TY 2020 Form 990

(A) Name and business address	(B) Description of services	(C) Compensation
BENESYS INC 700 TOWER DR SUITE 300 TROY,MI48098	THIRD PARTY ADMINISTRATION	665,868
COLUMBIA MANAGEMENT NW 7702 - PO BOX 1450 MINNEAPOLIS,MN554857702	INVESTMENT MANAGEMENT	248,899
KAUFMANN AND GOBLE 160 WEST SANTA CLARA SUITE 1550 SAN JOSE,CA95113	BENEFIT PLANNING CONSULTANT	119,750
NWQ INVESTMENT MGMT 24450 NETWORK PLACE CHICAGO,IL606731244	INVESTMENT MANAGEMENT	114,408
EIDE BAILEY LLP 10681 FOOTHILL BLVD SUITE 300 RANCHO CUCAMONGA,CA917303831	AUDITTING SERVICES	106,501
2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization 5

- TIN:

SCHEDULE D
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Financial Statements

Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet

Attach to Form 990.
SchDMd Bullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2020

Open to Public Inspection

Name of the organization

U A LOCAL 393 HEALTH & WELFARE TR

Employer identification number

94-6401544

Part I

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.

		(a) Donor advised funds	(b) Funds and other accounts
1	Total number at end of year .........
2	Aggregate value of contributions to (during year)
3	Aggregate value of grants from (during year)
4	Aggregate value at end of year ........

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............

Yes No

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................

Yes No

Part II

Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education) Preservation of an historically important land area

Protection of natural habitat Preservation of a certified historic structure

Preservation of open space

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.


a	Total number of conservation easements ......................	2a
b	Total acreage restricted by conservation easements ....................	2b
c	Number of conservation easements on a certified historic structure included in (a) .....	2c
d	Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ...	2d

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet

Number of states where property subject to conservation easement is located SchDMd Bullet

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............

Yes No

Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................

Yes No

In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.

If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:

(i)

Revenue included on Form 990, Part VIII, line 1 ......................... SchDMd Bullet

(ii)

Assets included in Form 990, Part X ............................... SchDMd Bullet

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:

Revenue included on Form 990, Part VIII, line 1 .......................... SchDMd Bullet

Assets included in Form 990, Part X ............................... SchDMd Bullet

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 52283D

Schedule D (Form 990) 2020

Page 2

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):

Public exhibition

Loan or exchange programs

Scholarly research

Other

Preservation for future generations

Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.

During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...

Yes No

Part IV

Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................

Yes No


b	If "Yes," explain the arrangement in Part XIII and complete the following table:		Amount
c	Beginning balance .............................	1c
d	Additions during the year ............................	1d
e	Distributions during the year ..........................	1e
f	Ending balance ................................	1f

Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...

Yes No

If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....

Part V

Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.

		(a) Current year	(b) Prior year	(c) Two years back	(d) Three years back	(e) Four years back

1a	Beginning of year balance ....
b	Contributions ...
c	Net investment earnings, gains, and losses
d	Grants or scholarships ...
e	Other expenditures for facilities and programs ...
f	Administrative expenses ....
g	End of year balance ......

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

Board designated or quasi-endowment SchDMd Bullet

Permanent endowment SchDMd Bullet

Term endowment SchDMd Bullet

The percentages on lines 2a, 2b, and 2c should equal 100%.

Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes

(i) Unrelated organizations .......................

3a(i)

(ii) Related organizations .......................

3a(ii)

If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........

Describe in Part XIII the intended uses of the organization's endowment funds.

Part VI

Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.

Description of property		(a) Cost or other basis (investment)	(b) Cost or other basis (other)	(c) Accumulated depreciation	(d) Book value

1a	Land .....
b	Buildings ....
c	Leasehold improvements
d	Equipment ....
e	Other .....
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..		0

Schedule D (Form 990) 2020

Page 3

Part VII

Investments - Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.

(a) Description of security or category (including name of security)	(b) Book value	(c) Method of valuation: Cost or end-of-year market value
(1) Financial derivatives.........
(2) Closely-held equity interests........
(3)Other
(B)
(C)
(D)
(E)
(F)
(G)
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)

Part VIII

Investments - Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.

(a) Description of investment	(b) Book value	(c) Method of valuation: Cost or end-of-year market value

(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)

Part IX

Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.

(a) Description				(b) Book value

(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........

Part X

Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.

1.(a) Description of liability	(b) Book value
(1) Federal income taxes
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)	74,564,111
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII

Schedule D (Form 990) 2020

Page 4

Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total revenue, gains, and other support per audited financial statements .......			1	73,293,055
2	Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a	Net unrealized gains (losses) on investments ....	2a	11,512,600
b	Donated services and use of facilities .........	2b
c	Recoveries of prior year grants ...........	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d .....................			2e	11,512,600
3	Subtract line 2e from line 1..................			3	61,780,455
4	Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b .	4a	493,333
b	Other (Describe in Part XIII.) ...........	4b
c	Add lines 4a and 4b....................			4c	493,333
5	Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ......			5	62,273,788

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total expenses and losses per audited financial statements ...........			1	57,096,226
2	Amounts included on line 1 but not on Form 990, Part IX, line 25:
a	Donated services and use of facilities .........	2a
b	Prior year adjustments ............	2b
c	Other losses ................	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d....................			2e	0
3	Subtract line 2e from line 1...................			3	57,096,226
4	Amounts included on Form 990, Part IX, line 25, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b ..	4a	493,333
b	Other (Describe in Part XIII.) ............	4b	4,749,612
c	Add lines 4a and 4b.....................			4c	5,242,945
5	Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ......			5	62,339,171

Part XIII

Supplemental Information

Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

Return Reference	Explanation
PART X, LINE 2:	THE VEBA TRUST FUNDING CERTAIN BENEFITS OF THE PLANS RECEIVED AN EXEMPTION LETTER FROM THE INTERNAL REVENUE SERVICE (IRS) DATED MAY 25, 1955, STATING THAT THE TRUST IS TAX EXEMPT UNDER THE PROVISIONS OF SECTION 501(C)9 OF THE INTERNAL REVENUE CODE (IRC). HOWEVER, AS A RESULT OF THE PLANS' FUNDING POLICIES, FROM TIME TO TIME THE TRUST MAY BE SUBJECT TO INCOME TAXES. NO FEDERAL OR STATE INCOME TAXES HAVE BEEN RECORDED IN 2019 FOR UNRELATED BUSINESS TAXABLE INCOME. IN ADDITION, THE PLANS AND THE TRUST ARE REQUIRED TO OPERATE IN CONFORMITY WITH THE IRC TO MAINTAIN THE TAXEXEMPT STATUS OF THE TRUST. THE PLANS' ADMINISTRATOR BELIEVES THAT THE PLANS ARE BEING OPERATED IN COMPLIANCE WITH THE APPLICABLE REQUIREMENTS OF THE IRC AND, THEREFORE BELIEVES THAT THE RELATED TRUST IS TAXEXEMPT. ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE PLAN MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE PLAN AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE PLAN HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE IRS. THE PLAN IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS.
PART XII, LINE 4B - OTHER ADJUSTMENTS:	CHANGE IN NET BENEFIT OBLIGATION 4,749,612.

Return Reference

Explanation

PART X, LINE 2:

THE VEBA TRUST FUNDING CERTAIN BENEFITS OF THE PLANS RECEIVED AN EXEMPTION LETTER FROM THE INTERNAL REVENUE SERVICE (IRS) DATED MAY 25, 1955, STATING THAT THE TRUST IS TAX EXEMPT UNDER THE PROVISIONS OF SECTION 501(C)9 OF THE INTERNAL REVENUE CODE (IRC). HOWEVER, AS A RESULT OF THE PLANS' FUNDING POLICIES, FROM TIME TO TIME THE TRUST MAY BE SUBJECT TO INCOME TAXES. NO FEDERAL OR STATE INCOME TAXES HAVE BEEN RECORDED IN 2019 FOR UNRELATED BUSINESS TAXABLE INCOME. IN ADDITION, THE PLANS AND THE TRUST ARE REQUIRED TO OPERATE IN CONFORMITY WITH THE IRC TO MAINTAIN THE TAXEXEMPT STATUS OF THE TRUST. THE PLANS' ADMINISTRATOR BELIEVES THAT THE PLANS ARE BEING OPERATED IN COMPLIANCE WITH THE APPLICABLE REQUIREMENTS OF THE IRC AND, THEREFORE BELIEVES THAT THE RELATED TRUST IS TAXEXEMPT. ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE PLAN MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE PLAN AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE PLAN HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE IRS. THE PLAN IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS.

PART XII, LINE 4B - OTHER ADJUSTMENTS:

CHANGE IN NET BENEFIT OBLIGATION 4,749,612.

Schedule D (Form 990) 2020

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet

Attach to Form 990 or 990-EZ.
MediumBullet

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2020

Open to Public
Inspection

Name of the organization

U A LOCAL 393 HEALTH & WELFARE TR

Employer identification number

94-6401544

Return Reference	Explanation
FORM 990, PART VI, SECTION A, LINE 3	THE ORGANIZATION DELEGATES CONTROL OVER MANAGEMENT DUTIES CUSTOMARILY PERFORMED BY OR UNDER THE DIRECT SUPERVISION OF OFFICERS, DIRECTORS, TRUSTEES OR KEY EMPLOYEES TO THE CONTRACT ADMINISTRATOR, BENESYS ADMINISTRATORS.
FORM 990, PART VI, SECTION A, LINE 8B	THE PLAN DOES NOT HAVE ANY COMMITTEES WITH THE AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY.
FORM 990, PART VI, SECTION B, LINE 11B	THE TRUSTEES DESIGNATE THE ADMINISTRATOR TO REVIEW THE FORM.
FORM 990, PART VI, SECTION B, LINE 12C	REVIEW WITH BOARD OF TRUSTEES ANNUALLY.
FORM 990, PART VI, SECTION C, LINE 19	THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST TO ALL PLAN PARTICIPANTS.
FORM 990 PART VII SECTION A COLUMN E AND F	TRUSTEES OF THE TRUST ARE EMPLOYEES OF CONTRIBUTING EMPLOYERS THAT ARE CONSIDERED RELATED ORGANIZATIONS UNDER THE DEFINITIONS IN SCHEDULE R. THE TRUST IS UNABLE TO REPORT COMPENSATION AND BENEFITS PAID TO THE TRUSTEES BY RELATED ORGANIZATIONS AS IT WAS UNABLE TO OBTAIN THE INFORMATION AFTER MAKING REASONABLE EFFORTS. THE TRUST REQUESTED THE COMPENSATION INFORMATION FROM THE TRUSTEE(S) BY PROVIDING A QUESTIONNAIRE REQUESTING THE REQUIRED INFORMATION ALONG WITH INSTRUCTIONS TO EXPLAIN THE INFORMATION NEEDED. THE QUESTIONNAIRES FOR THE TRUSTEES WERE NOT RECEIVED BACK PRIOR TO FILING THE TAX RETURN.
FORM 990, PART XI, LINE 2C	THE BOARD OF TRUSTEES ASSUMES RESPONSIBILITY FOR OVERSEEING THE AUDIT OF THE ORGANIZATION'S FINANCIAL STATEMENTS AND FOR SELECTING THE INDEPENDENT AUDITOR.

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 51056K

Schedule O (Form 990 or 990-EZ) 2020

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service

Related Organizations and Unrelated Partnerships

Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBullet

Attach to Form 990.
MediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2020

Open to Public Inspection

Name of the organization

U A LOCAL 393 HEALTH & WELFARE TR

Employer identification number

94-6401544

Part I

Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.

(a) Name, address, and EIN (if applicable) of disregarded entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Total income	(e) End-of-year assets	(f) Direct controlling entity

Part II

Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	(g) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	Yes	No
(1)U A LOCAL 393 PENSION TRUST FUND 1731 TECHNOLOGY DRIVE SUITE 570 SAN JOSE,CA95110 94-6359772	TO PROVIDE PENSION AND DEATH BENEFITS TO ELIGIBLE PARTICIPANTS	CA	401(A)		N/A		No
(2)U A LOCAL 393 TRUST FUND DEFINED CONTRIBUTION 1731 TECHNOLOGY DRIVE SUITE 570 SAN JOSE,CA95110 94-6075617	TO PROVIDE PENSION BENEFITS TO ELIGIBLE PARTICIPANTS COVERED BY CBA	CA	401(B)		N/A		No

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50135Y

Schedule R (Form 990) 2020

Page 2

Part III

Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?		(k) Percentage ownership
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No	(k) Percentage ownership

Part IV

Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets	(h) Percentage ownership	(i) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets	(h) Percentage ownership	Yes	No
(1) A & B MECHANICAL INC 26062 EDEN LANDING RD 5 HAYWARD,CA94545
(2) ABC PLUMBING INC P O BOX 8696 SAN JOSE,CA95155
(3) ABM BUILDING SOLUTIONS 6200 GOOD YEAR ROAD BENICIA,CA94510
(4) ACCEL AIR SYSTEMS INC 374 REED STREET SANTA CLARA,CA95050
(5) ACCO ENGINEERED SYSTEMS 888 EAST WALNUT STREET PASADENA,CA91101
(6) ACS CONTROLS 4704 ROSEVILLE RD NORTH HIGHLANDS,CA95660
(7) ADVANCED PNEUMATIC TUBE 3150 PALISADES DRIVE CORONA,CA92880
(8) ADVNC AIR TECHNOLOGIES 385 REED STREET SANTA CLARA,CA95050
(9) AGC INC 745-B CAMDEN AVENUE CAMPBELL,CA95008
(10) AIR SYSTEMS INC DBA EN 940 REMILLARD COURT SAN JOSE,CA95122
(11) AIR SYSTEMS SERVICECON 10381 OLD PLACERVILLE RD SACRAMENTO,CA95827
(12) ALL BAY MECHANICAL 107 NORTH 27TH STREET SAN JOSE,CA95116
(13) ALL TEMP SERVICE AIR CO 1466 SEAREEL PLACE SAN JOSE,CA95131
(14) AMS HEATING 3602 MUNFORD AVENUE STOCKTON,CA95215
(15) ARC PERFECT SOLUTIONS 1261 GRAY HAWK LANE SUISUN,CA94585
(16) ASCO SERVICE INC 575 SOUTHSIDE DR UNIT B GILROY,CA95020
(17) AUTOMATED BUILDING CONT 330 MATHEW STREET SANTA CLARA,CA95050
(18) AUTOMATED SOLUTIONS GRO 2150 BERING DRIVE SAN JOSE,CA95131
(19) AXIS MECHANICAL INC 2474 DE LA CRUZ BLVD SANTA CLARA,CA95050
(20) BAY AREA HVAC 269 MOORPARK DRIVE HOLLISTER,CA950234275
(21) BAY AREA MECHANICAL LLC 406 MARTIN AVENUE SANTA CLARA,CA95050
(22) BAY AREA MECHANICAL SER 406 MARTIN AVENUE SANTA CLARA,CA95050
(23) BAY CITY MECHANICAL INC 4124 LAKESIDE DRIVE RICHMOND,CA94806
(24) BENICIA PLUMBING INC 265 WEST CHANNEL CT BENICIA,CA94510
(25) BLUE STAR PLUMBING 1101 DAINTY AVENUE BRENTWOOD,CA94513
(26) BONESO BROTHERS CONSTR 2758 CONCRETE CT PASO ROBLES,CA93446
(27) C & S MECHANICAL INC 408 BONITA DRIVE APTOS,CA95003
(28) CAL PACIFIC PLUMBING SY 3785 BAYSHORE BLVD BRISBANE,CA94005
(29) CALIFORNIA CLIMATE SYST 1169 S MAIN ST 314 MANTECA,CA95337
(30) CASTRO PLUMBING SERIN P O BOX 5216 SAN JOSE,CA95150
(31) CHAMPION INDUSTRIAL CON P O BOX 4399 MODESTO,CA95352
(32) CLIMATE PROS LLC 3550 ARDEN ROAD HAYWARD,CA94545
(33) CLI-METRICS SERVICE COM 1285 ALMA CT SAN JOSE,CA95112
(34) COLD AIR REFRIGERATION 825 ARNOLD DRIVE MARTINEZ,CA94553
(35) COLD CRAFT INC PO BOX 320248 LOS GATOS,CA95032
(36) COLD ROOM SOLUTIONS IN 4695 CHABOT DRIVE PLEASANTON,CA94588
(37) COMMERCIAL REF SPECIAL 3480 ARDEN ROAD HAYWARD,CA94545
(38) CONTROL AIR ENTERPRISES 5200 E LA PALMA AVE ANAHEIM HILLS,CA92807
(39) COOL BREEZE REFRIGERATI 8975 DOUBLE DIAMOND RENO,NV89521
(40) COOL TECH MECHANICAL IN 1383 LAUREL STREET SAN CARLOS,CA94070
(41) CRITCHFIELD MECHANICAL 1901 JUNCTION AVENUE SAN JOSE,CA95131
(42) DAIKIN APPLIED 2568 BARRINGTON COURT HAYWARD,CA94545
(43) DANIEL LARRATT PLUMBING 898 PENNSYLVANIA AVE A SAN FRANCISCO,CA94107
(44) DANIEL MECHANICAL SERVI 5108 IRENE WAY LIVERMORE,CA94550
(45) DEBELLA MECHANICAL 605 NUTTMAN STREET SANTA CLARA,CA95054
(46) DEGREE HVAC 2566 BAY ROAD REDWOOD CITY,CA94063
(47) DEHARO MECHANICAL INC 280 COCHRANE CIRCLE STE A MORGAN HILL,CA95037
(48) DINELLI PLUMBING INC 1160 CHESS DR SUITE 5 FOSTER CITY,CA94404
(49) DORMATECH MECHANICAL SY 400 CONTRA COSTA STREET VALLEJO,CA94590
(50) DOWDLE & SONS MECH IN 100 TOWER ROAD AMERICAN CANYON,CA94503
(51) ECO HVAC CONTRACTING 6503 TRINIDAD CT SAN JOSE,CA95120
(52) EDGINGTON PLUMBING 350 LINDBERGH AVE LIVERMORE,CA94551
(53) EGAN PLUMBING 725 INDUSTRIAL RD UNIT-A SAN CARLOS,CA94070
(54) ENVIRONMENTAL SYS 2 3353 DE LA CRUZ BLVD SANTA CLARA,CA95054
(55) ENVISE 33333 WESTERN AVENUE UNION CITY,CA94587
(56) ESTES COMMERCIAL REFRIG 1400 POTRERO AVENUE RICHMOND,CA94804
(57) F M BOOTH INC P O BOX 5 MARYSVILLE,CA95901
(58) F W SPENCER 99 SOUTH HILL DRIVE BRISBANE,CA940051215
(59) FREIGHT TRAIN REFRIGERA 31 CROWN CIRCLE SO SAN FRANCISCO,CA94080
(60) GREATER BAY AREA ASSOCI 1047 WHIPPLE AVENUE REDWOOD CITY,CA94063
(61) HARRIS BAY AREA 99 SOUTH HILL DRIVE BRISBANE,CA94005
(62) HAUSER CONSTRUCTION 1302 LINCOLN AVE 202 SAN JOSE,CA95125
(63) HONEYWELL INC 1985 DOUGLAS DR N GOLDEN VALLEY,MN55422
(64) ICOM MECHANICAL INC 477 BURKE STREET SAN JOSE,CA95112
(65) ICUMIC INDUSTRIAL CONTR 447 GEORGIA STREET VALLEJO,CA94590
(66) INDOOR ENVIRONMENTAL SE 1512 SILICA AVE SACRAMENTO,CA95815
(67) INFINITY MECHANICAL 842 BOGGS AVE SUITE D FREMONT,CA94539
(68) INTECH MECHANICAL COMPA 7501 GALILEE ROAD ROSEVILLE,CA95678
(69) J R PIERCE PLUMB 14481 WICKS BLVD SAN LEANDRO,CA94577
(70) J MCCABE PLUMBING INC 850 CAMDEN AVENUE CAMPBELL,CA95008
(71) J SOARES PLUMBING INC 59 WASHINGTON ST 102 SANTA CLARA,CA95050
(72) JW MCCLENAHAN CO 2301 PALM AVENUE SAN MATEO,CA94403
(73) JET MECHANICAL INC 3832 AQUA VISTA CT HAYWARD,CA94542
(74) JOE KOCHER PLUMBING IN 255 N SAN TOMAS AQUINO RD CAMPBELL,CA95008
(75) JOHNSON CONTROLS INC 507 E MICHIGAN ST M-54 MILWAUKEE,WI532025211
(76) KDS PLUMBING INC 2087 RINGWOOD AVE 10 SAN JOSE,CA95131
(77) KAMRAN METALWORKS INC 411 E MONTECITO ST STE B SANTA BARBARA,CA93101
(78) KEY REFRIGERATION CO 19430 68TH AVE S STE B KENT,WA98032
(79) KIEWIT INFRASTRUCTURE W 12720 I STREET OMAHA,NE68137
(80) KINETIC SYSTEMS INC 4900 PROSPECTUS DRIVE DURHAM,NC27713
(81) KINETICS MECH SER IN 6336 PATTERSON PASS ROAD LIVERMORE,CA94550
(82) L J KRUSE PO BOX 2900 BERKELEY,CA94702
(83) LEFCO INC 1650 LAS PLUMAS AVENUE SAN JOSE,CA951331657
(84) LESCURE COMPANY INC 2301 ARNOLD INDUSTRIAL WY CONCORD,CA94520
(85) MJ MECHANICAL SERVICE 1043 E SAN CARLOS AVENUE SAN CARLOS,CA94070
(86) MARELICH MECH COINC 24041 AMADOR STREET HAYWARD,CA94544
(87) MATRIX HG INC 115 MASON CIRCLE SUITE B CONCORD,CA94520
(88) MECHANICAL INCORPORATED 2279 E YELLOW CREEK RD FLORENCE,IL61032
(89) MEMBER ADVOCATE 700 TOWER DRIVE STE 300 TROY,MI480992808
(90) MESA ENERGY SYSTEMS 2 CROMWELL IRVINE,CA92618
(91) MICHAEL VENOSTA PLUMBIN 8505 CHURCH STREET GILROY,CA95020
(92) MONSTER MECHANICAL INC 1521 TERMINAL AVE SAN JOSE,CA95112
(93) MONTEREY MECHANICAL 8275 SAN LEANDRO ST OAKLAND,CA94621
(94) MSR MECHANICAL INC 4501 CALIFORNIA COURT BENICIA,CA94510
(95) MURRAY PLUMBING AND HEA 18414 S SANTA FE AVENUE RANCHO DOMINGUEZ,CA90221
(96) NEW ENGLAND SHEET METAL PO BOX 4287 FRESNO,CA937444287
(97) NICRO INC 635 DELANO DRIVE OAKDALE,CA95361
(98) NORTHERN CALIF MECHANIC 3500 W OLIVE AVE STE 860 BURBANK,CA91505
(99) O C MC DONALD CO P O BOX 26560 SAN JOSE,CA95159
(100) OCEAN PARK MECHANICAL I 14900 INTERURBAN AVE S SEATTLE,WA98168
(101) OMNI MECHANICAL SOLUTIO 1452 NORTH VASCO RD LIVERMORE,CA94551
(102) OTAVILLA MECHANICAL CON 335 SAN BENITO ST STE 201 HOLLISTER,CA95023
(103) PACIFIC COAST TRANE SER 310 SOQUEL WAY SUNNYVALE,CA94085
(104) PACIFIC PLUMBING AND 329 SANGO COURT MILPITAS,CA95035
(105) PACIFIC PLUMBING INC 956 TERMINAL WAY SAN CARLOS,CA94070
(106) PACIFIC RIM PLUMBING I 2283 RESEARCH DRIVE LIVERMORE,CA94550
(107) PAN PACIFIC MECHANICAL 18250 EUCLID STREET FOUNTAIN VALLEY,CA92708
(108) PARAGON MECHANICAL 16160 CAPUTO DRIVE MORGAN HILL,CA95037
(109) PERFORMANCE AIR SERIN 350 MATHEW STREET SANTA CLARA,CA95050
(110) PERFORMANCE MECH INC 701 WILLOW PASS RD STE 2 PITTSBURG,CA94565
(111) PPMC 18414 S SANTA FE AVENUE RANCHO DOMINGUEZ,CA90221
(112) PRIME MECHANICAL 296 WRIGHT BROTHERS AVE LIVERMORE,CA94551
(113) PRO TEMP MECHANICAL IN 3350 SCOTT BLVD 3 SANTA CLARA,CA95054
(114) QUALITY PLUMBING ASSOCI 607 A BRUKEN AVENUE SALINAS,CA93901
(115) QUALTECH MECHANICAL PO BOX 641595 SAN JOSE,CA951641595
(116) RAY L HELLWIG MECHANICA 1309 LAURELWOOD RD SANTA CLARA,CA95054
(117) RESCUE AIR SYSTEMS INC 751 LAUREL STREET 416 SAN CARLOS,CA94070
(118) RODRIGUEZ SHEET METALR 413 SANTA MESA DRIVE SAN JOSE,CA95123
(119) ROUNTREE PLUMBING&HEATI 1624 SANTA CLARA DRIVE ROSEVILLE,CA95661
(120) SABBATINI PLUMBING 73 SOUTH STREET HOLLISTER,CA95023
(121) SAN JOSE WATER COMPANY 110 W TAYLOR STREET SAN JOSE,CA95110
(122) SANTA CLARA CONTRACTORS 400 REED STREET SAN JOSE,CA95052
(123) SANTA CLARA VALLEY CONT 400 REED STREET SANTA CLARA,CA95050
(124) SCHECK INDUSTRIES ONE EAST OAK HILL DR WESTMONT,IL60559
(125) SERVICE UNLIMITED INC 1300 INDUSTRIAL RD 9 SAN CARLOS,CA94070
(126) SILICON VALLEY MECHANIC 2115 RINGWOOD AVENUE SAN JOSE,CA95131
(127) SITELOGIQINDOOR ENVIRO 1512 SILICA AVE SACRAMENTO,CA95815
(128) SOUTH BAY PIPING INDUST 400 REED STREET SANTA CLARA,CA95052
(129) SOUTHLAND INDUSTRIES 12131 WESTERN AVE GARDEN GROVE,CA92841
(130) SOUTHWEST ENVIRONMENTAL 9060 ACTIVITY ROAD SAN DIEGO,CA92126
(131) STEPHEN CIARI PLBG & HE 1054 ELM STREET SAN JOSE,CA95126
(132) SUNBELT CONTROLS INC 888 E WALNUT STREET PASADENA,CA91101
(133) THERMA LLC 1601 LAS PLUMAS AVE SAN JOSE,CA95133
(134) THERMAL MECHANICAL 425 ALDO AVENUE SANTA CLARA,CA950542322
(135) T-I ARIZONA PIPE TRADES PO BOX 21240 DENVER,CO80221
(136) T-I LOCAL 725 PIPEFITTE 15800 PINES BLVD 201 PEMBROKE PINES,FL33027
(137) T-I LU 159 4160 DUBLIN BLVD 400 DUBLIN,CA94568
(138) T-I LU 26 WESTERN WASHI 11724 NE 195TH ST STE300 BOTHELL,WA98011
(139) T-I LU 290 7600 SW MOHAWK ST TUALATIN,OR97062
(140) T-I LU 32SEATTLE AREA P 11724 NE 195TH SUITE 300 BOTHELL,WA98011
(141) T-I LU 342 1855 GATEWAY BLVD 350 CONCORD,CA94520
(142) T-I LU 344 4337 SW 44TH STREET OKLAHOMA CITY,OK73119
(143) T-I LU 350 PO BOX 11337 RENO,NV89510
(144) T-I LU 38 1625 MARKET STREET SAN FRANCISCO,CA94103
(145) T-I LU 447 PO BOX 191030 SACRAMENTO,CA958191030
(146) T-I LU 467 PO BOX 5057 SAN JOSE,CA95150
(147) T-I LU 525 1830 E SAHARA AVE 305 LAS VEGAS,NV89104
(148) T-I LU 675 1109 BETHEL ST STE 403 HONOLULU,HI96813
(149) T-I LU 891 201 QUEEN ANNE AVE N100 SEATTLE,WA98109
(150) TNT CONSTRUCTION SERVIC 17831 BIG SKY CIRLCE PERRIS,CA92570
(151) TOTAL FACILITY SOLUTION 1001 KLEIN ROAD PLANO,TX75074
(152) UALOCAL 393 - JATC 780 COMMERCIAL STREET SAN JOSE,CA95112
(153) UA LOCAL 393 6150 COTTLE ROAD SAN JOSE,CA95123
(154) UNITED COMFORT SOLUTION 142 N MILPITAS BLVD 308 MILPITAS,CA95035
(155) UNITED MECHANICAL INC 2185 OAKLAND ROAD SAN JOSE,CA951311574
(156) VAL'S PLMBG & HTG INC 413 FRONT STREET SALINAS,CA93901
(157) W L HICKEY SONS INC 1960 HARTOG DRIVE SAN JOSE,CA95131
(158) WEST VALLEY CONST P O BOX 5639 SAN JOSE,CA95150
(159) WESTERN ALLIED MECH I 1180 OBRIEN DRIVE MENLO PARK,CA94025
(160) WHITE WATER PLUMBING 150 FORD WAY STE 100A NOVATO,CA94949
(161) XCEL MECHANICAL SYSTEMS 1710 W 130TH STREET GARDENA,CA90249

Schedule R (Form 990) 2020

Page 3

Part V

Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.

Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.

Yes

1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?

a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................

b Gift, grant, or capital contribution to related organization(s) ............................

c Gift, grant, or capital contribution from related organization(s) ............................

d Loans or loan guarantees to or for related organization(s) ............................

e Loans or loan guarantees by related organization(s) ............................

f Dividends from related organization(s) ............................

g Sale of assets to related organization(s) ............................

h Purchase of assets from related organization(s) ............................

i Exchange of assets with related organization(s) ............................

j Lease of facilities, equipment, or other assets to related organization(s) .......................

k Lease of facilities, equipment, or other assets from related organization(s) ......................

l Performance of services or membership or fundraising solicitations for related organization(s) .....................

m Performance of services or membership or fundraising solicitations by related organization(s) .................

n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................

o Sharing of paid employees with related organization(s) ............................

p Reimbursement paid to related organization(s) for expenses ............................

q Reimbursement paid by related organization(s) for expenses ............................

r Other transfer of cash or property to related organization(s) ............................

s Other transfer of cash or property from related organization(s) ............................

If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.

(a) Name of related organization	(b) Transaction type (a-s)	(c) Amount involved	(d) Method of determining amount involved

Schedule R (Form 990) 2020

Page 4

Part VI

Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.

(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(e) Are all partners section 501(c)(3) organizations?		(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?		(k) Percentage ownership
(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	Yes	No	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No	(k) Percentage ownership

Schedule R (Form 990) 2020

Page 5

Part VII

Supplemental Information

Provide additional information for responses to questions on Schedule R. See instructions.

Return Reference	Explanation

Schedule R (Form 990) 2020

Additional Data

Software ID:
Software Version:

1	Briefly describe the organization’s mission or most significant activities: TO PROVIDE ELIGIBLE PARTICIPANTS AND THEIR DEPENDENTS WITH HEALTH & WELFARE BENEFITS.
2	Check this box
3	Number of voting members of the governing body (Part VI, line 1a) ........	3	11
4	Number of independent voting members of the governing body (Part VI, line 1b) .....	4	11
5	Total number of individuals employed in calendar year 2020 (Part V, line 2a) ......	5	5
6	Total number of volunteers (estimate if necessary) .............	6	10
7a	Total unrelated business revenue from Part VIII, column (C), line 12 ........	7a	2,465,513
b	Net unrelated business taxable income from Form 990-T, line 39 .........	7b	0

		Prior Year	Current Year
8	Contributions and grants (Part VIII, line 1h) .........	0	0
9	Program service revenue (Part VIII, line 2g) .........	65,566,482	59,120,248
10	Investment income (Part VIII, column (A), lines 3, 4, and 7d ) ....	9,639,788	2,465,513
11	Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)	792,685	688,027
12	Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)	75,998,955	62,273,788
13	Grants and similar amounts paid (Part IX, column (A), lines 1–3 )...	0	0
14	Benefits paid to or for members (Part IX, column (A), line 4).....	64,688,156	59,699,765
15	Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)	87,365	81,218
16a	Professional fundraising fees (Part IX, column (A), line 11e) .....	0	0
b	Total fundraising expenses (Part IX, column (D), line 25) 0
17	Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)....	2,241,437	2,558,188
18	Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)	67,016,958	62,339,171
19	Revenue less expenses. Subtract line 18 from line 12.......	8,981,997	-65,383
		Beginning of Current Year	End of Year
20	Total assets (Part X, line 16).............	160,843,087	176,765,580
21	Total liabilities (Part X, line 26).............	70,580,795	75,056,071
22	Net assets or fund balances. Subtract line 21 from line 20.....	90,262,292	101,709,509

Sign Here

	Signature of officer	Date

	Type or print name and title


4a	(Code: ) (Expenses $ including grants of $ ) (Revenue $ )
	TO PROVIDE ELIGIBLE PARTICIPANTS AND THEIR DEPENDENTS WITH HEALTH & WELFARE BENEFITS ACCORDING TO COLLECTIVE BARGAINING AGREEMENTS BETWEEN EMPLOYERS AND THE UNION.

4b	(Code: ) (Expenses $ including grants of $ ) (Revenue $ )












4c	(Code: ) (Expenses $ including grants of $ ) (Revenue $ )












4d	Other program services (Describe in Schedule O.)
	(Expenses $ including grants of $ ) (Revenue $ )
4e	Total program service expenses

(A) Name and title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)			(D) Reportable compensation from the organization (W-2/1099-MISC)	(E) Reportable compensation from related organizations (W-2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(A) Name and title
(1) STEVE FLORES...................................................................... CHAIRMAN	5.00 .................	X	X		0	0	0
(2) ALEX HALL...................................................................... CO-CHAIR	5.00 .................	X	X		0	0	0
(3) MICHAEL J VLAMING...................................................................... TRUSTEE	5.00 .................	X			0	0	0
(4) LEROY GINN...................................................................... TRUSTEE	5.00 .................	X			0	0	0
(5) TIM WHALEN...................................................................... TRUSTEE	5.00 .................	X			0	0	0
(6) WAYD LA PEARLE...................................................................... TRUSTEE	5.00 .................	X			0	0	0
(7) SCOTT ESTEP...................................................................... TRUSTEE	5.00 .................	X			0	0	0
(8) FRANK AUSTIN...................................................................... TRUSTEE	5.00 .................	X			0	0	0
(9) WAYNE MACHADO...................................................................... TRUSTEE	5.00 .................	X			0	0	0
(10) ERIC MUSSYNSKI...................................................................... TRUSTEE	5.00 .................	X			0	0	0
(11) BOB DILLS...................................................................... TRUSTEE	5.00 .................	X			0	0	0
(12) NANCY FERGUSON...................................................................... MEMBER ADVOCATE	40.00 .................			X	121,274	0	0

1b	Sub-Total................
c	Total from continuation sheets to Part VII, Section A....
d	Total (add lines 1b and 1c)...........	121,274	0	0

1a	Federated campaigns..	1a
b	Membership dues..	1b
c	Fundraising events..	1c
d	Related organizations	1d
e	Government grants (contributions)	1e

f	All other contributions, gifts, grants, and similar amounts not included above	1f

g	Noncash contributions included in lines 1a - 1f:$	1g

h Total. Add lines 1a-1f.......

		Business Code
2a	EMPLOYER CONTRIBUTIONS	900099	51,809,573	51,809,573
b	ERA CONTRIBUTIONS	900099	7,236,943	7,236,943
c	COBRA CONTRIBUTIONS	900099	73,732	73,732
d
e
f	All other program service revenue.
g	Total. Add lines 2a–2f .....		59,120,248

3 Investment income (including dividends, interest, and othersimilar amounts) ......			2,972,129		2,972,129
4 Income from investment of tax-exempt bond proceeds
5 Royalties...........
		(ii) Personal	(i) Real
6a	Gross rents			6a
b	Less: rental expenses			6b
c	Rental income or (loss)			6c
d	Net rental income or (loss).......
		(ii) Other	(i) Securities
7a	Gross amount from sales of assets other than inventory		259,329,901	7a
b	Less: cost or other basis and sales expenses		259,836,517	7b
c	Gain or (loss)		-506,616	7c
d	Net gain or (loss).........			-506,616		-506,616
8a	Gross income from fundraising events (not including $ of contributions reported on line 1c). See Part IV, line 18 ....
			8a
b	Less: direct expenses ...		8b
c	Net income or (loss) from fundraising events..
9a	Gross income from gaming activities. See Part IV, line 19 ...
			9a
b	Less: direct expenses ...		9b
c	Net income or (loss) from gaming activities..
10a	Gross sales of inventory, less returns and allowances ..
			10a
b	Less: cost of goods sold ..		10b
c	Net income or (loss) from sales of inventory..
Business Code			Miscellaneous Revenue
11a	OTHER INCOME		900099	392,498	392,498
b	MEDICARE D SUBSIDY		900099	282,722	282,722
c	LIQUIDATED DAMAGES		900099	12,807	12,807
d	All other revenue ....
e	Total. Add lines 11a–11d ......			688,027
12	Total revenue. See instructions.....			62,273,788	59,808,275	2,465,513	0

1	Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 ....
2	Grants and other assistance to domestic individuals. See Part IV, line 22 ...........
3	Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. .............
4	Benefits paid to or for members .......	59,699,765
5	Compensation of current officers, directors, trustees, and key employees ...........
6	Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .........
7	Other salaries and wages........	81,218
8	Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) ....
9	Other employee benefits .......
10	Payroll taxes ...........
11	Fees for services (non-employees):
a	Management ......	679,106
b	Legal .........	85,785
c	Accounting ...........	102,940
d	Lobbying ...........
e	Professional fundraising services. See Part IV, line 17
f	Investment management fees ......	493,333
g	Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O)	1,033,601
12	Advertising and promotion ....
13	Office expenses .......
14	Information technology ......
15	Royalties ..
16	Occupancy ...........
17	Travel ............
18	Payments of travel or entertainment expenses for any federal, state, or local public officials .
19	Conferences, conventions, and meetings ....	10,392
20	Interest ...........
21	Payments to affiliates .......
22	Depreciation, depletion, and amortization ..
23	Insurance ...	6,634
24	Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a	PRINTING	81,734
b	POSTAGE	43,812
c	MISCELLANEOUS	10,937
d	PCORI FEES	9,914
e	All other expenses
25	Total functional expenses. Add lines 1 through 24e	62,339,171
26	Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC 958-720).

1	Cash–non-interest-bearing ........		2,416,312	1	979,383
2	Savings and temporary cash investments .........		6,753,468	2	12,480,211
3	Pledges and grants receivable, net ......			3
4	Accounts receivable, net .............		5,188,698	4	5,375,039
5	Loans and other receivables from any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
				5
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
				6
7	Notes and loans receivable, net ...........			7
8	Inventories for sale or use ............			8
9	Prepaid expenses and deferred charges ......		9,366	9	10,683
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a
b	Less: accumulated depreciation	10b		10c
11	Investments—publicly traded securities .		145,988,840	11	157,406,752
12	Investments—other securities. See Part IV, line 11 .....			12
13	Investments—program-related. See Part IV, line 11 ..			13
14	Intangible assets ...............			14
15	Other assets. See Part IV, line 11 ...........		486,403	15	513,512
16	Total assets. Add lines 1 through 15 (must equal line 33)...		160,843,087	16	176,765,580

17	Accounts payable and accrued expenses .....	372,505	17	491,960
18	Grants payable ...		18
19	Deferred revenue .........		19
20	Tax-exempt bond liabilities .........		20
21	Escrow or custodial account liability. Complete Part IV of Schedule D		21
22	Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
			22
23	Secured mortgages and notes payable to unrelated third parties ..		23
24	Unsecured notes and loans payable to unrelated third parties ..		24
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D	70,208,290	25	74,564,111
26	Total liabilities. Add lines 17 through 25..	70,580,795	26	75,056,071

	Organizations that follow FASB ASC 958, check here and complete lines 27, 28, 32, and 33.
27	Net assets without donor restrictions ..........		27
28	Net assets with donor restrictions ...........		28
	Organizations that do not follow FASB ASC 958, check here and complete lines 29 through 33.
29	Capital stock or trust principal, or current funds .....	0	29	0
30	Paid-in or capital surplus, or land, building or equipment fund ...	0	30	0
31	Retained earnings, endowment, accumulated income, or other funds	90,262,292	31	101,709,509
32	Total net assets or fund balances ...........	90,262,292	32	101,709,509
33	Total liabilities and net assets/fund balances ........	160,843,087	33	176,765,580