TY 2020 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
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Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020

Name of foundation
WAKE FAMILY CHARITABLE FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)114 W 47TH ST NY8-114-07-07 AFT
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY100361510

A Employer identification number

81-1684715

B Telephone number (see instructions)

(888) 866-3275

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$3,494,182J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	1,790,119
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	50,426		34,076
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		262,679
b	Gross sales price for all assets on line 6a 3,047,100
7	Capital gain net income (from Part IV, line 2)...			262,679
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	2,103,224		296,755
13	Compensation of officers, directors, trustees, etc.
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........					0
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....		20,962	12,577		8,385
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...		2,468	468		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		582	490		92
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	24,012		13,535	0	8,477
25	Contributions, gifts, grants paid.......	130,000				130,000
26	Total expenses and disbursements. Add lines 24 and 25	154,012		13,535	0	138,477
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	1,949,212
b	Net investment income (if negative, enter -0-)			283,220
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............		28	28
	2	Savings and temporary cash investments.........		137,375	137,375
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	1,114,747	1,490,098	2,098,653
	c	Investments—corporate bonds (attach schedule).......		1,248,811	1,258,126
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........			0
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	1,114,747	2,876,312	3,494,182
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	1,114,747	2,876,312
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	1,114,747	2,876,312
	30	Total liabilities and net assets/fund balances (see instructions).	1,114,747	2,876,312

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

1,114,747

Enter amount from Part I, line 27a .....................

1,949,212

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

3,063,959

Decreases not included in line 2 (itemize) bullet

187,647

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

2,876,312

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	19. AES CORP COM	2018-09-21	2020-04-16
b	98. AES CORP COM	2018-09-20	2020-04-16
c	72. AES CORP COM	2018-09-21	2020-04-17
d	164. AES CORP COM	2018-09-25	2020-09-24
e	5. AES CORP COM	2018-09-21	2020-09-24
	149. AES CORP COM	2018-09-25	2020-09-25
	2. AES CORP COM	2018-09-25	2020-09-28
	128. AES CORP COM	2018-10-02	2020-09-28
	39. AES CORP COM	2018-10-02	2020-09-28
	41. AES CORP COM	2018-10-03	2020-09-29
	58. AES CORP COM	2018-10-02	2020-09-29
	1. AES CORP COM	2018-10-03	2020-09-29
	56. AES CORP COM	2019-05-13	2020-10-14
	29. AES CORP COM	2018-10-03	2020-10-14
	19. AES CORP COM	2019-05-14	2020-10-15
	69. AES CORP COM	2019-05-13	2020-10-15
	62. AES CORP COM	2019-05-14	2020-10-15
	36. AES CORP COM	2019-05-13	2020-10-15
	60. AES CORP COM	2020-02-04	2020-10-16
	28. AES CORP COM	2019-05-14	2020-10-16
	3. AES CORP COM	2020-06-30	2020-10-16
	85. AES CORP COM	2020-02-28	2020-10-16
	226. AES CORP COM	2020-06-30	2020-10-19
	1. ALIBABA GROUP HOLDING LT	2019-09-05	2020-04-17
	11. ALIBABA GROUP HOLDING LT	2019-09-05	2020-06-15
	2. ALIBABA GROUP HOLDING LT	2019-09-05	2020-11-30
	7. ALIBABA GROUP HOLDING LT	2019-09-05	2020-11-30
	1. ALIBABA GROUP HOLDING LT	2019-09-10	2020-11-30
	18. ALLY FINANCIAL INC	2018-02-12	2020-11-30
	15. ALLY FINANCIAL INC	2018-02-09	2020-11-30
	45. ALLY FINANCIAL INC	2018-02-12	2020-11-30
	7. ALLY FINANCIAL INC	2018-02-13	2020-11-30
	1. ALPHABET INC SHS CL C	2012-08-28	2020-04-01
	3. ALPHABET INC SHS CL C	2012-08-28	2020-11-30
	1. ALPHABET INC SHS CL A	2012-06-29	2020-04-01
	3. ALPHABET INC SHS CL A	2012-06-29	2020-11-30
	12. ALTRIA GROUP INC	2015-07-09	2020-04-17
	49. ALTRIA GROUP INC	2015-07-09	2020-09-01
	3. ALTRIA GROUP INC	2015-07-09	2020-09-01
	6. ALTRIA GROUP INC	2015-08-04	2020-09-01
	88. ALTRIA GROUP INC	2015-08-05	2020-09-01
	18. ALTRIA GROUP INC	2015-08-05	2020-09-02
	4. ALTRIA GROUP INC	2015-08-05	2020-09-02
	74. ALTRIA GROUP INC	2015-08-05	2020-11-02
	19. ALTRIA GROUP INC	2015-08-06	2020-11-02
	10. ALTRIA GROUP INC	2016-01-20	2020-11-02
	41. ALTRIA GROUP INC	2017-09-05	2020-11-02
	4. ALTRIA GROUP INC	2017-09-05	2020-11-02
	27. ALTRIA GROUP INC	2015-08-06	2020-11-02
	31. ALTRIA GROUP INC	2017-09-05	2020-11-03
	3. ALTRIA GROUP INC	2018-03-20	2020-11-03
	45. ALTRIA GROUP INC	2018-03-20	2020-11-03
	31. ALTRIA GROUP INC	2018-03-20	2020-11-30
	32. ALTRIA GROUP INC	2019-03-05	2020-11-30
	40. ALTRIA GROUP INC	2019-10-29	2020-11-30
	20. ALTRIA GROUP INC	2019-10-29	2020-11-30
	42. ALTRIA GROUP INC	2019-03-05	2020-11-30
	69. ALTRIA GROUP INC	2020-03-10	2020-12-14
	33. ALTRIA GROUP INC	2020-02-04	2020-12-14
	20. ALTRIA GROUP INC	2019-10-29	2020-12-14
	1. AMAZON COM INC	2020-02-04	2020-04-17
	1. AMAZON COM INC	2020-01-07	2020-11-30
	1. AMAZON COM INC	2020-02-04	2020-11-30
	1000. AMAZON.COM INC	2020-02-04	2020-04-16
	25000. ANAHEIM CA RDA SUCCESSOR	2018-01-05	2020-01-31
	13. APPLE INC	2016-03-31	2020-02-04
	6. APPLE INC	2016-03-31	2020-07-27
	17. APPLE INC	2016-03-31	2020-07-27
	115. APPLE INC	2016-03-31	2020-09-01
	18. APPLE INC	2016-03-31	2020-09-10
	48. APPLE INC	2016-06-10	2020-11-30
	87. APPLE INC	2016-03-31	2020-11-30
	30. APPLIED MATERIALS INCORPORATED	2020-07-27	2020-11-30
	6. BP AMOCO P L C SPONSORED ADR	2015-09-09	2020-11-30
	58. BP AMOCO P L C SPONSORED ADR	2015-09-09	2020-11-30
	1000. BANK OF MONTREAL	2020-02-04	2020-04-16
	3000. BANK OF MONTREAL	2020-02-04	2020-10-09
	1000. BANK OF MONTREAL	2020-02-07	2020-10-09
	6000. BANK OF MONTREAL	2020-07-07	2020-10-09
	20. BAXTER INTERNATIONAL INC	2017-10-10	2020-02-04
	11. BAXTER INTERNATIONAL INC	2017-10-11	2020-02-04
	5. BAXTER INTERNATIONAL INC	2017-05-05	2020-02-04
	30. BAXTER INTERNATIONAL INC	2017-05-04	2020-02-04
	15. BAXTER INTERNATIONAL INC	2017-04-18	2020-02-04
	9. BAXTER INTERNATIONAL INC	2017-04-17	2020-02-04
	5. BERKSHIRE HATHAWAYINC	2020-04-24	2020-11-30
	20. BERKSHIRE HATHAWAYINC	2020-04-24	2020-11-30
	11. BIOGEN INC	2016-12-13	2020-11-03
	3. BIOGEN INC	2016-12-13	2020-11-03
	14. BIOGEN INC	2017-02-21	2020-11-04
	3. BIOGEN INC	2016-12-13	2020-11-04
	2. BIOGEN INC	2017-02-21	2020-11-30
	1. BIOGEN INC	2017-02-21	2020-11-30
	55. BLACKROCK BOND ALLOC	2020-03-06	2020-04-17
	1845. BLACKROCK BOND ALLOC	2020-06-30	2020-08-18
	1229. BLACKROCK BOND ALLOC	2020-03-06	2020-08-18
	1188. BLACKROCK BOND ALLOC	2020-02-04	2020-04-17
	9823. BLACKROCK BOND ALLOC	2020-02-04	2020-08-18
	14652. BLACKROCK BOND ALLOC	2020-06-30	2020-08-18
	346. BLACKROCK BOND ALLOC	2020-07-02	2020-08-18
	3042. BLACKROCK BOND TARGET S SHARES PORTFOLIO	2020-07-08	2020-08-18
	123. BLACKROCK TARGET SHARES- BATS SERIES A	2020-02-04	2020-04-17
	1191. BLACKROCK TARGET SHARES- BATS SERIES A	2020-02-04	2020-07-08
	1769. BLACKROCK TARGET SHARES- BATS SERIES A	2020-06-30	2020-07-08
	2. BOOKING HLDGS INC	2020-03-24	2020-08-27
	1. BOOKING HLDGS INC	2020-06-30	2020-08-27
	3. BOOKING HLDGS INC	2020-03-24	2020-08-27
	1000. BP CAP MARKETS AMERICA	2020-02-04	2020-04-16
	6. CBRE GROUP INC	2020-06-02	2020-11-30
	6. CBRE GROUP INC	2020-06-02	2020-11-30
	7. CBRE GROUP INC	2020-06-03	2020-11-30
	5. CDK GLOBAL INC	2019-03-28	2020-11-30
	12. CDK GLOBAL INC	2019-03-27	2020-11-30
	10. CDK GLOBAL INC	2019-03-28	2020-11-30
	4. CDK GLOBAL INC	2019-03-26	2020-11-30
	14. CDK GLOBAL INC	2019-03-29	2020-11-30
	2. CDK GLOBAL INC	2019-03-28	2020-11-30
	11. CDW CORP/DE	2016-02-25	2020-02-04
	2. CDW CORP/DE	2016-02-25	2020-02-28
	12. CDW CORP/DE	2016-02-26	2020-02-28
	10. CDW CORP/DE	2016-02-29	2020-03-02
	7. CDW CORP/DE	2016-02-26	2020-03-02
	8. CDW CORP/DE	2016-02-29	2020-03-03
	1000. CVS HEALTH CORP	2020-07-06	2020-08-27
	4000. CVS HEALTH CORP	2020-02-04	2020-08-27
	5000. CVS HEALTH CORP	2020-07-06	2020-10-08
	50000. CALIFORNIA MUN FIN AUTH	2011-09-29	2020-01-31
	50000. CALIFORNIA ST VARIOUS	2017-03-22	2020-06-30
	20000. CALIFORNIA ST VAR PURP	2018-08-07	2020-01-31
	50000. CALIFORNIA ST PUB WKS	2011-11-22	2020-01-31
	1000. CAPITAL ONE FINANCIAL CO	2020-02-04	2020-04-16
	6. CHEVRON CORP	2017-01-05	2020-11-30
	19. CHEVRON CORP	2017-01-25	2020-11-30
	25000. CHULA VISTA CALIF MUN	2017-06-28	2020-06-30
	94. CISCO SYSTEMS INCORPORATED	2014-01-24	2020-11-30
	6. CITIGROUP INC	2020-02-04	2020-06-30
	3. CITIGROUP INC	2016-12-27	2020-06-30
	20. CITIGROUP INC	2016-01-20	2020-06-30
	44. CITIGROUP INC	2012-10-31	2020-06-30
	60. CITIGROUP INC	2012-10-31	2020-06-30
	10. CITIGROUP INC	2020-04-17	2020-06-30
	1000. CITIGROUP INC	2020-02-04	2020-04-16
	25000. CLOVIS CALIF UNI SCH	2012-08-16	2020-01-31
	75000. COAST CMNTY COLLEGE DIST	2013-05-15	2020-06-30
	36. COGNIZANT TECHNOLOGY SOLUTIONS CORP	2015-06-11	2020-11-30
	15. COGNIZANT TECHNOLOGY SOLUTIONS CORP	2015-06-11	2020-11-30
	165. COMCAST CORP	2012-10-04	2020-07-22
	57. COMCAST CORP	2012-10-04	2020-11-30
	5000. COMCAST CORP	2020-02-04	2020-02-21
	9. DOWDUPONT INC	2017-01-09	2020-11-30
	8. DOWDUPONT INC	2017-01-10	2020-11-30
	23. DOWDUPONT INC	2019-05-15	2020-11-30
	16. DOWDUPONT INC	2017-01-12	2020-11-30
	16. DOWDUPONT INC	2017-01-13	2020-11-30
	9. DOWDUPONT INC	2017-01-17	2020-11-30
	2. DOWDUPONT INC	2017-01-20	2020-11-30
	14. DOWDUPONT INC	2019-01-17	2020-11-30
	9. DOWDUPONT INC	2019-01-17	2020-11-30
	2. DOWDUPONT INC	2017-01-10	2020-11-30
	9. DOWDUPONT INC	2019-05-15	2020-11-30
	60000. CULVER CY CA RDA	2017-11-15	2020-06-30
	84. DR HORTON INC	2016-10-19	2020-03-10
	1. DR HORTON INC	2016-10-19	2020-03-13
	31. DR HORTON INC	2017-02-21	2020-03-13
	59. DR HORTON INC	2017-03-30	2020-03-13
	8. DR HORTON INC	2017-03-31	2020-03-13
	4. DR HORTON INC	2016-10-20	2020-03-13
	1. DR HORTON INC	2017-03-31	2020-03-16
	35. DR HORTON INC	2017-03-31	2020-05-20
	37. DR HORTON INC	2018-05-17	2020-06-30
	1. DR HORTON INC	2018-05-16	2020-06-30
	6. DR HORTON INC	2018-05-17	2020-07-23
	51. DR HORTON INC	2018-05-17	2020-07-23
	42. DR HORTON INC	2020-02-04	2020-07-24
	57. DR HORTON INC	2018-05-17	2020-07-24
	8. DR HORTON INC	2020-04-01	2020-07-24
	35. DELTA AIR LINES INC	2016-02-23	2020-03-09
	43. DELTA AIR LINES INC	2016-05-19	2020-03-09
	50. DELTA AIR LINES INC	2017-01-11	2020-03-09
	43. DELTA AIR LINES INC	2017-01-11	2020-03-10
	21. DELTA AIR LINES INC	2017-01-12	2020-03-10
	15. DELTA AIR LINES INC	2020-02-04	2020-03-10
	8.88 DISH NETWORK CORPORATION CLASS A	2018-08-22	2020-02-04
	26. DISH NETWORK CORPORATION CLASS A	2018-08-23	2020-02-04
	1.41 DISH NETWORK CORPORATION CLASS A	2018-08-23	2020-02-04
	31.66 DISH NETWORK CORPORATION CLASS A	2018-10-11	2020-02-04
	.05 DISH NETWORK CORPORATION CLASS A	2018-10-10	2020-02-04
	1. DISH NETWORK CORPORATION CLASS A	2018-10-10	2020-02-04
	7.34 DISH NETWORK CORPORATION CLASS A	2018-10-11	2020-02-10
	1.55 DISH NETWORK CORPORATION CLASS A	2018-10-19	2020-02-10
	2.11 DISH NETWORK CORPORATION CLASS A	2018-10-11	2020-02-10
	12.44 DISH NETWORK CORPORATION CLASS A	2018-12-20	2020-02-11
	9.45 DISH NETWORK CORPORATION CLASS A	2018-10-19	2020-02-11
	42. DISH NETWORK CORPORATION CLASS A	2018-10-22	2020-02-11
	2.27 DISH NETWORK CORPORATION CLASS A	2018-10-22	2020-02-11
	23. DISH NETWORK CORPORATION CLASS A	2018-12-19	2020-02-11
	1.24 DISH NETWORK CORPORATION CLASS A	2018-12-19	2020-02-11
	.6 DISH NETWORK CORPORATION CLASS A	2018-10-19	2020-02-11
	20. DISH NETWORK CORPORATION CLASS A	2019-01-18	2020-02-12
	27.56 DISH NETWORK CORPORATION CLASS A	2018-12-20	2020-02-12
	2.17 DISH NETWORK CORPORATION CLASS A	2018-12-20	2020-02-12
	1.19 DISH NETWORK CORPORATION CLASS A	2019-01-17	2020-02-12
	22. DISH NETWORK CORPORATION CLASS A	2019-01-17	2020-02-12
	1.08 DISH NETWORK CORPORATION CLASS A	2019-01-18	2020-02-12
	7. DOLLAR GENERAL CORP	2018-11-26	2020-04-13
	1. DOLLAR GENERAL CORP	2018-11-26	2020-04-17
	10. DOLLAR GENERAL CORP	2018-11-26	2020-04-24
	10. DOLLAR GENERAL CORP	2018-11-30	2020-06-05
	5. DOLLAR GENERAL CORP	2018-11-26	2020-06-05
	1. DOLLAR GENERAL CORP	2018-12-07	2020-06-09
	8. DOLLAR GENERAL CORP	2018-11-30	2020-06-09
	11. DOLLAR GENERAL CORP	2018-12-07	2020-06-15
	2. DOLLAR GENERAL CORP	2018-12-07	2020-11-30
	14. DOLLAR GENERAL CORP	2018-12-11	2020-11-30
	18. DOLLAR GENERAL CORP	2019-01-08	2020-11-30
	3. DOLLAR GENERAL CORP	2018-12-10	2020-11-30
	4. DOLLAR TREE INC	2019-03-06	2020-11-30
	32. DOLLAR TREE INC	2019-03-06	2020-11-30
	3. DOLLAR TREE INC	2019-03-13	2020-11-30
	7. DOLLAR TREE INC	2019-03-06	2020-11-30
	7. DOLLAR TREE INC	2019-03-06	2020-11-30
	6000. DOWDUPONT INC	2020-02-04	2020-11-16
	8000. DOWDUPONT INC	2020-07-06	2020-11-16
	2000. DOWDUPONT INC	2020-08-18	2020-11-16
	9. DUPONT DE NEMOURS INC	2019-01-17	2020-02-04
	9. DUPONT DE NEMOURS INC	2017-01-17	2020-02-04
	10. DUPONT DE NEMOURS INC	2017-01-13	2020-02-04
	18. DUPONT DE NEMOURS INC	2019-05-15	2020-02-04
	7. E*TRADE FINANCIAL CORP	2017-10-10	2020-02-04
	12. E*TRADE FINANCIAL CORP	2017-10-09	2020-02-04
	75000. EAST BAY CALIF MUN UTIL	2014-06-10	2020-06-30
	60000. E SIDE UN HSD CA SANTA	2018-01-03	2020-06-30
	1000. ENTERPRISE PRODUCTS OPER	2020-02-04	2020-04-16
	18. FACEBOOK INC	2020-02-04	2020-06-08
	6. FACEBOOK INC	2020-02-04	2020-06-18
	15. FACEBOOK INC	2020-02-04	2020-08-19
	2. FACEBOOK INC	2020-02-04	2020-08-19
	19. FACEBOOK INC	2020-02-04	2020-08-19
	1111.57 FHLMC SD 8001 03 50%2049	2020-03-25	2020-03-25
	5000. FHLMC SD 8001 03 50%2049	2020-02-10	2020-04-16
	1861.93 FHLMC SD 8001 03 50%2049	2020-04-27	2020-04-27
	1720.99 FHLMC SD 8001 03 50%2049	2020-05-26	2020-05-26
	1464.25 FHLMC SD 8001 03 50%2049	2020-06-25	2020-06-25
	1411.03 FHLMC SD 8001 03 50%2049	2020-07-27	2020-07-27
	1217.22 FHLMC SD 8001 03 50%2049	2020-08-25	2020-08-25
	988.62 FHLMC SD 8001 03 50%2049	2020-09-25	2020-09-25
	976.77 FHLMC SD 8001 03 50%2049	2020-10-26	2020-10-26
	951.97 FHLMC SD 8001 03 50%2049	2020-11-25	2020-11-25
	827.79 FHLMC SD 8001 03 50%2049	2020-12-28	2020-12-28
	350.09 FHLMC SD 8016 03%2049	2020-03-25	2020-03-25
	3000. FHLMC SD 8016 03%2049	2020-02-13	2020-04-16
	853.44 FHLMC SD 8016 03%2049	2020-04-27	2020-04-27
	1044.55 FHLMC SD 8016 03%2049	2020-05-26	2020-05-26
	847.71 FHLMC SD 8016 03%2049	2020-06-25	2020-06-25
	944.86 FHLMC SD 8016 03%2049	2020-07-27	2020-07-27
	1057.01 FHLMC SD 8016 03%2049	2020-08-25	2020-08-25
	1132.76 FHLMC SD 8016 03%2049	2020-09-25	2020-09-25
	1171.47 FHLMC SD 8016 03%2049	2020-10-26	2020-10-26
	1151.2 FHLMC SD 8016 03%2049	2020-11-25	2020-11-25
	962.87 FHLMC SD 8016 03%2049	2020-12-28	2020-12-28
	227.79 FHLMC SD 8074 03%2050	2020-08-25	2020-08-25
	666.99 FHLMC SD 8074 03%2050	2020-09-25	2020-09-25
	916.69 FHLMC SD 8074 03%2050	2020-10-26	2020-10-26
	1336.35 FHLMC SD 8074 03%2050	2020-11-25	2020-11-25
	2224.74 FHLMC SD 8074 03%2050	2020-12-28	2020-12-28
	50.91 FHLMC SD 8090 02%2050	2020-09-25	2020-09-25
	88.63 FHLMC SD 8090 02%2050	2020-10-26	2020-10-26
	119.22 FHLMC SD 8090 02%2050	2020-11-25	2020-11-25
	123.63 FHLMC SD 8090 02%2050	2020-12-28	2020-12-28
	87.51 FHLMC SD 8107 02 50%2050	2020-11-25	2020-11-25
	128.67 FHLMC SD 8107 02 50%2050	2020-12-28	2020-12-28
	799.92 FNMA PBM2007 04%2048	2020-08-25	2020-08-25
	4753.12 FNMA PBM2007 04%2048	2020-09-25	2020-09-25
	4965.22 FNMA PBM2007 04%2048	2020-10-26	2020-10-26
	4996.34 FNMA PBM2007 04%2048	2020-11-25	2020-11-25
	3751.81 FNMA PBM2007 04%2048	2020-12-28	2020-12-28
	386.92 FNMA PMA3521 04%2048	2020-03-25	2020-03-25
	2000. FNMA PMA3521 04%2048	2020-02-13	2020-04-16
	560.44 FNMA PMA3521 04%2048	2020-04-27	2020-04-27
	585.47 FNMA PMA3521 04%2048	2020-05-26	2020-05-26
	543.63 FNMA PMA3521 04%2048	2020-06-25	2020-06-25
	539.01 FNMA PMA3521 04%2048	2020-07-27	2020-07-27
	447.59 FNMA PMA3521 04%2048	2020-08-25	2020-08-25
	416.59 FNMA PMA3521 04%2048	2020-09-25	2020-09-25
	395.58 FNMA PMA3521 04%2048	2020-10-26	2020-10-26
	358.45 FNMA PMA3521 04%2048	2020-11-25	2020-11-25
	323.09 FNMA PMA3521 04%2048	2020-12-28	2020-12-28
	969.12 FNMA PMA3416 04 50%2048	2020-09-25	2020-09-25
	872.47 FNMA PMA3416 04 50%2048	2020-10-26	2020-10-26
	902.49 FNMA PMA3416 04 50%2048	2020-11-25	2020-11-25
	802.87 FNMA PMA3416 04 50%2048	2020-12-28	2020-12-28
	49.63 FNMA PMA3897 03%2035	2020-03-25	2020-03-25
	1000. FNMA PMA3897 03%2035	2020-02-10	2020-04-16
	97.12 FNMA PMA3897 03%2035	2020-04-27	2020-04-27
	109.58 FNMA PMA3897 03%2035	2020-05-26	2020-05-26
	166.98 FNMA PMA3897 03%2035	2020-06-25	2020-06-25
	250.1 FNMA PMA3897 03%2035	2020-07-27	2020-07-27
	825.61 FNMA PMA3897 03%2035	2020-08-25	2020-08-25
	974.03 FNMA PMA3897 03%2035	2020-09-25	2020-09-25
	926.33 FNMA PMA3897 03%2035	2020-10-26	2020-10-26
	901.63 FNMA PMA3897 03%2035	2020-11-25	2020-11-25
	774.92 FNMA PMA3897 03%2035	2020-12-28	2020-12-28
	1901.63 FNMA PMA3939 03 50%2050	2020-08-25	2020-08-25
	6299.81 FNMA PMA3939 03 50%2050	2020-09-25	2020-09-25
	5485.82 FNMA PMA3939 03 50%2050	2020-10-26	2020-10-26
	5723.67 FNMA PMA3939 03 50%2050	2020-11-25	2020-11-25
	5467.5 FNMA PMA3939 03 50%2050	2020-12-28	2020-12-28
	172.78 FNMA PMA4099 02 50%2035	2020-09-25	2020-09-25
	150.74 FNMA PMA4099 02 50%2035	2020-10-26	2020-10-26
	204.41 FNMA PMA4099 02 50%2035	2020-11-25	2020-11-25
	205.75 FNMA PMA4099 02 50%2035	2020-12-28	2020-12-28
	136.89 FNMA PMA4120 02 50%2050	2020-09-25	2020-09-25
	219.04 FNMA PMA4120 02 50%2050	2020-10-26	2020-10-26
	285.76 FNMA PMA4120 02 50%2050	2020-11-25	2020-11-25
	337.02 FNMA PMA4120 02 50%2050	2020-12-28	2020-12-28
	10. FORTIVE CORP	2017-07-17	2020-11-30
	9. FORTIVE CORP	2017-07-28	2020-11-30
	11. FORTIVE CORP	2017-07-31	2020-11-30
	10. FORTIVE CORP	2017-08-01	2020-11-30
	53. FOX CORP	2019-11-11	2020-11-30
	2. FOX CORP	2019-11-11	2020-11-30
	21. GENERAL MOTORS CO	2020-01-15	2020-11-30
	12. GENERAL MOTORS CO	2020-01-15	2020-11-30
	32. GENERAL MOTORS CO	2020-01-16	2020-11-30
	1000. GOLDMAN SACHS GROUP INC	2020-02-04	2020-04-16
	7. HUBBELL INC	2019-02-19	2020-09-18
	3. HUBBELL INC	2019-02-20	2020-09-18
	5. HUBBELL INC	2019-02-15	2020-09-18
	2. HUBBELL INC	2019-02-20	2020-09-21
	4. HUBBELL INC	2019-02-20	2020-09-21
	3. HUBBELL INC	2019-02-21	2020-09-21
	2. HUBBELL INC	2019-02-21	2020-09-22
	4. HUBBELL INC	2019-02-21	2020-09-22
	1. HUBBELL INC	2019-02-27	2020-09-23
	4. HUBBELL INC	2019-02-21	2020-09-23
	3. HUBBELL INC	2019-02-22	2020-09-23
	3. HUBBELL INC	2019-02-22	2020-09-23
	4. HUBBELL INC	2019-02-27	2020-10-02
	4. HUBBELL INC	2019-02-27	2020-10-02
	2. HUBBELL INC	2019-02-28	2020-10-02
	4. HUBBELL INC	2019-02-28	2020-10-05
	7. HUBBELL INC	2019-03-01	2020-10-05
	5. HUBBELL INC	2019-02-28	2020-10-05
	2. HUBBELL INC	2019-03-04	2020-10-06
	1. HUBBELL INC	2019-03-04	2020-10-06
	2. HUBBELL INC	2019-03-05	2020-10-06
	5. HUBBELL INC	2019-03-01	2020-10-06
	2. HUBBELL INC	2019-03-05	2020-10-23
	3. HUBBELL INC	2019-03-06	2020-10-23
	2. HUBBELL INC	2019-03-05	2020-10-23
	2. HUBBELL INC	2019-03-07	2020-10-26
	2. HUBBELL INC	2019-03-06	2020-10-26
	3. HUBBELL INC	2019-03-06	2020-10-26
	6. HUBBELL INC	2019-03-07	2020-10-26
	3. HUBBELL INC	2019-03-07	2020-10-27
	3. HUBBELL INC	2019-03-08	2020-10-27
	3. HUBBELL INC	2019-03-08	2020-10-27
	1. HUBBELL INC	2019-04-15	2020-10-27
	2. HUBBELL INC	2019-04-15	2020-10-27
	2. HUBBELL INC	2019-04-16	2020-10-27
	3. HUBBELL INC	2019-04-16	2020-11-12
	2. HUBBELL INC	2019-04-16	2020-11-12
	4. HUBBELL INC	2019-04-17	2020-11-12
	5. HUBBELL INC	2019-04-17	2020-11-13
	2. HUBBELL INC	2020-02-04	2020-11-13
	4. HUBBELL INC	2019-04-18	2020-11-13
	5. HUBBELL INC	2019-04-18	2020-11-13
	2. HUBBELL INC	2019-04-17	2020-11-13
	8. HUBBELL INC	2020-06-30	2020-11-16
	5. HUBBELL INC	2020-04-17	2020-11-16
	7. HUBBELL INC	2020-02-04	2020-11-16
	19. HUBBELL INC	2020-06-30	2020-11-17
	7. HUMANA INC	2016-10-18	2020-02-04
	2. HUMANA INC	2015-08-13	2020-02-04
	3. HUMANA INC	2015-08-06	2020-02-04
	3. HUMANA INC	2016-10-19	2020-03-12
	2. HUMANA INC	2016-10-18	2020-03-12
	15. HUMANA INC	2016-10-19	2020-03-16
	1. HUMANA INC	2018-11-27	2020-03-17
	7. HUMANA INC	2019-07-23	2020-03-17
	1. HUMANA INC	2018-05-02	2020-03-17
	7. HUMANA INC	2016-10-19	2020-03-17
	15. J P MORGAN CHASE & CO COM	2012-06-26	2020-03-03
	14. J P MORGAN CHASE & CO COM	2012-06-27	2020-03-03
	3. J P MORGAN CHASE & CO COM	2012-06-28	2020-03-03
	5. J P MORGAN CHASE & CO COM	2012-06-25	2020-03-03
	2. J P MORGAN CHASE & CO COM	2012-06-29	2020-03-09
	11. J P MORGAN CHASE & CO COM	2012-06-28	2020-03-09
	13. J P MORGAN CHASE & CO COM	2012-06-29	2020-11-30
	17. J P MORGAN CHASE & CO COM	2012-12-17	2020-11-30
	7000. JPMORGAN CHASE & CO	2020-07-07	2020-10-15
	5000. JPMORGAN CHASE & CO	2020-02-04	2020-10-15
	18. KAR AUCTION SERVICES INC	2018-04-02	2020-02-04
	10. KAR AUCTION SERVICES INC	2018-04-02	2020-02-04
	14. KAR AUCTION SERVICES INC	2018-05-18	2020-02-04
	5. KAR AUCTION SERVICES INC	2018-04-02	2020-02-04
	3. KAR AUCTION SERVICES INC	2018-04-02	2020-02-04
	4. KAR AUCTION SERVICES INC	2018-06-20	2020-02-04
	14. KAR AUCTION SERVICES INC	2018-06-21	2020-02-04
	7. KAR AUCTION SERVICES INC	2018-04-08	2020-02-04
	24. KAR AUCTION SERVICES INC	2019-03-01	2020-02-04
	1. KAR AUCTION SERVICES INC	2019-02-28	2020-02-04
	13. KAR AUCTION SERVICES INC	2019-01-22	2020-02-04
	8. KAR AUCTION SERVICES INC	2019-01-18	2020-02-04
	9. KAR AUCTION SERVICES INC	2018-06-22	2020-02-04
	22. KAR AUCTION SERVICES INC	2019-07-09	2020-02-04
	31. KAR AUCTION SERVICES INC	2018-05-11	2020-02-04
	13. KAR AUCTION SERVICES INC	2018-06-19	2020-02-04
	1. KAR AUCTION SERVICES INC	2018-05-21	2020-02-04
	14. KAR AUCTION SERVICES INC	2018-05-17	2020-02-04
	8. KAR AUCTION SERVICES INC	2018-05-16	2020-02-04
	3. KAR AUCTION SERVICES INC	2018-04-02	2020-02-04
	4. KAR AUCTION SERVICES INC	2019-03-04	2020-02-04
	1. KAR AUCTION SERVICES INC	2019-07-11	2020-02-07
	9. KAR AUCTION SERVICES INC	2019-07-09	2020-02-07
	31. KAR AUCTION SERVICES INC	2019-07-10	2020-02-07
	22. KAR AUCTION SERVICES INC	2019-09-18	2020-02-07
	9. KAR AUCTION SERVICES INC	2019-09-18	2020-02-10
	29. KAR AUCTION SERVICES INC	2019-09-19	2020-02-10
	2. KAR AUCTION SERVICES INC	2019-09-19	2020-02-11
	5. KAR AUCTION SERVICES INC	2019-09-20	2020-02-11
	16. KAR AUCTION SERVICES INC	2019-10-22	2020-02-11
	8. KAR AUCTION SERVICES INC	2019-10-22	2020-02-12
	20. KAR AUCTION SERVICES INC	2019-10-23	2020-02-12
	5. KAR AUCTION SERVICES INC	2019-10-23	2020-02-13
	10. KAR AUCTION SERVICES INC	2019-10-24	2020-02-13
	1000. KINDER MORGAN ENER PART	2020-02-04	2020-04-16
	7. KONINKLIJKE PHILIPS ELECTRS N V	2020-02-04	2020-04-17
	.3 KONINKLIJKE PHILIPS ELECTRS N V	2020-01-27	2020-07-09
	67.84 KONINKLIJKE PHILIPS ELECTRS N V	2020-02-04	2020-10-02
	17.04 KONINKLIJKE PHILIPS ELECTRS N V	2020-01-27	2020-10-02
	56.12 KONINKLIJKE PHILIPS ELECTRS N V	2020-01-28	2020-10-02
	6.64 KONINKLIJKE PHILIPS ELECTRS N V	2020-02-04	2020-11-30
	23.36 KONINKLIJKE PHILIPS ELECTRS N V	2020-02-06	2020-11-30
	5. LABORATORY CORP AMER HLDGS COM NEW	2014-12-29	2020-04-17
	14. LABORATORY CORP AMER HLDGS COM NEW	2014-12-29	2020-04-28
	8. LABORATORY CORP AMER HLDGS COM NEW	2014-12-29	2020-06-15
	7. LABORATORY CORP AMER HLDGS COM NEW	2014-12-29	2020-06-16
	5. LABORATORY CORP AMER HLDGS COM NEW	2018-05-15	2020-11-30
	2. LABORATORY CORP AMER HLDGS COM NEW	2014-12-29	2020-11-30
	5. LABORATORY CORP AMER HLDGS COM NEW	2018-05-11	2020-11-30
	3. LABORATORY CORP AMER HLDGS COM NEW	2018-05-11	2020-11-30
	5. LABORATORY CORP AMER HLDGS COM NEW	2018-05-14	2020-11-30
	3. LABORATORY CORP AMER HLDGS COM NEW	2018-05-14	2020-11-30
	50000. LOS ANGELES CALIF DEPT	2018-12-11	2020-06-30
	50000. LOS ANGELES CALIF MUN	2016-05-19	2020-06-30
	25000. LOS ANGELES CALIF UNI	2014-09-12	2020-06-30
	32. LOWES COMPANIES INC COM	2013-06-21	2020-04-16
	29. LOWES COMPANIES INC COM	2018-04-19	2020-08-19
	28. LOWES COMPANIES INC COM	2017-09-18	2020-08-19
	9. LOWES COMPANIES INC COM	2017-09-18	2020-08-19
	7. LOWES COMPANIES INC COM	2013-06-21	2020-08-19
	8. LOWES COMPANIES INC COM	2018-04-19	2020-11-30
	1. LOWES COMPANIES INC COM	2018-04-19	2020-11-30
	102. MARATHON OIL CORP	2018-06-11	2020-03-09
	46. MARATHON OIL CORP	2018-06-12	2020-03-09
	161. MARATHON OIL CORP	2019-03-19	2020-03-09
	28. MARATHON OIL CORP	2019-03-20	2020-03-09
	39. MARATHON OIL CORP	2020-02-04	2020-03-09
	101. MARATHON OIL CORP	2019-01-16	2020-03-09
	14. MARATHON OIL CORP	2020-02-04	2020-03-10
	45000. METRO WTR DT SO CALIF	2019-11-07	2020-06-30
	4. MICROSOFT CORPORATION	2016-01-06	2020-04-01
	17. MICROSOFT CORPORATION	2016-01-06	2020-04-16
	11. MICROSOFT CORPORATION	2016-01-06	2020-04-24
	3. MICROSOFT CORPORATION	2016-01-06	2020-04-28
	10. MICROSOFT CORPORATION	2016-01-20	2020-04-28
	30. MICROSOFT CORPORATION	2016-01-20	2020-07-02
	48. MICROSOFT CORPORATION	2016-01-20	2020-11-30
	5. MOLSON COORS BREWING CO CL B	2019-02-07	2020-05-13
	18. MOLSON COORS BREWING CO CL B	2019-02-08	2020-05-13
	12. MOLSON COORS BREWING CO CL B	2019-02-20	2020-05-13
	5. MOLSON COORS BREWING CO CL B	2019-02-07	2020-05-13
	6. MOLSON COORS BREWING CO CL B	2019-02-04	2020-05-13
	5. MOLSON COORS BREWING CO CL B	2019-02-05	2020-05-13
	2. MOLSON COORS BREWING CO CL B	2019-02-21	2020-05-13
	5. MOLSON COORS BREWING CO CL B	2019-02-04	2020-05-14
	5. MOLSON COORS BREWING CO CL B	2019-02-07	2020-05-20
	5. MOLSON COORS BREWING CO CL B	2019-02-05	2020-05-20
	1. MOLSON COORS BREWING CO CL B	2019-02-04	2020-05-20
	1. MOLSON COORS BREWING CO CL B	2019-10-22	2020-05-21
	25. MOLSON COORS BREWING CO CL B	2019-03-05	2020-05-21
	12. MOLSON COORS BREWING CO CL B	2019-02-21	2020-05-21
	12. MOLSON COORS BREWING CO CL B	2019-10-23	2020-05-22
	14. MOLSON COORS BREWING CO CL B	2020-02-04	2020-05-22
	17. MOLSON COORS BREWING CO CL B	2019-10-22	2020-05-22
	1. MORGAN STANLEY	2020-10-06	2020-10-06
	2000. MORGAN STANLEY	2020-02-04	2020-04-16
	2000. MORGAN STANLEY	2020-02-04	2020-08-18
	40000. NEWHALL CALIF SCH DIST	2017-06-16	2020-01-31
	2. NORFOLK SOUTHERN CORP	2017-02-21	2020-11-30
	9. NORFOLK SOUTHERN CORP	2017-04-03	2020-11-30
	1000. NORTHROP GRUMMAN CORP	2020-02-04	2020-04-16
	9. NOVARTIS AG ADR	2018-11-19	2020-02-06
	14. NOVARTIS AG ADR	2018-11-21	2020-02-06
	3. NOVARTIS AG ADR	2018-11-21	2020-02-19
	3. NOVARTIS AG ADR	2018-11-23	2020-02-19
	12. NOVARTIS AG ADR	2018-11-26	2020-02-19
	8. NOVARTIS AG ADR	2018-11-26	2020-02-20
	16. NOVARTIS AG ADR	2018-11-30	2020-02-20
	9. NOVARTIS AG ADR	2020-02-04	2020-02-28
	5. NOVARTIS AG ADR	2019-01-09	2020-02-28
	11. NOVARTIS AG ADR	2019-01-08	2020-02-28
	5. NOVARTIS AG ADR	2018-11-30	2020-02-28
	17. NOVO-NORDISK A S ADR	2017-10-26	2020-04-28
	5. NOVO-NORDISK A S ADR	2017-10-26	2020-04-29
	8. NOVO-NORDISK A S ADR	2017-10-27	2020-04-29
	1. NOVO-NORDISK A S ADR	2018-01-19	2020-05-29
	6. NOVO-NORDISK A S ADR	2018-01-18	2020-05-29
	8. NOVO-NORDISK A S ADR	2017-10-27	2020-05-29
	17. NOVO-NORDISK A S ADR	2018-01-17	2020-05-29
	10. NOVO-NORDISK A S ADR	2019-01-02	2020-11-30
	4. NOVO-NORDISK A S ADR	2019-01-03	2020-11-30
	3. NOVO-NORDISK A S ADR	2019-01-02	2020-11-30
	5. NOVO-NORDISK A S ADR	2018-01-22	2020-11-30
	8. NOVO-NORDISK A S ADR	2018-01-22	2020-11-30
	6. NOVO-NORDISK A S ADR	2018-01-19	2020-11-30
	4. O'REILLY AUTOMOTIVE INC	2018-07-10	2020-03-18
	4. O'REILLY AUTOMOTIVE INC	2018-07-09	2020-03-18
	1. O'REILLY AUTOMOTIVE INC	2018-07-19	2020-04-17
	7. O'REILLY AUTOMOTIVE INC	2018-07-19	2020-11-30
	1000. ORACLE CORP	2020-02-04	2020-04-16
	34. OTIS WORLDWIDE CORP REG	2020-04-16	2020-11-30
	6. OTIS WORLDWIDE CORP REG	2020-04-16	2020-11-30
	15. PACKAGING CORP OF AMERICA	2013-02-26	2020-02-04
	3. PACKAGING CORP OF AMERICA	2013-02-26	2020-02-13
	10. PACKAGING CORP OF AMERICA	2013-02-26	2020-02-14
	4. PACKAGING CORP OF AMERICA	2013-02-26	2020-02-18
	14. PACKAGING CORP OF AMERICA	2013-02-27	2020-02-18
	8. PACKAGING CORP OF AMERICA	2013-02-27	2020-02-19
	2. PACKAGING CORP OF AMERICA	2018-06-19	2020-02-19
	13. PACKAGING CORP OF AMERICA	2018-06-19	2020-02-24
	1. PACKAGING CORP OF AMERICA	2018-06-20	2020-02-24
	3. PACKAGING CORP OF AMERICA	2018-06-20	2020-02-28
	2. PACKAGING CORP OF AMERICA	2019-01-03	2020-02-28
	12. PACKAGING CORP OF AMERICA	2019-01-02	2020-02-28
	101. PFIZER INC	2017-04-11	2020-09-10
	15. PFIZER INC	2017-04-11	2020-09-10
	88. PFIZER INC	2017-04-12	2020-09-10
	99. PFIZER INC	2017-04-12	2020-10-14
	44. PFIZER INC	2017-04-12	2020-10-14
	8. PFIZER INC	2017-05-31	2020-10-14
	79. PFIZER INC	2017-05-31	2020-10-27
	43. PFIZER INC	2017-05-31	2020-10-27
	57. PFIZER INC	2017-06-21	2020-11-13
	28. PFIZER INC	2018-02-06	2020-11-13
	96. PFIZER INC	2018-02-06	2020-11-13
	78. PFIZER INC	2017-06-21	2020-11-13
	22. PFIZER INC	2017-05-31	2020-11-13
	43. PFIZER INC	2018-02-06	2020-11-16
	190. PFIZER INC	2020-06-30	2020-11-16
	36. PFIZER INC	2020-04-17	2020-11-16
	40. PFIZER INC	2020-02-04	2020-11-16
	50000. PICO RIVERA CALIF PUB	2016-07-01	2020-01-31
	4. QUANTA SERVICES INC	2020-03-20	2020-11-03
	18. QUANTA SERVICES INC	2020-03-19	2020-11-03
	39. QUANTA SERVICES INC	2020-03-20	2020-11-04
	34. QUANTA SERVICES INC	2020-03-20	2020-11-04
	48. QUANTA SERVICES INC	2020-03-23	2020-11-04
	9. QUANTA SERVICES INC	2020-03-23	2020-11-05
	22. QUANTA SERVICES INC	2020-03-23	2020-11-05
	8. QUANTA SERVICES INC	2020-04-01	2020-12-14
	29. QUANTA SERVICES INC	2020-03-23	2020-12-14
	38. QUANTA SERVICES INC	2020-04-01	2020-12-15
	15. QUANTA SERVICES INC	2020-04-01	2020-12-15
	2. RAYMOND JAMES FINANCIAL INC	2020-01-29	2020-11-30
	7. RAYMOND JAMES FINANCIAL INC	2020-01-29	2020-11-30
	12. RAYMOND JAMES FINANCIAL INC	2020-01-30	2020-11-30
	45000. REDWOOD CITY CALIF SCH	2018-03-14	2020-01-31
	48. REGIONS FINANCIAL CORP	2017-01-13	2020-02-04
	3. REGIONS FINANCIAL CORP	2017-01-11	2020-02-04
	181. REGIONS FINANCIAL CORP	2017-01-12	2020-02-04
	72. REGIONS FINANCIAL CORP	2017-01-13	2020-02-07
	58. REGIONS FINANCIAL CORP	2017-01-13	2020-02-10
	1. REGIONS FINANCIAL CORP	2017-01-13	2020-02-19
	27. REGIONS FINANCIAL CORP	2017-12-19	2020-02-19
	102. REGIONS FINANCIAL CORP	2017-12-19	2020-02-20
	8. REINSURANCE GROUP OF AMERICA INC	2020-10-14	2020-11-30
	50000. ROSEVILLE CALIF WTR UTIL	2015-08-21	2020-01-31
	45000. ROSEVILLE CALIF WTR UTIL	2015-08-21	2020-06-30
	5. ROSS STORES INC	2020-03-24	2020-04-17
	22. ROSS STORES INC	2020-03-24	2020-11-30
	50000. SAN FRANCISCO CALIF BART	2017-05-11	2020-01-31
	25000. SAN FRAN CA CY-CO ARPT	2016-09-16	2020-01-31
	15000. SAN JOSE CALIF GO BDS	2019-08-14	2020-01-31
	20. SANOFI ADR	2020-02-19	2020-04-17
	5. SANOFI ADR	2020-02-19	2020-11-30
	11. SANOFI ADR	2020-02-19	2020-11-30
	4. SANOFI ADR	2020-02-19	2020-11-30
	47. SANOFI ADR	2020-02-20	2020-11-30
	5. SANOFI ADR	2020-02-19	2020-11-30
	5. SANOFI ADR	2020-02-19	2020-11-30
	60000. SANTA CRUZ CA RDV	2016-06-17	2020-06-30
	6. SONY CORP/AMER SHARES NEW/	2019-06-26	2020-04-13
	4. SONY CORP/AMER SHARES NEW/	2019-06-20	2020-04-13
	5. SONY CORP/AMER SHARES NEW/	2019-06-19	2020-04-13
	4. SONY CORP/AMER SHARES NEW/	2019-06-27	2020-04-14
	1. SONY CORP/AMER SHARES NEW/	2019-06-26	2020-04-14
	6. SONY CORP/AMER SHARES NEW/	2019-06-27	2020-04-16
	7. SONY CORP/AMER SHARES NEW/	2019-06-28	2020-04-17
	16. SONY CORP/AMER SHARES NEW/	2019-06-27	2020-04-17
	2. SONY CORP/AMER SHARES NEW/	2019-06-28	2020-04-28
	11. SONY CORP/AMER SHARES NEW/	2019-07-01	2020-04-28
	9. SONY CORP/AMER SHARES NEW/	2019-07-01	2020-04-29
	10. SONY CORP/AMER SHARES NEW/	2019-07-01	2020-04-29
	21. SONY CORP/AMER SHARES NEW/	2019-07-26	2020-06-03
	9. SONY CORP/AMER SHARES NEW/	2019-07-02	2020-06-03
	12. SONY CORP/AMER SHARES NEW/	2019-07-25	2020-06-03
	10. SONY CORP/AMER SHARES NEW/	2019-07-01	2020-06-03
	11. SONY CORP/AMER SHARES NEW/	2020-02-04	2020-06-03
	75000. SOUTHERN CALIF PUB PWR	2010-08-25	2020-07-01
	50000. SOUTHERN CALIF PUB PWR	2011-11-16	2020-01-31
	35. TAIWAN S MANUFCTRING ADR	2018-09-10	2020-07-27
	21. TAIWAN S MANUFCTRING ADR	2018-09-10	2020-07-27
	9. TAIWAN S MANUFCTRING ADR	2018-09-07	2020-07-27
	6. TAIWAN S MANUFCTRING ADR	2018-09-07	2020-07-27
	21. TAIWAN S MANUFCTRING ADR	2018-09-07	2020-07-27
	17. TAIWAN S MANUFCTRING ADR	2018-09-10	2020-08-19
	38. TAIWAN S MANUFCTRING ADR	2018-10-31	2020-08-19
	11. TAIWAN S MANUFCTRING ADR	2018-10-31	2020-11-30
	19. TAIWAN S MANUFCTRING ADR	2018-10-31	2020-11-30
	33. TRUIST FINL CORP	2016-06-24	2020-03-09
	30. TRUIST FINL CORP	2016-06-24	2020-11-30
	46.68 TRUIST FINL CORP	2016-06-27	2020-12-14
	66.06 TRUIST FINL CORP	2016-06-24	2020-12-14
	2.27 TRUIST FINL CORP	2016-06-24	2020-12-14
	4. TRUIST FINL CORP	2016-06-27	2020-12-15
	30. US BANCORP DEL	2012-10-31	2020-03-03
	15. US BANCORP DEL	2012-10-31	2020-10-15
	110. US BANCORP DEL	2013-01-14	2020-10-15
	25. US BANCORP DEL	2013-01-14	2020-10-16
	38. US BANCORP DEL	2013-01-14	2020-11-30
	92. US BANCORP DEL	2013-01-14	2020-11-30
	63. US BANCORP DEL	2013-01-14	2020-12-08
	22. US BANCORP DEL	2020-02-04	2020-12-08
	1. US BANCORP DEL	2020-04-17	2020-12-08
	14. US BANCORP DEL	2020-04-17	2020-12-09
	62. US BANCORP DEL	2020-06-30	2020-12-09
	1000. US BANCORP	2020-02-04	2020-04-16
	1000. US BANCORP	2020-02-04	2020-08-18
	2000. U.S. TREASURY NOTE	2020-02-04	2020-02-28
	21000. U.S. TREASURY NOTE	2020-07-02	2020-08-17
	14000. U.S. TREASURY NOTE	2020-02-04	2020-08-17
	8000. U.S. TREASURY NOTE	2020-07-02	2020-08-18
	6000. U.S. TREASURY NOTE	2020-02-04	2020-08-18
	2000. U.S. TREASURY NOTE	2020-02-04	2020-04-16
	10000. U.S. TREASURY NOTE	2020-02-04	2020-02-07
	3000. U.S. TREASURY NOTE	2020-02-04	2020-03-06
	1000. U.S. TREASURY NOTE	2020-02-04	2020-04-16
	10000. U.S. TREASURY NOTE	2020-02-04	2020-10-21
	5000. U.S. TREASURY NOTE	2020-02-28	2020-10-21
	9000. U.S. TREASURY NOTE	2020-07-02	2020-10-21
	18000. U.S. TREASURY NOTE	2020-07-02	2020-08-18
	3000. U.S. TREASURY NOTE	2020-04-16	2020-08-18
	18000. U.S. TREASURY NOTE	2020-02-04	2020-08-18
	3000. U.S. TREASURY NOTE	2020-02-04	2020-04-16
	1000. U.S. TREASURY NOTE	2020-02-04	2020-04-16
	18000. U.S. TREASURY NOTE	2020-07-02	2020-08-18
	12000. U.S. TREASURY NOTE	2020-02-04	2020-08-18
	2000. U.S. TREASURY NOTE	2020-02-04	2020-02-28
	4000. U.S. TREASURY NOTE	2020-02-04	2020-04-16
	16000. U.S. TREASURY NOTE	2020-02-07	2020-08-18
	10000. U.S. TREASURY NOTE	2020-02-04	2020-08-18
	6000. UNITED TECHNOLOGIES CORP	2020-02-04	2020-02-28
	8. UNITEDHEALTH GROUP INC	2014-10-27	2020-02-04
	6. UNITEDHEALTH GROUP INC	2014-10-27	2020-02-06
	35000. UNIV CALIF REGTS MED CTR	2013-08-08	2020-01-31
	75000. UNIVERSITY CALIF REVS	2018-07-16	2020-06-30
	9. VERIZON COMMUNICATIONS INC	2019-03-29	2020-03-26
	37. VERIZON COMMUNICATIONS INC	2019-03-29	2020-04-16
	24. VERIZON COMMUNICATIONS INC	2019-04-25	2020-05-13
	6. VERIZON COMMUNICATIONS INC	2019-03-29	2020-05-13
	6. VERIZON COMMUNICATIONS INC	2019-03-29	2020-05-13
	29. VERIZON COMMUNICATIONS INC	2019-04-30	2020-06-15
	8. VERIZON COMMUNICATIONS INC	2019-04-25	2020-06-15
	28. VERIZON COMMUNICATIONS INC	2019-05-15	2020-06-16
	1. VERIZON COMMUNICATIONS INC	2019-04-30	2020-06-16
	14. VERIZON COMMUNICATIONS INC	2019-05-16	2020-06-16
	47. VERIZON COMMUNICATIONS INC	2019-05-20	2020-07-02
	26. VERIZON COMMUNICATIONS INC	2019-05-20	2020-07-02
	11. VERIZON COMMUNICATIONS INC	2019-05-16	2020-07-02
	33. VERIZON COMMUNICATIONS INC	2019-05-16	2020-07-02
	35. VERIZON COMMUNICATIONS INC	2019-06-14	2020-07-10
	21. VERIZON COMMUNICATIONS INC	2019-06-14	2020-07-10
	20. VERIZON COMMUNICATIONS INC	2019-05-30	2020-07-10
	17. VERIZON COMMUNICATIONS INC	2019-05-30	2020-07-10
	10. VERIZON COMMUNICATIONS INC	2019-05-20	2020-07-10
	6. VERIZON COMMUNICATIONS INC	2019-06-14	2020-08-19
	28. VERIZON COMMUNICATIONS INC	2019-07-22	2020-08-19
	40. VERIZON COMMUNICATIONS INC	2019-07-22	2020-08-19
	38. VERIZON COMMUNICATIONS INC	2019-07-30	2020-08-19
	30. VERIZON COMMUNICATIONS INC	2019-07-30	2020-08-19
	32. VERIZON COMMUNICATIONS INC	2020-02-04	2020-08-19
	4000. VERIZON COMMUNICATIONS	2020-02-04	2020-06-29
	20. VISA INC	2020-02-13	2020-11-30
	50000. VISTA CALIF UNI SCH DIST	2012-09-19	2020-06-30
	.2 VONTIER CORP	2020-10-15	2020-10-16
	4. VONTIER CORP	2017-07-17	2020-11-30
	4.4 VONTIER CORP	2017-07-31	2020-11-30
	3.6 VONTIER CORP	2017-07-28	2020-11-30
	2. VONTIER CORP	2017-08-01	2020-11-30
	11. WALMART INC	2017-07-26	2020-02-06
	8. WALMART INC	2017-01-10	2020-02-06
	7. WALMART INC	2017-07-26	2020-04-13
	12. WALMART INC	2017-07-26	2020-04-24
	1. WALMART INC	2017-08-04	2020-04-24
	25. WALMART INC	2017-08-04	2020-09-18
	13. WALMART INC	2017-08-17	2020-09-18
	9. WALMART INC	2017-08-17	2020-09-18
	14. WALMART INC	2017-08-17	2020-11-30
	1000. WALMART INC	2020-02-04	2020-04-16
	1000. WELLS FARGO & COMPANY	2020-02-04	2020-04-16
	75000. WEST VY MISSION CMNTY	2017-09-13	2020-06-30
	2.35 WESTAMERICA BANCORPORATION	2019-08-15	2020-02-04
	.83 WESTAMERICA BANCORPORATION	2019-05-20	2020-02-04
	2. WESTAMERICA BANCORPORATION	2019-05-20	2020-02-04
	2. WESTAMERICA BANCORPORATION	2018-11-19	2020-02-04
	2. WESTAMERICA BANCORPORATION	2019-02-19	2020-02-04
	262. WESTAMERICA BANCORPORATION	2020-01-24	2020-02-04
	3. WESTAMERICA BANCORPORATION	2018-02-20	2020-02-04
	1. WESTAMERICA BANCORPORATION	2018-11-19	2020-02-04
	1.81 WESTAMERICA BANCORPORATION	2019-11-14	2020-02-04
	2. WESTAMERICA BANCORPORATION	2018-08-20	2020-02-04
	1. WESTAMERICA BANCORPORATION	2018-05-21	2020-02-04
	3. WESTAMERICA BANCORPORATION	2018-05-21	2020-02-04
	40. WESTAMERICA BANCORPORATION	2018-01-24	2020-02-04
	.36 WESTAMERICA BANCORPORATION	2019-11-14	2020-02-20
	8. NXP SEMICONDUCTORS N.V.	2020-06-15	2020-11-30

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	232	265	-33
b	1,194	1,349	-155
c	919	1,005	-86
d	2,952	2,244	708
e	90	70	20
	2,666	2,039	627
	36	27	9
	2,296	1,848	448
	700	563	137
	739	595	144
	1,045	837	208
	18	15	3
	1,100	898	202
	569	421	148
	376	309	67
	1,366	1,106	260
	1,228	1,007	221
	713	577	136
	1,194	1,238	-44
	557	455	102
	60	43	17
	1,691	1,430	261
	4,501	3,240	1,261
	210	179	31
	2,387	1,965	422
	529	370	159
	1,853	1,250	603
	265	175	90
	544	504	40
	454	411	43
	1,361	1,260	101
	212	198	14
	1,111	337	774
	5,286	1,011	4,275
	1,109	289	820
	5,264	867	4,397
	496	618	-122
	2,114	2,522	-408
	129	165	-36
	259	364	-105
	3,797	4,883	-1,086
	780	999	-219
	173	222	-49
	2,696	4,106	-1,410
	692	1,057	-365
	364	569	-205
	1,494	2,566	-1,072
	146	250	-104
	984	1,502	-518
	1,158	1,940	-782
	112	185	-73
	1,681	2,773	-1,092
	1,239	1,910	-671
	1,279	1,690	-411
	1,599	1,848	-249
	799	924	-125
	1,679	2,218	-539
	2,966	2,840	126
	1,418	1,543	-125
	860	924	-64
	2,354	2,030	324
	3,167	1,901	1,266
	3,167	2,030	1,137
	1,078	1,044	34
	27,951	27,428	523
	4,124	1,422	2,702
	2,273	656	1,617
	6,441	1,860	4,581
	15,358	3,145	12,213
	2,129	492	1,637
	5,759	1,187	4,572
	10,439	2,379	8,060
	2,459	1,889	570
	119	191	-72
	1,154	1,851	-697
	1,016	1,014	2
	3,043	3,029	14
	1,014	1,010	4
	6,087	6,117	-30
	1,826	1,232	594
	1,004	682	322
	456	280	176
	2,739	1,677	1,062
	1,369	792	577
	822	475	347
	1,144	927	217
	4,575	3,710	865
	2,714	2,903	-189
	740	792	-52
	4,654	4,017	637
	997	792	205
	482	574	-92
	241	287	-46
	603	625	-22
	21,236	20,904	332
	14,146	13,961	185
	11,714	11,642	72
	97,935	96,265	1,670
	146,080	145,934	146
	3,450	3,446	4
	29,568	29,447	121
	1,135	1,247	-112
	11,612	12,077	-465
	17,248	17,212	36
	3,784	2,516	1,268
	1,892	1,585	307
	5,676	3,773	1,903
	1,056	1,068	-12
	366	276	90
	366	276	90
	427	347	80
	243	362	-119
	584	688	-104
	487	577	-90
	195	266	-71
	681	820	-139
	97	115	-18
	1,489	430	1,059
	231	78	153
	1,387	473	914
	1,182	395	787
	827	276	551
	947	316	631
	1,049	1,073	-24
	4,197	4,161	36
	5,366	5,346	20
	53,299	51,166	2,133
	62,314	56,676	5,638
	23,753	22,713	1,040
	53,628	51,710	1,918
	1,014	1,086	-72
	531	705	-174
	1,680	2,224	-544
	29,800	28,535	1,265
	4,002	2,102	1,900
	305	461	-156
	152	184	-32
	1,015	804	211
	2,234	1,639	595
	3,046	2,234	812
	508	440	68
	1,017	1,016	1
	26,115	25,724	391
	83,221	79,067	4,154
	2,803	2,326	477
	1,168	969	199
	7,031	3,016	4,015
	2,906	1,042	1,864
	5,151	5,141	10
	344	286	58
	306	244	62
	880	559	321
	612	503	109
	612	500	112
	344	278	66
	76	57	19
	535	425	110
	344	273	71
	76	62	14
	344	221	123
	63,426	62,820	606
	4,156	2,491	1,665
	38	30	8
	1,173	953	220
	2,233	1,971	262
	303	267	36
	151	117	34
	34	33	1
	1,823	1,167	656
	2,025	1,527	498
	55	41	14
	382	248	134
	3,246	2,105	1,141
	2,672	2,429	243
	3,626	2,353	1,273
	509	261	248
	1,519	1,713	-194
	1,866	1,857	9
	2,170	2,566	-396
	1,879	2,207	-328
	918	1,054	-136
	656	874	-218
	326	296	30
	956	866	90
	52	47	5
	1,165	977	188
	2	2
	37	32	5
	270	226	44
	57	51	6
	78	65	13
	480	322	158
	365	312	53
	1,621	1,388	233
	88	75	13
	888	637	251
	48	35	13
	23	20	3
	822	562	260
	1,133	715	418
	89	56	33
	49	33	16
	904	610	294
	45	30	15
	1,194	749	445
	180	107	73
	1,762	1,068	694
	1,857	1,104	753
	928	534	394
	186	103	83
	1,488	883	605
	2,063	1,130	933
	431	205	226
	3,019	1,482	1,537
	3,881	2,042	1,839
	647	312	335
	435	386	49
	3,477	3,216	261
	326	308	18
	761	644	117
	761	703	58
	6,000	6,000
	8,000	8,000
	2,000	2,000
	471	753	-282
	471	766	-295
	523	862	-339
	942	1,216	-274
	306	308	-2
	524	532	-8
	81,572	79,203	2,369
	70,260	67,356	2,904
	1,061	1,075	-14
	4,154	3,739	415
	1,411	1,246	165
	3,953	3,115	838
	527	448	79
	5,007	3,993	1,014
	1,112	1,112
	4,020	3,954	66
	1,862	1,862
	1,721	1,721
	1,464	1,464
	1,411	1,411
	1,217	1,217
	989	989
	977	977
	952	952
	828	828
	350	350
	2,957	2,864	93
	853	853
	1,045	1,045
	848	848
	945	945
	1,057	1,057
	1,133	1,133
	1,171	1,171
	1,151	1,151
	963	963
	228	228
	667	667
	917	917
	1,336	1,336
	2,225	2,225
	51	51
	89	89
	119	119
	124	124
	88	88
	129	129
	800	800
	4,753	4,753
	4,965	4,965
	4,996	4,996
	3,752	3,752
	387	387
	1,286	1,262	24
	560	560
	585	585
	544	544
	539	539
	448	448
	417	417
	396	396
	358	358
	323	323
	969	969
	872	872
	902	902
	803	803
	50	50
	1,012	994	18
	97	97
	110	110
	167	167
	250	250
	826	826
	974	974
	926	926
	902	902
	775	775
	1,902	1,902
	6,300	6,300
	5,486	5,486
	5,724	5,724
	5,468	5,468
	173	173
	151	151
	204	204
	206	206
	137	137
	219	219
	286	286
	337	337
	698	549	149
	629	494	135
	768	606	162
	698	549	149
	1,529	1,853	-324
	58	70	-12
	929	738	191
	531	442	89
	1,416	1,135	281
	1,045	1,043	2
	977	832	145
	419	360	59
	698	590	108
	268	240	28
	536	480	56
	402	358	44
	271	238	33
	542	477	65
	133	118	15
	533	477	56
	400	360	40
	400	360	40
	553	474	79
	553	474	79
	276	237	39
	559	474	85
	979	828	151
	699	592	107
	280	238	42
	140	119	21
	280	237	43
	700	592	108
	307	237	70
	460	359	101
	307	237	70
	296	238	58
	296	239	57
	444	359	85
	888	713	175
	447	357	90
	447	354	93
	447	354	93
	149	124	25
	298	248	50
	298	251	47
	459	376	83
	306	251	55
	612	506	106
	778	632	146
	311	291	20
	622	505	117
	778	631	147
	311	253	58
	1,271	992	279
	795	602	193
	1,112	1,019	93
	2,968	2,356	612
	2,399	1,216	1,183
	685	362	323
	1,028	558	470
	886	524	362
	591	347	244
	4,098	2,621	1,477
	271	310	-39
	1,897	1,974	-77
	271	289	-18
	1,897	1,223	674
	1,755	538	1,217
	1,638	509	1,129
	351	106	245
	585	176	409
	190	72	118
	1,043	390	653
	1,542	468	1,074
	2,017	737	1,280
	7,000	7,000
	5,000	5,000
	380	365	15
	211	180	31
	295	285	10
	105	102	3
	63	60	3
	84	84
	295	294	1
	148	136	12
	506	431	75
	21	18	3
	274	254	20
	169	158	11
	190	188	2
	464	546	-82
	654	631	23
	274	271	3
	21	20	1
	295	288	7
	169	163	6
	63	61	2
	84	72	12
	22	24	-2
	198	223	-25
	680	772	-92
	483	570	-87
	195	233	-38
	629	761	-132
	43	52	-9
	109	128	-19
	348	409	-61
	178	205	-27
	446	508	-62
	112	127	-15
	224	257	-33
	1,032	1,042	-10
	285	334	-49
	15	15
	3,167	3,176	-9
	795	816	-21
	2,620	2,628	-8
	344	311	33
	1,210	1,107	103
	723	542	181
	2,474	1,518	956
	1,361	868	493
	1,211	759	452
	1,000	882	118
	400	217	183
	1,000	874	126
	600	524	76
	1,000	886	114
	600	532	68
	58,965	56,144	2,821
	59,290	56,234	3,056
	26,070	25,797	273
	2,965	1,260	1,705
	4,599	2,459	2,140
	4,441	2,179	2,262
	1,427	700	727
	1,110	276	834
	1,235	678	557
	154	85	69
	367	2,194	-1,827
	165	987	-822
	579	2,786	-2,207
	101	485	-384
	140	461	-321
	363	1,573	-1,210
	53	166	-113
	58,211	55,977	2,234
	612	217	395
	2,981	922	2,059
	1,903	596	1,307
	513	163	350
	1,710	502	1,208
	6,237	1,506	4,731
	10,198	2,410	7,788
	181	327	-146
	650	1,173	-523
	433	752	-319
	181	327	-146
	217	395	-178
	181	333	-152
	72	124	-52
	174	218	-44
	189	218	-29
	189	218	-29
	38	44	-6
	37	59	-22
	928	1,524	-596
	446	745	-299
	439	711	-272
	512	797	-285
	622	1,005	-383
	34		34
	2,293	2,295	-2
	2,416	2,286	130
	48,862	47,032	1,830
	478	247	231
	2,149	1,019	1,130
	1,030	1,019	11
	872	696	176
	1,357	1,097	260
	292	235	57
	292	232	60
	1,169	938	231
	774	625	149
	1,548	1,283	265
	758	854	-96
	421	382	39
	927	836	91
	421	401	20
	1,103	835	268
	315	246	69
	504	398	106
	65	58	7
	391	338	53
	521	398	123
	1,108	955	153
	670	467	203
	268	189	79
	201	140	61
	335	288	47
	536	460	76
	402	345	57
	1,138	1,148	-10
	1,138	1,153	-15
	368	299	69
	3,099	2,092	1,007
	1,022	1,014	8
	2,270	1,533	737
	401	271	130
	1,481	624	857
	300	125	175
	991	416	575
	394	166	228
	1,381	586	795
	789	335	454
	197	234	-37
	1,289	1,520	-231
	99	116	-17
	271	349	-78
	180	166	14
	1,083	1,012	71
	3,631	3,422	209
	539	508	31
	3,164	2,976	188
	3,636	3,348	288
	1,616	1,488	128
	294	261	33
	2,964	2,579	385
	1,613	1,404	209
	2,192	1,940	252
	1,077	963	114
	3,691	3,300	391
	2,999	2,655	344
	846	718	128
	1,593	1,478	115
	7,039	6,149	890
	1,334	1,312	22
	1,482	1,529	-47
	59,653	56,396	3,257
	269	103	166
	1,213	488	725
	2,475	1,003	1,472
	2,157	875	1,282
	3,046	1,183	1,863
	589	222	367
	1,441	542	899
	548	243	305
	1,988	715	1,273
	2,626	1,143	1,483
	1,037	456	581
	183	184	-1
	642	636	6
	1,100	1,100
	58,185	52,250	5,935
	777	706	71
	49	43	6
	2,929	2,593	336
	1,174	1,060	114
	942	854	88
	16	15	1
	444	466	-22
	1,683	1,762	-79
	945	825	120
	59,810	55,939	3,871
	53,585	49,911	3,674
	445	355	90
	2,367	1,560	807
	64,882	59,659	5,223
	30,216	29,300	916
	19,569	19,351	218
	947	1,019	-72
	251	267	-16
	553	618	-65
	201	215	-14
	2,364	2,387	-23
	251	255	-4
	251	293	-42
	70,578	69,748	830
	359	315	44
	239	216	23
	299	264	35
	245	209	36
	61	53	8
	373	314	59
	448	368	80
	1,024	836	188
	126	105	21
	695	586	109
	581	483	98
	646	533	113
	1,385	1,151	234
	594	481	113
	792	655	137
	660	537	123
	726	809	-83
	75,000	75,000
	52,866	51,314	1,552
	2,901	1,563	1,338
	1,741	938	803
	746	384	362
	497	248	249
	1,741	944	797
	1,333	759	574
	2,980	1,451	1,529
	1,072	420	652
	1,851	725	1,126
	1,131	1,039	92
	1,410	945	465
	2,145	1,382	763
	3,036	2,080	956
	104	71	33
	184	118	66
	1,393	998	395
	587	499	88
	4,303	3,681	622
	974	837	137
	1,643	1,272	371
	3,978	3,079	899
	2,829	2,108	721
	988	1,203	-215
	45	34	11
	637	481	156
	2,822	2,272	550
	1,090	1,070	20
	1,135	1,067	68
	2,002	1,999	3
	21,000	21,000
	14,000	13,995	5
	8,498	8,496	2
	6,374	6,182	192
	2,253	2,126	127
	10,889	10,878	11
	3,492	3,261	231
	1,178	1,086	92
	11,570	10,815	755
	5,785	5,586	199
	10,413	10,482	-69
	19,530	19,513	17
	3,255	3,244	11
	19,530	18,612	918
	3,214	3,023	191
	1,016	997	19
	18,242	18,234	8
	12,161	11,958	203
	2,018	2,002	16
	4,150	4,024	126
	16,548	16,084	464
	10,343	10,052	291
	6,297	6,366	-69
	2,245	736	1,509
	1,748	552	1,196
	39,653	36,947	2,706
	95,168	86,864	8,304
	479	532	-53
	2,113	2,188	-75
	1,317	1,341	-24
	329	343	-14
	329	355	-26
	1,631	1,663	-32
	450	447	3
	1,592	1,585	7
	57	57
	796	805	-9
	2,589	2,775	-186
	1,432	1,535	-103
	606	633	-27
	1,818	1,898	-80
	1,907	2,035	-128
	1,144	1,221	-77
	1,090	1,143	-53
	926	971	-45
	545	590	-45
	354	349	5
	1,654	1,553	101
	2,363	2,218	145
	2,245	2,155	90
	1,772	1,701	71
	1,891	1,871	20
	4,126	4,086	40
	4,187	4,156	31
	53,636	51,634	2,002
	6		6
	131	95	36
	145	105	40
	118	86	32
	66	48	18
	1,278	868	410
	930	549	381
	868	552	316
	1,551	947	604
	129	81	48
	3,412	2,012	1,400
	1,774	1,033	741
	1,228	715	513
	2,126	1,113	1,013
	1,082	1,054	28
	1,069	1,055	14
	83,246	81,497	1,749
	156	143	13
	55	52	3
	132	123	9
	132	125	7
	132	125	7
	17,349		17,349
	199	179	20
	66	61	5
	120	120
	132	126	6
	66	59	7
	199	172	27
	2,649	2,589	60
	21	24	-3
	1,273	876	397

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-33
b			-155
c			-86
d			708
e			20
			627
			9
			448
			137
			144
			208
			3
			202
			148
			67
			260
			221
			136
			-44
			102
			17
			261
			1,261
			31
			422
			159
			603
			90
			40
			43
			101
			14
			774
			4,275
			820
			4,397
			-122
			-408
			-36
			-105
			-1,086
			-219
			-49
			-1,410
			-365
			-205
			-1,072
			-104
			-518
			-782
			-73
			-1,092
			-671
			-411
			-249
			-125
			-539
			126
			-125
			-64
			324
			1,266
			1,137
			34
			523
			2,702
			1,617
			4,581
			12,213
			1,637
			4,572
			8,060
			570
			-72
			-697
			2
			14
			4
			-30
			594
			322
			176
			1,062
			577
			347
			217
			865
			-189
			-52
			637
			205
			-92
			-46
			-22
			332
			185
			72
			1,670
			146
			4
			121
			-112
			-465
			36
			1,268
			307
			1,903
			-12
			90
			90
			80
			-119
			-104
			-90
			-71
			-139
			-18
			1,059
			153
			914
			787
			551
			631
			-24
			36
			20
			2,133
			5,638
			1,040
			1,918
			-72
			-174
			-544
			1,265
			1,900
			-156
			-32
			211
			595
			812
			68
			1
			391
			4,154
			477
			199
			4,015
			1,864
			10
			58
			62
			321
			109
			112
			66
			19
			110
			71
			14
			123
			606
			1,665
			8
			220
			262
			36
			34
			1
			656
			498
			14
			134
			1,141
			243
			1,273
			248
			-194
			9
			-396
			-328
			-136
			-218
			30
			90
			5
			188

			5
			44
			6
			13
			158
			53
			233
			13
			251
			13
			3
			260
			418
			33
			16
			294
			15
			445
			73
			694
			753
			394
			83
			605
			933
			226
			1,537
			1,839
			335
			49
			261
			18
			117
			58



			-282
			-295
			-339
			-274
			-2
			-8
			2,369
			2,904
			-14
			415
			165
			838
			79
			1,014

			66










			93


























			24














			18






















			149
			135
			162
			149
			-324
			-12
			191
			89
			281
			2
			145
			59
			108
			28
			56
			44
			33
			65
			15
			56
			40
			40
			79
			79
			39
			85
			151
			107
			42
			21
			43
			108
			70
			101
			70
			58
			57
			85
			175
			90
			93
			93
			25
			50
			47
			83
			55
			106
			146
			20
			117
			147
			58
			279
			193
			93
			612
			1,183
			323
			470
			362
			244
			1,477
			-39
			-77
			-18
			674
			1,217
			1,129
			245
			409
			118
			653
			1,074
			1,280


			15
			31
			10
			3
			3

			1
			12
			75
			3
			20
			11
			2
			-82
			23
			3
			1
			7
			6
			2
			12
			-2
			-25
			-92
			-87
			-38
			-132
			-9
			-19
			-61
			-27
			-62
			-15
			-33
			-10
			-49

			-9
			-21
			-8
			33
			103
			181
			956
			493
			452
			118
			183
			126
			76
			114
			68
			2,821
			3,056
			273
			1,705
			2,140
			2,262
			727
			834
			557
			69
			-1,827
			-822
			-2,207
			-384
			-321
			-1,210
			-113
			2,234
			395
			2,059
			1,307
			350
			1,208
			4,731
			7,788
			-146
			-523
			-319
			-146
			-178
			-152
			-52
			-44
			-29
			-29
			-6
			-22
			-596
			-299
			-272
			-285
			-383
			34
			-2
			130
			1,830
			231
			1,130
			11
			176
			260
			57
			60
			231
			149
			265
			-96
			39
			91
			20
			268
			69
			106
			7
			53
			123
			153
			203
			79
			61
			47
			76
			57
			-10
			-15
			69
			1,007
			8
			737
			130
			857
			175
			575
			228
			795
			454
			-37
			-231
			-17
			-78
			14
			71
			209
			31
			188
			288
			128
			33
			385
			209
			252
			114
			391
			344
			128
			115
			890
			22
			-47
			3,257
			166
			725
			1,472
			1,282
			1,863
			367
			899
			305
			1,273
			1,483
			581
			-1
			6

			5,935
			71
			6
			336
			114
			88
			1
			-22
			-79
			120
			3,871
			3,674
			90
			807
			5,223
			916
			218
			-72
			-16
			-65
			-14
			-23
			-4
			-42
			830
			44
			23
			35
			36
			8
			59
			80
			188
			21
			109
			98
			113
			234
			113
			137
			123
			-83

			1,552
			1,338
			803
			362
			249
			797
			574
			1,529
			652
			1,126
			92
			465
			763
			956
			33
			66
			395
			88
			622
			137
			371
			899
			721
			-215
			11
			156
			550
			20
			68
			3

			5
			2
			192
			127
			11
			231
			92
			755
			199
			-69
			17
			11
			918
			191
			19
			8
			203
			16
			126
			464
			291
			-69
			1,509
			1,196
			2,706
			8,304
			-53
			-75
			-24
			-14
			-26
			-32
			3
			7

			-9
			-186
			-103
			-27
			-80
			-128
			-77
			-53
			-45
			-45
			5
			101
			145
			90
			71
			20
			40
			31
			2,002
			6
			36
			40
			32
			18
			410
			381
			316
			604
			48
			1,400
			741
			513
			1,013
			28
			14
			1,749
			13
			3
			9
			7
			7
			17,349
			20
			5

			6
			7
			27
			60
			-3
			397

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	262,679
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	3,937
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	3,937
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	3,937
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a	2,000
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	1,992
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	3,992
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	55
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax0	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. Click to see attachment

...............................

Yes

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

The books are in care of bullet

BANK OF AMERICA NA Telephone no. bullet

(888) 866-3275

Located at bullet

114 W 47TH ST NY8-114-07-07 AFTNEW YORKNY ZIP+4 bullet

100361510

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
HAROLD E WAKE	DIRECTOR 4	0
10130 OAKWOOD CIRCLE CARMEL,CA93923	DIRECTOR 4	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

2,413,232

Average of monthly cash balances.......................

100,321

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

2,513,553

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

2,513,553

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

37,703

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

2,475,850

Minimum investment return. Enter 5% of line 5..................

123,793

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

123,793

Tax on investment income for 2020 from Part VI, line 5......

3,937

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

3,937

Distributable amount before adjustments. Subtract line 2c from line 1............

119,856

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

119,856

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

119,856

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

138,477

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

138,477

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

138,477

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2019	(c) 2019	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7					119,856
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2020:
a From 2015......	0
b From 2016......	0
c From 2017......	0
d From 2018......	0
e From 2019......	0
fTotal of lines 3a through e........		0
4Qualifying distributions for 2020 from Part
XII, line 4: $ 138,477
a Applied to 2019, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2020 distributable amount.....					119,856
e Remaining amount distributed out of corpus		18,621
5 Excess distributions carryover applied to 2020.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		18,621
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......		18,621
10 Analysis of line 9:
a Excess from 2016....	0
b Excess from 2017....	0
c Excess from 2018....	0
d Excess from 2019....	0
e Excess from 2020....	18,621

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
VILLAGE OF SHERMAN 111 MILL ST PO BOX 629 SHERMAN,NY14781	N/A	PC	GEORGE D EDMUNDS MEMORIAL	15,000
COMMUNITY CHURCH OF SHERMAN NY 107 CHURCH ST PO BOX 337 SHERMAN,NY14781	N/A	PC	UNRESTRICTED GENERAL	15,000
CHATAUQUA REGION COMMUNITY FDN 418 SPRING STREET JAMESTOWN,NY14701	N/A	PC	UNRESTRICTED GENERAL	10,000
STANLEY HOSE CO 122 PARK STREET PO BOX 574 SHERMAN,NY14781	N/A	PC	UNRESTRICTED GENERAL	10,000
TEXAS CHRISTIAN UNIVERSITY PO BOX 297044 FORT WORTH,TX76129	N/A	PC	UNRESTRICTED GENERAL	15,000
TRINITY SCHOOL OF MIDLAND TEXAS 3500 W WADLEY AVENUE MIDLAND,TX79707	N/A	PC	UNRESTRICTED GENERAL	15,000
COLLEGE OF THE SEQUOIAS FOUNDATION 915 S MOONEY BLVD VISALIA,CA93277	N/A	PC	UNRESTRICTED GENERAL	15,000
COUNTY CENTER ROTARY COMMUNITY SUPPORT ASSOC 2831 WEST KEOGH VISALIA,CA93291	N/A	PC	UNRESTRICTED GENERAL	15,000
MONTEREY BAY AQUARIUM 886 CANNERY ROW MONTEREY,CA93940	N/A	PC	UNRESTRICTED GENERAL	5,000
WESTMONT COLLEGE 955 LA PAZ ROAD SANTA BARBARA,CA93108	N/A	PC	UNRESTRICTED GENERAL	15,000
Total ................................. 3a				130,000

bApproved for future payment

Total ................................. 3b

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	50,426
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	262,679
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				313,105

13Total. Add line 12, columns (b), (d), and (e)..................

313,105

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of organization WAKE FAMILY CHARITABLE FOUNDATION

Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
1	HAROLD E WAKE INC 2000 CRUT 10130 OAKWOOD CIRCLE CARMEL, CA939238004	$ 50,704	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
2	HAROLD E WAKE INC 2000 CRUT 10130 OAKWOOD CIRCLE CARMEL, CA939238004	$ 1,738,058	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)

Name of organization WAKE FAMILY CHARITABLE FOUNDATION		Employer identification number 81-1684715

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
2	SECURITIES	$ 1,738,058	2020-06-23
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)

Name of Bond	End of Year Book Value	End of Year Fair Market Value
68389XBA2 ORACLE CORP	16,168	16,212
571748BG6 MARSH & MCLENNAN COS	11,790	12,175
38141GGQ1 GOLDMAN SACHS GROUP	15,362	15,421
931142EK5 WALMART INC	11,685	11,813
494550BL9 KINDER MORGAN ENER P	11,436	11,543
94974BGA2 WELLS FARGO & COMPAN	17,128	17,523
91159HHR4 US BANCORP	8,856	9,011
337738AU2 FISERV INC	15,488	15,986
126650DM9 CVS HEALTH CORP	15,903	16,074
037833AK6 APPLE INC	12,421	12,588
125523CL2 CIGNA CORP	14,598	14,927
023135AZ9 AMAZON.COM INC	18,057	18,397
14040HBW4 CAPITAL ONE FINANCIA	9,935	10,372
10373QBE9 BP CAP MARKETS AMERI	11,991	12,333
458140BR0 INTEL CORP	18,076	18,000
46625HRS1 JPMORGAN CHASE & CO	13,348	13,420
46647PAF3 JPMORGAN CHASE & CO	10,988	11,411
037833DU1 APPLE INC	12,350	12,359
29379VBE2 ENTERPRISE PRODUCTS	11,974	12,316
92826CAM4 VISA INC	15,961	16,043
172967LC3 CITIGROUP INC	16,291	16,346
666807BQ4 NORTHROP GRUMMAN COR	11,304	11,417
68389XBT1 ORACLE CORP	17,145	17,196
025816BW8 AMERICAN EXPRESS CO	15,094	15,160
92343VER1 VERIZON COMMUNICATIO	16,878	16,859
6174468G7 MORGAN STANLEY	20,028	20,679
20030NDG3 COMCAST CORP	16,201	16,189
3132DV7B5 FHLMC SD 8090 02%	16,115	16,225
31418DSJ2 FNMA PMA4120 02 50%	41,004	41,170
9128286B1 U.S. TREASURY NOTE	47,637	47,067
912828R36 U.S. TREASURY NOTE	84,422	86,246
912828YT1 U.S. TREASURY NOTE	64,560	64,800
9128286A3 U.S. TREASURY NOTE	95,824	96,896
3132DWAG8 FHLMC SD 8107 02 50%	22,790	22,983
912828YW4 U.S. TREASURY NOTE	47,266	47,344
3132DV6K6 FHLMC SD 8074 03%	76,339	75,699
9128285X4 U.S. TREASURY NOTE	32,055	32,055
9128285W6 U.S. TRSY INFLATION	13,858	14,541
3132DV3J2 FHLMC SD 8001 03 50%	10,566	10,756
31418CYN8 FNMA PMA3416 04 50%	12,717	12,710
31418DRV6 FNMA PMA4099 02 50%	14,865	14,802
912828T67 U.S. TREASURY NOTE	43,397	43,400
3140J6GR2 FNMA PBM2007 04%	60,734	60,428
31418DLV2 FNMA PMA3939 03 50%	77,255	77,163
912828G38 U.S. TREASURY NOTE	16,153	16,159
912828N71 U.S. TRSY INFLATION	16,384	17,124
912828P87 U.S. TREASURY NOTE	37,060	37,055
3132DV3Z6 FHLMC SD 8016 03%	13,413	13,715
31418DKK7 FNMA PMA3897 03%	13,577	13,593
31418C4F8 FNMA PMA3521 04%	4,364	4,425

Name of Stock	End of Year Book Value	End of Year Fair Market Value
02079K107 ALPHABET INC SHS	30,040	57,816
192446102 COGNIZANT TECHNOLOGY	33,856	42,368
17275R102 CISCO SYSTEMS INC	30,962	39,470
50540R409 LABORATORY CORP AMER	30,562	40,303
166764100 CHEVRONTEXACO CORP	31,849	23,899
256746108 DOLLAR TREE INC	38,204	42,784
928881101 VONTIER CORP	4,139	5,244
036752103 ANTHEM INC	28,045	31,467
02209S103 ALTRIA GROUP INC	8,019	8,282
22052L104 DOWDUPONT INC	32,863	46,967
548661107 LOWES COMPANIES INC	15,111	23,274
617446448 MORGAN STANLEY	28,278	40,296
444859102 HUMANA INC	15,986	15,180
778296103 ROSS STORES INC	20,558	29,720
191216100 COCA-COLA CO/THE	34,186	37,894
037833100 APPLE INC	44,734	139,590
754730109 RAYMOND JAMES FINANC	16,907	19,325
500472303 KONINKLIJKE PHILIPS	18,915	25,027
01609W102 ALIBABA GROUP HOLDIN	22,492	27,462
171779309 CIENA CORP	10,305	12,208
45866F104 INTERCONTINENTAL EXC	17,669	19,023
670100205 NOVO NORDISK A/S ADR	15,012	19,698
74762E102 QUANTA SERVICES INC	18,084	36,658
02005N100 ALLY FINANCIAL INC	21,560	28,992
874039100 TAIWAN SEMICONDUCTOR	19,720	49,831
N6596X109 NXP SEMICONDUCTORS N	8,609	12,403
02079K305 ALPHABET INC SHS	20,655	56,084
12508E101 CDK GLOBAL INC	26,337	27,003
931142103 WAL MART STORES INC	19,235	29,262
67103H107 O'REILLY AUTOMOTIVE	19,288	24,891
92826C839 VISA INC	52,118	61,463
256677105 DOLLAR GENERAL CORP	11,488	17,034
34959J108 FORTIVE CORP	23,655	27,478
80105N105 SANOFI-SYNTHELABO	33,253	33,673
89832Q109 TRUIST FINL CORP	9,465	12,030
055622104 BP P L C SPONS ADR	25,126	14,343
084670702 BERKSHIRE HATHAWAYIN	42,600	54,258
20030N101 COMCAST CORP	26,701	49,151
594918104 MICROSOFT CORP COM	52,682	127,002
023135106 AMAZON COM INC	44,038	74,909
05523R107 BAE SYSTEMS PLC	26,254	26,879
339041105 FLEETCOR TECHNOLOGIS	27,718	29,738
30303M102 FACEBOOK INC	51,626	68,017
655844108 NORFOLK SOUTHERN COR	18,696	31,602
92857W308 VODAFONE GROUP PLC	29,564	35,399
G0750C108 AXALTA COATING SYSTE	22,778	27,608
759351604 REINSURANCE GROUP OF	14,809	16,458
46625H100 J P MORGAN CHASE & C	23,071	45,110
35137L105 FOX CORP	28,376	27,518
91324P102 UNITEDHEALTH GROUP I	37,900	63,473
68902V107 OTIS WORLDWIDE CORP	16,391	22,427
20825C104 CONOCOPHILLIPS	29,331	24,234
37045V100 GENERAL MOTORS CO	29,845	40,641
770323103 ROBERT HALF INTERNAT	23,820	32,365
12504L109 CBRE GROUP INC	13,765	18,252
09062X103 BIOGEN IDEC INC	16,874	14,202
14040H105 CAPITAL ONE FINANCIA	10,411	11,269
904767704 UNILEVER PLC AMER SH	37,669	40,260
038222105 APPLIED MATERIALS IN	27,894	39,439

Name	Address
HAROLD E WAKE INC 1999 CRUT	10130 OAKWOOD CIRCLE CARMEL,CA939238004
HAROLD E WAKE INC 2000 CRUT	10130 OAKWOOD CIRCLE CARMEL,CA939238004
HAROLD E WAKE INC 2000 CRUT	10130 OAKWOOD CIRCLE CARMEL,CA939238004


Name of organization WAKE FAMILY CHARITABLE FOUNDATION			Employer identification number 81-1684715
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
INVESTMENT EXPENSES-DIVIDEND I	490	490		0
OTHER EXPENSE (NON-DEDUCTIBLE	92	0		92