Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
ROXANNE QUIMBY FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)769 CONGRESS STREET
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PORTLAND, ME04102
A Employer identification number

47-5008812
B Telephone number (see instructions)

(207) 963-2022
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$45,726,151J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 144,039 144,039  
4 Dividends and interest from securities... 625,642 625,642  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,836,243
b Gross sales price for all assets on line 6a 24,981,386
7 Capital gain net income (from Part IV, line 2)... 1,836,243
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 2,605,924 2,605,924  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 280 0   280
b Accounting fees (attach schedule)....... Click to see attachment 9,490 4,745   4,745
c Other professional fees (attach schedule).... Click to see attachment 204,364 203,281   1,083
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 60,000 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 597,335 34,966   149
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 871,469 242,992   6,257
25 Contributions, gifts, grants paid....... 2,688,898 2,688,898
26 Total expenses and disbursements. Add lines 24 and 25 3,560,367 242,992   2,695,155
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -954,443
b Net investment income (if negative, enter -0-) 2,362,932
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 6,753 2,751 2,751
2 Savings and temporary cash investments......... 770,118 160,115 160,115
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 28,451,096 Click to see attachment24,962,630 31,435,142
c Investments—corporate bonds (attach schedule)....... 5,798,740 Click to see attachment7,415,034 7,771,270
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 3,825,403 Click to see attachment5,357,137 6,356,873
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 38,852,110 37,897,667 45,726,151
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 38,852,110 37,897,667
29 Total net assets or fund balances (see instructions)..... 38,852,110 37,897,667
30 Total liabilities and net assets/fund balances (see instructions). 38,852,110 37,897,667
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
38,852,110
2
Enter amount from Part I, line 27a .....................
2
-954,443
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
37,897,667
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
37,897,667
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b PUBLICLY TRADED SECURITIES      
c GOLDMAN SACHS VINTAGE VI P    
d GOLDMAN SACHS CAPITAL PARNERS V INSTITUTIONAL FUND P    
e BROAD STREET REAL ESTATE CREDIT PARTNERS II DISTRIB IN EXCESS OF BASIS P    
HEDGE FUND MANAGERS DISTRIB IN EXCESS OF BASIS P    
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 9,807,754   10,100,405 -292,651
b 15,023,948   13,044,738 1,979,210
c 81,042     81,042
d 4     4
e 6,848     6,848
24,627     24,627
37,163     37,163
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -292,651
b       1,979,210
c       81,042
d       4
e       6,848
      24,627
      37,163
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,836,243
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 32,845
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 32,845
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 32,845
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 39,658
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 6,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 45,658
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 12,813
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet12,813 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletME
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletDANIEL P DOIRON CPA Telephone no.bullet (207) 772-1981

    Located atbullet130 MIDDLE STREETPORTLANDME ZIP+4bullet04112
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ROXANNE QUIMBY PRESIDENT & DIRECTOR
    0.50     		0 0 0
    769 CONGRESS STREET
    PORTLAND,ME04102
    HANNAH QUIMBY SECRETARY & DIRECTOR
    0.10     		0 0 0
    769 CONGRESS STREET
    PORTLAND,ME04102
    RACHELLE QUIMBY TREASURER & DIRECTOR
    0.10     		0 0 0
    769 CONGRESS STREET
    PORTLAND,ME04102
    LUCAS ST CLAIR DIRECTOR
    0.10     		0 0 0
    769 CONGRESS STREET
    PORTLAND,ME04102
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    GOLDMAN SACHS INVESTMENT MNGMT & ADVICE 196,728
    125 HIGH STREET 17TH FLOOR
    BOSTON,MA02110
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    41,087,563
    b
    Average of monthly cash balances.......................
    1b
    868,540
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    41,956,103
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    41,956,103
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    629,342
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    41,326,761
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    2,066,338
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    2,066,338
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    32,845
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    32,845
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,033,493
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    2,033,493
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    2,033,493
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    2,695,155
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    2,695,155
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    2,695,155
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 2,033,493
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 830,372
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 2,695,155
    a Applied to 2019, but not more than line 2a 830,372
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 1,864,783
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		168,710
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ROXANNE QUIMBY
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AVIAN HAVEN
    418 N PALERMO RD
    FREEDOM,ME04941     		N/A PC OPERATIONAL SUPPORT 1,000
    BIRTH ROOTS
    16 VANNAH AVE
    PORTLAND,ME04103     		N/A PC OPERATIONAL SUPPORT 10,000
    CENTER FOR MAINE CONTEMPORARY ART
    PO BOX 1767 21 WINTER STREET
    ROCKLAND,ME04841     		N/A PC OPERATIONAL SUPPORT 10,000
    COALITION TO PROTECT AMERICA'S NATIONAL PARKS
    1346 4TH ST SE 908
    WASHINGTON,DC20003     		N/A PC OPERATIONAL SUPPORT 25,000
    DORCAS LIBRARY
    28 MAIN STR
    GOULDSBORO,ME04669     		N/A PC OPERATIONAL SUPPORT 500
    HEART OF ELLWORTH
    PO BOX 954
    ELLSWORTH,ME04605     		N/A PC OPERATIONAL SUPPORT 1,000
    ILLUSTRATION INSTITUTE
    2 UNION STREET SUITE 400
    PORTLAND,ME04101     		N/A PC FASHION ILLUSTRATION CLASSES 1,000
    KATAHDIN WOODS AND WATERS
    HAUULING RD 1
    MILLINOCKET,ME04462     		N/A PC OPERATIONAL SUPPORT 1,000
    MAINE COLLEGE OF ART
    522 CONGRESS STREET
    PORTLAND,ME04101     		N/A PC DEVELOPMENT OF DYE LAB FOR TEXTILE AND FASHION DEPARTMENT 117,500
    MAINE CRAFT ASSOCIATION
    288 LEWISTON ROAD
    WEST GARDINER,ME04345     		N/A PC OPERATIONAL SUPPORT 500
    MAINE ST SOC FOR THE PROTECTION OF ANIMALS
    279 RIVER RD
    WINDHAM,ME04062     		N/A PC OPERATIONAL SUPPORT 5,000
    MILLAY HOUSE ROCKLAND
    PO BOX 831
    ROCKLAND,ME04841     		N/A PC SUPPORT THE RESTORATION OF THE HISTORICAL BIRTHPLACE OF THE POET EDNA ST. VINCENT MILLAY 50,000
    MOFGA
    38 SCHOOL ST
    UNITY,ME04988     		N/A PC OPERATIONAL SUPPORT 1,000
    NATIONAL PARK FOUNDATION
    1110 VERMONT AVE NW STE 200
    WASHINGTON,DC20005     		N/A PC KATAHDIN WOODS AND WATER NATIONAL MONUMENT 500,000
    NATIONAL PARK FOUNDATION
    1110 VERMONT AVE NW STE 200
    WASHINGTON,DC20005     		N/A PC CASH TRANSFERS TO SUPPORT KATAHDIN WOODS & WATERS VISITOR CONTACT STATION VIA EPI MONUMENT PROJECTS 1,083,831
    NATIONAL PARK FOUNDATION
    1110 VERMONT AVE NW STE 200
    WASHINGTON,DC20005     		N/A PC ARCHITECTURE FEES TO SUPPORT KATAHDIN WOODS & WATERS VISITOR CONTACT STATION VIA EPI MONUMENT PROJECTS 580,067
    PREBLE STREET
    38 PREBLE STREET
    PORTLAND,ME04101     		N/A PC OPERATIONAL SUPPORT 10,000
    SCHOODIC ARTS FOR ALL
    427 MAIN ST PO BOX 174
    WINTER HARBOR,ME04693     		N/A PC OPERATIONAL SUPPORT 1,000
    TIDES INSTITUTE & MUSEUM OF ART
    43 WATER STREET
    EASTPORT,ME04631     		N/A PC BUILDING REBUILD SUPPORT 150,000
    TIDES INSTITUTE & MUSEUM OF ART
    43 WATER STREET
    EASTPORT,ME04631     		N/A PC SUPPORT FOR BUILDING PURCHASE 90,000
    USS POTOMAC ASSOCIATION
    540 WATER STREET
    OAKLAND,CA94607     		N/A PC SUPPORT FOR THE THE PRESERVATION OF PRESIDENT FRANKLIN D. ROOSEVELT'S PRESIDENTIAL YACHT 50,000
    WORLD OF CHANGE
    PO BOX 83
    PORTLAND,ME04112     		N/A PC OPERATIONAL SUPPORT 500
    Total .................................bullet 3a 2,688,898
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 144,039  
    4 Dividends and interest from securities....     14 625,642  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 1,836,243  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 2,605,924 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    2,605,924
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    ROXANNE QUIMBY FOUNDATION INC
    EIN:
    47-5008812
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 9,490 4,745   4,745

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    ROXANNE QUIMBY FOUNDATION INC
    EIN:
    47-5008812
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ADOBE INC 2.15% 02/01/2027 USD SR LIEN 84,945 91,972
    ALABAMA POWER CO 2.45% 03/30/2022 USD SER 17A SR LIEN 149,877 154,631
    AMPHENOL CORP 2.05% 03/01/2025 USD SR LIEN 74,872 79,743
    APPLE INC. 2.25% 02/23/2021 USD SR LIEN 175,079 176,608
    B.A.T. CAPITAL CORPORATION 2.259% 03/25/2028 USD SR LIEN 65,000 67,865
    BANK OF AMERICA CORPORATION HYBRID MTN 02/13/2026 USD SR LIEN CPN 02/13/20 2 150,000 158,365
    BANK OF MONTREAL MTN 3.1% 04/13/2021 USD SER D SR LIEN 124,854 126,847
    BANK OF NOVA SCOTIA (THE) 2.2% 02/03/2025 USD SR LIEN 149,714 160,739
    BANK OF NY MELLON CORP MTN 3.5% 04/28/2023 USD SR LIEN 199,782 215,707
    BERKSHIRE HATHAWAY INC. 2.75% 03/15/2023 USD SR LIEN 100,886 105,826
    CATERPILLAR FINL SERVICE MTN 1.95% 11/18/2022 USD SR LIEN 150,320 155,110
    CHARLES SCHWAB CORPORATION (TH 3.85% 05/21/2025 USD SR LIEN 174,883 199,839
    CISCO SYSTEMS INC 2.2% 02/28/2021 USD SR LIEN 49,904 50,531
    ENERGY TRANSFER OPERATNG 5.5% 06/01/2027 USD SER * SR LIEN 51,113 53,171
    ESTEE LAUDER CO INC 1.7% 05/10/2021 USD SR LIEN 124,508 125,770
    GENERAL DYNAMICS CORP 2.375% 11/15/2024 SR LIEN 124,000 133,869
    GS CORE FIXED INCOME FUND CLASS P 1,299,651 1,357,175
    INVESCO FINANCE PLC 3.125% 11/30/2022 USD SR LIEN 175,310 184,251
    JOHN DEERE CAPITAL CORP MTN 2.25% 09/14/2026 USD SR LIEN 75,312 81,673
    JOHN DEERE CAPITAL CORPORATION MTN 2.65% 01/06/2022 USD SR LIEN 74,979 77,794
    JOHNSON & JOHNSON 2.25% 03/03/2022 USD SR LIEN 148,892 154,364
    JPMORGAN CHASE & CO. HYBRID 04/25/2023 USD SR LIEN CPN 04/25/17 2.776% 100,000 103,743
    KROGER CO. (THE) 2.65% 10/15/2026 USD SR LIEN 125,469 126,258
    MERCK & CO., INC. 3.875% 01/15/2021 USD SR LIEN 50,030 50,927
    MICROSOFT CORPORATION 2.65% 11/03/2022 USD SR LIEN 100,133 104,584
    MPLX LP 4.0% 03/15/2028 USD SR LIEN 55,371 58,117
    MYLAN INC. 4.55% 04/15/2028 USD SER WI SR LIEN 23,571 23,968
    ORACLE CORPORATION 2.65% 07/15/2026 USD SR LIEN 148,642 161,118
    PACCAR FINANCIAL CORP MTN 1.8% 02/06/2025 USD SR LIEN 104,915 110,770
    PFIZER INC. 3.4% 05/15/2024 USD SR LIEN 37,033 38,614
    PHILIP MORRIS INTERNATIONAL IN 1.875% 02/25/2021 SR LIEN 140,023 140,885
    PIMCO INCOME FUND INSTITUTIONAL 1,250,994 1,291,392
    SALESFORCE.COM INC 3.25% 04/11/2023 USD SR LIEN 124,925 134,067
    SHELL INTERNATIONAL FINANCE B. 2.0% 11/07/2024 USD SR LIEN 125,887 132,091
    SIMON PROPERTY GROUP, L.P. 2.5% 07/15/2021 USD SER 5YR SR LIEN 100,339 101,739
    STARBUCKS CORP 3.1% 03/01/2023 USD SR LIEN 49,984 53,334
    STATE STREET CORPORATION 3.1% 05/15/2023 USD SRSUB LIEN 100,661 106,729
    THE HOME DEPOT, INC. 4.4% 04/01/2021 USD SR LIEN 100,359 101,100
    THE TJX COMPANIES, INC. 2.75% 06/15/2021 USD SR LIEN 50,027 50,408
    TORONTO-DOMINION BANK (THE) MTN 3.25% 03/11/2024 USD SR LIEN 99,872 109,594
    TOYOTA MOTOR CREDIT CORP MTN 2.6% 01/11/2022 USD SR LIEN 149,798 155,380
    UNITED PARCEL SERVICE, INC. 2.8% 11/15/2024 SR LIEN 124,559 135,540
    VERIZON COMMUNICATIONS, INC. 3.0% 03/22/2027 USD SR LIEN 99,950 111,769
    VISA INC. 2.15% 09/15/2022 USD SER 5YR SR LIEN 149,547 155,606
    WELLS FARGO & COMPANY MTN 4.125% 08/15/2023 USD SER M SUB LIEN 178,433 193,885
    XILINX INC 2.95% 06/01/2024 USD SR LIEN 100,631 107,802

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    ROXANNE QUIMBY FOUNDATION INC
    EIN:
    47-5008812
    Name of Stock End of Year Book Value End of Year Fair Market Value
    3M COMPANY CMN 60,551 53,311
    ABB LTD SPONSORED ADR CMN 17,786 20,774
    ABBOTT LABORATORIES CMN 60,905 100,840
    ABBVIE INC CMN 77,025 98,685
    ABN AMRO BANK N.V. ADR CMN 9,832 5,485
    ACCENTURE PLC CMN 45,831 86,199
    ADECCO GRP AG ADR CMN 11,868 12,783
    ADIDAS AG ADR CMN 27,553 30,253
    ADOBE INC CMN 65,352 125,030
    ADVANCED MICRO DEVICES, INC, CMN 33,104 56,127
    AEGON N V AMER REG ADR CMN 7,716 7,205
    AERCAP HOLDINGS NV ORD CMN 180 137
    AFLAC INCORPORATED CMN 14,265 15,520
    AGEAS SPONSORED ADR CMN 8,468 7,945
    AGILENT TECHNOLOGIES, INC. CMN 10,667 19,077
    AIA GROUP LIMITED SPONSORED ADR CMN SERIES 56,703 65,916
    AIR LIQUIDE SA ADR CMN 31,604 36,631
    AIR PRODUCTS & CHEMICALS INC CMN 19,060 32,947
    AKAMAI TECHNOLOGIES, INC. CMN 5,575 8,294
    AKTIEBOLAGET ELECTROLUX ADR SPONSORED CL B 10,142 9,506
    AKZO NOBEL N.V. SPONSORED ADR CMN 8,593 9,460
    ALASKA AIR GROUP INC(DEL HLDG) CMN 4,884 3,588
    ALCON, INC. CMN 12,767 14,318
    ALEXANDRIA REAL ESTATE EQUITIES, INC. 7,752 10,938
    ALEXION PHARMACEUTICALS, INC. CMN 12,712 17,655
    ALFA LAVAL AB UNSPONSORED ADR CMN 9,452 10,195
    ALLIANZ SE ADR CMN 49,167 49,605
    ALLSTATE CORPORATION COMMON STOCK 14,921 17,675
    ALPHABET INC. CMN CLASS A 177,232 275,164
    ALPHABET INC. CMN CLASS C 172,286 269,790
    AMADEUS IT GROUP SA ADR CMN 18,222 17,490
    AMAZON.COM INC CMN 372,465 723,038
    AMCOR PLC CMN 8,019 9,710
    AMERICAN AIRLINES GROUP INC CMN 10,089 4,715
    AMERICAN EXPRESS CO. CMN 31,351 41,593
    AMERICAN INTL GROUP, INC. CMN 27,467 17,718
    AMERICAN TOWER CORPORATION CMN 43,947 52,355
    AMERICAN WATER WORKS CO, INC. CMN 9,780 13,198
    AMERIPRISE FINANCIAL, INC. CMN 10,640 14,575
    AMERISOURCEBERGEN COPRORATION CMN 6,632 6,843
    AMGEN INC. CMN 60,413 69,896
    ANALOG DEVICES, INC. CMN 23,526 28,364
    ANHEUSER-BUSCH INBEV SPONSORED ADR CMN 25,440 22,721
    ANTHEM, INC. CMN 29,932 43,026
    AON PLC CMN 19,203 25,564
    APPLE INC. CMN 348,855 1,112,340
    APPLIED MATERIALS INC CMN 22,019 41,424
    APTIV PLC CMN 11,409 18,371
    ARCHER-DANIELS-MIDLAND COMPANY CMN 12,697 14,720
    ARGENX SE SPONSORED ADR CMN 7,346 8,528
    ASHAI KASEI CORP ADR CMN 11,362 13,114
    ASM PACIFIC TECHNOLOGY LIMITED UNSPONSORED ADR CMN 1,754 2,375
    ASML HOLDING N.V. ADR CMN 57,551 92,667
    ASSA ABLOY AB UNSPONSORED ADR (SWEDEN) 25,222 25,496
    ASSURANT, INC. CMN 3,143 3,950
    ASTELLAS PHARMA INC. UNSPONSORED ADR CMN 28,310 25,196
    ASTRAZENECA PLC SPONS ADR SPONSORED ADR CMN 67,957 68,486
    AT&T INC CMN 134,729 106,987
    ATLANTIA S.P.A. UNSPONSORED ADR CMN 11,610 8,822
    ATLAS COPCO AB SPONS ADR NEW REPSTG CL-B 12,906 14,934
    ATLAS COPCO AB SPONS ADR NEW REPSTG COM SER-A 16,881 20,971
    ATOS UNSPONSORED ADR CMN 9,088 9,791
    AUSTRALIA & NEWZEALAND BANKING GRP LTD. CMN ADR 32,140 32,371
    AUTODESK INC CMN 18,521 35,114
    AVALONBAY COMMUNITIES INC CMN 14,120 12,476
    AXA-UAP AMERICAN DEPOSITARY SHARES 19,874 17,452
    BAKER HUGHES,A GE CO CMN 8,997 6,839
    BALL CORPORATION CMN 8,664 15,747
    BANCO BILBAO VIZCAYA S A ADR SPONSORED ADR CMN USD0.3296 23,458 22,739
    BANCO SANTANDER, S.A. SPON ADR 42,911 33,035
    BANK OF AMERICA CORP CMN 97,470 121,210
    BARCLAYS BANK PLC LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA 2090.54 STRUC 37,365 32,607
    BAXTER INTERNATIONAL INC CMN 18,857 21,409
    BAYERISCHE MOTOREN WERKE AKTIE SPONSORED ADR CMN 3,638 3,889
    BECTON, DICKINSON AND COMPANY CMN 32,383 37,533
    BEIERSDORF AG UNSPONSORED ADR CMN 8,071 8,089
    BEIGENE, LTD. SPONSORED ADR CMN 3,109 4,909
    BEST BUY CO INC CMN 7,850 11,740
    BIOGEN INC. CMN 25,885 20,323
    BLACKROCK, INC. CMN 36,381 57,723
    BNP PARIBAS LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOTE DUE 400,000 433,440
    BNP PARIBAS SPONSORED ADR CMN 36,101 33,333
    BOC HONG KONG (HOLDINGS) LTD ADR 2,740 2,546
    BOOKING HOLDINGS INC. CMN 34,490 46,773
    BORGWARNER INC. CMN 4,574 4,019
    BOSTON PROPERTIES, INC. COMMON STOCK 9,856 7,832
    BOSTON SCIENTIFIC CORP. COMMON STOCK 26,989 27,034
    BRAMBLES LIMITED SPONSORED ADR CMN 15,701 15,328
    BRENNTAG AG ADR CMN 6,557 9,455
    BRIDGESTONES CORP. ADR ADR CMN 3,304 3,085
    BRISTOL-MYERS SQUIBB COMPANY CMN 69,482 73,961
    BROWN FORMAN CORP CL B CMN CLASS B 4,379 7,324
    CAMPBELL SOUP CO CMN 4,688 4,932
    CANADIAN IMPERIAL BANK OF COMM LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 250,000 275,926
    CANON INC ADR SPONSORED ADR CMN 29,590 22,923
    CAP GEMINI ADR CMN 13,160 15,980
    CAPITAL ONE FINANCIAL CORP CMN 20,608 24,515
    CARDINAL HEALTH, INC. CMN 10,202 8,539
    CARL ZEISS MEDITEC AG ADR CMN 6,523 6,529
    CARLSBERG A/S SPONSORED ADR CMN 12,119 12,985
    CARMAX, INC. CMN 6,216 7,746
    CARNIVAL CORPORATION CMN 13,349 5,805
    CATERPILLAR INC (DELAWARE) CMN 35,279 52,058
    CBOE GLOBAL MARKETS, INC CMN 5,889 5,215
    CBRE GROUP, INC. CMN CLASS A 7,297 11,227
    CENTRAL JAPAN RY CO ADR CMN 47,578 33,349
    CHARLES SCHWAB CORPORATION CMN 32,860 40,363
    CHECK POINT SOFTWARE TECH. LTD ORDINARY SHARES 4,299 5,051
    CHR. HANSEN HOLDING A/S SPONSORED ADR CMN 2,911 4,010
    CHUBB LTD CMN 35,732 38,830
    CHUGAI PHARMACEUTICAL CO., LTD UNSPONSORED ADR CMN 17,460 28,888
    CHURCH & DWIGHT CO., INC. CMN 8,821 9,857
    CIGNA CORPORATION CMN 35,548 40,387
    CISCO SYSTEMS, INC. CMN 82,315 98,584
    CITIGROUP INC. CMN 72,416 66,778
    CITIZENS FINANCIAL GROUP, INC. CMN 5,907 8,261
    CLOROX CO (THE) (DELAWARE) CMN 10,633 12,721
    COCA-COLA COMPANY (THE) CMN 93,075 110,941
    COCA-COLA EUROPEAN PARTNERS PL CMN 1,200 1,196
    COLGATE-PALMOLIVE CO CMN 32,427 38,993
    COLOPLAST A/S ADR CMN 4,377 5,501
    COMCAST CORPORATION CMN CLASS A VOTING 96,426 124,555
    COMERICA INCORPORATED CMN 3,003 2,488
    COMMONWEALTH BANK OF AUSTRALIA SPONSORED ADR CMN SERIES 74,308 82,431
    COMPAGNIE GENERALE DES ETABLIS UNSPONSORED ADR CMN 14,246 15,409
    CONAGRA BRANDS INC CMN 8,004 9,138
    CONTINENTAL AKTIENGESELLSCHAFT ADR 264 297
    COVESTRO AG SPONSORED ADR CMN 3,884 5,374
    CREDIT SUISSE AG LINKED TO MSCI EAFE BUFFERED CAPPED BETA, 2002.23 STRUCTURE 21,362 20,445
    CRH PLC SPON ADR ADR CMN 19,621 21,375
    CSL LIMITED SPONSORED ADR CMN 56,728 60,747
    CSX CORPORATION CMN 22,781 35,937
    CVS HEALTH CORP CMN 52,466 46,854
    CYBERARK SOFTWARE LTD. CMN 4,795 6,464
    D.R. HORTON, INC. CMN 8,164 12,061
    DAI NIPPON PRINTING LTD SPONSORED ADR CMN 33,042 21,364
    DAIICHI SANKYO CO LTD SPONSORED ADR CMN 14,837 23,728
    DAIMLER AG ADR CMN 24,225 33,940
    DAITO TR CONSTR CO LTD SPONSORED ADR CMN 29,167 25,024
    DANONE SPONSORED ADR CMN 20,644 16,511
    DASSAULT SYSTEMES SPONSORED ADR CMN 14,255 16,467
    DAVITA INC CMN 2,481 4,461
    DBS GROUP HOLDINGS SPONSORED ADR CMN 32,996 32,875
    DEERE & COMPANY CMN 25,514 43,709
    DELTA AIR LINES, INC. CMN 15,692 14,114
    DENSO CORP ADR ADR CMN 18,359 25,191
    DEUTSCHE BOERSE AG UNPOSNORED ADR CMN 15,514 16,527
    DEUTSCHE BOERSE AG UNPOSNORED ADR CMN 10,770 13,701
    DEUTSCHE LUFTHANSA AG SPONSORED ADR CMN 4,482 3,573
    DEUTSCHE POST AG SPONSORED ADR CMN 15,716 21,060
    DEUTSCHE TELEKOM AG SPONSORED ADR CMN 14,327 16,084
    DEUTSCHE WOHNEN AG ADR CMN 36,032 50,625
    DIAGEO PLC SPON ADR (NEW) SPONSORED ADR CMN 58,297 55,584
    DIGITAL REALTY TRUST, INC. CMN 17,268 19,266
    DISCO CORP ADR CMN 23,533 31,639
    DISCOVER FINANCIAL SERVICES CMN 11,733 15,028
    DNB ASA SPONSORED ADR CMN 11,360 12,637
    DOMINION ENERGY INC CMN 35,212 33,690
    DOWDUPONT INC. CMN 27,468 23,477
    DSV PANALPINA A/S UNSPONSORED ADR CMN 17,431 26,156
    DUKE REALTY CORPORATION CMN 5,100 6,515
    DXC TECHNOLOGY COMPANY CMN 9,397 3,631
    E.ON AG SPONSORED ADR CMN 6,074 6,000
    EAST JAPAN RAILWAY COMPANY UNSPONSORED ADR (JAPAN) 27,248 22,539
    EASTMAN CHEMICAL COMPANY CMN 9,901 11,410
    EATON CORP PLC CMN 15,544 25,109
    EBAY INC. CMN 14,452 17,286
    ECOLAB INC. CMN 23,596 31,875
    EDENRED ADR CMN 9,886 10,676
    EDWARDS LIFESCIENCES CORP CMN 16,318 29,376
    EISAI CO LTD SPONS ADR SPONSORED ADR CMN 4,039 3,213
    ELI LILLY & CO CMN 44,539 70,069
    EMERSON ELECTRIC CO. CMN 22,266 26,924
    ENAGAS S A UNSPONSORED ADR CMN 12,042 10,651
    ENGIE SPONSORED ADR CMN 11,327 10,218
    ENTERGY CORPORATION CMN 8,058 9,984
    EPIROC AB ADR CMN 8,554 12,336
    EQUINIX, INC. REIT 24,510 32,138
    EQUITY RESIDENTIAL CMN 12,476 11,078
    ERICSSON AMERICAN ADR CMN CLASS B 16,321 22,215
    ERSTE GROUP BANK AG SPONSORED ADR CMN 9,399 7,660
    ESSEX PROPERTY TRUST INC CMN 7,117 8,382
    ESSILOR INTERNATIONAL SA ADR CMN 21,446 21,976
    ESTEE LAUDER COS INC CL-A CMN CLASS A 23,313 32,209
    EVERSOURCE ENERGY CMN 12,978 15,831
    EVOLUTION GAMING GROUP AB (PUB ADR CMN 7,408 10,673
    EXELON CORPORATION CMN 19,133 20,983
    EXPEDITORS INTERNATIONAL OF WA CMN 4,639 6,848
    FACEBOOK, INC. CMN CLASS A 297,421 342,543
    FANUC CORPORATION UNSPONSORED ADR CMN 23,363 30,949
    FAST RETAILING CO LTD UNSPONSORED ADR CMN 22,727 32,243
    FEDERAL RLTY INVT TR SBI CMN 4,465 3,361
    FEDEX CORP CMN 26,360 33,231
    FERRARI N.V. CMN 11,541 15,607
    FIAT CHRYSLER AUTOMOBILES N.V. CMN 8,214 10,709
    FIFTH THIRD BANCORP CMN 9,730 10,551
    FIRST REPUBLIC BANK CMN SERIES 9,334 13,224
    FLOWSERVE CORPORATION CMN 3,419 3,038
    FLUTTER ENTERTAINMENT PUBLIC L ADR CMN 12,060 20,625
    FORD MOTOR COMPANY CMN 22,109 18,380
    FORTESCUE METALS GROUP LTD SPONSORED ADR CMN 8,966 20,311
    FORTUNE BRANDS HOME & SECURITY CMN 4,383 5,743
    FRANKLIN RESOURCES INC CMN 8,932 5,888
    FREEPORT-MCMORAN INC CMN 11,299 20,270
    FRESENIUS MEDICAL CARE AG & CO KGAA SPONSORED ADR CMN 7,284 8,229
    FRESENIUS SE & CO KGAA SPONSORED ADR CMN 5,775 4,908
    FUCHS PETROLUB SE ADR CMN 5,001 6,194
    FUJIFILM HOLDINGS CORPORATION ADR CMN 13,554 14,379
    FUJITSU LTD ADR (5 COM) ADR CMN 19,689 29,162
    GALAPAGOS NV SPONSORED ADR CMN 7,031 3,266
    GAP INC CMN 2,514 2,201
    GEA GROUP AG SPONSORED ADR 2,557 2,938
    GEBERIT AG ADR CMN 11,451 13,166
    GENERAL MILLS INC CMN 17,303 18,463
    GENERAL MOTORS COMPANY CMN 24,655 27,940
    GENMAB A/S SPONSORED ADR CMN 9,128 15,044
    GENUINE PARTS CO. CMN 6,490 7,389
    GILEAD SCIENCES CMN 49,174 37,927
    GIVAUDAN SA ADR CMN 12,369 16,879
    GLAXOSMITHKLINE PLC SPONSORED ADR CMN 56,688 44,958
    GLOBE LIFE INC CMN 2,954 3,419
    GQG PARTNERS EMERGING MARKETS EQUITY FUND INSTITUTIONAL 556,490 882,958
    GS CLEAN ENERGY INCOME FUND CLASS P 1,009,103 1,188,090
    H. LUNDBECK A/S SPONSORED ADR CMN 2,818 2,437
    HALLIBURTON COMPANY CMN 16,986 9,053
    HANESBRANDS INC. CMN 4,014 2,624
    HANG LUNG PROPERTIES LIMITED SPONSORED ADR CMN 9,990 12,277
    HANNOVER RUCKVESICHERUNG SE SPONSORED ADR CMN 13,680 11,160
    HARTFORD FINANCIAL SRVCS GROUP CMN 9,975 9,368
    HASBRO, INC. CMN 6,958 6,828
    HEALTHPEAK PROPERTIES INC CMN 8,927 9,190
    HEIDELBERGCEMENT AG ADR CMN 6,682 7,191
    HEINEKEN N.V. SPONSORED ADR CMN 13,560 13,952
    HENKEL AG AND CO. KGAA SPONSORED ADR REPSTG ORDINARY SHRS 2,452 2,508
    HENKEL AG AND CO. KGAA SPONSORED ADR USD0.6392 REPSTG PFD SHARES 4,812 5,308
    HERMES INTERNATIONAL SA UNSPONSORED ADR CMN 13,102 18,296
    HEWLETT PACKARD ENTERPRISE CO CMN 9,628 8,008
    HEXAGON AB ADR CMN 12,829 19,995
    HILTON WORLDWIDE HOLDINGS INC. CMN 10,081 15,576
    HITACHI LTD (ADR 10 COM) ADR CMN 29,343 28,033
    HOLLYFRONTIER CORP CMN 4,162 1,680
    HOLOGIC INCORPORATED CMN 7,507 9,759
    HONDA MTR LTD (AMER SHS) ADR CMN 23,045 23,897
    HONG KONG EXCHANGES & CLEARING UNSPONSORED ADR CMN 14,083 22,254
    HORMEL FOODS CORPORATION CMN 4,089 5,919
    HOST HOTELS & RESORTS INC CMN 6,845 5,764
    HOYA CORP SPONSORED ADR CMN 24,725 36,903
    HP INC. CMN 14,023 18,092
    HSBC HOLDINGS PLC SPONSORED ADR CMN 54,959 37,751
    HUMANA INC. CMN 21,104 28,352
    HUNTINGTON BANCSHARES INCORPOR CMN 7,838 6,684
    IBERDROLA SOCIEDAD ANONIMA SPONSORED ADR CMN 29,047 39,053
    ICL GROUP LTD CMN 3,019 3,550
    IHS MARKIT LTD CMN 11,397 17,966
    ILLINOIS TOOL WORKS CMN 26,244 30,958
    ILLUMINA, INC CMN 25,066 28,120
    INDUSTRIA DE DISENO TEXTIL, S. ADR CMN 23,649 21,953
    INFINEON TECHNOLOGIES AG - ADR SPONSORED ADR CMN 1 ADR = 1 SHARE 9,992 16,285
    ING GROEP N.V. SPONS ADR SPONSORED ADR CMN 31,850 26,103
    INTEL CORPORATION CMN 79,989 110,850
    INTERCONTINENTAL HOTELS GROUP SPONSORED ADR CMN 25,046 26,178
    INTERPUBLIC GROUP COS CMN 3,534 4,069
    INTESA SANPAOLO SPA SPONSORED ADR CMN 17,110 15,628
    INTL BUSINESS MACHINES CORP CMN 66,571 59,289
    INTL.FLAVORS & FRAGRANCE CMN 8,929 7,344
    INVESCO LTD. CMN 8,215 5,229
    IRON MOUNTAIN INCORPORATED CMN 5,508 4,545
    ISHARES RUSSELL 2000 ETF 2,177,924 3,030,695
    ISUZU MOTORS LTD ADR ADR CMN 13,216 11,979
    J. M. SMUCKER COMPANY (THE) CMN 5,671 6,242
    JAMES HARDIE INDUSTRIES PLC SPONSORED ADR CMN 20,824 32,485
    JAPAN AIRLINES CO., LTD. ADR CMN 19,906 12,889
    JAPAN ARPT TERM CO LTD ADR CMN 9,282 12,531
    JGC HOLDINGS CORPORATION UNSPONSORED ADR CMN 6,515 3,679
    JOHNSON & JOHNSON CMN 185,211 215,925
    JOHNSON CONTROLS INTERNATIONAL CMN 15,770 18,667
    JPMORGAN CHASE & CO CMN 144,790 201,787
    JPMORGAN CHASE & CO. LINKED TO BASKET OF INDICES UPSIDE LEVERED NO CAP W BUF 500,000 557,950
    JULIUS BAER GRUPPE AG ADR CMN 15,043 17,136
    KANSAS CITY SOUTHERN CMN 6,066 9,001
    KAO CORPORATION ADR CMN 25,450 23,831
    KBC GROUP NV UNSPONSORED ADR CMN 12,787 11,985
    KDDI CORPORATION UNSPONSORED ADR CMN 27,245 27,380
    KELLOGG COMPANY CMN 8,721 8,339
    KERING ADR CMN 25,447 29,091
    KERRY GROUP PUBLIC LIMITED COM SPONSORED ADR CMN 3,414 4,205
    KEYCORP CMN 8,506 8,238
    KEYSIGHT TECHNOLOGIES, INC. CMN 7,982 11,624
    KIMBERLY-CLARK CORPORATION CMN 22,725 23,918
    KIMCO REALTY CORPORATION CMN 4,722 4,038
    KINDER MORGAN INC CMN CLASS P 14,653 13,547
    KION GROUP AG ADR CMN 458 435
    KIRIN HOLDINGS COMPANY, LIMITE SPONSORED ADR CMN 20,691 25,202
    KNORR-BREMSE AG ADR CMN 2,464 3,143
    KONE OYJ UNSPONSORED ADR CMN REPRESENTING B SHARES (FINLAND 10,347 13,011
    KONINKLIJKE AHOLD N.V. SPONSORED ADR CMN 16,358 18,634
    KONINKLIJKE PHILIPS N.V. ADR CMN 20,624 23,131
    KONINKLIJKE VOPAK N.V. UNSPONSORED ADR CMN 2,874 2,840
    KROGER COMPANY CMN 13,189 12,799
    L BRANDS, INC. CMN 4,380 4,537
    LAFARGEHOLCIM LTD ADR CMN 10,481 10,836
    LAM RESEARCH CORPORATION CMN 16,839 35,991
    LAS VEGAS SANDS CORP. CMN 7,990 10,311
    LAZARD EMERGING MARKETS EQUITY PORTFOLIO INSTL SHARES MUTUAL FUND CLASS INS 604,398 572,431
    LEGRAND SA ADR CMN 14,368 15,810
    LINCOLN NATL.CORP.INC. CMN 7,942 6,037
    LINDE PLC CMN 51,355 75,364
    LINE CORPORATION SPONSORED ADR CMN 5,470 5,525
    LLOYDS BANKING GROUP PLC SPONSORED ADR CMN 41,119 25,884
    LOEWS CORPORATION CMN 3,897 5,177
    LOGITECH INTERNATIONAL S.A. ORD CMN 7,433 9,816
    LONZA GROUP AG UNSPONSORED ADR CMN 15,659 26,383
    LOREAL CO (ADR) ADR CMN 35,345 46,014
    LOWES COMPANIES INC CMN 38,373 63,562
    LUMEN TECHNOLOGIES, INC. CMN 5,604 4,602
    LVMH MOET HENNESSY LOUIS VUITTON S.A. ADR CMN 59,264 81,890
    M3, INC. ADR CMN 21,327 30,953
    MACQUARIE GROUP LIMITED ADR CMN 35,827 39,583
    MAKITA CORP SPONS. (ADR) SPONSORED ADR CMN 244 250
    MARATHON PETROLEUM CORPORATION CMN 18,833 14,228
    MARRIOTT INTERNATIONAL, INC CMN CLASS A 14,037 18,073
    MARSH & MCLENNAN CO INC CMN 23,648 30,771
    MASCO CORPORATION CMN 7,248 7,251
    MASTERCARD INCORPORATED CMN CLASS A 140,069 164,906
    MC DONALDS CORP CMN 62,882 83,042
    MCCORMICK & CO NON VTG SHRS CMN 6,640 11,897
    MCKESSON CORPORATION CMN 12,873 15,168
    MEDTRONIC PUBLIC LIMITED COMPA CMN 61,666 83,478
    MELCO RESORTS & ENTERTAINMENT ADR CMN 915 798
    MERCK & CO., INC. CMN 91,728 108,504
    MERCK KGAA SPONSORED ADR CMN 4,698 6,182
    METLIFE, INC. CMN 18,358 19,203
    METTLER-TOLEDO INTL CMN 8,375 13,676
    MGM RESORTS INTERNATIONAL CMN 6,998 6,743
    MICRON TECHNOLOGY, INC. CMN 24,343 44,206
    MICROSOFT CORPORATION CMN 325,412 876,335
    MID-AMERICA APT CMNTYS INC CMN 6,733 7,601
    MINEBEA MITSUMI INC SPONSORED ADR CMN 13,241 12,021
    MITSUBISHI ESTATE LTD ADR ADR CMN 24,531 20,302
    MITSUBISHI UFJ FINL GROUP, INC SPONSORED ADR CMN 29,647 25,309
    MIZUHO FINANCIAL GROUP, INC. SPONSORED ADR CMN 17,753 15,012
    MOHAWK INDUSTRIES INC COMMON STOCK 6,994 4,369
    MOLSON COORS BREWING CO CMN CLASS B 8,346 4,338
    MONDELEZ INTERNATIONAL, INC. CMN 31,530 44,324
    MOODY'S CORPORATION CMN 13,488 26,992
    MORGAN STANLEY CMN 40,062 61,334
    MOSAIC COMPANY (THE) CMN 4,460 5,131
    MOWI ASA SPONSORED ADR CMN 9,946 8,923
    MS&AD INSURANCE GROUP HOLDINGS ADR CMN 23,766 21,630
    MSCI INC. CMN 9,996 19,647
    MUENCHENER RUECKVERSICHERUNGS- UNSPONSORED ADR CMN 24,874 24,955
    MURATA MANUFACTURING CO., LTD. UNSPONSORED ADR CMN 28,244 42,067
    NASDAQ INC. CMN 5,511 8,628
    NATIONAL GRID PLC SPONSORED ADR CMN 44,208 41,563
    NATIONAL GRID PLC SPONSORED ADR CMN 11,714 8,882
    NESTE OIL OYJ UNSPONSORED ADR CMN 9,273 17,735
    NESTLE SA SPONSORED ADR (REP 1/20 CHF 10 REGD SHS) 149,975 162,296
    NEWCREST MINING LIMITED SPONSORED ADR CMN 15,542 14,761
    NEWMONT CORP CMN 19,181 25,154
    NEWS CORPORATION CMN CLASS A 2,298 3,073
    NEWS CORPORATION CMN CLASS B 533 622
    NEXTERA ENERGY, INC. CMN 47,302 78,384
    NICE SYSTEMS LTD 1 ADR REPRESENTS 1 ORD SH 5,615 9,924
    NIDEC CORPORATION SPONSORED ADR 26,086 41,362
    NIELSEN HLDGS PLC CMN 7,410 4,675
    NIKE CLASS-B CMN CLASS B 36,622 91,531
    NINTENDO CO LTD (NEW) ADR ADR CMN 25,990 41,445
    NIPPON TELEG & TEL SPON ADR SPONSORED ADR CMN (1 ADR = 1/2 COMMON SHS) 12,198 12,171
    NISSAN MOTOR CO LTD SPONSORED ADR 2,431 2,352
    NITTO DENKO CORP. ADR CMN 8,047 12,516
    NN GROUP NV ADR CMN 8,565 10,477
    NOKIA CORPORATION SPONSORED ADR CMN 10,618 10,850
    NOMURA HOLDINGS, INC. SPONSORED ADR CMN 22,205 23,244
    NORFOLK SOUTHERN CORP CMN 18,332 30,889
    NORTHERN TRUST CORP CMN 11,668 12,293
    NORTONLIFELOCK IN CMN 8,483 6,421
    NOVARTIS AG-ADR SPONSORED ADR CMN 85,578 86,403
    NOVO-NORDISK A/S ADR ADR CMN 45,954 54,483
    NOVOZYMES AS UNSPONSORED ADR CMN 6,364 7,009
    NSK LTD ADR ADR CMN 9,206 9,980
    NTT DOCOMO, INC SPONSORED ADR CMN 19,482 25,500
    NVIDIA CORPORATION CMN 58,202 168,148
    OLYMPUS CORPORATION SPONSORED ADR CMN 9,029 13,507
    OMRON CORP. SPONSORED ADR CMN 11,034 16,039
    ONEOK INC CMN 11,555 8,827
    ORANGE ADR 25,810 21,170
    ORSTED A/S ADR CMN 12,374 24,120
    PACCAR INC CMN 13,419 15,569
    PAN PACIFIC INTNTNAL HOLD CORP ADR CMN 4,669 4,954
    PANASONIC CORPORATION ADR CMN 22,306 25,045
    PANDORA A/S SPONSORED ADR CMN 3,318 7,383
    PARKER-HANNIFIN CORP. CMN 12,850 19,069
    PEARSON PLC SPON ADR SPONSORED ADR CMN 8,059 9,455
    PENTAIR PLC. CMN 3,579 4,194
    PEPSICO, INC. CMN 88,132 107,960
    PERNOD RICARD UNSPONSORRED ADR CMN 23,967 25,517
    PERRIGO CO PLC CMN 5,146 3,220
    PEUGEOT SA ADR CMN 10,275 12,509
    PFIZER INC. CMN 117,952 105,878
    PNC FINANCIAL SERVICES GROUP, CMN 27,053 32,631
    PPG INDUSTRIES, INC. CMN 16,436 22,498
    PROCTER & GAMBLE COMPANY (THE) CMN 134,287 181,299
    PROLOGIS INC CMN 26,560 38,369
    PROSUS NV SPONSORED ADR CMN 16,414 23,461
    PRUDENTIAL CORP (ADR) ADR CMN 53,477 53,142
    PRUDENTIAL FINANCIAL INC CMN 22,062 17,332
    PRYSMIAN S.P.A. UNSPONSORED ADR CMN 6,594 9,999
    PUBLICIS GROUPE S.A. SPONSORED ADR CMN 7,117 7,880
    PUBLIC-SVC ENTERPRISE GROUP HOLDING CO 13,168 15,799
    PULTEGROUP INC. CMN 5,148 6,186
    PVH CORP CMN 3,685 3,380
    QIAGEN N.V. CMN 4,010 6,078
    QUALCOMM INC CMN 39,644 90,033
    QUEST DIAGNOSTICS INCORPORATED CMN 7,592 8,223
    RAKUTEN GROUP INC ADR CMN 5,264 4,406
    RALPH LAUREN CORP CMN CLASS A 1,925 2,282
    RANDSTAD HOLDING NV UNSPONSORED ADR CMN 6,220 6,970
    REED ELSEVIER PLC SPONSORED ADR CMN 55,681 53,783
    REGENCY CENTERS CORPORATION CMN 6,603 5,588
    REGENERON PHARMACEUTICAL INC CMN 26,697 26,088
    REGIONS FINANCIAL CORPORATION CMN 8,936 8,072
    REPUBLIC SERVICES INC CMN 7,120 9,769
    RIO TINTO PLC SPONSORED ADR 59,448 75,671
    ROCHE HOLDING AG ADR B SHS(NOM CHF 100) VAL 224.184 98,365 106,968
    ROCKWELL AUTOMATION INC CMN 10,863 15,049
    ROSS STORES,INC CMN 13,260 22,965
    ROYAL CARIBBEAN CRUISES LTD ISIN: LR0008862868 11,180 6,946
    ROYAL DSM NV SPONSORED ADR CMN 8,428 11,370
    RWE AG AKTIENGESELLSCHAFT SPON ADR 11,222 14,635
    RYOHIN KEIKAKU CO., LTD. ADR CMN 16,407 18,900
    S&P GLOBAL INC. CMN 28,666 42,735
    SALESFORCE.COM, INC CMN 55,430 105,257
    SAMPO OYJ UNSPONSORED ADR CMN REPRESENTING A SHARES (FINLAND 19,037 18,442
    SAND VIK (ADR) ADR CMN 8,211 10,221
    SANDS CHINA LTD ADR CMN 18,702 15,765
    SANOFI SPONSORED ADR CMN 49,274 48,590
    SANTEN PHARMACEUTICAL CO., LTD ADR CMN 13,747 12,866
    SAP SE (SPON ADR) 64,491 61,023
    SCHLUMBERGER LTD CMN 41,722 16,225
    SCHNEIDER ELECTRIC SE UNSPONSORED ADR (FRANCE) SCHNEIDER ELECTRIC SE UNSPONS 21,793 30,686
    SEAGATE TECHNOLOGY PLC CMN 4,265 7,144
    SEKISUI HOUSE, LTD SPONSORED ADR CMN 15,761 14,563
    SEMPRA ENERGY CMN 18,993 20,039
    SEVEN & I HOLDINGS CO., LTD. UNSPONSORED ADR CMN 26,492 25,162
    SGS SA ADR CMN 10,670 12,082
    SHIMANO INC. ADR CMN 19,336 28,917
    SHIN-ETSU CHEMICAL CO., LTD. UNSPONSORED ADR CMN 25,383 39,664
    SHIONOGI & CO., LTD. UNSPONSORED ADR CMN 10,754 12,008
    SHISEIDO CO., LTD. SPONSORED ADR CMN 18,657 18,421
    SIEMENS AKTIENGESELLSCHAFT SPONSORED ADR CMN 41,223 45,726
    SIEMENS HEALTHINEERS AG ADR CMN 5,358 5,804
    SIKA AG ADR CMN 14,003 20,516
    SIMON PROPERTY GROUP INC CMN 25,604 14,805
    SINGAPORE TELECOMMUNICATIONS L SPONSORED ADR CMN 14,888 10,633
    SKF AB SPONSORED ADR SWKR 12.50 7,233 9,459
    SL GREEN REALTY CORP CMN 2,939 1,969
    SMC CORPORATION SPONSORED ADR CMN 20,119 27,437
    SMITH & NEPHEW PLC ADR CMN 31,559 27,073
    SMURFIT KAPPA GROUP PUBLIC LIM ADR CMN 8,604 10,845
    SOCIETE GENERALE LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOT 250,000 289,675
    SOFTBANK GRP CORP UNSPONSORED ADR CMN 33,170 60,955
    SONIC HEALTHCARE LIMITED ADR 10,584 12,975
    SONOVA HOLDING AG (THE) UNSPONSORED ADR CMN 11,082 12,281
    SONY CORPORATION SPONSORED ADR CMN 45,611 66,322
    SOUTHWEST AIRLINES CO CMN 15,555 14,636
    SPARK NEW ZEALAND LTD SPONSORED ADR CMN 9,521 11,015
    SPDR EURO STOXX 50 FD ETF 400,761 440,647
    SPDR S&P 500 ETF TRUST 400,972 436,285
    STANLEY BLACK & DECKER, INC. CMN 12,561 15,356
    STARBUCKS CORP. CMN 38,149 64,937
    STATE STREET CORPORATION (NEW) CMN 18,921 15,906
    STMICROELECTRONICS NV ADR CMN 11,417 15,071
    SUMITOMO MITSUI FINANCIAL GRP SPONSORED ADR CMN 22,778 19,837
    SUN HUNG KAI PROP LTD SPON ADR SPONSORED ADR CMN 29,995 26,232
    SUNTORY BEVERAGE & FOOD LTD ADR CMN 189 178
    SUZUKI MOTOR CORPORATION UNSPONSORED ADR CMN 13,493 14,636
    SWATCH GROUP SA (THE) ADR CMN 4,784 4,918
    SWEDBANK A B ADR CMN 15,546 19,304
    SWISS RE LTD SPONSORED ADR CMN 10,268 8,579
    SWISSCOM AMERICAN DEPOSITARY SHARES 15,050 15,113
    SYMRISE AG UNSPONSORED ADR CMN 8,140 10,345
    SYNCHRONY FINANCIAL CMN 6,308 9,441
    SYSMEX CORPORATION ADR CMN 10,170 17,775
    T. ROWE PRICE GROUP, INC. CMN 11,214 19,983
    TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADR CMN 39,118 35,708
    TAPESTRY, INC. CMN 5,519 4,507
    TARGET CORPORATION CMN 15,344 46,251
    TDK CORPORATION (ADR) ADR 11,949 15,654
    TE CONNECTIVITY LTD CMN 14,256 21,187
    TEAMVIEWER AG ADR CMN 5,370 5,256
    TECHTRONIC INDS LTD SPONSORED ADR CMN 5,493 9,485
    TELEFONICA S.A. ADR SPONSORED ADR CMN 19,060 14,758
    TELENOR ASA AMERICAN DEPOSITARY SHARES 1 ADS = 3 ORDS 11,233 10,514
    TELEPERFORMANCE UNSPONSORED ADR CMN 11,499 14,606
    TELSTRA CORP ADR (FINAL) SPONSORED ADR CMN 14,209 12,544
    TEMENOS AG SPONSORED ADR CMN 8,564 7,694
    TENARIS SA SPONSORED ADR CMN 6,915 4,897
    TERNA RETE ELETTRICA NAZIONALE ADR CMN 15,209 17,688
    TEVA PHARMACEUTICAL IND LTD ADS 4,893 4,757
    TEXAS INSTRUMENTS INC. CMN 47,186 77,962
    THE BANK OF NY MELLON CORP CMN 25,036 20,965
    THE HERSHEY COMPANY CMN 8,546 11,882
    THE HOME DEPOT, INC. CMN 106,080 149,544
    THE KRAFT HEINZ CO CMN 11,581 12,478
    THE TRAVELERS COMPANIES, INC CMN 14,842 17,406
    THE WILLIAMS COMPANIES, INC. CMN 11,685 12,652
    TIFFANY & CO CMN 5,458 6,967
    TJX COMPANIES INC (NEW) CMN 26,949 43,501
    TOKIO MARINE HOLDINGS, INC. ADR CMN 30,005 27,968
    TOKYO ELECTRON LIMITED UNSPONSORED ADR CMN 22,585 35,705
    TORAY INDUSTRIES INC ADR ADR CMN 25,461 22,059
    TORONTO DOMINION BANK LINKED TO S&P 500 INDEX UPSIDE CAPPED W BUFFER STRUCTU 500,000 568,100
    TOSHIBA CORPORATION UNSPONSORED ADR CMN 10,402 8,551
    TOYOTA MOTOR CORPORATION SPON ADR 65,520 71,102
    TRANE TECHNOLOGIES PUBLIC LIMI CMN 9,032 17,564
    TREASURY WINE ESTATES LIMITED SPONSORED ADR CMN 17,042 10,163
    TRUIST FINANCIAL CORPORATION CMN 27,691 34,126
    TYSON FOODS INC CL-A CMN CLASS A 9,399 9,988
    U.S. BANCORP CMN 37,155 34,928
    UBISOFT ENTERTAINMENT UNSPONSORED ADR CMN 3,756 5,306
    UBS GROUP AG CMN 22,184 25,773
    UCB S.A. (UNION CHIMIQUE BELGE UNSPONSORED ADR CMN 6,254 5,582
    UDR INC CMN 7,946 6,533
    UMICORE GROUP UNSPON ADR CMN 7,258 7,403
    UNILEVER PLC (NEW) SPONSORED ADR CMN 97,920 101,586
    UNION PACIFIC CORP. CMN 45,421 73,293
    UNITED AIRLINES HOLDINGS INC CMN 8,283 6,920
    UNITED OVERSEAS BK LTD SPONSORED ADR CMN 27,906 24,476
    UNITED PARCEL SERVICE, INC. CLASS B COMMON STOCK 43,055 62,476
    UNITED RENTALS, INC. CMN 5,022 9,044
    UNITEDHEALTH GROUP INCORPORATE CMN 102,971 173,937
    UNUM GROUP CMN 4,038 2,455
    UPM-KYMMENE OYJ ADR CMN 7,880 9,171
    VALEO SPONS ADR SPONSORED ADR CMN 4,736 5,608
    VANGUARD INTERNATIONAL EQUITY INDEX FUNDS TOTAL WORLD STK INDEX FD ETF S EXC 4,400,523 5,099,399
    VARIAN MEDICAL SYSTEMS INC CMN 5,602 8,225
    VENTAS, INC. CMN 13,155 10,442
    VEOLIA ENVIRONNEMENT SPONSORED ADR CMN 15,289 13,196
    VERISK ANALYTICS, INC. CMN 12,989 15,154
    VERIZON COMMUNICATIONS, INC. CMN 110,299 126,606
    VESTAS WIND SYSTEMS A/S ADR CMN 10,064 22,716
    VF CORP CMN 10,496 14,093
    VIATRIS INC CMN 10,055 11,656
    VINCI SA ADR CMN 38,756 34,742
    VIVENDI ADR CMN 16,028 18,688
    VODAFONE GROUP PLC ADR CMN 31,167 26,626
    W.W. GRAINGER INC CMN 5,367 9,392
    WALGREENS BOOTS ALLIANCE, INC. CMN 16,386 15,354
    WALT DISNEY COMPANY (THE) CMN 98,960 171,396
    WATERS CORPORATION COMMON STOCK 6,247 7,917
    WELLS FARGO & CO (NEW) CMN 103,296 66,185
    WESFARMERS LIMITED ADR CMN 19,340 26,135
    WESTPAC BANKING CORP ADS REPRESENTING 5 ORD SHARES 49,493 43,791
    WESTROCK COMPANY CMN 7,929 6,530
    WH GROUP LIMITED SPONSORED ADR CMN 9,591 8,802
    WHIRLPOOL CORP. CMN 5,772 6,137
    WILLIS TOWERS WATSON PLC CMN 11,013 13,940
    WIX .COM CMN 3,946 6,249
    WOLTERS KLUWER NV SPONSORED ADR CMN 10,675 12,168
    WPP PLC ADR CMN 34,808 29,744
    WYNN MACAU LTD ADR CMN 3,938 3,023
    WYNN RESORTS, LIMITED CMN 6,577 5,642
    XEROX CORPORATION CMN 2,475 2,110
    XYLEM INC. CMN 5,957 9,263
    YARA INTERNATIONAL ASA SPONSORED ADR CMN 5,124 5,696
    YASKAWA ELECTRIC CORP ADR CMN 10,309 12,919
    YUM BRANDS, INC. CMN 12,575 16,718
    ZALANDO SE ADR CMN 5,248 11,810
    ZIMMER BIOMET HOLDINGS INC 14,244 16,359
    ZURICH INS GROUP LTD SPONSORED ADR CMN 26,743 27,043

    TY 2020 InvestmentsOtherSchedule2
    Name:
    ROXANNE QUIMBY FOUNDATION INC
    EIN:
    47-5008812
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    BROAD STREET REAL ESTATE CREDIT PARTNER III OFFSHORE LP AT COST 151,558 127,184
    BROAD STREET REAL ESTATE CREDIT PARTNERS II OFFSHORE FEEDER FUND, L.P. AT COST 0 30,590
    DISTRESSED MANAGERS IV OFFSHORE LP AT COST 0 94,763
    GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. / GSCP VINSTITUTIONAL AIV, L.P. AT COST 5,604 13,302
    HEDGE FUND OPPORTUNITIES LTD CLASS A SERIES 1 (II) AT COST 1,500,000 1,623,007
    LAUNCH OPPORTUNITIES OFFSHORE SCSP AT COST 693,336 615,943
    MAINE COAST HERITAGE TRUST PRI RECEIVABLE AT COST 125,000 125,000
    PRIVATE EQUITY MANAGERS (IMPACT 2018) OFFSHORE LP (II, C) AT COST 380,199 335,246
    PRIVATE EQUITY MANAGERS (2017) OFFSHORE SCSP AT COST 387,853 443,287
    PRIVATE EQUITY MANAGERS (2019) OFFSHORE SCSP AT COST 355,603 382,385
    PRIVATE EQUITY MANAGERS (IMPACT) OFFSHORE LP AT COST 681,520 751,618
    U.S. REAL PROPERTY INCOME FUND, L.P. AT COST 398,671 589,775
    VINTAGE FUND VI OFFSHORE, L.P. AT COST 0 404,698
    VINTAGE VII AIV OFFSHORE SCSP AT COST 975 975
    VINTAGE VII OFFSHORE HOLDINGS LP AT COST 262,964 354,558
    VINTAGE VIII OFFSHORE HOLDINGS LP AT COST 413,854 464,542

    TY 2020 LegalFeesSchedule
    Name:
    ROXANNE QUIMBY FOUNDATION INC
    EIN:
    47-5008812
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 280 0   280


    TY 2020 OtherExpensesSchedule
    Name:
    ROXANNE QUIMBY FOUNDATION INC
    EIN:
    47-5008812
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BANK FEES 149 0   149
    OTHER INVESTMENT EXPENSES 34,966 34,966   0
    BASKAHEGAN ISTRIBUTION TO ELLIOTSVILLE FOUNDATION INC. 562,220 0   0


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    ROXANNE QUIMBY FOUNDATION INC
    EIN:
    47-5008812
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES 203,281 203,281   0
    OTHER CONSULTING 1,083 0   1,083


    TY 2020 TaxesSchedule
    Name:
    ROXANNE QUIMBY FOUNDATION INC
    EIN:
    47-5008812
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL NET INVESTMENT INCOME TAX 60,000 0   0