Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THE OSA FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)351 W HUBBARD STREET STE 600
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60654
A Employer identification number

72-1589724
B Telephone number (see instructions)

(312) 920-9490
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$10,333,524J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 401,698
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 143,932 143,932  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 392,960
b Gross sales price for all assets on line 6a 4,025,767
7 Capital gain net income (from Part IV, line 2)... 392,960
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 938,590 536,892 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0 0 0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 6,000 3,000 0 0
c Other professional fees (attach schedule).... Click to see attachment 161,952 29,252 0 0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 5,816 816 0 0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 502 0 0 0
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 32,608 30,242 0 0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 206,878 63,310 0 0
25 Contributions, gifts, grants paid....... 669,000 669,000
26 Total expenses and disbursements. Add lines 24 and 25 875,878 63,310 0 669,000
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 62,712
b Net investment income (if negative, enter -0-) 473,582
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 281,257 282,049 288,529
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 79,070 Click to see attachment79,070 91,735
b Investments—corporate stock (attach schedule)....... 6,061,817 Click to see attachment6,021,525 7,398,093
c Investments—corporate bonds (attach schedule)....... 2,035,454 Click to see attachment1,835,929 1,930,811
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 683,931 Click to see attachment643,271 610,147
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment16,046 Click to see attachment14,209 Click to see attachment14,209
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 9,157,575 8,876,053 10,333,524
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 9,157,575 8,876,053
29 Total net assets or fund balances (see instructions)..... 9,157,575 8,876,053
30 Total liabilities and net assets/fund balances (see instructions). 9,157,575 8,876,053
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
9,157,575
2
Enter amount from Part I, line 27a .....................
2
62,712
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
9,220,287
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
344,234
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
8,876,053
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBICALLY TRADED SECURITIES      
b LT PARTNERSHIP PASSTHROUGH GAIN P    
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 4,025,195   3,632,807 392,388
b 572     572
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       392,388
b       572
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 392,960
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 392,388
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 6,583
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 6,583
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 6,583
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 8,255
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 8,255
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,672
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet1,672 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.THEOSAFOUNDATION.ORG
    14
    The books are in care ofbulletROBIN LAVIN Telephone no.bullet (312) 920-9490

    Located atbullet351 W HUBBARD STREETCHICAGOIL ZIP+4bullet606541760
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ROBIN LAVIN PRESIDENT/SECRETARY
    30.00     		0 0 0
    351 W HUBBARD STREET SUITE 600
    CHICAGO,IL60654
    JACK LAVIN V.P./TREASURER
    1.00     		0 0 0
    351 W HUBBARD STREET SUITE 600
    CHICAGO,IL60654
    ANDREA LAVIN DIRECTOR
    1.00     		0 0 0
    351 W HUBBARD STREET SUITE 600
    CHICAGO,IL60654
    ERIC LAVIN DIRECTOR
    1.00     		0 0 0
    351 W HUBBARD STREET SUITE 600
    CHICAGO,IL60654
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    AMY L SAUER INC STRATEGIC ADV 131,750
    217 HOLMES AVENUE
    CLARENDON HILLS,IL60514
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    8,769,965
    b
    Average of monthly cash balances.......................
    1b
    316,043
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    9,086,008
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    9,086,008
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    136,290
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    8,949,718
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    447,486
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    447,486
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    6,583
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    6,583
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    440,903
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    440,903
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    440,903
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    669,000
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    669,000
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    669,000
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 440,903
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016...... 129,903
    c From 2017...... 133,625
    d From 2018...... 123,723
    e From 2019...... 192,733
    fTotal of lines 3a through e........ 579,984
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 669,000
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 440,903
    e Remaining amount distributed out of corpus 228,097
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 808,081
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		808,081
    10 Analysis of line 9:
    a Excess from 2016.... 129,903
    b Excess from 2017.... 133,625
    c Excess from 2018.... 123,723
    d Excess from 2019.... 192,733
    e Excess from 2020.... 228,097
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ROBIN LAVIN
    JACK LAVIN
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALL CHICAGO
    651 W WASHINGTON 504
    CHICAGO,IL60661     		NONE PUBLIC STUDENT EMERGENCY FUND 10,000
    BOTTOM LINE CHICAGO
    65 EAST WACKER PL 800
    CHICAGO,IL60601     		NONE PUBLIC GENERAL OPERATING 25,000
    BRAVEN CHICAGO
    100 N LASALLE STREET SUITE 310
    CHICAGO,IL60602     		NONE PUBLIC GENERAL OPERATING 25,000
    CAMELBACK VENTURES
    643 MAGAZINE STREET SUITE 206
    NEW ORLEANS,LA70130     		NONE PUBLIC GENERAL OPERATING 20,000
    CHICAGO COALITION FOR HOMELESS
    70 E LAKE ST 720
    CHICAGO,IL60601     		NONE PUBLIC SCHOLARSHIP AND LAPTOP PROGRAM 12,000
    CHICAGO COMMUNITY FOUNDATION
    225 N MICHIGAN AVE 2200
    CHICAGO,IL60601     		NONE PUBLIC PROGRESSIVE PATHWAYS FUND 10,000
    CHICAGO FOUNDATION FOR WOMEN
    140 S DEARBORN SUITE 400
    CHICAGO,IL60603     		NONE PUBLIC ENGLEWOOD WOMENS INITIATIVE 10,000
    CHICAGO PUBLIC EDUCATION FUND
    200 WEST ADAMS 1175
    CHICAGO,IL60606     		NONE PUBLIC GENERAL OPERATING 25,000
    CHICAGO SCHOLARS
    247 S STATE ST SUITE 700
    CHICAGO,IL60604     		NONE PUBLIC GENERAL OPERATING 25,000
    CITY CENTER FOR COLLABORATIVE LEARNING
    650 N 6TH AVENUE
    TUCSON,AZ85705     		NONE PUBLIC COMMUNITY SHARE 22,000
    CITY COLLEGES OF CHICAGO FOUNDATION
    180 N WABASH SUITE 200
    CHICAGO,IL60601     		NONE PUBLIC CHANCELLOR'S FUND FOR EXCELLENCE 50,000
    EDUCATORS FOR EXCELLENCE CHICAGO
    351 W HUBBARD SUITE 805
    CHICAGO,IL60654     		NONE PUBLIC GENERAL OPERATING 25,000
    EMBARC INC
    25 S CLARK 16TH FLOOR
    CHICAGO,IL60603     		NONE PUBLIC GENERAL OPERATING 30,000
    GLOBAL GLIMPSE
    490 LAKE PARK AVENUE 16309
    OAKLAND,CA94610     		NONE PUBLIC GENERAL OPERATING 5,000
    GOLDEN APPLE FOUNDATION
    901 W JACKSON BLVD SUITE 205
    CHICAGO,IL60607     		NONE PUBLIC GENERAL OPERATING 15,000
    HEALTHY SCHOOLS CAMPAIGN
    2545 W DIVERSEY SUITE 214
    CHICAGO,IL60647     		NONE PUBLIC CHICAGO SCHOOL HEALTH PROJECTS 20,000
    HIGH JUMP
    59 W NORTH BOULEVARD
    CHICAGO,IL60610     		NONE PUBLIC GENERAL OPERATING 15,000
    IMENTOR CHICAGO
    332 SOUTH MICHIGAN AVENUE 9TH FLOOR
    CHICAGO,IL60604     		NONE PUBLIC GENERAL OPERATING 10,000
    INTRINSIC SCHOOLS
    4540 W BELMONT AVENUE
    CHICAGO,IL60641     		NONE PUBLIC GENERAL OPERATING 25,000
    LEAP INNOVATIONS
    222 W MERCHANDISE MART PLAZA 2300
    CHICAGO,IL60654     		NONE PUBLIC EDUCATOR PROGRAMMING 20,000
    NATIONAL LOUIS UNIVERSITY
    122 SOUTH MICHIGAN AVENUE
    CHICAGO,IL60603     		NONE PUBLIC UNDERGRADUATE PROGRAM 20,000
    NOBLE STREET CHARTER SCHOOLS
    1 NORTH STATE ST FL 7-L
    CHICAGO,IL60602     		NONE PUBLIC NOBLE FORWARD 20,000
    ONE GOAL CHICAGO
    180 N WABASH SUITE 800
    CHICAGO,IL60601     		NONE PUBLIC GENERAL OPERATING 25,000
    ONE MILLION DEGREES
    180 N WABASH SUITE 310
    CHICAGO,IL60601     		NONE PUBLIC GENERAL OPERATING 35,000
    PARTNERSHIP FOR COLLEGE COMPLETION
    200 SOUTH MICHIGAN AVENUE SUITE
    1410
    CHICAGO,IL60604     		NONE PUBLIC GENERAL OPERATING 20,000
    PLAYWORKS ILLINOIS
    650 W LAKE STREET SUITE 230
    CHICAGO,IL60661     		NONE PUBLIC GENERAL OPERATING 10,000
    ROLE MODEL MOVEMENT
    47 W POLK SUITE 100
    CHICAGO,IL60605     		NONE PUBLIC MY BLOCK, MY HOOD, MY CITY 5,000
    SEQUOIA SPRINGS TRAUMA HEALING CENTER INC
    2055 N KOLB ROAD SUITE 121
    TUCSON,AZ85715     		NONE PUBLIC GENERAL OPERATING 5,000
    SPARK CHICAGO
    67 E MADISON ST 2101
    CHICAGO,IL60603     		NONE PUBLIC GENERAL OPERATING 20,000
    SURGE INSTITUTE CHICAGO
    935 W CHESTNUT STREET SUITE 515
    CHICAGO,IL60642     		NONE PUBLIC GENERAL OPERATING 15,000
    SWEET WATER FOUNDATION
    5749 S PERRY AVENUE
    CHICAGO,IL60621     		NONE PUBLIC GENERAL OPERATING 20,000
    TEACH PLUS ILLINOIS
    77 W WASHINTON SUITE 1215
    CHICAGO,IL60602     		NONE PUBLIC GENERAL OPERATING 15,000
    TEACHERS SUPPORTING TEACHERS
    641 W LAKE STREET 200
    CHICAGO,IL60661     		NONE PUBLIC GENERAL OPERATING 15,000
    UNIVERSITY OF CHICAGO
    1313 E 60TH ST
    CHICAGO,IL60637     		NONE PUBLIC MIDDLE GRADES NETWORK 20,000
    UNVIRSITY OF ARIZONA
    UNIV OF AZ PO BOX 210028
    TUCSON,AZ85721     		NONE PUBLIC COMMUNITY SCHOOLS & GARDEN PROJECT 10,000
    YOUTH JOB CENTER
    1114 CHURCH STREET
    EVANSTON,IL60201     		NONE PUBLIC CHICAGO OUT OF SCHOOL YOUTH CAREER READINESS 15,000
    Total .................................bullet 3a 669,000
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 143,932  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 392,960  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 536,892 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    536,892
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    THE OSA FOUNDATION
     
    Employer identification number

    72-1589724
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    THE OSA FOUNDATION
          		Employer identification number
    72-1589724
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    JACK ROBIN LAVIN
    130 N GARLAND CT 4301
     
    CHICAGO, IL60602

    		$ 401,698


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    THE OSA FOUNDATION
          		Employer identification number

    72-1589724
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 VARIOUS MARKETABLE SECURITIES $ 401,698 2020-12-15
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    THE OSA FOUNDATION
          		Employer identification number

    72-1589724
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    THE OSA FOUNDATION
    EIN:
    72-1589724
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 6,000 3,000 0 0

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    THE OSA FOUNDATION
    EIN:
    72-1589724
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ASTRAZENECA PLC 57,331 60,617
    AUTOZONE INC 53,748 55,104
    BANK OF NY MELLON 56,998 58,630
    BOSTON PROPERTIES LP 37,728 42,520
    BROOKFIELD ASSET MANAGEMENTS 42,126 43,487
    CATERPILLAR FINANCIAL SERVICES CORP 41,478 43,750
    CHARLES SCHWAB CORP 39,700 43,231
    CHUBB INA HOLDINGS INC 36,934 39,443
    CITIGROUP INC 37,370 39,654
    CLOROX COMPANY 34,848 39,365
    COMCAST CORP 54,468 54,581
    CSX CORP 56,463 62,165
    CVS CAREMARK CORP 37,420 39,262
    DEERE & CO 39,281 39,090
    EATON CORP 37,763 38,608
    EOG RESOURCES 37,951 39,656
    EQUINOR ASA 52,985 53,574
    ERP OPERATING LP 36,958 33,951
    EXELON CORP 39,358 45,054
    FIDELITY NATIONAL INFORMATION 40,363 47,846
    FIFTH THIRD BANCORP 39,352 42,017
    GENERAL MILLS INC 39,278 39,207
    HALLIBURTON CO 3,183 3,364
    ILL TOOL WORKS 39,644 45,306
    KINDER MORGAN ENERGY 40,471 43,556
    KLA-TENCOR CORP 37,120 38,700
    LOWE'S COS INC 39,123 39,039
    LYB INTERNATIONAL FINANCE II BV 57,560 60,296
    MARSH & MCLENNAN COS INC 40,045 43,015
    METLIFE INCORPORATED 39,999 44,153
    NEXTERA ENERGY CAPITAL HOLDINGS 39,049 38,946
    PEPSICO INC NC 57,041 58,070
    PFIZER INC 39,045 38,738
    QUALCOMM INC 34,317 38,592
    REALTY INCOME CORP 42,333 42,745
    SANTANDER HOLDSINGS USA 39,644 42,015
    SIMON PETROLEUM CORP 37,919 39,147
    SOUTHERN CO 39,518 42,358
    STARBUCKS CORP 39,153 39,099
    TOYOTA MOTOR CREDIT CORP 37,557 37,364
    UNITED PARCEL SERVICE 38,059 38,379
    VERIZON COMMUNICATIONS 39,443 40,972
    VERIZON COMMUNICATIONS 34,498 38,897
    WALT DISNEY CO 37,406 42,014
    WASTE MANAGEMENT 33,901 35,234

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    THE OSA FOUNDATION
    EIN:
    72-1589724
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBVIE INC COM 14,460 15,108
    ACCENTURE PLC IRELAND CL A 6,018 15,673
    ADOBE SYSTEMS 3,355 23,506
    ADOBE SYSTEMS 4,757 14,003
    ADVANCE AUTO PARTS 10,962 11,498
    AIR PROD & CHEM INC 15,493 27,322
    AKAMAI TECHNOLOGIES 5,454 11,234
    ALCON INC 7,070 8,709
    ALEXION PHARM INC 9,208 12,030
    ALLIANZ SE ADS 10,338 14,594
    AMAZON COM INC 23,051 68,396
    AMERICAN EXPRESS CO 9,207 14,267
    AMERICAN EXPRESS CO. 17,836 25,875
    AMERICAN TOWER REIT 8,095 18,855
    AMERISOURCEBERGEN CORP 8,354 9,483
    AMGEN INC 16,290 17,704
    AMGEN INC 7,628 11,266
    ANTHEM INC COM 7,025 16,376
    APPLE INC 7,989 18,179
    APPLE INC 4,078 42,726
    APTIV PLC 4,136 8,339
    ARROW GLOBAL 838,936 656,922
    ASML HOLDING NV NY REN NEW 7,269 8,779
    ATASSIAN CORP PLC 4,565 5,379
    ATLASSIAN CORP 7,048 15,435
    BANK OF AMERICA CORP 12,477 13,761
    BANK OF AMERICA CORP 27,640 35,857
    BANK OF NY MELLON 11,752 12,987
    BERKSHIRE HATHAWAY CL-B NEW 14,951 17,158
    BIOMARIN PHARMAC SE 7,147 7,629
    BLACKROCK LIQ TEMPFUND INST 794,300 794,300
    BOX, INC CL A 12,968 12,996
    BRIGHT HORIZONS FAMILY SOLUTION 11,018 15,397
    CADENCE DESIGN SYSTEM 5,074 20,737
    CALVERT EMERGING MARKETS EQ I 384,753 529,539
    CAMDEN PROPERTY TRUST 9,400 13,090
    CAPITAL ONE FINANCIAL CORP 9,105 9,490
    CAPITAL ONE FINANCIAL CORP 13,276 19,177
    CARMAX INC 10,412 17,003
    CHARLES SCHWAB NEW 8,118 10,873
    CHARTER COMMUNICATIONS INC 10,737 31,093
    CHEESECAKE FACTORY 16,464 20,124
    CISCIO SYS INC 7,493 10,785
    COCO COLA 11,699 15,958
    COMCAST CORP 20,207 30,759
    COMCAST CORP 9,919 13,414
    COMCAST CORP 11,515 16,139
    COSTCO WHOLESALE CORP 5,838 14,694
    CRA QUALIFIED INVESTMENT 535,000 548,562
    CREDIT ACCEPTANCE 8,980 13,499
    CVS HEALTH CORP 11,609 12,840
    DANAHER CORPORATION 7,025 23,325
    DEERE & CO 13,739 25,560
    DELTA AIRLINES 14,078 15,481
    DISH NETWORK 30,770 24,029
    DROPBOX INC CL A 11,098 10,318
    EATON CORP PLC SHS 14,832 25,830
    ECO LAB 7,735 13,198
    EDISON INTERNATIONAL 26,469 26,950
    EMERSON ELECTRIC CO 6,445 10,689
    ENCOMPAS HEALTH CORP 10,111 14,388
    EQUIMIX INC COM PAR 7,707 13,569
    EXPERIAN GP LTD ADR 8,206 14,235
    FACEBOOK INC 26,713 43,979
    FIDELITY NATIONAL INFORMATION 15,705 17,117
    FIRST AMERICAN FINANCIAL 10,362 12,856
    HILTON WORLDWIDE HLDS 7,998 14,797
    HOME DEPOT 7,547 14,875
    HOME DEPOT 8,685 19,125
    HONEYWELL INTERNATIONAL 14,439 29,778
    HONEYWELL INTERNATIONAL 9,278 14,464
    HUBSPOT, INC 11,183 26,165
    HYATT 9,128 11,286
    IHS MARKIT LTD 9,406 15,810
    ILL TOOL WORKS 8,418 19,776
    INTEL BUSINESS MACHINES CORP 8,329 11,455
    INTERCONTINENTAL HOTELS GROUP 13,368 18,038
    INTUIT INC 5,824 17,093
    ISHARES RUSSELL 2000 ETF 300,396 412,707
    ISHARES RUSSELL MID-CAP ETF 358,142 455,858
    ISHARES TRUST ISHARES ESG 348,178 465,265
    JOHNSON & JOHNSON 11,327 18,256
    JP MORGAN CHASE 18,258 36,088
    KEURIG DR PEPPER INC 10,222 11,936
    KRONOS WORLDWIDE INC 17,929 16,073
    LAM RESEARCH CORPORATION 11,790 19,835
    MARRIOTT INTL INC 8,909 14,907
    MARSH & MCLENNAN COS INC 6,921 14,976
    MARTIN MARIETTA METERIALS 6,768 11,643
    MCKESSON CORP 8,379 12,522
    MERCK & CO 7,966 11,779
    MICROSOFT CORP 9,762 44,039
    MICROSOFT CORP 1,940 9,786
    MONSTER BEVERAGE CORP NEW COM 7,704 11,375
    MOTOROLA SLUTIONS 7,118 18,707
    NOVARTIS AG ADR 6,672 8,593
    NOVO NORDISK A/S ADR 6,622 11,525
    NUTANIX INC CL A 8,361 17,847
    NUTANIX INC CL A 2,609 4,016
    NVIDIA CORPORATION 5,274 18,799
    NVIDIA CORPORATION 7,668 21,410
    NXP SEMICONDUCTORS NV 7,704 9,541
    ORACLE CORP 7,245 10,350
    OTIS WORLDWIDE CORP 10,782 15,266
    PALO ALTO NETWORKS 7,620 16,703
    PAX WORLD SMALL CAP 197,063 248,249
    PEPSICO INC NC 11,356 17,944
    PINNACLE FINANCIAL 14,752 18,290
    PLURALSIGHT INC COM CL A 8,400 20,813
    PPG INDUSTRIES INC 9,790 13,268
    PROGRESSIVE CORP OHIO 7,651 12,756
    PROGRESSIVE CORP OHIO 3,960 13,052
    QUALCOMM INC 10,992 13,863
    QUALCOMM INC 6,565 18,738
    REGENERON PHARM 6,177 8,696
    REYNOLDS CONSUMER PRODS 10,971 11,595
    ROCHE HOLDINGS AR 8,150 10,259
    SALESFORCE.COM, INC 16,900 22,253
    SALESFORCE.COM, INC 6,179 15,132
    SAP AG 8,083 11,083
    SEMPRA ENERGY 22,885 27,266
    SPLUNK INC 5,698 14,611
    STRYKER CORP 6,594 14,457
    SYNCHRONY FINANCIAL 16,320 22,943
    TC ENERGY CORP 12,423 9,895
    TE CONNECTIVITY LTD NEW 17,033 30,267
    TEXAS INSTRUMENTS 5,970 10,012
    THERMO FISHER SCIENTIFIC 10,572 24,221
    T-MOBILE US INC 8,157 15,238
    T-MOBILE US INC 15,380 21,981
    TOUCHSTONE 846,556 914,392
    TRAVELERS COMPANIES INC COM 8,746 11,791
    UBER TECHNOLOGIES 7,459 12,393
    ULTA BEAUTY INC 9,590 12,922
    UNITED PARCEL SERVICE INC CL B 14,372 22,734
    UNITED PARCEL SERVICE INC CL B 12,845 20,208
    UNITEDHEALTH GP INC 4,444 13,676
    UNITEDHEALTH GP INC 14,593 25,950
    US BANKCORP COM NEW 10,191 11,135
    VERTIV HOLDINGS LLC CL A 10,857 12,210
    VISA INC CL A 7,082 34,122
    VMWARE INC CLASS A 9,953 10,940
    W W GRAINFER INC 6,283 13,067
    WALT DISNEY 9,720 17,574
    WORKDAY 3,842 4,073
    WORKDAY 7,198 16,054
    WORKIVA INC CLASS A 12,435 24,463

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    THE OSA FOUNDATION
    EIN:
    72-1589724
    US Government Securities - End of Year Book Value:

    79,070
    US Government Securities - End of Year Fair Market Value:

    91,735
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2020 InvestmentsOtherSchedule2
    Name:
    THE OSA FOUNDATION
    EIN:
    72-1589724
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ARTHUR STREET FUND IV AT COST 160,918 127,794
    BETTER VENTURES FUND II AT COST 177,912 177,912
    BRIDGES VENTURES US SUS GROWTH FUND AT COST 158,163 158,163
    IMPACT ENGINE VENTURES AT COST 46,278 46,278
    THINKCERCA.COM AT COST 25,000 25,000
    VIRIDIS LEARNING AT COST 75,000 75,000

    TY 2020 OtherAssetsSchedule
    Name:
    THE OSA FOUNDATION
    EIN:
    72-1589724
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    ACCRUED INTEREST 16,046 14,209 14,209


    TY 2020 OtherDecreasesSchedule
    Name:
    THE OSA FOUNDATION
    EIN:
    72-1589724
    Description Amount
    BRIDGE VENTURES US FUND BOOK/TAX DIFF 43,601
    ARTHUR STREET FUND IV BOOK/TAX DIFF 4
    ADJ FOR COST BASIS OF STOCK DONATION 300,629


    TY 2020 OtherExpensesSchedule
    Name:
    THE OSA FOUNDATION
    EIN:
    72-1589724
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ARTHUR STREET FUND IV FEES 14,171 14,171 0 0
    BETTER VENTURES FUND II FEES 5,646 5,646 0 0
    BRIDGES VENTURE US FUND FEES 6,193 6,193 0 0
    DUES 1,528 0 0 0
    INFORMATION TECHNOLOGY 838 0 0 0
    IMPACT ENGINE VENTURES II FEES 4,232 4,232 0 0


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE OSA FOUNDATION
    EIN:
    72-1589724
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CONSULTING 132,700 0 0 0
    INVESTMENT MANAGEMENT FEES 29,252 29,252 0 0
    CONSULTANT MEETING 0 0 0 0


    TY 2020 TaxesSchedule
    Name:
    THE OSA FOUNDATION
    EIN:
    72-1589724
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES ON INVESTMENTS 816 816 0 0
    INCOME TAX 5,000 0 0 0