Form990
Click to see attachment
Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter social security numbers on this form as it may be made public.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
A For the 2020 calendar year, or tax year beginning 01-01-2020 , and ending 12-31-2020
BCheck if applicable:
CName of organization
ROCKEFELLER FAMILY FUND INC
 
 
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
475 RIVERSIDE DRIVE NO 900
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10115
D Employer identification number

13-6257658
E Telephone number

G Gross receipts $ 635,499,404
F Name and address of principal officer:
LEE WASSERMAN
475 RIVERSIDE DRIVE NO 900
NEW YORK,NY10115
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.RFFUND.ORG
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:  
L Year of formation: 1967
M State of legal domicile: NY
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: ROCKEFELLER FAMILY FUND IS A U.S. BASED, FAMILY-LED PUBLIC CHARITY THAT INITIATES, CULTIVATES, AND FUNDS STRATEGIC EFFORTS TO PROMOTE A SUSTAINABLE, JUST, FREE, AND PARTICIPATORY SOCIETY.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 15
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 15
5 Total number of individuals employed in calendar year 2020 (Part V, line 2a) ...... 5 16
6 Total number of volunteers (estimate if necessary) ............. 6 15
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 1,203
b Net unrelated business taxable income from Form 990-T, line 39 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 34,722,028 18,741,885
9 Program service revenue (Part VIII, line 2g) ......... 0 0
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 5,201,480 25,030,483
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 0 0
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 39,923,508 43,772,368
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 17,219,821 23,408,047
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 3,108,073 3,737,769
16a Professional fundraising fees (Part IX, column (A), line 11e) ..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet230,649    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 6,006,108 6,626,902
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 26,334,002 33,772,718
19 Revenue less expenses. Subtract line 18 from line 12....... 13,589,506 9,999,650
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 159,642,160 156,631,848
21 Total liabilities (Part X, line 26)............. 6,146,827 5,978,978
22 Net assets or fund balances. Subtract line 21 from line 20..... 153,495,333 150,652,870
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2020)
Form 990 (2020)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: ROCKEFELLER FAMILY FUND IS A U.S. BASED, FAMILY-LED PUBLIC CHARITY THAT INITIATES, CULTIVATES, AND FUNDS STRATEGIC EFFORTS TO PROMOTE A SUSTAINABLE, JUST, FREE, AND PARTICIPATORY SOCIETY.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 17,436,232 including grants of $ 16,696,182 ) (Revenue $   )
SPECIAL PROJECT FUNDS - RFF MANAGES A NUMBER OF SPECIAL PROJECT FUNDS IN THE AREAS OF WORK/LIFE INITIATIVES; REDUCING THE GLOBAL USE OF FOSSIL FUELS AND ADVANCING POLICIES TO ADDRESS CLIMATE CHANGE AND THE TRANSITION TO A CLEAN TECH ECONOMY; AND U.S. DEMOCRACY AND VOTER ENGAGEMENT. IN EACH OF THESE AREAS, RFF DEVELOPS AND MANAGES INITIATIVES IN CONJUNCTION WITH FUNDER PARTNERS, INDIVIDUALS, AND EXISTING NON-PROFIT ORGANIZATIONS, TO ADVANCE CRITICAL POLICY OBJECTIVES OR BUILD NECESSARY CAPACITY.
4b (Code:   ) (Expenses $ 4,876,700 including grants of $ 4,876,700 ) (Revenue $   )
DONOR ADVISED FUNDS - FACILITATE THE COLLABORATION AMONG ITS FOUNDATION COLLEAGUES OR INITIATIVES AMONG NONPROFIT ORGANIZATIONS AND PROVIDE FLEXIBLE MECHANISMS TO MEET THE FINANCIAL NEEDS OF ADVOCACY CAMPAIGNS OR OTHER DYNAMIC PROJECTS.
4c (Code:   ) (Expenses $ 1,912,500 including grants of $ 1,810,000 ) (Revenue $   )
CORE FUNDS - THE ROCKEFELLER FAMILY FUND CORE PROGRAM SERVICES REPRESENT AREAS SUCH AS ENVIRONMENT ("ENV"),EMERGING OPPORTUNITIES ("EO"), ECONOMIC JUSTICE FOR WOMEN ("EJW"), AND INSTITUTIONAL ACCOUNTABILITY AND INDIVIDUAL LIBERTIES ("IAIL").SEE SCHEDULE O FOR AN EXPLANATION OF ENV, EO, EJW, AND IAIL PROGRAM AREAS.ENVIRONMENT - FUNDS CLIMATE CHANGE INITIATIVES DESIGNED TO ENACT POLICIES AT THE STATE AND NATIONAL LEVELS TO REDUCE CARBON EMISSIONS; ACCELERATE THE TRANSITION TO A CLEAN-ENERGY ECONOMY; BRING DIVERSE AND COMPELLING NEW VOICES INTO THE CLIMATE DEBATE; AND EXAMINE HOW SPECIAL INTERESTS AND CERTAIN OFFICIALS ARE DISTORTING SCIENCE AND DELAYING CONSTRUCTIVE STEPS TO DEAL WITH THIS IMPENDING GLOBAL CRISIS. ECONOMIC JUSTICE FOR WOMEN SUPPORT PROJECTS DESIGNED TO PROMOTE WOMEN'S ECONOMIC EQUALITY. CURRENTLY, THE PROGRAM SEEKS TO ADVANCE WORKPLACE REFORM POLICIES SUCH AS A PAID SICK LEAVE, FLEX TIME, AND RAISING THE MINIMUM WAGE. INSTITUTIONAL ACCOUNTABILITY & INDIVIDUAL LIBERTIES - ENCOURAGES THE ACTIVE PARTICIPATION OF CITIZENS IN GOVERNMENT, SEEKS TO MAKE GOVERNMENT AND PRIVATE INSTITUTIONS MORE ACCOUNTABLE AND RESPONSIVE, AND SUPPORTS EFFORTS TO ENSURE THAT INDIVIDUALS' RIGHTS AND LIBERTIES UNDER THE CONSTITUTION ARE PROTECTED. EMERGING OPPORTUNITIES - ENCOURAGES CREATIVE ADVOCACY IN ISSUE AREAS OUTSIDE OF RFF'S CURRENT AREAS OF FOCUS, BUT STILL WITHIN RFF'S ESTABLISHED PROGRAM AREAS AND SUPPLEMENTS THE RESPECTIVE ANNUAL BUDGET ALLOCATIONS FOR RFF'S OTHER PROGRAM AREA IN ORDER TO SEIZE EMERGING OPPORTUNITIES.
(Code:   ) (Expenses $ 7,638,330 including grants of $ 25,165 ) (Revenue $   )
4d Other program services (Describe in Schedule O.)
(Expenses $ 7,638,330 including grants of $ 25,165 ) (Revenue $   )
4e Total program service expensesMediumBullet31,863,762
Form 990 (2020)
Form 990 (2020)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment.........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part IIIClick to see attachment..
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment.........................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment....
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D, Part IIIClick to see attachment..............
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part V......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D, Part VI. Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XIIClick to see attachment......................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....Click to see attachment
15
 
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...Click to see attachment
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I(see instructions) ....
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
21
Yes
 
Form 990 (2020)
Form 990 (2020)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........Click to see attachment
22
 
No
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I ....
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................
25b
 
No
26
Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part II...........
26
 
No
27
Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?
If "Yes," complete
Schedule L, Part III.........................
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV......................
28a
 
No
b
A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV.....
28b
 
No
c
A 35% controlled entity of one or more individuals and/or organizations described in lines 28a or 28b? If "Yes," complete Schedule L, Part IV.....................
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .................Click to see attachment
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............Click to see attachment
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable ..
1a
79
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
 
 
Form 990 (2020)
Form 990 (2020)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance (continued)
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
16
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
 
No
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
 
No
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the sponsoring organization make any taxable distributions under section 4966?........
9a
 
No
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see instructions and file Form 4720, Schedule N.
15
 
No
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.
16
 
No
Form 990 (2020)
Form 990 (2020)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
15
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
15
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the states with which a copy of this Form 990 is required to be filedMediumBullet
NY
18
Section 6104 requires an organization to make its Form 1023 (or 1024-A if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletANDREA LAWYER TREASURER475 RIVERSIDE DRIVE NO 900   NEW YORK,NY10115 (212) 812-4252
Form 990 (2020)
Form 990 (2020)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See instructions for the order in which to list the persons above.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) MIRANDA KAISER......................................................................
PRESIDENT
 3.00
.................
  		X   X       0 0 0
(2) ALEXANDRA CHASIN......................................................................
VICE PRESIDENT
 3.00
.................
  		X   X       0 0 0
(3) PETER GILL CASE......................................................................
VICE PRESIDENT
 3.00
.................
  		X   X       0 0 0
(4) NEVA GOODWIN......................................................................
VICE PRESIDENT
 3.00
.................
  		X   X       0 0 0
(5) CLARE M PIERSON......................................................................
VICE PRESIDENT
 3.00
.................
  		X   X       0 0 0
(6) TARA ROCKEFELLER......................................................................
VICE PRESIDENT
 3.00
.................
  		X   X       0 0 0
(7) LUCIA GILL CASE......................................................................
TRUSTEE
 3.00
.................
  		X           0 0 0
(8) MICHAEL LAMBERT......................................................................
TRUSTEE
 3.00
.................
  		X           0 0 0
(9) REBECCA LAMBERT......................................................................
TRUSTEE
 3.00
.................
  		X           0 0 0
(10) PHEBE PIERSON......................................................................
TRUSTEE
 3.00
.................
  		X           0 0 0
(11) ELIZA ROCKEFELLER......................................................................
TRUSTEE
 3.00
.................
  		X           0 0 0
(12) FRAN SUSSNER RODGERS......................................................................
TRUSTEE
 3.00
.................
  		X           0 0 0
(13) TRACY TOON SPENCER......................................................................
TRUSTEE
 3.00
.................
  		X           0 0 0
(14) NAOMI WALETZKY......................................................................
TRUSTEE
 3.00
.................
  		X           0 0 0
(15) LIAM WANG......................................................................
TRUSTEE
 3.00
.................
  		X           0 0 0
(16) LEE H WASSERMAN......................................................................
DIRECTOR & SECRETARY
 50.00
.................
  		    X       858,045 0 850,627
(17) ANDREA LAWYER......................................................................
TREASURER
 25.00
.................
  		    X       96,814 0 27,236
Form 990 (2020)
Form 990 (2020)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) LAWRENCE G SHAPIRO........................................................................
ASSOCIATE DIRECTOR-PROG. DEV.
 50.00
.......................   		      X     598,117 0 62,408
(19) LISA GUIDE........................................................................
ASSOCIATE DIRECTOR
 32.00
.......................   		      X     579,139 0 71,678
(20) JULIE FERNANDES........................................................................
ASSOCIATE DIRECTOR-IA&IL
 40.00
.......................   		        X   221,055 0 67,205
(21) HEIDI BINKO........................................................................
EXECUTIVE DIRECTOR-JTF
 40.00
.......................   		        X   208,326 0 51,017
(22) KATHARINE REDFORD........................................................................
EXE. DIRECTOR, EQUATION CAMPAIGN
 40.00
.......................   		        X   220,181 0 45,508
(23) ROXANNE STACHOWSKI........................................................................
SR MANAGER FOR EXECUTIVE INITIATIVES
 40.00
.......................   		        X   102,316 0 50,306














1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 2,883,993 0 1,225,985
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet7
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
Yes
 
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
STRATEGIC INVESTMENT GROUP

1001 19TH ST NORTH 16TH FLOOR
ARLINGTON,VA22209 		INVESTMENT MANAGEMENT 382,460
AUGMENTED RESEARCH LLC

13609 AQUA LANE
ROCKVILLE,MD20850 		CONSULTANT SERVICES 197,000
CARBO STRATEGIC CONSULTING LLC

185 HALL STREET APT 704
BROOKLYN,NY11205 		CONSULTANT SERVICES 187,500
TERESA VILLMAN

8381 SOUTH KOLLATH ROAD
VERONA,WI53593 		CONSULTANT SERVICES 180,000
COMMUNITY TRANSITION PLANNING

628 W WRIGHTWOOD AVENUE 5E
CHICAGO,IL60614 		CONSULTANT SERVICES 180,000
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet11
Form 990 (2020)
Form 990 (2020)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues..1b  
c Fundraising events..1c  
d Related organizations1d 65,000
e Government grants (contributions)1e  
f All other contributions, gifts, grants, and similar amounts not included above1f 18,676,885
g Noncash contributions included in lines 1a - 1f:$ 1g 5,258,122
h Total. Add lines 1a-1f.......MediumBullet 18,741,885
Program Service RevenueAmt Business Code
2a
b
c
d
e
f All other program service revenue.        
g Total. Add lines 2a–2f .....MediumBullet  
OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 961,581   1,203 960,378
4 Income from investment of tax-exempt bond proceedsMediumBullet        
5 Royalties...........MediumBullet        
(ii) Personal (i) Real
6a Gross rents     6a
b Less: rental expenses     6b
c Rental income or (loss)     6c
d Net rental income or (loss).......MediumBullet        
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory   615,795,938 7a
b Less: cost or other basis and sales expenses   591,727,036 7b
c Gain or (loss)   24,068,902 7c
d Net gain or (loss).........MediumBullet 24,068,902     24,068,902
8a Gross income from fundraising events (not including $   of contributions reported on line 1c). See Part IV, line 18 ....
8a  
b Less: direct expenses ... 8b  
c Net income or (loss) from fundraising events..MediumBullet      
9a Gross income from gaming activities.
See Part IV, line 19 ...
9a  
b Less: direct expenses ... 9b  
c Net income or (loss) from gaming activities..MediumBullet        
10a Gross sales of inventory, less
returns and allowances ..
10a  
b Less: cost of goods sold .. 10b  
c Net income or (loss) from sales of inventory..MediumBullet        
Business Code Miscellaneous Revenue
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet  
12 Total revenue. See instructions.....MediumBullet 43,772,368 0 1,203 25,029,280
Form 990 (2020)
Form 990 (2020)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising
expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 .... 23,408,047 23,408,047
2 Grants and other assistance to domestic individuals. See Part IV, line 22 ...........    
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. .............    
4 Benefits paid to or for members .......    
5 Compensation of current officers, directors, trustees, and key employees ........... 1,953,559 1,512,637 351,558 89,364
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .........        
7 Other salaries and wages........ 1,237,583 832,436 332,279 72,868
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 76,697 56,984 15,843 3,870
9 Other employee benefits ....... 339,975 242,794 79,519 17,662
10 Payroll taxes ........... 129,955 96,553 26,844 6,558
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 237,966 220,757 17,209  
c Accounting ........... 53,280   53,280  
d Lobbying ........... 842,550 842,550    
e Professional fundraising services. See Part IV, line 17    
f Investment management fees ...... 674,716   674,716  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 4,280,322 4,247,130 16,725 16,467
12 Advertising and promotion ....        
13 Office expenses ....... 108,919 85,870 17,669 5,380
14 Information technology ...... 45,724 36,001 7,462 2,261
15 Royalties ..        
16 Occupancy ........... 97,830 64,195 28,293 5,342
17 Travel ............ 77,615 76,889 611 115
18 Payments of travel or entertainment expenses for any federal, state, or local public officials .        
19 Conferences, conventions, and meetings .... 6,881 6,817 54 10
20 Interest ...........        
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization .. 6,367 4,178 1,842 347
23 Insurance ... 53,767 35,282 15,550 2,935
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a DUES AND SUBSCRIPTION 81,024 53,168 23,432 4,424
b PUBLICATIONS 51,985 35,210 14,122 2,653
c EQUIPMENT RENTAL 5,225 4,114 853 258
d REPAIR AND MAINTENANCE 2,731 2,150 446 135
e All other expenses        
25 Total functional expenses. Add lines 1 through 24e 33,772,718 31,863,762 1,678,307 230,649
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2020)
Form 990 (2020)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 3,154,742 1 3,806,201
2 Savings and temporary cash investments ......... 22,488,913 2 66,120,949
3 Pledges and grants receivable, net ...... 9,821,441 3 3,918,728
4 Accounts receivable, net ............. 23,221 4 37,709
5 Loans and other receivables from any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
  5  
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
  6  
7 Notes and loans receivable, net ...........   7  
8 Inventories for sale or use ............   8  
9 Prepaid expenses and deferred charges ...... 31,835 9 55,726
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 180,159
b Less: accumulated depreciation 10b 166,645 10,013 10c 13,514
11 Investments—publicly traded securities . 27,269,977 11 19,456,295
12 Investments—other securities. See Part IV, line 11 ..... 96,842,018 12 63,222,726
13 Investments—program-related. See Part IV, line 11 ..   13  
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ...........   15  
16 Total assets. Add lines 1 through 15 (must equal line 33)... 159,642,160 16 156,631,848
Liabilities 17 Accounts payable and accrued expenses ..... 1,291,772 17 1,678,882
18 Grants payable ... 1,629,000 18 1,208,100
19 Deferred revenue .........   19  
20 Tax-exempt bond liabilities .........   20  
21 Escrow or custodial account liability. Complete Part IV of Schedule D   21  
22 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
  22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties ..   24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 3,226,055 25 3,091,996
26 Total liabilities. Add lines 17 through 25.. 6,146,827 26 5,978,978
Net Assets or Fund Balance Organizations that follow FASB ASC 958, check here MediumBullet and complete lines 27, 28, 32, and 33.
27 Net assets without donor restrictions .......... 126,674,256 27 130,598,082
28 Net assets with donor restrictions ........... 26,821,077 28 20,054,788
Organizations that do not follow FASB ASC 958, check here MediumBullet and complete lines 29 through 33.
29 Capital stock or trust principal, or current funds .....   29  
30 Paid-in or capital surplus, or land, building or equipment fund ...   30  
31 Retained earnings, endowment, accumulated income, or other funds   31  
32 Total net assets or fund balances ........... 153,495,333 32 150,652,870
33 Total liabilities and net assets/fund balances ........ 159,642,160 33 156,631,848
Form 990 (2020)
Form 990 (2020)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
43,772,368
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
33,772,718
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
9,999,650
4
Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..
4
153,495,333
5
Net unrealized gains (losses) on investments ...............
5
-12,495,507
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-346,606
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))
10
150,652,870
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
 
No
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
 
 
Form 990 (2020)
Form 990 (2020)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
ROCKEFELLER FAMILY FUND INC
 
Employer identification number

13-6257658
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1
2
3
4
5
6
7
8
9
10
11
12
a
b
c
d
e
f
Enter the number of supported organizations ...............................  
g
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 10 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total
 
   
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") .. 9,441,702 29,957,267 25,281,667 34,722,028 18,741,885 118,144,549
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3 9,441,702 29,957,267 25,281,667 34,722,028 18,741,885 118,144,549
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 53,216,980
6 Public support. Subtract line 5 from line 4. 64,927,569
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
7 Amounts from line 4.. 9,441,702 29,957,267 25,281,667 34,722,028 18,741,885 118,144,549
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 739,415 923,822 1,525,108 1,892,157 960,378 6,040,880
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..            
11 Total support. Add lines 7 through 10 124,185,429
12
12
 
13
First 5 years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
52.280 %
15
15
51.190 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose            
3 Gross receipts from activities that are not an unrelated trade or business under section 513 .....            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge            
6 Total. Add lines 1 through 5            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 12 of Part I. If you checked box 12a, of Part I, complete Sections A and B. If you checked box 12b, of Part I, complete Sections A and C. If you checked box 12c, of Part I, complete Sections A, D, and E. If you checked box12d, of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer lines 3b and 3c below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked box 12a or 12b in Part I, answer lines 4b and 4c below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer lines 5b and 5c below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons, as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described in lines 11b and 11c below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described in 11a above?
11b
 
 
c
A 35% controlled entity of a person described in line 11a or 11b above? If “Yes” to 11a, 11b, or 11c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the officers, directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in line 2 above, did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer lines 2a and 2b below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described in line 2a, above constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer lines 3a and 3b below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations?If "Yes" or "No", provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    
Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 0.015 of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by 0.035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    
Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes 1  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity 		2  
3 Administrative expenses paid to accomplish exempt purposes of supported organizations 3  
4 Amounts paid to acquire exempt-use assets 4  
5 Qualified set-aside amounts (prior IRS approval required - provide details in Part VI) 5  
6 Other distributions (describe in Part VI). See instructions 6  
7Total annual distributions. Add lines 1 through 6. 7  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions 		8  
9 Distributable amount for 2020 from Section C, line 6 9  
10 Line 8 amount divided by Line 9 amount 10  
Section E - Distribution Allocations (see instructions) (i)
Excess Distributions 		(ii)
Underdistributions
Pre-2020 		(iii)
Distributable
Amount for 2020
1 Distributable amount for 2020 from Section C, line 6  
2 Underdistributions, if any, for years prior to 2019 (reasonable cause required-- explain in Part VI).
See instructions.		  
3 Excess distributions carryover, if any, to 2020:
a From 2015.......  
b From 2016.......  
c From 2017.......  
d From 2018.......  
e From 2019.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2020 distributable amount  
i Carryover from 2015 not applied (see
instructions) 		 
j Remainder. Subtract lines 3g, 3h, and 3i from line 3f.  
4Distributions for 2020 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2020 distributable amount  
c Remainder. Subtract lines 4a and 4b from line 4.  
5 Remaining underdistributions for years prior to
2020, if any. Subtract lines 3g and 4a from line 2.
If the amount is greater than zero, explain in Part VI.
See instructions. 		 
6 Remaining underdistributions for 2020. Subtract
lines 3h and 4b from line 1. If the amount is greater
than zero, explain in Part VI. See instructions. 		 
7 Excess distributions carryover to 2021. Add lines
3j and 4c. 		 
8 Breakdown of line 7:
a Excess from 2016.....  
b Excess from 2017.....  
c Excess from 2018.....  
d Excess from 2019.....  
e Excess from 2020.....  
Schedule A (Form 990 or 990-EZ) (2020)

Schedule A (Form 990 or 990-EZ) 2020
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A (Form 990 or 990-EZ) 2020


Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Name of the organization
ROCKEFELLER FAMILY FUND INC
 
Employer identification number

13-6257658
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
Name of organization
ROCKEFELLER FAMILY FUND INC
  		Employer identification number
13-6257658
Part I
Contributors
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
 
 
 
 
  ,    

$ RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Page 3
Name of organization
ROCKEFELLER FAMILY FUND INC
  		Employer identification number

13-6257658
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Page 4
Name of organization
ROCKEFELLER FAMILY FUND INC
  		Employer identification number

13-6257658
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
ROCKEFELLER FAMILY FUND INC
 
Employer identification number

13-6257658
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

2
Political campaign activity expenditures (see instructions) ....................................................................SchCMd Bullet
$  
3
Volunteer hours for political campaign activities (see instructions) ..................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2020

Schedule C (Form 990 or 990-EZ) 2020
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ...................... 181,500  
b Total lobbying expenditures to influence a legislative body (direct lobbying) ........................ 671,939  
c Total lobbying expenditures (add lines 1a and 1b) ............................................................ 853,439  
d Other exempt purpose expenditures ............................................................................... 32,244,563  
e Total exempt purpose expenditures (add lines 1c and 1d) .................................................. 33,098,002  
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		 1,000,000  
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) ................................................. 250,000  
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................ 0  
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................ 0  
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ...................................................................................................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) Total
2a Lobbying nontaxable amount 1,000,000 1,000,000 1,000,000 1,000,000 4,000,000
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		6,000,000
c Total lobbying expenditures 355,000 642,500 547,500 853,439 2,398,439
d Grassroots nontaxable amount 250,000 250,000 250,000 250,000 1,000,000
e Grassroots ceiling amount
(150% of line 2d, column (e))		 1,500,000
f Grassroots lobbying expenditures 150,000 195,000 190,000 181,500 716,500
Schedule C (Form 990 or 990-EZ) 2020


Schedule C (Form 990 or 990-EZ) 2020
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes|No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
 
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
 
 
c
Media advertisements? ...................................................................................................
 
 
 
d
Mailings to members, legislators, or the public? .............................................................................
 
 
 
e
Publications, or published or broadcast statements? ...........................................................
 
 
 
f
Grants to other organizations for lobbying purposes? ..........................................................
 
 
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
 
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
 
 
 
i
Other activities? ...................................................................................................................
 
 
 
j
Total. Add lines 1c through 1i ....................................................................................................
 
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
 
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
Schedule C (Form 990 or 990EZ) 2020


Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
ROCKEFELLER FAMILY FUND INC
 
Employer identification number

13-6257658
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ......... 10 8
2 Aggregate value of contributions to (during year) 1,572,056 17,169,829
3 Aggregate value of grants from (during year) 5,826,700 17,581,347
4 Aggregate value at end of year ........ 33,120,330 22,867,630
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back
1a Beginning of year balance .... 159,075,634 132,698,996 126,841,136 103,485,633 94,923,508
b Contributions ... 18,676,885 34,677,028 34,551,299 29,738,267 19,386,702
c Net investment earnings, gains, and losses 11,859,057 15,554,849 -6,657,820 12,406,737 5,679,276
d Grants or scholarships ...          
e Other expenditures for facilities
and programs ... 		33,617,749 23,855,239 22,035,619 18,789,501 16,503,853
f Administrative expenses ....          
g End of year balance ...... 155,993,827 159,075,634 132,698,996 126,841,136 103,485,633
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet87.144 %
b
Permanent endowment SchDMd Bullet5.379 %
c
Term endowment SchDMd Bullet7.477 %
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) Unrelated organizations .......................
3a(i)
Yes
 
(ii) Related organizations .......................
3a(ii)
 
No
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment) 		(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .....      
b Buildings ....        
c Leasehold improvements        
d Equipment ....   180,159 166,645 13,514
e Other .....        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 13,514
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 3
Part VII
Investments - Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives.........    
(2) Closely-held equity interests........    
(3) Other
(A) MULTI-STRATEGY		 23,857,215 F

(B) U.S. FIXED INCOME		 1,829,710 F

(C) HEDGE FUNDS		 29,397,820 F

(D) PRIVATE EQUITY FUNDS		 4,748,543 F

(E) FIXED INCOME - HEDGE FUNDS		 3,283,512 F

(F) REAL ESTATE		 105,876 F
(G)
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 63,222,676
Part VIII
Investments - Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes  
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 3,091,996
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 40,393,507
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a -12,495,507
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d 9,792,565
e Add lines 2a through 2d ..................... 2e -2,702,942
3 Subtract line 2e from line 1.................. 3 43,096,449
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 674,716
b Other (Describe in Part XIII.) ........... 4b 1,203
c Add lines 4a and 4b.................... 4c 675,919
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 43,772,368
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 34,585,233
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a  
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d 1,487,231
e Add lines 2a through 2d.................... 2e 1,487,231
3 Subtract line 2e from line 1................... 3 33,098,002
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 674,716
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b..................... 4c 674,716
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 33,772,718
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
PART V, LINE 4: THE ORGANIZATION INTENDS TO USE ITS ENDOWMENT FUNDS TO PROVIDE FUNDING AND SUPPORT FOR ITS PROGRAMS IN ACCORDANCE WITH APPLICABLE DONOR RESTRICTIONS.
PART X, LINE 2: THE FUND FOLLOWS THE PROVISIONS OF ACCOUNTING STANDARDS CODIFICATION (ASC) SUBTOPIC 740-10, ACCOUNTING FOR INCOME TAXES, WHICH ADDRESSES THE ACCOUNTING FOR UNCERTAINTIES IN INCOME TAXES RECOGNIZED IN AN ORGANIZATION'S FINANCIAL STATEMENTS AND PRESCRIBES A THRESHOLD FOR THE RECOGNITION AND DERECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. ASC SUBTOPIC 740-10 ALSO PROVIDES RELATED GUIDANCE ON MEASUREMENT, CLASSIFICATION, INTEREST AND PENALTIES, AND DISCLOSURES. THE FUND HAS CONCLUDED THAT THERE WERE NO UNCERTAINTIES TO DISCLOSE. THE FUND IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO DECEMBER 31, 2017.
PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUE FROM A RELATED PARTY 9,857,565. ELIMINATING ENTRY - RELATED PARTY -65,000.
PART XI, LINE 4B - OTHER ADJUSTMENTS: PASS-THROUGH UNRELATED BUSINESS LOSS FROM ALTERNATIVE 1,203.
PART XII, LINE 2D - OTHER ADJUSTMENTS: RELATED PARTY EXPENSES 1,487,231.
Schedule D (Form 990) 2020


Additional Data


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Software Version:  




SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
ROCKEFELLER FAMILY FUND INC
 
Employer identification number

13-6257658
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in the region (d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in the region		 (f) Total expenditures
for and investments
in the region
CENTRAL AMERICA 0 0 INVESTMENT   24,407,050
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
3a Sub-total .... 0 0 24,407,050
b Total from continuation sheets to Part I ... 0 0 0
c Totals (add lines 3a and 3b) 0 0 24,407,050
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2020
Schedule F (Form 990) 2020
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of noncash
assistance 		(h) Description
of noncash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
 
3 Enter total number of other organizations or entities .......................MediumBullet
 
Schedule F (Form 990) 2020
Schedule F (Form 990) 2020Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
noncash
assistance 		(g) Description
of noncash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2020
Schedule F (Form 990) 2020
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2020
Schedule F (Form 990) 2020
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.
ReturnReference Explanation
PART III ACCOUNTING METHOD:  
PART I, LINE 3, COLUMN (F): INVESTMENTS IN THE REGION OF CENTRAL AMERICA AND THE CARIBBEAN CONSIST OF A DIRECT INVESTMENT IN A HEDGE FUND AS WELL AS INVESTMENTS HELD IN PRIVATE EQUITY FUND OF FUNDS.
PART IV, LINE 3 AND 4: THE ORGANIZATION IS NOT REQUIRED TO FILE FORM 5471 OR FORM 8621 BECAUSE IT DOES NOT MEET THE APPLICABLE OWNERSHIP THRESHOLD OR OTHER FILING REQUIREMENTS.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2020
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Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
ROCKEFELLER FAMILY FUND INC
 
Employer identification number
13-6257658
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC section
(if applicable)		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
noncash assistance		 (h) Purpose of grant
or assistance
(1) 350ORG
20 JAY STREET SUITE 732
BROOKLYN,NY112018352 		26-1150699 501(C)(3) 10,000       GENERAL SUPPORT
(2) A BETTER BALANCE
40 WORTH STREET 10TH FLOOR
NEW YORK,NY10013 		20-3664771 501(C)(3) 227,500       PROJECT SUPPORT - DEMOCRACY SUMMER FELLOWSHIP, FAMILY FRIENDLY POLICIES, PREEMPTION WORK
(3) ACTION CENTER ON RACE AND THE ECONOMY INSTITUTE
1901 W CARROLL AVE
CHICAGO,IL606122401 		82-1199695 501(C)(3) 120,000       PROJECT SUPPORT - SENIOR RESEARCH ANALYST
(4) AIR ALLIANCE HOUSTON
3914 LEELAND ST
HOUSTON,TX770035648 		76-0461030 501(C)(3) 175,000       PROJECT SUPPORT - AIR QUALITY MONITORING
(5) ALLIANCE FOR YOUTH ORGANIZING
915 5TH ST NW
WASHINGTON,DC200012501 		46-2465621 501(C)(3) 86,000       PROJECT SUPPORT - MOVE TX CORPUS CHRISTI, NUECES COUNTRY EXPANSION, LEADERS IGNITING TRANSFORMATION EDUCATION FUND
(6) ALLIED MEDIA PROJECTS INC
4126 3RD STREET
DETROIT,MI482011612 		01-0559608 501(C)(3) 335,000       PROJECT SUPPORT - KAIROS FELLOWSHIP
(7) AMERICAN FARMLAND TRUST
1150 CONNECTICUT AVE NW STE 600
WASHINGTON,DC200364132 		52-1190211 501(C)(3) 100,000       GENERAL SUPPORT
(8) ANIMAS VALLEY INSTITUTE
PO BOX 1020
DURANGO,CO813021020 		84-1489411 501(C)(3) 300,000       PROJECT SUPPORT - PROGRAM SCHOLARSHIPS
(9) APPALACHIAN CITIZENS LAW CENTER
317 MAIN STREET
WHITESBURG,KY41858 		61-1401589 501(C)(3) 25,000       PROJECT SUPPORT - JUST TRANSITION POLICY INITIATIVES
(10) APPALACHIAN PEACE EDUCATION CENTER INC
PO BOX 1831
ABINGDON,VA24210 		52-1393896 501(C)(3) 7,500       PROJECT SUPPORT - SCALE, INC.'S RURAL-URBAN DIVIDE
(11) APPALACHIAN SUSTAINABLE DEVELOPMENT
1096 OLE BERRY ROAD SUITE 100
ABINGDON,VA242120791 		31-1445533 501(C)(3) 15,000       GROUNDWORK PAID WORKFORCE
(12) APPALACHIAN VOICES
589 WEST KING STREET
BOONE,NC28607 		56-2049956 501(C)(3) 140,000       PROJECT SUPPORT - RECLAIMING APPALACHIAN COALITION, VCHEC, AND VIRGINIA TRANSITION POLICY
(13) ARIZONA CENTER FOR EMPOWERMENT
3120 N 19TH AVENUE SUITE 190
PHOENIX,AZ850152432 		27-2366780 501(C)(3) 365,000       GENERAL SUPPORT, DEMOCRACY AND PREEMPTION WORK IN ARIZONA
(14) BARD COLLEGE
PO BOX 3000
ANNANDALEONHUDSON,NY125045000 		14-1713034 501(C)(3) 15,000       PROJECT SUPPORT- BARD PRISON INITIATIVE
(15) BETTER FUTURE PROJECT INC
30 BOW ST
CAMBRIDGE,MA021385001 		47-1015198 501(C)(3) 293,000       GENERAL SUPPORT, LAW STUDENT CLIMATE ACCOUNTABILITY, DIVEST ED PROGRAM
(16) BEYOND PESTICIDES
701 E STREET SE
WASHINGTON,DC200032803 		52-1360541 501(C)(3) 75,000       ORGANICEYE
(17) BIG BEND CONSERVATION ALLIANCE
PO BOX 1721
ALPINE,TX79831 		47-3670796 501(C)(3) 55,000       GENERAL SUPPORT AND PROJECT SUPPORT - CLIMATE CHANGES EFFORTS IN TEXAS
(18) BLUEPRINT NORTH CAROLINA
3125 POPLARWOOD COURT SUITE 300
RALEIGH,NC276124844 		27-2459538 501(C)(3) 100,000       PROJECT SUPPORT - NONPARTISAN CIVIC ENGAGEMENT PROGRAM
(19) BOLD EDUCATION FUND INC
208 S BURLINGTON AVE BOX 326
HASTINGS,NE689015904 		45-5369198 501(C)(3) 100,000       PROJECT SUPPORT - PIPELINE FIGHTER HUB
(20) BRENNAN CENTER FOR JUSTICE
120 BROADWAY SUITE 1750
NEW YORK,NY102710002 		13-3839293 501(C)(3) 25,000       GENERAL SUPPORT
(21) BUSINESS EDUCATION FUND
6218 GEORGIA AVE NW STE 542
WASHINGTON,DC200115125 		84-2969739 501(C)(3) 200,000       PROJECT SUPPORT - MAIN STREET ALLIANCE
(22) BVM CAPACITY BUILDING INSTITUTE INC
3645 MARKETPLACE BLVD
EAST POINT,GA303445747 		82-3835203 501(C)(3) 107,000       PROJECT SUPPORT - NONPARTISAN CIVIC ENGAGEMENT PROGRAM
(23) CAMPAIGN LEGAL CENTER
1101 14TH ST NW SUITE 400
WASHINGTON,DC20005 		04-3608387 501(C)(3) 200,000       PROJECT SUPPORT - VOTER PROTECTION LITIGATION & ADVOCACY
(24) CARRIZO COMECRUDO TRIBE OF TEXAS
1250 ROEMER LN
FLORESVILLE,TX781145924 		75-2830923 501(C)(3) 83,000       GENERAL AND PROJECT SUPPORT - HONOR THE GARCIA PASTURE IN BROWNSVILLE
(25) CASA
8151 15TH AVENUE
HYATTSVILLE,MD207833501 		52-1372972 501(C)(3) 110,000       PROJECT SUPPORT - NONPARTISAN CIVIC ENGAGEMENT ORGANIZING AND RESEARCH
(26) CENTER FOR AMERICAN PROGRESS
1333 H STREET NW 10TH FLOOR
WASHINGTON,DC200054746 		30-0126510 501(C)(3) 50,000       PROJECT SUPPORT - WOMEN'S INITIATIVE
(27) CENTER FOR CIVIC POLICY
625 SILVER AVENUE SW SUITE 320
ALBUQUERQUE,NM871257616 		01-0869701 501(C)(3) 25,000       PROJECT SUPPORT - NEW MEXICO NARRATIVE PROJECT 2.0
(28) CENTER FOR COALFIELD JUSTICE
PO BOX 4023
WASHINGTON,PA15301 		25-1781592 501(C)(3) 115,000       PROJECT SUPPORT - NONPARTISAN CIVIC ENGAGEMENT, NET PLATFORM, PA STATEWIDE TRANSITION PLANNING
(29) CENTER FOR CONSTITUTIONAL RIGHTS
666 BROADWAY 7TH FLR
NEW YORK,NY100122317 		22-6082880 501(C)(3) 85,000       GENERAL SUPPORT
(30) CENTER FOR DEMOCRATIC AND ENVIRONMENTAL RIGHTS
1320 N HOLLIS ST
SPOKANE,WA992013012 		84-3247477 501(C)(3) 25,000       GENERAL SUPPORT
(31) CENTER FOR ECOLITERACY
2150 ALLSTON WAY STE 270
BERKELEY,CA947041377 		94-2911417 501(C)(3) 65,000       GENERAL SUPPORT
(32) CENTER FOR ENERGY AND ENVIRONMENT
212 3RD AVENUE NORTH SUITE 560
MINNEAPOLIS,MN554011459 		41-1647799 501(C)(3) 15,000       PROJECT SUPPORT - COMMUNITY TRANSITION PLAN
(33) CENTER FOR POPULAR DEMOCRACY
449 TROUTMAN ST STE A
BROOKLYN,NY112372790 		45-3813436 501(C)(3) 245,000       GENERAL SUPPORT AND PROJECT SUPPORT FOR ECONOMIC JUSTICE AGENDA, LOCAL PROGRESS, THE FORGE(PROJECT SUPPORT)
(34) CENTER FOR PUBLIC POLICY PRIORITIES DBA EVERY TEXAN
7020 EASY WIND DR STE 200
AUSTIN,TX787522373 		74-2898197 501(C)(3) 75,000       PROJECT SUPPORT - PREEMPTION AND PUBLIC EDUCATION
(35) CERES
99 CHAUNCY STREET 6TH FLR
BOSTON,MA021111703 		22-3053747 501(C)(3) 15,000       GENERAL SUPPORT
(36) CHANGELAB SOLUTIONS
2201 BROADWAY STE 502
OAKLAND,CA946123063 		26-3710746 501(C)(3) 60,000       PROJECT SUPPORT - PREEMPTION AND HEALTH EQUITY
(37) CHESAPEAKE CLIMATE ACTION NETWORK
6930 CARROLL AVE STE 720
TAKOMA PARK,MD209124499 		11-3644283 501(C)(3) 50,000       PROJECT SUPPORT - CLIMATE ACCOUNTABILITY CAUCUS INITIATIVE
(38) CITIZENS FOR PENNSYLVANIA'S FUTURE (PENNFUTURE)
610 N 3RD ST
HARRISBURG,PA171011113 		31-1607866 501(C)(3) 60,000       PROJECT SUPPORT - POLICY WORK AND PUBLIC EDUCATION ON FRACKED GAS PETROCHEMICALS, AND PLASTICS
(39) CLEAN AIR COALITION OF WESTERN NEW YORK INC
52 LINWOOD AVE
BUFFALO,NY14209 		27-0746038 501(C)(3) 70,000       PROJECT SUPPORT - NEW YORK STATE REMEDIATION EFFORTS
(40) CLEAN AIR COUNCIL
135 S 19TH STREET SUITE 300
PHILADELPHIA,PA19103 		23-1683461 501(C)(3) 50,000       PROJECT SUPPORT - NATURAL GAS INFRASTRUCTURE IN PENNSYLVANIA
(41) COALFIELD DEVELOPMENT CORPORATION
POBOX 1133 312 HALL STREET
WAYNE,WV255701133 		26-3836207 501(C)(3) 165,000       PROJECT SUPPORT - NET PLATFORM, WORKFORCE READINESS AND PROFESSIONAL SUCCESS (WRAPS) WORKFORCE TRAINING PROGRAM
(42) COLORADO FISCAL INSTITUTE
1905 SHERMAN STREET SUITE 225
DENVER,CO802031140 		46-1281109 501(C)(3) 30,000       PROJECT SUPPORT - JUST TRANSITION CASH FUND
(43) COLUMBIA RIVERKEEPER FISCAL SPONSOR OF POWER PAST FRACKED GAS
111 3RD ST
HOOD RIVER,OR970312009 		91-1583492 501(C)(3) 75,000       PROJECT SUPPORT - POWER PAST FRACKED GAS
(44) COMMON CAUSE EDUCATION FUND
805 15TH ST NW SUITE 800
WASHINGTON,DC200052207 		31-1705370 501(C)(3) 10,000       GENERAL SUPPORT
(45) COMMONWEALTH FOUNDATION INC
1515 OXFORD STREET SUITE 1D
BERKELEY,CA94709 		22-2543558 501(C)(3) 50,000       PROJECT SUPPORT - PA STANDS UP INSTITUTE
(46) COMMUNITY CHANGE
1536 U ST NW
WASHINGTON,DC200093912 		52-0888113 501(C)(3) 15,000       GENERAL SUPPORT
(47) COMMUNITY FARM ALLIANCE INC
119 1/2 WEST MAIN STREET
BEREA,KY404030130 		61-1092056 501(C)(3) 7,500       PROJECT SUPPORT - KENTUCKY BLACK FARMER FUND
(48) CONSERVATION MINNESOTA
1101 WEST RIVER PARKWAY SUITE 250
MINNEAPOLIS,MN554154853 		41-2017329 501(C)(3) 40,000       PROJECT SUPPORT - ECONOMIC DEVELOPMENT IN MINNESOTA
(49) CONSTELLATION FUND
323 N WASHINGTON AVE 2ND FLR
MINNEAPOLIS,MN554012427 		82-4027046 501(C)(3) 50,000       GENERAL SUPPORT
(50) CORNELL UNIVERSITY MILDRED WARNER
INDUSTRIAL LABOR RELATIONS 377 PINE
TREE RD
ITHACA,NY148502820 		15-0532082 501(C)(3) 15,000       PROJECT SUPPORT - PREEMPTION LOCAL GOVERNMENT PERSPECTIVES
(51) DELTA INSTITUTE
35 E WACKER DRIVE SUITE 1200
CHICAGO,IL60601 		36-4210191 501(C)(3) 27,500       PROJECT SUPPORT - PUBLIC EDUCATION IN PENNSYLVANIA COAL COMMUNITIES
(52) DEMOCRACY NORTH CAROLINA
3000 AERIAL CENTER PARKWAY SUITE
160
MORRISVILLE,NC27560 		56-2271150 501(C)(3) 150,000       PROJECT SUPPORT - NONPARTISAN VOTER PROTECTION
(53) DOCTORS WITHOUT BORDERS USA
40 RECTOR ST 16TH FL
NEW YORK,NY100061751 		13-3433452 501(C)(3) 200,000       PROJECT SUPPORT - COVID-19 RELIEF EFFORTS
(54) EARTHRIGHTS INTERNATIONAL
1612 K ST NW STE 800
WASHINGTON,DC200062850 		04-3265555 501(C)(3) 108,100       GENERAL SUPPORT, POWER OF LAW/POWER OF PEOPLE, CLIMATE CHANGE CORPORATE ACCOUNTABILITY
(55) EARTHWORKS
1612 K STREET NW SUITE 808
WASHINGTON,DC20006 		52-1557765 501(C)(3) 60,000       PROJECT SUPPORT - PERMIAN GULF COAST COALITION'S COVID-19 RAPID RESPONSE, STOP SEA PORT EXPORT TERMINAL
(56) ECONOMIC POLICY INSTITUTE
1225 EYE ST NW 600
WASHINGTON,DC200055960 		52-1368964 501(C)(3) 60,000       PROJECT SUPPORT - PREEMPTION REPORT
(57) EL PUENTE DE WILLIAMSBURG INC
211 SOUTH 4TH STREET
BROOKLYN,NY11211 		11-2614265 501(C)(3) 75,000       PROJECT SUPPORT - LATINO CLIMATE ACTION NETWORK
(58) ENVIRONMENTAL INTEGRITY PROJECT
1000 VERMONT AVE NW STE 1100
WASHINGTON,DC200054939 		20-1326922 501(C)(3) 365,000       PROJECT SUPPORT - OIL, GAS, PETROCHEMICAL, AND PLASTICS POLICY WORK
(59) EQUALITY FEDERATION INSTITUTE
818 SW 3RD AVE NO 141
PORTLAND,OR972042405 		81-0670151 501(C)(3) 25,000       PROJECT SUPPORT - LGBTQ ORGANIZATIONS FIGHTING PREEMPTION
(60) ESSENTIAL PARTNERS
186 ALEWIFE BROOK PKWY STE 212
CAMBRIDGE,MA021381134 		22-3432160 501(C)(3) 10,000       GENERAL SUPPORT
(61) FAIR COUNT INC
PO BOX 170382
ATLANTA,GA303170382 		58-2421574 501(C)(3) 7,000       PROJECT SUPPORT - NONPARTISAN CIVIC ENGAGEMENT
(62) FAIR SHAKE ENVIRONMENTAL LEGAL SERVICES
5614 ELGIN ST FL 2
PITTSBURGH,PA152061514 		46-2642901 501(C)(3) 50,000       PROJECT SUPPORT - OIL, GAS, AND PETROCHEMICAL POLICY WORK IN UPPER OHIO RIVER VALLEY
(63) FAITH IN ACTION
999 NORTH CAPITOL STREET NE SUITE
200
WASHINGTON,DC20002 		94-2206497 501(C)(3) 75,000       GENERAL SUPPORT
(64) FAITH IN FLORIDA INC
406 EAST AMELIA STREET
ORLANDO,FL328035316 		59-3151613 501(C)(3) 50,000       PROJECT SUPPORT - NONPARTISAN CIVIC ENGAGEMENT ORGANIZING PROGRAM
(65) FAMILY VALUES AT WORK A MULTI-STATE CONSORTIUM INC
207 E BUFFALO ST STE 211
MILWAUKEE,WI532025758 		27-0321696 501(C)(3) 25,000       GENERAL SUPPORT
(66) FIDELITY INVESTMENTS CHARITABLE GIFT FUND
200 SEAPORT BLVD SUITE NCW4B
BOSTON,MA022102031 		11-0303001 501(C)(3) 200,000       PROJECT SUPPORT - 2020 VISION VENTURES CHARITABLE ACTIVITIES
(67) FOOD & WATER WATCH
1616 P ST NW STE 300
WASHINGTON,DC200361408 		32-0160439 501(C)(3) 40,000       PROJECT SUPPORT - MUNICIPAL ORDINANCE PROJECT
(68) FRACTURED ATLAS (PROJECT CRITICAL FREQUENCY)
228 PARK AVE SOUTH 56651
NEW YORK,NY100031502 		11-3451703 501(C)(3) 30,000       PROJECT SUPPORT - CRITICAL FREQUENCY'S FOSSIL FREE MEDIA-DRILLED NEWS PARTNERSHIP
(69) FRESH ENERGY
408 ST PETER STREET SUITE 220
SAINT PAUL,MN551021125 		41-1735501 501(C)(3) 75,000       GENERAL SUPPORT
(70) FRIENDS OF HRDC FOUNDATION
2425 WYOMING AVENUE NW
WASHINGTON,DC200081644 		47-1795987 501(C)(3) 550,000       GENERAL SUPPORT
(71) FRIENDS OF THE CHEAT INC
1343 NORTH PRESTON HIGHWAY
KINGWOOD,WV265377688 		55-0739158 501(C)(3) 50,000       PROJECT SUPPORT - MOUNTAINEER TRAIL NETWORK AUTHORITY
(72) FRIENDS OF THE HEADWATERS
PO BOX 583
PARK RAPIDS,MN564700583 		46-5038980 501(C)(3) 25,000       PROJECT SUPPORT - ENBRIDGE LINE 3 TAR SANDS PIPELINE
(73) FULL PLATES FULL POTENTIAL
188 STATE ST STE 407
PORTLAND,ME041013749 		82-2032867 501(C)(3) 10,000       GENERAL SUPPORT
(74) GENERATION WEST VIRGINIA
PO BOX 361
LEWISBURG,WV24901 		81-3004556 501(C)(3) 202,500       PROJECT SUPPORT - JUST TRANSITION, NET PLATFORM, NEWFORCE AND IMPACT FELLOWSHIP, STAFF CAPACITY EXPANSION
(75) GREEN AMERICA
1612 K ST NW STE 600
WASHINGTON,DC200062810 		52-1660746 501(C)(3) 15,000       GENERAL SUPPORT
(76) GREENPEACE FUND INC
702 H ST NW STE 300
WASHINGTON,DC200013876 		95-3313195 501(C)(3) 50,000       GENERAL SUPPORT, WHAT CAN I DO? GROWING THE CLIMATE MOVEMENT
(77) GRENED-USA INC
50 SUTTON PL S APT 11F
HUNTINGTON,NY117435124 		82-3072247 501(C)(3) 20,000       GENERAL SUPPORT
(78) GRIST MAGAZINE INC
1201 WESTERN AVENUE
SEATTLE,WA981012936 		06-1664153 501(C)(3) 30,000       PROJECT SUPPORT - TRANSITIONING COAL COMMUNITIES
(79) GUNVIOLENCEARCHIVE INC
1133 CONNECTICUT AVENUE NW SUITE
810
WASHINGTON,DC20036 		46-3582959 501(C)(3) 250,000       GENERAL SUPPORT
(80) HEADWATERS ECONOMICS INC
PO BOX 7059
BOZEMAN,MT59715 		74-3171967 501(C)(3) 100,000       PROJECT SUPPORT - EXPANDING PUBLIC REVENUES FROM STATE TRUST LANDS
(81) HEALTHY GULF
541 JULIA STREET SUITE 300
NEW ORLEANS,LA70130 		72-1447742 501(C)(3) 50,000       PROJECT SUPPORT - LNG EXPORT FACILITIES AND ASSOCIATED PIPELINES
(82) HIP HOP CAUCUS EDUCATION FUND INC
20 F ST NW 7TH FLR
WASHINGTON,DC200016700 		27-1165010 501(C)(3) 140,000       PROJECT SUPPORT - FINANCE CAMPAIGN
(83) INGLESIDE ON THE BAY COASTAL WATCH ASSOCIATION
1018 BAYSHORE DRIVE
INGLESIDE,TX783624647 		84-3561197 501(C)(3) 100,000       PROJECT SUPPORT - LA QUINTA CHANNEL
(84) INQUIRING SYSTEMS INC
389 OAKLAND AVENUE
OAKLAND,CA94611 		94-2524840 501(C)(3) 115,000       PROJECT SUPPORT - NATIVE RENEWABLES SOLAR WORKFORCE DEVELOPMENT PROGRAM, SOLAR INSTALLATION PROJECT
(85) INSIGHT MEDITATION SOCIETY INC
1230 PLEASANT ST
BARRE,MA010059313 		51-0152810 501(C)(3) 20,000       GENERAL SUPPORT
(86) INSTITUTE FOR ENERGY ECONOMICS AND FINANCIAL ANALYSIS
14900 DETROIT AVE SUITE 206
LAKEWOOD,OH44107 		45-4244605 501(C)(3) 90,000       PROJECT SUPPORT - DOMESTIC OIL AND GAS POLICY PROGRAMS, NAVAJO/HOPI COVID-19 RELIEF PROJECT
(87) INSTITUTE FOR GOVERNANCE AND SUSTAINABLE DEVELOPMENT INC
2300 WISCONSIN AVENUE NW SUITE 300B
300B
WASHINGTON,DC20007 		81-0616238 501(C)(3) 2,250,000       PROJECT SUPPORT FOR CENTER FOR CLIMATE INTEGRITY
(88) INSTITUTE FOR LOCAL SELF-RELIANCE
1710 CONNECTICUT AVENUE NW 4TH FLOO
WASHINGTON,DC200091123 		23-7394104 501(C)(3) 66,297       PROJECT SUPPORT - MUNICIPAL BROADBAND PREEMPTION
(89) INTERNATIONAL PARTNERS IN MISSION (IPM)
3109 MAYFIELD RD
CLEVELAND HEIGHTS,OH441181726 		43-1487311 501(C)(3) 20,000       PROJECT SUPPORT - COVID RESPONSE
(90) IPM VOICE INC
211 S PATERSON ST STE 380
MADISON,WI537034504 		45-0955794 501(C)(3) 10,000       PROJECT SUPPORT - FARMING AND FOOD NARRATIVE PROJECT
(91) ISAIAH
2356 UNIVERSITY AVE W SUITE 405
SAINT PAUL,MN551143802 		41-1957358 501(C)(3) 75,000       PROJECT SUPPORT - MOBILIZING BASE COMMUNITIES
(92) LIVEABLE ARLINGTON
903 LOCH LOMOND DRIVE
ARLINGTON,TX760941172 		82-1161342 501(C)(3) 20,000       PROJECT SUPPORT - OIL AND GAS INFRASTRUCTURE OPPOSITION IN ARLINGTON, TEXAS
(93) LOUISIANA BUCKET BRIGADE
3416 CANAL STREET NO B
NEW ORLEANS,LA701196208 		72-1488935 501(C)(3) 130,000       PROJECT SUPPORT -GREENARMY AND STOPPING PETROCHEMICAL EXPANSION IN LOUISIANA
(94) MAINE COAST HERITAGE TRUST
1 BOWDOIN MILL ISLAND ST
TOPSHAM,ME040861265 		23-7099105 501(C)(3) 20,000       GENERAL SUPPORT
(95) MAINE COMMUNITY FOUNDATION
245 MAIN ST
ELLSWORTH,ME046051613 		01-0391479 501(C)(3) 50,000       PROJECT SUPPORT - PEOPLE OF COLOR FUND
(96) MAINE CONSERVATION ALLIANCE
295 WATER ST STE 9
AUGUSTA,ME043304643 		01-0541478 501(C)(3) 10,000       GENERAL SUPPORT
(97) MAINE PEOPLE'S ALLIANCE
565 CONGRESS ST STE 200
PORTLAND,ME041013315 		01-0383493 501(C)(3) 55,000       PROJECT SUPPORT -PAID FAMILY AND MEDICAL LEAVE POLICY, COMMUNITY EDUCATION & OUTREACH PROJECT
(98) MAINE PEOPLES RESOURCE CENTER
565 CONGRESS ST STE 200
PORTLAND,ME041013315 		22-2586108 501(C)(3) 75,000       GENERAL SUPPORT
(99) MAINE-WABANAKI REACH
13 LOOP RD
INDIAN ISLAND,ME044681212 		83-0757221 501(C)(3) 10,000       PROJECT SUPPORT - COMMUNITY RESPONSE FUND
(100) MAKE THE ROAD NEW YORK
301 GROVE STREET
BROOKLYN,NY11237 		11-3344389 501(C)(3) 15,000       PROJECT SUPPORT - COVID-19 CRISIS
(101) MARCH ON MARYLAND INC
820 RITCHIE HWY STE 250
SEVERNA PARK,MD211464129 		82-0958114 501(C)(3) 85,000       PROJECT SUPPORT - DIGITAL YOUTH MOVEMENTS
(102) MARSHALL UNIVERSITY RESEARCH CORPORATION
ROBERT C BYRD INSTITUTE RCBI ONE
JOHN MARSHALL DRIVE
HUNTINGTON,WV257550002 		55-0683361 501(C)(3) 25,000       PROJECT SUPPORT - ROBERT C. BYRD INSTITUTES WELDING TRAINING PROGRAM
(103) MEALS ON WHEELS AMERICA
1550 CRYSTAL DR STE 1004
ARLINGTON,VA222024142 		23-7447812 501(C)(3) 15,000       COVID-19 CRISIS, GENERAL SUPPORT
(104) MIJENTE SUPPORT COMMITTEE
734 W POLK ST
PHOENIX,AZ850072539 		82-1711382 501(C)(3) 100,000       PROJECT SUPPORT - NONPARTISAN CIVIC ENGAGEMENT PROGRAM
(105) MISSOURI ORGANIZING AND VOTER ENGAGEMENT COLLABORATIVE
4526 PASEO BLVD
KANSAS CITY,MO641101806 		43-1619531 501(C)(3) 75,000       GENERAL SUPPORT
(106) MOMSRISING EDUCATION FUND
12011 BEL-RED ROAD SUITE 100B
BELLEVUE,WA98005 		45-2499952 501(C)(3) 50,000       PROJECT SUPPORT - MOMSRISING IN THE STATES
(107) MOTHERS OUT FRONT INC
30 BOW ST
CAMBRIDGE,MA021385001 		46-5758600 501(C)(3) 10,000       GENERAL SUPPORT
(108) MOUNT DESERT LAND AND GARDEN PRESERVE
92 COOKSEY DR
SEAL HARBOR,ME046750000 		23-7102758 501(C)(3) 20,000       GENERAL SUPPORT
(109) MOUNTAIN ASSOCIATION FOR COMMUNITY ECONOMIC DEVELOPMENT INC
433 CHESTNUT STREET
BEREA,KY404031510 		31-0900246 501(C)(3) 115,000       PROJECT SUPPORT - NET PLATFORM, REGIONAL ENERGY AND ENTREPRENEURSHIP PROGRAMMING
(110) MOUNTAIN WATERSHED ASSOCIATION
PO BOX 408
MELCROFT,PA154620408 		25-1730301 501(C)(3) 40,000       PROJECT SUPPORT - CONCERNED OHIO RIVER RESIDENTS
(111) MULTIDISCIPLINARY ASSOCIATION FOR PSYCHEDELIC STUDIES
1115 MISSION ST
SANTA CRUZ,CA950603526 		59-2751953 501(C)(3) 35,000       GENERAL SUPPORT
(112) NAACP EMPOWERMENT PROGRAMS
4805 MOUNT HOPE DR
BALTIMORE,MD212153206 		13-1084135 501(C)(3) 60,000       PROJECT SUPPORT - JUST TRANSITION LAWYERING PILOT INSTITUTE
(113) NATIONAL ABORTION FEDERATION
1660 L ST NW SUITE 1000
WASHINGTON,DC200365673 		43-1097957 501(C)(3) 20,000       GENERAL SUPPORT
(114) NATIONAL DOMESTIC WORKERS ALLIANCE INC
45 BROADWAY
NEW YORK,NY100064019 		35-2420942 501(C)(3) 20,000       GENERAL SUPPORT
(115) NATIONAL INSTITUTE FOR PEER SUPPORT 501 (C)(3) FISCAL SPONSOR FOR EXTINCTI
7001 ARLINGTON RD APT 237
BETHESDA,MD208145487 		20-1398650 501(C)(3) 25,000       PROJECT SUPPORT - EXTINCTION REBELLION-DC
(116) NATIONAL PARTNERSHIP FOR WOMEN & FAMILIES
1875 CONNECTICUT AVE NW STE 650
WASHINGTON,DC200095731 		23-7124915 501(C)(3) 100,000       GENERAL SUPPORT
(117) NATURAL CAPITAL INVESTMENT FUND INC
106 W WASHINGTON STREET 2ND FLOOR
CHARLES TOWN,WV25414 		54-2058754 501(C)(3) 50,000       PROJECT SUPPORT - LOCAL ECONOMIC DEVELOPMENT ASSISTANCE
(118) NDN COLLECTIVE INC
317 MAIN ST STE 1
RAPID CITY,SD577012837 		82-3776329 501(C)(3) 224,000       PROJECT SUPPORT - NDN ACTION 2020 NOKXL GREAT PLAINS CAMPAIGN, PROMISE TO PROTECT COALITION
(119) NEO PHILANTHROPY INC
45 WEST 36TH STREET 6TH FLOOR
NEW YORK,NY10018 		13-3191113 501(C)(3) 65,000       PROJECT SUPPORT - NONPARTISAN CIVIC ENGAGEMENT RESEARCH AND DISSEMINATION HUB, NEW HAMPSHIRE PROGRESS ALLIANCE
(120) NEW ECONOMY COALITION INC
130 BISHOP ALLEN DRIVE 2ND FLOOR
CAMBRIDGE,MA021392499 		03-0278626 501(C)(3) 12,500       GENERAL SUPPORT
(121) NEW FLORIDA MAJORITY EDUCATION FUND INC
10800 BISCAYNE BLVD STE 1050
MIAMI,FL331617566 		45-3956785 501(C)(3) 380,000       PROJECT SUPPORT - BLACK VOTER PROJECT, NONPARTISAN CIVIC ENGAGEMENT IN FLORIDA
(122) NEW GEORGIA PROJECT
830 GLENWOOD AVE SE SUITE 510-221
ATLANTA,GA303030000 		82-1348307 501(C)(3) 465,000       GENERAL SUPPORT, PROJECT SUPPORT - SUPPORTING AFRICAN AMERICANS IN GEORGIA
(123) NEW JERSEY INSTITUTE FOR SOCIAL JUSTICE INC
60 PARK PLACE SUITE 511
NEWARK,NJ071025504 		22-3478143 501(C)(3) 78,000       PROJECT SUPPORT - ENGAGING RETURNING CITIZENS
(124) NEW MEXICO INTERFAITH POWER AND LIGHT
PO BOX 27162
ALBUQUERQUE,NM871257162 		26-4654545 501(C)(3) 35,000       PROJECT SUPPORT - CITIZENS CARING FOR THE FUTURE
(125) NEW MEXICO VOICES FOR CHILDREN
625 SILVER AVE SW STE 195
ALBUQUERQUE,NM871023186 		85-0348301 501(C)(3) 132,050       PROJECT SUPPORT - DEVELOPMENT, ECONOMIC DIVERSIFICATION PROJECT
(126) NEW VENTURE FUND
1201 CONNECTICUT AVENUE NW SUITE
300
WASHINGTON,DC20036 		20-5806345 501(C)(3) 1,090,000       PROJECT SUPPORT - LOCAL SOLUTIONS SUPPORT CENTER, WOMEN EFFECT FUND, EVERGREEN COLLABORATIVE
(127) NEW YORK PUBLIC INTEREST RESEARCH GROUP FUND INC
9 MURRAY ST LOWER LEVEL
NEW YORK,NY100072223 		13-2876109 501(C)(3) 125,000       PROJECT SUPPORT - MAKE THE POLLUTERS PAY
(128) NISKANEN CENTER
820 1ST ST NE STE 675
WASHINGTON,DC200028039 		45-5308952 501(C)(3) 50,000       PROJECT SUPPORT - EMINENT DOMAIN AND PIPELINE WORK
(129) NONPROFIT LEGAL SERVICES OF UTAH INC
8941 S 700 E STE 104
SANDY,UT840702401 		47-4827863 501(C)(3) 25,000       PROJECT SUPPORT - RURAL UTAH PROJECT EDUCATION FUND
(130) NORTH MAIN STREET FUND
114 NORTH MAIN STREET SUITE 203
CONCORD,NH033014953 		82-2861559 501(C)(3) 175,000       PROJECT SUPPORT - NEW HAMPSHIRE CAMPAIGN FOR A FAMILY FRIENDLY ECONOMY
(131) NORTHERN PLAINS RESOURCE COUNCIL
2401 MONTANA AVENUE 200
BILLINGS,MT591014106 		81-0367205 501(C)(3) 50,000       PROJECT SUPPORT - JOB RETENTION FOR COLSTRIP WORKERS
(132) OHIO ORGANIZING COLLABORATIVE
25 EAST BOARDMAN STREET
YOUNGSTOWN,OH445031843 		26-1601472 501(C)(3) 89,000       GENERAL AND PROJECT SUPPORT - RESEARCH
(133) OHIO VALLEY ENVIRONMENTAL COALITION
PO BOX 6753
HUNTINGTON,WV257736753 		31-1311861 501(C)(3) 60,000       GENERAL SUPPORT
(134) OIL & GAS ACTION NETWORK
1958 UNIVERSITY AVE
BERKELEY,CA947041024 		82-0941015 501(C)(3) 46,000       PROJECT SUPPORT - LANDOWNERS JUSTICE PROJECT
(135) ONE ARIZONA
530 E MCDOWELL RD STE 107448
PHOENIX,AZ850041549 		37-1782220 501(C)(3) 20,000       GENERAL SUPPORT
(136) ORGANIC CONSUMERS ASSOCIATION
6771 S SILVER HILL DR
FINLAND,MN556034050 		41-1908341 501(C)(3) 25,000       GENERAL SUPPORT
(137) ORGANIZE FLORIDA EDUCATION FUND - FLORIDA RISING TOGETHER
134 E COLONIAL DR
ORLANDO,FL328011234 		27-4384675 501(C)(3) 85,000       PROJECT SUPPORT - DIGITAL PREEMPTION PUBLIC EDUCATION CAMPAIGN
(138) P3 LAB AT JOHNS HOPKINS UNIVERSITY
MERRYMAN HALL 3400 N CHARLES STREET
STREET
BALTIMORE,MD21218 		52-0595110 501(C)(3) 50,000       PROJECT SUPPORT - DEMOCRACY AND POWER INNOVATION FUND COHORT RESEARCH
(139) PARTNERSHIP FOR CIVIL JUSTICE FUND
617 FLORIDA AVE NW
WASHINGTON,DC200011852 		26-2851211 501(C)(3) 160,000       PROJECT SUPPORT - CENTER FOR PROTEST LAW AND LITIGATION
(140) PARTNERSHIP FOR POLICY INTEGRITY
54 ARNOLD RD
PELHAM,DC010029791 		27-1542291 501(C)(3) 75,000       GENERAL SUPPORT
(141) PLANNED PARENTHOOD OF NORTHERN NEW ENGLAND
784 HERCULES DR STE 110
COLCHESTER,VT054468049 		03-0222941 501(C)(3) 15,000       GENERAL SUPPORT
(142) PLENTY DOORS COMMUNITY DEVELOPMENT CORPORATION
PO BOX 1061
CROW AGENCY,MT59022 		82-2045957 501(C)(3) 40,000       PROJECT SUPPORT - WORKFORCE TRAINING PROGRAM
(143) POST-LANDFILL ACTION NETWORK
1 WASHINGTON ST STE 3123
DOVER,NH038202233 		40-3019082 501(C)(3) 30,000       PROJECT SUPPORT - YOUTH NOPARTISAN CIVIC ENGAGEMENT IN OHIO VALLEY
(144) POWDER RIVER BASIN RESOURCE COUNCIL
934 N MAIN STREET
SHERIDAN,WY82801 		74-2183158 501(C)(3) 25,000       PROJECT SUPPORT - COMMUNITY TRANSITION EFFORTS IN WYOMING
(145) PREBLE STREET
38 PREBLE STREET
PORTLAND,ME041014952 		01-0418917 501(C)(3) 8,000       GENERAL SUPPORT
(146) PRESIDENT & FELLOWS OF MIDDLEBURY COLLEGE
152 MAPLE STREET CONTROLLERS O
MIDDLEBURY,VT057531370 		03-0179298 501(C)(3) 372,750       PROJECT SUPPORT - NEW PERENNIALS PROJECT
(147) PROGEORGIA STATE TABLE INC
1530 DEKALB AVE NE STE A
ATLANTA,GA303072175 		46-1064042 501(C)(3) 100,000       PROJECT SUPPORT - NONPARTISAN CIVIC ENGAGEMENT PROGRAM
(148) PUBLIC CITIZEN INC
1600 20TH STREET NW
WASHINGTON,DC200091001 		23-7104508 501(C)(4) 45,000       PROJECT SUPPORT - LITIGATION REGARDING TEXAS RAILROAD COMMISSION
(149) PURPOSE FOUNDATION
115 5TH AVENUE
NEW YORK,NY100031004 		27-3106760 501(C)(3) 30,000       PROJECT SUPPORT - FAMILY STORY
(150) PUSHBLACK
625 MONROE ST NE APT 109
WASHINGTON,DC200171787 		81-3834388 501(C)(3) 360,000       GENERAL SUPPORT
(151) REAL NEWS PROJECT INC
PO BOX 1103
NEW YORK,NY102761103 		20-4219729 501(C)(3) 25,000       GENERAL SUPPORT
(152) RED TOMATO
76 EVERETT SKINNER RD
PLAINVILLE,MA027621624 		04-3375151 501(C)(3) 10,000       GENERAL SUPPORT
(153) REGENERATION INTERNATIONAL
1005 3RD AVE
LONGMONT,CO805015319 		81-2613372 501(C)(3) 50,000       GENERAL SUPPORT
(154) REGENTS OF THE UNIVERSITY OF CALIFORNIA AT IRVINE
120 THEORY STE 200
IRVINE,CA926173210 		95-2226406 501(C)(3) 100,000       PROJECT SUPPORT - 2020-2021 NATIONAL JUST TRANSITION MOVEMENT LAWYERING TRAINING AND SYMPOSIUM
(155) REGION 10 LEAGUE FOR ECONOMIC ASSISTANCE & PLANNING INC
145 S CASCADE
MONTROSE,CO814013537 		84-0631483 501(C)(3) 25,000       PROJECT SUPPORT - SMALL BUSINESS TOOLKIT/BROADBAND INFRASTRUCTURE PROJECT
(156) RESTAURANT OPPORTUNITIES CENTERS ROC UNITED INC
275 7TH AVE RM 1703
NEW YORK,NY100018405 		01-0939141 501(C)(3) 20,000       GENERAL SUPPORT
(157) RGISC INC
1 WEST END WASHINGTON STREET BLDG
P-11
LAREDO,TX780404300 		74-2742037 501(C)(3) 20,000       PROJECT SUPPORT - LAREDO WATER SECURITY, LAND, AND CLIMATE CHANGE PROJECT
(158) RIVER VALLEY ORGANIZING (HARM REDUCTION COALITION)
22 W 27TH ST FL 5
NEW YORK,NY100016905 		94-3204958 501(C)(3) 40,000       PROJECT SUPPORT - RIVER VALLEY ORGANIZING
(159) ROGUE CLIMATE
PO BOX 1980
PHOENIX,OR975351980 		46-4714467 501(C)(3) 25,000       GENERAL SUPPORT
(160) RURAL ACTION INC
9030 HOCKING HILLS DRIVE
THE PLAINS,OH45780 		31-1124220 501(C)(3) 75,000       PROJECT SUPPORT - WHOLE-FARM ENTREPRENEURSHIP PROGRAM
(161) SAN JUAN CITIZENS ALLIANCE
842 1/2 MAIN AVENUE SUITE 204
DURANGO,CO81302 		84-1447465 501(C)(3) 25,000       PROJECT SUPPORT - TRANSITION TO 100% RENEWABLE ENERGY
(162) SHARE OUR STRENGTH
1030 15TH ST NW STE 1100W
WASHINGTON,DC200051531 		52-1367538 501(C)(3) 15,000       PROJECT SUPPORT - NO KID HUNGRY
(163) SMARTMEME INC
654 13TH STREET 2
OAKLAND,CA94612 		20-1897585 501(C)(3) 60,000       PROJECT SUPPORT - 2020 ANNUAL CONVENING
(164) SOCIETY OF NATIVE NATIONS
10730 POTRANCO RD STE 122 282
SAN ANTONIO,TX782513330 		81-0984252 501(C)(3) 20,000       GENERAL SUPPORT
(165) SOLAR UNITED NEIGHBORS
1115 MASSACHUSETTS AVE NW
WASHINGTON,DC200054604 		46-2462990 501(C)(3) 65,000       PROJECT SUPPORT - SOLAR EXPANSION IN WEST VIRGINIA
(166) SOLIDAIRE NETWORK
1330 BROADWAY 3RD FLOOR
OAKLAND,CA94612 		84-2130536 501(C)(3) 20,000       GENERAL SUPPORT
(167) SOUTHERN COALITION FOR SOCIAL JUSTICE
1415 WEST HIGHWAY 54 SUITE 101
DURHAM,NC277070000 		26-0688375 501(C)(3) 175,000       GENERAL SUPPORT AND PROJECT SUPPORT - NONPARTISAN VOTER PROTECTION LITIGATION
(168) SOUTHERN INSTITUTE FOR PUBLIC LIFE
3401 CANAL STREET
MONROE,LA712016761 		47-2933004 501(C)(3) 25,000       PROJECT SUPPORT - TOGETHER LOUISIANA
(169) SPROUTING FARMS
4661 ROUTE 3 12
TALCOTT,WV249810082 		81-3566706 501(C)(3) 30,000       PROJECT SUPPORT - TURNROW APPALACHIAN FARM COLLECTIVE.
(170) STAND UP NASHVILLE
PO BOX
NASHVILLE,TN372290000 		83-0602074 501(C)(3) 40,000       PROJECT SUPPORT - DIGITAL PREEMPTION AND PUBLIC EDUCATION
(171) STATE INNOVATION EXCHANGE
PO BOX 260230
MADISON,WI537260230 		46-1368531 501(C)(3) 25,000       PROJECT SUPPORT - LOCAL NONPARTISAN DEMOCRACY EFFORTS IN ARIZONA
(172) STATE VOICES
1616 P ST NW STE 220
WASHINGTON,DC200361407 		20-1115618 501(C)(3) 15,000       GENERAL SUPPORT
(173) SUSTAINABLE MARKETS FOUNDATION
45 WEST 36TH STREET
NEW YORK,NY100187904 		13-4188834 501(C)(3) 1,067,585       PROJECTS SUPPORT
(174) SWITCHBOARD TRAINERS NETWORK
2210 WESTWOOD DR
DENTON,VT762055994 		82-2889619 501(C)(3) 50,000       PROJECT SUPPORT - GINIW COLLECTIVE
(175) TAKEACTION MINNESOTA EDUCATION FUND
705 RAYMOND AVE STE 100
SAINT PAUL,MN551141967 		41-1635130 501(C)(3) 550,000       GENERAL SUPPORT
(176) TEXAS CAMPAIGN FOR THE ENVIRONMENT FUND
105 W RIVERSIDE DR STE 120
AUSTIN,TX787041246 		74-2808805 501(C)(3) 260,000       GENERAL SUPPORT AND PROJECT SUPPORT FOR CAPE AND PORT ARANSAS CONSERVANCY
(177) TEXAS ENVIRONMENTAL JUSTICE ADVOCACY SERVICES
6733 HARRISBURG BLVD
HOUSTON,TX770114431 		02-0749601 501(C)(3) 20,000       GENERAL SUPPORT
(178) TEXAS RIOGRANDE LEGAL AID
301 S TEXAS AVE
MERCEDES,TX785703125 		74-1675230 501(C)(3) 240,000       PROJECT SUPPORT - OIL AND GAS POLICY WORK IN BROWNSVILLE SHIP CHANNEL
(179) THE GEORGIA COALITION FOR THE PEOPLES AGENDA INC
501 PULLIAM ST SW 410
ATLANTA,GA303122755 		31-1770856 501(C)(3) 7,000       PROJECT SUPPORT - NONPARTISAN GOTV EFFORTS AND ELECTION PROTECTION
(180) THE LAND INSTITUTE
2440 E WATER WELL ROAD
SALINA,KS674019051 		48-0842156 501(C)(3) 567,000       PROJECT SUPPORT - ECOSPHERE STUDIES PROGRAM
(181) THE LEARNING COUNCIL
PO BOX 1744
PAONIA,CO814281744 		84-1377794 501(C)(3) 42,500       PROJECT SUPPORT - COLORADO FARM AND FOOD ALLIANCES JUST GOOD FOOD INITIATIVE AND PROJECT
(182) THE TEXAS DEMOCRACY FOUNDATION
54 CHICON ST
AUSTIN,TX787025451 		74-2619883 501(C)(3) 100,000       PROJECT SUPPORT - PUBLIC HEALTH WATCH
(183) THE YOUNG PEOPLE'S PROJECT
99 BISHOP ALLEN DRIVE
CAMBRIDGE,MA021393428 		64-0939004 501(C)(3) 20,000       GENERAL SUPPORT
(184) THURGOOD MARSHALL CIVIL RIGHTS CENTER AT HOWARD UNIVERSITY SCHOOL OF LAW
2244 10TH ST NW STE 413
WASHINGTON,DC200014012 		53-0204707 501(C)(3) 100,000       PROJECT SUPPORT - THURGOOD MARSHALL CIVIL RIGHTS AND ENVIRONMENTAL JUSTICE CENTER STAFF ATTORNEY
(185) TIDES CENTER
1014 TORNEY AVENUE
SAN FRANCISCO,CA941291755 		94-3213100 501(C)(3) 300,000       PROJECT SUPPORT - DETROIT ACTION FOR A NEW ECONOMY
(186) TIDES FOUNDATION
1012 TORNEY AVENUE
SAN FRANCISCO,CA94129 		51-0198509 501(C)(3) 658,400       PROJECT SUPPORT - BLACK LEADERS ORGANIZING FOR COMMUNITIES EDUCATION FUND
(187) TO NIZHONI ANI
PO BOX 657
KYKOTSMOVI,AZ860390657 		57-1153178 501(C)(3) 75,000       PROJECT SUPPORT - TRANSITION WORK ON THE NAVAJO NATION
(188) TOLANI LAKE ENTERPRISES INC
HC 61 BOX 320
WINSLOW,AZ860479338 		86-0999543 501(C)(3) 90,000       PROJECT SUPPORT - NET PLATFORM, TRIBAL TRANSITION CHALLENGES
(189) TRUSTEES OF BOSTON UNIVERSITY
881 COMMONWEALTH AVENUE 4TH FLOOR
BOSTON,MA022151390 		04-2103547 501(C)(3) 65,000       PROJECT SUPPORT - GLOBAL DEVELOPMENT POLICY CENTER
(190) TULANE ENVIRONMENTAL LAW CLINIC
6823 ST CHARLES AVE
NEW ORLEANS,LA701185665 		72-0423889 501(C)(3) 100,000       PROJECT SUPPORT - CAPACITY BUILDING IN LOUISIANA
(191) TURTLE ISLAND RESTORATION NETWORK
PO BOX 370
FOREST KNOLLS,CA949330370 		91-1818080 501(C)(3) 20,000       PROJECT SUPPORT - OIL AND GAS POLICY WORK IN GULF COAST OF TEXAS
(192) UNION OF CONCERNED SCIENTISTS
TWO BRATTLE SQUARE
CAMBRIDGE,MA021383742 		04-2535767 501(C)(3) 75,000       PROJECT SUPPORT - CLIMATE ACCOUNTABILITY CAMPAIGN
(193) UNITED CHARITABLE
8201 GREENSBORO DR STE 702
TYSONS,VA221023818 		20-4286082 501(C)(3) 100,000       PROJECT SUPPORT - CLIMATE PARENT FELLOWSHIP PILOT PROJECT
(194) UNITED FOR A FAIR ECONOMY
184 HIGH ST STE 603
BOSTON,MA021103160 		04-3286118 501(C)(3) 10,000       GENERAL SUPPORT
(195) UNKITAWA
23103 MARINE VIEW DR S
DES MOINES,WA981987345 		83-2398323 501(C)(3) 100,000       PROJECT SUPPORT - MAZASKA TALKS
(196) USAHELLO
PO BOX 15167
PORTLAND,OR972935167 		45-3789421 501(C)(3) 505,200       GENERAL SUPPORT AND TO SUPPORT A DIRECTOR POSITION
(197) VOCES DE LA FRONTERA
1027 S 5TH ST
MILWAUKEE,WI532041734 		39-2010107 501(C)(3) 325,000       GENERAL SUPPORT
(198) VOICES FOR A SUSTAINABLE FUTURE INCORPORATED
6909 LAUREL AVENUE
TAKOMA PARK,MD209137558 		27-1940927 501(C)(3) 20,000       PROJECT SUPPORT - JUST TRANSITION LISTENING PROJECT (JTLP)
(199) VOTER CHOICE EDUCATION FUND INC
44 TEMPLE PLACE 5TH FLOOR
BOSTON,MA021111309 		81-4563577 501(C)(3) 10,000       GENERAL SUPPORT
(200) WASHINGTON ENVIRONMENTAL COUNCIL
1402 THIRD AVENUE SUITE 1400
SEATTLE,WA98101 		91-0839385 501(C)(3) 75,000       PROJECT SUPPORT - STAND UP TO OIL
(201) WEST VIRGINIA RIVERS COALITION INC
3501 MACCORKLE AVE SE
CHARLESTON,WV253041419 		52-1736621 501(C)(3) 30,000       PROJECT SUPPORT - STOP THE MOUNTAIN VALLEY PIPELINE
(202) WESTERN ENVIRONMENTAL LAW CENTER
120 SHELTON MCMURPHEY BLVD STE 340
EUGENE,NM974018718 		93-1010269 501(C)(3) 100,000       PROJECT SUPPORT - OIL AND GAS PRODUCTION IN NEW MEXICO
(203) WESTERN ORGANIZATION OF RESOURCE COUNCILS
220 S 27TH STREET
BILLINGS,MT591014106 		45-0356819 501(C)(4) 80,000       PROJECT SUPPORT - RECLAMATION OF COAL MINES AND COAL ASH PONDS
(204) WESTERN ORGANIZATION OF RESOURCE COUNCILS EDUCATION PROJECT
220 SOUTH 27TH STREET SUITE B
BILLINGS,MT59101 		84-1123481 501(C)(3) 25,000       PROJECT SUPPORT - PAPER ON CLIMATE IMPACTS OF OIL AND GAS REMEDIATION
(205) WILDEARTH GUARDIANS
301 N GUADALUPE STREET SUITE 201
SANTA FE,NM875012933 		85-0406306 501(C)(3) 180,000       PROJECT SUPPORT - CLEAN AIR ACT IN NEW MEXICO
(206) WIN MINNESOTA
1600 UNIVERSITY AVE W STE 309C
SAINT PAUL,MN551043800 		74-3238362 501(C)(4) 50,000       PROJECT SUPPORT - MINNESOTA VOICE
(207) WOMEN'S REFUGEE COMMISSION INC
15 WEST 37TH STREET 9TH FLOOR
NEW YORK,NY100185381 		46-3668128 501(C)(3) 10,000       GENERAL SUPPORT
(208) WORKING AMERICA EDUCATION FUND
815 SIXTEENTH STREET NW
WASHINGTON,DC20006 		20-2035052 501(C)(3) 25,000       GENERAL SUPPORT
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
205
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
3
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2020

Schedule I (Form 990) 2020
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients		 (c) Amount of
cash grant		 (d) Amount of
noncash assistance		 (e) Method of valuation (book,
FMV, appraisal, other)		 (f) Description of noncash assistance
(1)
(2)
(3)
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
PART I, LINE 2: BEFORE GRANT FUNDING IS PROVIDED TO AN ORGANIZATION, THE ROCKEFELLER FAMILY FUND (THE FUND) PERFORMS A DUE DILIGENCE CHECK TO CONFIRM THAT THE ORGANIZATION IS IN GOOD STANDING AND A RECOGNIZED PUBLIC CHARITY OR OTHER TYPE OF PERMISSIBLE GRANTEE. GRANT FUNDS ARE PROVIDED AFTER A GRANT AGREEMENT IS EXECUTED BY BOTH PARTIES SETTING OUT THE PERMISSIBLE AND PROHIBITED USES OF FUNDS. THE FUND MONITORS THE USE OF GRANT FUNDS IN A VARIETY OF WAYS: THE FUND REQUIRES AN ANNUAL NARRATIVE REPORT OF ACTIVITIES FINANCED BY THE GRANT. IF RELEVANT, A FINANCIAL REPORT DETAILING THE EXPENDITURE OF GRANT FUNDS IS REQUIRED. OFTEN LARGER GRANTS ARE DISTRIBUTED IN AT LEAST TWO PAYMENTS, WITH THE LATTER PAYMENT RELEASED ONLY AFTER REVIEW OF THE GRANTEE'S WORK DURING THE PREVIOUS PERIOD. FOR SIGNIFICANT GRANTS, THE FUND REGULARLY SPEAKS WITH THE GRANTEE THROUGHOUT THE GRANT PERIOD TO ASSESS THE GRANTEE'S PERFORMANCE AND DISCUSS CORRECTIVE ACTION, IF NECESSARY.
Schedule I (Form 990) 2020



Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
Graphic Arrow Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
Graphic Arrow Attach to Form 990.
Graphic Arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
ROCKEFELLER FAMILY FUND INC
 
Employer identification number

13-6257658
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
 
No
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
 
No
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
 
No
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2020

Schedule J (Form 990) 2020
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation 		(ii) Bonus & incentive
compensation 		(iii) Other reportable compensation
1LEE H WASSERMAN
DIRECTOR & SECRETARY 		(i)

(ii)		 326,760
-------------
0 		0
-------------
0 		531,285
-------------
0 		815,715
-------------
0 		34,912
-------------
0 		1,708,672
-------------
0 		494,832
-------------
0
2LAWRENCE G SHAPIRO
ASSOCIATE DIRECTOR-PROG. DEV. 		(i)

(ii)		 265,193
-------------
0 		0
-------------
0 		332,924
-------------
0 		48,990
-------------
0 		13,418
-------------
0 		660,525
-------------
0 		325,548
-------------
0
3LISA GUIDE
ASSOCIATE DIRECTOR 		(i)

(ii)		 249,948
-------------
0 		0
-------------
0 		329,191
-------------
0 		37,500
-------------
0 		34,178
-------------
0 		650,817
-------------
0 		325,548
-------------
0
4JULIE FERNANDES
ASSOCIATE DIRECTOR-IA&IL 		(i)

(ii)		 219,948
-------------
0 		0
-------------
0 		1,107
-------------
0 		33,267
-------------
0 		33,938
-------------
0 		288,260
-------------
0 		0
-------------
0
5KATHARINE REDFORD
EXE. DIRECTOR, EQUATION CAMPAIGN 		(i)

(ii)		 219,169
-------------
0 		0
-------------
0 		1,012
-------------
0 		13,219
-------------
0 		32,289
-------------
0 		265,689
-------------
0 		0
-------------
0
6HEIDI BINKO
EXECUTIVE DIRECTOR-JTF 		(i)

(ii)		 207,656
-------------
0 		0
-------------
0 		670
-------------
0 		28,984
-------------
0 		22,033
-------------
0 		259,343
-------------
0 		0
-------------
0
7ROXANNE STACHOWSKI
SR MANAGER FOR EXECUTIVE INITIATIVES 		(i)

(ii)		 102,142
-------------
0 		0
-------------
0 		174
-------------
0 		15,900
-------------
0 		34,406
-------------
0 		152,622
-------------
0 		0
-------------
0
8ANDREA LAWYER
TREASURER 		(i)

(ii)		 96,358
-------------
0 		0
-------------
0 		456
-------------
0 		13,871
-------------
0 		13,365
-------------
0 		124,050
-------------
0 		0
-------------
0
Schedule J (Form 990) 2020

Schedule J (Form 990) 2020
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
PART I, LINE 1A HOUSING ALLOWANCE IS BASED ON A FIXED AMOUNT DETERMINED BY THE COMPENSATION COMMITTEE. THE 2020 HOUSING ALLOWANCE IN THE AMOUNT OF $31,800 PAID TO LEE WASSERMAN, DIRECTOR & SECRETARY, IS INCLUDED IN THE REPORTABLE COMPENSATION, PART II, COLUMN B (III).
PART I, LINE 4B EFFECTIVE JANUARY 1, 2015, THE ROCKEFELLER FAMILY FUND IMPLEMENTED A SUPPLEMENTAL EMPLOYEE RETIREMENT PLAN (SERP) FOR SELECTED EMPLOYEES OF THE FUND. THE FUND'S SERP IS A NONQUALIFIED, UNFUNDED, DEFERRED COMPENSATION PLAN, ESTABLISHED TO PROVIDE THE PARTICIPANTS WITH SUPPLEMENTAL RETIREMENT BENEFITS. UNDER THE TERMS OF THE PLAN, A DESIGNATED ANNUAL AMOUNT WILL BE ACCRUED ON BEHALF OF THE PARTICIPANTS ON JANUARY 1ST OF EACH CALENDAR YEAR. AMOUNTS CREDITED TO THE PARTICIPANTS' ACCOUNTS EARN INTEREST AT THE 10-YEAR U.S. TREASURY RATE ON JANUARY 1ST OF THE PLAN YEAR AND CREDITED TO THE PARTICIPANTS' ACCOUNTS ON DECEMBER 31ST OF EACH PLAN YEAR. THE PARTICIPANTS' VESTING DATE OCCUR ON THE FIFTH ANNIVERSARY OF THE PARTICIPATION DATE. IN JANUARY 2020, FINAL DISTRIBUTIONS WERE MADE TO THE PLAN PARTICIPANTS, AS INSTRUCTED BY THE SUPPLEMENTAL RETIREMENT PLAN AGREEMENTS, TOTALING $1,145,928. FOR 2020, THE DISTRIBUTION AMOUNTS ARE REPORTED IN PART II, COLUMN (B)(III), DETAIL AS FOLLOWS: LEE H. WASSERMAN - $494,832, LAWRENCE G. SHAPIRO - $325,548, AND LISA GUIDE - $325,548. IN MARCH 2020, THE FUND ENTERED INTO A NEW SUPPLEMENTAL RETIREMENT PLAN. AS OF DECEMBER 31, 2020, A LIABILITY OF $761,565 IS INCLUDED IN PENSION COSTS REPRESENTING THE VALUE OF THE FUND'S CURRENT OBLIGATION TO THE SERP. FOR 2020, THE NONTAXABLE AMOUNT IS REPORTED IN PART II, COLUMN (C), DETAIL AS FOLLOWS: LEE H. WASSERMAN - $761,565.
PART II, LINE 8: THE TREASURER IS PAID BY AN UNRELATED ORGANIZATION, ROCKEFELLER BROTHERS FUND (RBF), EIN 13-1760106, FOR SERVICES RENDERED TO THE FILING ORGANIZATION. TWENTY-FIVE HOURS PER WEEK ARE DEVOTED AND ITS ALLOCABLE SHARE OF COMPENSATION, PENSION, AND BENEFITS ARE REPORTED ON PART VII.
Schedule J (Form 990) 2020

Additional Data


Software ID:  
Software Version:  
SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
ROCKEFELLER FAMILY FUND INC
 
Employer identification number

13-6257658
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art ....        
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 10 5,258,122 AVG. SELLING PRICE
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( )
26 Other Right pointing arrow large image ( )
27 Other Right pointing arrow large image ( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
29
0
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ...................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
 
No
b
If "Yes," describe in Part II.
33
If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2020)
Schedule M (Form 990) (2020)
Page 2
Part IISupplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
PART I, COLUMN (B): THIS REPRESENTS THE NUMBER OF CONTRIBUTORS.
Schedule M (Form 990) (2020)

Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
ROCKEFELLER FAMILY FUND INC
 
Employer identification number

13-6257658
Return Reference Explanation
FORM 990, PART VI, SECTION A, LINE 2 LUCIA GILL CASE AND PETER GILL CASE HAVE A FAMILY RELATIONSHIP. MICHAEL LAMBERT AND REBECCA LAMBERT HAVE A FAMILY RELATIONSHIP. ELIZA ROCKEFELLER AND TARA ROCKEFELLER HAVE A FAMILY RELATIONSHIP.
FORM 990, PART VI, SECTION B, LINE 11B THE 990 AND SUPPORTING SCHEDULES ARE REVIEWED AND APPROVED BY SENIOR MANAGEMENT AND THEN DISTRIBUTED VIA EMAIL, IN PDF FORMAT, TO THE BOARD OF TRUSTEES FOR REVIEW BEFORE FILING WITH THE IRS.
FORM 990, PART VI, SECTION B, LINE 12C EACH DIRECTOR, PRINCIPAL OFFICER AND MEMBER OF A COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS, AND KEY PERSON MUST ANNUALLY SIGN A STATEMENT WHICH AFFIRMS SUCH PERSON HAS: (A) RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, (B) READ AND UNDERSTANDS THE POLICY, (C) AGREED TO COMPLY WITH THE POLICY, (D)SUBMITTED A STATEMENT TO THE SECRETARY IDENTIFYING TO THE BEST OF SUCH INDIVIDUAL'S KNOWLEDGE (I) ANY ENTITY OF WHICH SUCH INDIVIDUAL IS AN OFFICER, DIRECTOR, TRUSTEE, MEMBER, OWNER, OR EMPLOYEE AND WITH WHICH THE ORGANIZATION HAS A RELATIONSHIP, AND (II) ANY TRANSACTION IN WHICH THE ORGANIZATION IS A PARTICIPANT AND IN WHICH THE INDIVIDUAL MIGHT HAVE A CONFLICTING INTEREST, AND (III) ANY RELATED PARTY TRANSACTIONS, AND(E) UNDERSTANDS THE FUND IS CHARITABLE AND IN ORDER TO MAINTAIN ITS FEDERAL TAX EXEMPTION, IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. STEPS IN DETERMINING WHETHER A CONFLICT OF INTEREST EXISTS: AFTER DISCLOSURE OF THE FINANCIAL INTEREST AND ALL MATERIAL FACTS, AND AFTER ANY DISCUSSION WITH THE INTERESTED PERSON, HE OR SHE MUST LEAVE THE GOVERNING BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS DISCUSSED AND VOTED UPON. THE REMAINING BOARD OR COMMITTEE MEMBERS MUST DECIDE IF A CONFLICT OF INTEREST EXISTS. IN NO EVENT CAN AN INTERESTED PERSON INFLUENCE IMPROPERLY THE DELIBERATION OR VOTING ON THE MATTER GIVING RISE TO A CONFLICT OR POSSIBLE CONFLICT. RESTRICTIONS IMPOSED ON PERSONS WITH A CONFLICT: IF THE BOARD OR COMMITTEE HAS REASONABLE CAUSE TO BELIEVE A MEMBER HAS FAILED TO DISCLOSE ACTUAL OR POSSIBLE CONFLICTS OF INTEREST, IT MUST INFORM THE MEMBER OF THE BASIS FOR SUCH BELIEF AND AFFORD THE MEMBER AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE TO DISCLOSE. IF AFTER HEARING THE MEMBER'S RESPONSE AND AFTER MAKING FURTHER INVESTIGATION AS WARRANTED BY THE CIRCUMSTANCES, THE BOARD OR COMMITTEE DETERMINES THE MEMBER HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT SHALL TAKE APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION.
FORM 990, PART VI, SECTION B, LINE 15 THE ROCKEFELLER FAMILY FUND INDEPENDENT EXECUTIVE COMMITTEE REVIEWS ALL COMPENSATION MATTERS. THE COMMITTEE MEETS ANNUALLY TO CONSIDER THE PERFORMANCE OF THE DIRECTOR AND, AT REGULAR INTERVALS, CONSIDER COMPARABLE COMPENSATION DATA FOR CEOS IN CHARGE OF SIMILAR ORGANIZATIONS. ON THE BASIS OF THE ANNUAL PERFORMANCE REVIEW AND SAID COMPENSATION DATA, THE COMMITTEE ESTABLISHES THE COMPENSATION FOR THE DIRECTOR FOR THE SUCCEEDING YEAR. THE COMMITTEE ALSO REVIEWS THE DIRECTOR'S COMPENSATION RECOMMENDATIONS FOR OTHER KEY ORGANIZATIONAL STAFF. THE COMMITTEE MAINTAINS CONTEMPORANEOUS DOCUMENTATION OF ITS PROCEEDINGS, DELIBERATIONS, AND SUPPORTING MATERIAL IN THE MINUTES.
FORM 990, PART VI, SECTION C, LINE 19 THE FUND'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST.
FORM 990, PART VII, SECTION A: ANDREA LAWYER DEVOTES APPROXIMATELY 25 HOURS PER WEEK TO ACCOUNTING AND FINANCIAL REPORTING SERVICES FOR THE ROCKEFELLER FAMILY FUND (RFF). MS. LAWYER IS PAID FOR THESE SERVICES BY THE ROCKEFELLER BROTHERS FUND (RBF) PURSUANT TO A COST-SHARING AGREEMENT BETWEEN RBF AND RFF. RFF REIMBURSES RBF FOR HER SERVICES PURSUANT TO THE AGREEMENT.
FORM 990, PART IX, LINE 11G ADMINISTRATIVE AND PROGRAMMATIC CONSULTANT SERVICES: PROGRAM SERVICE EXPENSES 4,247,130. MANAGEMENT AND GENERAL EXPENSES 16,725. FUNDRAISING EXPENSES 16,467. TOTAL EXPENSES 4,280,322.
FORM 990, PART XI, LINE 9: AMOUNT NOT YET RECOGNIZED AS A COMPONENT OF NET PERIODIC BENEFIT COST -345,403. PASS-THROUGH UNRELATED BUSINESS LOSS FROM ALTERNATIVE -1,203.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2020


Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
ROCKEFELLER FAMILY FUND INC
 
Employer identification number

13-6257658
Part I
Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity










Part II
Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1)THE WILLIAM B WIENER JR FOUNDATION
330 MARSHALL STREET SUITE 640

SHREVEPORT,LA711013036
72-6024398 		CIVIL LIBERTIES, SUSTAINABLE ECOSYSTEMS, PROTECTING HUMAN HEALTH LA 501(C)(3) LINE 12A, I ROCKEFELLER FAMILY FUND
 
Yes
 












For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No












Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 3
Part V
Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
 
No
b Gift, grant, or capital contribution to related organization(s) ............................
1b
 
No
c Gift, grant, or capital contribution from related organization(s) ............................
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) ............................
1d
 
No
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
 
No
g Sale of assets to related organization(s) ............................
1g
 
No
h Purchase of assets from related organization(s) ............................
1h
 
No
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
 
No
o Sharing of paid employees with related organization(s) ............................
1o
 
No
p Reimbursement paid to related organization(s) for expenses ............................
1p
 
No
q Reimbursement paid by related organization(s) for expenses ............................
1q
 
No
r Other transfer of cash or property to related organization(s) ............................
1r
 
No
s Other transfer of cash or property from related organization(s) ............................
1s
 
No
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) THE WILLIAM B WIENER JR FOUNDATION

 C 65,000 BOOK VALUE





Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R. See instructions.
Return Reference Explanation
Schedule R (Form 990) 2020

Additional Data


Software ID:  
Software Version: