Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
BERGER FAMILY FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)6 WEST 77TH STREET
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10024
A Employer identification number

47-2357665
B Telephone number (see instructions)

(212) 696-1660
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$31,616,293J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 2,437,886
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 1,424,975 1,424,975  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment -691,752
b Gross sales price for all assets on line 6a 19,118,186
7 Capital gain net income (from Part IV, line 2)... 6,994
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 3,171,109 1,431,969  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 75,000 75,000    
b Accounting fees (attach schedule)....... Click to see attachment 4,280 4,280    
c Other professional fees (attach schedule).... Click to see attachment 60,406 60,406    
17 Interest............... 51 51    
18 Taxes (attach schedule) (see instructions)... Click to see attachment 1,074 1,023    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 765 765    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 141,576 141,525   0
25 Contributions, gifts, grants paid....... 1,012,950 1,012,950
26 Total expenses and disbursements. Add lines 24 and 25 1,154,526 141,525   1,012,950
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 2,016,583
b Net investment income (if negative, enter -0-) 1,290,444
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 2,336,279 1,174,594 1,174,594
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 20,137,016 Click to see attachment23,315,284 30,441,699
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 22,473,295 24,489,878 31,616,293
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds 22,473,295 24,489,878
29 Total net assets or fund balances (see instructions)..... 22,473,295 24,489,878
30 Total liabilities and net assets/fund balances (see instructions). 22,473,295 24,489,878
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
22,473,295
2
Enter amount from Part I, line 27a .....................
2
2,016,583
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
24,489,878
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
24,489,878
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1a
b
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 6,994
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 17,937
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 17,937
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 17,937
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 20,560
b Exempt foreign organizations—tax withheld at source...... 6b  
c Tax paid with application for extension of time to file (Form 8868)... 6c 22,440
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 43,000
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 25,063
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet25,063 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletDAVID BERGER Telephone no.bullet (212) 696-1660

    Located atbullet6 WEST 77TH STREET NO 2ANEW YORKNY ZIP+4bullet10024
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    DAVID BERGER DIRECTOR
    000.00     		0 0 0
    6 WEST 77TH STREET
    NEW YORK,NY10024
    HOLLY MAXSON DIRECTOR
    000.00     		0 0 0
    6 WEST 77TH STREET APT 2A
    NEW YORK,NY10024
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    24,096,471
    b
    Average of monthly cash balances.......................
    1b
    529,197
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    24,625,668
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    24,625,668
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    369,385
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    24,256,283
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,212,814
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,212,814
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    17,937
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    17,937
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,194,877
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    1,194,877
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,194,877
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,012,950
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,012,950
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,012,950
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 1,194,877
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 1,012,693
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........  
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 1,012,950
    a Applied to 2019, but not more than line 2a 1,012,693
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2020 distributable amount..... 257
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2020.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		1,194,620
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    E
    CENTRAL PARK WEST
    NYC,NY10024     		NONE PUBLIC CHARI CHARITABLE PURPOSE OF ORGANIZATION 1,150
    OCEAN CLEANUP NORTH PACIFIC FND
    100 WALL STREET
    NYC,NY10005     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 5,000
    CENTER FOR FAMILY LIFE
    443 39TH ST
    BROOKLYN,NY11232     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 10,000
    MAKE THE ROAD
    301 GROVE ST
    BROOKLYN,NY11237     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 10,000
    AL OTRO LADO
    511 E YSDDRO BLVD
    SAN YSIDRO,CA92173     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 20,000
    NATIONAL DAY LABORER ORG NETWORK
    1030 S ORROYO PKWAY
    PASADENA,CA91105     		NONE   CHARITABLE PURPOSE OF ORGAIZATION 20,000
    TIDES CENTER
    1420 NORTH ST
    MONTPELIER,VT05602     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 15,000
    PLANNED PARENTHOOD OF SOUTH ATLANTI
    1925 TRADD COURT
    WILMINGTON,NC28401     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 10,000
    MYAGRO FARMS
    130 7TH AVENUE
    NYC,NY10011     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 50,000
    LIBRARY FND OF LA
    630 W 5TH ST
    LA,CA90071     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 10,000
    YOUTH JUSTICE COALITION
    PO BOX 73688
    LA,CA90003     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 6,000
    PROJECT SISTER FAMILY SERVICES
    PO BOX 1369
    POMONA,CA91769     		NONE   CHARITABLE PURPOSE OF ORGNIZA 6,000
    GIRLS WRITE NOW
    247 W 37TH ST
    NYC,NY10018     		NONE   CHARITABLE PURPOSE OF RGANIZATION 6,000
    REPAIRERS OF THE BEACH
    PO BOX 1638
    GOLDSBORO,NC27533     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 5,000
    THE FOUNTAIN THEATRE
    5060 FOUNTAIN AVE
    LA,CA90029     		NONE   CHARITABLE PURPOSE OF PRGSNIZATION 5,000
    PHILADELPHIA MURAL ARTS ADVOCATES
    1727 MT VERNON ST
    PHILADELPHIA,PA19130     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 7,500
    THE CHALLENGE PROGRAM
    1124 E 7TH ST
    WILMINGTON,DE19801     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 7,500
    JCFS
    3145 W PRATT
    CHICAGO,IL60645     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 30,000
    WNYC RADIO
    160 VARICK ST
    NYC,NY10013     		NONE   CHARITABLE PURPOS OF ORGANIZATION 2,500
    SUSTAINABLE ECONOMICS
    1125 W 6TH ST
    LA,CA90017     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 2,500
    UNCOMMON GOOD
    211 W FOOTHILL BLVD
    CLAREMONT,CA91711     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 2,500
    JDRF
    200 VESEY ST
    NYC,NY10281     		NONE   CHARITABLE PURPOSE OF ORGANIIZATION 2,500
    PALESTINE LEGAL
    637 S DEARBORN ST
    CHICAGO,IL60605     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 2,500
    USC ADVANCEMENT
    1150 S OLIVE ST
    LA,CA90015     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 4,500
    CENTER FOR ELECTION INNOVATION
    1120 CONN AVE
    WASHINGTON,DC20036     		NONE   CHARITABLE PURPOSER OF ORGANIZATION 5,000
    THE NIGHTY INISTRY
    1735 N ASHLAND AVE
    CHICAGO,IL60622     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 35,000
    TENNESSEE JUSTICE CENTER
    211 7TH AVE
    NASHVILLE,TN37219     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 8,000
    M WALKER HEALTH CENTER
    1035 14TH AVE
    NASHVILLE,TN37208     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 15,000
    CONEXION AMERICAS
    2195 NLENSVILLE PIKE
    NASHVILLE,TN37211     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 5,000
    DICKINSON COLLEGE
    PO BOX 1773
    CARLISLE,PA17013     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 5,000
    REMOTE AREA MEDICAL
    2200 STOCK CREEK BLVD
    ROCKFORD,TN37853     		NONE   CHARITABLE PURPOSE OR ORGANIZATION 5,000
    FND FOR THE AMER INST OF CONCERVA
    727 15TH ST NW
    WASHINGTON,DC20005     		NONE   CHARITABLE PUROSE OF ORGANIZATION 75,000
    NATURAL RESOURCES DEFENSE COUNCIL
    40 W 20TH ST
    NYC,NY10011     		NONE   CHARITABLE PUPOSE OF ORGANIZATION 25,000
    NATIONAL FISH AND WILDLIFE FND
    1133 15TH ST NW
    WASHINGTON,DC20005     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 25,000
    UNIV OF WISCONSIN
    228 N CHARTER ST
    MADISIN,WI53562     		NONE   CHARITABLE PURPOSE OF ORGANIIZATION 15,000
    ACLU
    125 BROAD ST
    NYC,NY10004     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 50,000
    NATIONAL INST OF HEALTH
    11400 ROCKVILLE PIKE
    N BATHESDA,MD20852     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 15,000
    NY PUBLIC LIBRARY
    445 FIFTH AVE
    NYC,NY10016     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 5,000
    JOHN HOPKIS UNIVERSITY
    600 N WOLFE ST
    BALTIMORE,MD21287     		NONE   CHARITABLE PURPOSE OF ORGANIZATTION 50,000
    NXTHVN
    169 HENRY ST
    NEW HAVEN,CT06512     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 50,000
    ALLIANCE OF HBCU MUSEUMS
    60 ASHFORD DRIVE
    PLAINSBORO,NJ08536     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 40,000
    ORBIS INTL
    520 EIGHTYH AVE
    NYC,NY10018     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 5,000
    PROTECT DEMOCRACY PROJECT
    2020 PENNSYLVANIA AVE
    WASHINTON,DC20006     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 5,000
    TEACHING FOR COLLEGE
    PO BOX 73038
    WASHINGTON,DC20056     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 10,000
    COMMUNITY JUSTICE PROJECT
    1428 ALEGRIANO AVENUE
    CORAL GABLES,FL33146     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 5,000
    DRIVE CHANGE INC
    630 FLUSHING AVENUE
    BROOKLYN,NY11206     		NONE   CHARITABLE PURPOSE OF ORANIIZATION 10,000
    V-DAY
    4014 24TH ST
    SAN FRANCISCO,CA94114     		NONE   CHARITABLE PURPOSE OF ORGANIOZATION 20,000
    RAINBOW RAILROAD USA INC
    601 W 26TH ST
    NYC,NY10001     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 5,000
    CENTER FOR REPRODUCTIVE RIGHTS
    199 WATER ST
    NYC,NY10038     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 5,000
    THE TRVOR PROJECT
    8704 SANTA MONICA BLVD
    WEST HOLLYWOOD,CA90069     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 5,000
    THE MUTT SCOUTS INC
    3318 WINSLOW STREET
    SAN DIEGO,CA92105     		NONE   CHARITABLE PURPOSE OFMORGANIZATION 10,000
    MIGHTY MUTTS INC
    PO BOX 140139
    BROOKLYN,NY11214     		NONE   CHARITABLE PURPOSE FOR ORGANIZATION 5,000
    DRAG QUEEN STORY HOUR NYC LTD
    461 DEAN STREET
    BROOKLYN,NY11217     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 2,500
    RADAR PRODUCTIONS
    1446 MARKET ST
    SAN FRNACISCO,CA94102     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 2,500
    WILD ANIMAL SANCTUARY
    1946 COUNTY ROAD 53
    KEENESBURG,CO80643     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 1,500
    ARTS CRAFTS & THEATER SAFETY
    181 THOMPSON STREET
    NEW YORK,NY10012     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 5,000
    AMERICAN SYRINGOMYELIA & CHIARI
    155 AVENUE OF THE AMERICA
    NYC,NY10013     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 2,500
    PROPUBLICA
    PO BOX 1586
    LONGVIEW,TX75606     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 2,500
    THIRD STREET MUSIC SETTLEMENT
    235 E 11TH STREET
    NYC,NY10003     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 10,000
    ROLLING HARVEST FOOD RESCUE
    PO BOX 693
    NEW HOPE,PA18938     		NONE   CHARITABLE PURPSE OF ORGANIZATION 2,500
    DIRECT RELIEF INTERNATIONAL
    6100 WALLACE BECKNELL ROA
    SANTA BARBARA,CA93117     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 5,000
    BARD COLLEGE
    PO BOX 5000
    ANNANDALEONHUDSON,NY12504     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 5,000
    NEWPORT FESTIVALS FOUNDATION
    150 E 69TH ST
    NYC,NY10065     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 15,000
    GLOBAL GRANDMOTHERS
    PO BOX 471
    SAN MATEO,CA94401     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 2,000
    CA CANNABIS RESEARCHH MEDICAL
    7969 KENNEDY ROAD
    SEBASTOPOL,CA95472     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 10,000
    WESTERN CENTER OF LAW
    3701 WILSHIRE BLVD
    LOS ANGELES,CA90010     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 10,000
    THE COLLEGE & COMMUNITY FELLOW
    475 RIVERSIDE DRIVE
    NYC,NY10115     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 1,300
    THE JAZZ GALLERY
    PO BOX 153
    NYC,NY10021     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 2,500
    CITY HARVEST INC
    6 EAST 32ND STREET
    NYC,NY10016     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 25,000
    GREATER BATON ROUGE FOOD BANK
    PO BOX 45830
    BATON ROUGE,LA70895     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 1,000
    LIVE WELL FOUNDATION
    250 S 17TH ST
    PHIADELPHIA,PA19103     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 5,000
    FAMILY INDEPENDENCE INITIATIVE
    PO BOX 71363
    OAKLAND,CA94612     		NONE   CHARITABLE PURPOSEOF ORGANIZATION 2,500
    PENN MEDICINE
    3535 MARKET ST
    PHILADELPHIA,PA19104     		NONE   CHARITABLE PURPOSE FOR ORGANIZATION 2,500
    CHARITY NAVIGATOR
    139 HARRISTOWN ROAD
    GLENROCK,NJ07452     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 500
    ARS NOVA THEATER INC
    511 W 54TH STREET
    NYC,NY10019     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 1,000
    PRISMS INC
    PO MBOX 206528
    DALLAS,TX75320     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 1,500
    SIERRA CLUB FOUNDATION
    2101 WBSTER ST
    OAKLAND,CA94612     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 9,000
    POLARIS
    PO BOX 65323
    WASHINGTON,DC20015     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 7,000
    THE OCEAN FOUNDATION
    1320 19TH ST NW
    WASHINBGTON,DC20036     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 12,000
    MEDICAL BRIDGES
    2706 MAGNET ST
    HOUSTON,TX77054     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 5,000
    ST PAULS COMMUNITY DEVT CORP
    456 VAN HOUTON ST
    PATERSON,NJ07501     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 1,500
    CAMFED USA FOUNDATION
    466 GEARY STREET
    SAN FRANCISCO,CA94102     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 7,000
    NURSE-FAMILY PARTNERSHIP
    1900 GRANT ST
    DENVER,CO80203     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 2,500
    PLANNED PARENTHOOD SOUTHEAST
    241 PEACHTREE ST
    ATLANTA,GA30303     		NONE   CAHRITABLE PURPOSE OF ORGANIZATION 21,000
    SARGENT SHRIVER NATIONAL CENTER
    67 EAST MADISON
    CHICAGO,IL60603     		NONE   CAHITABLE PURPOSE OF ORGANIZATION 5,000
    THE HOMELESS ADVOCACY PROJECT
    1429 WALNUT STREET
    PHILADELPHIA,PA19102     		NONE   CHRIATABLE PURPOSE OF ORGANIZATION 2,500
    NEW YORK COMMON PANTRY
    8 EAST 109TH STREET
    NYC,NY10029     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 10,000
    FRIENDS OF ROOSEVELT PARK IBC
    6 W 77TH ST
    NYC,NY10024     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 500
    NATIONAL WOMEN'S LAW CENTER
    11 DUPONT CIRCLE NW
    WASHINGTON,DC20036     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 2,500
    CENTRAL PARK CONSERVANCY
    14 EAST 60TH ST
    NYC,NY10022     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 10,000
    LANDMARK WEST INC
    45 WEST 67TH ST
    NYC,NY10023     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 1,000
    SAVE THE CHILDREN
    501 KINGS HIGHWAY EAST
    FAIRFIELD,CT06825     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 10,000
    COMMUNITY RELIEF EFFORT
    6464 W SUNSET BLVD
    LS ANGELES,CA90028     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 5,000
    BUCKS COUNTY HISTORICAL SOCIETY
    84 SOUTH PINE STREET
    DOYLESTOWN,PA18901     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 1,500
    MONTGOMERY CTY CHORALE & ORCHESTRA
    PO BOX 3393
    AMBLER,PA19002     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 1,000
    AMERICARES
    88 HAMILTON AVENUE
    STAMFORD,CT06902     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 20,000
    THE ASSN FOR RURAL AND SMALL LIBRAR
    PO BOX 33731
    SEATTLE,WA98133     		NONE   CHARITABLE PURPOSE OF ORGANIZATION 2,500
    PENNSYLVANIA INNOCENCE PROJECT
    1515 MARKET ST
    PHILADELPHIA,PA19102     		NON   CHARITABLE PURPOSE OF ORGANIZATION 3,500
    Total .................................bullet 3a 1,012,950
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....         1,424,975
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		        -691,752
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..     733,223
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    733,223
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    BERGER FAMILY FOUNDATION
    EIN:
    47-2357665
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 4,280 4,280    

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2020 GainLossSaleOtherAssetsSch
    Name:
    BERGER FAMILY FOUNDATION
    EIN:
    47-2357665
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    ZYNGA   PURCHASE     22,609 23,828     -1,219  
    WORKHORSE   PURCHASE     7,966 9,942     -1,976  
    VIRTUS   PURCHASE     162 156     6  
    UBS XLK   PURCHASE     155,000 155,000        
    UBS SPX   PURCHASE     389,000 389,000        
    STIFEL C 22436646-ON REQUEST   PURCHASE     1,102,715 941,750     160,965  
    SPDR S&P CMPTR   PURCHASE     12,062 6,213     5,849  
    SPDR S&P BIOTECH   PURCHASE     10,154 4,983     5,171  
    SPDR S&P BANK   PURCHASE     9,774 7,053     2,721  
    SPDR S&P 500   PURCHASE     36,161 25,304     10,857  
    SEMPER   PURCHASE     233 228     5  
    SELECT COMMN   PURCHASE     10,687 7,035     3,652  
    RBC XPX   PURCHASE     194,000 194,000        
    RBC XBI   PURCHASE     1,424,000 1,424,000        
    RBC XBE   PURCHASE     100,000 100,000        
    RBC KBE   PURCHASE     1,011,000 1,011,000        
    RBC EEM   PURCHASE     140,000 140,000        
    RBC DIA   PURCHASE     389,000 389,000        
    PING IDENTITY   PURCHASE     13,251 14,938     -1,687  
    MS RTY NDX   PURCHASE     711,000 711,000        
    MS RTY   PURCHASE     490,000 490,000        
    LORD ABB   PURCHASE     662 594     68  
    JPM XRT   PURCHASE     259,000 259,000        
    JPM XRT   PURCHASE     2,902,000 2,902,000        
    JPM XBI   PURCHASE     259,000 259,000        
    JPM XBI   PURCHASE     444,000 444,000        
    JPM SPX   PURCHASE     1,136,000 1,136,000        
    JPM RTY   PURCHASE     441,296 676,000     -234,704  
    ISHS NASDAQ   PURCHASE     7,894 5,130     2,764  
    ISHS MSCI EMG MKT   PURCHASE     4,622 3,223     1,399  
    ISHS CORE   PURCHASE     6,713 4,164     2,549  
    INVDNY   PURCHASE     11,453 7,003     4,450  
    GS RTY   PURCHASE     1,425,000 1,425,000        
    GLOBAL X   PURCHASE     1,599 1,394     205  
    CS XLV   PURCHASE     1,114,000 1,114,000        
    CS XLK   PURCHASE     190,000 190,000        
    CS SMH   PURCHASE     356,000 356,000        
    CS SMH   PURCHASE     86,000 86,000        
    CS IBB   PURCHASE     140,000 140,000        
    CHEVRON   PURCHASE     530       530  
    BRCLY XRT   PURCHASE     1,313,000 1,313,000        
    BRCLY XBI   PURCHASE     140,727 243,000     -102,273  
    BRCLY SPX   PURCHASE     176,280 242,000     -65,720  
    BRCLY EZU RTY   PURCHASE     1,142,000 1,142,000        
    BOFA NDX   PURCHASE     362,000 362,000        
    BOFA KBE   PURCHASE     834,642 1,327,000     -492,358  
    BOFA   PURCHASE     128,000 128,000        

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    BERGER FAMILY FOUNDATION
    EIN:
    47-2357665
    Name of Stock End of Year Book Value End of Year Fair Market Value
    CORPORATE STOCK-2243-6646 14,104,984 21,357,981
    CORPORATE STOCK-8902-2303 9,210,300 9,083,718

    TY 2020 LegalFeesSchedule
    Name:
    BERGER FAMILY FOUNDATION
    EIN:
    47-2357665
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 75,000 75,000    


    TY 2020 OtherExpensesSchedule
    Name:
    BERGER FAMILY FOUNDATION
    EIN:
    47-2357665
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    DUES 765 765    


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    BERGER FAMILY FOUNDATION
    EIN:
    47-2357665
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISORY FEES 60,406 60,406    


    TY 2020 TaxesSchedule
    Name:
    BERGER FAMILY FOUNDATION
    EIN:
    47-2357665
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL INCOME TAXES 51      
    NYS DEPARTMENT OF LAW 750 750    
    DELAWARE FRANCHISE TAX 75 75    
    CORPORATE REGISTRATION 198 198