| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FINANCIAL MGMT, PLANNING AND A | 46,641 | 27,985 | 18,656 |
| Description of Property | Date Acquired | Cost or Other Basis | Prior Years' Depreciation | Computation Method | Rate / Life (# of years) |
Current Year's Depreciation Expense | Net Investment Income | Adjusted Net Income | Cost of Goods Sold Not Included |
|---|
| Identifier | Return Reference | Explanation |
|---|---|---|
| Forgo NOL Carryback | 990-T, Part I, Line 11 IRC Sec. 172(b)(1)(D) | Taxpayer incurred a net operating loss in the tax year ended 12/31/2020, which is entitled to a five-year carryback of such loss under IRC Sec. 172(b)(1)(D). Pursuant to IRC Sec. 172(b)(3), taxpayer hereby elects to relinquish the carryback period with respect to any regular tax and AMT net operating losses. |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| CORPORATE BONDS | ||
| 1325000 3M COMPANY MTN 3.25% 0 | 1,321,767 | 1,457,842 |
| 750000 ABBVIE INC 2.3% 05/14/2 | 746,830 | 756,400 |
| 315000 ALTRIA GROUP, INC. 2.85 | 327,234 | 330,662 |
| 1375000 AMAZON.COM, INC. 0.8% | 1,374,464 | 1,396,027 |
| 875000 AMERICAN HONDA FINANCE | 874,615 | 882,284 |
| 1000000 AMERICAN INTERNATIONAL | 998,920 | 1,075,000 |
| 200000 APPLE INC. 1.8% 09/11/2 | 199,544 | 210,990 |
| 600000 BANCO SANTANDER SA 2.74 | 600,000 | 642,028 |
| 200000 BANCO SANTANDER, S.A. 3 | 207,512 | 209,246 |
| 1525000 BANK OF AMERICA CORPOR | 1,605,047 | 1,679,267 |
| 990000 BANK OF MONTREAL MTN 1. | 989,248 | 1,042,384 |
| 600000 BANK OF MONTREAL MTN 3. | 598,764 | 658,796 |
| 900000 BAT CAPITAL CORP 2.789% | 900,000 | 970,145 |
| 1500000 BB&T CORPORATION MTN 2 | 1,498,740 | 1,613,260 |
| 1000000 BURLINGTON NORTHERN SA | 1,009,904 | 1,034,431 |
| 1350000 CITIBANK NA 2.85% 02/1 | 1,349,919 | 1,365,490 |
| 1000000 DIAGEO CAPITAL PLC 3.5 | 997,770 | 1,087,597 |
| 1525000 DOWDUPONT INC. 4.205% | 1,601,707 | 1,690,635 |
| 1725000 DUKE ENERGY PROGRESS L | 1,724,879 | 1,875,144 |
| 675000 ENBRIDGE INC 2.9% 07/15 | 699,277 | 708,961 |
| 1250000 FEDERAL HOME LOAN BANK | 1,325,904 | 1,362,199 |
| 2000000 FHLB 1.125% 07/14/2021 | 1,990,140 | 2,021,178 |
| 1800000 FHLB 1.375% 02/18/2021 | 1,791,072 | 1,811,952 |
| 2000000 INTERNATIONAL BUSINESS | 1,992,360 | 2,174,227 |
| 1950000 JPMORGAN CHASE & CO. H | 1,950,000 | 2,103,158 |
| 700000 KEYBANK NATIONAL ASSOCI | 699,671 | 716,411 |
| 750000 KIMCO REALTY CORPORATIO | 753,451 | 792,041 |
| 865000 LABORATORY CORPORATION | 910,103 | 919,544 |
| 945000 MITSUBISHI UFJ FINANCIA | 976,765 | 986,741 |
| 1225000 MONDELEZ INTERNATIONAL | 1,217,126 | 1,244,336 |
| 2100000 MORGAN STANLEY HYBRID | 2,195,025 | 2,274,121 |
| 910000 NEXTERA ENERGY CAPITAL | 908,708 | 988,636 |
| 675000 NORTHROP GRUMMAN CORPOR | 674,906 | 704,230 |
| 750000 NOVARTIS CAPITAL CORP 2 | 752,943 | 772,998 |
| 900000 ORACLE CORPORATION 1.9% | 898,434 | 914,098 |
| 1110000 PACCAR FINANCIAL CORP | 1,108,546 | 1,110,800 |
| 800000 QUEST DIAGNOSTICS INCOR | 885,983 | 896,368 |
| 500000 ROYAL BANK OF SCOTLAND | 500,000 | 521,548 |
| 1000000 SALESFORCE.COM INC 3.2 | 999,400 | 1,072,532 |
| 2000000 SIMON PROPERTY GROUP, | 2,091,625 | 2,191,715 |
| 1000000 STARBUCKS CORPORATION | 1,000,499 | 1,009,795 |
| 360000 SUMITOMO MITSUI FINANCI | 373,212 | 377,928 |
| 1000000 THE TJX COMPANIES, INC | 1,004,608 | 1,008,152 |
| 1135000 TORONTO-DOMINION BANK | 1,142,750 | 1,147,469 |
| 700000 UBS GROUP FUNDING SWITZ | 713,872 | 730,946 |
| 1250000 US BANK NA CINCINNATI | 1,248,275 | 1,287,503 |
| 1675000 VODAFONE GROUP PUBLIC | 1,665,168 | 1,859,162 |
| 1500000 WAL-MART STORES INC 2. | 1,499,880 | 1,563,457 |
| 900000 WASTE MANAGEMENT INC 2. | 912,247 | 942,639 |
| 925000 WELLS FARGO & COMPANY M | 963,055 | 1,024,941 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| CORPORATE STOCK | ||
| 16363 SPDR S&P 500 ETF TRUST | 4,417,185 | 6,143,652 |
| 2331 ABM INDUSTRIES INC CMN | 69,124 | 88,205 |
| 3803 ACCO BRANDS CORPORATION C | 44,824 | 32,135 |
| 709 AECOM CMN ACM | 24,676 | 35,294 |
| 1788 AEGION CORPORATION CMN | 34,610 | 33,954 |
| 249 ALPHABET INC. CMN CLASS C | 263,794 | 436,218 |
| 180 AMAZON.COM INC CMN AMZN | 326,469 | 586,247 |
| 1457 ANTHEM, INC. CMN ANTM | 380,309 | 467,828 |
| 1056 ARES COMMERCIAL REAL ESTA | 13,682 | 12,925 |
| 977 ASGN INCORPORATED CMN AS | 52,922 | 81,609 |
| 3007 ASSURED GUARANTY LTD. CMN | 81,800 | 94,690 |
| 1590 AXIS CAPITAL HOLDINGS LIM | 69,710 | 80,788 |
| 2151 BANKUNITED INC CMN BKU | 75,757 | 74,812 |
| 1436 BELDEN INC CMN BDC | 89,500 | 60,240 |
| 2043 BLACKSTONE MORTGAGE TRUST | 62,792 | 57,510 |
| 1841 BUILDERS FIRSTSOURCE, INC | 25,106 | 75,131 |
| 1060 CACTUS, INC. CMN CLASS A | 34,727 | 27,634 |
| 730 CALLAWAY GOLF CMN ELY | 14,371 | 17,527 |
| 17265 CARLYLE GROUP INC/THE CM | 520,164 | 542,812 |
| 4081 CHAMPIONX CORPORATION CMN | 52,069 | 62,439 |
| 7824 CHANGE HEALTHCARE INC. CM | 97,513 | 145,918 |
| 802 COLUMBIA BANKING SYSTEM, I | 21,514 | 28,792 |
| 1452 COMMSCOPE HOLDING COMPANY | 17,675 | 19,457 |
| 16660 COMPASS GROUP PLC SPONSO | 253,615 | 310,399 |
| 857 CONCENTRIX CORPORATION CMN | 32,958 | 84,586 |
| 426 COSTAR GROUP, INC. CMN C | 354,045 | 393,743 |
| 2019 COUSINS PROPERTIES INCORP | 61,202 | 68,242 |
| 1326 COVANTA HOLDING CORP CMN | 11,595 | 17,516 |
| 513 CURTISS-WRIGHT CORP CMN | 53,107 | 59,688 |
| 3158 CVS HEALTH CORP CMN CVS | 180,861 | 215,691 |
| 819 DIAMONDBACK ENERGY INC CMN | 25,931 | 39,640 |
| 3004 DXC TECHNOLOGY COMPANY CM | 43,551 | 77,353 |
| 214 EMCOR GROUP INC. CMN EME | 14,625 | 19,572 |
| 2176 ENERGIZER HOLDINGS, INC. | 103,586 | 91,784 |
| 1041 ENERSYS CMN ENS | 70,239 | 86,465 |
| 2463 ENVISTA HOLDINGS CORPORAT | 61,708 | 83,077 |
| 2040 ESSENT GROUP LTD. CMN E | 45,196 | 88,128 |
| 654 EVERCORE INC CMN CLASS A | 49,867 | 71,705 |
| 1033 EVERTEC INC CMN EVTC | 29,896 | 40,618 |
| 1541 EXTENDED STAY AMERICA INC | 22,335 | 22,822 |
| 1555 FACEBOOK, INC. CMN CLASS | 256,918 | 424,764 |
| 217 FEDERAL AGRICULTURAL MORTG | 15,810 | 16,112 |
| 4022 FERROGLOBE PLC CMN DTC CU | ||
| 900 FIRST AMERICAN FIN CORP CM | 41,715 | 46,467 |
| 61 FIRST CITIZENS BANKSHARES C | 13,461 | 35,059 |
| 2836 FIRST HAWAIIAN, INC. CMN | 72,728 | 66,873 |
| 3530 FIRST HORIZON CORP CMN | 32,508 | 45,572 |
| 957 FIRST MERCHANTS CORPORATIO | 38,237 | 35,801 |
| 922 FIRSTCASH INC CMN FCFS | 60,554 | 64,577 |
| 1282 FOOT LOCKER, INC. CMN F | 44,143 | 51,844 |
| 1699 FRESH DEL MONTE PRODUCE I | 61,020 | 40,895 |
| 1204 FRONTDOOR, INC. CMN FTD | 45,842 | 60,453 |
| 611 FTI CONSULTING, INC. CMN | 24,076 | 68,261 |
| 53501 GENERAL ELECTRIC CO CMN | 359,646 | 578,346 |
| 2697 GRAFTECH INTERNATIONAL LT | 22,991 | 28,750 |
| 10464 GRAPHIC PACKAGING HLDGCO | 111,223 | 178,045 |
| 2655 HANESBRANDS INC. CMN HB | 24,094 | 38,710 |
| 613 HANOVER INSURANCE GROUP IN | 62,649 | 71,672 |
| 1456 HARLEY-DAVIDSON INC CMN | 38,848 | 53,435 |
| 2235 HARSCO CORPORATION CMN | 31,866 | 40,185 |
| 2569 HEICO CORP CL-A CMN CLASS | 223,364 | 300,727 |
| 1522 HELMERICH & PAYNE INC. CM | 30,371 | 35,250 |
| 658 HILLENBRAND INC CMN HI | 15,299 | 26,188 |
| 3973 HILTON WORLDWIDE HOLDINGS | 263,279 | 442,036 |
| 853 HUNTSMAN CORPORATION CMN | 15,847 | 21,444 |
| 563 INGEVITY CORPORATION CMN | 21,251 | 42,636 |
| 1495 INSIGHT ENTERPRISES, INC. | 42,814 | 113,755 |
| 1104 INTERDIGITAL INC CMN ID | 64,181 | 66,991 |
| 1596 INTERNATIONAL GAME TECHNO | 9,564 | 27,036 |
| 3587 JONES LANG LASALLE INCORP | 418,921 | 532,203 |
| 143 JONES LANG LASALLE INCORPO | 14,040 | 21,217 |
| 3557 KAR AUCTION SERVICES, INC | 82,258 | 66,196 |
| 13072 KKR & CO. INC. CMN KKR | 346,553 | 529,285 |
| 455 KORN FERRY CMN KFY | 13,893 | 19,838 |
| 116 LANDSTAR SYSTEM INC CMN | 12,969 | 15,621 |
| 466 LCI INDUSTRIES CMN LCII | 21,670 | 60,431 |
| 407 LITHIA MOTORS INC CL-A CMN | 34,164 | 119,117 |
| 381 MASTEC INC CMN MTZ | 11,468 | 25,977 |
| 2139 MASTERCARD INCORPORATED C | 397,695 | 763,495 |
| 686 MAXIMUS INC CMN MMS | 33,993 | 50,208 |
| 1828 MICROSOFT CORPORATION CMN | 213,952 | 406,584 |
| 260 MINERALS TECHNOLOGIES INC. | 11,592 | 16,151 |
| 1457 MR COOPER GROUP INC CMN | 11,465 | 45,211 |
| 2072 NATIONAL ENERGY SERVICES | 17,876 | 20,575 |
| 2581 NATIONAL GENERAL HOLDINGS | 56,434 | 88,348 |
| 6995 NAVIENT CORPORATION CMN | 59,590 | 68,691 |
| 2273 NCR CORPORATION CMN NCR | 57,115 | 85,397 |
| 464 NELNET, INC. CMN CLASS A | 14,527 | 33,055 |
| 430 NEXSTAR MEDIA GROUP INC CM | 37,574 | 46,952 |
| 1870 NMI HOLDINGS INC CMN CLAS | 30,867 | 42,356 |
| 1952 NOMAD FOODS LTD CMN NOM | 43,327 | 49,620 |
| 117335.587 OAKMARK INTERNATION | 2,817,318 | 3,061,285 |
| 1238 PARSLEY ENERGY, INC. CMN | 29,970 | 17,580 |
| 293 PENNYMAC FINANCIAL SERVICS | 14,229 | 19,227 |
| 1565 PQ GROUP HOLDINGS INC. CM | 25,708 | 22,317 |
| 946 PRA GROUP, INC. CMN PRAA | 27,801 | 37,518 |
| 1457 PROASSURANCE CORPORATION | 49,090 | 25,993 |
| 3015 QORVO, INC. CMN QRVO | 206,413 | 501,304 |
| 1619 R1 RCM INC. CMN RCM | 13,730 | 38,888 |
| 1694 RACKSPACE TECHNOLOGY, INC | 30,024 | 32,288 |
| 146 REINSURANCE GROUP AMER INC | 11,513 | 16,921 |
| 1739 SALESFORCE.COM, INC CMN | 316,009 | 386,980 |
| 1510 SALLY BEAUTY HOLDINGS, IN | 18,625 | 19,690 |
| 1475 SCHWEITZER-MAUDUIT INTERN | 56,931 | 59,310 |
| 925 SCIENCE APPLICATIONS INTL | 67,241 | 87,542 |
| 1957 SKECHERS USA INC CL-A CMN | 44,575 | 70,335 |
| 2969 SKYWORKS SOLUTIONS, INC. | 210,427 | 453,901 |
| 10271 SLM CORPORATION CMN SL | 64,635 | 127,258 |
| 240 SOUTH STATE CORPORATION CM | 23,083 | 17,352 |
| 709 SPECTRUM BRANDS HOLDINGS I | 29,713 | 55,997 |
| 552 SPIRIT REALTY CAPITAL, INC | 21,353 | 22,519 |
| 5119 SS&C TECHNOLOGIES HOLDING | 335,390 | 372,407 |
| 2538 STARWOOD PROPERTY TRUST, | 37,778 | 50,202 |
| 1414 STEVEN MADDEN LTD CMN S | 29,683 | 49,942 |
| 471 STND MOTOR PROD INC CL-A C | 21,126 | 19,057 |
| 848 STRIDE INC CMN LRN | 18,530 | 18,003 |
| 2316 SYKES ENTERPRISES, INCORP | 53,439 | 87,244 |
| 1269 SYNEOS HEALTH INC CMN S | 53,478 | 86,457 |
| 857 SYNNEX CORPORATION CMN S | 33,786 | 69,794 |
| 1448 SYNOVUS FINANCIAL CORP CM | 53,965 | 47,350 |
| 1012 TEMPUR SEALY INTERNATIONA | 9,893 | 27,324 |
| 1029 TEREX CORP (NEW) CMN TE | 17,749 | 35,902 |
| 432 TOLL BROTHERS, INC. CMN | 16,069 | 18,779 |
| 1088 TRANSDIGM GROUP INCORPORA | 483,746 | 673,309 |
| 1149 TTEC HOLDINGS, INC. CMN | 27,695 | 83,797 |
| 1115 ULTRA CLEAN HOLDINGS, INC | 20,474 | 34,732 |
| 1961 UMPQUA HOLDINGS CORPORATI | 33,267 | 29,690 |
| 3565 UNISYS CORPORATION CMN | 45,793 | 70,159 |
| 828 UNIVERSAL CORPORATION CMN | 44,571 | 40,249 |
| 4773 VALVOLINE INC. CMN VVV | 102,470 | 110,447 |
| 2176 VISA INC. CMN CLASS A V | 253,741 | 475,956 |
| 894 WALKER & DUNLOP, INC. CMN | 14,262 | 82,266 |
| 1215 WASHINGTON FEDERAL INC CM | 27,581 | 31,274 |
| 1843 WAYFAIR INC. CMN W | 476,755 | 416,168 |
| 1530 WESCO INTERNATIONAL INC. | 63,636 | 120,105 |
| 22276 WHITBREAD PLC SPONSORED | 260,202 | 235,992 |
| 74 WHITE MOUNTAINS INSURANCE G | 65,930 | 74,049 |
| 3694 WORLD FUEL SERVICES CORP | 129,230 | 115,474 |
| 506 WYNDHAM DESTINATIONS, INC. | 15,091 | 22,699 |
| 1676 YELP INC. CMN YELP | 50,067 | 54,755 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| ARDEA JUNIPER HILL | 2,813,112 | 2,813,112 | |
| ARTISAN: ALPHA PLUS ADV 2 | 2,589,307 | 2,338,085 | |
| BDT CAPITAL ANNEX FUND I (TE) | 8,490,245 | 11,220,580 | |
| BDT CAPITAL FUND II (TE) LP | 5,316,623 | 6,570,097 | |
| BRIDGEWATER ALL WEATHER | 49,958,800 | 52,875,614 | |
| BRIDGEWATER OPTIMAL PORTFOLIO | |||
| BRIDGEWATER PURE ALPHA | 34,500,000 | 35,766,414 | |
| BRIDGEWATER PURE ALPHA - SER A | 20,368,719 | 22,285,284 | |
| BROAD STREET RE CREDIT PTRS II | 1,515,695 | 1,515,629 | |
| CORPORATE CREDIT INVESTMENT ST | |||
| DISTRESSED MANAGERS III OFFSHO | 478,595 | 478,595 | |
| DISTRESSED MANAGERS LP | |||
| DISTRESSED OPPORTUNITIES II EM | 73,305 | 34,631 | |
| ENERGY PRIVATE EQUITY MANAGERS | 700,403 | 700,403 | |
| GLOBAL ATLANTIC | 2,330,952 | 1,598,522 | |
| GLOBAL LONG SHORT PARTNERS SPV | 115,271 | ||
| GLOBAL LONG SHORT PARTNERS SPV | 36,305 | 42,777 | |
| GS CAP PARTNERS VI, LP | 240,084 | 391,329 | |
| GS GLOBAL EQUITY LONG/SHORT CL | |||
| GS MEZZANINE PARTNERS V OFFSHO | |||
| GS RENEWABLE POWER | 2,524,382 | 3,245,000 | |
| LIBERTY HARBOR SPV | 1,045 | ||
| LSV: NON-US EQUITY LLC | 2,863,601 | 2,600,579 | |
| MOUNT KELLETT CAPITAL PARTNERS | 1,561,136 | 170,087 | |
| SILVER POINT DISTRESSED OPPORT | 2,575,779 | 2,575,779 | |
| VINTAGE FUND V OFFSHORE HOLDIN | 222,461 | 222,461 | |
| VINTAGE II EMPLOYEE FUND LP | |||
| VINTAGE VII AIV OFFSHORE SCSP | 86,063 | 119,072 | |
| VINTAGE VII LP | 1,340,802 | 1,340,802 | |
| WEST STREET CAPITAL PARTNERS V | 334,530 | 334,530 | |
| WEST STREET STRATEGIC SOLUTION | 642,401 | 642,402 | |
| WHITEALL PARALLEL GLOBAL REAL | 356,616 | 510,923 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 30,000 | 30,000 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| 3CP, PBC | 1,971,842 | 1,983,270 | 1,983,270 |
| Description | Amount |
|---|---|
| ROUNDING | 2 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FILING FEES | 600 | 600 | ||
| OFFICE EXPENSES | 4,198 | 4,198 | ||
| PASSTHROUGH EXPENSES | 10,452 | 10,452 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| PARTNERSHIP INCOME | 157,668 | 157,668 | |
| NONDIVIDEND DISTRIBUTIONS | 9,469 |
| Borrower's Name | Relationship to Insider | Original Amount of Loan | Balance Due | Date of Note | Maturity Date | Repayment Terms | Interest Rate | Security Provided by Borrower | Purpose of Loan | Description of Lender Consideration | Consideration FMV |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CPG LAND LLC | 296,500 | 0 % |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | 1,336,893 | 1,336,893 | ||
| CONSULTING FEES | 277,264 | 277,264 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAX PAID | 6,184 | 6,184 | ||
| EXCISE TAX PAID | 100,000 | |||
| PAYROLL TAXES PAID | 14,422 | 14,422 |
| Name | US / Foreign Address |
EIN | Description | Amount |
|---|---|---|---|---|
| 3CP PBC |
722 COYNE CREEK CEDAR POINT,KS66843 |
83-3692161 | EXPENSES OF MAINTAINING PARCELS OF LAND, CHASE COUNTY, KS FOR CONSERVATION | 11,428 |
| Total | 11,428 | |||