Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
BERNARD F & ALVA B GIMBEL FOUNDATION INC
 
% GIMBEL FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)271 MADISON AVE suite 605
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10016
A Employer identification number

13-6090843
B Telephone number (see instructions)

(212) 684-9110
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$51,558,571J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 511,972 511,972  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 670,905
b Gross sales price for all assets on line 6a 24,130,532
7 Capital gain net income (from Part IV, line 2)... 670,905
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,182,877 1,182,877  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 162,068     162,068
14 Other employee salaries and wages...... 176,419     176,419
15 Pension plans, employee benefits....... 46,423     46,423
16a Legal fees (attach schedule)......... Click to see attachment 5,185 0 0 5,185
b Accounting fees (attach schedule)....... Click to see attachment 22,500 15,000 0 7,500
c Other professional fees (attach schedule).... Click to see attachment 434,588 432,588   2,000
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 47,344 20,344    
19 Depreciation (attach schedule) and depletion... Click to see attachment 1,410    
20 Occupancy.............. 66,424     66,424
21 Travel, conferences, and meetings....... 30     30
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 81,691 59,994   21,697
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 1,044,082 527,926 0 487,746
25 Contributions, gifts, grants paid....... 4,113,000 4,113,000
26 Total expenses and disbursements. Add lines 24 and 25 5,157,082 527,926 0 4,600,746
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -3,974,205
b Net investment income (if negative, enter -0-) 654,951
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 79,691 73,895 73,895
2 Savings and temporary cash investments......... 9,218,025 11,196,501 11,196,501
3 Accounts receivable bullet2,917
Less: allowance for doubtful accounts bullet     2,917 2,917
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 7,395,252 Click to see attachment0 0
b Investments—corporate stock (attach schedule)....... 23,645,221 Click to see attachment16,716,128 28,217,321
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 0 Click to see attachment9,140,120 12,042,698
14 Land, buildings, and equipment: basis bullet86,481
Less: accumulated depreciation (attach schedule) bullet73,171 10,907 Click to see attachment13,310 13,310
15 Other assets (describe bullet) Click to see attachment780,230 Click to see attachment11,929 Click to see attachment11,929
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 41,129,326 37,154,800 51,558,571
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment2,193 Click to see attachment1,872
23 Total liabilities (add lines 17 through 22)......... 2,193 1,872
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 6,657,124 6,657,124
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds 34,470,009 30,495,804
29 Total net assets or fund balances (see instructions)..... 41,127,133 37,152,928
30 Total liabilities and net assets/fund balances (see instructions). 41,129,326 37,154,800
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
41,127,133
2
Enter amount from Part I, line 27a .....................
2
-3,974,205
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
37,152,928
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
37,152,928
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a SALE OF MARKETABLE SECURITIES - PERSHING P 2018-01-01 2020-12-31
b SALE OF MARKETABLE SECURITIES - GIVERNY P 2018-01-01 2020-12-31
c SALE OF MARKETABLE SECURITIES - ALLEN & CO P 2018-01-01 2020-12-31
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 11,999,272   13,153,580 -1,154,308
b 4,066,304   2,910,795 1,155,509
c 7,395,252   7,395,252  
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -1,154,308
b       1,155,509
c        
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 670,905
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 9,104
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 9,104
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 9,104
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 31,190
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 80,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 111,190
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 102,086
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet102,086 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.GIMBELFOUNDATION.ORG
    14
    The books are in care ofbulletGIMBEL FOUNDATION Telephone no.bullet (212) 684-9110

    Located atbullet271 MADISON AVE SUITE 605NEW YORKNY ZIP+4bullet10016
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    STEPHEN D GREENBERG TREASURER
    1.0     		0 0 0
    C/O GIMBEL FOUNDATION
    271 MADISON AVE SUITE 605
    NEW YORK,NY10016
    LYNN S STERN VICE PRESIDENT
    1.0     		0 0 0
    C/O GIMBEL FOUNDATION
    271 MADISON AVE SUITE 605
    NEW YORK,NY10016
    leslie gimbel PRESIDENT/CEO
    40.0     		162,068 799 0
    c/o gimbel foundation
    271 MADISON AVE SUITE 605
    NEW YORK,NY10016
    NICHOLAS S G STERN DIRECTOR
    1.0     		0 0 0
    C/O GIMBEL FOUNDATION
    271 MADISON AVE SUITE 605
    NEW YORK,NY10016
    THOMAS S T GIMBEL DIRECTOR
    1.0     		0 0 0
    C/O GIMBEL FOUNDATION
    271 MADISON AVE SUITE 605
    NEW YORK,NY10016
    ALVA G GREENBERG DIRECTOR
    1.0     		0 0 0
    C/O GIMBEL FOUNDATION
    271 MADISON AVE SUITE 605
    NEW YORK,NY10016
    Jennifer Bloom Greenberg DIRECTOR
    1.0     		0 0 0
    C/O GIMBEL FOUNDATION
    271 MADISON AVE SUITE 605
    NEW YORK,NY10016
    ROBERT GIMBEL DIRECTOR
    1.0     		0 0 0
    C/O GIMBEL FOUNDATION
    271 MADISON AVE SUITE 605
    NEW YORK,NY10016
    Hope Kittredge Gimbel DIRECTOR
    1.0     		0 0 0
    C/O GIMBEL FOUNDATION
    271 MADISON AVE SUITE 605
    NEW YORK,NY10016
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    DOROTHY A KADAR PROGRAM OFFICER
    40.0     		93,219 7,401 0
    C/O GIMBEL FOUNDATION
    NEW YORK,NY10016
    BARBARA SPIEGLER OFFICE & GRANTS ADM
    40.0     		83,200 11,881 0
    C/O GIMBEL FOUNDATION
    NEW YORK,NY10016
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    Brave Warrior Advisors LLC INVESTMENT ADVISOR 269,578
    12 East 49th Street
    NEW YORK,NY10017
    GIVERNY CAPITAL ADVISORS LLC INVESTMENT ADVISOR 163,010
    627 ROUTE 518
    SKILLMAN,NJ08558
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    27,490,963
    b
    Average of monthly cash balances.......................
    1b
    10,493,096
    c
    Fair market value of all other assets (see instructions)................
    1c
    7,191,194
    d
    Total (add lines 1a, b, and c).........................
    1d
    45,175,253
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    45,175,253
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    677,629
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    44,497,624
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    2,224,881
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    2,224,881
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    9,104
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    9,104
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,215,777
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    2,215,777
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    2,215,777
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    4,600,746
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    4,600,746
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    4,600,746
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 2,215,777
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:2018, 2017, 2016 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 1,496,921
    b From 2016...... 1,684,080
    c From 2017...... 1,488,405
    d From 2018...... 1,719,243
    e From 2019...... 2,373,577
    fTotal of lines 3a through e........ 8,762,226
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 4,600,746
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2020 distributable amount..... 2,215,777
    e Remaining amount distributed out of corpus 2,384,969
    5 Excess distributions carryover applied to 2020.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 11,147,195
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		1,496,921
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		9,650,274
    10 Analysis of line 9:
    a Excess from 2016.... 1,684,080
    b Excess from 2017.... 1,488,405
    c Excess from 2018.... 1,719,243
    d Excess from 2019.... 2,373,577
    e Excess from 2020.... 2,384,969
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    350org
    20 Jay Street
    Suite 732
    Brooklyn,NY11201     		NONE PC GENERAL SUPPORT 100,000
    Advocates for Children of NY Inc
    151 West 30th Street
    5th Floor
    New York,NY10001     		NONE PC General Support 65,000
    Bent on Learning Inc
    26 Broadway
    New York,NY10004     		NONE PC General Support 20,000
    BlueGreen Alliance Foundation
    1300 Godward Street NE
    2625
    Minneapolis,MN55413     		NONE PC General Support 50,000
    Boston Children's Hospital
    300 Longwood Avenue
    Boston,MA02115     		NONE PC Duchenne Muscular Dystrophy Research 60,000
    Boston Children's Hospital
    300 Longwood Avenue
    Boston,MA02115     		NONE PC Duchenne Muscular Dystrophy Research 5,000
    Brandworkers
    43-32 22nd Street
    Suite 202
    Long Island City,NY11101     		NONE PC General Support 35,000
    Brooklyn Legal Services Inc
    105 Court Street
    4th Floor
    Brooklyn,NY11201     		NONE PC Workers' Rights and Employment Projects 60,000
    Brooklyn Workforce Innovations
    621 DeGraw Street
    Brooklyn,NY11217     		NONE PC General Support 75,000
    Bryn Mawr College
    101 North Marion Avenue
    Bryn Mawr,PA19010     		NONE PC General Support 3,334
    CASES
    151 Lawrence Street
    3rd Floor
    Brooklyn,NY11201     		NONE PC General Support 75,000
    Center for Employment Opportunities Inc
    50 Broadway
    Suite 1604
    New York,NY10004     		NONE PC General Support 50,000
    Center for Family Representation
    40 Worth Street
    Suite 605
    New York,NY10013     		NONE PC General Support 50,000
    Center for Reproductive Rights Inc
    199 Water Street
    22nd Floor
    New York,NY10038     		NONE PC U.S. Program 100,000
    Ceres Inc
    99 Chauncy Street
    6th Floor
    Boston,MA02111     		NONE PC General Support 100,000
    Children's Tumor Foundation
    370 Lexington Avenue
    Suite 2100
    New York,NY10017     		NONE PC General Support 50,000
    Children's Tumor Foundation
    370 Lexington Avenue
    Suite 2100
    New York,NY10017     		NONE PC General Support 20,000
    City Futures Inc (Ctr for an Urban Future)
    120 Wall Street
    20th Floor
    New York,NY10005     		NONE PC General Support 90,000
    Cold Spring Harbor Laboratory
    1 Bungtown Road
    Cold Spring Harbor,NY11724     		NONE PC Duchenne Muscular Dystrophy Research 5,000
    Common Cause Education Fund
    805 15th Street NW
    Suite 800
    Washington,DC20005     		NONE PC General Support 150,000
    Common Cause Education Fund
    805 15th Street NW
    Suite 800
    Washington,DC20005     		NONE PC Common Cause NY 4,000
    Discalced Inc
    3 Lafayette Avenue
    Brooklyn,NY11217     		NONE PC Dance for PD 5,000
    Earthjustice
    50 California Street
    Suite 500
    San Francisco,CA94111     		NONE PC Climate and Clean Energy Program 125,000
    East Harlem School at Exodus House
    309 East 103rd Street
    New York,NY10029     		NONE PC General Support 3,000
    Equal Justice Initiative
    122 Commerce Street
    Montgomery,AL36104     		NONE PC General Support 10,000
    FAMM Foundation
    1100 H Street NW
    Suite 1000
    Washington,DC20005     		NONE PC General Support 60,000
    FutureChurch
    17307 Madison Avenue
    Lakewood,OH44107     		NONE PC Women in Church Leadership 2,500
    Governor's Academy
    1 Elm Street
    Byfield,MA01922     		NONE PC General Support 5,000
    Guttmacher Institute Inc
    125 Maiden Lane
    7th Floor
    New York,NY10038     		NONE PC U.S. Program 50,000
    Hudson Link for Higher Edu in Prison Inc
    23 State Street
    Ossining,NY10562     		NONE PC General Support 75,000
    Institute for Sustainable Communities
    535 Stone Cutters Way
    Montpelier,VT05602     		NONE PC General Support 5,000
    Jackie Robinson Foundation Inc
    75 Varick Street
    2nd Floor
    New York,NY10013     		NONE PC General Support 20,000
    Jobs to Move America
    525 South Hewitt Street
    Los Angeles,CA90013     		NONE PC New York Program 75,000
    Lawyers for Children Inc
    110 Lafayette Street
    8th Floor
    New York,NY10013     		NONE PC General Support 100,000
    League of Conservation Voters Edu Fund
    740 15th Street NW
    Suite 700
    Washington,DC20005     		NONE PC General Support 100,000
    Legal Action Center
    225 Varick Street
    4th Floor
    New York,NY10014     		NONE PC General Support 60,000
    Legal Aid Society
    199 Water Street
    3rd Floor
    New York,NY10038     		NONE PC Immigrant Youth Representation Project 100,000
    Legal Services New York City
    40 Worth Street
    Suite 606
    New York,NY10013     		NONE PC Civil Rights Justice Initiative 75,000
    Lighthouse Guild International
    250 West 64th Street
    New York,NY10023     		NONE PC General Support 7,000
    Little Red School House Inc
    50 Charlton Street
    New York,NY10014     		NONE PC General Support 665
    Long Island University
    700 Northern Boulevard
    Tytel House
    Greenvale,NY11548     		NONE PC Cara Gargano Scholarship 5,000
    Middlebury College
    700 Exchange Street
    Middlebury,VT05753     		NONE PC General Support 3,334
    Muscular Dystrophy Association
    11 East 44th Street
    New York,NY10017     		NONE PC Duchenne Muscular Dystrophy Research 2,500
    National Center for Access to Justice Inc
    150 West 62nd Street
    Room 7-165
    New York,NY10023     		NONE PC Justice Index 50,000
    National Institute for Reproductive Health
    14 Wall Street
    Suite 3B
    New York,NY10005     		NONE PC General Support 50,000
    National Latina Ins for Reproductive Justice
    50 Broad Street
    Suite 1937
    New York,NY10004     		NONE PC General Support 85,000
    Nationwide Children's Hospital Foundation
    PO Box 16810
    Columbus,OH43216     		NONE PC Duchenne Muscular Dystrophy Research 2,500
    Natural Resources Defense Council
    40 West 20th Street
    New York,NY10011     		NONE PC Oceans Program 50,000
    Natural Resources Defense Council
    40 West 20th Street
    New York,NY10011     		NONE PC General Support 1,667
    Neighborhood Trust Financial Partners
    530 West 166th Street
    4th Floor
    New York,NY10032     		NONE PC General Support 50,000
    New Economy Project
    121 West 27th Street
    Suite 804
    New York,NY10001     		NONE PC General Support 50,000
    New York Presbyterian Fund Inc
    Weill Cornell Medical College
    525 East 68th Street Box 39
    New York,NY10065     		NONE PC WCMC/ NYC Elder Abuse Center General Support 5,000
    Nonprofit Coordinating Committee of NY Inc
    135 West 36th Street
    15th Floor
    New York,NY10018     		NONE PC General Support 23,000
    Oceana Inc
    1350 Connecticut Ave NW
    5th Floor
    Washington,DC20036     		NONE PC General Support 60,000
    Opportunities for a Better Tomorrow Inc
    783 Fourth Avenue
    Brooklyn,NY11232     		NONE PC General Support 50,000
    Paraprofessional Healthcare Institute Inc (PHI)
    400 East Fordham Road
    11th Floor
    Bronx,NY10458     		NONE PC New York State Policy Initiative 50,000
    Per Scholas Inc
    805 East 138th Street 2
    Bronx,NY10455     		NONE PC General Support 70,000
    Physicians for Reproductive Health Inc
    1430 Broadway
    Suite 1614
    New York,NY10018     		NONE PC General Support 60,000
    Planned Parenthood of New York City Inc
    26 Bleecker Street
    New York,NY100122413     		NONE PC General Support 75,000
    Pratt Center for Community Development
    200 Willoughby Avenue
    Brooklyn,NY11205     		NONE PC General Support 50,000
    Rainforest Action Network
    425 Bush Street
    San Francisco,CA94108     		NONE PC General Support 100,000
    Reproductive Health Access Project Inc
    PO Box 21191
    New York,NY10025     		NONE PC General Support 60,000
    Ridgefield Library
    472 Main Street
    Ridgefield,CT06877     		NONE PC General Support 20,000
    Rutgers University Foundation
    65 Bergen Street
    Suite 1539
    Newark,NJ07107     		NONE PC Duchenne Muscular Dystrophy Research 5,000
    Save the Redwoods League
    111 Sutter Street
    1th Floor
    San Francisco,CA94965     		NONE PC General Support 3,000
    Save the Rhino International Inc
    708 Third Avenue
    6th Floor Suite 38
    New York,NY10017     		NONE PC Hluhluwe-iMfolozi Park/uMkhuze Game Reserve in Sou 1,000
    Sir John Soane's Museum Foundation
    120 Broadway
    20th Floor
    New York,NY10271     		NONE PC General Support 10,000
    Standearth
    650 California Street
    7th Floor
    San Francisco,CA94108     		NONE PC General Support 125,000
    The Bronx Defenders
    360 East 161st Street
    Bronx,NY10451     		NONE PC Center for Holistic Defense 100,000
    The Bronx Defenders
    360 East 161st Street
    Bronx,NY10451     		NONE PC Immigration and Civil Action Practices 75,000
    The Door - A Center of Alternatives Inc
    555 Broome Street
    New York,NY10013     		NONE PC Legal Services Center 70,000
    The HOPE Program Inc
    1 Smith Street
    4th Floor
    Brooklyn,NY11201     		NONE PC General Support 85,000
    The Hotchkiss School
    11 Interlaken Road
    Lakeville,CT06039     		NONE PC General Support 1,000
    The New York Immigration Coalition Inc
    131 West 33rd Street
    Suite 610
    New York,NY10001     		NONE PC General Support 225,000
    The Sentencing Project
    1705 DeSales Street NW
    8th Floor
    Washington,DC20036     		NONE PC General Support 20,000
    Tides Foundation
    1012 Torney Avenue
    San Francisco,CA94129     		NONE PC Movement Voter Fund 20,000
    Tides Foundation
    1012 Torney Avenue
    San Francisco,CA94129     		NONE PC Florida Rights Restoration Coalition Education Fund 100,000
    Trustees of Boston University
    WBUR 890 Commonwealth Avenue
    Boston,MA02215     		NONE PC WBUR General Support 10,000
    Trustees of Columbia University in the City of NY
    33 West 60th Street
    7th Floor
    New York,NY10023     		NONE PC Columbia Business School 2,500
    Trustees of Columbia University in the City of NY
    Russ Berrie Medical Science Pavilio
    1150 St Nicholas Ave 2nd FL
    New York,NY10032     		NONE PC Naomi Berrie Diabetes Center 20,000
    Trustees of the University of Pennsylvania
    2929 Walnut Street
    Suite 300
    Philadelphia,PA191046284     		NONE PC The Penn Fund 4,000
    Union of Concerned Scientists Inc
    2 Brattle Square
    Cambridge,MA02138     		NONE PC Center for Science & Democracy 100,000
    Urban Green Council
    55 Broad Street
    9th Floor
    New York,NY10005     		NONE PC General Support 60,000
    Waterfront Alliance Inc
    217 Water Street
    Suite 300
    New York,NY10038     		NONE PC General Support 50,000
    Weill Cornell Medical Center
    1300 York Avenue
    Box 314
    New York,NY10065     		NONE PC Parkinson's Disease Research 5,000
    Youth and Family Counseling Agency of Oyster Bay
    East Norwich Inc
    193A South Street
    Oyster Bay,NY11771     		NONE PC General Support 3,000
    Total .................................bullet 3a 4,113,000
    bApproved for future payment
    ALIGN The Alliance for a Greater NY
    50 Broadway
    29th Floor
    NEW YORK,NY10004     		NONE PC General Support 75,000
    Boston Children's Hospital
    300 Longwood Avenue
    Boston,MA02115     		NONE PC Duchenne Muscular Dystrophy Research 60,000
    Brooklyn Workforce Innovations
    621 DeGraw Street
    Brooklyn,NY11217     		NONE PC General Support 75,000
    Center for Employment Opportunities Inc
    50 Broadway Suite 1604
    New York,NY10004     		NONE PC General Support - New York Program 50,000
    Ceres Inc
    99 Chauncy Street 6th Floor
    Boston,MA02111     		NONE PC General Support 150,000
    Children's Tumor Foundation
    370 Lexington Avenue Suite 2100
    New York,NY10017     		NONE PC General Support 50,000
    Citizens' Committee for Children of New York
    14 Wall Street Suite 4E
    New York,NY10005     		NONE PC Juvenile Justice Initiatives 50,000
    Earthjustice
    50 California Street Suite 500
    San Francisco,CA94111     		NONE PC Climate and Energy Program 225,000
    FAMM Foundation
    1100 H Street NW Suite 1000
    Washington,DC20005     		NONE PC General Support 60,000
    Guttmacher Institute Inc
    125 Maiden Lane 7th Floor
    New York,NY10038     		NONE PC U.S. Program 100,000
    Hudson Link for Higher Education in Prison Inc
    PO Box 862
    Ossining,NY10562     		NONE PC General Support 75,000
    League of Conservation Voters Education Fund
    740 15th Street NW Suite 700
    Washington,DC20005     		NONE PC General Support 150,000
    Legal Services New York City
    40 Worth Street Suite 606
    New York,NY10013     		NONE PC Civil Rights Justice Initiative 150,000
    National Latina Institute for Reproductive Justice
    50 Broad Street Suite 1937
    New York,NY10004     		NONE PC General Support 85,000
    Neighborhood Trust Financial Partners
    530 West 166th Street 4th Floor
    New York,NY10032     		NONE PC General Support 50,000
    Oceana Inc
    1025 Connecticut Avenue NW Suite 2
    Washington,DC20036     		NONE PC General Support 60,000
    Pacific Environment
    473 Pine Street Third Floor
    San Francisco,CA94104     		NONE PC General Support 125,000
    Philanthropy New York
    320 East 43rd Street
    New York,NY10017     		NONE PC General Support 7,250
    Physicians for Reproductive Health
    1430 Broadway Suite 1614
    New York,NY10018     		NONE PC General Support 60,000
    Proteus Fund
    15 Research Drive Suite B
    Amherst,MA01002     		NONE PC Piper Fund 200,000
    Standearth
    650 California Street 7th Floor
    San Francisco,CA94108     		NONE PC General Support 225,000
    The Bronx Defenders
    360 East 161st Street
    Bronx,NY10451     		NONE PC Immigration and Civil Legal Services 125,000
    The Door - A Center of Alternatives Inc
    555 Broome Street
    New York,NY10013     		NONE PC Legal Services Center 140,000
    The Sentencing Project
    1705 DeSales Street NW 8th Floor
    Washington,DC20036     		NONE PC General Support 20,000
    Waterfront Alliance Inc
    217 Water Street Suite 300
    New York,NY10038     		NONE PC Regional Resilience Campaign 100,000
    Total .................................bullet 3b 2,467,250
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 511,972  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 670,905  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   1,182,877  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,182,877
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    350org20 Jay Street
    Suite 732
    Brooklyn,NY11201     		NONE PC GENERAL SUPPORT 100,000
    Advocates for Children of NY Inc151 West 30th Street
    5th Floor
    New York,NY10001     		NONE PC General Support 65,000
    Bent on Learning Inc26 Broadway
    New York,NY10004     		NONE PC General Support 20,000
    BlueGreen Alliance Foundation1300 Godward Street NE
    2625
    Minneapolis,MN55413     		NONE PC General Support 50,000
    Boston Children's Hospital300 Longwood Avenue
    Boston,MA02115     		NONE PC Duchenne Muscular Dystrophy Research 60,000
    Boston Children's Hospital300 Longwood Avenue
    Boston,MA02115     		NONE PC Duchenne Muscular Dystrophy Research 5,000
    Brandworkers43-32 22nd Street
    Suite 202
    Long Island City,NY11101     		NONE PC General Support 35,000
    Brooklyn Legal Services Inc105 Court Street
    4th Floor
    Brooklyn,NY11201     		NONE PC Workers' Rights and Employment Projects 60,000
    Brooklyn Workforce Innovations621 DeGraw Street
    Brooklyn,NY11217     		NONE PC General Support 75,000
    Bryn Mawr College101 North Marion Avenue
    Bryn Mawr,PA19010     		NONE PC General Support 3,334
    CASES151 Lawrence Street
    3rd Floor
    Brooklyn,NY11201     		NONE PC General Support 75,000
    Center for Employment Opportunities Inc50 Broadway
    Suite 1604
    New York,NY10004     		NONE PC General Support 50,000
    Center for Family Representation40 Worth Street
    Suite 605
    New York,NY10013     		NONE PC General Support 50,000
    Center for Reproductive Rights Inc199 Water Street
    22nd Floor
    New York,NY10038     		NONE PC U.S. Program 100,000
    Ceres Inc99 Chauncy Street
    6th Floor
    Boston,MA02111     		NONE PC General Support 100,000
    Children's Tumor Foundation370 Lexington Avenue
    Suite 2100
    New York,NY10017     		NONE PC General Support 50,000
    Children's Tumor Foundation370 Lexington Avenue
    Suite 2100
    New York,NY10017     		NONE PC General Support 20,000
    City Futures Inc (Ctr for an Urban Future)120 Wall Street
    20th Floor
    New York,NY10005     		NONE PC General Support 90,000
    Cold Spring Harbor Laboratory1 Bungtown Road
    Cold Spring Harbor,NY11724     		NONE PC Duchenne Muscular Dystrophy Research 5,000
    Common Cause Education Fund805 15th Street NW
    Suite 800
    Washington,DC20005     		NONE PC General Support 150,000
    Common Cause Education Fund805 15th Street NW
    Suite 800
    Washington,DC20005     		NONE PC Common Cause NY 4,000
    Discalced Inc3 Lafayette Avenue
    Brooklyn,NY11217     		NONE PC Dance for PD 5,000
    Earthjustice50 California Street
    Suite 500
    San Francisco,CA94111     		NONE PC Climate and Clean Energy Program 125,000
    East Harlem School at Exodus House309 East 103rd Street
    New York,NY10029     		NONE PC General Support 3,000
    Equal Justice Initiative122 Commerce Street
    Montgomery,AL36104     		NONE PC General Support 10,000
    FAMM Foundation1100 H Street NW
    Suite 1000
    Washington,DC20005     		NONE PC General Support 60,000
    FutureChurch17307 Madison Avenue
    Lakewood,OH44107     		NONE PC Women in Church Leadership 2,500
    Governor's Academy1 Elm Street
    Byfield,MA01922     		NONE PC General Support 5,000
    Guttmacher Institute Inc125 Maiden Lane
    7th Floor
    New York,NY10038     		NONE PC U.S. Program 50,000
    Hudson Link for Higher Edu in Prison Inc23 State Street
    Ossining,NY10562     		NONE PC General Support 75,000
    Institute for Sustainable Communities535 Stone Cutters Way
    Montpelier,VT05602     		NONE PC General Support 5,000
    Jackie Robinson Foundation Inc75 Varick Street
    2nd Floor
    New York,NY10013     		NONE PC General Support 20,000
    Jobs to Move America525 South Hewitt Street
    Los Angeles,CA90013     		NONE PC New York Program 75,000
    Lawyers for Children Inc110 Lafayette Street
    8th Floor
    New York,NY10013     		NONE PC General Support 100,000
    League of Conservation Voters Edu Fund740 15th Street NW
    Suite 700
    Washington,DC20005     		NONE PC General Support 100,000
    Legal Action Center225 Varick Street
    4th Floor
    New York,NY10014     		NONE PC General Support 60,000
    Legal Aid Society199 Water Street
    3rd Floor
    New York,NY10038     		NONE PC Immigrant Youth Representation Project 100,000
    Legal Services New York City40 Worth Street
    Suite 606
    New York,NY10013     		NONE PC Civil Rights Justice Initiative 75,000
    Lighthouse Guild International250 West 64th Street
    New York,NY10023     		NONE PC General Support 7,000
    Little Red School House Inc50 Charlton Street
    New York,NY10014     		NONE PC General Support 665
    Long Island University700 Northern Boulevard
    Tytel House
    Greenvale,NY11548     		NONE PC Cara Gargano Scholarship 5,000
    Middlebury College700 Exchange Street
    Middlebury,VT05753     		NONE PC General Support 3,334
    Muscular Dystrophy Association11 East 44th Street
    New York,NY10017     		NONE PC Duchenne Muscular Dystrophy Research 2,500
    National Center for Access to Justice Inc150 West 62nd Street
    Room 7-165
    New York,NY10023     		NONE PC Justice Index 50,000
    National Institute for Reproductive Health14 Wall Street
    Suite 3B
    New York,NY10005     		NONE PC General Support 50,000
    National Latina Ins for Reproductive Justice50 Broad Street
    Suite 1937
    New York,NY10004     		NONE PC General Support 85,000
    Nationwide Children's Hospital FoundationPO Box 16810
    Columbus,OH43216     		NONE PC Duchenne Muscular Dystrophy Research 2,500
    Natural Resources Defense Council40 West 20th Street
    New York,NY10011     		NONE PC Oceans Program 50,000
    Natural Resources Defense Council40 West 20th Street
    New York,NY10011     		NONE PC General Support 1,667
    Neighborhood Trust Financial Partners530 West 166th Street
    4th Floor
    New York,NY10032     		NONE PC General Support 50,000
    New Economy Project121 West 27th Street
    Suite 804
    New York,NY10001     		NONE PC General Support 50,000
    New York Presbyterian Fund IncWeill Cornell Medical College
    525 East 68th Street Box 39
    New York,NY10065     		NONE PC WCMC/ NYC Elder Abuse Center General Support 5,000
    Nonprofit Coordinating Committee of NY Inc135 West 36th Street
    15th Floor
    New York,NY10018     		NONE PC General Support 23,000
    Oceana Inc1350 Connecticut Ave NW
    5th Floor
    Washington,DC20036     		NONE PC General Support 60,000
    Opportunities for a Better Tomorrow Inc783 Fourth Avenue
    Brooklyn,NY11232     		NONE PC General Support 50,000
    Paraprofessional Healthcare Institute Inc (PHI)400 East Fordham Road
    11th Floor
    Bronx,NY10458     		NONE PC New York State Policy Initiative 50,000
    Per Scholas Inc805 East 138th Street 2
    Bronx,NY10455     		NONE PC General Support 70,000
    Physicians for Reproductive Health Inc1430 Broadway
    Suite 1614
    New York,NY10018     		NONE PC General Support 60,000
    Planned Parenthood of New York City Inc26 Bleecker Street
    New York,NY100122413     		NONE PC General Support 75,000
    Pratt Center for Community Development200 Willoughby Avenue
    Brooklyn,NY11205     		NONE PC General Support 50,000
    Rainforest Action Network425 Bush Street
    San Francisco,CA94108     		NONE PC General Support 100,000
    Reproductive Health Access Project IncPO Box 21191
    New York,NY10025     		NONE PC General Support 60,000
    Ridgefield Library472 Main Street
    Ridgefield,CT06877     		NONE PC General Support 20,000
    Rutgers University Foundation65 Bergen Street
    Suite 1539
    Newark,NJ07107     		NONE PC Duchenne Muscular Dystrophy Research 5,000
    Save the Redwoods League111 Sutter Street
    1th Floor
    San Francisco,CA94965     		NONE PC General Support 3,000
    Save the Rhino International Inc708 Third Avenue
    6th Floor Suite 38
    New York,NY10017     		NONE PC Hluhluwe-iMfolozi Park/uMkhuze Game Reserve in Sou 1,000
    Sir John Soane's Museum Foundation120 Broadway
    20th Floor
    New York,NY10271     		NONE PC General Support 10,000
    Standearth650 California Street
    7th Floor
    San Francisco,CA94108     		NONE PC General Support 125,000
    The Bronx Defenders360 East 161st Street
    Bronx,NY10451     		NONE PC Center for Holistic Defense 100,000
    The Bronx Defenders360 East 161st Street
    Bronx,NY10451     		NONE PC Immigration and Civil Action Practices 75,000
    The Door - A Center of Alternatives Inc555 Broome Street
    New York,NY10013     		NONE PC Legal Services Center 70,000
    The HOPE Program Inc1 Smith Street
    4th Floor
    Brooklyn,NY11201     		NONE PC General Support 85,000
    The Hotchkiss School11 Interlaken Road
    Lakeville,CT06039     		NONE PC General Support 1,000
    The New York Immigration Coalition Inc131 West 33rd Street
    Suite 610
    New York,NY10001     		NONE PC General Support 225,000
    The Sentencing Project1705 DeSales Street NW
    8th Floor
    Washington,DC20036     		NONE PC General Support 20,000
    Tides Foundation1012 Torney Avenue
    San Francisco,CA94129     		NONE PC Movement Voter Fund 20,000
    Tides Foundation1012 Torney Avenue
    San Francisco,CA94129     		NONE PC Florida Rights Restoration Coalition Education Fund 100,000
    Trustees of Boston UniversityWBUR 890 Commonwealth Avenue
    Boston,MA02215     		NONE PC WBUR General Support 10,000
    Trustees of Columbia University in the City of NY33 West 60th Street
    7th Floor
    New York,NY10023     		NONE PC Columbia Business School 2,500
    Trustees of Columbia University in the City of NYRuss Berrie Medical Science Pavilio
    1150 St Nicholas Ave 2nd FL
    New York,NY10032     		NONE PC Naomi Berrie Diabetes Center 20,000
    Trustees of the University of Pennsylvania2929 Walnut Street
    Suite 300
    Philadelphia,PA191046284     		NONE PC The Penn Fund 4,000
    Union of Concerned Scientists Inc2 Brattle Square
    Cambridge,MA02138     		NONE PC Center for Science & Democracy 100,000
    Urban Green Council55 Broad Street
    9th Floor
    New York,NY10005     		NONE PC General Support 60,000
    Waterfront Alliance Inc217 Water Street
    Suite 300
    New York,NY10038     		NONE PC General Support 50,000
    Weill Cornell Medical Center1300 York Avenue
    Box 314
    New York,NY10065     		NONE PC Parkinson's Disease Research 5,000
    Youth and Family Counseling Agency of Oyster BayEast Norwich Inc
    193A South Street
    Oyster Bay,NY11771     		NONE PC General Support 3,000
    Total ...............................bullet 3a 4,113,000
    bApproved for future payment
    ALIGN The Alliance for a Greater NY50 Broadway
    29th Floor
    NEW YORK,NY10004     		NONE PC General Support 75,000
    Boston Children's Hospital300 Longwood Avenue
    Boston,MA02115     		NONE PC Duchenne Muscular Dystrophy Research 60,000
    Brooklyn Workforce Innovations621 DeGraw Street
    Brooklyn,NY11217     		NONE PC General Support 75,000
    Center for Employment Opportunities Inc50 Broadway Suite 1604
    New York,NY10004     		NONE PC General Support - New York Program 50,000
    Ceres Inc99 Chauncy Street 6th Floor
    Boston,MA02111     		NONE PC General Support 150,000
    Children's Tumor Foundation370 Lexington Avenue Suite 2100
    New York,NY10017     		NONE PC General Support 50,000
    Citizens' Committee for Children of New York14 Wall Street Suite 4E
    New York,NY10005     		NONE PC Juvenile Justice Initiatives 50,000
    Earthjustice50 California Street Suite 500
    San Francisco,CA94111     		NONE PC Climate and Energy Program 225,000
    FAMM Foundation1100 H Street NW Suite 1000
    Washington,DC20005     		NONE PC General Support 60,000
    Guttmacher Institute Inc125 Maiden Lane 7th Floor
    New York,NY10038     		NONE PC U.S. Program 100,000
    Hudson Link for Higher Education in Prison IncPO Box 862
    Ossining,NY10562     		NONE PC General Support 75,000
    League of Conservation Voters Education Fund740 15th Street NW Suite 700
    Washington,DC20005     		NONE PC General Support 150,000
    Legal Services New York City40 Worth Street Suite 606
    New York,NY10013     		NONE PC Civil Rights Justice Initiative 150,000
    National Latina Institute for Reproductive Justice50 Broad Street Suite 1937
    New York,NY10004     		NONE PC General Support 85,000
    Neighborhood Trust Financial Partners530 West 166th Street 4th Floor
    New York,NY10032     		NONE PC General Support 50,000
    Oceana Inc1025 Connecticut Avenue NW Suite 2
    Washington,DC20036     		NONE PC General Support 60,000
    Pacific Environment473 Pine Street Third Floor
    San Francisco,CA94104     		NONE PC General Support 125,000
    Philanthropy New York320 East 43rd Street
    New York,NY10017     		NONE PC General Support 7,250
    Physicians for Reproductive Health1430 Broadway Suite 1614
    New York,NY10018     		NONE PC General Support 60,000
    Proteus Fund15 Research Drive Suite B
    Amherst,MA01002     		NONE PC Piper Fund 200,000
    Standearth650 California Street 7th Floor
    San Francisco,CA94108     		NONE PC General Support 225,000
    The Bronx Defenders360 East 161st Street
    Bronx,NY10451     		NONE PC Immigration and Civil Legal Services 125,000
    The Door - A Center of Alternatives Inc555 Broome Street
    New York,NY10013     		NONE PC Legal Services Center 140,000
    The Sentencing Project1705 DeSales Street NW 8th Floor
    Washington,DC20036     		NONE PC General Support 20,000
    Waterfront Alliance Inc217 Water Street Suite 300
    New York,NY10038     		NONE PC Regional Resilience Campaign 100,000
    Total ................................bullet 3b 2,467,250

    TY 2020 AccountingFeesSchedule
    Name:
    BERNARD F & ALVA B GIMBEL FOUNDATION INC
    EIN:
    13-6090843
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EISNERAMPER LLP 22,500 15,000   7,500

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2020 DepreciationSchedule
    Name:
    BERNARD F & ALVA B GIMBEL FOUNDATION INC
    EIN:
    13-6090843
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    COMPUTER 2000-04-10 9,307 9,306 M5 5        
    FURNITURE 2000-05-01 5,334 5,334 M7 7        
    FURNITURE 2001-06-03 195 194 M7          
    FURNITURE 2002-05-10 407 406 M7 7        
    COMPUTER SOFTWARE 2002-11-12 12,416 12,416 M3 3        
    LEASEHOLD IMPROV 2003-05-30 1,375 581 SL 39 35      
    COMPUTER 2003-08-18 6,115 4,586 M5 5        
    OFFICE EQUIPMENT 2003-12-17 652 488 M5 5        
    FURNITURE 2003-10-24 581 476 M7 7        
    COMPUTER SOFTWARE 2005-08-09 938 938 M3          
    OFFICE EQUIPMENT 2005-07-12 560 560 M5          
    FURNITURE 2005-07-28 3,040 3,039 M7          
    LEASEHOLD IMPROV 2005-10-31 1,400 510 SL 39 36      
    COMPUTER SOFTWARE 2006-09-18 3,440 3,440 M3          
    FURNITURE 2006-10-27 333 333 M7          
    FIXTURE 2006-02-28 962 962 M7          
    LEASEHOLD IMPROV 2006-12-07 125 39 SL 39 3      
    COMPUTER 2007-06-08 2,113 2,113 M5          
    COMPUTER SOFTWARE 2007-11-28 3,113 3,113 M3          
    FURNITURE 2007-03-14 2,028 2,028 M7          
    LEASEHOLD IMPROV 2007-02-12 300 103 SL 39 8      
    FURNITURE 2007-07-01 916 916 M7          
    COMPUTER 2004-10-14 2,366 1,858 M5          
    COMPUTER 2008-01-02 1,118 1,118 M5          
    COMPUTER 2008-09-09 714 713 M5          
    COMPUTER SOFTWARE 2008-09-09 3,104 3,104 M3          
    COMPUTER SOFTWARE 2009-09-10 2,829 2,829 M3          
    FURNITURE 2009-11-03 295 294 M7          
    COMPUTER 2010-07-28 508 508 M5          
    COMPUTER 2010-09-22 572 572 M5          
    FURNITURE 2010-02-09 223 223 M7          
    FURNITURE 2011-12-22 431 430 M7          
    COMPUTER 2011-06-01 1,202 1,201 M5          
    LEASEHOLD IMPROV 2014-10-21 4,580 605 SL 39 117      
    COMPUTER EQUIPMENT 2016-05-20 7,470 6,179 M5   861      
    AMAZON NEW SERVER 2018-06-27 795 239 SL 5 159      
    LEASEHOLD IMPROVE 2019-09-09 811 7 SL 39 21      
    COMPUTER 2020-10-22 1,211   M5   61      
    COMPUTER 2020-11-23 1,792   M5   90      
    LEASEHOLD IMPROVE 2020-02-03 810   SL 39 19      

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    BERNARD F & ALVA B GIMBEL FOUNDATION INC
    EIN:
    13-6090843
    Name of Stock End of Year Book Value End of Year Fair Market Value
    AIRBUS SE BEARER SHS 204,854 389,482
    ALPHABET INC CL A 191,026 334,754
    ALPHABET INC COM CL C 317,278 960,030
    AMETEK INC COM 430,439 1,115,430
    ANTERO MIDSTREAM CORP COM 59,288 110,268
    ANTHEM INC COM STK 546,408 720,847
    AON PLC REGISTERED SHS CL A 783,160 857,967
    ASHTEAD GROUP PLC SHS 331,470 657,397
    AUTOHOME INC ADR 350,305 382,840
    B & M EUROPEAN VALUE RETAIL SA 683,093 1,053,743
    BANK OF AMERICA CORPORATION CO 448,147 483,929
    BANK OZK COM 157,051 154,724
    BERKSHIRE HATHAWAY INC COM CL 1,762,505 2,695,952
    CARMAX INC COM 665,495 1,284,373
    CONSTELLATION SOFTWARE INC COM 315,848 1,541,496
    CREDIT ACCEP CORP MICH COM 408,593 432,675
    DOLLAR TREE INC COM 257,134 305,645
    DOLLARAMA INC COM 168,143 479,541
    EDWARDS LIFESCIENCES CORP COM 180,148 471,112
    FACEBOOK INC COM CL A 600,221 968,899
    FIVE BELOW INC COM 267,090 623,979
    FORTUNE BRANDS HOME & SECURITY 282,599 538,322
    HCAHEALTHCARE INC COM 392,366 734,314
    HEALTHCARE SERVICES GROUP INC 155,093 130,918
    HEICO CORP COM CL A 235,181 818,366
    HOWDEN JOINERY GROUP PLC COM 161,424 260,912
    INTERCONTINENTAL EXCHANGE INC 298,385 359,474
    JP MORGAN CHASE & CO COM 798,489 1,357,743
    KEYSIGHT TECHNOLOGIES INC COM 477,909 731,514
    MARKEL CORP COM 354,809 561,082
    MTY FOOD GROUP INC COM 103,262 172,303
    NVR INC COM 463,024 750,694
    PRIMERICA INC COM 242,370 620,230
    PROGRESSIVE CORP (OHIO) COM 837,828 1,113,389
    RAYMOND JAMES FINL INC COM 510,674 561,487
    SAFRAN SA PARIS SHS 296,134 340,590
    SCHWAB (CHARLES) CORP COM 853,034 1,097,875
    SLEEP NUMBER CORPORATION COM 239,649 318,927
    THE A2 MILK COMPANY LTD COM 316,991 207,958
    UNITEDHEALTH GROUP INC COM 123,572 155,001
    VISA INC COM CL A 208,891 857,640
    WALT DISNEY COMPANY (THE) COM 236,748 503,499

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    BERNARD F & ALVA B GIMBEL FOUNDATION INC
    EIN:
    13-6090843
    US Government Securities - End of Year Book Value:

    0
    US Government Securities - End of Year Fair Market Value:

    0
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2020 InvestmentsOtherSchedule2
    Name:
    BERNARD F & ALVA B GIMBEL FOUNDATION INC
    EIN:
    13-6090843
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    DSM ALL WORLD GROWTH TRUST AT COST 9,140,120 12,042,698

    TY 2020 LandEtcSchedule2
    Name:
    BERNARD F & ALVA B GIMBEL FOUNDATION INC
    EIN:
    13-6090843
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    COMPUTER 9,307 9,306 1  
    FURNITURE 5,334 5,334    
    FURNITURE 195 194 1  
    FURNITURE 407 406 1  
    COMPUTER SOFTWARE 12,416 12,416    
    LEASEHOLD IMPROV 1,375 616 759  
    COMPUTER 6,115 4,586 1,529  
    OFFICE EQUIPMENT 652 488 164  
    FURNITURE 581 476 105  
    COMPUTER SOFTWARE 938 938    
    OFFICE EQUIPMENT 560 560    
    FURNITURE 3,040 3,039 1  
    LEASEHOLD IMPROV 1,400 546 854  
    COMPUTER SOFTWARE 3,440 3,440    
    FURNITURE 333 333    
    FIXTURE 962 962    
    LEASEHOLD IMPROV 125 42 83  
    COMPUTER 2,113 2,113    
    COMPUTER SOFTWARE 3,113 3,113    
    FURNITURE 2,028 2,028    
    LEASEHOLD IMPROV 300 111 189  
    FURNITURE 916 916    
    COMPUTER 2,366 1,858 508  
    COMPUTER 1,118 1,118    
    COMPUTER 714 713 1  
    COMPUTER SOFTWARE 3,104 3,104    
    COMPUTER SOFTWARE 2,829 2,829    
    FURNITURE 295 294 1  
    COMPUTER 508 508    
    COMPUTER 572 572    
    FURNITURE 223 223    
    FURNITURE 431 430 1  
    COMPUTER 1,202 1,201 1  
    LEASEHOLD IMPROV 4,580 722 3,858  
    COMPUTER EQUIPMENT 7,470 7,040 430  
    AMAZON NEW SERVER 795 398 397  
    LEASEHOLD IMPROVE 811 28 783  
    COMPUTER 1,211 61 1,150  
    COMPUTER 1,792 90 1,702  
    LEASEHOLD IMPROVE 810 19 791  


    TY 2020 LegalFeesSchedule
    Name:
    BERNARD F & ALVA B GIMBEL FOUNDATION INC
    EIN:
    13-6090843
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    SIMPSON THACHER & BARTLETT 5,185     5,185


    TY 2020 OtherAssetsSchedule
    Name:
    BERNARD F & ALVA B GIMBEL FOUNDATION INC
    EIN:
    13-6090843
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    RENT SECURITY DEPOSIT 11,929 11,929 11,929
    DUE FROM BROKER 768,301 0 0


    TY 2020 OtherExpensesSchedule
    Name:
    BERNARD F & ALVA B GIMBEL FOUNDATION INC
    EIN:
    13-6090843
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FILING FEES 1,500     1,500
    BANK CHARGES 325     325
    DUES AND SUBSCRIPTIONS 2,000     2,000
    INSURANCE EXPENSE 6,737     6,737
    TELEPHONE EXPENSE 2,225     2,225
    OFFICE EXPENSES & SUPPLIES 1,830     1,830
    PAYROLL EXPENSES 2,508     2,508
    COMPUTER AND INTERNET EXPENSES 4,416     4,416
    OTHER MISC. EXPENSES 156     156
    INVESTMENT EXPENSE THRU PASS- 59,994 59,994    
    - THRU DSM ALL WORLD        


    TY 2020 OtherIncomeSchedule2
    Name:
    BERNARD F & ALVA B GIMBEL FOUNDATION INC
    EIN:
    13-6090843
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    THRU BLOOMBERGSEN U.S. FUND LP      


    TY 2020 OtherLiabilitiesSchedule
    Name:
    BERNARD F & ALVA B GIMBEL FOUNDATION INC
    EIN:
    13-6090843
    Description Beginning of Year - Book Value End of Year - Book Value
    OTHER LIABILITIES 2,193 1,872


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    BERNARD F & ALVA B GIMBEL FOUNDATION INC
    EIN:
    13-6090843
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISORY FEES 432,588 432,588    
    COMPUTER CONSULTANT 2,000     2,000


    TY 2020 TaxesSchedule
    Name:
    BERNARD F & ALVA B GIMBEL FOUNDATION INC
    EIN:
    13-6090843
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    GIVERNY - FOREIGN TAX PAID 8,343 8,343    
    PERSHING - FOREIGN TAX PAID 7,922 7,922    
    K-1 FOREIGN TAX PAID:        
    DSM ALL WORLD GROWTH TRUST 4,079 4,079    
    FEDERAL EXCISE TAXES 27,000