) 124,867       CHILD SUPPORT SYSTEM EVALUATIONS
(31) ASU PREPARATORY ACADEMY
1130 E UNIVERSITY DRIVE SUITE 230
TEMPE,AZ85281 		26-0664313 501(C)(3) 124,686       STEVENS INITIATIVE CULTURAL EXCHANGE
(32) NATIONAL ASSOCIATION FOR THE EDUCATION OF YOUNG CHILDREN
1313 L STREET NW SUITE 500
WASHINGTON,DC20005 		36-6009499 501(C)(3) 124,205       CHILD SUPPORT SYSTEM EVALUATIONS
(33) ALL OUR KIN INC
414A CHAPEL STREET SUITE 100
NEW HAVEN,CT06511 		06-1539280 501(C)(3) 123,953       PARTICIPATION IN ASPEN FAMILY PROSPERITY FUND COHORT
(34) FAMILY AND WORKFORCE CENTERS OF AMERICA
6347 PLYMOUTH AVENUE
ST LOUIS,MO63133 		45-3762044 501(C)(3) 123,347       CHILD SUPPORT SYSTEM EVALUATIONS
(35) CENTER FOR PUBLIC JUSTICE
312 MASSACHUSETTS AVENUE NW
WASHINGTON,DC20002 		51-0153566 501(C)(3) 120,000       CHILD SUPPORT SYSTEM EVALUATIONS
(36) SAN JACINTO COMMUNITY COLLEGE DISTRICT
4624 FAIRMONT PARKWAY
PASADENA,TX77504 		74-6028285 501(C)(3) 118,750       COLLABORATION IN 'FRONTIER-SET", A NETWORK OF HIGH-PERFORMING COMMUNITY COLLEGES
(37) NOLA BUSINESS ALLIANCE
1250 POYDRAS STREET SUITE 2150
NEW ORLEANS,LA70113 		27-3654312 501(C)(3) 115,000       PARTICIPATE IN OYF RAPID RESPONSE FUND COMMUNITY OF PRACTICE
(38) JOBS WITH JUSTICE EDUCATION FUND
1616 P STREET NW SUITE 150
WASHINGTON,DC20036 		52-1865575 501(C)(3) 111,564       CHILD SUPPORT SYSTEM EVALUATIONS
(39) AGAPE CHILD AND FAMILY SERVICES INC
3160 DIRECTORS ROW
MEMPHIS,TN38131 		23-7039683 501(C)(3) 102,498       CHILD SUPPORT SYSTEM EVALUATIONS
(40) UNITED NEIGHBORHOOD HOUSES OF NEW YORK
45 BROADWAY 22ND FLOOR
NEW YORK,NY10006 		13-5563409 501(C)(3) 100,000       CHILD SUPPORT SYSTEM EVALUATIONS
(41) NATIONWIDE CHILDRENS HOSPITAL FOUNDATION
700 CHILDRENS DRIVE
COLUMBUS,OH43205 		31-1036370 501(C)(3) 100,000       CHILD SUPPORT SYSTEM EVALUATIONS
(42) NEW YORK UNIVERSITY
105 E 17TH STREET 2ND FLOOR
NEW YORK,NY10003 		13-5562308 501(C)(3) 100,000       TO SUPPORT THE SMALL FIRM DIARIES PROJECT
(43) CARNEGIE FOUNDATION FOR THE ADVANCEMENT OF TEACHING
51 VISTA LANE
STANFORD,CA94305 		13-1623924 501(C)(3) 95,000       COLLABORATION ON THE FORUM ON THE FUTURE OF WORK, DEMOCRACY, AND EDUCATION PROJECT
(44) COOK INLET TRIBAL COUNCIL INC
3600 SAN JERONIMO DRIVE SUITE 410
ANCHORAGE,AK99508 		92-0094184 501(C)(3) 92,725       CHILD SUPPORT SYSTEM EVALUATIONS
(45) PARTNERSHIP FOR COMMUNITY ACTION
722 ISLETA BOULEVARD SW
ALBUQUERQUE,NM87015 		31-1815692 501(C)(3) 90,000       CHILD SUPPORT SYSTEM EVALUATIONS
(46) SOCIAL SCIENCE RESEARCH COUNCIL
ONE PIERREPONT PLAZA
BROOKLYN,NY11201 		13-1325070 501(C)(3) 90,000       PROVIDE TECHNICAL ASSISTANCE TO THREE DATA FOR IMPACT SYSTEMS IMPROVEMENT GRANT GRANTEES
(47) JUSTICE MAPPING CENTER
49 BAYVIEW AVENUE GROUND FLOOR
APARTMENT
PORT WASHINGTON,NY11050 		20-5537766 501(C)(3) 83,333       COLLABORATION ON CRIMINAL JUSTICE REFORM INITIATIVE
(48) TEXAS INTERNATIONAL EDUCATION CONSORTIUM
1103 W 24TH STREET
AUSTIN,TX78705 		74-2383582 501(C)(3) 80,580       STEVENS INITIATIVE CULTURAL EXCHANGE
(49) ALLIANCE FOR A JUST SOCIETY
3518 S EDMUNDS STREET
SEATTLE,WA98118 		91-1635554 501(C)(3) 78,367       COLLABORATION IN TRIBAL PRIORITIES SURVEY WORK AND THE NARRATIVE CHANGE AND LEADERSHIP DEVELOPMENT CURRICULUM
(50) CENTER FOR URBAN FAMILIES
2201 N MONROE STREET
BALTIMORE,MD21217 		52-2142708 501(C)(3) 75,000       PARTICIPATION IN 2GEN IMPACT FUND
(51) THE HOPI FOUNDATION
PO BOX 301
KYKOTSMOVE,AZ86039 		74-2488628 501(C)(3) 75,000       BUILD SUSTAINABLE CAPACITY TO COLLECT AND ANALYZE DATA TO DRIVE CHANGE AND IMPROVEMENT WITHIN TRIBAL COMMUNITY
(52) UNITED WAY OF TUCSON AND SOUTHERN ARIZONA
330 N COMMERCE PARK LOOP
TUSCON,AZ85745 		86-0098932 501(C)(3) 75,000       PARTICIPATE IN OYF RAPID RESPONSE FUND COMMUNITY OF PRACTICE
(53) SHARE FAIR NATION (MINDSPARK LEARNING)
455 S PIERCE STREET
LAKEWOOD,CO80226 		47-4615131 501(C)(3) 75,000       PARTICIPATION IN 2GEN IMPACT FUND
(54) YOUTHCARE
2500 NE 54TH STREET
SEATTLE,WA98105 		91-0917079 501(C)(3) 75,000       OPPORTUNITY YOUTH FORUM PATHWAYS TO CAREER
(55) UNIVERSITY OF SOUTHERN CALIFORNIA
UNIVERSITY GARDENS SUITE 205
LOS ANGELES,CA900898006 		95-1642394 501(C)(3) 65,000       ADVANCING THE FIELD OF RELIGIOUS LITERACY
(56) GREEN RIVER COLLEGE
12401 SE 320TH STREET
AUBURN,WA98092 		91-0814013 501(C)(3) 62,375       CONNECTED CLASSROOMS FACULTY PAYMENTS, EXCELLENCE & EQUITY IN COMMUNITY COLLEGE AWARD
(57) CUYAHOGA COMMUNITY COLLEGE DISTRICT
700 CARNEGIE AVENUE
CLEVELAND,OH44115 		23-7320719 501(C)(3) 59,375       ESTABLISH COMMUNITY COLLEGE SCHOLARSHIP FUND
(58) MISSISSIPPI GULF COAST COMMUNITY COLLEGE FOUNDATION
PO BOX 99
PERKINSTON,MS39573 		64-0588668 501(C)(3) 59,375       EXCELLENCE & EQUITY IN COMMUNITY COLLEGE AWARD
(59) SEMINOLE STATE COLLEGE OF FLORIDA
100 WELDON BOULEVARD
SANFORD,FL32773 		23-7033822 501(C)(3) 59,375       EXCELLENCE & EQUITY IN COMMUNITY COLLEGE AWARD
(60) THADDEUS STEVENS FOUNDATION
740 E END AVENUE
LANCASTER,PA17602 		23-6406980 501(C)(3) 59,375       EXCELLENCE & EQUITY IN COMMUNITY COLLEGE AWARD
(61) LAKE AREA TECHNICAL INSTITUTE FOUNDATION
1201 ARROW AVENUE NE
WATERTOWN,SD57201 		36-3860861 501(C)(3) 59,375       EXCELLENCE & EQUITY IN COMMUNITY COLLEGE AWARD
(62) BOARD OF EDUCATION OF JEFFERSON COUNTY KENTUCKY
6415 OUTER LOOP
LOUISVILLE,KY40228 		61-6001316 N/A 58,284       ASPEN CHALLENGE LOUISVILLE 2020 TEACHER STIPENDS & SUBAWARDS
(63) SOUTHERN NEW HAMPSHIRE UNIVERSITY
2500 N RIVER ROAD
MANCHESTER,NH03106 		44-6000308 501(C)(3) 58,007       STEVENS INITIATIVE CULTURAL EXCHANGE
(64) PLANNED PARENTHOOD MAR MONTE INC
1691 THE ALAMEDA
SAN JOSE,CA95126 		94-1583439 501(C)(3) 55,000       SUPPORTING THE PARTICIPATION IN THE PLANNING OF THE OYF BAY AREA CONVENING
(65) MISSOURI STATE UNIVERSITY
901 S NATIONAL AVENUE
SPRINGFIELD,MO65897 		44-6000308 501(C)(3) 50,768       STEVENS INITIATIVE CULTURAL EXCHANGE
(66) PUEBLO OF JIMENEZ
4471 HIGHWAY 4 PO BOX 100
JEMEZ PUEBLO,NM87024 		85-0213473 N/A 50,000       PARTICIPATE IN OYF RAPID RESPONSE FUND COMMUNITY OF PRACTICE
(67) RISE URBAN LEADERSHIP INSTITUTE OF SAN DIEGO
404 EUCLID AVENUE SUITE 329
SAN DIEGO,CA92114 		47-1583475 501(C)(3) 50,000       PARTICIPATE IN OYF RAPID RESPONSE FUND COMMUNITY OF PRACTICE
(68) JASPER INDEPENDENT SCHOOL DISTRICT
128 PARK STREET
JASPER,TX75951 		74-6001456 N/A 50,000       DESIGN A COUNTDOWN TO ZERO COMMUNICATION & OUTREACH CAMPAIGN TO OY DROP-OUT STUDENTS
(69) ARIZONA STATE UNIVERSITY
PO BOX 876011
TEMPE,AZ85287 		95-4087882 N/A 50,000       PARTICIPATE IN OPPORTUNITY YOUTH FORUM LEARNING COMMUNITY
(70) HUMBOLDT AREA FOUNDATION
363 INDIANOLA ROAD
BAYSIDE,CA95524 		23-7310660 501(C)(3) 50,000       BUILD SUSTAINABLE CAPACITY TO COLLECT AND ANALYZE DATA TO DRIVE CHANGE AND IMPROVEMENT WITHIN TRIBAL COMMUNITY
(71) ACHIEVING THE DREAM
8484 GEORGIA AVENUE SUITE 500
SILVER SPRING,MD20910 		27-1635830 501(C)(3) 50,000       TESTING PILOT CURRICULUM OF SCALING PARNTERS NETWORK
(72) FSG INC
20 PARK PLAZA SUITE 320
BOSTON,MA02116 		20-2776974 501(C)(3) 50,000       OYF TECHNICAL ASSISTANCE 2020-2021
(73) NEW ORLEANS YOUTH ALLIANCE
1705A S WHITE STREET
NEW ORLEANS,LA70125 		82-4252541 501(C)(3) 50,000       PARTICIPATE IN OYF RAPID RESPONSE FUND COMMUNITY OF PRACTICE
(74) SAN AUGUSTINE ISD
1002 BARRETT STREET
SAN AUGUSTINE,TX75972 		75-6002410 N/A 50,000       DESIGN PROJECT TO ENABLE OY TO COMPLETE HS DIPLOMA OR GED, POST-SECONDARY COURSES AND CAREER PATHWAYS AT NO COST
(75) ENGINEERING WORLD HEALTH
331 W MAIN STREET SUITE 511
DURHAM,NC27701 		62-1868670 501(C)(3) 47,283       STEVENS INITIATIVE CULTURAL EXCHANGE
(76) UNITED PLANET CORPORATION
256 MARGINAL STREET
BOSTON,MA02128 		04-3582778 501(C)(3) 46,860       STEVENS INITIATIVE CULTURAL EXCHANGE
(77) BAY AREA COMMUNITY RESOURCES
171 CARLOS DRIVE
SAN RAFAEL,CA94903 		94-2346815 501(C)(3) 45,000       PARTICIPATE IN OPPORTUNITY YOUTH FORUM LEARNING COMMUNITY
(78) SHINING HOPE FOR COMMUNITIES INC
175 VARICK STREET
NEW YORK,NY10014 		27-1493201 501(C)(3) 45,000       PPE FOR AFRICA FUND AND COALIATION
(79) WORKSOURCE GREATER AUSTIN AREA WORKFORCE BOARD
9001 N IH35 SUITE 110E
AUSTIN,TX78753 		74-2327454 501(C)(3) 45,000       PARTICIPATE IN OYF RAPID RESPONSE FUND COMMUNITY OF PRACTICE
(80) KENNESAW STATE UNIVERSITY
585 COBB AVEUE ROOM 3422 MD 0111
KENNESAW,GA30144 		37-1535589 501(C)(3) 44,796       WOMEN'S LEADERSHIP VIRTUAL EXCHANGE: YOUTH SHARE DIGITAL STORIES
(81) GLOBAL EDUCATION BENCHMARK GROUP
19600 N PARK BOULEVARD
SHAKER HEIGHTS,OH44122 		46-4243933 501(C)(3) 43,044       STEVENS INITIATIVE CULTURAL EXCHANGE
(82) SCHOOL BOARD OF MIAMI DADE COUNTY FLORIDA
1450 NE SECOND AVENUE
MIAMI,FL33132 		59-6000572 501(C)(3) 41,443       ESTABLISH COMMUNITY COLLEGE SCHOLARSHIP FUND
(83) GENESEE CHAMBER FOUNDATION
519 S SAGINAW STREET SUITE 200
FLINT,MI48502 		23-7420247 501(C)(3) 40,000       RAPID RESPONSE
(84) UNIVERSITY OF MONTANA
32 CAMPUS DRIVE
MISSOULA,MT59812 		81-6001713 501(C)(3) 36,735       STEVENS INITIATIVE CULTURAL EXCHANGE
(85) CLIMB HIRE INC
494 BOYNTON AVENUE
BERKELEY,CA94707 		83-3791155 501(C)(3) 35,000       PARTICIPATION IN 2GEN IMPACT FUND
(86) THE GEORGE WASHINGTON UNIVERSITY
1 WASHINGTON CIRCLE NW
WASHINGTON,DC20037 		53-0196584 501(C)(3) 34,999       PARTICIPATION IN 2GEN IMPACT FUND
(87) ENACTUS US
3253 E CHESTNUT EXPRESSWAY
SPRINGFIELD,MO65802 		74-2148471 501(C)(3) 29,914       ENACTUS ENTREPRENEURSHIP EXCHANGE
(88) IEARN INC
475 RIVERSIDE DRIVE 450
NEW YORK,NY10015 		13-3782233   28,534       STEVENS INITIATIVE CULTURAL EXCHANGE
(89) YOUTHPRISE
3001 BROADWAY STREET NE
MINNEAPOLIS,MN55413 		27-4126970 501(C)(3) 25,000       ESTABLISH AN OPPORTUNITY YOUTH COLLABORATIVE IN TWIN CITIES
(90) BRIYA PUBLIC CHARTER SCHOOL
2333 ONTARIO ROAD NW
WASHINGTON,DC20009 		20-4497716 501(C)(3) 25,000       PARTICIPATION IN PARENT POWERED SOLUTIONS FUND
(91) PROJECT SELF SUFFICIENCY
307 PLACENTIA AVENUE SUITE 203
NEWPORT BEACH,CA92663 		33-0597719 501(C)(3) 25,000       PARTICIPATION IN PARENT POWERED SOLUTIONS FUND
(92) URBAN STRATEGIES COUNCIL
1720 BROADWAY AVENUE
OAKLAND,CA94612 		94-3044453 501(C)(3) 25,000       PARTICIPATE IN OYF RAPID RESPONSE FUND COMMUNITY OF PRACTICE
(93) STATE BOARD FOR COMMUNITY COLLEGES AND OCCUPATIONAL EDUCATION
9101 E LOWRY BOULEVARD
DENVER,CO80230 		38-3721881 N/A 25,000       PARTICIPATION IN PARENT POWERED SOLUTIONS FUND
(94) TAOS PUEBLO CMS
PO BOX 1846
TAOS,NM87571 		85-0222954 N/A 25,000       PARTICIPATE IN OYF NATIONAL LEARNING COMMUNITY ACTIVITIES
(95) DRIVING FORCE GROUP INC
11140 ROCKVILLE PIKE 100-237
ROCKVILLE,MD20852 		45-4641567 501(C)(3) 25,000       PARTICIPATION IN PARENT POWERED SOLUTIONS FUND
(96) UNIVERSITY OF MAINE SYSTEM
5703 ALUMNI HALL
ORONO,ME04469 		01-0411804 501(C)(3) 25,000       PARTICIPATION IN PARENT POWERED SOLUTIONS FUND
(97) KNOXVILLE KNOX COUNTY COMMUNITY ACTION COMMITTEE
PO BOX 51650 2247 WESTERN AVENUE
KNOXVILLE,TN37950 		62-1451534 N/A 25,000       PARTICIPATION IN PARENT POWERED SOLUTIONS FUND
(98) COLORADO HOMELESS FAMILIES
7447 W 61ST AVENUE
ARVADA,CO80003 		84-1049318 501(C)(3) 25,000       PARTICIPATION IN PARENT POWERED SOLUTIONS FUND
(99) THE AFRICAN MIDDLE EASTERN LEADERSHIP PROJECT
1875 CONNECTICUT AVENUE FLOOR 10
SUITE 1130
WASHINGTON,DC20009 		81-4648053 501(C)(3) 24,926       STEVENS INITIATIVE CULTURAL EXCHANGE
(100) WOFFORD COLLEGE
429 N CHURCH STREET
SPARTANBURG,SC29303 		57-0314422 501(C)(3) 24,912       RAAF 2020 EXTENDED PROGRAMMING AWARD
(101) AMERICANS FOR INFORMED DEMOCRACY CORP
1629 K STREET NW SUITE 300
WASHINGTON,DC20006 		30-0216496 501(C)(3) 24,873       STEVENS INITIATIVE CULTURAL EXCHANGE
(102) CULTURAL VISTAS INC
1250 H STREET NW SUITE 300
WASHINGTON,DC20005 		13-6199596 501(C)(3) 24,393       STEVENS INITIATIVE CULTURAL EXCHANGE
(103) INTERNATIONAL VISITORS CENTER OF CHICAGO
309 W WASHINGTON STREET SUITE 450
CHICAGO,IL60606 		36-2406639 501(C)(3) 22,755       STEVENS INITIATIVE CULTURAL EXCHANGE
(104) THE MARSHALL LEGACY INSTITUTE INC
2425 WILSON BOULEVARD SUITE 240
ARLINGTON,VA22201 		54-1853093 501(C)(3) 22,184       STEVENS INITIATIVE CULTURAL EXCHANGE
(105) INTERNATIONAL VISITORS COUNCIL OF PHILADELPHIA
30 S 15TH STREET 15TH FLOOR
PHILADELPHIA,PA19102 		23-1489115 501(C)(3) 22,109       STEVENS INITIATIVE CULTURAL EXCHANGE
(106) CREATIVITY FOR PEACE
369 MONTEZUMA AVENUE 566
SANTA FE,NM87501 		85-0366087 501(C)(3) 20,498       STEVENS INITIATIVE CULTURAL EXCHANGE
(107) MADISON AREA TECHNICAL COLLEGE
1701 WRIGHT STREET
MADISON,WI53704 		39-1086718 501(C)(3) 20,104       STEVENS INITIATIVE CULTURAL EXCHANGE
(108) ASSOCIATION OF CHILDRENS MUSEUMS
2550 S CLARK STREET SUITE 600
ARLINGTON,VA22202 		95-4087882 501(C)(3) 20,000       PARTICIPATION IN 2GEN IMPACT FUND
(109) GLOBAL TIES KC
30 W PERSHING RD SUITE 405
KANSAS CITY,MO64108 		43-1727811 501(C)(3) 20,000       STEVENS INITIATIVE CULTURAL EXCHANGE
(110) LIVING CLASSROOM'S FOUNDATION
802 S CARLINE STREET
BALTIMORE,MD21231 		90-0518838 501(C)(3) 20,000       CREATE AN OPPORTUNITY YOUTH PATHWAYS SCALING PLAN FOR THE COMMUNITY
(111) CITY OF SAN ANTONIO TEXAS
PO BOX 839966
SAN ANTONIO,TX78283 		74-6002070 N/A 20,000       PARTICIPATE IN FORUM IN THE SCALING PATHWAYS FOR OPPORTUNITY YOUTH
(112) ALLIANCE OF COMMUNITY MINISTRIES INC
710 N POST OAK ROAD SUITE 210
HOUSTON,TX77024 		27-5410988 501(C)(3) 20,000       PARITICIPATE IN FORUM IN THE BUILDING ECOSYSTEMS FOR YOUTH OPPORTUNITY
(113) THRIVE CHICAGO NFP
211 W WACKER DRIVE SUITE 1000
CHICAGO,IL60606 		47-2478889 501(C)(3) 20,000       PARTICIPATE IN THE FORUM IN THE SCALING PATHWAYS FOR OY
(114) VILLANOVA UNIVERSITY
800 LANCASTER AVENUE
VILLANOVA,PA19085 		23-1352688 501(C)(3) 16,000       BEST PRACTICES FOR COMMUNITY-BASED EFFORTS OF CIVIC SCIENCE
(115) REGENTS OF THE UNIVERSITY OF CALIFORNIA
2150 SHATTUCK AVENUE SUITE 300
BERKELEY,CA94704 		94-6002123 501(C)(3) 15,480       STEVENS INITIATIVE CULTURAL EXCHANGE; BERKELEY MEDIA TRAINING
(116) CENTER FOR EMPLOYMENT OPPORTUNITIES INC
50 BROADWAY SUITE 1604
NEW YORK,NY10004 		13-3843322 501(C)(3) 15,000       SUPPORT THE NEW ORLEANS NEXT GENERATION LIVELIHOODS RAPID RESPONSE FUND FOR OPPORTUNITY YOUTH IN NEW ORLEANS
(117) NATIONAL BLACK BANK FOUNDATION
3030 PEACHTREE STREET NE
ATLANTA,GA30308 		85-4086495 501(C)(3) 15,000       GLOBAL INCLUSIVE GROWTH SPARK
(118) FELLOWSHIP FOR RACE AND EQUITY IN EDUCATION
4828 ILLINOIS AVENUE NW
WASHINGTON,DC20011 		47-1809869 501(C)(3) 15,000       MCNULTY CATALYST AWARD
(119) LIBERTY'S KITCHEN
300 N BROAD STREET SUITE 101
NEW ORLEANS,LA70119 		26-2254285 501(C)(3) 15,000       PARTICIPATE IN OYF RAPID RESPONSE FUND COMMUNITY OF PRACTICE
(120) LATINOS FOR EDUCATION
PO BOX 27
BELMONT,MA02478 		81-2883649 501(C)(3) 15,000       MCNULTY CATALYST AWARD
(121) NEW ORLEANS CAREER CENTER
2733 ESPLANADE AVENUE
NEW ORLEANS,LA70119 		82-2541222 501(C)(3) 15,000       PARTICIPATE IN OYF RAPID RESPONSE FUND COMMUNITY OF PRACTICE
(122) RECONCILE NEW ORLEANS
1631 ORETHA CASTLE HALEY BLVD
NEW ORLEANS,LA70113 		72-1341294 501(C)(3) 15,000       SUPPORT THE NEW ORLEANS NEXT GENERATION LIVELIHOODS RAPID RESPONSE FUND FOR OPPORTUNITY YOUTH IN NEW ORLEANS
(123) THE TROY ANDREWS FOUNDATION
5500 PRYTANIA STREET
NEW ORLEANS,LA70115 		45-4524559 501(C)(3) 15,000       SUPPORT THE NEW ORLEANS NEXT GENERATION LIVELIHOODS RAPID RESPONSE FUND FOR OPPORTUNITY YOUTH IN NEW ORLEANS
(124) ON RAMPS
6601 FRANKLIN AVENUE
NEW ORLEANS,LA70122 		82-4600914 501(C)(3) 15,000       PARTICIPATE IN OYF RAPID RESPONSE FUND COMMUNITY OF PRACTICE
(125) URBAN LEAGUE OF LOUISIANA
4640 S CARROLLTON AVENUE
NEW ORLEANS,LA70119 		72-0423627 501(C)(3) 15,000       SUPPORT THE NEW ORLEANS NEXT GENERATION LIVELIHOODS RAPID RESPONSE FUND FOR OPPORTUNITY YOUTH IN NEW ORLEANS
(126) YOUTH EMPOWERMENT PROJECT
1631 ORETHA CASTLE HALEY BLVD
NEW ORLEANS,LA70113 		37-1893652 501(C)(3) 15,000       SUPPORT THE NEW ORLEANS NEXT GENERATION LIVELIHOODS RAPID RESPONSE FUND FOR OPPORTUNITY YOUTH IN NEW ORLEANS
(127) FORWARD CITIES INC
PO BOX 2008
DURHAM,NC27702 		13-4302280 501(C)(3) 15,000       GLOBAL INCLUSIVE GROWTH SPARK
(128) CENTER FOR EDUCATION EXCELLENCE IN ALTERNATIVE SETTINGS
1361 LOCUST ROAD
WASHINGTON,DC20012 		46-0757820 501(C)(3) 15,000       SUPPORT THE NEW ORLEANS NEXT GENERATION LIVELIHOODS RAPID RESPONSE FUND FOR OPPORTUNITY YOUTH IN NEW ORLEANS
(129) COMMONSENSE CHILDBIRTH INC
213 S DILLARD STREET SUITE 340
WINTER GARDEN,FL34787 		59-3479821 501(C)(3) 12,000       2020 ASPEN NURE INNOVATOR AWARD
(130) UBUNTU BLACK FAMILY WELLNESS COLLECTIVE
2611 GOVERNOR PRINTZ BOULEVARD
WILMINGTON,DE19802 		84-4234815 501(C)(3) 12,000       NURSE INNOVATOR AWARD TO NURSES WO ARE WORKING ON INNOVATIVE WAYS TO ADDRESS HEALTH CHALLENGES WITHIN THEIR COMMUNITIES.
(131) RESTORING OUR OWN THROUGH TRANSFORMATION
394 E TOWN STREET SUITE 204
COLUMBUS,OH43215 		82-1964469 501(C)(3) 12,000       2020 ASPEN NURE INNOVATOR AWARD
(132) WASHINGTON STATE BOARD FOR COMMUNITY AND TECHNICAL COLLEGES
PO BOX 42495
OLYMPIA,WA98504 		91-0823768 N/A 10,000       WORKFORCE GUIDED PATHWAYS PILOT
(133) FLORIDA COLLEGE SYSTEM FOUNDATION
PO BOX 10503
TALLAHASSEE,FL32302 		65-0630384 501(C)(3) 10,000       WORKFORCE GUIDED PATHWAYS PILOT
(134) TEXAS COMMUNITY COLLEGE EDUCATION INITIATIVE
1304 SAN ANTONIO STREET
AUSTIN,TX78701 		56-2358912 501(C)(3) 10,000       WORKFORCE GUIDED PATHWAYS PILOT
(135) REFUSHE INC
620 N LASALLE DRIVE SUITE 805
CHICAGO,IL60654 		26-0239864 501(C)(3) 10,000       PPE FOR AFRICA FUND AND COALIATION
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
127
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
8
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2020

Schedule I (Form 990) 2020
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients		 (c) Amount of
cash grant		 (d) Amount of
noncash assistance		 (e) Method of valuation (book,
FMV, appraisal, other)		 (f) Description of noncash assistance
(1) HONORARIA 342 876,369      
(2) AWARDS 75 225,986      
(3) EVENT PARTICIPATION STIPEND 33 165,700      
(3)
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
PART I, LINE 2: THE INSTITUTE PERIODICALLY ENGAGES OTHER ENTITIES TO FURTHER THE OBJECTIVES SET FORTH IN OUR GRANT AGREEMENTS. THIS IS TYPICALLY DONE VIA SUB-AWARDS OR RE-GRANTS THAT RUN CONCURRENTLY WITH THE PRIME AWARD IN WHICH THE SUB RECIPIENTS ARE ADVISED OF ALL APPLICABLE LAWS AND REGULATIONS, AND ALL APPROPRIATE FLOW-DOWN PROVISIONS FROM THE PRIME AGREEMENT. ALL SUB GRANTEES OR SERVICE PROVIDERS MUST ALSO CERTIFY THAT IT DOES NOT AND WILL NOT KNOWINGLY PROVIDE MATERIAL SUPPORT OR RESOURCES TO ANY INDIVIDUAL OR ENTITY INVOLVED WITH TERRORISM (INCLUDING ANY INDIVIDUALS ENTITIES OR GROUPS SUBJECT TO OFAC SANCTIONS) OR TO ANYONE WHO ACTS AS AN AGENT FOR SUCH AN INDIVIDUAL OR ENTITY, ANY VIOLATION OF THIS CERTIFICATION MUST BE GROUNDS FOR IMMEDIATE TERMINATION OF THE LETTER OF AGREEMENT AND RETURN OF ALL GRANT FUNDS. THE FREQUENCY AND SCOPE OF RESEARCH PROGRAM'S MONITORING PROCEDURES ARE DETERMINED JOINTLY BY THE RESPONSIBLE PROGRAM MANAGER AND RESPECTIVE GRANT ADMINISTRATOR/FINANCIAL ANALYST. THIS INCLUDES THE ROUTINE RECEIPT AND REVIEW OF THE NARRATIVE AND FINANCIAL REPORTS, A REVIEW OF EXPENSES TO BUDGET, THE OPTION TO PERFORM AUDITS, AND ALLOWS FOR THE PERFORMANCE OF SITE VISITS IF NECESSARY. THE INSTITUTE IS NOTIFIED WHENEVER PROBLEMS DELAYS OR OTHER CONDITIONS DEVELOP WHICH WOULD HAVE SIGNIFICANT IMPACT UPON THE PROJECT. BUDGET REVISIONS ARE ALLOWED WITHIN THE PARAMETERS SET FORTH IN EACH SUB AWARD. THE PAYMENT SCHEDULE AND THE DEGREE OF FLEXIBILITY OFFERED MAY DEPEND ON PREVIOUS EXPERIENCE WITH THE RECIPIENT, THE DEGREE OF EXTERNAL OVERSIGHT BY OTHER PARTIES, AND THE SOPHISTICATION OF THE RECIPIENT'S ADMINISTRATIVE SYSTEMS.
Schedule I (Form 990) 2020



Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
Graphic Arrow Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
Graphic Arrow Attach to Form 990.
Graphic Arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
THE ASPEN INSTITUTE INC
 
Employer identification number

84-0399006
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
Yes
 
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
 
No
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
 
No
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
 
No
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2020

Schedule J (Form 990) 2020
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation 		(ii) Bonus & incentive
compensation 		(iii) Other reportable compensation
1DANIEL PORTERFIELD
PRESIDENT & CEO 		(i)

(ii)		 549,401
-------------
0 		111,776
-------------
0 		3,203
-------------
0 		28,500
-------------
0 		29,472
-------------
0 		722,352
-------------
0 		0
-------------
0
2ELLIOT GERSON
EXECUTIVE VP 		(i)

(ii)		 372,417
-------------
0 		0
-------------
0 		41,858
-------------
0 		42,750
-------------
0 		27,250
-------------
0 		484,275
-------------
0 		0
-------------
0
3NAMITA KHASAT
CFO/CAO/TREASURER 		(i)

(ii)		 402,357
-------------
0 		0
-------------
0 		3,564
-------------
0 		36,173
-------------
0 		20,777
-------------
0 		462,871
-------------
0 		0
-------------
0
4ERIC MOTLEY
EVP, CORP SECRETARY 		(i)

(ii)		 394,068
-------------
0 		0
-------------
0 		810
-------------
0 		42,750
-------------
0 		12,026
-------------
0 		449,654
-------------
0 		0
-------------
0
5DAVID LANGSTAFF
EXEC VICE PRESIDENT 		(i)

(ii)		 368,600
-------------
0 		0
-------------
0 		6,858
-------------
0 		28,500
-------------
0 		30,444
-------------
0 		434,402
-------------
0 		0
-------------
0
6MARGARET CLARK
VP POLICY PROGRAMS 		(i)

(ii)		 347,495
-------------
0 		0
-------------
0 		3,564
-------------
0 		42,750
-------------
0 		11,287
-------------
0 		405,096
-------------
0 		0
-------------
0
7ANN MOSLE
VP, EXECUTIVE DIRECTOR 		(i)

(ii)		 324,656
-------------
0 		0
-------------
0 		2,322
-------------
0 		42,750
-------------
0 		29,388
-------------
0 		399,116
-------------
0 		0
-------------
0
8JANE WALES
VP, EXECUTIVE DIRECTOR 		(i)

(ii)		 336,325
-------------
0 		0
-------------
0 		11,124
-------------
0 		42,750
-------------
0 		2,094
-------------
0 		392,293
-------------
0 		0
-------------
0
9MICKEY EDWARDS
VP AND PROGRAM DIRECTOR 		(i)

(ii)		 347,054
-------------
0 		0
-------------
0 		0
-------------
0 		28,500
-------------
0 		11,225
-------------
0 		386,779
-------------
0 		0
-------------
0
10AMY DEMARIA
EVP COMM./MRKTNG - UNTIL 08/2020 		(i)

(ii)		 255,135
-------------
0 		0
-------------
0 		97,871
-------------
0 		18,157
-------------
0 		7,923
-------------
0 		379,086
-------------
0 		0
-------------
0
11ERIKA MALLIN
EXECUTIVE DIRECTOR 		(i)

(ii)		 346,916
-------------
0 		0
-------------
0 		2,322
-------------
0 		15,550
-------------
0 		11,347
-------------
0 		376,135
-------------
0 		0
-------------
0
Schedule J (Form 990) 2020

Schedule J (Form 990) 2020
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
PART I, LINE 1A THE ASPEN INSTITUTE FOLLOWS A POLICY GOVERNING EXPENSE REIMBURSEMENT AND COMPLIES WITH TRAVEL GUIDELINES APPLICABLE TO ALL EMPLOYEES.
PART I, LINES 4A-B DURING THE YEAR ENDED DECEMBER 31, 2020, AMY DEMARIA, EXECUTIVE VICE PRESIDENT, COMMUNICATIONS AND MARKETING, RECEIVED $97,106 IN SEVERANCE PAYMENTS. ELLIOT GERSON, EXECUTIVE VICE PRESIDENT, PARTICIPATES IN A RETIREMENT PLAN DESCRIBED IN SECTION 457(F). DURING THE YEAR ENDED DECEMBER 31, 2020, THE INSTITUTE CONTRIBUTED $38,245 TO THE PLAN.
Schedule J (Form 990) 2020

Additional Data


Software ID:  
Software Version:  
SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
THE ASPEN INSTITUTE INC
 
Employer identification number

84-0399006
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art ....        
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 46 10,736,193 FMV
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( )
26 Other Right pointing arrow large image ( )
27 Other Right pointing arrow large image ( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
29
 
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ...................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
 
No
b
If "Yes," describe in Part II.
33
If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2020)
Schedule M (Form 990) (2020)
Page 2
Part IISupplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
PART I, LINE 30B: THIS COLUMN REPRESENTS THE NUMBER OF ACTUAL CONTRIBUTIONS, NOT THE NUMBER OF ITEMS CONTRIBUTED.
PART I, LINE 32B: THE INSTITUTE HAS A WRITTEN GIFT ACCEPTANCE POLICY. IF A DONOR WANTS TO GIVE A GIFT OUTSIDE OF THAT POLICY, IT WILL BE REVIEWED BY SENIOR MANAGEMENT AND, IF NECESSARY, REFERRED TO THE BOARD OF TRUSTEES.
Schedule M (Form 990) (2020)

Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
THE ASPEN INSTITUTE INC
 
Employer identification number

84-0399006
Return Reference Explanation
FORM 990, PART III, LINE 1 SOCIETY'S BIGGEST CHALLENGES. WE BRING TOGETHER THOUGHTFUL PEOPLE WITH DIVERSE BACKGROUNDS AND POINTS OF VIEW; WE CULTIVATE AND SUPPORT VALUES-BASED, PURPOSE-DRIVEN LEADERS IN MANY COMMUNITIES; WE TURN IDEAS INTO ACTION AND IMPACT FOR INDIVIDUALS AND SOCIETY. FOR NEARLY 70 YEARS, THE INSTITUTE HAS WORKED TO ADVANCE A MISSION TO CULTIVATE ASPIRATIONAL, VALUES-BASED LEADERS; CONVENE DIVERSE THINKERS AND DOERS AROUND CRITICAL QUESTIONS AND ISSUES; ELEVATE COMPELLING IDEAS AND WORKS OF ART, LITERATURE, AND CULTURE; AND NURTURE A STRONG CIVIL SOCIETY, ACCOUNTABLE INSTITUTIONS, AND EFFECTIVE PROBLEM-SOLVING. IT IS BASED IN WASHINGTON, DC WITH CAMPUSES AND OFFICES IN ASPEN, COLORADO, ITS ORIGINAL HOME SINCE ITS FOUNDING IN 1949, AND NEW YORK CITY. ELEVEN OFFICIAL INTERNATIONAL PARTNERS CONDUCT REGULAR MEETINGS AND SEMINARS IN COUNTRIES THROUGHOUT LATIN AMERICA, EUROPE, AND ASIA.
FORM 990, PART VI, SECTION B, LINE 11B THE FEDERAL FORM 990 OF THE INSTITUTE IS PREPARED BY AN EXTERNAL ACCOUNTING FIRM USING INFORMATION OBTAINED FROM INSTITUTE'S STAFF. ONCE THE INITIAL DRAFT IS PREPARED, IT IS REVIEWED BY SR. FINANCE/ACCOUNTING STAFF. IF NECESSARY, CHANGES ARE MADE AND ANOTHER DRAFT IS ISSUED. THE SECOND DRAFT FORM 990 IS REVIEWED BY AN APPOINTED MEMBER OF THE AUDIT COMMITTEE ALONG WITH THE EVP FINANCE & ADMINISTRATION AND VP OF FINANCE. IF NECESSARY, CHANGES ARE MADE AND ANOTHER DRAFT IS ISSUED. THE FINAL DRAFT FORM 990 IS PROVIDED TO ALL MEMBERS OF THE AUDIT COMMITTEE, WHICH INCLUDES THE CHAIR OF THE BOARD OF TRUSTEES. ONCE APPROVED, COPIES ARE THEN DISTRIBUTED TO ALL BOARD MEMBERS BEFORE THE RETURN IS FILED WITH THE INTERNAL REVENUE SERVICE.
FORM 990, PART VI, SECTION B, LINE 12C ALL ASPEN INSTITUTE TRUSTEES AND EMPLOYEES ARE REQUIRED ANNUALLY TO COMPLETE AND SIGN A DISCLOSURE AND ACKNOWLEDGEMENT FORM RELATED TO THE INSTITUTE'S CONFLICT OF INTEREST POLICY. SPECIFICALLY, ALL TRUSTEES AND EMPLOYEES ARE REQUIRED TO ACKNOWLEDGE THAT THEY HAVE READ, UNDERSTOOD, AND ARE COMMITTED TO ABIDING BY THE INSTITUTE'S CONFLICT OF INTEREST POLICY, AND TO MAKE CERTAIN DISCLOSURES ABOUT THEIR ACTIVITIES OUTSIDE OF WORK AND FINANCES TO HELP IDENTIFY POSSIBLE CONFLICTS OF INTEREST. ALL EMPLOYEE FORMS ARE SUBMITTED TO THE HUMAN RESOURCES DEPARTMENT, WHICH REVIEWS THEM AND HAS DISCRETION, IN COORDINATION WITH THE GENERAL COUNSEL AND SENIOR MANAGEMENT, TO MAKE RECOMMENDATIONS OR RAISE CONCERNS WITH AFFECTED INDIVIDUALS AS APPROPRIATE. ALL TRUSTEE FORMS ARE SUBMITTED TO THE OFFICE OF THE CORPORATE SECRETARY, WHICH REVIEWS THEM ALONG WITH THE GENERAL COUNSEL. MAJOR CONFLICT OF INTEREST ISSUES INVOLVING TRUSTEES AND/OR SENIOR MANAGEMENT ARE REFERRED TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES FOR RESOLUTION. THE CORPORATE SECRETARY, GENERAL COUNSEL AND SENIOR MANAGEMENT REGULARLY CONFER WITH THE CHAIR OF THE AUDIT COMMITTEE REGARDING THE INSTITUTE'S CONFLICT OF INTEREST POLICY AND ANY CONFLICT OF INTEREST ISSUES.
FORM 990, PART VI, SECTION B, LINE 15 THE INSTITUTE CONTRACTS WITH AN EXTERNAL COMPENSATION FIRM TO PERFORM A MARKET ANALYSIS TO SET THE SALARY RANGES FOR ALL OF OUR POSITIONS ANNUALLY. THE COMPENSATION FIRM ANALYZES SALARIES FROM LIKE ORGANIZATIONS TO DETERMINE THE APPROPRIATE SALARY RANGE FOR EACH POSITION IN THE INSTITUTE. THE INSTITUTE'S COMPENSATION PHILOSOPHY IS THAT WE GENERALLY TARGET THE 50TH PERCENTILE OF THE MARKET FOR OUR POSITIONS. IN ADDITION TO THE ANNUAL MARKET ANALYSIS FOR ALL POSITIONS, WE CONTRACT WITH AN EXTERNAL COMPENSATION CONSULTANT BI-ANNUALLY TO CONDUCT AN IN-DEPTH ANALYSIS FOR OUR PRESIDENT/CEO AND EACH OF OUR EXECUTIVE OFFICERS. EACH EXECUTIVE'S TOTAL COMPENSATION IS BENCHMARKED AGAINST SIMILAR POSITIONS IN COMPARABLE ORGANIZATIONS IN LABOR MARKETS IN WHICH THE INSTITUTE COMPETES FOR EXECUTIVE TALENT. THE RECOMMENDATIONS OF THE CONSULTANT ARE PRESENTED TO THE EXECUTIVE COMMITTEE OF THE BOARD FOR THEIR REVIEW AND ENDORSEMENT. THE PRESIDENT/CEO'S SALARY IS THEN PRESENTED TO THE FULL BOARD FOR FINAL APPROVAL. TO HELP MITIGATE COVID-RELATED BUDGET IMPACTS, A NUMBER OF ACTIONS WERE TAKEN, INCLUDING VOLUNTARY SALARY REDUCTIONS BY ALL SENIOR EXECUTIVE STAFF, A FREEZE ON OPEN POSITIONS, ACROSS THE BOARD CONTROLS ON SALARY INCREASES, AND OTHER RESTRICTIONS ON SALARIES.
FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FEDERAL FORM 1023 ARE MADE AVAILABLE UPON REQUEST. THE FEDERAL FORM 990 AND THE AUDITED FINANCIAL STATEMENTS ARE MADE PUBLIC ON THE INSTITUTE'S WEBSITE.
FORM 990, PART IX, LINE 11G CONSULTANTS: PROGRAM SERVICE EXPENSES 8,100,450. MANAGEMENT AND GENERAL EXPENSES 2,658,368. FUNDRAISING EXPENSES 131,009. TOTAL EXPENSES 10,889,827. CONTRACTED SERVICES: PROGRAM SERVICE EXPENSES 3,808,407. MANAGEMENT AND GENERAL EXPENSES 1,247,991. FUNDRAISING EXPENSES 48,618. TOTAL EXPENSES 5,105,016. AUDIO VISUAL/DIGITAL SERVICES: PROGRAM SERVICE EXPENSES 432,342. MANAGEMENT AND GENERAL EXPENSES 137,336. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 569,678. MODERATOR AND SPEAKER: PROGRAM SERVICE EXPENSES 240,848. MANAGEMENT AND GENERAL EXPENSES 78,924. FUNDRAISING EXPENSES 3,011. TOTAL EXPENSES 322,783. CONTRIBUTING WRITERS AND RAPPORTEURS: PROGRAM SERVICE EXPENSES 92,779. MANAGEMENT AND GENERAL EXPENSES 30,403. FUNDRAISING EXPENSES 1,545. TOTAL EXPENSES 124,727. TEMPORARY SERVICES: PROGRAM SERVICE EXPENSES 85,210. MANAGEMENT AND GENERAL EXPENSES 27,923. FUNDRAISING EXPENSES 1,419. TOTAL EXPENSES 114,552. PHOTOGRAPHY: PROGRAM SERVICE EXPENSES 66,488. MANAGEMENT AND GENERAL EXPENSES 21,788. FUNDRAISING EXPENSES 1,107. TOTAL EXPENSES 89,383. PROMOTIONAL EXPENSE: PROGRAM SERVICE EXPENSES 52,491. MANAGEMENT AND GENERAL EXPENSES 17,201. FUNDRAISING EXPENSES 874. TOTAL EXPENSES 70,566. OFFICE CLEANING: PROGRAM SERVICE EXPENSES 26,335. MANAGEMENT AND GENERAL EXPENSES 9,069. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 35,404.
FORM 990, PART XI, LINE 9: LOSS ON UNCOLLECTABLE PLEDGE -2,000,000.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2020


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